Robert Lynn v. Bank of New York Mellon
CourtCourt of Appeals for the Third Circuit
Date FiledJuly 6, 2026
Docket25-1664
StatusPublished
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Full Opinion
U.S. COURT OF APPEALS FOR THE THIRD
CIRCUIT
No. 25-1664
ROBERT LYNN,
Appellant
v.
THE BANK OF NEW YORK MELLON; THE BANK OF NEW YORK
MELLON CORP.
_____________________________
Appeal from the U.S. District Court, D.N.J.
Judge Evelyn Padin, No. 2:22-cv-4655
Before: PORTER, MONTGOMERY-REEVES, and BOVE, Circuit
Judges
Submitted Apr. 10, 2026; Decided Jul. 6, 2026
_____________________________
OPINION OF THE COURT
PORTER, Circuit Judge.
Robert Lynn sued Bank of New York Mellon,1 alleging
that his demotion and termination were racially discriminatory
1
Defendants in this action are The Bank of New York
Mellon and The Bank of New York Mellon Corporation
(together, “BNY”).
and retaliatory. The District Court granted BNY’s motion for
summary judgment, and Lynn appeals. We will affirm.
I
Lynn, a black man, was employed at BNY from April
2019 to September 2021. Between August 2019 and April
2021, Lynn served as a portfolio manager, responsible for the
budget and program performance of the Asset Servicing
Technology (“AST”) division. During that time, he reported to
London-based Daniel Shawe, a white man and Chief Operating
Officer for the AST division. Initially, Lynn enjoyed working
for Shawe, who gave Lynn positive performance reviews and
generous bonuses. According to Lynn, Shawe never said
anything negative about black people in the course of their
history together.
In August 2020—in the wake of Black Lives Matter
(“BLM”) protests—Shawe was responsible for arranging
“courageous conversations” within his division aimed at
“supporting diversity.” Appendix (“App.”) at 438. In
preparation for one such conversation, Shawe told Lynn he
“does not believe in Black Lives Matter [or] in the concept of
white privilege.” Id. at 438–39. He said he was a “capitalist,
and a banker” who “does not support the deconstruction of our
system.” Id. at 439. He further stated “screw [] ‘[d]efund the
police.’ ” Id. Lynn took Shawe’s comment to mean he did not
support the BLM movement, not that he believed black lives
don’t matter. Shawe then encouraged Lynn to speak freely
about his differing views and personal experiences, which
would add value to the courageous conversations.
In January 2021, Shawe told Lynn that he should gain
2
more “vertical” experience in another M-level Director role,
which all had the same pay and benefits as his current role. The
parties dispute whether Lynn had a meaningful choice over
leaving his current role. Either way, Shawe helped Lynn
identify open positions, and Lynn was attracted to an M-level
project manager role that he “wanted to apply for, because it
perfectly matched” his experience. App. at 479. With Shawe’s
help, Lynn interviewed for the position and was “actively
engaged in trying to secure th[e] position.” App. at 1389. Laura
Rogers—COO of the Architecture and Data division—offered
Lynn that job over a white female applicant, and he accepted.
Although Lynn’s old role ceased to exist after he left, Shawe
told him that if things didn’t work out in his new role, Lynn
could come back to Shawe’s team for three to six months until
they found him another role with the company.
Lynn’s relationship with BNY deteriorated. In April
2021, before fully transitioning to Rogers’s team, Lynn was
assisting his colleagues in preparing a slide deck for a
presentation to firm executives. A few hours before the
presentation, Lynn unilaterally inserted a footnote accusing the
AST division of being “an unsafe environment for black
employees to advance and to expand their managerial skills”
and describing Shawe’s doubts about the BLM movement
from eight months earlier. App. at 1566. Lynn never reported
his concerns to human resources; rather, one of Lynn’s
colleagues noticed the footnote and told Shawe, who reported
it to human resources. BNY promptly investigated and found
Lynn’s claims to be unsubstantiated.
When Lynn joined Rogers’s team, several of his
colleagues reported that he demonstrated performance issues,
lack of technical skill, aggressive behavior, and an
3
unwillingness to learn. Rogers tried to instruct Lynn on steps
he could take to improve, but to little avail. Lynn began
searching for another role, and he heard that the data taxonomy
team was considering creating a new role that he thought would
match his skills and interests. BNY usually requires an
employee to hold a position for one year before shifting roles,
but Rogers waived that requirement so Lynn could apply. Lynn
interviewed with several members of the data taxonomy team,
but the team leader decided not to hire him nor to create the
new position because Lynn lacked the technical skill necessary
to succeed in the role. On June 17, 2021, a day after being
notified of that decision, he filed a charge of discrimination
with the EEOC and emailed Rogers and HR representatives
with a copy of the complaint.
Meanwhile, Lynn continued to demonstrate poor
performance. On August 17, 2021, Rogers placed Lynn onto a
performance improvement plan (“PIP”), which included
feedback on what he could improve. Two days later, Lynn
responded with a lengthy refutation of Rogers’s feedback and
further stated, “I believe that I am continuing to be
discriminated against on the basis of my race and retaliated
against because of my race-discrimination complaints,
including my filing of an EEOC Charge against BNYM.” App.
at 1738.
At the end of the month, Rogers attended a senior
leadership meeting where a pending merger between her team
and another was discussed. According to Rogers, this meeting
led her to conclude that the reorganization would create some
redundancy between roles and that one of her four M-level
directors needed to go. She settled on Lynn’s position because
he was the poorest performing of her directors. On September
4
1, 2021, Rogers and representatives from human relations and
corporate counsel decided to eliminate Lynn’s position. On
September 9, 2021, Rogers and Jeanne Mason informed Lynn
that his position was being eliminated as a result of the
reorganization. BNY did not replace him.
In July 2022, Lynn filed suit against BNY alleging race
discrimination, retaliation, and hostile work environment in
violation of Title VII, Section 1981, and the New Jersey Law
Against Discrimination (“NJLAD”). The District Court
granted BNY’s motion for summary judgment on all claims.
Lynn timely appealed.
II
The District Court had jurisdiction under 28 U.S.C.
§ 1331 and we have jurisdiction under 28 U.S.C. § 1291. “We
review [a] grant of summary judgment de novo and draw all
reasonable inferences in favor of the nonmoving party.”
Downey v. Pa. Dep’t of Corr., 968 F.3d 299, 304 (3d Cir. 2020)
(internal citation and quotation marks omitted). Summary
judgment is appropriate when “the movant shows that there is
no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
A dispute is “genuine” if there is a sufficient evidentiary basis
on which a reasonable factfinder could find for the non-moving
party. Kaucher v. Cnty. of Bucks, 455 F.3d 418, 423 (3d Cir.
2006). And a factual dispute is “material” if it might affect the
outcome under governing law. Doe v. Luzerne Cnty., 660 F.3d
169, 175 (3d Cir. 2011). A court’s task is not to resolve
disputes, but to determine whether there are factual disputes to
be tried. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986).
5
III
We analyze each of Lynn’s discrimination and
retaliation claims under the burden-shifting framework the
Supreme Court articulated in McDonnell Douglas Corp. v.
Green, 411 U.S. 792 (1973). See Abramson v. William
Paterson Coll., 260 F.3d 265, 286 (3d Cir. 2001) (Title VII and
NJLAD); Jones v. Sch. Dist. of Phila., 198 F.3d 403, 410 (3d
Cir. 1999) (Title VII and § 1981). We do not apply this
framework to his hostile-work environment claims. See Moody
v. Atl. City Bd. of Educ., 870 F.3d 206, 213 n.11 (3d Cir. 2017).
Our substantive analysis for each claim is identical, whether
under Title VII, Section 1981, or the NJLAD. See, e.g., Schurr
v. Resorts Int’l Hotel, Inc., 196 F.3d 486, 498–99 (3d Cir.
1999).
A
To make out a prima facie case of race discrimination,
Lynn must show (1) “that he is a member of a protected class,”
(2) “that he is qualified for the position,” and (3) that he
suffered an adverse employment action (4) “under
circumstances that give rise to an inference of unlawful
discrimination such as might occur when the position is filled
by a person not of the protected class.” Jones, 198 F.3d at 410–
11. Lynn claims race discrimination based on his alleged
demotion from Shawe’s team as well as the eventual
termination of his employment.
1
The District Court held that Lynn established a prima
6
facie case that his termination was racially discriminatory but
that he failed to demonstrate that BNY’s proposed non-
discriminatory reasons for firing him were pretextual. We
disagree with the District Court that Lynn made out a prima
facie case that his termination was racially discriminatory.2 As
the District Court noted, it is undisputed that Lynn, a black
man, belongs to a protected class, that the termination of his
employment constitutes an adverse employment action, and
that he was qualified for his position as a project manager with
the Architecture and Data division. Lynn argued, and the
District Court agreed, that a single fact gave rise to an inference
of discrimination: that Lynn was “replaced” by a white man—
Michael Maresca. But that fact alone does not raise an
inference of discrimination.
To start, it is not accurate to say that Rogers hired a
white man to replace Lynn; it is undisputed that Lynn’s
position was eliminated and nobody was hired to replace him.
Rather, his responsibilities were spread to existing employees,
including Maresca.3 What’s more, just as being replaced by
someone outside the plaintiff’s protected class is not necessary
to raise an inference of discriminatory animus, it is also not
sufficient on its own to do so. See Pivirotto v. Innovative Sys.,
2
We “may affirm on any basis supported by the record.”
Davis v. Wells Fargo, 824 F.3d 333, 350 (3d Cir. 2016).
3
The dispute of material fact is over the extent to which
Maresca took over Lynn’s responsibilities. Maresca, for
example, says that “you couldn’t say I took Rob’s role over. I
mean, it would have to be a combination of me and Jeff
[Silver].” App. at 1429. But it is undisputed that Lynn’s role
was eliminated.
7
Inc., 191 F.3d 344, 347, 354 n.6 (3d Cir. 1999) (“While the fact
that one’s replacement is of another national origin ‘may help
to raise an inference of discrimination, it is neither a sufficient
nor a necessary condition.’ ”) (quoting Nieto v. L&H Packing
Co., 108 F.3d 621, 624 & n.7 (5th Cir. 1997)); see also Walker
v. St. Anthony’s Med. Ctr., 881 F.2d 554, 558 (8th Cir. 1989)
(“The sex of [plaintiff’s] replacement, although a relevant
consideration, is not necessarily a determinative factor in
answer to either the initial inquiry of whether she established a
prima facie case or the ultimate inquiry of whether she was the
victim of discrimination.”).
Lynn also fails to present evidence explaining why
Rogers, the same person who hired him just a few months
earlier, was racially motivated in firing him so soon after.
Indeed, when “the hirer and the firer are the same individual
and the termination of employment occurs within a relatively
short time span following the hiring,” that is strong evidence
that “discrimination was not a determining factor for the
adverse action taken by the employer.” Proud v. Stone, 945
F.2d 796, 797 (4th Cir. 1991); see also Waldron v. SL Indus.,
56 F.3d 491, 496 n.6 (3d Cir. 1995) (rejecting the Proud court’s
creation of an inference, but acknowledging that such evidence
can weigh in favor of summary judgment); Brown v. CSC
Logic Inc., 82 F.3d 651, 658 (5th Cir. 1996); Lowe v. J.B. Hunt
Transp., Inc., 963 F.2d 173, 174–75 (8th Cir. 1992). “[I]t
hardly makes sense to hire workers from a group one dislikes
. . . only to fire them once they are on the job.” Proud, 945 F.2d
at 797 (citation omitted). Especially so here, where Rogers
hired Lynn over a white woman. Without more, no rational
jury could find under these circumstances that Rogers was
8
motivated by racial animus in eliminating Lynn’s position.4
2
Lynn also claims he suffered unlawful racial
discrimination when Shawe “demoted” him from his portfolio
manager position in the AST division and “forced” him to take
the program manager position with Rogers. Appellant’s Br. at
50. The District Court rejected this claim at the prima facie
stage because Lynn voluntarily left his position with Shawe.
We agree.
The District Court analyzed Lynn’s claim as one for
“constructive demotion” and asked whether Lynn’s demotion
was “truly voluntary.” Dist. Ct. Op. at 27–28, App. at 29–30.
See, e.g., Fenney v. Dakota, Minn. & E. R.R. Co., 327 F.3d 707,
717 (8th Cir. 2003) (adopting constructive demotion claims as
an offshoot of constructive discharge). We have not recognized
constructive demotion as a viable claim in our circuit. But even
assuming its viability, Lynn has not adduced evidence that
would allow a reasonable jury to find that Shawe “permitted
conditions so unpleasant or difficult that a reasonable person
would have felt compelled” to take the job with Rogers.
Colwell v. Rite Aid. Corp., 602 F.3d 495, 502 (3d Cir. 2010).
Lynn enjoyed working for Shawe, who he said was
4
True, “evidence supporting the prima facie case is often
helpful in the pretext stage,” and vice versa. Doe v. C.A.R.S.
Prot. Plus, 527 F.3d 358, 370 (3d Cir. 2008). But none of
Lynn’s pretext evidence demonstrates racial animus at the
prima facie stage; though, as discussed later, it may help to
establish a prima facie case of retaliation.
9
“supportive of not just me, but the whole team.” App. at 410–
11. Shawe never took disciplinary action against Lynn. Rather,
Shawe gave Lynn positive performance reviews and generous
bonuses. Shawe even went out of his way to help Lynn identify
another position he desired. Shawe, who is white, never said
anything negative about black people. The only fact Lynn
points to is his disapproval of Shawe’s political opinions about
the BLM movement. But as Lynn himself admits, Shawe was
voicing his scruples about the BLM political movement, not
that he thought black people’s lives don’t matter. Indeed, Lynn
testified that, in the same conversation, Shawe told him to be
vocal about his differing political views and his personal
experiences with racial prejudice, which would “bring value to
the ‘courageous conversation[s]’ ” that the company was
encouraging. App. at 445. The record simply does not reflect
that Lynn faced unpleasant or difficult working conditions
while on Shawe’s team.5
Nor could a rational jury find that Lynn felt compelled
to leave Shawe’s team. By Shawe’s account, he met with Lynn
to offer “professional guidance [that] if he wanted to continue
to develop and grow, the best thing he could do was to pick up
an enterprise program role.” App. at 1069. Lynn “picked a role
that he desperately wanted” and, with Shawe’s
recommendation to Rogers, was offered the job. App. at 1070–
72. Lynn’s account is similar. By his admission, he believed
the project manager position in Rogers’s division “perfectly
5
Lynn also points to the fact that Shawe replaced him
with a less qualified white employee, Terri Moag. That
development, which occurred after he voluntarily left Shawe’s
team, says nothing of Lynn’s working conditions before he left.
10
matched” his experience. App. at 479. Lynn asked Shawe to
help get him an interview, which Shawe did. Lynn interviewed
for and was offered the position, which he accepted.
Nonetheless, Lynn now claims he felt he “had no choice [but]
to leave his Portfolio Lead position” because Shawe “directed
him” to apply for other M-level director roles.6 Appellant’s Br.
at 50–53. But contrary to Lynn’s assertion, Shawe never “told
Lynn he would be terminated if he did not find a Program
Manager role within three to six months.” Appellant’s Br. at
51. Rather, it was after Lynn accepted the new role and
transitioned to it that Shawe told him he could come back to
Shawe’s team for three to six months if the new position did
not work out.
Lynn argues this last material fact is disputed based on
his declaration, in which he asserted:
At some point after Mr. Shawe told me I could
no longer continue in my Portfolio Lead
position, he told me that I had three (3) to six (6)
months to find a new role as Program Manager.
I understood this to mean that I would be
terminated if I did not find a Program Manager
role within that time.
App. at 1501. But “[a]n affidavit that is essentially conclusory
6
That Lynn’s new role was at the same level, pay, and
benefits as his old role, does not necessarily mean his alleged
“demotion” wasn’t an adverse employment action. See
Muldrow v. City of St. Louis, 601 U.S. 346, 359 (2024). Rather,
Lynn need “show only some injury respecting [his]
employment terms or conditions.” Id.
11
and lacking in specific facts is inadequate to satisfy the movant
or non-movant’s burden.” Blair v. Scott Specialty Gases, 283
F.3d 595, 608 (3d Cir. 2002) (citation modified). Lynn’s
affidavit focuses on “opinions [and] conclusions” about what
he understood Shawe to have meant but it lacks “specific
facts.” Id. Indeed, he could not even say whether this
conversation occurred before or after he transitioned to
Rogers’s team, let alone offer an approximate date for it.
Lynn’s conclusory, self-serving declaration is insufficient to
defeat summary judgment. No facts in the record
independently cast doubt on Shawe’s detailed account that the
conversation occurred after Lynn had already started with
Rogers. There is no evidence suggesting Shawe ever
threatened Lynn with termination of his employment if he did
not leave on his own.
B
Lynn claims there is sufficient evidence for a rational
jury to find that the termination of his employment was
retaliation for his complaints of race discrimination.7 The
District Court found that Lynn met his burden of making out a
prima facie case that his termination was retaliatory but that he
failed to demonstrate that BNY’s proposed nonretaliatory
reasons for Lynn’s termination were pretextual. We agree.
7
On appeal, Lynn forfeits his retaliation claims based on
his alleged demotion, his rejection by the data taxonomy group,
and his placement on a PIP.
12
1
To establish a prima facie case of retaliation, a plaintiff
must show that: “(1) [he] engaged in activity protected by Title
VII; (2) the employer took an adverse employment action
against [him]; and (3) there was a causal connection between
[his] participation in the protected activity and the [retaliatory]
adverse employment action.” Moore v. City of Philadelphia,
461 F.3d 331, 340–41 (3d Cir. 2006) (quoting Nelson v. Upsala
Coll., 51 F.3d 383, 386 (3d Cir. 1995)).
Lynn proposes as protected activity his email response
to Rogers’s PIP, which came two days after the PIP and less
than three months after his EEOC charge. In his email to
Rogers, he stated, “I believe that I am continuing to be
discriminated against on the basis of my race and retaliated
against because of my race-discrimination complaints,
including my filing of an EEOC Charge against BNYM.” App.
at 1738. The District Court found, and the parties don’t dispute,
that this was protected activity.8 And Lynn’s termination
8
An employee engages in protected activity when he
“opposes, or participates in a proceeding against, the
employer’s activity,” but the employee must “hold an
objectively reasonable belief, in good faith, that the activity
they oppose is unlawful under Title VII.” Moore v. City of
Philadelphia, 461 F.3d 331, 341 (3d Cir. 2006).
The District Court held that Lynn’s August 19 email
was protected activity because, in it, Lynn “point[ed] to
specific disagreements he had with some of [Lynn’s]
performance feedback” in the PIP. App. at 36. This is not
sufficient; Lynn must have reasonably believed that his
13
naturally constituted an adverse employment action.
Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761 (1998).
As to the third element—causation—“a plaintiff usually
must prove either (1) an unusually suggestive temporal
proximity between the protected activity and the allegedly
retaliatory action, or (2) a pattern of antagonism coupled with
timing to establish a causal link.” Lauren W. v. DeFlaminis,
480 F.3d 259, 267 (3d Cir. 2007); see also LeBoon v. Lancaster
Jewish Cmty. Ass’n, 503 F.3d 217, 232 (3d Cir. 2007).
Otherwise, “we ask whether the proffered evidence, looked at
as a whole, may suffice to raise the inference.” LeBoon, 503
F.3d at 232. The District Court found that Lynn met his burden
to show a prima facie case of causation based solely on the
temporal proximity between his protected activity on August
19 and BNY’s termination decision on September 1.9 We agree
placement onto the PIP violated Title VII, not just that the
performance feedback was wrong.
Rather, because his EEOC charge was filed less than
three months earlier, and Rogers had knowledge of that charge,
there is at least a reasonable inference to be raised that the PIP
was retaliation for the EEOC charge. Thus, Lynn’s statement
in his August 19 email that he believed he was continuing to
be retaliated against constitutes prima facie protected activity.
9
The District Court said the termination decision
occurred on August 31, 2021. But the record suggests that
Rogers and others made the final decision to terminate Lynn’s
position on September 1. Further, the Court treated the internal
termination decision as the adverse action. But under our case
law, “adverse employment action occurs . . . at the time the
employee receives notice of that action,” not when the decision
14
that under these circumstances a thirteen-day window between
protected activity and adverse action is temporally sufficient to
raise a prima facie inference of causation. See Shellenberger v.
Summit Bancorp, 318 F.3d 183, 189 (3d Cir. 2003) (ten days);
see also Reed v. A.W. Lawrence & Co., 95 F.3d 1170, 1178 (2d
Cir. 1996) (twelve days).
2
To satisfy its “relatively light” burden to articulate a
legitimate reason for its termination decision, BNY points to
the August 31, 2021 meeting regarding the impending
reorganization. Fuentes v. Perksie, 32 F.3d 759, 763 (3d Cir.
1994). This meeting, it contends, led Rogers to conclude that
her team was top-heavy and that she needed to eliminate an M-
level position. She chose Lynn, the lowest performing of her
four M-level directors. The reorganization and Lynn’s
unsatisfactory job performance each constitute legitimate
reasons for termination. See Ross v. Gilhuly, 755 F.3d 185, 193
(3d Cir. 2014) (“demonstrably poor job performance”);
Jackson v. U.S. Steel Corp., 624 F.2d 436, 443 (3d Cir. 1980)
was made internally. Watson v. Eastman Kodak Co., 235 F.3d
851, 852–53 (3d Cir. 2000). Here, BNY sent Lynn the
termination notice on September 9. In any event, the proximity
between the adverse action and the internal termination
decision can still be evidence of retaliatory motive. See, e.g.,
Marra v. Phila. Hous. Auth., 497 F.3d 286, 305 (3d Cir. 2007)
(“[T]he jury could reasonably infer from this evidence that
PHA resolved to terminate Marra by no later than November
2001, only five months after [the protected activity] rather than
several months later when the adverse employment decision
was formally carried out.”).
15
(“legitimate business reorganization”).
3
Thus, we turn to the third step of the McDonnell
Douglas framework—Lynn must adduce evidence creating a
genuine dispute of material fact whether BNY’s proffered non-
discriminatory reason for firing him is pretextual. Ross, 755
F.3d at 193. Because “the burden for establishing causation at
the prima facie stage is less onerous” than at the pretext stage,
Foster v. Univ. of Maryland- E. Shore, 787 F.3d 243, 251 (4th
Cir. 2015), the employer’s “legitimate reason to take an
adverse employment action dispels an inference of retaliation
based on temporal proximity” alone. Kuhn v. Washtenaw
Cnty., 709 F.3d 612, 628 (6th Cir. 2013); see also El Sayed v.
Hilton Hotels Corp., 627 F.3d 931, 933 (2d Cir. 2010). So
Lynn must present evidence at the pretext stage that would
“convince the factfinder both that the employer’s proffered
explanation was false, and that retaliation was the real reason
for the adverse employment action.” Moore, 461 F.3d at 342.10
10
Our case law is unclear about whether these pretext
requirements are conjunctive or disjunctive. Compare Fuentes
v. Perksie, 32 F.3d 759, 764 (3d Cir. 1994) (“[T]he plaintiff
must convince the factfinder both that the reason was false, and
that discrimination was the real reason.”) (quotations omitted)
(emphasis in original), and Canada v. Samuel Grossi & Sons,
Inc., 49 F.4th 340, 346 (3d Cir. 2022) (“[P]laintiff [must]
demonstrate that the employer’s proffered explanation was
false, and that retaliation was the real reason for the adverse
employment action.”) (quotations omitted) (emphasis added),
with Fuentes, 32 F.3d at 764 (“[T]he plaintiff must point to
some evidence, direct or circumstantial, from which a
16
In other words, Lynn must present enough evidence that would
permit a reasonable juror to find that retaliation “was a
determinative factor of the employment decision, meaning that
[he] would not have been terminated but for [his] protected
activity.” LeBoon, 503 F.3d at 232 n.8 (emphasis in original).
He cannot do so.
Aside from temporal proximity, Lynn’s weak and
factfinder could reasonably either (1) disbelieve the
employer’s articulated legitimate reasons; or (2) believe that
an invidious discriminatory reason was more likely than not a
motivating or determinative cause of the employer’s action.”)
(emphasis added), and Canada, 49 F.4th at 347 (“[T]he
plaintiff must point to some evidence, direct or circumstantial,
from which a factfinder could reasonably either (1) disbelieve
the employer’s articulated legitimate reasons; or (2) believe
that an invidious discriminatory reason was more likely than
not a motivating or determinative cause of the employer’s
action.”) (quotations omitted) (emphasis added).
The Supreme Court has held that “a reason cannot be
proved to be a pretext for discrimination unless it is shown both
that the reason was false, and that discrimination was the real
reason.” 509 U.S. 502, 515 (1993) (quotations omitted)
(emphasis in original). The Court affirmed that general rule in
Reeves v. Sanderson Plumbing Products, but it also clarified
that, under certain circumstances, “the proof that the
employer’s explanation is false” may be so “probative” as to
itself also allow an inference of intentional discrimination. 530
U.S. 133, 149 (2000). Thus, although both elements are still
formally required, proof that the employee’s explanation is
false may be so strong as to also permit an inference of
discrimination. Id. at 148.
17
mischaracterized evidence of BNY’s retaliatory motive does
not make out a genuine dispute of material fact. He cites
Rogers’s consistent feedback about his poor performance as
evidence of a “pattern of antagonism.” DeFlaminis, 480 F.3d
at 267. But again, Lynn’s poor performance is a legitimate,
non-discriminatory reason for his termination. To establish
pretext under such circumstances, Lynn must point to evidence
suggesting that his performance criticism fits within a broader
pattern of antagonism that raises an inference of retaliatory
animus. See Robinson v. Se. Pa. Transp. Auth., 982 F.2d 892,
895 (3d Cir. 1993) (finding the record evidence supported a
pattern of antagonism where, in addition to a “constant barrage
of written and verbal warnings,” plaintiff’s supervisors “began
a pattern of harassing Robinson by repeatedly disciplining him
for minor matters, miscalculating his points for absences from
work, and generally trying to provoke Robinson to
insubordination”); cf. McKee v. Hart, 436 F.3d 165, 170 (3d
Cir. 2006) (“[N]ot every critical comment—or series of
comments—made by an employer to an employee provides a
basis for a colorable allegation that the employee has been
deprived of his or her constitutional rights.”).
Lynn points to no such evidence. Unlike the plaintiff’s
supervisors in Robinson, Rogers demonstrated a desire to work
with Lynn to improve his performance, which is far from
antagonistic. Further, Rogers’s criticisms of Lynn’s
performance were all based on negative feedback she received
from multiple employees, including those who had never heard
about the slide deck presentation or the EEOC charge. Lynn
now suggests that Rogers’s retaliatory motive is evidenced by
her critiques of his slide deck complaint. But Rogers’s
feedback about that complaint explicitly focused on the
18
manner in which Lynn complained, not that he did so.11 In fact,
she expressed concern for the substance of his allegation by
observing that the unprofessional manner in which he raised
the issue could have prevented review of his complaint, which
11
In Rogers’s feedback meeting with Lynn, she said:
I am aware that Human Resources has concluded
its review of the allegations you raised and has
closed that matter with you. Today, I want to
discuss a different issue—the footnote you
inserted into the [presentation]. . . . The
Company takes these types of concerns very
seriously, however, raising them in the manner
that you have is inconsistent and in contravention
of our policies and procedures. BNY Mellon
encourages its employees to raise concerns by
the various available channels as detailed in the
[Employee Handbook] . . . . Your decision to slip
your personal concern into an unrelated
presentation about data strategy . . . shows poor
judgment for a senior leader at the Company. It
also could have prevented your concern from
being reviewed and addressed given that it was
not submitted through the available and
appropriate complaint channels. . . . As your
manager, I consider it a breach of trust that you
took the approach we discussed instead of
following a policy to raise a concern. . . . You are
a valued employee and it is expected that such a
lapse of judgment will not be repeated.
App. at 1695–96.
19
the “[c]ompany takes . . . very seriously.” App. at 1695.
Lacking evidence of a pattern of antagonism, Lynn is
left with little more than Rogers’s allowance that his
complaints “frustrated” her. App. at 820, 884. But Lynn takes
these statements out of context. Rogers makes clear that she
“wasn’t angry” at Lynn and that her frustration came from the
fact that they had been “working [together] on an exciting
opportunity” and that “it’s not how I perceived the events.”
App. at 821, 885. In any event, she then said she “liked working
with Mr. Lynn” and wanted to “keep working with” Lynn “in
good faith” after he filed the EEOC charge. App. at 821, 885.
Read in context, as a rational juror would, Rogers’s use of the
word “frustrated” in no way establishes a retaliatory motive,
especially not one that was the determinative factor in Lynn’s
firing decision.
Having concluded that Lynn failed to adduce evidence
that would permit a rational jury to infer retaliatory motive by
BNY’s decisionmakers, we need not consider whether Lynn
presented sufficient evidence to establish that the claimed
reorganization was fabricated.12 We will therefore affirm the
District Court’s summary judgment as to his retaliation claim.
12
The record suggests otherwise. The reorganization had
been planned since April 2021. Maresca and Rogers both
testified that Lynn’s position was no longer needed after the
reorganization because the team was overstaffed. And it is
undisputed that several of his colleagues—including ones who
knew nothing about his protected activity—had reported that
Lynn was struggling to meet expectations.
20
C
Lynn claims he was subjected to a hostile work
environment “because of his race and protected activity.”
Appellant’s Br. at 55. “[O]ur usual discriminatory hostile work
environment framework applies equally to claims of retaliatory
hostile work environment.” Komis v. Sec’y of the U.S. Dep’t of
Labor, 918 F.3d 289, 293 (3d Cir. 2019) (citation modified).
Lynn must prove “(1) [he] suffered intentional discrimination
because of [his] protected activity; (2) the discrimination was
severe or pervasive; (3) the discrimination detrimentally
affected [him]; (4) it would have detrimentally affected a
reasonable person in like circumstances; and (5) a basis for
employer liability is present.” Id. (quoting Jensen v. Potter,
435 F.3d 444, 449 (3d Cir. 2006)).
Lynn claims he “presented significant evidence
demonstrating that he suffered intentional discrimination,” and
that the record “demonstrates the totality of discriminatory and
retaliatory harassment to which [BNY] subjected Lynn.”
Appellant’s Br. at 55–56. That’s all he says on the matter. Lynn
does not meaningfully contend with the five elements outlined
above. Thus, he has forfeited his hostile work environment
claim. Kost v. Kozakiewicz, 1 F.3d 176, 182 (3d Cir. 1993) (“It
is [] well settled, however, that casual mention of an issue in a
brief is cursory treatment insufficient to preserve the issue on
appeal.”).13
13
We will also affirm the District Court’s summary
judgment on Lynn’s punitive damages claim. To state a claim
for punitive damages in the employment discrimination
context, the plaintiff must demonstrate that an employer acted
with “malice” or “reckless indifference” to his federally
21
* * *
For the reasons above, we will affirm the District
Court’s order.
Lane J. Schiff
CONSOLE MATTIACCI LLC
Counsel for Appellant
Christopher Bouriat
Corinne M. Mishkin
M. Patrick Yingling
REED SMITH LLP
Counsel for Appellees
protected rights. Kolstad v. Am. Dental Ass’n, 527 U.S. 526,
535 (1999). Because no rational jury could find that BNY
violated any of Lynn’s federally protected rights, no jury could
not find a malicious or recklessly indifferent violation.
22