Peo v. Lucero
CourtColorado Court of Appeals
Date FiledOctober 22, 2026
Docket24CA0466
StatusUnpublished
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Full Opinion
24CA0466 Peo v Lucero 10-22-2026
COLORADO COURT OF APPEALS
Court of Appeals No. 24CA0466
Boulder County District Court No. 21CR1761
Honorable Dea M. Lindsey, Judge
The People of the State of Colorado,
Plaintiff-Appellee,
v.
Demetrius Anthony Lucero,
Defendant-Appellant.
JUDGMENT AFFIRMED
Division V
Opinion by JUDGE FREYRE
Grove and Lum, JJ., concur
NOT PUBLISHED PURSUANT TO C.A.R. 35(e)
Announced October 22, 2026
Philip J. Weiser, Attorney General, Josiah Beamish, Assistant Attorney
General, Denver, Colorado, for Plaintiff-Appellee
Andrew Sidley-MacKie, Alternate Defense Counsel, Fort Collins, Colorado, for
Defendant-Appellant
¶1 Defendant, Demetrius Anthony Lucero, appeals the judgment
of conviction entered on a jury verdict finding him guilty of sexual
assault (penile penetration). We affirm.
I. Background
¶2 A reasonable jury could have found the following facts based
on the evidence presented at trial.
¶3 The victim, M.T., went to a karaoke bar and returned to her
apartment complex with some friends around midnight. They
noticed approximately fifteen younger-looking people hanging out at
the pool. M.T. and her friend C.P. went to the pool at 1:21 a.m. At
this point, there were ten to twelve people in the pool, including
Lucero. M.T. testified that she moved to the hot tub and that
Lucero attempted to drag her across the hot tub by grabbing her
arms and placing her hand on his genitals over his swim trunks.
M.T. said she ignored Lucero’s advances and pushed him to the
side. M.T. also asked Lucero to stop touching her. Ignoring her,
Lucero then touched her stomach and buttocks. When M.T.
resisted, Lucero pulled her onto his lap, turned her face, and kissed
her. Although M.T. tried to pull away, she eventually “gave in” to
the kiss and testified that she was scared. M.T. believed that if she
1
allowed Lucero to kiss her, he would stop and go away. The kiss
ended when M.T. said that she wanted to go home.
¶4 M.T. went back to her apartment to use the restroom and then
returned to the pool area. While she was at the pool, Lucero
followed one of her friends into her apartment. M.T. did not give
Lucero permission to enter her apartment.
¶5 M.T. returned to her apartment around 3:00 a.m. C.P. and
some of her other friends were there, but she did not see Lucero.
When M.T. went to her bedroom, however, she noticed Lucero
standing in the hallway by her bathroom. Lucero pushed M.T.
against the wall and began kissing her. He then pushed M.T. into
her bedroom, pushed her onto her bed, and locked the door behind
him. M.T. repeatedly told Lucero no. Lucero got on top of M.T. and
kissed her mouth and neck before digitally penetrating her vagina.
M.T. again asked Lucero to stop. Lucero responded by asking M.T.
if she wanted him to use his mouth. She told him no. Lucero
performed oral sex on M.T. and then pinned M.T.’s hands above her
head and penetrated her vagina with his penis. M.T. asked Lucero
to stop and when he did not, she asked him to use a condom.
Lucero then abruptly stopped and told M.T. that he had to leave.
2
¶6 M.T. went to her bathroom, sat on the floor, and cried. A few
minutes later, C.P. knocked on the bathroom door. After initially
refusing to let her in, M.T. told her that she was scared and that
someone had just taken advantage of her. M.T. then texted N.C.,
her boyfriend at the time. She wrote that something was wrong,
she believed someone had taken advantage of her, she was sad
because she did not want it, and she was not hurt. M.T. testified
that her mind was blank, and she did not know what to do.
¶7 When N.C. arrived at M.T.’s apartment, he told her that she
should call 911. M.T. then called 911, provided a statement to
police, and went to the hospital for a sexual assault examination.
M.T. later identified Lucero as the individual who assaulted her
when a friend showed her his picture from social media.
¶8 The prosecution charged Lucero with three counts of sexual
assault and one count each of first degree criminal trespass,
unlawful sexual contact, and false imprisonment. The jury
convicted Lucero of one count of sexual assault and acquitted him
of the remaining counts. The trial court sentenced Lucero to an
indeterminate term of ten years to life on sex offender intensive
3
supervised probation, with ninety days in jail as a condition of
probation.
¶9 On appeal, Lucero contends that the trial court erred by
(1) restricting his cross-examination of N.C. and not allowing him to
show that N.C. and M.T. were in a monogamous relationship;
(2) permitting the prosecution to introduce bad character evidence
without complying with CRE 404(b); (3) ordering the defense to
disclose a confidential investigative report to the prosecution;
(4) allowing the prosecution to charge multiple counts of sexual
assault for a single act; and (5) permitting prosecutorial
misconduct. Lucero also asserts cumulative error. We affirm the
judgment.
II. Cross-Examination of N.C.
¶ 10 Lucero contends that the trial court violated his constitutional
right to confrontation by restricting his cross-examination of N.C.
and thereby preventing him from showing that N.C. and M.T. were
in a monogamous relationship at the time of the incident. We
disagree.
4
A. Additional Background Information
¶ 11 Before trial, Lucero moved to admit evidence of M.T.’s prior
relationships with three men, including N.C., under section 18-3-
407, C.R.S. 2026, Colorado’s rape shield statute.1 He argued that
evidence of M.T.’s committed, monogamous relationship with N.C.
provided a motive for her to fabricate a claim of sexual assault
against Lucero. He reasoned that if N.C. believed M.T.’s sexual
encounter with Lucero was nonconsensual, the encounter would be
less likely to jeopardize their relationship.
¶ 12 The prosecution did not object and acknowledged that M.T.
was in a relationship with N.C. at the time of the incident and that
the existence of that relationship was potentially relevant so long as
Lucero was claiming that he had consensual sex with M.T. The
prosecution argued that Lucero’s motion was sufficient “only to put
the People on notice that [Lucero] intends to inquire into the
existence of the relationship with [N.C.] as it relates to . . . [M.T.’s]
motive to fabricate.”
______________________________________________________________________________
1 Lucero does not challenge the trial court’s ruling regarding the
evidence of M.T.’s relationship with the two other men, so we do not
further discuss them.
5
¶ 13 The trial court ruled that M.T. and N.C.’s romantic
relationship at the time of the incident was relevant to the facts of
the case, finding as follows:
If a proper foundation is laid, not subject to
sustainable objections, witnesses may be
asked about whether [N.C.] and M.T. were
involved in a romantic relationship at or near
the time of the incident. Questions may be
asked about what communication or contact
M.T. had with [N.C.] shortly before, during,
and shortly after the incident. Questions can
be asked about what [N.C.] and M.T.[’s] actions
were shortly before, during[,] and after the
incident.
Such information may be relevant to M.T.’s
motivation for making her allegations in this
case, as well as her state of mind at the time.
However, detailed information of [N.C.]’s and
M.T.’s past sexual relationship is not relevant
to the issues that the jury needs to decide in
this case and will not be admitted at trial.
¶ 14 At trial, defense counsel asked M.T. how she knew N.C. and
she responded that he was her boyfriend at the time of the incident
and that the two had dated for approximately six months. Later,
when M.T. mentioned that she had texted N.C. after the incident,
she repeated that he was her boyfriend. Counsel never asked
whether they had agreed not to date other people, or whether M.T.
6
understood N.C. to believe they were only dating each other. Nor
did counsel ask whether M.T. believed the relationship was
monogamous.
¶ 15 During N.C.’s testimony, defense counsel asked if he believed
that his relationship with M.T. was monogamous. N.C. responded,
“Yes.” The prosecution objected based on relevance. Defense
counsel responded that evidence of monogamy would support the
theory of defense by providing M.T. with a motive to make a false
allegation.
¶ 16 The trial court2 ruled as follows:
Okay. So what [the previous judge] actually
ordered with regard to their relationship was
that it was intrinsic evidence that surrounded
the time of the incident, and if they were in a
relationship at the time of the incident, it was
relevant if the foundation was laid, including
questions with regard to communication or
contact with [M.T.], and was she had with him
shortly before, during, and shortly after the
incident. And that those things were relevant
to motivation for making allegations in the
case, and her state of mind at the time.
I don’t see in that ruling that [the judge]
allowed for any questions with regard to
______________________________________________________________________________
2 A different judge presided over the trial than the judge who issued
the pretrial ruling.
7
whether their relationship was monogamous.
So I’m going to sustain the objection.
¶ 17 The trial court instructed the jury to disregard N.C.’s answer.
B. Standard of Review and Applicable Law
¶ 18 “We review a district court’s evidentiary rulings for an abuse of
discretion.” People v. Feldman, 2024 COA 28, ¶ 28. “A trial court
abuses its discretion when its ruling is manifestly arbitrary,
unreasonable, or unfair, or when the trial court misapplies or
misconstrues the law.” Fisher v. People, 2020 CO 70, ¶ 13. Under
this standard, “we ask not whether we would have reached a
different result but, rather, whether the trial court’s decision fell
within the range of reasonable options.” People v. Archer, 2022
COA 71, ¶ 23 (quoting Hall v. Moreno, 2012 CO 14, ¶ 54).
¶ 19 A defendant’s right to confront witnesses is guaranteed by
both the Sixth Amendment of the United States Constitution and
article II, section 16, of the Colorado Constitution. Kinney v. People,
187 P.3d 548, 558-59 (Colo. 2008). To protect this right, a
defendant must be given an opportunity for effective cross-
examination. Merritt v. People, 842 P.2d 162, 166 (Colo. 1992).
Effective cross-examination, however, does not mean unlimited
8
cross-examination. Id. Thus, a trial court has wide latitude to
place reasonable limits on cross-examination based on concerns
regarding, among other things, harassment, prejudice, confusion of
the issues, waste of time, and marginal relevance. Id.
¶ 20 Evidence must be relevant to be admissible. CRE 402. That
means the evidence must have a “tendency to make the existence of
any fact that is of consequence to the determination of the action
more probable or less probable than it would be without the
evidence.” CRE 401.
¶ 21 Under section 18-3-407, evidence relating to an alleged rape
victim’s sexual conduct or reputation for sexual conduct, or others’
opinions about the alleged victim’s sexual conduct, is generally
presumed to be irrelevant. There are three exceptions to this
presumption: (1) evidence of a victim’s prior or subsequent sexual
conduct with the accused; (2) specific instances of sexual activity
showing the source or origin of semen, pregnancy, disease, or
similar evidence; and (3) evidence otherwise relevant to a material
issue in the case. People v. Owens, 183 P.3d 568, 573 (Colo. App.
2007). As well, evidence relating to an alleged victim’s motive to lie
may be relevant to a material issue in a sexual assault case. Id. at
9
574; see also People v. Golden, 140 P.3d 1, 5-6 (Colo. App. 2005)
(concluding in a sexual assault case that the trial court erred in
prohibiting the defendant from inquiring whether the victim had
been in a “committed romantic relationship” with a third party
because the evidence was relevant to the victim’s motive to lie about
the sexual assault in order to preserve her committed relationship).
C. Analysis
¶ 22 Lucero argues that the evidence of a monogamous relationship
was critical to raise the inference that M.T. would be concerned
about N.C. believing she had been unfaithful. In particular, he
asserts that “in 2021, ‘boyfriend’ did not necessarily mean a
committed, monogamous relationship.”
¶ 23 We begin by noting the theory of defense — that the sexual
contact was consensual and M.T. falsely accused Lucero of
assaulting her to preserve her relationship with N.C. Consistent
with that theory and with the division’s analysis in Golden, we agree
with the trial court’s pretrial ruling that evidence concerning the
nature of the relationship between N.C. and M.T. was relevant to
M.T.’s motive to lie. Which brings us to defense counsel’s question,
asked after M.T. testified — whether N.C. believed he was in a
10
monogamous relationship with M.T. We discern no abuse of
discretion in the court’s decision to sustain the prosecutor’s
relevance objection, for three reasons.
¶ 24 First, because counsel never asked M.T. what she understood
N.C. to believe about the nature of their relationship, N.C.’s
understanding of the nature of his relationship with M.T., standing
alone, was not relevant to M.T.’s motive. M.T.’s understanding of
the nature of the relationship would have been relevant to her
credibility and motivation to lie; however, defense counsel never
asked M.T. if she believed that she was in a monogamous or
committed romantic relationship. Thus, N.C.’s unilateral belief
about the nature of their relationship did not make it more or less
probable that M.T. would lie, absent some evidence of M.T.’s
understanding of what N.C. believed, and the trial court’s ruling
that this question, as asked, was irrelevant is correct.
¶ 25 Second, the record does not show that Lucero was prohibited
from questioning M.T. about her relationship with N.C. or that his
right to confront her was violated. As previously discussed, M.T.
testified that N.C. was her boyfriend at the time of the incident. Her
friend C.P. also testified that M.T. was dating N.C.
11
¶ 26 Additionally, in opening statement, defense counsel said:
And the evidence will show that after that,
[M.T.]’s friend [C.P.] came in the bathroom,
found her crying, and pressed her for
information.
....
[C.P.] pushed her like, you know why are you
crying, what happened? At which point, [M.T.]
is left with a choice. Either she can tell her
friend, I tried to cheat on [my] boyfriend [N.C.],
and the kid, who’s four years younger than
me, supposed to not really be good enough for
me, turned me down and left with his buddies,
or she can say I was taken advantage of.
¶ 27 Therefore, the jury was able to consider the nature of the
relationship as it concerned the defense’s theory and M.T.’s motive
to fabricate the allegations against Lucero.
¶ 28 We are not persuaded that Owens requires a different result.
In Owens, the defendant testified that, before engaging in any
sexual activity, he and the victim had discussed a romantic
relationship between her and a friend. 183 P.3d at 573. A juror
inquired whether the victim had discussed with the defendant the
nature of her relationship with the friend. Id. Outside the presence
of the jury, the defendant answered: “Yes, sir, she did. . . . Her
exact word was she called him her boyfriend. . . . [Further][,] [s]he
12
discussed all their sexual activities, how many times, how long, how
often, and at one point she asked me if I thought this was wrong.”
Id. A division of this court found that the trial court erred in
excluding the evidence of the victim’s romantic relationship with the
friend because it was relevant to her motive to lie. Id. at 575.
¶ 29 As in Owens, the jury heard testimony that M.T. and N.C.
were together at the time of the incident, and the jury was free to
consider this evidence in assessing M.T.’s credibility. And nothing
in the trial court’s ruling precluded defense counsel from probing
the level of commitment in that relationship further. Nor did the
court prohibit defense counsel from relying on the “boyfriend”
characterization as support for his argument that M.T. had a motive
to falsely accuse Lucero. Thus, we discern no constitutional
violation.
¶ 30 Third and finally, the record shows that M.T. was vigorously
cross-examined and “recounted the details of the alleged assault[] at
length, providing the jury with a full opportunity to judge her
credibility in light of her demeanor.” People v. Eppens, 979 P.2d 14,
18 (Colo. 1999). And the jury’s split verdict, acquitting Lucero of
two of the charged sexual assaults, shows that the jury carefully
13
considered and parsed all the evidence. See Washington v. People,
2024 CO 26, ¶ 35 (“While a split verdict does not conclusively
decide the harmlessness question, it is ‘an indication that the jurors
exercised some discretion in their deliberations’ and that the error
did not cause them to ‘blindly convict the defendant.’” (quoting
Martin v. People, 738 P.2d 789, 795-96 (Colo. 1987))).
¶ 31 Accordingly, we conclude that the trial court did not abuse its
discretion in limiting Lucero’s cross-examination of N.C.
III. CRE 404(b) Evidence
¶ 32 Lucero next contends that the trial court abused its discretion
by admitting bad character evidence without complying with CRE
404(b). We agree the trial court erred in finding the evidence was
intrinsic under Rojas v. People, 2022 CO 8. Nevertheless, we
conclude the error was harmless.
A. Additional Background Information
¶ 33 Before trial, the prosecution noticed its intent to introduce
evidence of Lucero’s interactions with police when officers
responded to a separate trespass call at a different location in the
apartment complex shortly after the assault. The prosecution
sought to admit evidence of Lucero swearing at police and being
14
verbally antagonistic when approached in relation to the trespass
call. The prosecution offered the evidence to show state of mind
and identity. The trial court found that the evidence was intrinsic
under Rojas, was relevant, and was not offered to show that Lucero
had bad character. The court also found that the relevance was not
substantially outweighed by unfair prejudice and determined that
the evidence was admissible so long as it was deemed relevant and
reliable by the trial judge.
¶ 34 Before Detective Max Neuzil’s testimony, Lucero objected to
any testimony surrounding his interaction with police as irrelevant.
After referencing the pretrial order, the court found that Neuzil’s
testimony was relevant because it was part of the facts that led to
or surrounded the case. He instructed the prosecutor that he was
not permitted to “go in depth about that.” The prosecution added
that Neuzil’s testimony would “tie up with identity.”
¶ 35 Neuzil testified that around 3:12 a.m., he was dispatched to
the same apartment complex where M.T. lived in response to a
group of teenagers trespassing on a patio.3 When Neuzil arrived, he
______________________________________________________________________________
3 M.T. texted N.C. at 3:17 a.m., “a couple minutes” after the assault.
15
encountered four males. He said that Lucero refused to stop and
talk to him and was antagonistic. The interaction ended when the
four men walked away.
¶ 36 The next morning, Neuzil received information that a sexual
assault had occurred in the same apartment complex. Neuzil
reviewed his body-worn camera footage and sent a picture of the
four men to the investigating officers. Neuzil testified that he
believed there might have been a connection because the incidents
were in the same apartment building around the same period of
time. The investigating officers confirmed that Lucero was the
individual they were looking for.
B. Standard of Review and Controlling Law
¶ 37 We review a trial court’s evidentiary rulings for an abuse of
discretion. Rojas, ¶ 16. A trial court has substantial discretion in
deciding whether to admit evidence of other acts. Perez v. People,
2015 CO 45, ¶ 22. “In deference to the trial court’s discretion, we
must assume the maximum probative value and the minimum
unfair prejudice to be given the evidence.” Yusem v. People, 210
P.3d 458, 467 (Colo. 2009). Moreover, we may affirm a court’s
16
ruling admitting evidence on any basis supported by the record.
People v. Garcia-Gonzalez, 2020 COA 166, ¶ 16.
¶ 38 In Rojas, our supreme court abolished the res gestae doctrine.
Rojas, ¶ 41. In its place, the court adopted an intrinsic-extrinsic
framework to determine whether the admission of uncharged
misconduct evidence should be analyzed under CRE 404(b). Rojas,
¶¶ 44, 52.
¶ 39 Intrinsic acts are those (1) that directly prove the charged
offense or (2) that occurred contemporaneously with the charged
offense and facilitated the commission of it. Id. at ¶ 52. Their
admissibility is governed by the standard evidentiary principles,
including whether the evidence is relevant under CRE 401 and
whether it should be excluded under CRE 403. Rojas, ¶¶ 25, 52.
¶ 40 Extrinsic evidence, on the other hand, involves conduct
independent of and different from the charged offense. People v.
Quintana, 882 P.2d 1366, 1372 (Colo. 1994), abrogated on other
grounds by Rojas, 2022 CO 8. If extrinsic evidence is potentially
reflective of a defendant’s “bad character,” it may still be admissible
if it meets the criteria of CRE 404(b). Rojas, ¶ 52.
17
¶ 41 CRE 404(b) prohibits using evidence of a defendant’s prior
acts to prove his character or to show that he acted in conformity
with that character on a particular occasion. However, evidence of
an uncharged act may be admissible for another purpose, “such as
proving motive, opportunity, intent, preparation, plan, knowledge,
identity, absence of mistake, or lack of accident.” CRE 404(b)(2).
¶ 42 To be admissible, the prosecution must establish by a
preponderance of the evidence that the prior acts occurred, and the
evidence must satisfy the four-prong test set out in People v. Spoto,
795 P.2d 1314 (Colo. 1990). See People v. Garner, 806 P.2d 366,
372-73 (Colo. 1991). First, the evidence must relate to a material
fact. Spoto, 795 P.2d at 1318. Second, the evidence must be
logically relevant to that material fact: It must tend to make the
existence of the material fact more or less probable. Id. Third, the
evidence’s logical relevance must be independent of the prohibited
character inference. Id. Fourth, the evidence’s probative value
must not be substantially outweighed by the danger of unfair
prejudice. Id.
18
C. Analysis
¶ 43 We begin by disagreeing with the trial court that the evidence
was intrinsic to the charges here. Moreover, we are unpersuaded
by the People’s argument that evidence of Lucero’s demeanor
directly after the assault was intrinsic because it tended to show
that he knew the sexual assault was not consensual. We are
unaware of any authority supporting this argument.
¶ 44 Applying the Rojas test, we first note that Lucero’s contact
with the police occurred after the incident with M.T., in a different
location within the apartment complex, and involved individuals
unrelated to M.T. or her friends. Thus, we fail to see how the
evidence proved any of the charged offenses. Moreover, because it
occurred after the offenses charged and in a different location, we
fail to see how Lucero’s demeanor facilitated the commission of the
charged offenses. Accordingly, we conclude the court abused its
discretion in admitting this evidence under Rojas.
¶ 45 The People alternatively argue that the evidence was
admissible under CRE 404(b) and ask us to affirm on this basis.
They reason that Lucero’s location in the apartment complex close
in time to the incident, together with his demeanor, tended to show
19
that his sexual encounter was not consensual. We are not
convinced that Lucero’s attitude and demeanor were relevant to his
state of mind at the time of the assault and conclude that (1) the
only relevance Lucero’s location had related to identity, which was
not a contested issue at trial; and (2) Lucero’s demeanor was not
relevant to any material fact.
¶ 46 Turning to CRE 404(b) and applying Spoto’s first and second
factors, we note that “[t]he first prong of the Spoto test is the easiest
to satisfy.” Yusem, 210 P.3d at 464. A material fact is one “that is
of consequence to the determination of the action.” CRE 401. “So
long as the purposes for which the prior act evidence is offered are
somehow probative of an ultimate fact, the first prong is satisfied.”
Yusem, 210 P.3d at 464. And to satisfy the second prong, the
prosecution “need only show logical relevance — that the prior act
evidence has any tendency to make the existence of the material
fact more or less probable than without the evidence.” Id. at
464-65. Identity is a material fact that is of consequence to the
determination of the action. Id. at 463. Therefore, we conclude
that evidence of the location and timing of the officer’s contact with
Lucero was relevant to identity because it tended to connect Lucero
20
to the apartment complex at the same time the incident occurred.
But we cannot discern why Lucero’s state of mind at the time of the
incident would be relevant under Spoto’s first and second prongs,
and the People offer no authority to support such relevance.
Therefore, we conclude that Spoto is not satisfied and turn to
harmlessness.
¶ 47 The record shows that Lucero’s counsel minimized any
prejudice by establishing on cross-examination of Neuzil that
refusing to talk to the police and asking whether one is free to leave
are components of knowingly invoking one’s rights:
[DEFENSE COUNSEL:] And when you
contacted them, you said that they were kind
of noncooperative, fair?
[NEUZIL:] Yes.
[DEFENSE COUNSEL:] Okay. It’s not a crime
to avoid talking to the police is it?
[NEUZIL:] No.
[DEFENSE COUNSEL:] It’s not a crime to ask
if you’re being detained?
[NEUZIL:] No.
[DEFENSE COUNSEL:] From a know your
rights perspective, it might be a good idea?
[NEUZIL:] Sure.
21
¶ 48 Additionally, one of Lucero’s friends who was with him that
night testified that he asked Neuzil if they were being detained
because his parents had taught him to be as careful as possible
when interacting with police.
¶ 49 Accordingly, while we find error in the admission of this
evidence, we conclude the error was harmless and did not affect the
outcome of the trial because identity was not at issue, defense
counsel minimized any prejudice through cross-examination, and
the jury was not unduly influenced to convict based on bad
character as reflected in its split verdict.
IV. Disclosure of Defense Investigative Report
¶ 50 Lucero next contends that the trial court erred by ordering the
defense to disclose a confidential investigative report to the
prosecution. While we agree that an error occurred, we conclude it
was harmless.
A. Additional Background Information
¶ 51 During cross-examination, M.T. denied discussing the incident
with Tyffany Valdes4 and did not remember telling Valdes that
______________________________________________________________________________
4 Valdes was dating an ex-boyfriend of M.T. at the time of trial.
22
“some guy followed us home from the bar, broke in through the
door [N.C.] left [….] or [N.C.] left broken, and raped me and [my
friend] while we were asleep in our bed.”
¶ 52 Outside the jury’s presence, the prosecutor said, “[D]efense
counsel asked about the statements that [M.T.] may have made to
Tyffany Valdes,” and “it sound[ed] like there may have been an
interview of Ms. Valdes.” Relying on People v. Small, 631 P.2d 148
(Colo. 1981), the prosecution requested a copy of that investigative
report for review.
¶ 53 The next day, Lucero argued that Small was distinguishable
because Valdes was available to testify.
¶ 54 The trial court inquired further:
I just want to – so the Small decision is based
on the fact that there were — there was an
investigatory report, and that report was of a
witness. And that became substantive
evidence once that was introduced to impeach
a witness. So how is that different? Just
because the witness is here to testify doesn’t
negate the fact that you’ve created a report of
that witness outside of court and are asking
questions of another witness with that report?
¶ 55 Defense counsel responded:
I believe it was the Colorado Supreme Court
that said it was the manner in which the
23
defense attorney conducted impeachment that
constituted a waiver of the work product
privilege. In this case — and the reason for
that was because the prosecutor, without the
report, with a witness who does not remember
anything except the chosen statements the
defense attorney was basically reading into the
record, they couldn’t add context to it or they
couldn’t discover any prior consistent
statements.
In this case, Ms. Valdes is a disclosed witness.
The [p]rosecution has her address. They can
interview her. And when — if and when she
testifies, which at this point she’d have to, they
can cross-examine her as well. Whereas in
Small[] they could not cross-examine without a
copy of that report, because the report was the
only extrinsic evidence, rather than the
witness.
....
And so I think the important thing [….] from a
report when there’s no other extrinsic evidence
besides the report, and the witness has said
they don’t remember, I mean, anything else . .
. [and] the prosecution’s inability to elicit prior
consistent statements, given that the witness
didn’t remember anything and was only
agreeing with the report.
¶ 56 The trial court responded:
I don’t find that there’s anything in [Small] that
talks about the absence of another witness
having anything to do with the fact that you
have used an investigatory report to elicit
impeachment statements, and therefore have
24
waived the privilege of work product, made it
substantive evidence, which now the
[p]rosecution is entitled to have so that they
can rehabilitate their witness with the proper
and relevant information from that report.
¶ 57 The prosecutor added:
Your Honor, I’m looking at the paragraph that
[defense] counsel has cited. I have a similar
read to the [c]ourt’s. I did not see anything
about the unavailability of a witness and that
dictating why this decision was made.
Specifically I’m looking at . . . “The defense
sought to impeach [the witness’s] testimony by
developing evidence of inconsistencies between
what he was saying at trial and what he had
told various people in anticipation of the
defendant’s trial.” [(Quoting Small, 631 P.2d at
159.)] That’s exactly the situation we have
here.
[M.T.] was asked about statements she made
to Tyffany Valdes. It sounds like an interview
was done with Ms. Valdes by the [d]efense
prior to trial. And by bringing that up they are
seeking to impeach her about statements that
she made that contradict what she earlier said
on the stand with me. And so given that, I
would like a copy of the report to see the
context in which those statements were made,
potentially rehabilitate her, et cetera.
¶ 58 The trial court found that the facts were almost identical to
those in Small and ordered Lucero to disclose the investigative
report to the prosecution.
25
¶ 59 Subsequently, Valdes testified that M.T. told her that “she was
in bed with her friend . . . and that she got assaulted, and so did
her friend at the same time in the same bed.” Defense counsel did
not discuss or ask Valdes about her previous interview. On cross-
examination, the prosecutor asked Valdes if, in her past interview
with defense counsel, she mentioned that M.T. was in her bedroom
with a friend. The following colloquy occurred:
[PROSECUTOR:] At no point in time when you
were interviewed by the [d]efense, did you
mention that [M.T.] was in the bed with her
friend . . ., and that both of them were raped at
the same time?
[VALDES:] No.
[PROSECUTOR:] Okay. So as you sit here
today, that’s the first time you’re telling us
this?
[VALDES:] No. The first time I told it was in —
like, when I talked to the [d]efense.
[PROSECUTOR:] Okay. So if I showed you a
transcript of your discussion with the
[d]efense, would that help you remember what
you told them back on August 14th of 2023?
[VALDES:] Yes.
....
[PROSECUTOR:] So did you tell the [d]efense
attorney’s office that [M.T.] and her friend . . .
26
were in the same bed and were raped at the
same time?
[VALDES:] No, just that they were in the
bedroom.
[PROSECUTOR:] Okay. And when you were
interviewed by the [d]efense, they asked you if
you had any additional details to give about
what [M.T.] had told you about the rape, right?
[VALDES:] Yes.
[PROSECUTOR:] And you didn’t give any other
details about it?
[VALDES:] No.
B. Standard of Review and Controlling Law
¶ 60 We review a trial court’s decision to order disclosure of an
investigative report for an abuse of discretion. People v. Angel, 2012
CO 34, ¶ 27; People v. Ray, 252 P.3d 1042, 1049 (Colo. 2011).
¶ 61 Attorney work product includes those materials compiled in
advance of litigation. People v. Martinez, 970 P.2d 469, 475 (Colo.
1998). The attorney work product privilege has traditionally
“protected the mental impressions, conclusions, opinions, or legal
theories of an attorney or other representative of a party as
embodied in specific documents or tangible items prepared in
actual anticipation of litigation or for trial.” Id. at 474.
27
¶ 62 While opinions and mental impressions are absolutely
privileged, an attorney’s collections of facts and data, such as
witness statements, enjoy only a qualified immunity from
disclosure. Id. at 475 (“In Colorado, we have alternatively held that
witness statements are not work product, or if work product, are
entitled only to a qualified privilege that can be overcome or
waived.”). Thus, “[t]hey are work product only in the sense that
they are compiled by the attorney; not in the sense that they
contain the attorney’s mental impressions or strategies.” Id.
Moreover, when defense counsel elects to question a witness about
information contained in a defense investigation report, the defense
waives the work product privilege with respect to the matters
contained in the report. Small, 631 P.3d at 159.
C. Analysis
¶ 63 We agree with Lucero that the court erred in ordering defense
counsel to disclose the report during M.T.’s testimony, because the
report did not document an interview of M.T., and therefore, its
contents could not be used to impeach her testimony. Additionally,
the record shows that defense counsel did not impeach Valdes with
any of the statements she made to the defense investigator, and
28
thus, its disclosure during her testimony was equally erroneous.
The People have not cited, nor are we aware of, any authority
requiring the defense to disclose information it learns in its
investigation by simply questioning witnesses concerning that
information. See Crim. P. 16(II) (requiring the defense to disclose
only medical and scientific reports, expert witnesses and their
o