State v. Fourtin
CourtSupreme Court of Connecticut
Date FiledSeptember 28, 2012
DocketSC18523
JudgeRogers; Norcott; Palmer; Zarella; McLachlan; Eveleigh; Harper
StatusPublished
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Full Opinion
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STATE v. FOURTIN—DISSENT
NORCOTT, J., with whom EVELEIGH and HARPER,
Js., join, dissenting. I conclude that the Bridgeport jury
that was summoned to decide the facts of this case
reasonably could have found that the victim, a twenty-
five year old woman with numerous disabilities, includ-
ing cerebral palsy, mental retardation and hydrocepha-
lus, which render her unable to walk and talk and leave
her with only very limited means to communicate with
others, was in fact ‘‘ ‘[p]hysically helpless,’ ’’ even under
what the majority deems to be the ‘‘highly particularized
meaning’’ of General Statutes § 53a-65 (6),1 as expli-
cated by State v. Hufford, 205 Conn. 386, 399, 533 A.2d
866 (1987). I therefore respectfully disagree with the
majority’s conclusion that the Appellate Court properly
determined that the convictions of the defendant, Rich-
ard Fourtin, of attempt to commit sexual assault in the
second degree in violation of General Statutes §§ 53a-
49 (a) (2)2 and 53a-71 (a) (3),3 and sexual assault in the
fourth degree in violation of General Statutes (Rev. to
2005) § 53a-73a (a) (1) (C),4 were not supported by
sufficient evidence. See State v. Fourtin, 118 Conn. App.
43, 45, 982 A.2d 261 (2009). Because I would reverse the
judgment of the Appellate Court, I respectfully dissent.
The majority accurately states the background facts
and procedural history, and I will not repeat them exten-
sively here. Because this case presents an issue that
is extremely fact sensitive, I do, however, emphasize
certain descriptive facts with respect to the victim and
her disabilities, as well as the events surrounding the
disclosure of her assaults. ‘‘The [victim] is a woman
with significant disabilities that affect the manner in
which she interacts with others. She [suffered a brain
hemorrhage after being born three months premature,
causing] cerebral palsy, mental retardation and hydro-
cephalus.5 She cannot walk and needs assistance in
performing the activities of daily living.6 She is nonver-
bal but communicates with others by gesturing and
vocalizing and through the use of a communication
board.7 To manifest her displeasure, she can kick, bite8
and scratch. The [victim] can also vocalize her feelings
by groaning or screeching.
‘‘In 2006, the [victim] was attending an adult day
care program for men and women who are physically,
emotionally or mentally disabled. Deacon Raymond
Chervenak was a staff member at the day care program
with whom the [victim] regularly communicated about
her interest in sports. On February 23, 2006, Chervenak
observed that the [victim] looked ‘aggravated’ and
‘scared.’ In response to Chervenak’s inquiry, the [vic-
tim], by means of appropriate gestures9 and the use
of a communication board, made him aware that the
defendant [who is the boyfriend of her mother, S] had
sexually assaulted her at her home. In similar fashion,
the [victim] repeated this accusation to Frances Hernan-
dez, the supervisor of the adult program, by pointing
to her own body parts and Chervenak’s body parts.
A subsequent medical examination disclosed physical
symptoms consistent with the [victim’s] report that she
had been sexually assaulted.’’ Id., 46–47.
‘‘In reviewing the sufficiency of the evidence to sup-
port a criminal conviction we apply a two-part test.
First, we construe the evidence in the light most favor-
able to sustaining the verdict. Second, we determine
whether upon the facts so construed and the inferences
reasonably drawn therefrom the [finder of fact] reason-
ably could have concluded that the cumulative force
of the evidence established guilt beyond a reasonable
doubt. . . . [I]n viewing evidence which could yield
contrary inferences, the jury is not barred from drawing
those inferences consistent with guilt and is not
required to draw only those inferences consistent with
innocence. The rule is that the jury’s function is to
draw whatever inferences from the evidence or facts
established by the evidence it deems to be reasonable
and logical.’’ (Internal quotation marks omitted.) State
v. Ovechka, 292 Conn. 533, 540–41, 975 A.2d 1 (2009).
Before turning to a detailed examination of the record
in this case, I begin with a review of the legal principle
that the jury tasked with deciding the facts of this case
was called upon to apply,10 namely, whether the victim
was physically helpless, a term that is statutorily defined
as ‘‘unconscious or for any other reason . . . physi-
cally unable to communicate unwillingness to an act.’’
(Emphasis added.) General Statutes § 53a-65 (6). The
leading Connecticut case involving the application of
this term is State v. Hufford, supra, 205 Conn. 386,
wherein this court concluded that there was insufficient
evidence to support the fourth degree sexual assault
conviction of the defendant, an emergency medical
technician, who had allegedly touched the breasts and
vagina of a female patient who was being restrained
during transportation to the hospital because she was
agitated and apparently suicidal. Id., 389–90. This court
first noted that the language of § 53a-65 (6) ‘‘contains
no terms not commonly used which might not be under-
stood in their ordinary meaning,’’ and stated that,
‘‘[s]ince the complainant was not unconscious, we are
concerned with whether she was physically able to
communicate her unwillingness to the act.’’ Id., 398.
Quoting Webster’s Third New International Dictionary
(1986), the court determined that the word ‘‘communi-
cate’’ was plain and unambiguous, and meant ‘‘ ‘to make
known: inform a person of . . . speak, gesticulate . . .
to convey information.’ ’’11 State v. Hufford, supra, 398–
99. Rejecting the state’s claim that the complainant,
who was unable to resist the alleged assault because
she was being restrained, but had ‘‘protested verbally,’’
was ‘‘physically helpless’’; id., 398; the court observed
that, ‘‘[b]y her own account, the complainant told the
defendant repeatedly to stop touching her, directly con-
veying her objection to his advances. While this testi-
mony tends to show lack of consent, it contradicts the
state’s assertion that the complainant was unable to
communicate her ‘unwillingness to an act.’ ’’ Id., 399.
Accordingly, this court concluded that ‘‘[t]he record
contains no evidence tending to show that the complain-
ant was physically helpless.’’12 Id.
Consistent with our decision in State v. Hufford,
supra, 205 Conn. 399, case law from other jurisdictions
applying statutory language identical to that of § 53a-
65 (6) in sufficiency of the evidence analyses makes
clear that even the most significant physical disability
does not by itself render an individual physically help-
less. Thus, I agree with the majority that the analytical
key remains the disabled victim’s physical ability to
communicate consent or the lack thereof.13 Compare
Dabney v. State, 326 Ark. 382, 384, 930 S.W.2d 360 (1996)
(A fifty-three year old victim who was blind and unable
to speak was physically helpless when, ‘‘[a]s to her
ability to communicate, the victim could only grunt,
raise her hand, and shake her head from side to side.
She was unable to write. In addition, witnesses testified
that the victim’s ability to perceive and comprehend
her surroundings was very limited.’’), and People v. Gon-
zalez, 62 App. Div. 3d 1263, 1264–65, 878 N.Y.S.2d 534
(sufficient evidence that victim with ‘‘advanced Alzhei-
mer’s disease . . . was ‘physically unable to communi-
cate unwillingness to an act’ ’’), appeal denied, 12 N.Y.3d
925, 912 N.E.2d 1087, 884 N.Y.S.2d 706 (2009); and Peo-
ple v. Green, 298 App. Div. 2d 143, 144, 747 N.Y.S.2d
767 (Both victims were the defendant’s fellow hospital
patients and ‘‘were so severely handicapped that they
were not capable of communicating an unwillingness
to act. While there was evidence that each victim could
make reflexive body motions, the evidence did not war-
rant a conclusion that either victim was capable of
making voluntary movements designed to communicate
unwillingness . . . .’’ [Citation omitted.]), appeal
denied, 99 N.Y.2d 559, 784 N.E.2d 84, 757 N.Y.S.2d 211
(2002), with People v. Clyburn, 212 App. Div. 2d 1030,
1031, 623 N.Y.S.2d 448 (victim who suffered from Hun-
tington’s chorea, but could speak, not physically help-
less), appeal denied, 85 N.Y.2d 971, 653 N.E.2d 627, 629
N.Y.S.2d 731 (1995), and People v. Morales, 139 Misc.
2d 200, 201–202, 528 N.Y.S.2d 286 (1988) (The victim,
who ‘‘suffers from muscular dystrophy rendering her
paralyzed from the neck down and wheelchair bound,’’
not physically helpless because she had ‘‘clearly testi-
fied that she verbally communicated her lack of consent
and protests to the defendant during the incident.
Therefore, although she was indeed physically helpless
in the ordinary sense of the term, she was not physically
helpless for purposes of the statute.’’), and State v.
Bucknell, 144 Wn. App. 524, 529–30, 183 P.3d 1078 (2008)
(bedridden victim paralyzed from waist down by amyo-
trophic lateral sclerosis, commonly known as Lou Geh-
rig’s disease, not physically helpless because she was
‘‘able to talk, answer questions, and understand and
perceive information’’).
Finally, in reviewing the evidence in this record, I
emphasize that ‘‘[w]hether a victim is physically help-
less at any given moment is largely a question of fact for
the jury to decide.’’ (Internal quotation marks omitted.)
State v. Stevens, 311 Mont. 52, 59, 53 P.3d 356 (2002);
see also, e.g., Dabney v. State, supra, 326 Ark. 384; Perez
v. State, 479 So. 2d 266, 267 (Fla. App. 1985); State v.
Tapia, 751 N.W.2d 405, 407 (Iowa App. 2008); People
v. Teicher, 52 N.Y.2d 638, 649, 422 N.E.2d 506, 439
N.Y.S.2d 846 (1981). The majority recognizes this princi-
ple of factual deference, but in my view, fails to pay it
sufficient heed.
Thus, unlike the majority, I agree with the state’s
position that, when the evidence properly is construed
in the light most favorable to sustaining the verdict,
including reasonably drawing inferences from that evi-
dence in a manner consistent with the jury’s verdict;
see, e.g., State v. Ovechka, supra, 292 Conn. 540–41;
there is legally sufficient evidence in the record to sup-
port the jury’s finding that the victim’s physical and
mental disabilities rendered her ‘‘physically unable to
communicate unwillingness to an act.’’ General Statutes
§ 53a-65 (6). With respect to the victim’s communicative
abilities, although they were not completely nonexis-
tent, they nevertheless were significantly and severely
restricted, as shown by her need to use a cumbersome
and slow communication board. See footnote 7 of this
dissenting opinion. Dee Vetrano, the director of residen-
tial support at the Litchfield County Association for
Retarded Citizens, who supervises the group home
wherein the victim resided at the time of trial, testified
that it took a great deal of energy and time for the
victim’s brain to make her hands move so that she could
use the board—testimony that was demonstrated for
the jury when the victim’s testimony had to be taken
in short intervals over four separate trial days because
of the fatigue caused by the act. Indeed, Vetrano testi-
fied further that, when the victim became stressed or
agitated—which the jury reasonably could have
inferred was a possible, and indeed quite likely, reac-
tion to a sexual advance by the defendant, who was
her mother’s boyfriend—she would involuntarily ‘‘fist’’
her hands, rendering her further unable to communicate
using the board, and therefore unable to physically com-
municate to the defendant that his sexual advances
were unwelcome. Moreover, given the context depen-
dent nature of the victim’s communication abilities, as
shown by the icon based communication board and the
testimony of S that, to her knowledge, the victim had
never received any kind of sex education—either from
S or from any of her schools or care programs—the
jury also reasonably could have inferred that the victim
had significant difficulty understanding and responding
to questions about sex.14
These communicative difficulties are further borne
out in the testimony of three physicians to the effect
that the victim was unable to communicate with them
during the course of gynecological examinations, and
that they had to speak with S in order to obtain neces-
sary information. Jose Reyes, an obstetrician and gyne-
cologist who was one of the victim’s regular treating
physicians, testified that, in October, 2005, the victim
came in for treatment of an apparent rash ‘‘with [S] and
it was [S] who communicated with me since I could
not communicate with the [victim].’’ Reyes testified on
cross-examination that, although the victim had a con-
tact dermatitis condition on her genitalia and perineum
that would generally be a very painful and itchy condi-
tion, she could not communicate that to him. Elenita
Espina, Reyes’ partner in practice, similarly testified at
trial that she was never able to communicate with the
victim, both at a June, 2006 examination following the
sexual assault at issue in this case, and during numerous
past visits. Finally, James Bovienzo, an emergency
department physician at St. Vincent’s Medical Center
in Bridgeport who performed the sexual assault exami-
nation on the victim, answered in the negative when
asked whether he was ‘‘able to discuss matters with
[the victim] while [he was] involved in collecting . . .
evidence in this case,’’ testifying that she was ‘‘noncom-
municative’’ throughout the examination. In assessing
the victim’s communicative abilities with respect to
matters pertaining to her body, the jury reasonably
could have credited the physicians’ testimony regarding
how the victim simply could not communicate with
them—particularly given her lack of sexual knowledge
and the fact that they were called upon to assess and
treat her genital and perineal areas both in the course
of ordinary medical care and in conjunction with the
sexual assault evaluations occasioned by her allega-
tions in this case. Thus, I conclude that the jury’s finding
of physical helplessness was supported by sufficient
evidence.15
In concluding to the contrary, the majority echoes
the defendant’s contentions and posits that the victim
must be in a state akin to unconsciousness in order to
qualify as physically helpless under the statute, noting
that ‘‘it is the rare case that does not involve a victim
who was physically helpless due to unconsciousness,
sleep or intoxication.’’ The defendant and the majority,
quite understandably, then rely heavily on People v.
Huurre, 193 App. Div. 2d 305, 307–308, 603 N.Y.S.2d
179 (1993), aff’d, 84 N.Y.2d 930, 645 N.E.2d 1210, 621
N.Y.S.2d 511 (1994) (per curiam), wherein the New York
Appellate Division, in an opinion later adopted by the
Court of Appeals, concluded that there was not suffi-
cient evidence to establish the physical helplessness of
‘‘a [thirty-five year old] woman with an IQ of [sixteen]
to [twenty], which is the functional equivalent of a three
year old and renders her profoundly mentally retarded.
In addition, the victim suffers from cerebral palsy and
epilepsy, and is nonverbal in the sense that she has no
understandable speech, but she does make gutt[u]ral
noises and is capable of making and understanding
a few signs. Essentially, she is capable of doing and
understanding that which a three year old can do and
understand, except that she does not have the ability
to speak.’’ The court determined that the victim’s rudi-
mentary communicative abilities16 and responses to
medical treatment ‘‘most vividly [typify] the problem
with this case—the victim has the physical ability to
communicate her unwillingness to do an act, but she
is mentally incapable of determining when she should
be willing and when she should be unwilling to do an
act.’’ Id., 308.
I disagree with the majority’s reliance on Huurre
in applying § 53a-65 (6). First, as aptly noted by the
Arkansas Supreme Court in applying an identical defini-
tion, the statute ‘‘only requires physical helplessness,
not total incapacity.’’ (Emphasis added.) Dabney v.
State, supra, 326 Ark. 385. Second, the Appellate Divi-
sion’s decision in Huurre, even if it comprehensively
reflects the state of the law in New York, nevertheless
is both nonbinding17 and, in my view, a wrongly decided
case that simply cannot be reconciled with the state
high court’s prior admonition in People v. Teicher,
supra, 52 N.Y.2d 649, namely, that physical helplessness
is largely a question of fact for the trier. Moreover,
Huurre is only superficially similar to the present case
on the basis of the disabilities suffered by the victim
therein as described in the opinion, and is distinguish-
able because, although it, like the present case, con-
tained some evidence that the victim’s ‘‘lack of speech
does not inhibit her from communicating when she
wants or does not want something’’; People v. Huurre,
supra, 193 App. Div. 2d 307; the evidence of the victim’s
responsiveness to medical examinations in Huurre was
the polar opposite of that considered by the jury in this
case through the testimony of Reyes, Bovienzo and
Espina. Specifically, the victim in Huurre actively com-
municated her desire to avoid the examination and
physically tried to ‘‘get off the examining table and
jumped back when [the physician] approached her with
a tube. The [physician] finally became discouraged and
left the room without having completed the examina-
tion. The victim did receive a complete gynecological
examination later that day at the clinic, but in order to
do so she had to be strapped down and her legs held
apart by two or three people.’’ Id., 307–308; see also
id., 308 (The court noted that ‘‘when the victim is given
medicine at the institution in which she resides she
often backs away and shakes her head, indicating that
she does not want to take the medicine. Another exam-
ple of the victim’s ability to communicate occurred
when she cut her head and was taken to the hospital.
She covered her wound with her hand when the doctor
tried to look at it.’’). The victim in Huurre is, then,
distinguishable from the victim in the present case, who
exhibited to her physicians no such ability to communi-
cate or resist gynecological examinations.18
Finally, the majority, in apparent agreement with the
defendant’s characterization of the state’s factual argu-
ments as ‘‘radical and untenable reconstruction[s] of
how juries may consider and apply evidence’’; (internal
quotation marks omitted) see footnote 13 of the major-
ity opinion; relies on State v. Scruggs, 279 Conn. 698,
905 A.2d 24 (2006), and declines to consider the state’s
factual arguments on the ground that they were not
raised at trial, and thus constitute the oft-derided appeal
by ambuscade. In Scruggs, this court concluded that,
‘‘in order for any appellate theory to withstand scrutiny
. . . it must be shown to be not merely before the jury
due to an incidental reference, but as part of a coherent
theory of guilt that, upon [review of] the principal stages
of trial, can be characterized as having been presented
in a focused or otherwise cognizable sense. We adopted
this rule as the standard by which to gauge whether
evidence introduced at trial, but not relied on by the
state in its legal argument, is properly cognizable by an
appellate court when evaluating the sufficiency of the
evidence.’’ (Internal quotation marks omitted.) Id., 718;
see also id., 718–19 (rejecting state’s attempt to argue
applicability of subjective standard on appeal after
record revealed that it had based its case at trial on
objective standard, namely, that conditions in defen-
dant’s argument would have been injurious to any child
under General Statutes § 53-21); State v. Robert H., 273
Conn. 56, 83–85, 866 A.2d 1255 (2005) (under ‘‘theory
of the case doctrine,’’ state could not rely, on appeal,
on sexual act by defendant, evinced in record, to sup-
port jury’s verdict in response to sufficiency challenge
when state did not present that particular act at trial
as culpable conduct).
I respectfully disagree with the majority’s application
of Scruggs and somewhat restrictive reading of the
record in the present case and the manner in which
this issue was tried.19 My reading of the record reveals
that the victim’s physical helplessness was, although
an essential element of the offenses charged, not a
significant factual matter tried to the jury. Rather, the
defendant pursued this issue primarily as a question of
law to be determined by the trial court in his motion
for a judgment of acquittal and postjudgment motions,
and the state responded accordingly. In my view, the
state’s factually based arguments in this appeal are con-
sistent with its argument before the trial court in
response to the defendant’s motions, namely, that the
victim’s ability to communicate consent at the time of
the assault was a credibility based question of fact.
Indeed, after the trial court determined, in denying the
defendant’s motions, that there was sufficient evidence
of physical helplessness to present a jury question, the
parties’ summations bear out that the primary factual
issue argued to the jury was whether the defendant had
committed the sexual acts in question, rather than the
victim’s physical helplessness under the statute—with
the victim’s physical attributes, such as her bite and
startle reflexes, rendering impossible the allegations
that the victim had performed oral sex on the defen-
dant.20 Thus, in my view, the state’s arguments in this
certified appeal are consistent with how the case was
tried, both with respect to legal matters determined by
the trial court and factual matters argued to the jury.21
In conclusion, I would hold that, given the wide range
of evidence admitted in this trial concerning the victim’s
responses to various stimuli and her communication
abilities, the resolution of credibility issues and the
drawing of inferences from the wealth of conflicting
testimony adduced at trial was grist for the jury’s mill,
and not for a majority of this court to redraw on appeal
by impermissibly sitting as the ‘‘thirteenth juror.’’22 See,
e.g., State v. Morgan, 274 Conn. 790, 800, 877 A.2d 739
(2005) (‘‘[W]e do not sit as a thirteenth juror who may
cast a vote against the verdict based upon our feeling
that some doubt of guilt is shown by the cold printed
record. . . . This court cannot substitute its own judg-
ment for that of the jury if there is sufficient evidence
to support the jury’s verdict.’’ [Internal quotation marks
omitted.]). Thus, although the majority’s explication of
the evidence in this case is an accurate recitation of
much of the trial record, its approach simply is inconsis-
tent with our well settled review of sufficiency chal-
lenges, which are conducted with an eye toward
sustaining jury verdicts, even those with which this
court may disagree. See, e.g., State v. Ovechka, supra,
292 Conn. 540–41. Thus, I conclude that the Appellate
Court improperly determined that there was insufficient
evidence that the victim was physically helpless as that
term is defined by § 53a-65 (6), and would reverse its
judgment and remand the case to that court with direc-
tion to affirm the judgment of conviction.
Accordingly, I respectfully dissent.
1
General Statutes § 53a-65 (6) provides: ‘‘ ‘Physically helpless’ means that
a person is unconscious or for any other reason is physically unable to
communicate unwillingness to an act.’’
2
See footnote 2 of the majority opinion for the text of § 53a-49 (a) (2).
3
See footnote 1 of the majority opinion for the text of § 53a-71a (a) (3).
4
See footnote 3 of the majority opinion for the text of General Statutes
(Rev. to 2005) § 53a-73a (a) (1) (c).
5
Ralph Welsh, a clinical psychologist, described the victim’s total function-
ing as akin to someone between the ages of two and five years old, based
on a ‘‘total composite’’ indicating ‘‘severe to profound deficit[s]’’ in the areas
of living communication, daily living, socialization and adaptive behavior.
She has mathematical and language comprehension skills equivalent to a
range from kindergarten to second grade. Welsh, who testified for the
defense regarding what he considered to be the victim’s suggestibility during
interviews and interrogations, compared the victim to a five year old child
who has been ‘‘isolated’’ and has ‘‘not had contact with anything other than
a certain limited world. . . . She’s not like the average five year old child
who has . . . much more life experiences.’’
6
The victim also lacks trunk control and is able to stand only when
secured with multiple straps in a device called a prone stander. While
standing in her prone stander, the victim can play an organ or electronic
piano. She needs other people to move her in and out of the prone stander,
bed and wheelchair, needs assistance with toileting functions, and must be
bathed, spoon-fed and have her teeth brushed by her mother, S, or home
health aides.
7
The communication board utilized by the victim contains numerous
words, such as emotions, persons’ names, ‘‘yes’’ and ‘‘no,’’ and icons to
which she can point in order to express her needs and desires, such as
hunger, thirst and the need to use the toilet. The board also contains the
letters of the alphabet for the victim’s use in spelling out more complex
requests, as she is able to spell at a fifth grade level.
8
There also, however, was testimony that the victim’s biting was, at least in
part, the result of an involuntary startle reflex caused by her hydrocephalus,
which was so sensitive that she could only be fed gingerly with a plastic
spoon. That startle reflex also resulted in the victim kicking her legs up so
hard that she would bruise them on her wheelchair or the tray of her
prone stander.
9
The victim ‘‘pointed to her mouth and then to Chervenak’s crotch, and
to her chest area and then to her pubic area.’’ State v. Fourtin, supra, 118
Conn. App. 46 n.6.
10
I agree with the majority that this case, in some respects, presents a
matter of statutory interpretation that is a question of law subject to plenary
review; see also General Statutes § 1-2z; namely, in divining the meaning of
the phrase ‘‘physically helpless.’’ Nevertheless, I view this legal question as
inextricably bound with the pure sufficiency issues herein. Put differently,
this is neither a ‘‘typical’’ statutory interpretation case involving the determi-
nation of a statute’s meaning in juxtaposition with undisputed or previously
found facts, nor a sufficiency case involving the review of a factual record
in light of undisputed general legal principles. Rather, this case straddles
the analytical line between the two, and I treat it accordingly.
11
This court’s conclusion in State v. Hufford, supra, 205 Conn. 398–99,
that the definition of physically helpless is plain and unambiguous, accords
with the drafters’ view of § 53a-65 (6), which was enacted as part of the
comprehensive revision of Connecticut’s Penal Code in 1969. See Public
Acts 1969, No. 828, § 66 (7). The reports of the commission to revise the
criminal statutes (commission) indicate that the commission took the defini-
tion verbatim from New York’s Penal Law and considered it to be ‘‘self
explanatory.’’ See Commission to Revise the Criminal Statutes, Commentary
on Title 53a: The Penal Code (1969), pp. 2, 39, 45; see also Report of
the Commission to Revise the Criminal Statutes (1967) p. 132 (describing
definition of physically helpless as ‘‘self-explanatory’’). Indeed, although the
legislature did not adopt the commission’s commentary to the Penal Code;
see State v. Parmalee, 197 Conn. 158, 163 n.7, 496 A.2d 186 (1985); the floor
debates on the commission’s proposed code nevertheless do not contain
any discussion about the meaning of or ambiguity in the definition of physi-
cally helpless.
12
Further, this court rejected the state’s reliance on People v. Teicher, 52
N.Y.2d 638, 648–49, 422 N.E.2d 506, 439 N.Y.S.2d 846 (1981), for the proposi-
tion that the ‘‘complainant was physically helpless by virtue of her inability
to move away from the defendant notwithstanding her ability to speak’’;
State v. Hufford, supra, 205 Conn. 398; noting that, in ‘‘Teicher, the defendant,
a dentist, was convicted of sexually abusing a police decoy whom he had
drugged. The Court of Appeals upheld the conviction over the defendant’s
contention that the victim was not physically helpless because she was
mentally aware although unable to control her body. Significantly, that court
pointed out that the jury heard evidence that the victim was lifted to a
standing position by the defendant, and that, under the circumstances, ‘there
may be a decrease in the cerebral blood flow which could result in dizz[i]ness
or even unconsciousness,’ and that chest compression could compound the
result, thereby leaving the question of the state of the victim’s helplessness
for the jury to decide.’’ Id.
13
I note that, in other jurisdictions, statutes addressing physically helpless
victims have aptly been criticized as ‘‘mislabeled’’ for this reason. See People
v. Morales, 139 Misc. 2d 200, 202, 528 N.Y.S.2d 286 (1988) (‘‘although [a
victim paralyzed from the neck down] was indeed physically helpless in the
ordinary sense of the term, she was not physically helpless for purposes of
the statute’’); see also People v. Orda, 180 Misc. 2d 450, 454–55, 690 N.Y.S.2d
822 (1999) (finding sufficient evidence of ‘‘[f]orcible compulsion’’ given
‘‘great disparity in physical condition between [the] defendant and his quadri-
plegic charge,’’ and noting that victim ‘‘in fact, is physically helpless,’’
although not legally so under ‘‘statutory definition which deserves reexami-
nation’’). Although the definition of physically helpless utilized in Connecti-
cut and New York is the most common statutory definition of physical
incapacity, Professor Wayne R. LaFave has noted ‘‘considerable variation’’
in the language of statutes protecting physically incapacitated victims,
observing: ‘‘Sometimes the statutory reference is only to a victim who is
unconscious, and sometimes unconscious is listed with some alternative
condition, such as asleep, physically powerless, or physically incapable of
resisting. Some statutes refer more generally to where a physical condition
has affected the person in some way, such as by making the person unaware
that a sex act is being committed, incapable of consent, or substantially
limited in the ability to resist.’’ (Emphasis added.) 2 W. LaFave, Substantive
Criminal Law (2d Ed. 2003) § 17.4 (b), pp. 643–44. Thus, I note that a perhaps
more comprehensive definition is provided by, for example, N.C. Gen. Stat.
§ 14-27.1 (3) (2009), which ‘‘defines ‘physically helpless’ as ‘(i) a victim who
is unconscious; or (ii) a victim who is physically unable to resist an act
of vaginal intercourse or a sexual act or communicate unwillingness to
submit to an act of vaginal intercourse or a sexual act.’ ’’ (Emphasis
altered.) State v. Atkins, 193 N.C. App. 200, 205, 666 S.E.2d 809 (2008); see
id., 205–206 (concluding that eighty-three year old victim with severe arthritis
who could only walk with aid of walker, ‘‘needed assistance with her every-
day household chores and could only transverse steps or do other daily
errands with assistance,’’ was ‘‘ ‘physically helpless’ ’’ because she could not
escape or ‘‘actively oppose or resist’’ her attacker), review denied, 363 N.C.
130, 673 S.E.2d 364 (2009). As I note in greater detail in footnote 22 of this
dissenting opinion, the legislature may well wish to reexamine § 53a-65 (6)
in order to determine whether the current definition of physically helpless
provides adequate protection from sexually assaultive conduct for persons
with physical disabilities, while simultaneously assuring their individual lib-
erties.
14
Thus, I agree with the amici curiae, office of protection and advocacy for
persons with disabilities, Arc of Connecticut, and Developmental Disabilities
Council of Connecticut, that the Appellate Court’s observation that ‘‘[n]o
evidence was offered at trial to establish whether the [victim] had access
to a communication board at the time of the alleged assault’’; State v. Fourtin,
supra, 118 Conn. App. 50 n.10; is inapt, as well as representative of its
apparent reweighing of the evidence before the jury. Given the victim’s
cognitive deficiencies, and their impact on her total disability as described
by Ralph Welsh, the psychologist called by the defendant; see footnote 5
of this dissenting opinion; I similarly find puzzling the Appellate Court’s
reference to Stephen Hawking, ‘‘the celebrated author of A Brief History of
Time,’’ in support of its conclusion that ‘‘someone cannot be described as
noncommunicative even though he suffers from a disease that requires him
to communicate by the use of a computer system.’’ Id., 51 n.11.
15
I acknowledge the testimony of S that the victim had to be placed on
Depo-Provera at the age of fourteen in order to stop her menstrual periods
because the victim became ‘‘very difficult to manage’’ during her periods
and, indeed, would kick, scream and otherwise resist when S attempted to
place a sanitary pad in her private area. To the extent, however, that this
testimony could be interpreted as an inference that runs counter to that
taken from the physicians’ testimony, namely, that the victim was perfectly
capable of resisting or communicating with respect to the unwanted touching
of her private parts, the jury was not required to credit this testimony,
particularly given S’ testimony that she supported the defendant and believed
that the charges against him were false.
Similarly, I agree with the state that the jury was not required to credit
the testimony of S, and her mother, R, to the effect that the victim’s ability
to kick, bite, screech and groan was indicative of her ability to communicate
a lack of consent but, rather, could have found that these behaviors were
manifestations of her disabilities and would not have had any communicative
significance to the defendant, given evidence proving his limited degree of
contact with her. This is particularly so given testimony that the victim’s
biting and kicking, acts upon which the majority and the defendant rely to
indicate that the victim could communicate her displeasure, rendering her
not physically helpless, were at least in part the result of an involuntary
startle reflex caused by her hydrocephalus. See footnote 8 of this dis-
senting opinion.
16
The New York court acknowledged that ‘‘there may be situations under
which the different factors that cause a victim to become incapable of
consent overlap . . . . Indeed, one of the psychologists who testified on
behalf of the [state] indicated that while the victim, who is at the high end
of the scale which is used to measure profound retardation, has rudimentary
communication abilities, there are those on the low end of the scale used
to measure profound mental retardation that have none. Such persons may,
as a consequence of their mental retardation, or mental defect . . . be
physically unable to communicate unwillingness to an act . . . . Here, how-
ever, the [state] failed to establish that such an overlap exists.’’ (Citations
omitted.) People v. Huurre, supra, 193 App. Div. 2d 309–10.
17
Although New York decisions are often informative with respect to
the interpretation and application of our substantive criminal laws, which,
including § 53a-65, are in large part modeled after New York’s Penal Code;
see, e.g., State v. Albert, 252 Conn. 795, 810–11, 750 A.2d 1037 (2000); see
also footnote 11 of this dissenting opinion; we need not follow that state’s
case law when it is unpersuasive or otherwise inapposite. See, e.g., State
v. Mastropetre, 175 Conn. 512, 522, 400 A.2d 276 (1978) (‘‘the similarity of
language existing between the New York and Connecticut [P]enal [C]odes
does not compel a like construction’’).
18
I acknowledge the defendant’s argument that the physicians’ testimony
in the present case was conclusory and did not explain what they meant
in describing the victim as noncommunicative. Positing that the prosecutor
was ‘‘careful . . . not to ask too much’’ about how the victim responded
to the physical examinations, the defendant contends that the victim’s sub-
mission to the physical examination could have been viewed as ‘‘physically
indicating willingness. Query then, if she can communicate willingness, why
can’t she communicate unwillingness?’’ The defendant himself, however,
had ample opportunity to elicit from the physicians’ testimony in support
of the inference that the victim had the capability to communicate willing-
ness or unwillingness to other people touching her genital area. Indeed, the
record reveals that the defendant questioned Bovienzo thoroughly during
cross-examination, and Espina during direct examination, but never once
asked about their efforts to communicate with the victim or about her
responses to their physical examinations, focusing instead on establishing
alternative nonsexual causes for the irritation of the victim’s genitalia or
the damage to her hymen. Further, the defendant touched on this point
during his brief cross-examination of Reyes, confirming Reyes’ testimony
that, although contact dermatitis of the genitalia is an itchy and painful
condition, the victim ‘‘couldn’t communicate [that] to you,’’ and ‘‘you couldn’t
tell from any communication from her whether it was painful or not painful
. . . .’’ In any event, the conclusory nature of the physicians’ testimony is
a deficiency that, in my view, goes only to the weight of the evidence for
the trier, and simply is irrelevant to the sufficiency inquiry performed on
appellate review.
19
Applying Scruggs to the facts of the present case, the majority posits
that,’’[a]t no time during the trial . . . did the state challenge or dispute
testimony establishing that the victim communicated displeasure through
biting, kicking, scratching, screeching or groaning. Indeed, the state itself
elicited much of this testimony, albeit in an attempt to establish for the jury
that the victim was credible and perfectly capable