People v. DePape
CourtCalifornia Court of Appeal
Date FiledJune 30, 2026
DocketA170759
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
Filed 6/30/26
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
A170759
v.
DAVID WAYNE DEPAPE, (San Francisco County
Super. Ct. No. 22012966)
Defendant and Appellant.
David Wayne DePape was charged in both federal and state court of
offenses arising from an October 2022 attack on Paul Pelosi, the husband of
then Speaker of the United States House of Representatives Nancy Pelosi.
After he was convicted and sentenced in federal court, DePape sought
dismissal of four of the eight counts in the state case pursuant to California’s
statutory double jeopardy protections. The trial court granted the motion as
to three counts. The People appeal. We affirm.
1
BACKGROUND
I.
Factual Background 1
Shortly after 2:00 a.m. on October 28, 2022, Paul Pelosi (Pelosi 2) was
awakened by the sound of the door to his bedroom bursting open and saw a
“very large man,” later determined to be DePape, standing with a hammer
and some zip ties in his hand. DePape asked if he was Paul Pelosi; Pelosi
said he was and DePape asked, “Where’s Nancy?” When Pelosi said she was
in Washington, DePape said they would have to wait for her and he was
going to tie Pelosi up. DePape said, “ ‘She’s second in line to be President,
right?’ ” and “ ‘Well, we’re going to have to take them out.’ ” Pelosi got up and
walked to the elevator that was just outside the bedroom, thinking he could
use the phone in it to call 911, but DePape followed and held the door of the
elevator open, so Pelosi returned to the bedroom. DePape was saying things
like, “ ‘They’re all corrupt. You’ve got to take them out.’ ” Pelosi, trying to
engage in conversation to de-escalate the situation, asked if he could “ ‘help
in any way.’ ”
Pelosi walked to the bathroom, where his phone was charging, put the
phone on speaker and called 911. He tried to communicate his need for help
without speaking too plainly, because DePape was standing right outside the
bathroom, still holding the hammer, and Pelosi was afraid of what DePape
might do. The call ended when DePape told Pelosi to hang up and give him
1 As will be explained, the trial court ruled on DePape’s motion to
dismiss at the conclusion of the People’s case in chief. Accordingly, our
recitation of the facts is based solely on the evidence presented by the People.
2For ease of reading, we will refer to Paul Pelosi by his surname only
and use Nancy Pelosi’s full name when referring to her.
2
the phone, which Pelosi did. Pelosi did not know whether the police were
being sent.
DePape said he needed to sleep and was going to tie Pelosi up. Pelosi
thought he would be safer on the ground floor, where he might be able to
open the front door if the police came, and since DePape had said he had a
backpack and “a bunch of stuff” downstairs, Pelosi suggested they go down
for DePape to get his belongings and sleep there. DePape followed Pelosi
down two flights of stairs and, as they stood in the front foyer, DePape said,
“ ‘I have to take you out’ ” and “ ‘the police are going to be here, and it’s all
over for me.’ ” Pelosi told him the police did not get the message and were
not going to come, then the doorbell rang.
Pelosi was able to open the door saw two police officers standing
outside. DePape got “immediately behind” Pelosi, “off [his] right shoulder,”
still holding the hammer. Pelosi was afraid DePape was going to hit him.
Because the police officers did not seem to be doing anything, Pelosi reached
out to put his hand on the hammer. The police said, “Drop the hammer,”
DePape did not respond and Pelosi put his hand on the hammer, saw DePape
“obviously going to hit [him],” then “just went out.”
The two police officers testified that when the front door opened, they
saw DePape and Pelosi holding the hammer between them, DePape holding
the handle and Pelosi holding the metal head. Officer Willmes told them to
drop the hammer and DePape said no, then pulled the hammer away, raised
it above his head, swung it at Pelosi and hit Pelosi in the head with it.
Willmes described DePape as using both hands to “rip” the hammer away
from Pelosi; Officer Cagney testified that DePape was “using his body more
so than his arms” and that he believed DePape struck Pelosi with the
hammer two times.
3
The officers immediately rushed in and tackled DePape. Pelosi was
lying face down, unconscious and bleeding from the head. Cagney testified
that less than five seconds passed from when the officers first saw the
hammer and when they tackled DePape. The incident was recorded on the
officers’ body cameras and played in court as each officer was asked about the
footage from his camera.
Asked how he got into the house, DePape pointed to a hole in the glass
door to the porch. He said his backpack was on the porch and the police
found a large backpack there, along with a sleeping bag and a smaller
backpack. 3 DePape told one of the officers at the scene that he had come to
Pelosi’s house “to have a little chat with his wife” because he was sick of the
“lies coming out of Washington D.C.” and told Pelosi to stop “escalating
things” or DePape would have to “go through him.” DePape said hurting
Pelosi was not his “goal” but he was on a “suicide mission” and because Pelosi
“forced the issue,” DePape “attacked” Pelosi “[r]ight in front of the cops.”
DePape said, “There’s no denying what I did.”
DePape’s statements in an interview at the hospital 4 several hours
later, a recording of which was played at trial, were to the same effect.
DePape talked about “all the fucking lies” coming out of Washington, with
Nancy Pelosi “the fucking leader of the pack,” and said the “record breaking
crime spree” the Democratic party was on “originate[d] with Hillary” but
Nancy Pelosi “ran with the lying as much or more than anyone.” He said he
3 The contents of the backpacks included a sledgehammer, various
electronic devices and accessories, two body cameras, duct tape, latex gloves,
a passport and other documents in DePape’s name, over $9,000 cash,
two unicorn costumes, vitamins and food items.
4 DePape was treated for a dislocated shoulder and a cut that required
stitches.
4
planned to hold Nancy Pelosi hostage, film her while talking to her, let her go
if she told the truth and “break her knee caps” if she lied, which he knew
“beyond a doubt” she would do. He wanted Nancy Pelosi and the other
“corrupt” politicians to realize there is “a fucking consequence for being the
most evil fucking people on the planet.”
DePape said that Pelosi was not a target but Pelosi was “pushing
[DePape] into a corner” and DePape could not let Pelosi stop him from going
after his other targets. 5 DePape did not leave the house despite knowing the
police were coming because he intended to “fight tyranny” and not
“surrender.” In DePape’s view, his interaction with Pelosi had been “pretty
amicable overall” but he got angry and hit Pelosi with the hammer when he
realized Pelosi thought he was going to surrender to the police—“it’s like, if
you stop me from coming after evil, you will take the punishment instead.”
DePape did not know how many times he hit Pelosi but he “definitely” hit
him and “[i]t was not a tap. It was full force.” In a portion of DePape’s
testimony at the federal trial that was read into evidence, DePape
acknowledged that he hit Pelosi with the hammer with “full force,” and that
he knew exactly what he was doing.
Pelosi suffered two lacerations on the right side of his scalp with
corresponding skull fractures. The more serious of these was a jagged injury
through the scalp down to the bone, where the skull was broken and the
broken piece was pushed downward, its edge wedged underneath the rest of
5 These included Gayle Rubin, a professor DePape believed wanted to
turn schools into “pedophile molestation factories” and encourage kids to
become transgender, hate society and want to overthrow it; Gavin Newsom,
for signing a bill restricting guns; Tom Hanks, who DePape believed had been
identified as a pedophile; and Hunter Biden, to get him to “confess” and
implicate President Biden.
5
the skull. The surgery to repair this injury required drilling around the
fracture fragment to remove a piece of the skull and lift the fragment back
into place, then secure it with small plates and screws. The second cut was
in the scalp above the ear; a muscle that helps with chewing was torn and the
skull was fractured but not pushed down as much as the first fracture. In
addition to the lacerations and fractures, Pelosi suffered a concussion, a brain
injury that can have long-term effects including headaches, dizziness,
difficulty with concentration or memory and depression or “psychological
disturbances.” Pelosi testified that initially he got headaches “all the time”
and needed frequent naps; 18 months later, these problems were lessening
but he was not fully recovered. He was still going to therapy for balance and
walking and continued to experience dizziness and head pain.
II.
Procedural Background
DePape was charged by information filed on December 23, 2022, with
six felony offenses: Willful, deliberate and premeditated attempted murder
(Pen. Code, 6 §§ 664/187) (count 1); first degree residential burglary (§ 459)
(count 2); inflicting injury on an elder likely to cause great bodily injury
(§ 368, subd. (b)(1)) (count 3); assault with a deadly weapon (§ 245,
subd. (a)(1)) (count 4); false imprisonment of an elder (§ 368, subd. (f)
(count 5); and threatening a family member of a public official (§ 76,
subd. (a)) (count 6). It was alleged that DePape personally used a deadly
weapon (§ 12022, subd. (b)(1)) in the commission of all counts except count 4;
that he personally inflicted great bodily injury on a person 70 years of age or
older (§ 12022.7, subd. (c)) in the commission of counts 1, 4 and 6; and, in
6Further statutory references will be to the Penal Code unless
otherwise specified.
6
connection with count 3, that the victim suffered great bodily injury (§ 368,
subd. (b)). The offense in count 2 was alleged to be a violent felony (§ 667.5,
subd. (c)(21)). The information alleged five aggravating circumstances
relating to the crimes (Cal. Rules of Court, 7 rule 4.421(a)(1), (2), (3), (7) & (8))
and one aggravating circumstance relating to the defendant
(rule 4.421(b)(1)). DePape pleaded not guilty to all counts, denied all
allegations and waived his right to a speedy trial.
On November 16, 2023, DePape was found guilty in federal court of
offenses arising from the incident underlying the offenses in the present case:
attempted kidnapping of a federal officer (Nancy Pelosi) (18 U.S.C.
§ 1201(a)(5), (d)) and assault on an immediate family member of a federal
official (Pelosi) (id. § 115(a)(1)(A)), with use of a dangerous weapon.
In January 2024, DePape asserted his right to a speedy trial in the
present case. On April 19, 2024, the parties stipulated that trial commenced
that day.8 The court and counsel met to discuss scheduling and other trial
matters on April 22 and 29, and the case was continued to May 7 for trial.
Following pretrial motions, jury selection began on May 10 and continued
over several days. The jury was sworn in on May 24.
Meanwhile, on May 17, 2024, DePape was sentenced in the federal
case. DePape immediately moved to dismiss counts 1-4 in the present case
on grounds of double jeopardy (§§ 656, 793), sending the motion electronically
on May 17 and formally filing it on May 21. DePape requested judicial notice
of court records in the federal case: The indictment, the final jury
7 Further references to rules will be to the California Rules of Court
unless otherwise indicated.
8 The time limit for beginning the trial had been extended after a
defense request for a continuance was granted.
7
instructions, the jury verdict, DePape’s motion for a new trial, the order
denying that motion, and the court’s minutes for the May 17, 2024 sentencing
hearing. DePape stated that in addition to his plea of not guilty, he was
entering a plea pursuant to sections 1016(4) and 1017(3) that he had
“ ‘already been convicted of the offense charged.’ ”
On May 21, 2024, the People moved to amend the information to add
two counts: aggravated kidnapping resulting in bodily harm (§ 209, subd. (a))
(count 7), with an allegation of deadly weapon use (§ 12022, subd. (b)(1)); and
preventing or dissuading a witness by force or threat (§ 136.1, subd. (c)(1))
(count 8). Both counts alleged personal use of a deadly weapon. (§ 12022,
subd. (b)(1).) The court granted the People’s request to amend the
information and DePape entered pleas of not guilty to counts 7 and 8. The
court denied a defense request for a continuance.
The People opposed the motion to dismiss as untimely as well as on the
merits. At a hearing on May 28, the court discussed concerns with the timing
of the motion and the evidentiary basis for the parties’ arguments and
concluded it would not rule until after the prosecution presented its case in
chief.
Presentation of the case to the jury began on May 29, 2024, and the
People rested on June 4. On June 5, the court granted DePape’s unopposed
request for judicial notice.9 DePape argued for dismissal of counts 1 through
Prior to addressing the double jeopardy motion, the court granted the
9
People’s motion to amend the information by adding great bodily injury
enhancement allegations to counts 2, 3 and 5 and removing that allegation
from count 6. The second amended information was filed and DePape
entered pleas of not guilty and once in jeopardy to each of the charges and
denied all the allegations.
8
4 and 7 on the basis that they charged offenses arising from the identical acts
for which he had been tried and convicted in federal court.
On June 6, 2024, the court granted the motion to dismiss counts 1, 3
and 4 (attempted murder, injuring elder and assault charges) and denied it
as to all other counts. At the request of both parties, the court stayed the
trial for one week to enable them to seek writ relief. The parties each filed
writ petitions and stay requests, which this court denied on June 13, 2024.
The People’s notice of appeal from the June 6 order was filed on June 7, 2024.
DISCUSSION
I.
People’s Right To Appeal
Section 1238, subdivision (a)(8) provides that the People may appeal
from “[a]n order or judgment dismissing or otherwise terminating all or any
portion of the action including such an order or judgment after a verdict or
finding of guilty or an order or judgment entered before the defendant has
been placed in jeopardy or where the defendant has waived jeopardy.” 10
After the People filed their opening brief, DePape moved to dismiss the
appeal as unauthorized. The People opposed the motion and we denied it
The court also heard and denied motions DePape had filed the day
before to dismiss count 7 pursuant to section 995 and to dismiss counts 7 and
8 for vindictive prosecution.
10 The “jeopardy” at issue here is jeopardy in the present case (i.e., the
start of trial), not the jeopardy from the federal trial pertinent to the merits
of DePape’s double jeopardy claim. (See People v. McDougal (2003)
109 Cal.App.4th 571, 580-581 [merits of double jeopardy claim arising from
first trial distinct from issue of jeopardy at second trial relevant to People’s
right to appeal].) “[I]t is settled that a defendant who seeks dismissal before
the jury has rendered a verdict consents to the dismissal and by that consent
waives any argument that jeopardy has attached so as to bar an appeal.”
(McDougal, at p. 581, italics added.)
9
with the following order: “Respondent DePape’s opposed motion to dismiss
the appeal is denied. Under the circumstances, we conclude DePape waived
jeopardy by filing a motion to dismiss on the eve of trial. Consequently, the
People may appeal the trial court’s order granting the motion pursuant to
Penal Code section 1238, subdivision (a)(8).”
DePape revisits the issue in his respondent’s brief, challenging our
conclusion that he waived jeopardy. As noted, DePape filed his motion to
dismiss subsequent to the stipulated first day of trial, during jury selection.
Relying on Jackson v. Ryder Truck Rental, Inc. (1993) 16 Cal.App.4th 1830,
1848, he argues that although the timing of his double jeopardy motion
caused it to be heard after jeopardy attached, the trial court’s independent
reason for ruling on the motion when it did operated as a superseding cause
that broke the “chain of causation.” DePape urges that the trial court
acknowledged he had a valid legal reason for waiting until the federal court
issued its judgment before filing the double jeopardy motion; the motion could
have been decided prior to jeopardy attaching if the court had granted his
request for a continuance; and the court instead chose to defer ruling on the
motion until after the prosecution’s case in chief because the court wanted a
better understanding of the People’s “version of the story.”
DePape’s characterization of the circumstances is inaccurate. The trial
court acknowledged that DePape’s decision to wait for the federal judgment
was “a defensible legal position, maybe not the only legal approach to this
topic, but defensible on the face of it.” 11 But the court emphasized DePape’s
11 DePape maintained that his motion was timely because, under
section 1017, subdivision (3), a “plea of former conviction requires a
‘judgment’ ” and he was filing the motion at the first opportunity after the
district court rendered judgment. Section 1017, subdivision (3) provides that
a plea of former conviction must be “substantially” in the form, “ ‘The
10
failure to make any mention of the motion despite how much time passed
since the federal jury verdicts, 12 commented that the motion was too lengthy,
“well researched” and “well argued” to have been written a day or two before
it was filed, and expressed the view that “the defense maintained an element
of surprise by not mentioning a motion to dismiss . . . but finally offering it in
the first instance on May 17th.”
The court then explained its decision to defer ruling on the motion until
after the prosecution’s case in chief in terms of both assisting the court and
addressing the People’s objection that the late filing of the motion violated
the governing local rules. As to the former, the court explained that deferring
decision would put the court in a better position to decide the merits of the
motion, as the double jeopardy analysis required it to “focus on acts,” “[a]cts
are established by evidence,” and “although I have a preliminary hearing
transcript and I have representations by both sides in your papers, I don’t
have the government’s case in chief.” As to the latter, the court believed that
waiting to rule on the motion “essentially cures the government’s objection
here on timelines” by giving the prosecution the opportunity to present
evidence that “might[] . . . vindicate their opposition to the motion to
defendant pleads that he or she has already been convicted . . . of the offense
charged, by the judgment of the court of __________ (naming it), rendered at
__________ (naming the place), on the __________ day of __________.’ ”
The People argued that a judgment is not required, citing People v.
Goldstein (1867) 32 Cal. 432, 433 (“Nor is it necessary that a judgment should
have been pronounced upon the conviction to make the plea of former
conviction good”). DePape in turn argued that Goldstein predated the Penal
Code.
12 The court recited the chronology in some detail, observing that the
case was assigned for trial five months after the federal jury verdicts, then
over the course of the next month the court and counsel had multiple
discussions, pretrial hearings were held and jury selection began.
11
dismiss.” The court believed its approach was the “better course of action . . .
consistent with law and . . . basic fairness to both sides.”
Overall, the court’s remarks indicate that its wish for a better
understanding of the prosecution’s theory of the case was not the
independent driving force that DePape attempts to portray. Additionally,
while DePape did request a continuance, which would have delayed the
selection and swearing of jurors, he did so directly in response to the People’s
motion to amend the information, arguing that the new charge “significantly
affects how we may or may not defend this case” and “[w]e need time to
restrategize our defense.
In any event, we dismissed DePape’s motion to dismiss on the ground
that he waived jeopardy in the face of an argument that does not
fundamentally differ from the one he now offers. The motion to dismiss
argued DePape did not waive his double jeopardy rights in part because the
point at which jeopardy attached was determined by the trial court’s
“independent” action in concluding it “could only rule” on the motion after the
facts were developed at trial. His present argument differs only in his
framing of it in terms of “superseding cause.” But this framing imposes an
even more imposing hurdle, as the superseding cause analysis amounts to a
more stringent form of the same point. The superseding cause test is quite
stringent: “In law, the term ‘superseding cause’ means ‘an independent event
[that] intervenes in the chain of causation, producing harm of a kind and
degree so far beyond the risk the original [wrongdoer] should have foreseen
that the law deems it unfair to hold him responsible.’ (Soule v. General
Motors Corp. (1994) 8 Cal.4th 548, 573, fn. 9.)” (People v. Sanchez (2001)
26 Cal. 4th 834, 855, (conc. opn. of Kennard, J.).) “ ‘[I]n order to be
“independent” the intervening cause must be “unforeseeable . . . an
12
extraordinary and abnormal occurrence, which rises to the level of an
exonerating, superseding cause.” ’ ” (People v. Cervantes (2001) 26 Cal.4th
860, 871.) To the extent these principles apply in the context of court and
counsel’s actions in law and motions proceedings—a point the People
question—we are not persuaded they warrant reconsideration of our denial of
the motion to dismiss this appeal.
II.
Double Jeopardy Analysis
A. Governing Principles
Section 656 provides: “Whenever on the trial of an accused person it
appears that upon a criminal prosecution under the laws of the United
States, or of another state or territory of the United States based upon the act
or omission in respect to which he or she is on trial, he or she has been
acquitted or convicted, it is a sufficient defense.” 13
“ ‘Under this section, a defendant may not be convicted after a prior
acquittal or conviction in another jurisdiction if all the acts constituting the
offense in this state were necessary to prove the offense in the prior
prosecution [citation]; however, a conviction in this state is not barred where
the offense committed is not the same act but involves an element not
present in the prior prosecution.’ ” (People v. Homick (2012) 55 Cal.4th 816,
842 (Homick), quoting People v. Belcher (1974) 11 Cal.3d 91, 99.)
“ ‘[E]lement’ in this formulation refers only to conduct required to prove the
13 “[P]rosecution and conviction for the same act by both state and
federal governments are not barred by the Fifth Amendment guarantee
against double jeopardy,” but this rule “does not preclude a state from
providing greater double jeopardy protection than is provided by the federal
Constitution under decisions of the United States Supreme Court.” (People v.
Comingore (1977) 20 Cal.3d 142, 145 (Comingore).)
13
charges, not to criminal intent or other nonact elements.” (Homick, at
p. 843.) “[S]ection 656 applies when the physical conduct required for the
California charges has previously been the subject of an acquittal or
conviction in another jurisdiction, regardless of whether the two charges have
different requirements as to intent or other nonact elements. (Comingore,
supra, 20 Cal.3d at pp. 146-148; Belcher, supra, 11 Cal.3d at pp. 99-100.)”
(Homick, at p. 840.)
A few cases help illustrate the parameters. Homick addressed the
requirement that the act upon which a double jeopardy claim is based be
necessary for the earlier conviction. Homick rejected the defendant’s claim
that his federal court convictions of interstate murder for hire barred
subsequent convictions in California for first degree murder with a special
circumstance of lying-in-wait because the latter required proof of conduct
that was not necessary for proof of the former. (Homick, supra, 55 Cal.4th at
pp. 837-838.) Homick explained, “The lying-in-wait special circumstance
(§ 190.2, subd. (a)(15)) requires proof the killer concealed his or her purpose,
watched and waited a substantial time for the opportunity to act, and
thereafter launched a surprise attack on the victim from a position of
advantage. (People v. Bonilla (2007) 41 Cal.4th 313, 330.) No such conduct
was required under title 18 United States Code former section 1952A, which
was satisfied by proof defendant traveled between states in order to commit a
murder for hire, and death resulted.” (Id. at p. 844.)
Moreover, Homick found it of no significance that the federal
prosecutor in fact proved conduct constituting lying in wait. (Homick, supra,
55 Cal.4th at p. 844.) The court emphasized, “Nor did the federal indictment
against defendant charge any of the conduct constituting lying in wait . . . .
That the federal prosecutor, like the state prosecutor afterward, proved
14
defendant ambushed and killed the [victims] in their garage [citation] is of no
import, as proof of an ambush was not ‘necessary to prove the offense in the
prior prosecution.’ ” (Ibid.)
Belcher illustrates the distinction between an act necessary for
conviction and a nonact element of the offense. Belcher held the defendant’s
acquittal in federal court of assault with a deadly weapon on a federal officer
was a defense to conviction in state court for assault with a deadly weapon
but not to counts of robbery arising from the same incident. (Belcher, supra,
11 Cal.3d at p. 99.) As to the assault, the People argued the federal acquittal
did not bar a state conviction because the federal offense required proof that
the assault was on a federal officer, an element not required for the state
offense. (Id. at pp. 99-100.) Belcher rejected this argument because
“conviction of the federal offense required proof of no additional act on the
part of defendant; it merely required proof of the status of the victim for
jurisdictional purposes.” (Id. at p. 100.) The robbery convictions, however,
were not barred because they required “at the very least proof of an
important additional act by defendant—the ‘taking of personal property in
the possession of another’ (§ 211)—that need not be proved to establish the
federal offense of assault with a deadly weapon upon a federal officer.” (Ibid.)
Belcher used two cases involving the same defendant and underlying
incident to “demonstrate the meaning to be given to the terms ‘act or
omission’ as they are used in section 656.” (Belcher, supra, 11 Cal.3d at
p. 99.) In People v. Candelaria (1956) 139 Cal.App.2d 432 (Candelaria I), the
defendant’s federal court conviction for robbery of a national bank barred a
subsequent state conviction for robbery of the same bank. (Belcher, at p. 98.)
“ ‘The physical act or conduct of defendant in taking the money was the same
whether the robbery be considered as a federal offense or a state offense. All
15
the acts constituting the state offense were included in the federal offense
and were necessary to constitute the federal offense. It is clear that, within
the meaning of said section 656, the federal conviction was “founded upon the
act” in respect to which the defendant was tried in the present case.’ ”
(Belcher, at pp. 98-99, quoting Candelaria I, at p. 440.) By contrast, in People
v. Candelaria (1957) 153 Cal.App.2d 879 (Candelaria II), the court held the
federal bank robbery conviction did not bar a subsequent state prosecution
for burglary committed as part of the same incident. (Belcher, at p. 99.)
“ ‘The burglary act complained of in the present case, that is, the entering of
the building with the intent to commit a theft, is not the same act complained
of in the federal court, namely, that [the defendant] pointed a gun at the
teller and by force and fear compelled her to deliver over to him certain
monies.’ ” (Ibid., quoting People v. Candelaria II, 153 Cal.App.2d at p. 884.)
Comingore, supra, 20 Cal.3d 142 further illustrates the distinction
between the physical conduct required to prove an offense and additional
nonact elements, in that case, the required mental state. The defendant took
a car without permission in California and drove it to Oregon, where he was
apprehended and convicted of unauthorized use of a vehicle. (Id. at p. 144.)
The People conceded that the grand theft charges brought in California were
based on the same physical conduct as the unauthorized use of a vehicle
charge to which he had pled guilty previously in Oregon. (Id. at pp. 144,
146.) Thus, the sole question on appeal was whether the defendant’s former
conviction operated as a bar to his current one. (Id. at p. 144.) The People
argued the Oregon conviction did not bar subsequent prosecution in
California for grand theft auto and unlawful driving or taking of a vehicle
because the California offenses required proof of intent to deprive the owner
of the vehicle, which was not required for the Oregon offense. (Id. at p. 146.)
16
Comingore rejected the view that intent is an element of “act” as used in
section 656, explaining that because every crime requires a “joint operation of
act and intent” (§ 20), intent “is an element of a crime or public offense, not of
an act.” (Comingore, at p. 148.) The California prosecution was barred by
the Oregon conviction because the California offenses did not require proof of
any additional physical act. (Id. at pp. 148-149.)
B. Standard of Review
“When the double jeopardy question requires the trial court to resolve
disputed facts, the appellate court reviews the case under the substantial
evidence standard. (People v. Batts (2003) 30 Cal.4th 660, 682-683 [double
jeopardy issue turned on question whether prosecution in previous trial
intended to induce a successful mistrial motion].) But, when the facts are
uncontradicted and different inferences cannot be drawn, the question of
former jeopardy is one of law for the court to decide. (People v. Vigghiany
(1960) 181 Cal.App.2d 621, 631 [defendant is entitled to a jury trial on
question of former jeopardy].) Moreover, determination of whether double
jeopardy applies in a case involving separate prosecutions of the same or
similar conduct in different jurisdictions requires the court to compare and
construe the applicable criminal statutes from both jurisdictions. (See, e.g.,
Comingore, supra, 20 Cal.3d at pp. 144, 146 & fns. 1-3; [People v.] Lazarevich
[(2001)] 95 Cal.App.4th [416,] 422-423.) The construction of a statute is also
a question of law. (People ex rel. Lockyer v. Shamrock Foods Co. (2000)
24 Cal.4th 415, 432.) On appeal, we review questions of law de novo. (In re
Corrine W. (2009) 45 Cal.4th 522, 529.)” (People v. Davis (2011)
202 Cal.App.4th 429, 438.) Here, the disputed issues are questions of law
and we review them independently.
17
C. Evidence Concerning the Federal Conviction
DePape’s motion to dismiss required the trial court to determine and
compare what physical conduct was necessary to prove the assault DePape
was found guilty of in the federal case and what physical conduct would be
necessary to prove the California offenses with which he was charged in
present case. This determination necessarily required comparison of the
statutory elements of each offense. (See, e.g., Homick, supra, 55 Cal.4th at
p. 844 [discussing elements of federal and California offenses]; Comingore,
supra, 20 Cal.3d at pp. 144, 146 [comparing elements of Oregon and
California offense]; Belcher, supra, 11 Cal.3d at pp. 99-100 and fn. 7 [noting
element required for California offense but not federal offense]; People v.
Bellacosa (2007) 147 Cal.App.4th 868, 878 [comparing Nevada and California
offenses].) It further required the court to consider the charging documents,
jury instructions and verdicts in the federal case to identify the physical
conduct relied upon to satisfy the statutory elements of the offense. (See, e.g.,
Homick, supra, 55 Cal.4th at pp. 838-839 [describing federal indictment, jury
instructions and verdict]; Belcher, at p. 94 and fn. 2 [describing federal
indictment and judgment]; Candelaria I, supra, 139 Cal.App.2d at pp. 434-
435 [describing federal indictment].) The court then had to identify the
physical conduct the California charges were founded upon. (See, e.g.,
Bellacosa, at p. 878 [describing People’s theory as indicated in stipulated
facts]; Candelaria I, at pp. 434-435 [describing information].)
The People argue the trial court had no competent evidence to
determine what physical acts were the basis of the federal assault conviction.
It was DePape’s burden to establish the facts necessary to prove he was
placed in former jeopardy. (People v. Gonzalez (2015) 241 Cal.App.4th 1103,
1108.) To do so, DePape asked the trial court to take judicial notice of
18
documents from the federal case that he submitted as exhibits to his motion
to dismiss. The People did not object, noting the documents were official
records filed in federal court, and the trial court took judicial notice of them.
Based on these documents, as will be further discussed, DePape argues the
federal assault conviction was founded on his act of striking Pelosi in the
head with the hammer. As we will see, the People maintain the federal
conviction establishes no more than that DePape swung the hammer toward
Pelosi, not necessarily that the hammer actually struck Pelosi.
“ ‘Judicial notice is the recognition and acceptance by the court, for use
by the trier of fact or by the court, of the existence of a matter of law or fact
that is relevant to an issue in the action without requiring formal proof of the
matter.’ (2 Jefferson, Cal. Evidence Benchbook [(3d ed. 1997)] § 47.1, at
pp. 1064-1065.)” (Lockley v. Law Office of Cantrell, Green, Pekich, Cruz &
McCort (2001) 91 Cal.App.4th 875, 882.) “ ‘The court may in its discretion
take judicial notice of any court record in the United States. [Citation.] This
includes any orders, findings of facts and conclusions of law, and judgments
within court records. [Citations.] However, while courts are free to take
judicial notice of the existence of each document in a court file, including the
truth of results reached, they may not take judicial notice of the truth of
hearsay statements in decisions and court files.’ ” (In re Vicks (2013)
56 Cal.4th 274, 314, quoting Lockley, at p. 882.)
The People argue that the judicially noticed documents were “not
necessarily” part of the record because DePape did not move to admit them
“as evidence.” Although the parties’ competing arguments muddy the
issues,14 the dispute comes down to whether the judicially noticed documents
14DePape’s response to the People’s argument that the documents
were not put into evidence—that he did not have to follow the “formalities”
19
were used in violation of hearsay rules. The People’s suggestion that the
documents were not admitted into evidence appears to address their objection
to the contents of the documents being used for their truth; DePape’s
response—that the documents did not need to be admitted in the manner of
evidence at trial—stems from his position that the documents’ contents were
not used for their truth. 15
The People acknowledge that pursuant to Evidence Code section 452.5,
subdivision (b), which has been interpreted as creating an exception to the
hearsay rule (People v. Duran (2002) 97 Cal.App.4th 1448, 1461), “a certified
required for “introducing material evidence at the main trial” in seeking
judicial notice—triggered a lengthy argument from the People to the effect
that the Evidence Code is fully applicable to criminal cases and DePape’s
motion to dismiss was not subject to any statutory provision for relaxed
evidentiary standards. This response is beside the point: Judicial notice is
“ ‘a substitute for formal proof.’ ” (Sosinsky v. Grant (1992) 6 Cal.App.4th
1548, 1564, quoting 1 Witkin Cal. Evidence (3d ed. 1986) § 80, p. 74) and
DePape simply argues the documents were being used in keeping with the
proper parameters of judicial notice. The parties’ dispute over whether the
People forfeited hearsay objections by failing to identify portions of the
judicially noticed material they believed to be inadmissible is irrelevant if
DePape is correct that the documents were used for nonhearsay purposes.
15 The People assert that exhibits to a motion are not part of the record
unless expressly admitted by the court, citing In re Rosenkrantz (2002)
29 Cal.4th 616, 675. Rosenkrantz explained that exhibits to the petition,
return and traverse in a habeas corpus proceeding “do not constitute
evidence, but rather supplement the allegations to the extent they are
incorporated by reference.” If the petitioner’s entitlement to relief depends on
resolution of disputed issues of fact, there is an evidentiary hearing at which
the exhibits to the pleadings “are subject to admission into evidence in
accordance with generally applicable rules of evidence.” (Ibid.) But
Rosenkrantz addressed an entirely different type of pleading. Since judicial
notice substitutes for formal proof (Sosinsky v. Grant, supra, 6 Cal.App.4th at
p. 1564), once a request for judicial notice is granted, the judicially noticed
exhibits do not need to be formally admitted into evidence.
20
official record of conviction is admissible to prove not only the fact of a
conviction, but also that the offense reflected in the record occurred.” 16 They
argue, however, that the jury verdict and judgment supply no “act evidence”
and the conviction establishes only that DePape swung the hammer toward
Pelosi because an assault does not require that the defendant ac