In re: Guardianship of E.K.
CourtHawaii Intermediate Court of Appeals
Date FiledSeptember 4, 2026
DocketCAAP-23-0000665
StatusPublished
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Full Opinion
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Electronically Filed
Intermediate Court of Appeals
CAAP-XX-XXXXXXX
04-SEP-2026
07:51 AM
Dkt. 223 SO
NO. CAAP-XX-XXXXXXX
(Consolidated with NO. CAAP-XX-XXXXXXX and CAAP-XX-XXXXXXX)
IN THE INTERMEDIATE COURT OF APPEALS
OF THE STATE OF HAWAIʻI
NO. CAAP-XX-XXXXXXX
IN THE MATTER OF THE GUARDIANSHIP OF E.K.
(CASE NO. 1FGD-XX-XXXXXXX)
NO. CAAP-XX-XXXXXXX
IN THE INTEREST OF EK1, EK2, EK3, and R.K.
(CASE NO. FC-S 14-00192)
NO. CAAP-XX-XXXXXXX
IN THE INTEREST OF RK1 and RK2
(CASE NO. FC-S 21-00212)
APPEALS FROM THE FAMILY COURT OF THE FIRST CIRCUIT
SUMMARY DISPOSITION ORDER
(By: Nakasone, Chief Judge, McCullen and Gluck, JJ.)
In this consolidated appeal, 1 Mother-Appellant/Cross-
Appellee (Mother) appeals and Father-Appellee/Cross-Appellant
(Father) (together, Parents) cross-appeals from three orders of
1 We consolidated three appeals, CAAP-23-000703 (FC-S No. 14-
00192), CAAP-23-000704 (FC-S No. 21-00212), and CAAP-23-000665 (1FGD-23-
0000056), all of which involve the same family. As discussed more fully
below, the first two cases involve the termination of parental rights as to
five children and the third case involves the appointment of co-guardians for
a sixth child.
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the Family Court of the First Circuit (Family Court): two
orders, dated September 29, 2023, terminating Mother's and
Father's parental rights as to five children (referred to as
RK1, RK2, RK3, EK2, and EK3), and an order dated October 4, 2023
appointing co-guardians of a sixth child (EK1) (collectively,
Children). 2
Mother raises several points of error, which we
reorganize and consolidate as follows. First, Mother argues
that the Family Court erred in proceeding without RK1's consent
to the Permanent Plan. Second, Mother argues that the Family
Court erred in approving adoption for RK1, EK2, and EK3 "based
on generalized findings and the adoption presumption, without
the child-specific findings required to override [RK1's] non-
consent" and without adequate statutory findings as required by
Hawaiʻi Revised Statutes (HRS) §§ 587A-32 and -33. Third, Mother
argues that the Family Court erred by treating prior rulings as
law of the case and a waiver of later challenges, which reduced
the burden at trial for the State Department of Human Services
(State or DHS). Fourth, she argues that the Family Court failed
to conduct a proper inquiry as to the applicability of the
Indian Child Welfare Act (ICWA).
Father challenges multiple findings of fact (FOFs) and
generally contends the Family Court abused its discretion in
concluding that he was not willing and able (either presently or
in the reasonably foreseeable future) to provide the Children a
safe family home.
Upon careful review of the record and the briefs
submitted by the parties and having given due consideration to
the arguments advanced and the issues raised, we resolve
Parents' arguments as follows, and affirm.
2 The Honorable Brian A. Costa presided.
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Background: In 2014, DHS received a report of threat
of neglect to several of the Children, triggering the instant
litigation. Over the next several years, the Children were
taken from the family home and placed in foster custody.
In 2023, the State filed the following motions:
1. On February 3, 2023, in case FC-S No. 14-00192 (2014
TPR Case), the State moved to terminate Parents'
parental rights as to three children (RK1, EK2, and
EK3).
2. On February 3, 2023, in case FC-S No. 21-00212 (2021
TPR Case), the State moved to terminate Parents'
parental rights as to two other children (RK2 and
RK3).
3. On May 25, 2023, also in the 2014 TPR Case, the State
moved to establish a permanent plan (with the goal of
legal guardianship) as to one child, EK1, who was a
subject of both the 2014 TPR Case and case 1FGD-23-
0000056 (Guardianship Case). 3 On March 16, 2023, the
State had also filed a Petition for Appointment of Co-
Guardians of EK1 (Co-Guardianship Petition) in the
Guardianship Case.
The Family Court held a consolidated trial on the
State's three motions in July, August, and September 2023.
On September 29, 2023, the Family Court entered orders
terminating parental rights (Termination Orders) as to the five
children in the two TPR Cases, and the Court granted the May 25,
2023 Motion to Establish a Permanent Plan as to EK1. On
October 4, 2023, the Family Court entered an Order Appointing
3 EK1 turned eighteen years old during the pendency of this appeal.
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Co-Guardians of the Minor (Guardianship Order) for EK1 in the
Guardianship Case. 4
At the time of trial in 2023, RK1 was fourteen years
old and indicated he did not consent to the permanency goal of
adoption. After consulting with him in camera, the Family Court
determined it was in his best interests to proceed without RK1's
consent.
After trial, the Family Court issued FOFs and
conclusions of law (COLs) in the Guardianship Case and separate
FOFs/COLs in the consolidated TPR Cases. In both the TPR Cases
and the Guardianship Case, the Family Court found that
(1) Parents were not presently willing and able to provide the
Children with a safe family home, even with the assistance of a
service plan; (2) it was not reasonably foreseeable that Parents
would become willing and able to do so within a reasonable
period of time; and (3) the respective Permanent Plans and Co-
Guardianship Petition were in the Children's best interests.
Standards of Review:
The family court's FOFs are reviewed on appeal
under the "clearly erroneous" standard. A FOF is
clearly erroneous when (1) the record lacks
substantial evidence to support the finding, or
(2) despite substantial evidence in support of the
finding, the appellate court is nonetheless left with
a definite and firm conviction that a mistake has
been made. "Substantial evidence" is credible
evidence which is of sufficient quality and probative
value to enable a person of reasonable caution to
support a conclusion.
In re Doe, 95 Hawai‘i 183, 190, 20 P.3d 616, 623 (2001) (cleaned
up). Additionally, "we will not disturb the family court's
decisions on appeal unless the family court disregarded rules or
4 Due to delays in the submission of transcript requests (for which
Mother's counsel was sanctioned) and the large number of transcripts Mother's
counsel requested, Mother's Abbreviated Opening Brief was not submitted until
May 2026. Upon completion of the responsive briefs, this appeal was placed
on this court's ready calendar in June 2026 and assigned to this merit panel
for disposition on July 2, 2026.
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principles of law or practice to the substantial detriment of a
party litigant and its decision clearly exceeded the bounds of
reason." Id. at 189, 20 P.3d at 622 (cleaned up); see also In
re JK, 149 Hawai‘i 400, 409-10, 491 P.3d 1179, 1188-89 (App.
2021) (discussing standard of review of facts found by clear and
convincing evidence).
Unchallenged FOFs are binding on appeal. In re Doe,
99 Hawai‘i 522, 538, 57 P.3d 447, 463 (2002).
A. Mother's Arguments
(1) RK1's consent. Mother first contends the Family
Court erred by proceeding without RK1's consent to the Permanent
Plan. Mother relies on In re AB, 145 Hawai‘i 498, 517-18, 454
P.3d 439, 458-59 (2019), arguing the Family Court's summary of
the in camera discussion "did not reflect a meaningful
discussion of adoption, termination, legal guardianship,
permanent custody, [or] the legal consequences of adoption."
Mother also argues that the Family Court's different treatment
of EK1 further confirms the error in its treatment of RK1.
Under HRS § 587A-31(d) (2018):
At each permanency hearing, the court shall order:
. . . .
(3) A permanent plan with a goal of:
(A) Placing the child for adoption and
when the department will file a
motion to set the matter for the
termination of parental rights;
(B) Placing the child for legal
guardianship if the department
documents and presents to the court
a compelling reason why termination
of parental rights and adoption are
not in the best interests of the
child; or
(C) Awarding permanent custody to the
department or an authorized agency,
if the department documents and
presents to the court a compelling
reason why adoption and legal
guardianship are not in the best
interests of the child.
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(Emphasis added.) HRS § 587A-32(a)(3)(A) (2018) states that the
permanent plan shall document "[a] compelling reason why legal
guardianship or permanent custody is in the child's best
interests if adoption is not the goal[.]" Under HRS § 587A-
33(a) (2018), "[a]t a termination of parental rights hearing,
the court shall determine whether there exists clear and
convincing evidence that: . . . (4) The child consents to the
permanent plan if the child is at least fourteen years old,
unless the court consults with the child in camera and finds
that it is in the best interest of the child to proceed without
the child's consent."
We affirm the Family Court's findings and conclusions.
FOFs 200 and 280-293 support the Family Court's decision to
proceed without RK1's consent: the FOFs collectively indicate
that RK1 vacillated between wanting to return to Parents and not
wanting to return out of fear, that he had significant cognitive
delays, that his "intellectual disability [and] mannerisms make
him appear younger than his chronological age," and that
although he told the Family Court he wanted to be reunified with
Parents, he did not understand the concept of adoption. One
cannot meaningfully consent to something that is not
understood. The Family Court's unchallenged findings —
regarding RK1's "intellectual disability" and inability to
comprehend the concept of adoption — support its decision to
proceed without RK1's consent under these circumstances. Taken
together, FOFs 280-293 illustrate that the Family Court
considered RK1's individual needs and did not rely on the
presumption for adoption or on RK1's bond with the RCGs "as
doing nearly all the work." 5
5 Mother also argues that "HRS § 587A-33(a)(4) is a separate
statutory prerequisite to termination" and that RK1's "non-consent required
its own analysis and could not be absorbed into a generalized best interest
finding." The Family Court conducted the analysis required in HRS § 587A-
33(a)(4), as reflected in FOFs 280 to 293.
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Moreover, Mother's reliance on In re AB is misplaced.
There, DHS changed its placement recommendation (to an out of
state permanent placement) at trial, and the Family Court
accepted that recommendation without any serious inquiry. 145
Hawaiʻi at 517, 454 P.3d at 458. The Supreme Court held that the
Family Court abused its discretion in doing so, as it "had an
obligation in all instances involving out-of-state permanent
placement recommendations to conduct an independent
determination of the child's best interests." Id. Here, the
Family Court conducted an independent determination of RK1's
best interests during an in camera consultation, and that
independent determination is reflected in FOFs 288 and 291-293.
The Family Court did not skirt its statutory obligation to make
an independent best interests determination.
Contrary to Mother's argument that the Family Court's
treatment of EK1 further confirms the error in its treatment of
RK1, the Family Court's treatment of EK1 is distinguishable.
EK1 and RK1 are different ages and have different needs,
particularly given RK1's "intellectual disability"; that the
Family Court treated these two children differently is an
appropriate result of an independent "best interests"
determination for each child.
In short, the Family Court did not abuse its
discretion in proceeding without RK1's consent.
(2) HRS §§ 587A-32 and -33 findings. In her points of
error, Mother argues that the Family Court failed to make
sufficient findings under HRS §§ 587A-32 and -33 to support the
permanent plans for RK1, EK2, and EK3. However, FOFs 135, 151,
152, 199, 280, 300-301, and 326 (among others) support the
Family Court's rulings, and Mother does not challenge these
FOFs.
Mother focuses on RK1, conceding that the FOFs/COLs
reference RK1's specific needs but arguing that "the court's
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findings as to [RK1] were too thin to satisfy [statutory]
requirements" and that "the permanent-plan findings do not
connect that information to the decision to override his non-
consent to adoption." The Family Court clearly explained why it
proceeded without RK1's consent. The Family Court found that
Mother and Father were not presently willing and able to provide
him with a safe family home, and that it was not reasonably
foreseeable that they would become willing and able to do so
within a reasonable period of time. HRS § 587A-33(a)(1), (2).
Under these circumstances, there is a statutory presumption that
it is in RK1's best interests "to be promptly and permanently
placed with responsible and competent substitute parents and
family in a safe and secure home." HRS § 587A-33(a)(3)(A). The
June 2023 Permanent Plan for RK1 (and EK2 and EK3) stated that
the permanency goal was adoption, and it satisfied the
requirements of HRS § 587A-32.
In sum, the Family Court made sufficient findings
under HRS §§ 587A-32 and -33.
(3) Law of the case. Mother argues that the Family
Court erroneously concluded that Mother's failure to appeal from
prior foster-custody and adjudicatory orders constituted a
waiver to subsequent challenges, and that the law of the case
doctrine should not relieve DHS of its burden to prove the
termination elements at trial (nor should it transform
unchallenged prior findings into binding proof). She argues
that the Family Court was required to consider current evidence,
circumstances, permanent plans, and the best interests of each
child, yet the Family Court expressly concluded the unchallenged
rulings are binding.
Under the law of the case doctrine, "[u]nless cogent
reasons support the second court's action, any modification of a
prior ruling of another court of equal and concurrent
jurisdiction will be deemed an abuse of discretion." Wong v.
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City & Cnty. of Honolulu, 66 Haw. 389, 396, 665 P.2d 157, 162
(1983) (emphasis omitted). Here, the Family Court invoked the
law of the case doctrine as follows:
9. Mother's and Father's failure to appeal this
Court's March 14, 2022 findings and orders confirming the
DHS' November 2021 assumption of foster custody of [EK4,
EK1, RK1, and EK2] in FC-S No. 14-00192, and adjudicating
the Petition - FC-S No 21-00212, invoking the court's CPA
subject matter jurisdiction and awarding foster custody of
[RK2 and RK3] in FC-S No. 21-00212, which are final
appealable orders, is a waiver of any subsequent challenges
to the March 14, 2022 findings and orders.
Mother presents no explanation and points to no evidence
supporting her claim that application of the law of the case
doctrine to unchallenged findings from 2022 relieved DHS of its
trial burden, or that the law of the case doctrine was utilized
to satisfy the elements of HRS § 587A-33(a). To succeed in its
motions to terminate parental rights, DHS still had to — and did
— present evidence that, at the time of the hearing in 2023,
Parents were not willing and able to provide the Children a safe
and secure family home, they would not be able to do so in the
reasonably foreseeable future, and the Permanent Plans were in
the Children's respective best interests. DHS's Permanent Plan
for RK1, EK2, and EK3 (and for EK1), dated January 2023 — that
is, after the 2022 findings referenced above — stated the
following:
The DHS recommendation is termination of parental
rights and an award of permanent custody to the department
or other appropriate entity. The home is unsafe. The
parents are not able to provide a safe family home for the
child/ren, even with the assistance of a service plan[.]
DHS's Permanent Plan for RK2 and RK3, also dated January 2023,
stated nearly the same thing. The Permanent Plans and the
Family Court's FOFs/COLs support the Family Court's decision,
and "an appellate court may affirm a judgment of the lower court
on any ground in the record that supports affirmance." State v.
Enos, 147 Hawaiʻi 150, 164, 465 P.3d 597, 611 (2020) (quoting
State v. Fukagawa, 100 Hawai‘i 498, 506, 60 P.3d 899, 907
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(2002)). We conclude the Family Court did not err by applying
the law of the case doctrine.
(4) ICWA. Mother next contends the Family Court
failed to comply with the ICWA. The ICWA applies whenever an
"Indian child" — defined as "any unmarried person who is under
age eighteen and is either (a) a member of an Indian tribe or
(b) is eligible for membership in an Indian tribe and is the
biological child of a member of an Indian tribe," 25 U.S.C.
§ 1903(4) — is the subject of a proceeding that "results in the
need for out-of-home placement of the child, including a foster-
care, preadoptive, or adoptive placement, or termination of
parental rights." 25 C.F.R. § 23.103 (a)(1)(iii) (2016).
Pursuant to the ICWA:
State courts must ask each participant in an
emergency or voluntary or involuntary child-custody
proceeding whether the participant knows or has
reason to know that the child is an Indian child.
The inquiry is made at the commencement of the
proceeding and all responses should be on the record.
State courts must instruct the parties to inform the
court if they subsequently receive information that
provides reason to know the child is an Indian child.
25 C.F.R. § 23.107(a) (2016).
The record indicates that, in January 2015, DHS sent
notices to the Cherokee Nation and Bureau of Indian Affairs
inquiring as to whether any of the Children in the 2014 TPR Case
was an Indian child. The Cherokee Nation responded that none of
the Children met the definition of an "Indian child." It is
undisputed that all six Children discussed herein are full,
biological siblings. In a consolidated hearing on October 13,
2022, the Family Court asked Mother if the Children in both TPR
Cases are members of any Indian tribe, to which she responded
"No." Mother further testified she was not herself an enrolled
tribal member, and the Family Court then ordered that "[i]f any
party later learns that the child is an Indian child as
specifically defined under the [ICWA], they shall notify all
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parties." On this record, we conclude the Family Court did not
violate ICWA requirements.
B. Father's Arguments
Father has twenty-one numbered points of error that
object to various FOFs and COLs, each of which is accompanied by
a one-sentence argument. Neither the points of error nor the
arguments contain any citations to "parts of the record relied
on" or any argument as to why the specific FOF or COL is clearly
erroneous or wrong. See Hawai‘i Rules of Appellate Procedure
(HRAP) Rule 28(b)(7) (eff. 2022) (requiring argument to be
supported by "citations to the authorities, statutes and parts
of the record relied on"); HRAP Rule 28(b)(4)(iii) (requiring
appellant to identify "where in the record the alleged error was
objected to or the manner in which the alleged error was brought
to the attention of the court or agency"); HRAP Rule 28(b)(4)
("Points not presented in accordance with this section will be
disregarded[.]"). For example, Father's points of error 3, 4,
and 7 summarily assert, without analysis, that the record
contains "no current evidence" or "no evidence" to support a
particular fact or conclusion the Family Court found or reached;
these arguments are waived. See HRAP Rule 28(b)(7). Even if
the twenty-one points of error were not waived, most of the
single-sentence arguments for each point of error reflect
Father's disagreement with how the Family Court considered,
assessed, and/or weighed the evidence; these actions are the
province of the Family Court as factfinder. See In re JK, 149
Hawai‘i at 409-10, 491 P.3d at 1188-89.
Father also asserts, without citation to authority and
without pointing to support in the record, that DHS did not
provide Father with a reasonable opportunity to reunify with the
Children if he did not live with Mother. He similarly asserts
that there is no clear and convincing evidence that he and
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Mother are unwilling/unable to provide a safe home for the
Children. These assertions are not accompanied by argument or
analysis. See Hawaii Ventures, LLC v. Otaka, Inc., 114 Hawaiʻi
438, 480, 164 P.3d 696, 738 (2007) (finding that the appellants
failed to demonstrate error because they "d[id] not point to
anything in the record or provide any analysis that would guide
this court in determining the validity of their contention");
HRAP Rule 28(b)(7) (requiring argument to be supported by legal
authority and to identify "parts of the record relied
on"). Father has failed to demonstrate any error of the Family
Court.
Therefore, we affirm the September 29, 2023 Orders
Terminating Parental Rights respectively entered in FC-S No. 14-
00192 and FC-S No. 21-00212, and the October 4, 2023 Order
Appointing Co-Guardians of the Minor entered in 1FGD-XX-XXXXXXX.
DATED: Honolulu, Hawai‘i, September 4, 2026.
On the briefs:
Jacob G. Delaplane, /s/ Karen T. Nakasone
Court Appointed Counsel Chief Judge
for Mother-Appellant/Cross-
Appellee. /s/ Sonja M.P. McCullen
Associate Judge
Herbert Y. Hamada,
for Father-Appellee/Cross /s/ Daniel M. Gluck
Appellant. Associate Judge
Kellie M. Kersten,
Julio C. Herrera,
Erin K. S. Torres
Deputy Attorneys General
Attorneys for the Department
of Human Services
Petitioner-Appellee/Cross-
Appellee.
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