Sims v. Consumer Financial Protection Bureau
CourtDistrict Court, District of Columbia
Date FiledSeptember 18, 2026
DocketCivil Action No. 2025-3769
JudgeJudge Colleen Kollar-Kotelly
StatusPublished
๐ฐ News Coverage: Read the LAWS.com news report on this case
Full Opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
THADDEAUS SIMS,
Plaintiff,
V.
Civil Action No. 25-3 769 (CKK)
CONSUMER FINANCIAL PROTECTION
BUREAU,
Defendant.
MEMORANDUM OPINION
(September 18, 2026)
PlaintiffThaddeaus Sims moves under Federal Rule of Civil Procedure 60(b) to set aside
the Court's order granting Defendant's motion to dismiss his claims as conceded. Upon
consideration of the parties' submissions, 1 the relevant legal authority, and the entire record, the
Court shall DENY Sims's [11] Motion to Set Aside Judgment.
I. BACKGROUND
On September 4, 2025, Plaintiff Thaddeaus Sims ("Sims") filed a complaint against his
employer, the Consumer Financial Protection Bureau ("CFPB"), in the Superior Court of the
District of Columbia. See Dkt. No. 1-2. Sims alleged that he was discriminated against with
respect to his race, disability, and veteran status, and was subjected to retaliation for engaging in
protected activity regarding this alleged discrimination. See id.
On October 24, 2025, the CFPB, as "an agency of the United States," removed Sims's
action to this Court under 28 U.S.C. ยง 1442(a)(l). Dkt. No. 1. On October 28, the CFPB moved
1
The Court's consideration has focused on Defendants' Motion to Dismiss, Dkt. No. 9; Plaintiffs Motion to Set Aside
Judgment, Dkt. No. 11; Plaintiffs Proposed Opposition, Dkt. No. 11-1; Defendant's Opposition to Plaintiffs Motion
to Set Aside Judgment, Dkt. No. 13; and Plaintiffs Reply in Support of his Motion to Set Aside Judgment, Dkt. No.
14.
1
for a stay on the basis that Sims had not yet effectuated proper service of process. Dkt. No. 4.
Sims opposed the CFPB's motion, arguing that the CFPB "removed the matter the same day [that
Sims] filed [a] First Amended Complaint-thereby disrupting the state-court service process and
the opportunity to issue a new summons from that court." Dkt. No. 6 at 2. The CFPB then filed
a reply. Dkt. No. 8. In its reply, the CFPB informed the Court that the Superior Court docket did
not contain the First Amended Complaint that Sims allegedly filed, and that the Superior Court
Clerk's Office confirmed that the docket "reflect[ed] all case filings and there [was] no pending
amended complaint." Id. at 2 n. 1. 2 The CFPB also clarified that it only sought a stay until Sims
effectuated service in accordance with Federal Rule of Civil Procedure 4(i). Id. at 2.
On November 21, 2025, the CFPB moved to dismiss Sims's complaint for lack of
jurisdiction. Dkt. No. 9. The CFPB argued that this Court did not have jurisdiction under the
derivative jurisdiction doctrine because the Superior Court lacked jurisdiction over Sims's claims
in the first instance. See id. Under the default rules of this Court, Sims was required to respond
to the CFPB's motion to dismiss by no later than December 5, 2025. LCvR 7(b); Fed. R. Civ. P.
6(d). He did not so do. Eleven days passed after Sims's deadline without a filing from Sims.
Accordingly, on December 16, 2025, the Court granted the CFPB's motion to dismiss as conceded
and dismissed Sims' s complaint. Dkt. No. 10 (quoting LCvR 7(b)) ("The Court shall therefore
'treat [Defendant's] motion as conceded' and dismiss the case.").
That same day, Sims moved to set aside the Court's order granting the CFPB's motion to
dismiss. See Pl. ' s Mot., Dkt. No. 11. Sims argued that the Court should set aside its order under
Federal Rule of Civil Procedure 60(b) due to "excusable neglect" on the part of his counsel and to
prevent a "manifestly unjust result." Id. at 5-6. According to Sims, his failure to respond was
2
The lack of an amended complaint was confirmed in the Superior Court's transmission of a certified copy of the
docket. Dkt. No. 7.
2
"the consequence of a documented, third-party technical communications disruption affecting
counsel's receipt of email/e-service communications during the relevant period." Id. at 3; see also
id. (where Sims adds that "[t]his case was also in a procedurally unusual posture"). Sims's motion
to set aside the Court's order also included an attachment containing his proposed opposition to
the CFPB's motion to dismiss. See Pl.'s Proposed Opp'n, Dkt. No. 11-1.
The CFPB opposed Sims's motion to set aside the Court's order. See Def. 's Opp'n, Dkt.
No. 13. The CFPB argues that Sims's motion "is meritless twice over: first, because [Sims] cannot
demonstrate entitlement to relief under Rule 60(b), and second, because relitigating the [CFPB's]
motion for dismissal without prejudice would not change its result." Id. at 1. Sims filed a reply,
see Pl. ' s Reply, Dkt. No. 14, and the matter is now ripe.
II. LEGAL STANDARD
"Rule 60(b) allows a party to seek relief from a final judgment, and request reopening of
his case, under a limited set of circumstances." Gonzalez v. Crosby, 545 U.S. 524, 528 (2005).
Relevant here are circumstances involving "mistake, inadvertence, surprise, or excusable neglect,"
Fed. R. Civ. P. 60(b)( 1), or where "any other reason .. . justifies relief," id. at 60(b)( 6). "The party
seeking relief from judgment bears the burden of proof." Norris v. Salazar, 277 F .R.D. 22, 25
(D.D.C. 2011) (BAH).
III. ANALYSIS
The CFPB argues that Sims' s motion "is meritless twice over: first, because [Sims] cannot
demonstrate entitlement to relief under Rule 60(b), and second, because relitigating the [CFPB's]
motion for dismissal without prejudice would not change its result." Def.'s Opp'n, Dkt. No. 13 at
1. The Court shall address each of these arguments in tum. Upon doing so, the Court concludes
that Sims has not demonstrated entitlement to relief for "excusable neglect" under Rule 60(b)( 1),
3
nor has he demonstrated that relitigating the CFPB' s motion for dismissal without prejudice would
change its result. Accordingly, the Court shall DENY Sims's [11] Motion to Set Aside Judgment.
A. Sims has not shown that he is entitled to relief for "excusable neglect" under
Rule 60(b)(l).
Rule 60(b)(I) states that a court may relieve a party from a final judgment for "excusable
neglect." Fed.R.Civ.P. 60(b)(l). The determination of"excusable neglect" is "an equitable matter
that requires consideration of, inter alia, the risk of prejudice to the non-movant, the length of
delay, the reason for the delay, including whether it was in control of the movant, and whether the
movant acted in good faith." Norris, 277 F.R.D. at 25. "Negligence, or even gross negligence, on
the part of counsel does not constitute the 'excusable neglect' warranting relief under this section
of the rule." Id. "Counsel typically must have some reasonable basis for not meeting a filing
deadline to show excusable neglect." Morrissey v. Mayorkas, 17 F.4th 1150, 1162 (D.C. Cir.
2021) (citation modified).
Sims has not shown excusable neglect. His primary argument is that his failure to oppose
the CFPB's motion to dismiss "was driven by a verified third-party communications disruption
that prevented reliable receipt of incoming email and certain e-service communications for
approximately three to four weeks, including the relevant deadline window, and only later began
to resolve as delayed messages 'trickled in."' Pl.' s Mot. at 5-{5. This explanation falls short of
justifying the relief sought. "In this Circuit, the law is clear: regardless of whether or not attorneys
receive electronic notice, they remain 'obligated to monitor the court's docket.'" Lutsenko v.
Pshnka, 282 F.R.D. 5, 8 (D.D.C. 2012) (CKK) (quoting Fox v. Am. Airlines, Inc., 389 F.3d 1291,
1294 (D.C. Cir. 2004)). Sims does not argue that the alleged "communications disruption"
interfered with his counsel's ability to monitor the Court's docket. "As a result, even if the Court
4
were inclined to credit [Sims's] explanation, it does not provide a basis to overlook his counsel's
failure to monitor the docket." Id. (collecting cases).
Moreover, the material submitted by Sims in support of his motion cuts against excusing
his attorney's neglect in monitoring the Court's docket. Sims filed a Notice along with his motion
for reconsideration. See Dkt. No. 11-6 (titled, "Notice of Recent Technical Communication
Failure Affecting Receipt of Email, Fax, and Electronic Service"). This Notice contains the wrong
case caption3 and indicates that it was filed on December 5, 2025. 4 See id. Upon checking the
docket for the erroneously captioned case, it appears that an identical Notice was indeed filed in
the Southern District of Texas on-December 5, 2025, which happened to be the deadline for Sims
to file a response in this matter. See Ford v. Pangea International Trading Co., et al., No. 25-cv-
916, 0kt. No. 26 (S.D. Tex.). Counsel for Sims therefore knew of the alleged technical issue
before Sims's deadline to respond to the CFPB had passed. See also Dkt. No. 11-8 at 4 (December
3, 2025, email where Sims's counsel appears to discuss running tests on his email system). But
instead of filing a similar notice with this Court on December 5, counsel for Sims decided to wait
an additional eleven days for the Court to grant the CFPB' s motion as conceded before filing not
only a similar notice, but the same exact notice. This cuts against relief here, as "[n]egligence, or
even gross negligence, on the part of counsel does not constitute the 'excusable neglect' warranting
relief under this section of the rule." Norris, 277 F.R.D. at 25.
Sims's subsidiary arguments fare no better. Sims suggests that the parties' dispute over
whether Sims had properly effectuated service supports granting equitable relief. Pl.'s Mot. at 7.
3 The case caption is for the case Ford v. Pangea International Trading Co., et al., No. 25-cv-916 (S.D. Tex.).
4
The Notice also contains a certification from Sims's attorney that "certify[ies] that on April 9, 2025, a true and
correct copy of the foregoing was served on all counsels of record" in the above-mentioned case in the Southern
District of Texas. Dkt. No. 11-6 at 6.
5
But he offers no legal support for this theory, and common sense would suggest otherwise: the
Court did not rule on the service dispute until it granted the CFPB' s motion to dismiss as conceded,
which means that, at all relevant times, Sims' s counsel declined to monitor the docket in this matter
despite knowing that his firm underwent an alleged "communications blackout," id., and knowing
that his client had a live issue in front of this Court. These circumstances do not support equitable
relief Nor can Sims rely on the catch-all provision found in Rule 60(b)(6). The Supreme Court
has "repeatedly held that relief under Rule 60(b)(6) is available only when Rules 60(b)(l) through
(b)(5) are inapplicable." BLOM Bank SAL v. Honickman, 605 U.S. 204,211 (2025) (cleaned up).
As the Court just detailed, and as Sims concedes, Rule 60(b )( 1) is applicable here, so Rule 60(b )( 6)
does not apply.
B. Sims has not demonstrated that relitigating the CFPB's motion for dismissal
without prejudice would change its result.
"It has long been established that as a precondition to relief under Rule 60(b ), the movant
must provide the district court with reason to believe that vacating the judgment will not be an
empty exercise or a futile gesture." Murray v. D.C., 52 F.3d 353,355 (D.C. Cir. 1995). "Although
the proffered claim or defense need not be ironclad,' a Rule 60(b) movant 'must at least establish
that it possesses a potentially meritorious claim or defense which, if proven, will bring success in
its wake."' Id. (quoting Teamsters, Chauffeurs, Warehousemen & Helpers Union, Loe. No. 59 v.
Superfine Transp. Co., 953 F.2d 17, 21 (1st Cir. 1992)). "Consequently, even iflack of notice of
a dispositive motion warrants granting reconsideration, [a movant] must still proffer ... a
potentially meritorious claim or defense in order to provide the district court with a basis for
concluding that granting reconsideration will not be a useless gesture." Id.
The CFPB moved to dismiss Sims' s action for lack of jurisdiction under the doctrine of
derivative jurisdiction. See Dkt. No. 9. "The derivative-jurisdiction doctrine arises from the theory
6
that a federal court's jurisdiction over a removed case derives from the jurisdiction of the state
court from which the case originated." McCain v. Soc. Sec. Admin., No. 23-cv-3288 (CKK), 2023
WL 9023171, at *1 (D.D.C. Dec. 29, 2023) (quoting Palmer v. City Nat'! Bank of W Va., 498
F.3d 236,244 (4th Cir. 2007)). "The term 'State court' includes the Superior Court of the District
of Columbia." 28 U.S.C. ยง 1442(d)(6). As the Supreme Court instructs,
The jurisdiction of the federal court on removal is, in a limited sense, a derivative
jurisdiction. If the state court lacks jurisdiction of the subject-matter or of the
parties, the federal court acquires none, although it might in a like suit originally
brought there have had jurisdiction.
Lambert Run Coal Co. v. Baltimore & OR. Co., 258 U.S. 377, 382 (1922). Accordingly, the
Court's "threshold determination is whether, prior to removal, the Superior Court ... had
jurisdiction of the subject matter" of Sims' s suit. McCain, 2023 WL 9023171, at * 1 (quoting
McKay-Shields v. First Washington Realty, Inc., No. 11-cv-01419 (RLW), 2012 WL 1076195, at
*2 (D.D.C. Mar. 30, 2012)). And "[a]lthough Congress has chosen to abrogate the derivative
jurisdiction doctrine for removals effectuated under 28 U.S.C ยง 1441, application of the derivative
jurisdiction doctrine remains valid where, like here, cases are removed under 28 U.S.C ยง 1442."
McKay-Shields, 2012 WL 1076195, at *2.
Sims's proposed opposition appears to concede that the derivative jurisdiction doctrine
applies to his claims. See Dkt. No. 11-1 ,i 22 (arguing that "[ o]nee the case was removed,
Plaintiffs claims fell squarely within the forum Congress designated for their adjudication"). And
rightfully so. Sims does not present any argument to suggest that the Superior Court had
jurisdiction over his federal claims brought under Title VII of the Civil Rights Act of 1964, see
Day v. Azar, 308 F. Supp. 3d 140, 145 (D.D.C. 2018) (holding that, because "the Superior Court
of the District of Columbia lacked jurisdiction over [plaintiffs] Title VII claims," the court "[could
not] derive removal jurisdiction over these claims under 28 U.S.C. ยง 1442(a)(l )"); the Americans
7
with Disabilities Act, see Edwards v. United States, No. 18-cv-2560 (KBJ), 2020 WL 2800605, at
*7 (D.D.C. May 29, 2020) ("... the ADA does not apply to the federal government."); the
Rehabilitation Act of 1973, see Andrews v. Mayorkas, No. 18-cv-315 (EGS), 2022 WL 19297053,
at *7 (D.D.C. Mar. 28, 2022) (explaining that "[t]he Rehabilitation Act adopts the jurisdictional
and procedural provisions of Title VII," which does not create a waiver of the United States'
sovereign immunity in Superior Court"); the Veterans' Preference Act, see Rowland v. Walker,
245 F. Supp. 2d 136, 138 n. 1 (D.D.C. 2003) (" ... there is no private right of action under the
Veterans Preference Act."), ajf'd, No. 03-5082, 2003 WL 21803321 (D.C. Cir. July 31, 2003); or
the Uniform Services Employment and Reemployment Rights Act, see Jolley v. United States, No.
21-cv-2709 (TSC), 2023 WL 3619415, at *5 (D.D.C. May 24, 2023) (explaining that the relevant
"administrative scheme does not provide for USERRA claims to be litigated before district
courts").
Nor does Sims present any argument to suggest that the Superior Court had jurisdiction
over his state-law claims brought under the D.C. Human Rights Act, see Burford v. Yellen, 246 F.
Supp. 3d 161, 181 (D.D.C. 2017) (RMC) (explaining that "sovereign immunity bars DCHRA
claims against the federal government") (citation modified); the D.C. Whistleblower Protection
Act, see Coulibaly v. Kerry, 213 F. Supp. 3d 93, 159 (D.D.C. 2016) ("The District of Columbia
Whistleblower Protection Act thus applies only to District of Columbia government employees
and to District of Columbia government employers."); the D.C. labor laws, see Greenhill v.
Spellings, 482 F.3d 569, 572 (D.C. Cir. 2007) (explaining that the Court of Federal Claims has
"exclusive" jurisdiction over contract-based claims against the federal government "when a
plaintiff seeks more than $10,000 in damages," as Sims does here); or the D.C. common law, see
McCain, 2023 WL 9023171, at * 1-2 (explaining that the FTCA vests the federal district courts
8
with "exclusive jurisdiction" over civil tort claims against the United States for money damages
caused by a federal government employee acting within the scope of their employment).
Accordingly, the Court shall deny Sims's motion because he has not shown that he has a
meritorious claim to justify his requested relief.
IV. CONCLUSION
For the foregoing reasons, it is hereby ORDERED that Sims's [11] Motion to Set Aside
Judgment is DENIED. This Memorandum Opinion shall be accompanied by a separate Order.
SO ORDERED.
Dated: September 18, 2026
COLLEEN KOLLAR-KOTELLY
United States District Judge
9