African American Historic Preservation Committee, Inc. v. State of Texas and City of Texas City
CourtTexas Court of Appeals, 1st District (Houston)
Date FiledMay 28, 2026
Docket01-23-00798-CV
StatusPublished
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Full Opinion
Opinion issued May 28, 2026
In The
Court of Appeals
For The
First District of Texas
————————————
NO. 01-23-00798-CV
———————————
AFRICAN AMERICAN HISTORIC PRESERVATION COMMITTEE,
INC., Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 405th District Court
Galveston County, Texas
Trial Court Case No. 23-CV-0049
MEMORANDUM OPINION
Appellant, African American Historic Preservation Committee, Inc. (“the
Committee”), sued the City of Texas City (“the City”) and the State of Texas (“the
State”) for inverse condemnation following the demolition of its property. The trial
court granted the State’s plea to the jurisdiction and dismissed the Committee’s
claims against the State.1 The Committee raises two issues on appeal. First, it
contends that the trial court abused its discretion in overruling the Committee’s
objections to the State’s jurisdictional evidence. Second, it asserts that the trial court
erred in granting the State’s plea to the jurisdiction.
We affirm.
Background
The Committee, a non-profit organization, owns real property at 6006 Carver
Avenue, in Texas City, Texas (the “property”). On July 29, 2022, the City’s Fire
Marshal sent a letter notifying the Committee that the condition of the building
situated on the property was “unsafe” and a “substandard commercial structure”
which violated, among other things, sections of the City’s Fire Code and numerous
City ordinances. The letter advised the Committee that it “must contact the Code
Enforcement Office no later than Aug[ust] 8, 2022[,] to discuss the next step.”
On August 3, 2022, the City’s municipal court of record entered an emergency
order of abatement (the “abatement order”). The abatement order stated that “the
State on behalf of the City sought the enforcement of its ordinances,” and inspections
revealed that the building was a “substandard structure” that had “structural defects
and/or conditions arising from long-term deterioration that threaten[ed] its structural
1
The Committee also asserted a statutory taking claim and sought declaratory relief.
The City is not a party to this appeal.
2
integrity and presented[ed] a clear and imminent danger to the life, safety[,] or
property” of others and was also “an attractive nuisance.” The abatement order
authorized demolition of the building “in the best interest of the public health,
safety[,] and welfare” and allowed the City to recoup the costs of abatement. The
building was demolished on August 11, 2022.
The Committee sued the State and the City for inverse condemnation, alleging
that they had committed an unconstitutional taking in violation of Article I, section
17 of the Texas Constitution2 and a statutory taking under section 2007.002 of the
Texas Government Code.3 The Committee also sought a declaratory judgment that
the municipal court’s abatement order was void for lack of service, and therefore,
the court lacked personal jurisdiction over the Committee.
The State filed a plea to the jurisdiction challenging the trial court’s subject-
matter jurisdiction on standing grounds. It argued that the Committee could not trace
its injury to any action by the State because the State took no role in the
condemnation and abatement of the property; rather, the action that caused the
alleged injury was traceable only to the City. The State asserted that although the
abatement order stated that the State was acting “on behalf” of the City, there was
no evidence that this was the case, and instead, the evidence demonstrated that the
2
See TEX. CONST. art. I, § 17.
3
See TEX. GOV’T CODE ANN. § 2007.002.
3
City had acted alone. Thus, it argued, the trial court was deprived of jurisdiction,
and the Committee’s claims against it should be dismissed. The State also asserted
that the Committee had failed to allege facts establishing that its sovereign immunity
had been waived.
In support of its plea, the State attached the following business record affidavit
to its plea:
BUSINESS RECORD AFFIDAVIT
BEFORE ME, the undersigned authority, personally appeared Jennifer Price who,
being by me duly sworn, deposed as follows:
1. “My name is Kyle L. Dickson. I am of sound mind, capable of making this
affidavit, and personally acquainted with the facts herein stated and the facts stated herein
are true and correct.[”]
2. “I am the City Attorney for the City of Texas, Texas. My office is under public
seal. I execute this affidavit in my official capacity as the City Attorney for the City of
Texas, Texas. Attached hereto are copies of records from the City of Texas City not kept
under seal.”
3. “The forty-two (42) pages attached to this affidavit are true and correct copies of
records from the City Attorney’s Office of the City of Texas City. The original records
from which the attached copies were made are kept by the City of Texas City in the regular
course of its business, and it was the regular course of business of the City of Texas City
for an employee or official with knowledge of the act or event, recorded to make and/or
keep the record or to transmit information thereof to be included in such record; and the
record was made and/or kept at or near the time or reasonably soon thereafter. The
documents attached hereto are exact duplicate of the original.”
FURTHER AFFIANT SAYETH NOT.
Kyle L. Dickson
City Attorney, City of Texas, Texas
4
STATE OF TEXAS §
§
COUNTY OF GALVESTON §
SWORN TO AND SUBSCRIBED before me by a person known to be or
satisfactorily proven to be Kyle L. Dickson in his/her capacity as the City Attorney for the
The affidavit was accompanied by two exhibits: the municipal court of record’s
abatement order and the July 29, 2022 letter notifying the Committee of the
building’s code violations (the “July 29, 2022 letter”).
The Committee responded to the State’s plea, arguing that the State’s business
record affidavit was fatally defective. It objected to the affidavit on the grounds that
(1) it was executed by City Attorney Kyle Dickson, but it declared that Jennifer Price
personally appeared before the notary, and therefore, it was not clear, positive,
direct, otherwise credible or free from contradictions and inconsistences, and it
lacked trustworthiness; (2) it was legally insufficient because there was no assertion
that Dickson or Price was the custodian of records for the City or was familiar with
the way the records were created and maintained; and (3) the State failed to produce
any of the documents that it relied on its for its plea to the jurisdiction in its Texas
5
Rule of Civil Procedure 194.2 initial disclosures, and thus, the evidence must be
excluded.
The Committee also asserted that the State’s plea should be denied because
(1) sovereign immunity does not apply to constitutional and statutory takings claims;
(2) even if the State had specifically challenged the Committee’s pleadings, its
pleadings were more than sufficient for jurisdictional purposes, and the State had
failed to show how the Committee’s pleadings affirmatively negated the existence
of jurisdiction; (3) there was no admissible evidence attached to the State’s plea; and
(4) even if the evidence attached to the State’s plea was admissible, it was not
undisputed or conclusive. The Committee further asserted that the State’s arguments
in its plea were deficient because (1) the State had raised “no-evidence” complaints
which are improper in the context of a plea to the jurisdiction; (2) the State had failed
to present any competent evidence to support its jurisdictional arguments; (3) even
if the trial court were to consider the inadmissible hearsay documents attached to the
State’s plea, a fact issue existed as to whether the State or the City (or both) was the
party who committed the taking at issue, as evidenced by the language in the
municipal court’s abatement order;4 and (4) the Committee propounded requests for
admissions on the State that tracked the assertions it made in its plea to the
4
The abatement order began: “BE IT REMEMBERED that on this 3rd day of August
2022 came to be heard the State’s Motion for Emergency Abatement . . . .”
6
jurisdiction, yet instead of asserting that it took no role in the condemnation and
abatement or any action to cause the Committee’s injury, it refused to admit or deny
the requested admissions, choosing instead to offer vague and improper
explanations.
In its reply, the State asserted that the evidence attached to its plea was not
hearsay or otherwise was excepted from the hearsay rule; Texas Rule of Civil
Procedure 193.6 (“Failing to Respond – Effect on Trial”) was inapplicable because
a jurisdictional challenge is not a trial; and the State’s failure to supplement its
disclosures did not unfairly surprise or prejudice the Committee. The State further
asserted that the trial court did not have subject matter jurisdiction over the State in
the case because the State had sovereign immunity and the Committee had no
standing to sue the State, the Committee affirmatively pleaded facts that negated
jurisdiction, and there were no genuine issues of material fact to overcome the
State’s plea. The State attached to its reply three documents: (1) the City’s responses
to the Committee’s interrogatories; (2) the City’s responses to the Committee’s
requests for admission; and (3) an excerpt from the deposition of Charlesa Bell Gary,
the Committee’s President (“Gray”).
The Committee filed a sur-reply, asserting that the State’s discovery responses
were inadmissible hearsay, they could only be used against the party that answered
the discovery (the City), and not the Committee, and the State’s assertion in its reply
7
that “the State and the City are separate jural entities and cannot act on behalf of one
another” was wrong because the City, when performing a governmental function,
acts as an agent of the State.
The trial court held a hearing on the State’s plea to the jurisdiction on October
4, 2023. The court overruled the Committee’s objections to the State’s evidence
attached to its plea and reply and entered an order granting the State’s plea the same
day. The trial court entered findings of fact and conclusions of law. This
interlocutory appeal followed.5
Plea to the Jurisdiction
In its first issue, the Committee asserts that the trial court abused its discretion
in overruling its objections to the State’s jurisdictional evidence. In its second issue,
it asserts that the trial court erred in granting the State’s plea to the jurisdiction.
Because these issues are intertwined, we address them together.
A. Governing Law and Standard of Review
Subject matter jurisdiction is essential to a court’s power to decide a case.
City of Houston v. Rhule, 417 S.W.3d 440, 442 (Tex. 2013). A plea to the
jurisdiction challenges the court’s authority to decide a case. Heckman v.
Williamson Cnty., 369 S.W.3d 137, 149–50 (Tex. 2012). The burden is on the
5
A party may appeal an interlocutory order that grants or denies a plea to the
jurisdiction by a governmental unit. See TEX. CIV. PRAC. & REM. CODE ANN.
§ 51.014(a)(8).
8
plaintiff to affirmatively demonstrate the trial court’s jurisdiction. Tex. Dep’t of
Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004).
A party may challenge the trial court’s jurisdiction either on the pleadings or
by evidence negating jurisdictional facts. Id. We first consider whether the
plaintiff’s petition alleged facts that affirmatively demonstrate the trial court’s
jurisdiction. Id.; see also Heckman, 369 S.W.3d at 150 (“[O]ur [jurisdictional]
analysis begins with the live pleadings.”). If the pleadings on their face do not
affirmatively negate jurisdiction, we next consider relevant jurisdictional facts. Id.
We consider evidence submitted to negate the existence of jurisdiction, and we must
consider such evidence when necessary to resolve the jurisdictional issue. Id.
If a plea implicates jurisdictional facts, the court decides a plea to the
jurisdiction on a summary judgment standard. Miranda, 133 S.W.3d at 227–28. We
construe the pleadings liberally in favor of the plaintiff, taking as true all factual
allegations, and look to the pleader’s intent. Heckman, 369 S.W.3d at 150; Miranda,
133 S.W.3d at 226. We resolve every reasonable inference in the non-movant’s
favor. Miranda, 133 S.W.3d at 228. However, we must grant the plea if the
defendant presents undisputed evidence that negates the existence of the court’s
jurisdiction. Id. We review a trial court’s ruling on a plea to the jurisdiction de novo.
See Ben Bolt-Palito Blanco Consol. Indep. Sch. Dist. v. Tex. Pol. Subdivs. Prop./Cas.
Joint Self-Ins. Fund, 212 S.W.3d 320, 323 (Tex. 2006).
9
B. Standing
In its plea to the jurisdiction, the State first challenged the Committee’s
standing to sue.
Standing is a jurisdictional prerequisite to suit; it may not be waived, and it
may be raised for the first time on appeal. Heckman, 369 S.W.3d at 150. The
plaintiff has the burden to affirmatively demonstrate standing. Id. at 154. Standing
is determined at the time suit is filed. Tex. Ass’n of Bus. v. Tex. Air Control Bd., 852
S.W.2d 440, 446 n.9 (Tex. 1993); Rolle v. Hardy, 527 S.W.3d 405, 417 (Tex. App.—
Houston [1st Dist.] 2017, no pet.). We review de novo the jurisdictional issue of
whether a party has standing to sue. Farmers Tex. Cnty. Mut. Ins. Co. v. Beasley,
598 S.W.3d 237, 240 (Tex. 2020).
The standing inquiry focuses on the plaintiff’s alleged injury. Under Texas
law, standing requires that (1) the plaintiff must be personally injured, and the injury
must be concrete and particularized, actual or imminent, not hypothetical; (2) the
plaintiff’s injury must be fairly traceable to the defendant’s conduct; and (3) the
plaintiff’s injury must be likely redressable by the requested relief. In re Abbott, 601
S.W.3d 802, 808 (Tex. 2020) (orig. proceeding). If the plaintiff lacks standing, the
trial court lacks subject matter jurisdiction over the case, and the case must be
dismissed. Heckman, 369 S.W.3d at 150–51.
10
In its challenge to the Committee’s standing, the State argued that the
Committee could not trace its injury to any action by the State because the State took
no role in the condemnation and abatement of the property; rather, the action that
caused the Committee’s alleged injury was traceable only to the City. The State
argued that although the Committee pleaded that the State had acted “by and through
Texas City,” and the abatement order did, in fact, state that the State was acting “on
behalf” of the City, there was no evidence that this was the case, and instead, the
evidence demonstrated that the City had acted alone. Thus, it asserted, the
Committee lacked standing to bring suit against the State.
The State’s arguments related to the Committee’s standing challenge only the
second element of standing: whether the Committee’s alleged injury is fairly
traceable to the State’s conduct. The State does not assert that the Committee was
not injured or that the alleged injury was not concrete, particularized, and actual or
imminent, or that it was not likely redressable by the requested relief. We therefore
consider only whether the Committee alleged that its injury was fairly traceable to
the State’s conduct.
We begin our jurisdictional analysis with the live pleadings, which we
liberally construe in the Committee’s favor. See Heckman, 369 S.W.3d at 150;
Miranda, 133 S.W.3d at 226. In its petition, the Committee asserted that the State’s
actions constituted an unconstitutional taking of the Committee’s property in
11
violation of Article I, section 17 of the Texas Constitution. The petition alleged that
“the State of Texas, on Texas City’s behalf, filed a Motion for Emergency
Abatement in a proceeding allegedly initiated by a Petition for Abatement and
Removal of a Public Nuisance in Cause No. PH-0523-01.” It also alleged that the
municipal court of record subsequently issued an emergency order of abatement
ordering that the property be abated, and that the property was later demolished. The
petition further alleged that “the State of Texas, by and through Texas City,
intentionally performed certain acts in the exercise of its lawful authority, that
resulted in the taking of [the] [p]roperty, which was allegedly done for public use,
and these actions proximately caused [the Committee’s] damages.”
Construing the pleadings liberally, the Committee alleged that the State had
filed an emergency motion for abatement of the property in the municipal court, the
municipal court ordered the property abated, and the property was thereafter
demolished. Based solely on the allegations in the petition, we conclude that the
Committee pleaded sufficient jurisdictional facts, for standing purposes, to establish
that its alleged injuries are fairly traceable to the State. See Heckman, 369 S.W.3d
at 150.
We next consider the State’s challenge, in its plea, to the existence of
jurisdictional facts. See Heckman, 369 S.W.3d at 150; Miranda, 133 S.W.3d at 227.
In its plea, the State asserted that it had proffered undisputed evidence demonstrating
12
that it took no role in the condemnation and abatement of the Committee’s property,
and that the City had acted alone.
As an initial matter, we address the Committee’s assertion that the State
improperly raised “no evidence arguments” in its plea to the jurisdiction.
Specifically, it complains of the State’s assertions that it (1) took no role in the
condemnation and abatement of the Committee’s property; (2) took no action to
cause the Committee injury; (3) no state agency took any action to abate or condemn
the property; (4) the Committee could not trace its alleged injury to the State; and
(5) although the abatement order stated that the State was acting “on behalf of” the
City, there was no evidence that that was actually the case.
The Committee is correct that “no evidence” grounds are not permitted in a
plea to the jurisdiction. See HS Tejas, Ltd. v. City of Houston, 462 S.W.3d 552, 556
(Tex. App.—Houston [1st Dist.] 2015, no pet.) (“[T]he defendant cannot simply
deny the existence of jurisdictional facts and force the plaintiff to demonstrate the
existence of a fact issue.”). However, a “no-evidence” plea occurs when a defendant
only raises no-evidence points in its jurisdictional plea. The State asserts that it did
not bring a “no-evidence” plea. We agree.
The State’s plea challenged the sufficiency of the Committee’s pleadings, and
it presented evidence to negate the existence of jurisdictional facts, rather than
simply denying the existence of jurisdictional facts and requiring the Committee to
13
demonstrate the existence of a fact issue as to its standing. See id. (holding city
failed to meet its burden to challenge jurisdiction where it did not argue that facts
alleged by plaintiff failed to establish jurisdiction and it failed to present its own
evidence to establish that trial court lacked jurisdiction).
In support of its challenge to the existence of jurisdictional facts, the State
attached to its plea two exhibits accompanied by a business record affidavit: (1) the
municipal court order approving abatement of the property, and (2) the July 29, 2022
letter from the City Fire Marshal informing the Committee of the abatement action.
In its reply, the State produced three additional documents that it asserted showed
only action by the City, and not by the State: (1) the City’s responses to the
Committee’s interrogatories; (2) the City’s responses to the Committee’s requests
for admission; and (3) an excerpt from the deposition of Gary, the Committee’s
President.
In its brief on appeal, the Committee asserts that the trial court abused its
discretion in overruling its evidentiary objections to the State’s proffered evidence.
Before we consider whether the evidence presented by the State negated the
existence of jurisdiction, we must first determine whether the trial court properly
admitted the State’s evidence.
14
C. Evidentiary Rulings
The decision whether to admit or exclude evidence lies within the trial court’s
discretion. See Bay Area Healthcare Grp. Ltd. v. McShane, 239 S.W.3d 231, 234
(Tex. 2007). Thus, we review a trial court’s admission of evidence under an abuse-
of-discretion standard. See Owens–Corning Fiberglass Corp. v. Malone, 972
S.W.2d 35, 43 (Tex. 1998). A trial court abuses its discretion if it acts without
reference to any guiding rules or principles or its decision is arbitrary or
unreasonable. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241–42
(Tex. 1985).
When reviewing matters committed to the trial court’s discretion, we may not
substitute our judgment for that of the trial court. See Bowie Mem’l Hosp. v. Wright,
79 S.W.3d 48, 52 (Tex. 2002). And we must “uphold the trial court’s evidentiary
ruling if there is any legitimate basis for the ruling.” Owens–Corning, 972 S.W.2d
at 43.
1. Discovery Responses
The Committee asserts that the trial court abused its discretion by overruling
its objection to the State’s use of, and reliance on, the City’s discovery responses for
two reasons. First, under the Texas Rules of Civil Procedure, interrogatory answers
and responses to requests for admissions can be used only against the party that
15
answered the discovery. Second, the City’s discovery responses constituted
impermissible hearsay.
Texas Rule of Civil Procedure 197.3 provides: “Answers to interrogatories
may be used only against the responding party.” TEX. R. CIV. P. 197.3. Under rule
198.3, “[a] matter admitted under this rule is conclusively established as to the party
making the admission unless the court permits the party to withdraw or amend the
admission.” TEX. R. CIV. P. 198.3.
In its reply to the Committee’s response to the State’s plea, the State asserted
that while there was no evidence that the State had participated in the underlying
abatement action, there was ample evidence that the City was the sole actor. In
support of its assertion, the State pointed to the City’s responses to Interrogatory No.
9, which asked:
H. What involvement, if any, did the State of Texas have in your alleged
meeting(s) with Plaintiff’s representatives;
I. What involvement, if any, did the State of Texas have in your alleged
inspection; and
J. What involvement, if any, did the State of Texas have in your alleged
issuance of the July 29, 2022 notice.
The City answered “None” to each interrogatory question.
Further, in its responses to the Committee’s requests for admissions, the City
admitted the following:
16
• The State did not file the “Petition for Abatement and Removal of a
Public Nuisance,” in the case styled and numbered, State of Texas v.
African American Historic Preservation Committee, Cause No.
PH0523-01;
• The State did not authorize the filing of the Petition for Abatement
and Removal of a Public Nuisance,” in the case styled and
numbered, State of Texas v. African American Historic Preservation
Committee, Cause No. PH0523-01;
• The City did not have the State’s authorization to file, in the State’s
name, the “Petition for Abatement and Removal of a Public
Nuisance,” in the case styled and numbered, State of Texas v.
African American Historic Preservation Committee, Cause No.
PH0523-01;
• The State did not file the “State’s Motion for Emergency
Abatement,” in the case styled and numbered, State of Texas v.
African American Historic Preservation Committee, Cause No.
PH0523-01;
• The State did not authorize the filing of the “State’s Motion for
Emergency Abatement,” in the case styled and numbered, State of
Texas v. African American Historic Preservation Committee, Cause
No. PH0523-01;
• The City did not have the State’s authorization to file, in the State’s
name, the “State’s Motion for Emergency Abatement,” in the case
styled and numbered, State of Texas v. African American Historic
Preservation Committee, Cause No. PH0523-01;
• The State did not request the “Emergency Order of Abatement” that
was ultimately signed in the case styled and numbered, State of
Texas v. African American Historic Preservation Committee, Cause
No. PH0523-01;
• The State did not authorize any request for the entry of the
“Emergency Order of Abatement,” that was ultimately signed in the
17
case styled and numbered, State of Texas v. African American
Historic Preservation Committee, Cause No. PH0523-01;
• The City did not have the State’s authorization to request, in the
State’s name, the entry of the “Emergency Order of Abatement,”
that was ultimately signed in the case styled and numbered, State of
Texas v. African American Historic Preservation Committee, Cause
No. PH0523-01;
• The State “was not involved in the abatement action,” i.e., case
styled and numbered, State of Texas v. African American Historic
Preservation Committee, Cause No. PH0523-01;
• The State “took no role in the condemnation and abatement of
Plaintiff’s property”;
• No state agency took any action to abate or condemn Plaintiff’s
property;
• “[A]ll evidence points to the fact that Texas City acted alone” in the
abatement action, i.e., the case styled and numbered, State of Texas
v. African American Historic Preservation Committee, Cause No.
PH0523-01; and
• “Texas City did, in fact, act alone” in the abatement action, i.e., the case
styled and numbered, State of Texas v. African American Historic
Preservation Committee, Cause No. PH0523-01.
The Committee argues that the State impermissibly used the City’s responses
to interrogatories and requests for admission against the Committee by attempting
to absolve itself of liability and blame the City for the abatement of the Committee’s
property, in violation of the Texas Rules of Civil Procedure.6 The State responds
6
In support of its argument, the Committee cites Wal–Mart Stores v. Deggs, 968
S.W.2d 354 (Tex. 1998), Fiebig v. Fiebig, No. 14-12-01166-CV, 2012 WL 9390623
(Tex. App.—Houston [14th Dist.] Oct. 22, 2012, no pet.), Allen v. Allen, 280 S.W.3d
18
that the City’s discovery responses are, in fact, being used against the City itself by
shifting liability and blame to the City, and away from the State. We agree. That
this use arguably eliminates the State as a party does not alter the Committee’s ability
to obtain redress for its alleged injury.
The Committee also asserts that the trial court abused its discretion in
admitting the City’s discovery responses because the responses constituted hearsay.
The State responds that the trial court properly admitted the City’s responses because
they are statements against interest which are excepted from the rule against hearsay.
Hearsay is a statement that “(1) the declarant does not make while testifying
at the current trial or hearing; and (2) a party offers in evidence to prove the truth of
the matter asserted in the statement.” TEX. R. EVID. 801(d). A “statement against
interest,” which is an exception to the hearsay rule, is one that “a reasonable person
366 (Tex. App.—Amarillo 2008, pet. denied), and Buck v. Blum, 130 S.W.3d 285
(Tex. App.—Houston [14th Dist.] 2004, no pet.). These cases are factually
distinguishable from this case in a key respect—in each case, a party sought to use
the discovery responses of one defendant against another defendant. See Wal–Mart
Stores, 968 S.W.2d at 357 (concluding trial court erred in upholding directed verdict
against Wal-Mart based on co-defendant’s deemed admissions); Fiebig, 2012 WL
9390623, at *3 (noting “[m]atters admitted by one defendant are not conclusively
established as to another defendant”); Allen, 280 S.W.3d at 376 (“In a suit against
multiple defendants, evidence in the form of responses to requests for admissions
made by one defendant is not admissible against other defendants.”); Buck, 130
S.W.3d at 285 (rejecting plaintiff’s argument that neurologist’s answers to
interrogatories could be used as evidence against co-defendant employer to create
fact issue as to whether he was acting in course and scope of his employment when
he committed alleged assault and battery against plaintiff).
19
in the declarant’s position would have made only if the person believed it to be true
because, when made, it was so contrary to the declarant’s proprietary or pecuniary
interest or had so great a tendency to invalidate the declarant’s claim against
someone else or to expose the declarant to civil or criminal liability.” TEX. R. EVID.
803(24)(A). Here, the City was the declarant of the discovery responses, the
responses were indisputably against the City’s own interest, and the responses
exposed the City to civil liability. See id. Thus, the City’s responses do not
constitute hearsay.
We conclude that the trial court did not abuse its discretion in admitting the
City’s discovery responses over the Committee’s objections.
2. Business Record Affidavit
Next, the Committee asserts that the trial court abused its discretion by
overruling the Committee’s objection to the business record affidavit attached to the
State’s plea because it was facially defective. It argues that the affidavit was not
clear, positive, direct, otherwise credible, or free from contradictions because it
claimed that two different affiants, Price and Dickson, appeared before the notary.
The Committee also asserts that the affiant—whether Price or Dickson—failed to
present any facts to establish how she or he was familiar with the manner in which
the attached records were created or maintained. Thus, the Committee reasons, the
20
records attached to the affidavit were unauthenticated and constituted inadmissible
hearsay.
The affidavit states, in relevant part:
BEFORE ME, the undersigned authority, personally appeared Jennifer
Price who, being by me duly sworn, deposed as follows:
1. “My name is Kyle L. Dickson. I am of sound mind, capable of
making this affidavit, and personally acquainted with the facts herein
stated and the facts stated herein are true and correct.
The State acknowledges the facial discrepancy in the affidavit. However, it
points out that Dickson, the affiant, explained the scrivener’s error at the hearing on
the State’s plea7 and stated that he was the custodian of the attached documents.
Evidence offered in support of a plea to the jurisdiction is treated as “summary
judgment evidence,” and we therefore apply the principles of Texas Rule of Civil
Procedure 166a when considering a party’s evidentiary objection. See Tex. Dep’t of
7
In response to the Committee’s objection to the affidavit, Dickson explained:
I provide[d] the affidavit. I signed it. There’s a failure to
correct the name because previous -- before my use [sic] was
Jennifer Price.
....
Previous form was for Mrs. Price. And so, when I pulled the
form up, I neglected to change her name.
....
And I’m the one who signed it and that’s my signature who
notarized. And I am the one who had custody of all the
documents that were provided.
21
Crim. Just. v. Miller, 51 S.W.3d 583, 587 (Tex. 2001); see also Miranda, 133 S.W.3d
at 228 (noting plea to jurisdiction based on evidence mirrors and is governed by
same rules as traditional motions for summary judgment). Rule 166a(j)(4) provides:
Form of Affidavit or Declaration; Further Testimony. An affidavit or
declaration used to support or oppose a motion must be made on
personal knowledge, set out facts that would be admissible in evidence,
and show that the affiant or declarant is competent to testify to the
matters stated. A document referred to in an affidavit or declaration
must be attached and either sworn or certified. . . . Defects in the form
of an affidavit or declaration or its attachments will not be grounds for
reversal unless specifically pointed out by objection by an opposing
party with opportunity, but refusal, to amend.
TEX. R. CIV. P. 166a(j)(4).
The Committee’s objections to the State’s affidavit—that it was facially
defective and it failed to state whether the affiant was the custodian of records and
how the affiant was familiar with the manner in which the records were created or
maintained—are objections to the form of the affidavit. See Grand Prairie Indep.
Sch. Dist. v. Vaughan, 792 S.W.2d 944, 945 (Tex. 1990) (stating lack of personal
knowledge is defect in form); UT Health Sci. Ctr.–Hous. v. Carver, No. 01-16-
01010-CV, 2018 WL 1473897, at *5–6 (Tex. App.—Houston [1st Dist.] Mar. 27,
2018, no pet.) (mem. op.) (“Formal defects include objections to hearsay, lack of
foundation, lack of personal knowledge, sham affidavit, statement of an interested
witness that is not clear, positive direct, or free from contradiction, best evidence,
self-serving statements, and unsubstantiated opinions.”); see also 8920 Corp. v. Alief
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Alamo Bank, 722 S.W.2d 718, 720 (Tex. App.—Houston [14th Dist.] 1986, writ
ref’d n.r.e.) (holding “minor discrepancy” in summary judgment affidavit, such as
incorrect name of person making supporting affidavit, is not cause for reversal).
Under rule 166a(j)(4), the Committee was therefore required to object to the defects
and allow the State an opportunity to amend the affidavit. The record shows that
although the Committee objected to the defects in its response to the State’s plea, it
did so the day before the hearing, and consequently, the State did not have an
opportunity to amend the affidavit. Although the State indicated in its reply that it
was prepared to file an amended plea to correct any defects in the form of the
affidavit, the trial court granted the State’s plea following the hearing the same day.
Because the State was not given an opportunity to amend the alleged defects, we
conclude that the defects are not grounds for reversal of the trial court’s order. See
TEX. R. CIV. P. 166a(j)(4).
The Committee also challenged the admission of the records attached to the
affidavit on the grounds that they were unauthenticated because the affiant failed to
present any facts in the business record affidavit to establish how the affiant was
familiar with the manner in which the records were attached or maintained. The
State asserts that the affidavit was self-authenticating because it substantially
complied with Texas Rule of Evidence 902.
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“To satisfy the requirement of authenticating or identifying an item of
evidence, the proponent must produce evidence sufficient to support a finding that
the item is what the proponent claims it is.” TEX. R. EVID. 901. A proponent of
evidence is not required to bring forth “[e]xtrinsic evidence of authenticity as a
condition precedent to admissibility” for business records accompanied by an
affidavit that complies with Texas Rule of Evidence 902(10). See TEX. R. EVID.
902(10) (providing types of evidence that are self-authenticating).
A business records affidavit properly authenticates evidence when it
substantially complies with Texas Rule of Evidence 902(10)(b). See AMPM Enters.,
Inc. v. Borders & Long Oil, Inc., No. 05-22-00262-CV, 2023 WL 5767563, at *3
(Tex. App.—Dallas Sept. 7, 2023, no pet.) (mem. op.) (stating rule 902(10) includes
sample form of affidavit and that affidavit, which substantially complies with
provisions of rule, suffices); H2O Sols., Ltd. v. PM Realty Grp., LP, 438 S.W.3d
606, 622 (Tex. App.—Houston [1st Dist.] 2014, pet. denied) (noting language in rule
902(10(b) is “example” and that substantial compliance is sufficient). Rule
902(10)(b) suggests the following to include in a business record affidavit:
1. I am the custodian of records [or I am an employee or owner] of
__________ and am familiar with the manner in which its records are
created and maintained by virtue of my duties and responsibilities.
2. Attached are ___ pages of records. These are the original records or
exact duplicates of the original records.
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3. The records were made at or near the time of each act, event,
condition, opinion, or diagnosis set forth. [or It is the regular practice
of __________ to make this type of record at or near the time of each
act, event, condition, opinion, or diagnosis set forth in the record.]
4. The records were made by, or from information transmitted by,
persons with knowledge of the matters set forth. [or It is the regular
practice of __________ for this type of record to be made by, or from
information transmitted by, persons with knowledge of the matters set
forth in them.]
5. The records were kept in the course of regularly conducted business
activity. [or It is the regular practice of __________ to keep this type
of record in the course of regularly conducted business activity.]
6. It is the regular practice of the business activity to make the records.
Id.
The State’s business record affidavit substantially complied with the
provisions of rule 902. Specifica