People v. Brim
CourtCalifornia Court of Appeal
Date FiledJuly 8, 2026
DocketA170747M
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
Filed 7/8/26 (unmodified opn. attached)
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE, A170747
Plaintiff and Respondent,
(Alameda County
v. Super. Ct. No. 19CR017660)
JERMAINE JEREMIAH BRIM,
ORDER MODIFYING
Defendant and Appellant.
OPINION [NO CHANGE IN
JUDGMENT]
THE COURT:
It is ordered that the opinion filed herein on June 17, 2026 be modified
as follows:
On page 17, in the sentence beginning “Moreover, if a defendant
testifies . . . ,” the phrase “an element of the crime” is replaced with “a
component of the malice element of murder,” so that the sentence now reads:
Moreover, if a defendant testifies that he acted in self-defense, the absence of
perfect or imperfect self-defense is a component of the malice element of
murder, and the prosecution must prove such absence beyond a reasonable
doubt.
There is no change in the judgment.
The petition for rehearing filed on June 30, 2026 is denied.
1
Dated: __________________ _________________________
RICHMAN, Acting P.J.
2
Alameda County Superior Court
Trial Judge: Jennifer Madden, Judge
Counsel:
Cliff Gardner, under appointment by the Court of Appeal, and Lazuli Whitt,
for Defendant and Appellant.
Rob Bonta, Attorney General, Charles C. Ragland, Chief Assistant Attorney
General, Jeffrey M. Laurence, Senior Assistant Attorney General, Sarah J.
Farhat and Christen Somerville, Deputy Attorneys General for Plaintiff and
Respondent.
3
Filed 6/17/26 (unmodified opinion)
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
A170747
v.
JERMAINE JEREMIAH BRIM, (Alameda County
Super. Ct. No. 19CR017660)
Defendant and Appellant.
Defendant Jermaine Brim boarded a BART train and got into a
physical fight with another passenger, Oliver Williams. The fight lasted
some five minutes, and during it Williams drew a knife and attempted to stab
Brim. The fight continued and eventually Brim gained control of the knife,
fatally stabbed Williams in the head and neck, and ran from the train. The
entire altercation was captured on two BART surveillance cameras.
Brim was charged with murder and tried by jury, where he testified
that he had acted in self-defense. After lengthy deliberations over three days,
during which the jury asked several insightful questions of the court, the jury
found him guilty of second degree murder and he was later sentenced to 16
years to life in prison. Brim argues that the trial court erred in: (1)
stationing an armed deputy near him during his testimony; (2) instructing
the jury with CALCRIM No. 3474 regarding the right to self-defense, and in
responding to the jury’s question about that instruction during its
deliberations; and (3) in limiting the jury’s consideration of his diminished
intellectual capacity by instructing it with CALCRIM No. 3428. We agree
1
that the trial court prejudicially erred in responding to the jury’s question
regarding CALCRIM No. 3474, and we therefore reverse Brim’s murder
conviction. However, because we also conclude that there is substantial
evidence to support that conviction, the People may retry Brim for murder. If
they elect not to do so, we direct that the judgment be modified to reflect a
conviction for voluntary manslaughter.1
BACKGROUND
The Altercation on BART
Around 1:00 p.m. on November 19, 2019, Brim boarded a BART train at
the San Leandro station. At the time, he was not wearing shoes. What
happened next was captured on at least two BART surveillance cameras.2
We have reviewed the video from those two cameras, and find the following
description of their contents in Brim’s later-filed motion for acquittal to be
generally accurate, except as noted:
“Broadly speaking, the video depicts Mr. Brim enter the BART, take a
seat in car 303 and have no interaction with anyone. He then enters car 1732
where he approaches a gentleman who appears to be sleeping and touches his
shoe. As he touche[s] the shoe, the gentleman stirs and Mr. [Oliver] Williams
turns his head and appears to be listening to what is being said. The video
then shows Mr. Brim pull one of the man’s shoes off and Mr. Williams look in
his direction. Mr. Williams then gets up and he and Mr. Brim[ ]appear to
1 Our disposition makes it unnecessary for us to reach Brim’s other two
arguments on appeal. Those arguments do not relate to the only difference
between perfect and imperfect self-defense—the objective reasonableness of
the defendant’s belief that deadly force was necessary to save his own life—
nor does Brim contend otherwise.
2 The record includes five videos: two videos from each of two cameras
on BART car 1732, and one video from BART car 303, showing four angles.
2
exchange some sort of words. Mr. Brim walks around and away from Mr.
Williams and begins to stop and speak to [a passenger] wearing [a]
camouflage jacket. The gentleman in the camouflage jacket sits up as Mr.
Brim stops and Mr. Williams comes toward Mr. Brim saying something and
gesturing for him to leave the car. Mr. Brim then leaves the car and Mr.
Williams stands in the doorway of car 1732 as he does.
“Not too long after . . . Mr. Brim reenters the car and he and Mr.
Williams begin fighting. At the very beginning of this 8 minute[3] fight, Mr.
Brim is seen hitting Mr. Williams several times in his body while Mr.
Williams is on [a] yellow seat[,] and then again once they end up on the
ground. Mr. Williams does not hit Mr. Brim back with his hands. When Mr.
Brim hits Mr. Williams while they are on the ground, the video shows that
Mr. Williams has a hold of Mr. Brim[’]s legs. Both of them are moving
around. Mr. Williams then rolls and turns over using his boots. Mr. Brim’s
leg is between Mr. Williams’ legs and the[y] continue to move around like this
until the video shows Mr. Williams kick Mr. Brim in the chin face area with
his boots. Mr. Brim begins grasping for Mr. Williams’ boots[,] and for a brief
moment hold[s] them down toward the seat while Mr. Williams is on his
back. Eventually, Mr. Brim and Mr. Williams are both on the ground with
Mr. Brim’s legs between Mr. Williams’ legs and Mr. Brim and Mr. Williams
are holding onto one another by the shirt.
“The BART doors open and close. Mr. Brim has his right hand on the
yellow seat and Mr. Williams begins reaching for his left pocket. Mr. Brim
begins also reaching for the left pocket. Mr. Brim and Mr. Williams appear to
3 The video (until Brim leaves the train) is just over seven minutes long,
and the fight itself occupies some five minutes.
3
say something before Mr. Williams pulls out a knife from his pocket. The
video shows that he switches the knife to his right hand, kicks Mr. Brim back
onto the yellow seat with his boots and tries to stab Mr. Brim in the leg
area.[4]
“Mr. Brim and Mr. Williams then begin struggling over the knife.
Eventually the knife appears to fall to the ground and Mr. Brim picks it up
and stabs Mr. Williams multiple times in the head area. Mr. Williams is
moving around the whole time. The BART doors then open to the next stop
and Mr. Brim gets up and runs from the BART train looking behind him as
he runs.”
Williams died shortly thereafter from loss of blood caused by multiple
stab and incised5 wounds.
Meanwhile, Brim left the South Hayward BART station, dropping a
bloody glove on the stairs and a bloody sweater in the parking lot. He
proceeded to a nearby AM/PM mini-mart and purchased a bottle of water,
using it to wash blood off his hands and feet. He then went to a nearby car
dealership, where Steve Castro, the sales manager, showed him a car for
sale. After getting into the driver’s seat, Brim asked Castro for the keys, and
ended up punching Castro and running away. He next stopped a moving car
in the street and entered the passenger side door, causing the driver to take
4 In his closing argument, the prosecutor argued that “it’s pretty clear
that when he pulls out the knife, he tries to stab Mr. Brim in the hand.”
5 According to the forensic pathologist who performed Williams’ autopsy,
an incised wound “measures bigger or longer on the surface of the skin
than . . . its depth into the body.”
4
the keys and flee. Brim exited the vehicle and ran to a nearby bus stop,
where he was placed under arrest.6
The Charges
On November 21, 2019, the Alameda County District Attorney filed a
complaint, and on May 20, 2021, the operative information, charging Brim
with Williams’ murder (Pen. Code,7 § 187). The information included the
special allegations that Brim was on bail or released on his own recognizance
at the time of the offense (§ 12022.1), and that during its commission he used
a deadly weapon (§ 12022, subd. (b)(1)) and personally inflicted great bodily
injury (§ 1203.075).
The Trial
A 15-day jury trial took place in August and September of 2023.
The prosecution’s witnesses included Sophia Humphrey, a passenger
who waited for the train near Brim and witnessed the fight; Wendy Cristy
Alas Calles, an employee of the car dealership; Dr. Thomas Rogers, the
forensic pathologist who performed Williams’ autopsy; and several police
officers.
The defense witnesses were Scott Ferreira, an expert in the area of
“martial arts, self-defense and human behavior as it relates to human
aggression”; Dr. Takeo Toyoshima, an expert in addiction and psychiatry;
Brim’s ex-girlfriend Tyanna Moore; Brim’s cousin Felicia Harrell; and Brim
himself. Some of Brim’s testimony was as follows.
6 Brim later called his Aunt Mozell from jail and told her: “I swear to
God, I didn’t say nothing to the guy. The dude was—the guy was like the
Hulk, the aggressor. He had the weapon. He told me—he pulled the weapon
on me, Auntie, and told me he was about to kill me, and I was so scared, and
I fought for myself, and that’s what happened.”
7 Further undesignated statutory references are to the Penal Code.
5
On November 18, 2019, Brim was living in Sacramento, having moved
there in May of that year in order to be closer to his then seven-year-old son.
Around 5 a.m., he took an ecstasy pill, which he was in the habit of doing
approximately four times a month when he felt “most depressed,” depression
he had been experiencing since the death of his mother in early 2018. Later
that day, he took Amtrak and BART trains to San Francisco, arriving around
5:00 p.m., hoping to see his father or his Aunt Mozell. He accidentally left his
wallet at home.
Once in San Francisco, Brim tried unsuccessfully to connect with his
father and his Aunt Mozell. He went to the bank and obtained a temporary
debit card, which he used to purchase a cell phone. He then took BART to
Berkeley and tried unsuccessfully to meet up with a friend. He took BART to
Oakland and tried to get a hotel room, but the hotel would not take his
temporary debit card. At this point it was almost midnight, and Brim was
“sleepy, fatigued,” “hyperventilating,” “feeling unwell,” and “just wanted to
lay down.” He asked the hotel clerk to call an ambulance, which arrived and
took him to San Leandro Hospital, where he spent the night.
On the morning of November 19, Mr. Brim called his ex-girlfriend
Tyanna Moore and asked her to pick him up. Moore could not come to the
hospital until after work, so Brim, eager to leave the hospital and get back
home, decided to leave on foot. He left certain of his belongings at the
hospital, figuring he could retrieve them later. He was wearing socks, pants,
a hospital gown, a gold chain, a gold pendant, and diamond earrings, but no
shoes.
After leaving the hospital, Brim went down the block to a tow shop and
asked a tow truck driver for a ride to Sacramento. The driver did not give
Brim a ride, but gave him a red sweatshirt with a red glove inside. Brim
6
gave the driver a diamond gold pendant, because he “appreciated him for his
gesture of giving me the sweatshirt.” Brim also “walked up to the body shop
and asked if anybody in there had any extra shoes,” but nobody did. Brim
then “noticed the BART sign” and went to the BART station, where he
boarded car number 303 on a southbound train. Brim took a seat and
remained there until the train made the next stop, but shortly thereafter
decided to walk to the next car—number 1732.
As to his fight with Williams, Brim testified that after entering car
1732, he approached an individual whose shoes were “not new” because he
wanted to “ask the person to purchase them or to exchange for them.”
Williams then approached him “in an aggressive manner and yelling
something at me . . . sort of fuck no, you can’t have the shoes. Fuck no and
screaming and like really loud and aggressive.” Brim “didn’t understand why
he was approaching me the way he approached me, and . . . was more
confused, if anything.” As Brim began to interact with the man wearing a
camouflage jacket, Williams “interrupted” the interaction, “approaching
[Brim] in an aggressive manner,” “walking towards me fast and . . . lifting his
arms, and yelling.” Brim did not “feel like [he] could have stayed there,” so
he returned to car 303.
However, as Brim was walking in car 303, his “feet were hurting, and
I . . . wanted to finish my interaction with the guy for the shoes,” so he
returned to car 1732. Brim was “going to . . . walk fast past” Williams and
“wasn’t really focused on” him, but he saw Williams stand up “in like a
football position,” as though he were “about to make a tackle.” Brim “put
[his] arms up to block [his] face and . . . mouth,” Williams tackled him, and
the two started fighting. Brim was six feet tall and weighed about 215
7
pounds, but Brim perceived that Williams “stood taller than me and his size
was bigger than me.”
When Brim saw Williams reaching for his pocket, he asked “what are
you doing,” and Williams said “ ‘now you got to die.’ ” “[A]fter he said what he
said, it really triggered me to get really frightened and scared and I, you
know, thought I was about to die.” When Williams attempted to stab him, he
“saw [his] life flash by,” “got really panicky,” and “started thinking . . . what if
I don’t get to see my son any more.” Brim did not recall how he got the knife
or how many times he stabbed Williams, although he knew it was more than
once. Even after stabbing Williams, Brim was still scared because Williams
was “grabbing at me and trying to hit me,” “holding my arm still,” and the
two were “still fighting for this knife.” When the doors to the train opened,
Brim “focused on the door” and “just felt free to run.”
Brim also testified that he was “very afraid” of knives, in light of two
experiences with them in his past. First, Brim’s uncle was fatally stabbed
when Brim was five years old, and he recalled “them bringing his [uncle’s]
items home” and “seeing blood on . . . his personal belongings.” And second,
when Brim was nine or ten years old, he was playing with his cousin and her
friend outside his aunt’s house when a taxi came down the street, “crashing
into different cars.” The taxi stopped some 10 feet away from the children, at
which point the passenger fatally stabbed the taxi driver and the bloody knife
was “dropped in front of” them.8
Dr. Laeeq Evered, a clinical psychologist and neuropsychologist,
testified as an expert for the defense. He examined Brim and administered
8 Brim’s cousin, Felicia Harrell, also testified regarding this incident,
explaining that it was “traumatizing,” that she still does not own any knives,
and that she “learned a way . . . to cook . . . by using scissors” as a result.
8
an IQ test, which showed that Brim’s IQ was 78, placing him in the 7th
percentile—“mean[ing] that 93 percent of the population in Mr. Brim’s
general age range performs better than him.” This percentile is “equivalent
to . . . the functioning of maybe a 12 or a 13-year-old,” such that Brim was at
the “borderline” of “being able to function fully independently,” and would
have difficulty “perform[ing] higher level tasks” such as “regulating [his]
emotions, for example.” In particular, when placed in threatening situation,
Brim would have “limited problem-solving ability,” it would take him “longer
to take in [new] information,” and his “prefrontal cortex would not be able to
regulate the emotional system as well,” meaning his “anxiety would likely
increase and potentially dramatically.” Having reviewed the surveillance
video and examined Brim, Dr. Evered opined that Brim’s cognitive
functioning played a role in the incident, both because he was more likely
than most to have a “fear response” to a threatening situation, and less able
to “put things into context and think[] that just a minute or two . . . after
having a confrontation with someone, that that person may still be
confrontational.”
The Prosecutor’s Closing Argument
In his closing argument, the prosecutor argued that Brim was guilty of
first degree murder under both a theory of premeditation and deliberation,
based on the number and nature of the stab wounds and the fact that Brim
had the knife for “over a minute” before stabbing Williams, and on a theory of
felony murder, contending that Brim committed the killing during an
attempted robbery because he had “attempted to steal the shoes” of the
individual he approached when he first entered car 1732. He further argued
that the elements of implied malice had been established based on Brim’s
affirmative responses to his questions about those elements on cross-
9
examination.9 The prosecutor also argued that “[f]rom the moment the
defendant takes that knife from Mr. Williams, he [was] in full mount
position” with “complete control of [the] knife,” such that thereafter “he did
not have a reasonable belief that he was in imminent danger.”
Toward the end of his argument, the prosecutor “[r]eally quickly” and
“briefly” discussed voluntary and involuntary manslaughter, arguing that
they “don’t apply,” imperfect self-defense in particular because “you are not
allowed to claim imperfect self-defense when it is your own wrongful conduct
that creates those circumstances. And . . . in this case, I’ve argued to you
that that attempted robbery is that wrongful conduct.”
The Jury Instructions
The trial court instructed the jury on the imperfect self-defense theory
of voluntary manslaughter, pursuant to CALCRIM No. 571, as follows:
9 Some of those questions were as follows:
“Q. Thank you. You intentionally stabbed Mr. Williams, correct?
“A. Yes, while in fear for my life. [¶] . . . [¶]
“Q. Was it an accident that you stabbed him?
“A. It was a confrontation, so I would say no.
“Q. Yes or no, did you understand at the time that stabbing someone
was dangerous to human life?
“A. Yes. [¶] . . . [¶]
“Q. And in the heat of the moment, you were willing to do whatever it
took to save your life, correct?
“A. Yes.
“Q. You were willing to do whatever it took to get off this BART train
and go see your son, correct, see your family again?
“A. I wasn’t thinking about that. I was thinking about protecting
myself.
“Q. You were willing to do whatever it took to protect yourself, correct?
“A. Yes.”
10
“If you conclude the defendant acted in complete self-defense, his action
was lawful and you must find him not guilty of any crime. The difference
between complete self-defense and imperfect self-defense depends on whether
the defendant’s belief in the need to use deadly force was reasonable. [¶] The
defendant acted in imperfect self-defense if: [¶] 1. The defendant actually
believed that he was in imminent danger of being killed or suffering great
bodily injury;” and “2. The defendant actually believed that the immediate
use of deadly force was necessary to defend against the danger;” but “[a]t
least one of those beliefs was unreasonable. [¶] Belief in future harm is not
sufficient, no matter how great or how likely the harm is believed to be. [¶]
In evaluating the defendant’s beliefs, consider all the circumstances as they
were known and appeared to the defendant. [¶] A danger is imminent if,
when the fatal wound occurred, the danger actually existed or the defendant
believed it existed. The danger must seem immediate and present, so that it
must be instantly dealt with. It may not be merely prospective or in the near
future. [¶] . . . [¶] The People have the burden of proving beyond a
reasonable doubt that the defendant was not acting in imperfect self-defense.
If the People have not met this burden, you must find the defendant not
guilty of murder.”
After reading the jury CALCRIM No. 3471 (Right to Self-Defense:
Mutual Combat or Initial Aggressor),10 the trial court instructed the jury
with CALCRIM No. 3474 (Danger No Longer Exists or Attacker Disabled):
10 “A person who engages in mutual combat or who starts a fight has a
right to self-defense only if: [¶] 1. He actually and in good faith tried to stop
fighting; [¶] 2. He indicated, by word or by conduct, to his opponent, in a
way that a reasonable person would understand, that he wanted to stop
fighting and that he had stopped fighting; [¶] AND [¶] 3. He gave his
opponent a chance to stop fighting.
11
“The right to use force in self-defense continues only as long as the
danger exists or reasonably appears to exist. When the attacker no longer
appears capable of inflicting any injury, then the right to use force ends.”
The Jury’s Deliberations, Questions, and Verdict
The jury began its deliberations at 4:19 p.m. on Thursday, September
28, but left for the day some 11 minutes later.
Deliberations resumed at 9:30 a.m. on Friday, September 29. At 9:50
a.m., the jury submitted several requests, including for video of Brim’s arrest,
his phone call with his Aunt Mozell, his visit to the AM/PM mini-mart, and
“[a]ll videos and video angles of BART trains 1732 and 303.”11 About an hour
later, the requested videos were delivered to the jury deliberation room. The
jury was excused for the day at noon.
Deliberations resumed Monday, October 2 at 9:40 a.m., and continued
until 5 p.m. They resumed the next morning at 9:48 a.m. Some ten minutes
later, the jury submitted two questions to the court, one substantive and one
procedural.12 The substantive question asked: “Is it possible to have judge or
“If the defendant meets these requirements, he then had a right to self-
defense if the opponent continued to fight. [¶] However, if the defendant
used only non-deadly force, and the opponent responded with such sudden
and deadly force that the defendant could not withdraw from the fight, then
the defendant had the right to defend himself with deadly force and was not
required to try to stop fighting, communicate the desire to stop to the
opponent, or give the opponent a chance to stop fighting.”
11 The jury also requested transcripts of interviews that two defense
witnesses gave to a defense investigator, and a “video of Sophia Humphries
being interviewed in the back of the police car,” which requests the trial court
denied, as the requested material had not been admitted into evidence.
12 The verdict form said “We, the jury, further find that the defendant
DID/DID NOT use a deadly weapon . . . ,” and similarly with respect to the
great bodily injury special allegation. The jury’s procedural question asked,
“there are two lines with ‘DID/DID NOT’ Do we need to circle one?” The trial
12
som[e]one explain difference between 2nd degree murder & voluntary
manslaughter?” After a discussion off the record with counsel, the trial court
answered: “Please, refer to instruction numbers 520 [First or Second Degree
Murder], 522 [Provocation: Effect on Degree of Murder], 570 [Voluntary
Manslaughter: Heat of Passion] and 571 [Voluntary Manslaughter: Imperfect
Self-Defense].”
About an hour later, the jury asked two more questions together on a
single form: (1) “If the defendant met all of the criteria on 520 including
implied malice for Second Degree Murder, is it possible for that to be reduced
to Voluntary Manslaughter if the conditions on 570 or 571 are met?,” and (2)
“If the right to self-defense ends as stated on 3474 when the danger no longer
exists, can Voluntary Manslaughter-Imperfect Self-Defense theory continue
past that point?” Around 11:42 a.m., after another discussion with counsel
off the record, the trial court answered “Please, refer to instructions 522, 570
and 571” to the first question and “Please, refer to instruction 571” to the
second.
The jury continued deliberating (without a lunch break) until 2:00 p.m.,
at which point it was dismissed for the day.
Deliberations resumed at 9:42 a.m. the next morning. By 10:45 a.m.,
the jury had reached its verdict, finding Brim guilty of second degree murder
and true the special allegations that he used a deadly weapon and personally
inflicted great bodily injury during the commission of the offense.
The Discussion After the Verdict
After the jury was dismissed and counsel had the opportunity to speak
with the individual jurors, defense counsel indicated to the court that she
court answered, “Yes. Please, circle the one that you find applies to the facts
of the case and the law as I have provided.”
13
“had some things I wanted to put on the record.” She went on to explain that
with respect to the jury’s questions the previous day, “[m]ost of the
conversation happened in chambers” and “[w]e didn’t go on the record.” But
in particular with respect to the jury’s second set of questions, “Mr. Marin
had a position at the time, but that’s not really what I’m addressing. In
chambers when we discussed it, I indicated I wanted the Court to answer it
to say yes, as to the second question specifically. [¶] The Court was very
clear that the Court felt it was a factual issue and would just redirect them
back to the instruction, but I want the record to be really clear that I did,
when we had this discussion, say—I wanted the answer to be yes.”
That morning, while the jury was still deliberating, defense counsel
had asked to reopen argument under California Rules of Court, rule 2.1036,13
a request the trial court denied as premature. She went on: “But I want the
record to be really clear that I objected in terms of I do feel, and we did learn
information that the jurors were split six-six as of yesterday afternoon, that I
wanted the record to reflect that I had requested that based on the legal
nature of the questions posed to the Court yesterday—and it should be noted,
I think the Court’s noted it before, but it should be obvious for the record that
the jurors never asked for any read back of anything—
“THE COURT: Right.
“MS. BROWN:—in this case. So it does appear they were purely
grappling with [a] legal determination based on the facts. And so I wanted
13 California Rules of Court, rule 2.1036 provides, in relevant part, that
“[a]fter a jury reports that it has reached an impasse in its deliberations,”
and “[i]f the trial judge determines that further action might assist the jury
in reaching a verdict, the judge may: [¶] . . . (3) Permit attorneys to make
additional closing arguments.” (Cal. Rules of Court, rule 2.1036(a) & (b).)
14
the record to be really clear that I had requested those things between
yesterday and this morning.”
Neither the trial court nor the prosecutor disputed defense counsel’s
description of what took place off the record with respect to the jury’s
questions. The trial court explained that “yesterday specifically when we
talked about the second set of questions,” and in particular the second
question, “I referred them specifically to instruction 571, because that very
explicitly, in the Court’s determination, gives the law on what they can
consider.” With respect to defense counsel’s request to reopen argument, the
trial court said it denied it because, “although it was clear to the Court that
they were probably focusing on the voluntary manslaughter and the second
degree murder, there was not a note sent out indicating that they were at an
impasse.” The trial court then set a date for sentencing.
On April 2, 2024, the trial court sentenced Brim to 15 years to life, plus
one consecutive year for the deadly weapon special allegation.
Brim filed a notice of appeal.
DISCUSSION
CALCRIM No. 3474, contained within a section titled, “Self-Defense
and Defense of Another,” provides: “The right to use force in self-defense
continues only as long as the danger exists or reasonably appears to exist.
When the attacker no longer appears capable of inflicting any injury, then
the right to use force ends.”
Brim argues that because CALCRIM No. 3474 tells jurors that a
defendant’s “right to use force in self-defense” ends when the danger no
longer “reasonably appears to exist,” it is unclear—and the instruction itself
does not explain—that this limitation applies only to perfect self-defense, but
not to imperfect self-defense. He argues that the trial court erred when it
15
“refused to give a simple and straightforward answer” (i.e., “yes”) to the jury’s
question as to whether it could rely on imperfect self-defense even if the right
to use perfect self-defense had ceased under this instruction.14 We agree.
The Law of Imperfect Self-Defense
As we explained in People v. Sotelo-Urena (2016) 4 Cal.App.5th 732,
744: “A homicide is considered justified as self-defense where the defendant
actually and reasonably believed the use of deadly force was necessary to
defend himself from imminent threat of death or great bodily injury. Under
such circumstances, the killing is not a crime. (People v. Elmore (2014) 59
Cal.4th 121, 133–134; § 197; 1 Witkin & Epstein, Cal. Criminal Law (4th ed.
2012) Defenses, § 67 et seq., p. 507 et seq.) Where the defendant kills while
actually but unreasonably believing the use of deadly force was necessary,
defendant is considered to have acted in imperfect self-defense. Imperfect
self-defense is not a complete defense to a killing, but negates the malice
element and reduces the offense to voluntary manslaughter. (People v.
Elmore, supra, 59 Cal.4th at p. 134; People v. Blakeley (2000) 23 Cal.4th 82,
88; People v. Flannel (1979) 25 Cal.3d 668, 672.) ‘The subjective elements of
self-defense and imperfect self-defense are identical. Under each theory, the
[defendant] must actually believe in the need to defend . . . against imminent
peril to life or great bodily injury.’ (People v. Viramontes (2001) 93
Cal.App.4th 1256, 1262.) As the California Supreme Court summarized it in
People v. Humphrey (1996) 13 Cal.4th 1073, 1082: ‘For killing to be in self-
defense, the defendant must actually and reasonably believe in the need to
14 We need not consider Brim’s alternative argument regarding
CALCRIM No. 3734, that provision of the instruction permitted the jury to
convict him of murder even if all the elements of imperfect self-defense had
been established.
16
defend. [Citation.] If the belief subjectively exists but is objectively
unreasonable, there is “imperfect self-defense,” i.e., “the defendant is deemed
to have acted without malice and cannot be convicted of murder,” but can be
convicted of manslaughter. [Citation.] To constitute “perfect self-defense,”
i.e., to exonerate the person completely, the belief must also be objectively
reasonable. [Citations.]’ (Fn. omitted.)”
Moreover, if a defendant testifies that he acted in self-defense, the
absence of perfect or imperfect self-defense is an element of the crime, and
the prosecution must prove such absence beyond a reasonable doubt. (See
§ 197; People v. Morales (2021) 69 Cal.App.5th 978, 988; CALCRIM No. 505;
CALCRIM No. 571.) As our Supreme Court has explained, “when substantial
evidence of imperfect self-defense is present, the malice element of murder
requires the People to prove beyond a reasonable doubt not only that the
defendant committed an unlawful, intentional killing, but also that the
defendant did not kill in an actual but unreasonable belief in the need for
self-defense. [Citations.] Stated more simply, because malice is absent when
imperfect self-defense is present, the prosecution cannot prove malice without
disproving imperfect self-defense.” (People v. Schuller (2023) 15 Cal.5th 237,
254–255 (Schuller).)
The Trial Court’s Duty to Clear Up Jury Confusion
“The court has a primary duty to help the jury understand the legal
principles it is asked to apply.” (People v. Beardslee (1991) 53 Cal.3d 68, 97
(Beardslee).) And under section 1138, if a deliberating jury “desire[s] to be
informed on any point of law arising in the case . . . the information required
must be given.” (§ 1138; see People v. Brooks (2017) 3 Cal.5th 1, 97.) “Where
the original instructions are themselves full and complete, the court has
discretion under section 1138 to determine what additional explanations are
17
sufficient to satisfy the jury’s request for information. (People v. Gonzalez
(1990) 51 Cal.3d 1179, 1213.) Indeed, comments diverging from the standard
are often risky. [Citation.] The trial court [may be] understandably reluctant
to strike out on its own. But a court must do more than figuratively throw up
its hands and tell the jury it cannot help. It must at least consider how it can
best aid the jury. It should decide as to each jury question whether further
explanation is desirable, or whether it should merely reiterate the
instructions already given.” (Beardslee, supra, 53 Cal.3d at p. 97; see People
v. Brooks, supra, 3 Cal.5th at p. 97.)
Thus, although the trial court need not always elaborate on the
standard instructions, section 1138 “imposes a ‘mandatory’ duty to clear up
any instructional confusion expressed by the jury.” (People v. Gonzalez,
supra, 51 Cal.3d at p. 1212, superseded by statute on another ground as
stated in Satele v. Superior Court (2019) 7 Cal.5th 852, 857; see People v.
Dykes (2009) 46 Cal.4th 731, 802 [section 1138 imposes a “general obligation”
to “ ‘clear up any instructional confusion expressed by the jury’ ”].) “That
further guidance may not come easily to hand, or is not supplied by counsel,
does not excuse the court from its statutory duty.” (People v. Ross (2007) 155
Cal.App.4th 1033, 1047.)
We review for an abuse of discretion the trial court’s determination how
best to answer a jury’s question under section 1138. (See People v. Waidla
(2000) 22 Cal.4th 690, 745–746 [“An appellate court applies the abuse of
discretion standard of review to any decision by a trial court to instruct, or
not to instruct, in its exercise of its supervision over a deliberating jury”];
People v. Hodges (2013) 213 Cal.App.4th 531, 539.)
“Various definitions and principles describing the abuse of discretion
standard of review have been stated and repeated in numerous cases, such as
18
in Blank v. Kirwan (1985) 39 Cal.3d 311, 331, that we will set aside a trial
court ruling only upon a showing of ‘ “ ‘a clear case of abuse’ ” ’ and ‘ “ ‘a
miscarriage of justice.’ ” ’ . . . [¶] . . . [¶] [O]ur colleagues in Division Four of
this court observed that ‘Abuse of discretion has at least two components: a
factual component . . . and a legal component. [Citation.] This legal
component of discretion was best explained long ago in Bailey v. Taaffe (1866)
29 Cal. 422, 424: “The discretion intended, however, is not a capricious or
arbitrary discretion, but an impartial discretion, guided and controlled in its
exercise by fixed legal principles. It is not a mental discretion, to be exercised
ex gratia, but a legal discretion, to be exercised in conformity with the spirit
of the law and in a manner to subserve and not to impede or defeat the ends
of substantial justice. . . .” ’ ” (People v. Jacobs (2007) 156 Cal.App.4th 728,
736–738, quoting Concord Communities v. City of Concord (2001) 91
Cal.App.4th 1407, 1417.)
That legal component was abused here.
The Trial Court Abused Its Discretion In Responding to the
Jury’s Third Question
The jury’s first question—as noted, asked well into its many hours,
indeed days, of deliberations—regarding the difference between second
degree murder and voluntary manslaughter suggests that it had rejected the
prosecution’s felony murder theory as well as exoneration based on perfect
self-defense, and was instead focused on whether Brim’s subjectively-held
beliefs could reduce what would otherwise be a murder conviction to one for
voluntary manslaughter. The jury’s second question made this even more
explicit, suggesting that the jury had found that the prosecution had proved
“all of the criteria” for implied malice—perhaps based on Brim’s own
testimony, as emphasized by the prosecutor in his closing argument—but
19
also had some doubt as to whether the prosecution had proved that Brim had
not acted in imperfect self-defense or in the heat of passion. As it had done in
response to the jury’s first question (except for the instruction on murder
itself), the trial court referred the jury to the instructions on provocation,
heat of passion, and imperfect self-defense.
Then, as noted, the jury’s third question was, “If the right to self-
defense ends as stated on [CALCRIM No.] 3474 when the danger no longer
exists, can Voluntary Manslaughter-Imperfect Self-Defense theory continue
past that point?”
The jury’s apparent confusion was somewhat understandable.
Although the instructions elsewhere referred to “complete,” “lawful,” and
“imperfect” self-defense, CALCRIM No. 3474 was a stand-alone instruction
that referred only to the right to “self-defense.” (See CALCRIM No. 571
[“complete” and “imperfect” self-defense]; CALCRIM No. 505 [“lawful” self-
defense].) And if the jury misunderstood the “right to self-defense” in
CALCRIM No. 3474 to encompass both perfect and imperfect self-defense,
there was a direct contradiction between the objective standard there
described (“as long as the danger exists or reasonably appears to exist”) and
the sub