People v. Valenzuela CA3
CourtCalifornia Court of Appeal
Date FiledOctober 28, 2026
DocketC101032
StatusUnpublished
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Full Opinion
Filed 10/28/26 P. v. Valenzuela CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
THE PEOPLE, C101032
Plaintiff and Respondent,
(Super. Ct. No. 22FE019336)
v.
VICTOR DANIEL VALENZUELA,
Defendant and Appellant.
A jury convicted defendant Victor Daniel Valenzuela of three crimes against
Alejandra Doe including rape (Pen. Code, § 261, subd. (a)(2))(statutory section
references that follow are to the Penal Code unless otherwise stated); sexual penetration
(§ 289, subd. (a)(1)); and attempted sodomy (§§ 664, 286, subd. (c)).
Defendant raises a variety of claims on appeal. He contends that (1) the trial court
committed error when it prohibited him from cross-examining Alejandra about the results
of her urine toxicology test that she provided on the night of the sexual assault; (2) the
trial court made several sentencing errors including imposing upper term sentences based
upon an aggravating factor that had not been proven to a jury beyond a reasonable doubt;
(3) the trial court erred by imposing a full-term consecutive sentence for attempted
sodomy under section 667.6, subdivision (c); (4) the trial court committed judicial
misconduct; and (5) his federal and state constitutional rights were violated, resulting in
prejudice, when the trial court conducted the victim restitution hearing in absentia.
1
We find no error as it pertains to the trial court’s limitation of the cross-
examination of Alejandra. We decline to reach the merits of defendant’s judicial
misconduct claim because he failed to object.
However, the trial court did err when it imposed a full-term consecutive sentence
for attempted sodomy under section 667.6, subdivision (c) and when it held the victim
restitution hearing without obtaining a proper waiver from defendant. As we shall
explain, these errors were harmless.
The trial court also erred when it imposed upper term sentences based upon an
aggravating factor not proven true beyond a reasonable doubt to the jury. This error was
not harmless beyond a reasonable doubt. As such, we will vacate defendant’s sentence
and remand for full resentencing. The judgment is otherwise affirmed.
FACTS AND HISTORY OF THE PROCEEDINGS
The Rape of Alejandra Doe
Defendant’s sister introduced Alejandra to defendant in October 2022.
Defendant’s sister suggested that Alejandra work for defendant as a receptionist at his
ranch which hosted events and where defendant sold horses.
Alejandra went to defendant’s ranch for her first day of work on October 12.
Defendant and Alejandra were in the process of negotiating a salary of $15 or $20 per
hour that morning. When Alejandra arrived she asked how to get into the office.
Defendant responded, “How do you like it [sic] to have it done, in the front or through
the back?”
During the discussions on the first day of work defendant yelled at Alejandra and
asked whether she was “dumb” when she couldn’t complete a task. He laughed when he
was rude to her. Alejandra had to force defendant to focus on work because he was
flirting with her and talking about other things. Alejandra was not interested in
defendant.
2
When they went out to see the horses later on October 12, defendant touched
Alejandra’s “bottom.” Alejandra told him not to do that, and he laughed at her. Then
although it was “around 11:00 or 12:00,” when they went back inside the office
defendant offered Alejandra wine which Alejandra pretended to drink.
When Alejandra mentioned that she was interested in massage school, defendant
claimed he knew how to give massages and asked her if she wanted one. Alejandra
declined. She decided that she would not be returning to work for defendant.
In the early afternoon, Alejandra asked if she could leave. Defendant told her to
wait for him and walked around like he was “nervous.” Defendant then grabbed
Alejandra and said that he wanted to be with her as he pushed her towards his bedroom.
Alejandra said no but defendant came closer. She asked to use the restroom and went
inside for a few minutes while deciding what to do. Defendant was naked when she
came out.
Defendant grabbed Alejandra. He took off her pants and threw her on the bed.
Alejandra cried and told him to stop. Defendant said she looked like a baby. Once
Alejandra was on the bed, defendant also took off her shirt and bra.
Defendant grabbed Alejandra by the hands and threw her face down onto the
mattress. He put his finger inside of her anus while he held her hands behind her back.
He then unsuccessfully tried to insert his penis into her anus. He put his penis into her
vagina instead. Defendant bit Alejandra’s neck and breasts.
Alejandra was “really angry” and told defendant she was going to leave. She went
into the restroom and washed her “bottom part” with soap. As she cleaned herself, she
found a condom inside of her vagina. After she got dressed, she asked to be paid for the
time she worked and defendant put cash in her bag.
Alejandra went to her car to leave but the front gate of the ranch was locked. She
asked defendant to open it for her and when he came out, she said, “You know what you
did.” Defendant responded that it was “nothing” and that they were both adults. When
3
Alejandra said she would call law enforcement, defendant responded that they were not
going to believe her and that all she wanted was money. He said that “if something
would happen” he knew she had children and where they lived.
As soon as Alejandra left, she called law enforcement.
After her interview with detectives, Alejandra underwent a sexual assault
examination. Defendant’s DNA was found on Alejandra’s left breast, neck, mouth,
rectum, anus, and underwear.
A jury found defendant guilty of rape in count 1 (§ 261, subd. (a)(2)), sexual
penetration in count 2 (§ 289, subd. (a)(1)), and attempted sodomy in count 3 (§§ 664,
286, subd. (c)). In a bifurcated proceeding, the jury found true the aggravating
circumstance that defendant took advantage of a position of trust or confidence. (Cal.
Rules of Court, rule 4.421(a)(11), rule references that follow are to the California Rules
of Court unless otherwise stated.)
In a separate bifurcated proceeding, the trial court found true the aggravating
circumstance that defendant’s prior convictions for misdemeanor battery (§ 242); driving
under the influence (Veh. Code, § 23152, subd. (b)); and fraud (Ins. Code, § 11880, subd.
(a); Unemp. Ins. Code, § 2117.5) were numerous and of increasing seriousness. (Rule
4.421(b)(2).)
The trial court sentenced defendant to an aggregate term of 20 years comprised of
four years (half the upper term of eight years) for attempted sodomy as the principal
term; a consecutive upper term of eight years for rape; and a consecutive upper term of
eight years for sexual penetration.
In a separate victim restitution hearing, the trial court ordered defendant to pay
$4,763.06 to Alejandra.
Defendant appeals both the judgment and the separate restitution order.
4
DISCUSSION
I
Cross Examination of Alejandra
Defendant contends that the trial court violated his constitutional rights to due
process and a fair trial, as well as his rights to present a defense and confront and cross-
examine a witness by prohibiting him from cross-examining Alejandra regarding the
results of her urinalysis report that showed oxycodone and hydrocodone in her system.
Defendant claims the error was an abuse of discretion under Evidence Code section 352
because the presence of drugs in Alejandra’s system was relevant to establishing whether
she could recall or perceive the details of the rape. We reject this claim.
Alejandra underwent a sexual assault examination on the evening of the rape.
Alejandra self-reported that she took Albuterol, Tylenol, and a prescription pain
medication, though she did not identify the type of pain medication. Alejandra provided
a urine sample during the examination but the results are not included in the record.
Before trial, defense counsel asked the trial court for permission to ask Alejandra
about the results of her urinalysis report on cross-examination. Counsel explained that
the report came out a month after Alejandra’s urinalysis and “confirmed the presence of
oxycodone and hydrocodone.” Counsel argued that cross-examination on the results was
relevant to establish whether Alejandra had the ability to “perceive and recollect” what
happened at the time of the incident because opioids are hallucinogenic and can alter
perceptions.
The trial court denied the request. The court pointed out that Alejandra’s
testimony on the subject would be limited to whether she took the medication and what
type it was and that an expert would be required to tell the jury that “opioids
are…hallucinogenic” and whether the amount Alejandra had in her system would cause
her to hallucinate. The court also found that cross-examination on Alejandra’s urinalysis
5
results would confuse the jury because defendant did not present any anticipated expert
testimony on the effect of drugs in Alejandra’s system or when any drugs “went in her
system and all of that.”
In response, defense counsel emphasized he just wanted to ask Alejandra about
her “own state of mind and what she ingested” but the trial court responded: “I am going
to deny the request to allow you to cross-examine her on that. I don’t believe that there is
sufficient grounds to question her. There are too many unknowns as to what she took,
how much she took, when she took it, what its effect on her was. Whether she had food
in her system, whether there’s additional factors that may contribute to either a greater or
a lesser amount of impairment based upon the unknown amount of what she took. I think
under Evidence Code 352 it would cause great confusion, require the calling of additional
experts for all of those reasons, and therefore, it’s going to be excluded for those
reasons.”
A trial court has discretion under Evidence Code section 352 to determine whether
impeachment evidence should be admitted. (People v. Clark (2011) 52 Cal.4th 856,
931.) Under Evidence Code section 352, a trial court “may exclude evidence if its
probative value is substantially outweighed by the probability that its admission will (a)
necessitate undue consumption of time or (b) create substantial danger of undue
prejudice, of confusing the issues, or of misleading the jury.”
“A trial court’s ruling to admit or exclude evidence offered for impeachment is
reviewed for abuse of discretion and will be upheld unless the trial court ‘exercised its
discretion in an arbitrary, capricious, or patently absurd manner that resulted in a
manifest miscarriage of justice.’ ” (People v. Ledesma (2006) 39 Cal.4th 641, 705.) In
that regard, “[t]rial judges retain ‘wide latitude insofar as the Confrontation Clause is
concerned to impose reasonable limits on such cross-examination based on concerns
about, among other things, harassment, prejudice, confusion of the issues, the witness’
safety, or interrogation that is repetitive or only marginally relevant.’ ” (Ibid.)
6
As a general matter, the application of ordinary rules of evidence, including
Evidence Code section 352, does not infringe on the right to present a defense. (People
v. Hall (1986) 41 Cal.3d 826, 834.) Indeed, notwithstanding the confrontation clause, a
trial court may restrict cross-examination of a witness based on Evidence Code section
352. (People v. Quartermain (1997) 16 Cal.4th 600, 623.) “As we have advised, ‘courts
may and should consider with particular care whether the admission of [impeachment]
evidence might involve undue time, confusion, or prejudice which outweighs its
probative value.’ ” (People v. Clark, supra, 52 Cal.4th at p. 932.)
As relevant here, “[e]vidence of a witness’s drug use is inadmissible unless the
testimony ‘tends to show that the witness was under the influence thereof either (1) while
testifying, or (2) when the facts to which he testified occurred, or (3) that his [or her]
mental faculties were impaired by the use of such narcotics.’ ” (People v. Panah (2005)
35 Cal.4th 395, 478.) When the allegation is that the witness was under the influence at
the time of the crime, our state Supreme Court has concluded that “[e]vidence of
consumption of narcotics is admissible for impeachment purposes if there is expert
testimony substantiating the effects of such use.” (People v. Rocha (1971) 3 Cal.3d 893,
901.)
The trial court’s decision to prohibit defendant from cross-examining Alejandra on
the results of the urinalysis was not arbitrary, capricious, or patently absurd. As we will
explain, defense counsel did not make a sufficient offer of proof to support his request.
As such, it was appropriate for the court to determine that asking Alejandra about her
“own state of mind and what she ingested” would confuse the jury under Evidence Code
section 352.
“Where the trial court is considering a ruling or has made a ruling that certain
evidence is inadmissible, the party offering the evidence may make an ‘offer of proof’ to
explain its ‘substance, purpose, and relevance.’ [Citing Evid. Code, § 354, subd. (a).]
The ‘ “evidence” ’ in an offer of proof shall consist of ‘ “testimony, writings, material
7
objects, or other things presented to the senses.” ’ ” (In re A.G. (2020) 58 Cal.App.5th
973, 996, italics omitted.)
“ ‘ “The offer of proof must be specific in its indication of the purpose of the
testimony, the name of the witness, and the content of the answer to be elicited. The
judge may properly reject a general or vague offer which does not indicate with precision
the evidence to be presented and the witnesses who are to give it ....” ’ ” (In re A.G.,
supra, 58 Cal.App.5th at p. 996.) “A proper offer of proof must ‘ “set forth the actual
evidence to be produced” ’ and the ‘ “ ‘substance, purpose, and relevance of the ...
evidence.’ ” ’ ” (Id. at p. 997.)
The support for defendant’s request to cross-examine Alejandra about her “own
state of mind and what she ingested” consisted of defense counsel’s statements that her
urinalysis results “confirmed the presence of oxycodone and hydrocodone” and his claim
that “it’s possible that the [opioids] could have influenced her perceptions in such a way
that led her to think something criminal was happening when it was not.” These
statements are not evidence. (Muskan Food & Fuel, Inc. v. City of Fresno (2021)
69 Cal.App.5th 372, 389 [“Statements by an attorney, whether made in court or in a brief,
are not evidence”].) Nor do they provide the specificity required to make an adequate
offer of proof.
Indeed, counsel left a lot to be desired in his offer of proof. For example, counsel
did not proffer any information on how Alejandra would answer his questions. It is
possible that she took her pain medication after the rape, which would make any
questions related to her urinalysis irrelevant. It is also possible that Alejandra took a
prescription pain medication several days or more before the rape and that the drug was
still in her system but was such a low amount that it did not alter her state of mind.
Although Alejandra could answer perhaps a few questions on this topic, as the trial court
pointed out, an expert witness would also be needed to establish the finer details. (People
v. Rocha, supra, 3 Cal.3d at p. 901 [“[e]vidence of consumption of narcotics is
8
admissible for impeachment purposes if there is expert testimony substantiating the
effects of such use”].)
Counsel would also need another witness to authenticate the urinalysis results,
which would require review by the expert so he or she could opine on whether the
amount of drugs shown in the report to be in Alejandra’s system was enough to cause any
altered perceptions or memory issues. Undoubtedly, the People would want time to
review any expert opinions and be given the opportunity to respond with their own expert
witness and/or extensive cross-examination. Had the trial court permitted defendant to
ask Alejandra these questions, it would have necessitated additional testimony,
documents, and argument to fully resolve.
Importantly, the trial court did not prohibit defendant from cross-examining
Alejandra about the results of her urinalysis, without giving defendant an opportunity to
establish a basis for such cross-examination. Rather, the trial court found that the
proposed defense cross-examination would cause confusion because of the lack of
sufficient evidence proffered by defendant’s counsel at the hearing as opposed to pure
speculation concerning the significance of the results of the urinalysis.
Given these deficiencies, counsel’s offer of proof failed to include “ ‘ “testimony,
writings, material objects, or other things presented to the senses” ’ ” necessary to
establish the substance, purpose, and relevance of the evidence. (In re A.G., supra,
58 Cal.App.5th at p. 996.) Thus, the trial court did not abuse its discretion when it found
that simply asking Alejandra about her “own state of mind and what she ingested” would
be confusing to the jury under Evidence Code section 352.
II
Judicial Misconduct
Defendant contends that the trial court committed misconduct when it admonished
him for delaying trial during a restroom break. Defendant claims that he has numerous
9
disabilities and the trial court’s comments that it would “deprive him of future bathroom
breaks if he took longer than the court deemed” acceptable was prejudicial because the
trial court’s “ire…likely enhanced [his] existing anxiety and influenced his subsequent
decision not to testify in his own defense.”
Because defendant failed to object to the trial court’s comments, the issue has been
forfeited.
Additional Background
In the morning during the first day of evidence at trial, the trial court released the
jurors for lunch and then kept the parties and defendant back to address “the issue of time
and [defendant] specifically.” The trial court said, “We take a 15-minute break. We take
a 15-minute break in the morning and in the afternoon. 15 minutes is more than enough
time for you to be walked over to the holding tank, use the restroom if you need to and
get back here to court. It took 35 minutes. And I am not going to have jurors, witnesses
or this court be delayed for 35 minutes for every break we take morning and afternoon.
So if you cannot be back here in 15 minutes -- and we were advised that halfway to
holding you just stopped and you would not walk. If you cannot be back here in 15
minutes, you are either going to remain in the courtroom during the breaks or we will
have to make other arrangements. But we are not going to be delayed for that long
during our breaks because of your ability to walk to the holding tank, which up until now
has not been an issue. We’ve been able to get you back and forth within the 15 minutes
for every court appearance we’ve had so far.”
When defendant responded that he was a “little confused,” the trial court said,
“Okay. You can speak to your attorney about it, but you will remain in the courtroom
during our breaks if you can’t get back here in 15 minutes. So your new use of a walker
over the past week where you didn’t need one prior should not inhibit you from walking
across the hall and back in 15 minutes.”
10
Forfeiture
Failure to object to the trial court’s remarks ordinarily forfeits a claim of judicial
misconduct on appeal, unless objection could not have cured the prejudice or would have
been futile. (People v. Houston (2012) 54 Cal.4th 1186, 1220.)
Here, defendant did not object to the trial court’s comments. We disagree with
defendant that this failure does not preclude review.
The record shows that defendant stopped walking on his way to the holding tank
during the morning break. There is no indication that defendant was unable to walk or
that this pause was related in any way to his disabilities or use of the walker. In any
event, assuming for sake of argument that defendant was unable to walk faster or get
back to court within the allotted timeframe for the break, defendant had the opportunity
to explain as much to the trial court. He did not do so. There is no ascertainable reason
to believe that the trial court would not have accommodated defendant if he correlated his
disabilities with the length of time it took him to return from break. An objection would
therefore not be futile.
Defendant nonetheless asks us to exercise our discretion to consider this claim
because it affects his substantial rights. According to defendant, the trial court’s
comments “violated [his] dignity and constitutional rights in ways that foreseeably
impaired his decision-making at trial.” Specifically, defendant claims that the trial
court’s comments “likely enhanced” his anxiety and “influenced his subsequent decision
not to testify in his own defense.”
This is not supported in the record. Instead, defendant and his attorney explained
that defendant declined to testify because he was concerned about his health. Defendant
suffered from vertigo, posttraumatic stress disorder, short-term memory, and high blood
pressure. When the trial court asked defendant for confirmation that he did not want to
testify, defendant responded, “That’s why I don’t want to testify, because I get
11
traumatized. I get traumatized, and I could get a heart attack.” Thus, no connection was
established between the trial court’s admonition about the restroom breaks and
defendant’s separate decision not to testify. We therefore fail to see how defendant’s
substantial rights were violated by the trial court’s comments.
Accordingly, defendant’s failure to object here precludes review on appeal.
III
Upper Term Sentences
Defendant contends that the trial court violated his Sixth Amendment right to a
jury trial by imposing upper term sentences based on an aggravating factor—that his
prior convictions were numerous and of increasing seriousness under rule 4.421(b)(2)—
that was not proven beyond a reasonable doubt to a jury. The People agree, as do we.
However, the parties disagree on whether this error was harmless. Defendant
argues that his two misdemeanors and single felony from years ago are not numerous and
that a rational juror could have concluded that his prior convictions have not increased in
seriousness. Without this aggravating factor, defendant concludes that the trial court may
not have imposed upper term sentences, and he requests remand for resentencing. We
agree.
Additional Background
In a bifurcated bench trial, the trial court found true that defendant suffered a
misdemeanor battery conviction in 2004 (§ 242) for which defendant was sentenced to
three days in county jail and one year of probation and a misdemeanor driving under the
influence conviction in 2004 (Veh. Code, § 23152, subd. (b)) for which defendant was
sentenced to five years of probation and an unidentified amount of time in county jail.
Defendant was also convicted of two felonies stemming from the same case in 2011
including felony false and fraudulent statements for the purpose of reducing the cost of
workers’ compensation insurance (Ins. Code, § 11880, subd. (a)), and felony willful
12
failure to file payroll taxes (Unemp. Ins. Code, § 2117.5) for which defendant was
sentenced to 180 days in jail and five years of probation.
The People argued that defendant’s prior convictions, along with his current
convictions of rape, sexual penetration, and attempted sodomy, establish that his crimes
have increased in seriousness. Defendant claimed that the prior convictions were “old”
and that there was an extended period—between the 2011 felonies and his current
convictions in 2024—where he was a productive member of the community.
The trial court agreed with the People and held that “[t]he current charges are
serious and violent…including rape, digital penetration and attempted sodomy. Looking
at the progression of crimes and the time in between crimes, I do find that the defendant’s
convictions are numerous and increasing in seriousness under Rule of Court 4.421(b)(2)
beyond a reasonable doubt.”
The trial court imposed upper term sentences on all three counts based on the
aggravating factor it found true and the aggravating factor found true by the jury that
defendant took advantage of a position of trust or confidence to commit the offense.
(Rule 4.421(a)(11).)
Rule 4.421 sets forth aggravating circumstances a court may consider when
sentencing a defendant. As relevant here, one such aggravating circumstance is that the
“defendant’s prior convictions as an adult or sustained petitions in juvenile delinquency
proceedings are numerous or of increasing seriousness.” (Rule 4.421(b)(2).)
Section 1170, subdivision (b)(2) provides that, in selecting a term of
imprisonment, a trial court “may impose a sentence exceeding the middle term only when
there are circumstances in aggravation of the crime that justify the imposition of a term of
imprisonment exceeding the middle term and the facts underlying those circumstances
have been stipulated to by the defendant or have been found true beyond a reasonable
doubt at trial by the jury or by the judge in a court trial.” Notwithstanding this rule, a
“court may consider the defendant’s prior convictions in determining sentencing based on
13
a certified record of conviction without submitting the prior convictions to a jury.”
(§ 1170, subd. (b)(3).)
“[W]ith the exception of prior conviction allegations, ‘under the Sixth
Amendment, any fact that exposes a defendant to a greater potential sentence must be
found by a jury’ and ‘established beyond a reasonable doubt.’ ” (People v. Lynch (2024)
16 Cal.5th 730, 747 (Lynch); Cunningham v. California (2007) 549 U.S. 270, 281.) In
Lynch, our Supreme Court explained that, under section 1170, subdivision (b), “a Sixth
Amendment violation occurs when the trial court relies on unproven aggravating facts to
impose an upper term sentence, even if some other aggravating facts relied on have been
properly established.” (Lynch, at p. 768.)
Further, in Erlinger v. United States (2024) 602 U.S. 821, the United States
Supreme Court rejected the argument that the prior conviction exception to the Sixth
Amendment “permits a judge to find perhaps any fact related to a defendant’s past
offenses.” (Id. at p. 837.) Rather, “a judge may ‘do no more, consistent with the Sixth
Amendment, than determine what crime, with what elements, the defendant was
convicted of.’ ” (Id. at p. 838.)
We agree with the parties that defendant’s Sixth Amendment right to a jury trial
was violated when the court found that his convictions were numerous and increasingly
serious within the meaning of rule 4.421(b)(2). The trial court imposed upper term
sentences even though this aggravating factor had not been proven in accordance with
section 1170, subdivision (b)(2), and even though the prior conviction exception would
not apply to this aggravating fact. (See People v. Wiley (2025) 17 Cal.5th 1069 (Wiley)
[“We understand Erlinger to require that any fact, beyond the bare fact of a prior
conviction, that exposes a defendant to harsher punishment, must be found by a jury
beyond a reasonable doubt,” id. at pp. 1083-1084]; cf. id. at p. 1085, fn. 9] [discussing
whether the “numerical tally” of a defendant’s prior convictions falls within the prior
conviction exception but declining to address the issue].)
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Harmless Error
A trial court’s reliance on aggravating circumstances not found in accordance with
section 1170, subdivision (b) is “prejudicial unless an appellate court can conclude
beyond a reasonable doubt that a jury would have found true all of the aggravating facts
relied upon by the trial court to justify an upper term sentence, or that those facts were
otherwise proved true in compliance with the current statutory requirements. If the
reviewing court cannot so determine, applying the Chapman [v. California (1967)
386 U.S. 18 (Chapman)] standard of review, the defendant is entitled to a remand for
resentencing.” (Lynch, supra, 16 Cal.5th at p. 768.)
When assessing prejudice under Chapman, the proper inquiry is “ ‘whether any
rational fact finder could have come to the opposite conclusion.’ ” (Wiley, supra,
17 Cal.5th at p. 1090.) If a rational juror could have reached the opposite conclusion, the
error is not harmless under Chapman. (Ibid.) The People bear the burden of establishing
that the federal constitutional error was harmless beyond a reasonable doubt. (People v.
Avalos (2022) 85 Cal.App.5th 926, 953.)
Here, the trial court found that defendant’s prior convictions were both numerous
and of increasing seriousness. The wording of the rule is disjunctive and requires the trial
court to find either that a defendant’s prior convictions are numerous or that they are of
increasing seriousness. (Rule 4.421(b)(2).) Thus, to assess whether the error here was
prejudicial, we must consider each of the trial court’s rulings.
Numerosity
We begin with whether a jury could have disagreed as to whether defendant’s
prior convictions were numerous. Our Supreme Court has cautioned against attempting
to determine whether a jury would have found true aggravating circumstances that
require “ ‘ “an imprecise quantitative or comparative evaluation of the facts.” ’ ” (Lynch,
supra, 16 Cal.5th at pp. 775-776.) “ ‘ “[T]o the extent a potential aggravating
15
circumstance ... rests on a somewhat vague or subjective standard, it may be difficult for
a reviewing court to conclude with confidence that, had the issue been submitted to the
jury, the jury would have assessed the facts in the same manner as did the trial court.” ’ ”
(Id. at p. 775.)
Bearing this guidance in mind, we cannot conclude, beyond a reasonable doubt,
that a jury would have determined that defendant’s prior convictions were “numerous” as
we cannot confidently say where the jury would have drawn the line for what constitutes
“numerous.” A rational juror could have concluded that defendant’s prior convictions
were not numerous.
Increasing Seriousness
As to whether defendant’s prior convictions are “of increasing seriousness,” the
Wiley court explained that “the inquiry requires a comparison and evaluation of the
relationship among a defendant’s prior convictions, and a determination as to their
relative seriousness.” (Wiley, supra, 17 Cal.5th at p. 1082.) A fact finder can assess the
increasing seriousness of a defendant’s prior convictions by comparing the range of
punishment or the elements of respective offenses. (Ibid.)
Here, the People presented the trial court with a certified record of defendant’s
prior convictions including misdemeanor battery, misdemeanor driving under the
influence, felony workers’ compensation insurance fraud, and felony failure to file
payroll taxes. The range of punishments for these crimes includes imprisonment in
county jail for no more than six months for the misdemeanor battery and driving under
the influence convictions (§ 19; Veh. Code, § 23536, subd. (a)); no more than one year in
county jail for the failure to file payroll taxes (Unemp. Ins. Code, § 2117.5); and up to
five years for the false or fraudulent statement conviction (Ins. Code, § 11880, subd. (a)).
16
Defendant’s current convictions carry sentences of up to four years for attempted
sodomy (§§ 664, 286, subd.(c)) and eight years each for rape (§ 261, subd. (a)(2)) and
sexual penetration (§ 289, subd. (a)(1)).
A jury could find support for a determination that the current offenses are of
increasing seriousness because the range of punishments for the crimes increased over
time from six months in jail to eight years in prison.
However, depending on the details of each offense, a jury might conclude that
driving under the influence is more serious than battery, and in turn, that insurance fraud
is more serious than driving under the influence. If, for example, defendant spit on
someone for the misdemeanor battery charge, a jury may find that to be a more serious
offense than driving under the influence if defendant had a glass or two of wine at dinner
and got pulled over as he left the parking lot of a restaurant. Or, if perhaps defendant was
pulled over near an open elementary school for drunk driving, a jury might conclude that
offense was more serious than defendant making false and fraudulent statements to
reduce the cost of workers’ compensation insurance or failing to file payroll taxes. In
these scenarios, a jury may conclude that defendant’s prior convictions were not
increasing in seriousness. The record in this case provides no details on defendant’s prior
convictions so we can make no such determination here.
We therefore decline to conclude beyond a reasonable doubt that a jury would
have found defendant’s prior convictions were of increasing seriousness. And, because
we also conclude that a rational juror could have found that defendant’s prior convictions
were not numerous, the lack of a jury trial as to this aggravating factor is not harmless
and reversal is required. (See Wiley, supra, 17 Cal.5th at p. 1087; Lynch, supra,
16 Cal.5th at p. 768.)
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IV
Sentence for Attempted Sodomy
Defendant contends that the trial court erred in imposing a full-term consecutive
sentence for attempted sodomy (count 3) under section 667.6, subdivision (c), because
the offense is not a statutorily enumerated sex offense under subdivision (e) of the same
statute. Defendant argues that the trial court should have sentenced him on count 3 as a
subordinate term under section 1170.1, at one-third the middle term, and therefore seeks a
reduction in the sentence imposed on count 3 from four years to one year.
We agree there was sentencing error but disagree that defendant’s sentence must
be reduced under section 1170.1.
Additional Background
The trial court sentenced defendant to full-term consecutive sentences for all three
counts, stating, “The defendant has been convicted of violent sex crimes committed
against a single victim on the same occasion, and may be sentenced to full separate
consecutive terms pursuant to Penal Code Section 667.6[, subdivision](c), and that is
what the Court intends to do.” The court also found that consecutive sentences were
appropriate under rule 4.425(a)(1) and (2) because “the crimes and their objectives were
predominantly independent of each other and separate acts of violence toward Alejandra
Doe.”
Defendant was sentenced to four years on count 3 as the principal term with eight
years each for counts 1 and 2 to run consecutively for a total aggregate term of 20 years.
Forfeiture
Although defendant did not object at the sentencing hearing, we reject the
People’s contention that this issue has been forfeited. Although defendant should have
objected to the trial court’s discretionary sentencing choice here, People v. Scott (1994)
9 Cal.4th 331, 355, we will nonetheless consider the issue because, as we will explain,
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the error presented is “so obvious and so easily fixable that correction of th[is] error[] in
the absence of an objection at sentencing” is appropriate. (People v. Smith (2001)
24 Cal.4th 849, 852-854.)
A. Applicable Law
When sentencing a defendant who was convicted of multiple felonies to
consecutive sentences, a trial court generally must follow section 1170.1. That section
provides the default “formula for determining consecutive terms of imprisonment for
persons convicted of two or more felonies.” (People v. Pelayo (1999) 69 Cal.App.4th
115, 123.) The court designates one conviction to represent the “principal term,” and the
remainder are designated the “subordinate terms.” (Ibid.) The court sentences the
defendant on the principal term to a low, middle, or upper term for the respective crime.
(§ 1170.1, subd. (a).) The court then sentences the defendant on the subordinate terms.
Subordinate terms are limited to one-third of the middle term of imprisonment prescribed
for each remaining felony conviction. (Ibid.)
However, a court need not abide by the sentencing structure of section 1170.1
when sentencing a defendant who has been convicted of certain sex offenses. Section
667.6 provides an alternative sentencing structure when a defendant has been convicted
of, as relevant here, rape and sexual penetration. (§ 667.6, subds. (e)(1), (8).) “The
Legislature enacted section 667.6 in 1979 to significantly increase prison terms for
persons convicted of certain violent sex offenses.” (People v. Pelayo, supra,
69 Cal.App.4th at p. 123.) However, these offenses do not include attempted sex crimes.
(People v. Le (1984) 154 Cal.App.3d 1, 10-11.)
When sentencing an offender convicted of section 667.6 sexual offenses, “[i]n lieu
of the term provided in Section 1170.1, a full, separate, and consecutive term may be
imposed for each violation ....” “If the term is imposed consecutively pursuant to this
subdivision, it shall be served consecutively to any other term of imprisonment .... The
term shall not be included in any determination pursuant to Section 1170.1.” (§ 667.6,
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subd. (c).) The court also has discretion to run a sentence on a section 667.6 offense
concurrent to another section 667.6 sentence. (People v. Catarino (2023) 14 Cal.5th 748,
753.) Section 667.6, subdivision (c) “was intended to provide, in the context of violent
sex offenders, a discretionary sentencing alternative to the standard consecutive
sentencing for