People v. Cowie CA2/2
CourtCalifornia Court of Appeal
Date FiledOctober 30, 2026
DocketB333908A
StatusUnpublished
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Full Opinion
Filed 10/30/26 P. v. Cowie CA2/2
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California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE, B333908
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. TA091960)
v.
DANIEL ANTHONY COWIE,
Defendant and Appellant.
APPEAL from an order of the Superior Court of Los
Angeles County, Teresa P. Magno, Judge. Reverse and remand.
Sharon Fleming, under appointment by the Court of
Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, Charles C. Ragland, Chief
Assistant Attorney General, Susan Sullivan Pithey, Assistant
Attorney General, David E. Madeo and Chung L. Mar, Deputy
Attorneys General, for Plaintiff and Respondent.
******
In 2009, appellant and defendant Daniel Anthony Cowie
(defendant) was convicted by jury of second degree murder and
sentenced to an aggregate term of 40 years in prison. The
judgment was affirmed in People v. Cowie (Apr. 26, 2011,
B222597) (nonpub. opn.) (Cowie I). In 2022, defendant filed a
petition for resentencing pursuant to Penal Code1 section 1172.6.
The trial court denied the petition finding defendant ineligible for
relief as a matter of law. Defendant appealed and another panel
of this court affirmed the trial court’s order. (People v. Cowie
(Nov. 27, 2024, B333908) [nonpub. opn.] (Cowie II).) Our
Supreme Court granted review and transferred the matter back
to us with directions to vacate and reconsider our decision in
Cowie II in light of People v. Lopez (2026) 19 Cal.5th 639 (Lopez).
We have done so and reverse.
BACKGROUND
I. Underlying conviction
In 2009, a jury convicted defendant of two counts of second
degree murder (§ 187, subd. (a)). As to both counts, the jury
found a principal personally and intentionally discharged a
firearm, which proximately caused great bodily injury and death
(§ 12022.53, subds. (b), (d), (e)(1)), and the offenses were
committed for the benefit of a criminal street gang (§ 186.22,
1 All further undesignated code citations are to the Penal
Code.
2
subd. (b)). The jury found a multiple murder special-
circumstance allegation not true. Defendant was sentenced to an
aggregate term of 40 years to life in prison. In 2011, the
judgment was affirmed on direct appeal in Cowie I.
II. Section 1172.6 petition
In November 2022, defendant filed a form petition
pursuant to former section 1170.95 (since renumbered as section
1172.6).2 He requested the appointment of counsel and checked
the boxes alleging required conditions for relief, including the
allegation the charging document “allowed the prosecution to
proceed under a theory of felony murder, murder under the
natural and probable consequences doctrine or other theory
under which malice is imputed to a person based solely on that
person’s participation in a crime … .”
The trial court appointed counsel for defendant, received
briefing, and held a hearing to determine whether defendant had
made a prima facie showing of eligibility. On August 29, 2023,
the trial court denied the petition. The court stated it had read
and considered the entire file, including the petition, the charging
documents, the jury instructions, as well as the parties’ briefs
and oral argument and found defendant ineligible for relief
2 An earlier petition filed by defendant was denied, and the
denial was affirmed on appeal. (See People v. Cowie (Nov. 13,
2019, B296955) [nonpub. opn.].) With the People’s concurrence,
the trial court agreed to consider the instant petition because the
first petition was filed before the Legislature expanded relief
under Senate Bill No. 1437 (2017–2018 Reg. Sess.) (Senate Bill
No. 1437) pursuant to Senate Bill No. 775 (2021–2022 Reg. Sess.)
(Senate Bill No. 775), defendant had not been represented by
counsel in the trial court and appellate counsel filed a brief
pursuant to People v. Wende (1979) 25 Cal.3d 436.
3
because “the jury was not instructed on any theory of liability
that required that malice be imputed to him.” As discussed, we
affirmed the trial court’s order in Cowie II.
On February 11, 2025, the California Supreme Court
granted defendant’s petition for review and held the case
“pending consideration and disposition of a related issue in
People v. Lopez … .” (People v. Cowie (Feb. 11, 2025, S288685).)
On June 24, 2026, the matter was transferred back to us with
directions to vacate our prior opinion in Cowie II and reconsider
the matter in light of Lopez. We do that now.
ISSUES ON APPEAL
In briefing for Cowie II, defendant argued the “instructions
given [in his case] failed to appraise [sic] the jury that to be guilty
of aiding and abetting implied malice second degree murder [he]
must have personally appreciated that the act he aided was
dangerous to human life and himself consciously disregarded that
risk.” Relying on People v. Langi (2022) 73 Cal.App.5th 972, 983–
984 (Langi), defendant urged the instructions “left open the
possibility that malice was improperly imputed to [him], in
contravention of SB 775.”
The People asserted “the record of conviction establishes
that [defendant] was convicted of murder under the still-valid
theory of direct aiding and abetting liability” (boldface omitted)
and “in light of the jury instructions given at trial, the jury
necessarily found that [defendant] personally acted with malice
aforethought.” Relying on People v. Burns (2023) 95 Cal.App.5th
862 (Burns) and People v. Berry-Vierwinden (2023) 97
Cal.App.5th 921 (Berry-Vierwinden), the People also argued
because “[defendant’s] asserted instructional error ‘has nothing to
do with the 2018 and 2021 legislative changes that gave rise to
4
section 1172.6’s petition process,’” he “did not establish a prima
facie case for relief….”
In Cowie II, we rejected defendant’s argument but did not
resolve the underlying instructional question on its merits.
Instead, we concluded “[e]ven if we accept defendant’s reading of
the instructions, … defendant has shown no more than the
existence of ambiguities that could have been raised at the time
of defendant’s trial.” (Cowie II, supra, B333908) Relying on
Berry-Vierwinden and Burns, we held that, because People v.
McCoy (2001) 25 Cal.4th 1111 (McCoy) predated defendant’s trial
and already established “the direct perpetrator’s mental state
could not be imputed to an aider and abettor, whose mental state
had to be independently evaluated” (Burns, supra, 95
Cal.App.5th at p. 868), any instructional ambiguity “amount[ed]
to ‘a routine claim of instructional error’ that ‘could have been
asserted on appeal from the judgment of conviction’” (Berry-
Vierwinden, supra, 97 Cal.App.5th at p. 936), and defendant
could not “‘use it to resurrect a claim that should have been
raised in his [direct] appeal’” (ibid., quoting Burns, at p. 865). We
further concluded defendant’s reliance on intervening authority,
i.e., People v. Reyes (2023) 14 Cal.5th 981 (Reyes), Langi, and
People v. Powell (2021) 63 Cal.App.5th 689, 713 (Powell), to argue
there had been a genuine change in the law, was misplaced
because those decisions “clarified” the law rather than changed
the governing standard. (Cowie II, supra, B333908)
In supplemental briefing upon transfer, the People concede
our opinion in Cowie II relied on the rationale disapproved of in
Lopez. However, the People argue we should reaffirm the trial
court’s denial because “there is no reasonable likelihood that the
jury applied the given instructions and convicted [defendant] of
5
murder under a now-invalid theory of imputed malice.” (Italics
added.) The People further contend, when viewing the
instructions as a whole, the jury’s findings necessarily reflect a
finding defendant “personally acted with malice aforethought.”
Defendant takes issue with the People’s use of Boyde’s3
“reasonable likelihood” standard to evaluate instructional
ambiguities at the prima facie stage of a section 1172.6 petition
because it conflicts with Supreme Court authority, and he notes
the “reasonable likelihood” test was created “to determine
whether a criminal case contains the kind of instructional error
that may require reversal of the conviction” and “is borrowed
directly from tests used to assess prejudice from trial error.” He
asserts “the ‘“prima facie bar was intentionally and correctly set
very low”’” and, as a result, the proper question is whether “the
record of conviction … ‘conclusively negate[s] the possibility’ that
the jury convicted him on a [now-invalid] theory.”
DISCUSSION
I. Senate Bill No. 1437 and section 1172.6
Senate Bill No. 1437 was enacted to “amend the felony
murder rule and the natural and probable consequences doctrine,
as it relates to murder, to ensure that murder liability is not
imposed on a person who is not the actual killer, did not act with
the intent to kill, or was not a major participant in the
underlying felony who acted with reckless indifference to human
life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) The statute’s text and
legislative history “clearly indicate that the Legislature intended
to restrict culpability for murder outside the felony murder rule
to persons who personally possess malice aforethought.” (People
3 Boyde v. California (1990) 494 U.S. 370 (Boyde).
6
v. Gentile (2020) 10 Cal.5th 830, 847, superseded on other
grounds by § 1172.6, subd. (g).) It accomplished this by
amending section 188, subdivision (a)(3), to require that all
principals must act with express or implied malice to be convicted
of that crime, with the exception of felony murder under section
189, subdivision (e). (Stats. 2018, ch. 1015, § 2.) For a felony
murder conviction under section 189, subdivision (e), Senate Bill
No. 1437 required the defendant be the actual killer, an aider and
abettor to the underlying felony who acted with the intent to kill,
or a major participant in the felony who acted with reckless
indifference to human life. (Stats. 2018, ch. 1015, § 3.)
Senate Bill No. 1437 also created section 1172.6, which
established a procedure for defendants already convicted of
murder under the old law to seek resentencing in the trial court if
they believed they could not be convicted of that crime given the
above amendments to sections 188 and 189. Section 1172.6,
subdivision (c), requires the court to appoint counsel for properly
pleaded petitions, and then conduct a prima facie analysis, with
briefing by the parties, as to the petitioner’s eligibility before
determining whether to issue an order to show cause. (§ 1172.6,
subd. (c); People v. Lewis (2021) 11 Cal.5th 952, 961–970 (Lewis).)
Senate Bill No. 775 amended section 1172.6, effective
January 1, 2022, to permit relief if a murder conviction was based
on a natural and probable consequences theory, a felony murder
theory predating Senate Bill No. 1437, or, relevant here, some
“other theory under which malice is imputed to a person based
solely on that person’s participation in a crime.” (§ 1172.6, subd.
(a)(1).)
At the prima facie stage of the petition process, “‘“the court
takes petitioner’s factual allegations as true and makes a
7
preliminary assessment regarding whether the petitioner would
be entitled to relief if his or her factual allegations were proved.”’”
(Lewis, supra, 11 Cal.5th at p. 971.) In making this
determination, courts may examine portions of the record of
conviction but may not engage in “‘factfinding involving the
weighing of evidence or the exercise of discretion’” or make
“credibility determinations.” (Id., at pp. 972, 974.) “At this
preliminary stage, denial of a section 1172.6 petition is proper
only ‘[i]f the petition and record in the case establish conclusively
that the defendant is ineligible for relief.’” (Lopez, supra, 19
Cal.5th at p. 658.) In this regard, “the jury instructions will be
critical.” (People v. Antonelli (2025) 17 Cal.5th 719, 731
(Antonelli).)
On review, an appellate court considers de novo whether a
petitioner was ineligible for relief as a matter of law at the prima
facie stage, such that he or she was not entitled to an order to
show cause. (People v. Williams (2022) 86 Cal.App.5th 1244,
1251.)
II. Aiding and abetting second degree implied malice
murder
Second degree implied malice murder exists where “‘the
killing is proximately caused by “‘an act, the natural
consequences of which are dangerous to life, which act was
deliberately performed by a person who knows that his conduct
endangers the life of another and who acts with conscious
disregard for life.’”’” (Reyes, supra, 14 Cal.5th at p. 988, quoting
People v. Knoller (2007) 41 Cal.4th 139, 143.) Aiding and
abetting implied malice murder remains a valid theory of murder
liability notwithstanding the changes made by Senate Bill Nos.
1437 and 775. (People v. Gentile, supra, 10 Cal.5th at p. 850; see
8
also People v. Gudiel (2024) 107 Cal.App.5th 848, 859.) An aider
and abettor who does not expressly intend to aid a killing “‘can
still be convicted of second degree murder if the person knows
that his or her conduct endangers the life of another and acts
with conscious disregard for life.’” (Gudiel, at p. 859.)
“‘[T]o be liable for an implied malice murder, the direct
aider and abettor must, by words or conduct, aid the commission
of the life-endangering act, not the result of that act. The mens
rea, which must be personally harbored by the direct aider and
abettor, is knowledge that the perpetrator intended to commit the
act, intent to aid the perpetrator in the commission of the act,
knowledge that the act is dangerous to human life, and acting in
conscious disregard for human life.’” (Reyes, supra, 14 Cal.5th at
p. 991, quoting Powell, supra, 63 Cal.App.5th at p. 713.)
Consistent with this framework, the relevant inquiry for a
direct aider and abettor of implied malice murder does not turn
on the “target offense” the defendant intended to facilitate.
Instead, it turns on whether the defendant aided the life-
endangering act itself while personally harboring the requisite
mens rea as described in Reyes and Powell. (Reyes, supra, 14
Cal.5th at p. 991; see also Lopez, supra, 19 Cal.5th at p. 655
[describing Reyes as confirming “it is the fatal act, not any
underlying crime, that an aider and abettor of second degree
murder must aid or abet”].)
III. The Lopez decision
In Lopez, the Supreme Court disapproved of Burns, Berry-
Vierwinden, and People v. Flores (2023) 96 Cal.App.5th 1164 “and
their importation of a Dixon[4]-like procedural bar” because they
4 In re Dixon (1953) 41 Cal.2d 756, 759 (Dixon) established
the rule a writ of habeas corpus “will not lie where the claimed
9
“conflict[] with [section 1172.6’s] text and fundamental purpose”
and “the procedural bar these decisions read into section 1172.6
aligns with neither the doctrine of issue preclusion that informs
analysis of prima facie ineligibility nor the purposes that the
Dixon bar serves in the habeas corpus context.” (Lopez, supra, 19
Cal.5th at p. 658.) As a result, the Lopez court “reverse[d] and
remande[d] the matter to enable the Court of Appeal to address
in the first instance the merits of Lopez’s claim that the jury
instructions allowed him to be convicted on a now-invalid theory.”
(Ibid.)
Also relevant here, the Supreme Court declined to address
“[t]he question of whether satisfaction of the Boyde standard is
necessary to establish prima facie eligibility under section
1172.6.” (Lopez, supra, 19 Cal.5th at p. 670.) The Boyde
standard is used when there is a claim a given instruction is
ambiguous and, as a result, subject to an erroneous
interpretation. In such a case, the court asks “‘whether there is a
reasonable likelihood that the jury has applied the challenged
instruction in [a constitutionally improper] way.’” (Lopez, at
p. 670)
IV. Relevant jury instructions at defendant’s trial
CALCRIM No. 400 instructed the jury on the theory of
direct aiding and abetting liability as follows: “A person may be
guilty of a crime in two ways. One, he or she may have directly
committed the crime. I will call that person the perpetrator.
Two, he or she may have aided and abetted a perpetrator, who
directly committed the crime. A person is equally guilty of the
errors could have been, but were not, raised upon a timely appeal
from a judgment of conviction.”
10
crime whether he or she committed it personally or aided and
abetted the perpetrator who committed it.” (Italics added.)
CALCRIM No. 401 instructed the jury regarding aiding and
abetting in relevant part as follows: “To prove that the defendant
is guilty of a crime based on aiding and abetting that crime, the
People must prove that: [¶] 1. The perpetrator committed the
crime; [¶] 2. The defendant knew that the perpetrator intended
to commit the crime; [¶] 3. Before or during the commission of
the crime, the defendant intended to aid and abet the perpetrator
in committing the crime; [¶] AND [¶] 4. The defendant’s words
or conduct did in fact aid and abet the perpetrator’s commission
of the crime.” The instruction further stated: “Someone aids and
abets a crime if he or she knows of the perpetrator’s unlawful
purpose and he or she specifically intends to, and does in fact,
aid, facilitate, promote, encourage, or instigate the perpetrator’s
commission of that crime.”
The jury was also instructed with CALCRIM No. 520,
which defined express and implied malice murder as follows:
“The defendant is charged in Counts 1 and 2 with murder in
violation of Penal Code section 187. [¶] To prove that the
defendant is guilty of this crime, the People must prove that: [¶]
1. The defendant committed an act that caused the death of
another person; [¶] AND [¶] 2. When the defendant acted, he
had a state of mind called malice aforethought. [¶] There are
two kinds of malice aforethought, express malice and implied
malice. Proof of either is sufficient to establish the state of mind
required for murder. [¶] The defendant acted with express
malice if he unlawfully intended to kill. [¶] The defendant acted
with implied malice if: [¶] 1. He intentionally committed an act;
[¶] 2. The natural and probable consequences of the act were
11
dangerous to human life; [¶] 3. At the time he acted, he knew
his act was dangerous to human life; [¶] AND [¶] 4. He
deliberately acted with conscious disregard for human life.”
V. Evaluating ambiguity at the prima facie stage
As discussed, ante, the parties dispute what standard
should be used when the court is faced with ambiguous jury
instructions at the prima facie stage of a section 1172.6 petition.
The People assert the appropriate standard is derived from Boyde
and asks whether there exists a reasonable likelihood the jury
relied upon an invalid theory of murder liability. Defendant
urges use of Boyde’s standard “amounts to abandonment of the
prima facie standard established [by California Supreme Court
authority]” and asserts the proper standard asks whether “review
of the [jury] instructions ‘conclusively establishes’ that no
imputed malice theory was ever given to the jury”; thus making it
“clear the charging document did not ‘allow[] the prosecution’ to
proceed on an imputed malice theory.” As noted, the court in
Lopez declined to address this question. We undertake it here.
We conclude the correct standard is the one developed
beginning in Lewis and refined through Strong5 and Curiel6.
That is, a section 1172.6 petition may be denied at the prima
facie stage only where the record of conviction, including the jury
instructions, conclusively establishes the defendant is ineligible
for relief. (Curiel, supra, 15 Cal.5th at p. 470 [“the question is not
whether it is likely a defendant could have felt and acted [in a
way consistent with an invalid theory], but whether the court’s
jury instructions foreclose that possibility as a matter of law”];
5 People v. Strong (2022) 13 Cal.5th 698 (Strong).
6 People v. Curiel (2023) 15 Cal.5th 433 (Curiel).
12
Strong, supra, 13 Cal.5th at p. 708 [“If the petition and record in
the case establish conclusively that the defendant is ineligible for
relief, the trial court may dismiss the petition”]; Lewis, supra, 11
Cal.5th at pp. 970–972.)
Boyde’s reasonable likelihood test was developed to assist
in assessing whether instructional ambiguity requires reversal of
a final judgment on direct appeal. In that setting, courts must
balance the “strong policy in favor of accurate determination of
the appropriate sentence [against] an equally strong policy
against retrials years after the first trial where the claimed error
amounts to no more than speculation.” (Boyde, supra, 494 U.S. at
p. 380.) Neither of those competing interests is implicated at the
prima facie stage of a section 1172.6 proceeding. The finding of a
prima facie case does not disturb the judgment or grant relief to
the defendant; it only triggers an evidentiary hearing under
section 1172.6, subdivision (d)(3). (See § 1172.6, subd. (d)(3);
People v. Patton (2025) 17 Cal.5th 549, 559.) The finality
concerns that justify tolerance for potential ambiguity under
Boyde on direct appeal have no application to a threshold
screening determination that merely opens the door to further
proceedings on a section 1172.6 petition.
Moreover, the “conclusively establish” standard reflects the
Legislature’s deliberate choice to set the prima facie bar “‘very
low.’” (Lewis, supra, 11 Cal.5th at p. 972.) Section 1172.6,
subdivision (a)(1) requires only the charging document “allowed
the prosecution to proceed under a theory … under which malice
is imputed to a person.” Where ambiguity leaves open the
possibility that the jury convicted the defendant on an invalid
theory, the charging document necessarily “allowed” that theory
13
to reach the jury, regardless of whether a reviewing court
believes it more or less likely the jury actually relied on it.
The cases relied upon by the People do not establish the
Boyde standard as governing at this stage. In People v. Rushing
(2025) 109 Cal.App.5th 1025 (Rushing), the phrase “reasonable
possibility” appears only in the court’s recitation of the
defendant’s own argument, which the court rejected (id. at
p. 1032) and, ultimately, the court concluded, pursuant to Strong,
the record “conclusively establishe[d]” Rushing’s ineligibility for
relief (Rushing, at pp. 1034–1035). In People v. Allen (2023) 97
Cal.App.5th 389, 396 (Allen), the court concluded the conspiracy
instructions required jurors to find defendant harbored the intent
to kill as a matter of law. Then, while addressing defendant’s
other arguments, the court cited People v. Estrada (2022) 77
Cal.App.5th 941, 945–949 (Estrada) in finding, “[i]t was also not
reasonably likely that jurors imputed malice to Allen” because
there was “nothing in the evidence or jury instructions that
would have suggested such a theory.” (Allen, supra, at p. 397,
citing Estrada, supra, 77 Cal.App.5th at p. 947.) There was no
instructional ambiguity to settle and Allen’s use of the standard
to reject the defendant’s unsupported theory is distinct from the
question we address today.
The People do not cite People v. Ervin (2021) 72
Cal.App.5th 90 (Ervin), but it is worth a brief discussion.
Decided before Strong and Curiel set forth the standard to
determine whether a defendant has made a prima facie showing,
Ervin applied a reasonable likelihood analysis to ambiguous jury
instructions and found the ambiguity there sufficiently favored
the defendant, such that reversal was in order. (Ervin, supra, at
pp. 107–109, 111.) As applied by the court in Ervin, any
14
reasonably likely ambiguity would be resolved in defendant’s
favor and would be sufficient to require an evidentiary hearing.
This is an outcome fully consistent with Strong and Curiel.
Estrada, on which Rushing and Allen relied, also did not
employ the Boyde standard. Instead, it quoted the “reasonable
likelihood” language from People v. Johnson (2016) 62 Cal.4th
600 and People v. Letner and Tobin (2010) 50 Cal.4th 99, both of
which were direct appeals dealing with the same instructional
issues presented in Estrada. The Estrada court simply restated
the “determinative” holdings of those cases where, on direct
appeal, each found “there was no reasonable likelihood the jury
misunderstood” the instructional language. (Estrada, supra, 77
Cal.App.5th at pp. 947–948.) At no point did the Estrada court
announce it as the proper standard to be used when evaluating
an instructional ambiguity for purposes of section 1172.6 prima
facie determinations. Furthermore, Estrada was decided before
our Supreme Court’s decision in Curiel, which made clear the
prima facie inquiry asks whether the instructions “foreclose th[e]
possibility [of an invalid theory] as a matter of law,” not whether
it was reasonably likely the jury properly applied them. (Curiel,
supra, 15 Cal.5th at p. 470; see also Strong, supra, 13 Cal.5th at
p. 708.) Thus, as explained, none of the authority cited by the
People actually confronts or resolves the choice between these
two standards (see Ginns v. Savage (1964) 61 Cal.2d 520, 524,
fn. 2 [“an opinion is not authority for a proposition not therein
considered”]) and each reaches its result through instructional
analysis consistent with Curiel and Strong.
Based on the foregoing, we conclude a section 1172.6
petition may be denied at the prima facie stage only where the
jury instructions, considered as a whole and together with the
15
rest of the record of conviction, conclusively and unambiguously
establish the defendant is ineligible for relief; that is, where the
instructions conclusively foreclose the possibility the jury
convicted the defendant on a theory under which malice was
imputed to him based solely on his participation in the crime.
(See Curiel, supra, 15 Cal.5th at p. 470; Strong, supra, 13 Cal.5th
at p. 708; Lewis, supra, 11 Cal.5th at pp. 971–972; see also Lopez,
supra, 19 Cal.5th at p. 658.)
VI. Defendant has established a prima facie showing of
eligibility
The instructions given in defendant’s case do not
conclusively foreclose the possibility the jury convicted him of
second degree murder by imputing malice to him. CALCRIM
No. 400, as given to defendant’s jury, provided: “A person is
equally guilty of the crime whether he or she committed it
personally or aided and abetted the perpetrator who committed
it.” This is the same “equally guilty” phrasing used in the CAJIC
No. 3.00 instruction provided at Langi’s trial. (Langi, supra, 73
Cal.App.5th at p. 981, fn. 8.) In 2010, one year after defendant’s
trial, CALCRIM No. 400 was amended to remove the words
“equally guilty.” (See CALCRIM No. 400 (Rev. Apr. 2010).)7
Nothing in the version of CALCRIM No. 400 given to defendant’s
jury resolves the ambiguity identified in Langi.
7 We note, CALJIC No. 3.00 was also later amended to direct
the jury to assess the aider and abettor’s liability based on “that
person’s own mental state.” This language was not included in
the CALCRIM No. 400 instruction given here, or the version of
CALJIC No. 3.00 given at Langi’s trial. (Langi, supra, at p. 983,
fn. 13.)
16
CALCRIM No. 401 required the jury to find: (1) defendant
“knew that the perpetrator intended to commit the crime,” (2)
defendant “intended to aid and abet the perpetrator in
committing the crime,” and (3) defendant’s “words or conduct did
in fact aid and abet the perpetrator’s commission of the crime.”
CALCRIM No. 401 further provided “[s]omeone aids and abets a
crime if he or she knows of the perpetrator’s unlawful purpose
and he or she specifically intends to, and does in fact, aid,
facilitate, promote, encourage, or instigate the perpetrator’s
commission of that crime.” This is essentially identical to the
CALJIC No. 3.01 language that Langi found insufficient on its
own, and it suffers from the same defect identified in Reyes and
Powell. That is, it conditions liability on defendant’s knowledge
of “the perpetrator’s unlawful purpose” and intent to aid “that
crime,” without specifying defendant must personally know the
act aided was dangerous to human life and personally act with
conscious disregard for that danger.8 (Reyes, supra, 14 Cal.5th at
p. 991, quoting Powell, supra, 63 Cal.App.5th at p. 713.)
CALCRIM No. 520 defined implied malice as requiring
“[the defendant] intentionally committed an act,” that “[t]he
natural and probable consequences of the act were dangerous to
8 We note, CALCRIM No. 526, adopted after defendant’s
trial, specifically addresses this exact ambiguity. (Lopez, supra,
19 Cal.5th at p. 655.) Specifically, CALCRIM No. 526 requires
the jury to find “the perpetrator committed act(s) that (was/were)
dangerous to human life,” “the defendant knew that the
perpetrator’s act(s) (was/were) dangerous to human life, and the
defendant deliberately acted with conscious disregard for human
life.” CALCRIM No. 401 Bench Notes also direct that CALCRIM
No. 401 no longer be given in implied malice, aiding and abetting
cases.
17
human life,” that “[a]t the time he acted, he knew his act was
dangerous to human life,” and that “[h]e deliberately acted with
conscious disregard for human life.” The People argue, read in
context, “the defendant” necessarily means the actual
perpetrator, since no theory at trial suggested defendant himself
was the actual killer, and a rational jury would have understood
the instructions as such. The People’s reading is not
unreasonable, but it is not the only interpretation the text
permits.
CALCRIM No. 520 does not state “the defendant” refers to
the actual perpetrator when the prosecution proceeds on an
aiding and abetting theory and CALCRIM No. 401 does nothing
to clarify that the knowledge and conscious disregard required by
CALCRIM No. 520 of “the defendant” must be found as to
defendant personally, as opposed to the perpetrator whose act
defendant is alleged to have aided. As read, CALCRIM No. 520
asked the jury to find defendant personally knew his act was
dangerous to human life and personally acted with conscious
disregard for that danger. If the jury applied the instruction as
written, it may have understood defendant’s own act to be the
driving of the vehicle, in which case the instruction would have
required the jury to find defendant personally knew the act of
driving was dangerous to human life and he personally
disregarded that danger. This is a different showing than Reyes
requires of a direct aider and abettor of implied malice murder,
which demands the aider and abettor know the perpetrator’s act
(here, the shooting) was dangerous to life and personally
disregard that danger. (Reyes, supra, 14 Cal.5th at p. 991.)
Alternatively, if the jury silently substituted “the perpetrator” for
“the defendant” as the People urge it must have, the instruction
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would have required no showing of defendant’s own knowledge or
disregard at all. This is precisely the imputed malice problem
Senate Bill Nos. 1437 and 775 were enacted to address. Neither
reading forecloses, as a matter of law, the possibility the jury
convicted defendant without finding he personally knew the
shooter’s act was dangerous to human life, and he personally
acted with conscious disregard for that danger.
The People rely on McCoy’s observation that “one cannot
knowingly and intentionally help another commit an unlawful
killing without acting with malice” (McCoy, supra, 25 Cal.4th at
p. 1123) and argue, because murder was the only crime charged,
the jury’s guilty verdict necessarily reflects a finding defendant
“knowingly and intentionally aided the actual perpetrator in
committing the sole charged crime of murder,” and therefore he
“personally acted with malice aforethought.” We are not
persuaded. McCoy’s observation rests on a finding the aider and
abettor “knew of [the perpetrator’s] unlawful purpose and
intended to commit, encourage or facilitate that purpose.” (Id. at
pp. 1122–1123.) This is the same language used in CALCRIM
No. 401. However, Reyes, Langi, and Powell have since held this
“unlawful purpose” formulation, on its own, does not suffice to
establish liability for aiding and abetting an implied malice
murder, because knowledge of the perpetrator’s unlawful purpose
does not necessarily encompass personal knowledge the
perpetrator’s act was dangerous to human life and personal
disregard of that danger. (Reyes, supra, 14 Cal.5th at p. 991.)
McCoy had no occasion to consider whether a finding of “unlawful
purpose” satisfies the additional elements Reyes later required.
(See Ginns v. Savage, supra, 61 Cal.2d at p. 524, fn. 2 [“an
opinion is not authority for a proposition not therein
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considered”].) Defendant’s jury was not unambiguously
instructed in terms requiring that individualized finding.
Applying the standard set forth in part V, ante, we cannot
conclude the instructions in defendant’s case conclusively
foreclose the possibility the jury convicted defendant by imputing
malice to him based solely on his participation in the crime. As a
result, the record of conviction does not “‘establish conclusively
that the defendant is ineligible for relief.’” (Curiel, supra, 15
Cal.5th at p. 470, quoting Strong, supra, 13 Cal.5th at pp. 715–
716; accord Antonelli, supra, 17 Cal.5th at p. 724; Lopez, supra,
19 Cal.5th at p. 658.)
We find defendant has established a prima facie case for
relief as required by section 1172.6, subdivision (c).
DISPOSITION
The trial court’s order denying defendant’s section 1172.6
petition for resentencing is reversed. The matter is remanded to
the trial court with directions to issue an order to show cause and
hold an evidentiary hearing pursuant to section 1172.6,
subdivision (d)(3). We express no opinion on whether defendant
is entitled to relief on remand.
CHAVEZ, J.
We concur:
LUI, P. J. GOORVITCH, J.
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