Grenning v. Key
CourtCourt of Appeals for the Ninth Circuit
Date FiledAugust 26, 2026
Docket23-3018
StatusPublished
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
NEIL GRENNING, No. 23-3018
D.C. No.
Plaintiff - Appellant,
2:22-cv-00136-
MKD
v.
JAMES R KEY, sued in his official OPINION
and individual capacities; ANN
WISE, sued in her official and
individual capacities,
Defendants - Appellees.
Appeal from the United States District Court
for the Eastern District of Washington
Mary K. Dimke, District Judge, Presiding
Argued and Submitted February 11, 2026
Seattle, Washington
Filed August 26, 2026
Before: M. Margaret McKeown, William A. Fletcher, and
Patrick J. Bumatay, Circuit Judges.
Opinion by Judge McKeown;
Dissent by Judge Bumatay
2 GRENNING V. KEY
SUMMARY *
First Amendment
The panel reversed the district court’s summary
judgment for prison officials and remanded in Neil
Grenning’s 42 U.S.C. § 1983 action alleging that his First
Amendment rights were violated when prison officials
refused to submit a story he wrote to a university literary
journal.
While incarcerated, Grenning participated in a prison
writing program and wrote a short story that referred to a
moment of sexual intimacy. When he submitted his story to
a university journal affiliated with the writing program,
defendant Ann Wise, the prison’s Community Partnership
Program Coordinator, intercepted his outgoing story and
returned it to him because she deemed it “inappropriate for
publication” because of its “sexual content.” Grenning then
mailed the story directly to the university and complained to
defendant James Key, the prison superintendent. Key
subsequently endorsed the decision to block Grenning’s
submission and warned Grenning he would be removed from
the writing program if he again sent correspondence directly
to a journal volunteer without prior approval.
Grenning filed suit, alleging that the prison violated his
First Amendment rights by censoring his submission and
retaliating against him for exercising those rights. The
district court granted the prison’s summary judgment
motion, deciding that Wise and Key had not violated
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
GRENNING V. KEY 3
Grenning’s First Amendment rights, and even if they had
violated Grenning’s rights, their actions were protected by
qualified immunity. The district court also found no
retaliation.
Reversing the district court’s summary judgment order,
including its qualified immunity determination, the panel
held that the district court erred by applying the standard in
Turner v. Safley, 482 U.S. 78 (1987), which governs most
regulations of prisoner conduct, instead of the standard from
Procunier v. Martinez, 416 U.S. 396 (1974), which governs
outgoing inmate correspondence. Because Grenning’s
censorship claim turns on a prison official’s content-driven
screening of outgoing inmate correspondence, Martinez
applied.
The panel held that viewed in the light most favorable to
Grenning, the record demonstrates genuine disputes of fact,
which, if proven at trial, would support the conclusion that
Wise’s refusal to transmit Grenning’s story to the university
journal constituted censorship prohibited by the First
Amendment. Furthermore, Martinez clearly established
Grenning’s right not to have prison officials refuse to
transmit his nonthreatening outgoing correspondence to an
outside recipient because they disapproved of its content or
feared the public’s reaction to it.
The panel noted that they would be compelled to reverse
even if Turner applied because there was no valid, rational
connection between the decision to bar Grenning’s story and
the asserted penological interests.
The panel further held that the district court erred in
granting summary judgment on Grenning’s retaliation claim
by relying on an Eighth Amendment retaliation case. On
remand, the district court should address the claim under
4 GRENNING V. KEY
Rhodes v. Robinson, 408 F.3d 559 (9th Cir. 2005), which
sets forth the basic elements for a viable claim of First
Amendment retaliation in the prison context.
Dissenting, Jude Bumatay would apply Turner’s
deferential standard and conclude that there was no First
Amendment violation. Even if there were a First
Amendment violation, he would hold that Wise and Key are
entitled to qualified immunity because Grenning’s right to
publish work—without approval—created while
participating in a prison program was not clearly established
at the time of Wise and Key’s conduct. Judge Bumatay
would also affirm the district court’s summary judgment for
Key on the retaliation claim, because Key’s threat was a
result of Grenning violating the writing program’s policies,
not “because of” Grenning’s protected conduct.
COUNSEL
Brendan D. Duffy (argued), Chloe M. Meade, Garrett W.
Callen, Eric M. Walker, and William D. Coglianese, Jones
Day, Washington, D.C., for Plaintiff-Appellant.
Michelle M. Young (argued), Assistant Attorney General,
Corrections Division; Nicholas W. Brown, Washington
Attorney General; Office of the Washington Attorney
General, Olympia, Washington; Kelly A. Fitzgerald,
Assistant Attorney General, Office of the Washington
Attorney General, Spokane, Washington; for Defendants-
Appellees.
GRENNING V. KEY 5
OPINION
McKEOWN, Circuit Judge:
Free speech does not vanish at the prison gate. In the
course of his incarceration and as part of a prison writing
program, Neil Grenning wrote a short story that referred to a
moment of sexual intimacy. When he submitted his story to
a university journal affiliated with the writing program, a
prison employee barred the story as “inappropriate for
publication” because of its “sexual content.” Grenning then
mailed the story directly to the university and complained to
the prison superintendent, who subsequently endorsed the
decision to block his submission. The superintendent also
warned Grenning that if he ever again sent correspondence
directly to a journal volunteer without prior approval, he
would be removed from the writing program.
In rejecting Grenning’s First Amendment censorship
claim, the district court sidestepped the standard that governs
outgoing inmate correspondence as laid out in Procunier v.
Martinez, 416 U.S. 396 (1974). The court also misconstrued
the standard that applies to Grenning’s retaliation claim. We
reverse and remand.
Background
Grenning is an inmate at Airway Heights Corrections
Center (“the prison”) serving a sentence for multiple sex
crime convictions. While incarcerated, Grenning enrolled in
a writing program. The Writers in the Community course is
sponsored by Eastern Washington University (“EWU” or
“the university”) and encourages participants to develop
their writing skills and submit their work for potential
publication in InRoads, a literary journal.
6 GRENNING V. KEY
Writers in the Community courses are held in various
settings in and around Spokane, and InRoads publishes
works by participants of all ages, including elementary
school students. The writing program informed enrolled
inmates that to be submitted to InRoads, their works needed
to be “approved” by Ann Wise, the prison’s Community
Partnership Program Coordinator. Everyone, prisoner or
otherwise, who submitted their writing to InRoads had to
acknowledge that “the audience of InRoads includes
children and special populations, sensitive to any kind of
explicit material.” The submission agreement cautioned that
InRoads may feature “[m]ature themes and adult language,”
with “inclusion in InRoads . . . left to the managing editor’s
discretion.” Prior works published in InRoads had included
references to rape, teen pregnancy, drug use, suicide, arson,
and death. The Writers in the Community syllabus required
students to read books that included depictions of a young
woman’s sexual assault by a group of boys (Sandra
Cisneros’s The House on Mango Street) and a character’s
fantasy of forcefully carrying a woman upstairs and tying her
to a bed (Tim O’Brien’s The Things They Carried).
As part of the program, Grenning wrote “Dark Room,” a
short story that explored the protagonist’s relationship with
his daughter, Kayla, and his attempts to talk to Kayla about
his wife, who had died by suicide. “Dark Room” described
a moment of sexual intimacy with his late wife:
Smell of her breath after jogging a mile to
Einstein’s Bagels and back before dawn.
Before she was pregnant. Before five hours
of labor ended with you. That fiery sweat of
exuberant energy when we screwed barefoot
against the unfinish drywall of the washroom.
GRENNING V. KEY 7
I smell fresh caulk and syrup sticky sex the
same way. Time before Diagnosed
Conditions ending in Ideation. None of
which I can explain to Kayla.
Grenning read this story to his class, and one of the
instructors told him that it was “well-written” and “close to
being finished.”
The Washington Department of Corrections policy
governing publications states that “[m]ail to or from
offenders, including publications . . . may be rejected” if the
“[p]ublications . . . contain significant or repeated instances
of content defined per WAC 137-48-020(13)(a)-(b) . . . .”
The Washington regulation cited in the policy defines
“[s]exually explicit materials” to describe, among others, “a
sex act which includes, but is not limited to, genital-genital,
oral-genital, anal-genital, or oral-anal contact/penetration,
genital or anal contact/penetration with an inanimate object,
masturbation, and/or bodily excretory behavior.” WAC
137-48-020(13)(b). The policy also states that
“[p]ublications with content that violates any Department
policy or facility specific procedure will be referred to the
Publication Review Committee for further review and a final
decision” and that “[p]ublications initially rejected as
sexually explicit material per WAC 137-48-020 may be
approved by the committee for artistic, health/medical, and
educational purposes.” The policy further prescribes general
rules for outgoing mail, including that envelopes “be
stamped with the following or similar message: ‘This was
mailed by an offender confined at the Washington State
Department of Corrections facility. Its contents are
uncensored.’” In this appeal, the prison officials
8 GRENNING V. KEY
acknowledge that Grenning’s story “was not graphic enough
to violate the prison’s restrictions.”
Wise had requested that the Writers in the Community
staff route all submissions to InRoads through her. After
Grenning submitted his story to program staff, Wise
reviewed it and barred it from publication. In her note to
Grenning after intercepting his story, Wise stated: “Due to
sexual content this writing submission is inappropriate for
publication in the InRoads Book that includes distribution to
minors.” Wise did not cite any policy that the story allegedly
violated. Nor is there indication that Grenning’s story was
ever reviewed by the Publications Review Committee.
Facing Wise’s interception, Grenning mailed his story
directly to Eastern Washington University. He also wrote a
letter to prison superintendent James Key, objecting to
Wise’s interception and letting Key know that he had mailed
the story to the university. Key responded:
It is the responsibility of the [Community
Partnership Program Coordinator] to ensure
nothing leaves the institution through the
volunteer program that could cause some
negative publicity for the facility and
department. I concur with her decision to not
allow your story to be published by the
volunteer group Writers in the Community.
You stated in your letter that you had to send
your story directly to EWU. This causes me
concern, as you have bypassed our
established processes. Policy does not allow
for the volunteers to accept any
correspondence without prior approval. If
GRENNING V. KEY 9
you send any correspondence directly to a
volunteer again without prior approval, you
will not be allowed to participate in this
volunteer program.
After receiving the message from Key, Grenning filed a
grievance with the prison. In notes taken after a meeting
with the grievance coordinator, Grenning wrote that the
coordinator “said he did not know any reason why
[Grenning] would not be able to send material to a university
through the mail.”
Unbeknownst to Grenning, Wise also corresponded with
the InRoads staff. A student director offered to edit “Dark
Room” to address the concerns: “I have no objection to to
[sic] attempting to edit the story in such a way that the
problematic paragraph can be dropped entirely[.]” The
student director also acknowledged that “even if Ann [Wise]
had approved the piece in question,” InRoads editorial staff
“would most likely not have approved it after that (or only
with cuts).” Wise asked the student director to send the story
back to Grenning and tell him, “Thank you for your
submission but this needs to go through the proper channels
at the prison.”
After his internal efforts went nowhere, Grenning filed
this lawsuit and alleged that Key, Wise, and the prison
violated his First Amendment rights by censoring his
submission and retaliating against him for exercising those
rights. He immediately sought discovery and requested that
the prison produce the policy that governs screening of
inmate publications as well as Wise’s job description that
authorized her to bar submissions to InRoads. It appears that
the prison did not produce the requested documents by the
required deadline. When Grenning served requests for
10 GRENNING V. KEY
admission to Key and Wise after the discovery deadline, they
replied that the requests were untimely. Stymied on
discovery requests not fully answered, Grenning filed a
motion to stay summary judgment until he had received the
discovery. Later, when the prison moved for summary
judgment and Grenning attempted to file an opposition
through the prison counselor, the scanned document was
apparently never forwarded to the legal librarian for
electronic filing.
The district court granted the prison’s summary
judgment motion, deciding that Wise and Key had not
violated Grenning’s First Amendment rights because the
prison had “an important government interest in preventing
inmates from using their educational programs to
disseminate sexual material to children” and “an interest in
ensuring nothing leaves the institution through the [Writers
in the Community] that could cause negative publicity for
the facility or department,” protected by Turner v. Safley,
482 U.S. 78 (1987). The court further decided that even if
Key and Wise’s refusal to transmit “Dark Room” to InRoads
had violated Grenning’s rights, their actions were protected
by qualified immunity. The court also found no retaliation
and denied Grenning’s motion to stay the summary
judgment proceedings pending receipt of discovery.
Grenning’s motion to vacate and set aside the judgment
under Rule 59(e) was denied. With the benefit of pro bono
counsel, Grenning timely appealed the denial of summary
judgment and the motion to vacate and set aside the
judgment. 1
1
Grenning’s pro bono counsel has capably discharged his responsibility,
and we thank him for his substantial efforts.
GRENNING V. KEY 11
Analysis
Grenning’s appeal turns on two constitutional theories
and two claims of procedural error. He argues that Wise’s
refusal to forward his short story to InRoads constituted
censorship that violated the First Amendment, and that those
rights were clearly established at the time of the violation.
He also contends that Key’s threat to expel him from the
writing program was “textbook retaliation” in violation of
the First Amendment. Separately, Grenning claims that the
district court wrongly denied him additional discovery
despite his diligence and the demonstrated effect of that
discovery on the summary judgment decision. He finally
argues that the district court’s refusal to consider his belated
opposition brief violated Rule 56. The parties focused most
of their time on the censorship claim, which is a logical
starting point.
I. Censorship
The parties acknowledge the baseline principle that
“[t]here is no iron curtain drawn between the Constitution
and the prisons of this country.” Wolff v. McDonnell, 418
U.S. 539, 555–56 (1974). Grenning does not argue that he
has a constitutionally protected right to publication in
InRoads. See Pell v. Procunier, 417 U.S. 817, 821–22
(1974). We address instead whether Grenning had a right to
have his story transmitted to the journal for consideration.
Reviewing de novo the district court’s summary
judgment order, including its qualified immunity
determination, we reverse. See Dodge v. Evergreen Sch.
Dist. #114, 56 F.4th 767, 776 (9th Cir. 2022). The district
court applied the four-factor test from Turner, which
governs most regulations of prisoner conduct, instead of the
standard from Martinez, which continues to apply to
12 GRENNING V. KEY
outgoing inmate correspondence. Viewed in the light most
favorable to Grenning, id., the record demonstrates genuine
disputes of fact, which, if proven at trial, would support the
conclusion that Wise’s refusal to transmit “Dark Room” to
InRoads constituted censorship prohibited by the First
Amendment. See Martinez, 416 U.S. at 413–15. Martinez
and its progeny clearly established Grenning’s right not to
have prison officials refuse to transmit his nonthreatening
outgoing correspondence to an outside recipient because
they disapproved of its content or feared the public’s
reaction to it, unless the officials could establish a
sufficiently close fit between the restrictions and a concrete
substantial or important interest in security, order, or
rehabilitation. See id.; Barrett v. Belleque, 544 F.3d 1060,
1062 (9th Cir. 2008) (per curiam).
We conclude that Martinez applies because this claim,
like the ones asserted in Martinez, turns on a prison official’s
content-driven screening of outgoing inmate
correspondence. Martinez announced the following
standard under which “censorship of prisoner mail is
justified”:
First, the regulation or practice in question
must further an important or substantial
governmental interest unrelated to the
suppression of expression. Prison officials
may not censor inmate correspondence
simply to eliminate unflattering or
unwelcome opinions or factually inaccurate
statements. Rather, they must show that a
regulation authorizing mail censorship
furthers one or more of the substantial
governmental interests of security, order, and
GRENNING V. KEY 13
rehabilitation. Second, the limitation of First
Amendment freedoms must be no greater
than is necessary or essential to the protection
of the particular governmental interest
involved. Thus a restriction on inmate
correspondence that furthers an important or
substantial interest of penal administration
will nevertheless be invalid if its sweep is
unnecessarily broad.
Id. at 413–14. As the Court explained, the “interest of
prisoners and their correspondents in uncensored
communication by letter, grounded as it is in the First
Amendment, is plainly a ‘liberty’ interest within the
meaning of the Fourteenth Amendment even though
qualified of necessity by the circumstance of imprisonment.”
Id. at 418. That liberty interest accordingly demands
appropriate “minimum procedural safeguards.” Id. at 417.
The standard announced in Martinez governs this case. 2
Indeed, both Grenning’s case and Martinez involve a
strikingly similar sequence of constitutionally relevant facts.
Wise’s actions echo those of the officials in Martinez, who
screened “outgoing personal mail” and, when they
disapproved of a prisoner’s writing, could “refuse to mail or
deliver the letter and return it to the author.” Id. at 399–400.
One of the rules that the Court held unconstitutional
permitted prison officials to censor correspondences that
they deemed “lewd” or “obscene.” Id. at 400. Wise, too,
2
We reject the argument that the First Amendment is not implicated
because “Dark Room” eventually made it to InRoads. The very
“refus[al] to mail or deliver” outgoing inmate correspondence may
constitute censorship, even if that correspondence reaches its destination
by other means. Martinez, 416 U.S. at 400, 417.
14 GRENNING V. KEY
intercepted Grenning’s outgoing short story and returned it
to him because she deemed the story “inappropriate for
publication” because of its “sexual content.” The rejection
came even though other issues of InRoads had allowed
“[m]ature themes and adult language,” and the syllabus had
assigned works containing substantially more explicit
material and stated only that “[s]ubmissions with graphic
content” would be returned. Wise’s rejection lacked any
explanation based on “the substantial governmental interests
of security, order, and rehabilitation” that the Court has
recognized as constitutionally valid. Id. at 413. Rather, her
decision turned on elastic, content-based “discretion[ary]”
judgments—precisely what was deemed unconstitutional in
Martinez. Id. at 415. The rationale that Key eventually
provided in Grenning’s case—that Wise had “to ensure
nothing leaves the institution” that might cause “negative
publicity” to the prison—mirrors the logic of the rules
invalidated in Martinez that worked “simply to eliminate
unflattering or unwelcome” perspectives, and “invited
prison officials . . . to apply their own personal prejudices
and opinions.” Id. at 413, 415. The adequacy of the prison’s
rationale goes to the legitimacy of the penological interests
asserted, whether the restrictions imposed were generally
necessary to give effect to those interests, and the procedural
rights that Grenning was guaranteed. Indeed, Grenning was
guaranteed “minimum procedural safeguards,” possibly
including review from the Publications Review Committee.
Id. at 417. There is no indication in the record that the prison
made good on that guarantee. If proven at trial, that failure
would show that Grenning was deprived of the opportunity
to have “Dark Room” considered by InRoads without
impediment by the prison. These similarities demonstrate
that Grenning’s case clearly comes within Martinez’s ambit.
GRENNING V. KEY 15
To be sure, rehabilitation is a “legitimate penological
interest[],” see Turner, 482 U.S. at 89, and an “important or
substantial” one, Martinez, 416 U.S. at 413. But the broad
claim that censoring Grenning’s story satisfies the goal of
rehabilitation as one of “enhancing community safety,
reducing recidivism, and achieving accountability through
effective correctional programs,” Brief for Appellees at 7,
does not meet Martinez’s “less deferential” standard.
Thornburgh v. Abbott, 490 U.S. 401, 409 (1989). If we
accepted that level of generality, rehabilitation would stop
being an important or substantial governmental interest and
become the exception that swallows the rule. On this view,
an official could suppress any content that she deems
inconsistent with conclusory assertions of “accountability,”
“appropriate communication standards,” or “appropriate
boundaries” by claiming that doing so would be
rehabilitative. Brief for Appellees at 37. The Martinez
standard requires “a closer fit,” with regulations on outbound
mail tailored to prevent “danger to the community inside the
prison.” Thornburgh, 490 U.S. at 411–12. Nor can the
specter of “negative publicity” to the prison justify the
rejection. Brief for Appellees at 38. 3
Simply put, the record supports the view that Key and
Wise refused to allow Grenning’s written expression to leave
the prison based on its content. That the intended destination
3
The Court in Thornburgh clarified that Martinez did not impose a “least
restrictive means requirement,” Thornburgh, 490 U.S. at 411, and we do
not endorse one here. Contra Dissent at 38–40. But neither Turner,
which the dissent favors, see Dissent at 34–38, nor Martinez, which the
dissent would sub silentio overturn, id. at 38–39, blessed the use of the
most restrictive approach to outgoing prisoner correspondence. Invoking
the “rehabilitation” moniker does not magically make censorship
constitutional.
16 GRENNING V. KEY
of Grenning’s writing was a literary journal does not alter
the analysis.
The argument that “a screening requirement” for
outgoing inmate mail does not regulate inmate speech runs
smack into the teaching of Martinez. The rights protected
by the First Amendment may not be “renamed away” or have
their “protections nullified by mere labels.” Chiles v.
Salazar, 146 S. Ct. 1010, 1021 (2026) (citation modified).
The government cannot refuse to externally transmit a short
story to a literary journal because it contains a passing
reference to sexual intimacy and call that refusal
“screening,” “prescreening,” or an unspecified “prison
approval” rule. Call it what you want, the refusal was
content-based, pure and simple. The government cannot foil
a First Amendment claim with a thesaurus.
Viewed in the light most favorable to Grenning as the
nonmovant, Dodge, 56 F.4th at 773, the record bespeaks
genuine issues of material fact that relate to the alleged
constitutional violation. Those facts relate to the claimed
policy governing Grenning’s submission, the extent and
nature of the procedural safeguards that the policy provided
to inmate submissions, whether Grenning’s attempt to
submit “Dark Room” to InRoads violated that policy, the
reasons why Wise decided to bar the story and Key
supported that decision, and the availability of alternatives
such as editing the contested sentence out of the story. Those
issues render summary judgment inappropriate. Id.
In light of Martinez, we conclude that Grenning had a
clearly established right not to have Key and Wise refuse to
transmit his nonthreatening outgoing written expression
because they disapproved of its content or feared the public’s
reaction to it, unless they could establish a sufficiently
GRENNING V. KEY 17
“close[] fit,” Thornburgh, 490 U.S. at 412, between that
restriction and “one or more of the substantial governmental
interests of security, order, and rehabilitation,” Martinez,
416 U.S. at 413, in a way that was “unrelated to the
suppression of expression,” id. at 413, and as long as the
restriction’s “sweep” was not “unnecessarily broad,” id. at
414.
As the discussion of the similarities between Martinez
and Grenning’s case demonstrates, supra pp. 13–14,
Martinez and its progeny “placed the . . . constitutional
question beyond debate.” White v. Pauly, 580 U.S. 73, 79
(2017) (citation omitted). Supreme Court precedent made
“the contours of the right sufficiently clear” such that “every
reasonable official would have understood that what he is
doing violates that right.’” Ashcroft v. al-Kidd, 563 U.S. 731,
741 (2011) (citation modified). Put differently, because the
gravamen of the inquiry is “fair warning” and “fair notice,”
Hope v. Pelzer, 536 U.S. 730, 741–42 (2002), Grenning need
not point us to “a case directly on point.” Al-Kidd, 563 U.S.
at 741. But with Martinez, he has certainly come as close as
possible.
The Department of Corrections policy made the same
rule concrete for Key and Wise. The policy allowed
inspection and reading of mail to prevent contraband, threats
to “facility order or security,” and criminal activity and
expressly explained that mail rejection would be based on
“legitimate penological interests.” The policy also
contemplated that “the contents” of an inmate’s mail that left
the prison would be “uncensored,” and provided that only
publications with “sexually explicit material” such as the act
described in “Dark Room” would need to “contain
significant or repeated instances” of prurient content to be
subject to rejection. While the policy does not itself clearly
18 GRENNING V. KEY
establish a constitutional right, it nonetheless remains
“relevant . . . to whether reasonable officers would have
been on notice that” their conduct violated the First
Amendment. Drummond ex rel. Drummond v. City of
Anaheim, 343 F.3d 1052, 1062 (9th Cir. 2003).
The backdrop of the Supreme Court’s jurisprudence
regarding content-based regulations of speech serves to
explain our conclusion. It is well established that “above all
else, the First Amendment means that government has no
power to restrict expression because of its message, its ideas,
its subject matter, or its content.” Police Dep’t of City of
Chicago v. Mosley, 408 U.S. 92, 95 (1972). In view of “the
First Amendment’s jealous protections for the individual’s
right to think and speak freely,” the Court has “long held that
[state action] regulating speech based on its subject matter
or ‘communicative content’ [is] ‘presumptively
unconstitutional.’” Chiles, 146 S. Ct. at 1021 (citation
omitted). 4 While the shape of the doctrine has changed
considerably since the Founding, “a demand that the
government act neutrally with respect to the content of the
speech it regulates . . . has been a feature of free-speech law
in the United States since the eighteenth century.”
4
Prison writings have an equally storied past. See, e.g., Boethius, The
Consolation of Philosophy (Victor Watts trans., Penguin Classics rev.
ed. 1999) (philosophical work written while Boethius was imprisoned
and awaiting execution for treason in the sixth century); The Forlorn
Hope, Mar. 24, 1800 (newspaper written and published by inmates in a
New York debtors’ prison); Oscar Wilde, De Profundis and Other
Prison Writings (Colm Tóibín ed., Penguin Classics 2000) (1905) (letter
written during Wilde’s imprisonment for gross indecency at Reading
Gaol); Martin Luther King, Jr., Letter from Birmingham Jail (Apr. 16,
1963), University of Alabama Libraries Special Collections,
https://perma.cc/5N7J-FCXN (letter written during King’s Birmingham
confinement in response to criticism of the civil rights movement).
GRENNING V. KEY 19
Genevieve Lakier, A Counter-History of First Amendment
Neutrality, 131 Yale L.J. Forum 873, 875 (2022). That
presumption generally means that “content-based
restrictions trigger strict scrutiny.” Chiles, 146 S. Ct. at 1021
(citation modified).
The Court’s decision in Martinez brought inmate mail
into the First Amendment’s analysis of content-based speech
restrictions. To be sure, the protections of the First
Amendment must be “applied in light of the special
characteristics” of the environment. Tinker v. Des Moines
Indep. Cmty. Sch. Dist., 393 U.S. 503, 506 (1969). In the
prison context, the Court has applied those protections with
an effort to give “due regard [to] the ‘inordinately difficult
undertaking’ that is modern prison administration.”
Thornburgh, 490 U.S. at 407 (quoting Turner, 482 U.S. at
85).
For a large part of their history, however, the federal
courts “adopted a broad hands-off attitude toward problems
of prison administration,” including regulations on prisoner
speech. Martinez, 416 U.S. at 403. That attitude reflected a
notion that the prisoner was “the slave of the State.” Ruffin
v. Commonwealth, 62 Va. (21 Gratt.) 790, 796 (1871). As
that understanding began to evolve in the lower courts, see,
e.g., Weller v. Dickson, 314 F.2d 598, 599–601 (9th Cir.
1963) (a prisoner could bring an “action[] for damages under
the Civil Rights Act, 42 U.S.C. §§ 1981–1988, against
various officials of the State of California”), the Supreme
Court recognized a state prisoner’s right to sue prison
officials under Section 1983 for First Amendment violations
in Cooper v. Pate, 378 U.S. 546 (1964) (per curiam). The
Court’s decision in Martinez came a decade later and
recognized that “a policy of judicial restraint” with respect
to prison administration “cannot encompass any failure to
20 GRENNING V. KEY
take cognizance of valid constitutional claims.” Martinez,
416 U.S. at 405.
Following Martinez, the Court in Turner articulated a
more deferential reasonableness test for ordinary prison
regulations. See 482 U.S. at 90. The Court subsequently, in
Thornburgh, applied the Turner standard to incoming
publications while preserving the Martinez heightened
standard for outgoing correspondence. 490 U.S. at 412–13.
The Court recognized both that outgoing correspondence
was Martinez’s “central focus” and that “the implications of
outgoing correspondence for prison security are of a
categorically lesser magnitude than the implications of
incoming materials.” Thornburgh, 490 U.S. at 412–13.
More recently, the Court applied Turner to inmate-to-inmate
legal correspondence and declined to recognize heightened
protection “above and beyond the protection normally
accorded prisoners’ speech” in that context, Shaw v.
Murphy, 532 U.S. 223, 231 (2001), but “did not address the
right of prisoners to send mail outside the prison—the
regulation of which is governed by the Martinez standard.”
Koutnik v. Brown, 456 F.3d 777, 784 n.4 (7th Cir. 2006).
Each time the Court has considered the scope of Martinez, it
has preserved the application of that standard to outgoing
inmate correspondence, while also reaffirming the principle
that incarceration does not send the inmate into a void
beyond the Constitution’s reach.
We too have reaffirmed that regulation of outgoing
inmate correspondence sits squarely in Martinez’s domain.
See Barrett, 544 F.3d at 1062 (“Procunier [v. Martinez] is
controlling law in the Ninth Circuit and elsewhere as applied
to claims involving outgoing prisoner mail.”); Lane v.
Salazar, 911 F.3d 942, 945, 948–50 (9th Cir. 2018)
(applying Martinez to discipline for statements in outgoing
GRENNING V. KEY 21
letters and holding that threats of bodily harm “address[]
legitimate penological concerns in a manner that is
sufficiently narrow to satisfy constitutional concerns”); Lane
v. Swain, 910 F.3d 1293, 1294, 1297 (9th Cir. 2018)
(holding that Federal Bureau of Prisons Prohibited Acts
Code 203, which bars “[t]hreatening another with bodily
harm or any other offense” constitutes “a sufficiently ‘close
fit’ with [the asserted] legitimate interests to pass the
Procunier [v. Martinez] test”); Witherow v. Paff, 52 F.3d
264, 265 (9th Cir. 1995) (per curiam) (“When a prison
regulation affects outgoing mail as opposed to incoming
mail, there must be a ‘closer fit between the regulation and
the purpose it serves.’” (quoting Thornburgh, 490 U.S. at
412)). We have, by contrast, applied Turner to assess “the
constitutionality of prison rules that restrict the ingress and
possession of sexually explicit materials.” Prison Legal
News v. Ryan, 39 F.4th 1121, 1129 (9th Cir. 2022) (emphasis
added).
Other circuits similarly continue to distinguish between
outgoing and incoming prisoner correspondence. See Nasir
v. Morgan, 350 F.3d 366, 371 (3d Cir. 2003) (“Because
Thornburgh holds that Turner does not squarely overrule
Martinez as applied to outgoing mail, we will apply Turner
to incoming mail and Martinez to outgoing
correspondence.”); see also Brooks v. Andolina, 826 F.2d
1266, 1268–69 (3d Cir. 1987) (“The Turner opinion . . .
provides no support” where the prisoner was “not disciplined
for communicating with other inmates, but for the contents
of his letter to a person outside the prison system,” because
if officials “cannot censor unflattering statements made in
letters to outsiders, they also may not punish an inmate for
the contents of such letters.”); Loggins v. Delo, 999 F.2d
364, 366–68 (8th Cir. 1993) (inmate’s letter containing
22 GRENNING V. KEY
“derogatory comments” about mailroom clerk did not
“implicate [prison] security concerns” and thus the
disciplining of the inmate was unconstitutional under
Martinez); McNamara v. Moody, 606 F.2d 621, 624 (5th Cir.
1979) (“No [governmental] interest is implicated by the
mailing of non-erotic vulgarities from a prisoner to a person
on the outside,” and if a “warden’s purpose [was] to prevent
strongly worded and exaggerated criticism of prison officials
from reaching the public,” that was “precisely the sort of
purpose ruled impermissible by Martinez”). Unlike the
dissent, we are persuaded by the weight of this authority that
Martinez established an enduring “governing standard” that
applies in this instance. Dissent at 33. While the domain of
the Martinez rule has narrowed, its core—regulations that
govern inmates’ outgoing correspondence—remains intact.
We finally note that we would be compelled to reverse
even if we agreed with the view that Turner applies in this
circumstance. We have articulated the Turner factors as
follows:
(1) [W]hether there is a valid, rational
connection between the policy and the
legitimate governmental interest put forward
to justify it; (2) whether there are alternative
means of exercising the right; (3) whether the
impact of accommodating the asserted
constitutional right will have a significant
negative impact on prison guards, other
inmates and the allocation of prison resources
generally; and (4) whether the policy is an
GRENNING V. KEY 23
“exaggerated response” to the [prison]’s
concerns.
Mauro v. Arpaio, 188 F.3d 1054, 1058–59 (9th Cir. 1999)
(en banc) (quoting Turner, 482 U.S. at 89–90).
The suppression of Grenning’s story founders on the first
Turner factor, which is “a sine qua non” of the analysis.
Walker v. Sumner, 917 F.2d 382, 385 (9th Cir. 1990). In our
examination of that factor, we “determine whether the
governmental objective underlying the policy is
(1) legitimate, (2) neutral, and (3) whether the policy is
‘rationally related to that objective.’” Mauro, 188 F.3d at
1059 (quoting Thornburgh, 490 U.S. at 414).
On this score, although the Turner test is deferential, it
“does not make the First Amendment ‘toothless.’” Prison
Legal News, 39 F.4th at 1129 (quoting Thornburgh, 490 U.S.
at 414). We have previously applied Turner to deem
unconstitutional bans on incoming publications “that may,
could reasonably be anticipated to, could reasonably result
in, [are,] or appear[] to be intended to cause or encourage
sexual excitement or arousal or hostile behaviors, or that
depict[] sexually suggestive settings, poses or attire.” Id. at
1133. In this case, Key’s claimed goal of preventing
negative publicity obviously would n