N. Harris v. City of Philadelphia; ~ Appeal of: M. Floyd
CourtCommonwealth Court of Pennsylvania
Date FiledOctober 27, 2026
Docket1653 C.D. 2024
JudgeTsai
StatusPublished
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Full Opinion
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Nathan Harris :
:
v. :
:
City of Philadelphia; Officer Diertra :
Cuffie; Officer Melvin Floyd; Officer :
Les Simmons; Officer Denia Starkes :
and Officer Le Vau Rudisill :
: No. 1653 C.D. 2024
Appeal of: Melvin Floyd : Argued: May 14, 2026
BEFORE: HONORABLE ANNE E. COVEY, Judge
HONORABLE STELLA M. TSAI, Judge
HONORABLE MARY HANNAH LEAVITT, Senior Judge
OPINION BY JUDGE TSAI FILED: October 27, 2026
Appellant Melvin Floyd (Floyd), a Philadelphia Police Officer, appeals from
the judgment entered by the Court of Common Pleas of Philadelphia County (trial
court) following a jury trial and the trial court’s denial of Floyd’s post-trial motions.
After review, we affirm the verdict in favor of Plaintiff with respect to the
compensatory damages, vacate the judgment, and remand for further proceedings.
I. BACKGROUND
On July 6, 2022, Appellee Nathan Harris (Harris or Plaintiff) and Michael
McMillian (McMillian) (collectively Plaintiffs) filed with the trial court a Complaint
in Civil Action against the City of Philadelphia (City) and Philadelphia Police
Officers Diertra Cuffie, Floyd, Les Simmons, Denia Starkes, and Le Vau Rudisill
(collectively, Individual Defendants) relating to an incident that occurred on July 10,
2020. Original Record (O.R.) at 16-27 (electronic pagination). Plaintiffs averred,
in part, that, on that date, Individual Defendants detained, searched, and arrested
Plaintiffs while conducting an investigation into the sale of illegal narcotics in the
area of 5742 Park Avenue in Philadelphia. Id. at 18-20. Plaintiffs averred that they
did not commit any criminal offenses or engage in conduct which justified the
actions of Individual Defendants. Id. at 21. Plaintiffs further averred that, during
the course of the arrest of Harris, Individual Defendants slammed Harris’s head onto
the roof of a car and placed handcuffs on his wrists in a tight manner, causing serious
and permanent injuries to his wrists, head, neck, and back. Id. at 20-21. Plaintiffs
raised numerous causes of action, including assault and battery, false arrest, false
imprisonment, abuse of process, invasion of privacy, and violations of civil rights
under the Pennsylvania Constitution. Id. at 21-25. Following the filing of
preliminary objections, by order dated January 12, 2023, the trial court dismissed
the City and the causes of action for invasion of privacy and violations of civil rights
under the Pennsylvania Constitution. Id. at 89.
Relevant to this appeal, Floyd testified at trial that on July 10, 2020, he took
part in serving a search warrant at 5742 Park Avenue. N.T. Trial, 10/7/24, at 26-29.
Floyd explained that he arrested McMillian outside of that property and handed
McMillian off to a uniformed police officer. Id. at 45-46. Floyd denied handcuffing
Harris. Id. at 37-38. Floyd testified that later he assisted Officer Sean Peacock
search the roof of a nearby building for a stash of drugs. Id. at 35-36, 48, 58; see
also Plaintiff’s Ex. G at 02:05-05:33 (video from Peacock’s body-worn camera).
Floyd further testified that, after searching the roof, he and Peacock walked to the
police wagon where Harris and McMillian were being held. N.T. Trial, 10/7/24, at
35-36, 177-178; see also Plaintiff’s Ex. G at 6:56-7:07. According to Floyd, he and
Peacock opened the back door of the wagon and briefly spoke with Harris and
2
McMillian before Floyd took McMillian out of the wagon. N.T. Trial, 10/7/24, at
36-39, 48, 52-53, 179; see also Plaintiff’s Ex. G at 7:07-7:55.
Harris’s counsel introduced body-worn camera video relating to the subject
incident. Of relevance, here, the video depicts that while Peacock was searching the
roof for drugs, other officers led Harris towards the police wagon. N.T. Trial,
10/7/24, at 35; Plaintiff’s Ex. G at 3:43-3:47, 3:58-4:00. Peacock then walked to the
edge of the roof and handed baggies that he had found to Floyd. Plaintiff’s Ex. G at
4:00-4:12.
Harris testified that on July 10, 2020, he drove McMillian to the 5700 block
of Park Avenue. N.T. Trial, 10/7/24, at 165-166. After McMillian got out of
Harris’s SUV, Harris parked further down the street and began looking at his cell
phone. Id. at 167. Harris explained that while he was sitting in his SUV, five police
officers surrounded him and ordered him to get out of the vehicle. Id. at 169. Harris
testified that Floyd grabbed him and then slammed him against the back of the SUV.
Id. at 169-170. Harris further testified that he protested Floyd twisting his arm as
Floyd handcuffed Harris. Id. at 171. According to Harris, after Floyd handcuffed
Harris, he handed Harris off to a uniformed police officer and then arrested
McMillian. Id. at 170, 172, 206. Harris identified himself in the video from
Peacock’s body-worn camera. Id. 10/7/24, at 176; see also Plaintiff’s Ex. G at 3:47.
Harris testified that Peacock later came back to the police wagon where Harris
was being held. N.T. Trial, 10/7/24 at 181; see also Plaintiff’s Ex. G at 40:01. Harris
asked Peacock to remove Harris’s wristwatch because the handcuffs were atop the
watch and both the watch and handcuffs were cutting into his wrist; Peacock
removed Harris’s watch. N.T. Trial, 10/7/24, at 182-183; see also Plaintiff’s Ex. G
at 40:08-40:25. Harris also testified that, when Peacock adjusted the handcuffs,
3
Harris’s wrists had a dark line on them at this time and they were swollen. N.T.
Trial, 10/7/24, at 183-184. Harris testified that an officer drove the police wagon to
the 35th Police District, and, by the time he arrived there, his hand was so numb that
he could not feel it. Id. at 186. He explained that his wrists were so swollen that the
handcuffs could not be removed normally, so police officers requested aid from the
neighboring fire station, and firefighters cut the handcuffs off of his wrists. Id. at
187. Harris testified that he sought medical treatment at Einstein Hospital later that
evening. Id. at 191-192. Harris maintained that as of the date of the trial, he still
had pain in his neck and wrists, and his mobility reduced compared to before the
arrest. Id. at 193-195.
On October 8, 2024, after a two-day trial, the jury found Floyd liable to Harris
for assault, battery, and false imprisonment.1 O.R. at 420-422. The jury awarded
$50,000 in compensatory damages and $375,000 in punitive damages. Id.
Floyd filed timely post-trial motions requesting entry of judgment
notwithstanding the verdict (JNOV), in the alternative a new trial based on the
weight of the evidence, and lastly remittitur of damages. Id. at 426. The trial court
entered an order denying Floyd’s post-trial motion for JNOV on October 30, 2024.
Id. at 501. The trial court subsequently entered orders denying the remaining claims
from Floyd’s post-trial motions on November 26, 2024. Id. at 504. The trial court
entered judgment that same day. Id. at 506-507.
1
Harris withdrew his complaint with respect to Defendant Le Vau Rudisill during the trial.
See N.T. Trial, 10/7/24, at 161. The trial court granted motions for nonsuit with respect to
Defendants Les Simmons and Denia Starkes (or Starks, both spellings appear in the trial court
record). See N.T. Trial, 10/7/24, at 249, 255. The jury found Defendant Diertra Cuffie not liable
on all counts. See N.T. Trial, 10/8/24, at 89-90. Additionally, the trial proceeded without
McMillian, who passed away at some point prior to trial. Trial Ct. Op. at 2.
4
Floyd filed a timely notice of appeal. The trial court, in its Rule 1925(a)
opinion, recommended that this Court affirm the trial court’s prior rulings with the
exception of the trial court’s ruling as to the post-trial motion for remittitur of the
punitive damages. Trial Ct. Op., 7/21/25, at 15-16. As to that motion, the trial court
requested that this Court remand the matter to the trial court so that the trial court
may remit the punitive damages. Id.
II. ISSUES
Floyd raises three issues on appeal: (1) the trial court erred by denying his
post-trial motion for JNOV; (2) the trial court erred by denying his post-trial motion
for a new trial based on the weight of the evidence; and (3) the trial court erred by
denying his post-trial motion for remittitur of the punitive damages.2 As stated
above, in its Rule 1925(a) opinion, the trial court changed its posture on the issue of
remittitur and is now asking this Court to remand for the purpose of remitting the
punitive damages award.
III. DISCUSSION
A. JNOV
In his first issue,3 Floyd argues that he “is entitled to judgment as a matter of
law because the video from Peacock’s body-worn camera demonstrates that Officer
2
In his Rule 1925(b) statement, Floyd included two additional claims regarding the denial
of his motion for summary judgment and the denial of his motion for a compulsory
nonsuit/directed verdict. However, because Floyd did not include these claims in his brief, they
are abandoned on appeal and therefore waived. See Yannone v. Town of Bloomsburg Code Appeal
Bd., 218 A.3d 1002, 1009 (Pa. Cmwlth. 2019) (stating that “[w]e decline to become substitute
counsel for [an] appellant, and as such, we will deem an issue abandoned where it has been
identified on appeal but not properly developed in [an] appellant’s brief” (citation and quotation
marks omitted)).
3
This Court has explained:
5
Floyd did not arrest or assault [Plaintiff], notwithstanding [Plaintiff’s] testimony to
the contrary at trial.” Floyd’s Brief at 14. Floyd contends that the trial court is not
required to credit the account of a witness where there is video evidence in the record
which “blatantly contradicts” that witness’s account. Id. (citing, inter alia, Sellers
v. Twp. of Abington, 106 A.3d 679, 690 (Pa. 2014)). Specifically, Floyd claims that
“the video from . . . Peacock’s body-worn camera blatantly contradicts [Plaintiff’s]
account that Officer Floyd was the officer who arrested him, and who slammed him
against his vehicle and handcuffed him in the process.” Id. at 14. Thus, Floyd
concludes that he is entitled to a judgment as a matter of law. Id. at 14-15.
Plaintiff responds that Floyd waived this issue because he did not argue in his
post-trial motion that the video contradicted Plaintiff’s testimony. Plaintiff’s Brief
at 10. Alternatively, Plaintiff contends that Floyd is not entitled to relief on this
claim because it is an attack on Plaintiff’s credibility. Id. at 12.
We may only reverse [a trial court’s entry or denial of JNOV] upon a showing that
the trial court clearly abused its discretion or committed an error of law. In
reviewing a motion for JNOV, the evidence must be considered in the light most
favorable to the verdict winner, who must be given the benefit of every reasonable
inference of fact arising [therefrom], and any conflict in the evidence must be
resolved in his or her favor. JNOV should only be entered in a clear case and all
doubts should be resolved in favor of the verdict winner. JNOV is properly granted
only where the movant is entitled to judgment as a matter of law or evidence is such
that no two reasonable minds could disagree that the outcome should have been
rendered in favor of the movant. A movant is entitled to judgment as a matter of
law when the court reviews the record and concludes that even with all factual
inferences decided adverse to the movant, the law requires a verdict in its favor.
Alternatively, JNOV may be granted on an evidentiary basis when the trial court
reviews the record and concludes that the evidence was such that a verdict for the
movant was beyond peradventure.
Carletti v. Dep’t of Transp., 190 A.3d 766, 776 n.4 (Pa. Cmwlth. 2018) (citation and quotation
marks omitted). Further, “[q]uestions of credibility and conflicts in the evidence are for the trial
court to resolve and the reviewing court should not reweigh the evidence.” Gehres v. Falls Twp.,
948 A.2d 249, 251 n.1 (Pa. Cmwlth. 2008) (citation and quotation marks omitted).
6
We disagree with Plaintiff’s contention that Floyd waived this issue. A review
of Floyd’s post-trial motion indicates that, although Floyd did not use the word
“contradict” in his post-trial motion for JNOV, he cited the timestamps of the video
several times to support his claim that Floyd was behind a house at the same time
Plaintiff was being escorted away from his vehicle, which was parked on the street;
therefore, it was “virtually impossible for Officer Floyd to have detained/arrested
Plaintiff.” O.R. at 430-431, ¶¶ 16-18 (citing, inter alia, Peacock’s body-worn
camera video at 3:59, 4:07). Therefore, we conclude that Floyd preserved this issue
about the video before the trial court, and we address the merits of this claim.
“A jury is entitled to believe all, part or none of the evidence presented. . . .
A jury can believe any part of a witness’ testimony that [it] choose[s], and [it] may
disregard any portion of the testimony that [it] disbelieve[s].” Martin v. Evans, 711
A.2d 458, 463 (Pa. 1998); see also Gehres, 948 A.2d at 251 n.1 (explaining that
“[q]uestions of credibility and conflicts in the evidence are for the trial court to
resolve and the reviewing court should not reweigh the evidence” (citation and
quotation marks omitted)).
The trial court summarized the evidence in its Rule 1925(a) opinion as
follows:
Here, the evidence viewed in the light most favorable to Harris supports
the verdict. The evidence showed Harris dropped McMill[i]an off at
McMill[i]an’s girlfriend’s home on the 5700 block of North Park
Avenue. Tr. 10/07/2024 at 166-169. Harris then lawfully parked his
car up the street, away from the NFU’s targeted investigation area, and
began to scroll on his phone. Id. Three to five minutes later, five police
officers surrounded Harris and yelled at him to “get the fuck out of the
car” with their guns drawn. Id. Harris identified Officer Floyd as the
officer who forcefully removed him from his car, slammed him against
his [SUV], and shackled him in handcuffs so tightly that his hands went
numb. Id. at 176. Officers had to call the Fire Department to remove
7
the handcuffs from Harris. This evidence alone, viewed in the light
most favorable to Harris, would support the verdict.
But that was not all. Officer Floyd took the stand and completely
denied Harris’[s] account. Officer Floyd testified he “never saw or had
interaction” with Harris on July 10, 2020. Id. at 29. Body-worn camera
footage, however, showed Officer Floyd speaking with Harris in the
back of a police van. Id. at 35-36. Officer Floyd’s denial of an
interaction with Harris notwithstanding the camera footage supports an
inference that he was not candid with the jury and had engaged in
willful misconduct. No reasonable juror would disagree that the
evidence supports the verdict when viewed in the light most favorable
to the non-moving party.
Trial Ct. Op. at 8-9.
Based on our review of the record, we discern no abuse of discretion or error
of law in the trial court’s denial of Floyd’s motion for JNOV. See Carletti, 190 A.3d
at 776 n.4. As noted above, “JNOV should only be entered in a clear case, and all
doubts should be resolved in favor of the verdict winner.” Id. Further, it is the
providence of the jury to resolve questions of credibility, and the jurors may choose
which portions of a witness’s testimony they believe. See Martin, 711 A.2d at 463;
Gehres, 948 A.2d at 251 n.1. To the extent that Floyd is arguing that Plaintiff’s
testimony at trial is not credible, he is not entitled to relief on those grounds because
this Court will not reweigh evidence or reassess the credibility of witnesses on
appeal. See Gehres, 948 A.2d at 251 n.1. Further, as explained above, the
body-worn camera footage depicts officers leading Harris towards the police wagon
while Floyd is assisting Peacock’s search of the roof of a nearby building. See
Plaintiff’s Ex. G at 3:43-3:47, 3:58-4:00. The video does not depict the moment
when Harris was handcuffed nor who handcuffed Harris. Therefore, even if this
Court could reassess the credibility of witnesses on appeal, contrary to Floyd’s
arguments, the body-worn camera footage does not “blatantly contradict” Harris’s
8
testimony that Floyd handcuffed him, and handed Harris off to a uniformed police
officer. See N.T. Trial, 10/7/24, at 170, 172, 206.
Floyd’s reliance on Sellers is misplaced because that case involved a motion
for summary judgment, not JNOV. In Sellers, our Supreme Court reviewed this
Court’s order affirming the trial court’s order entering summary judgment. See
Sellers, 106 A.3d at 680. The Sellers Court observed that an in-car camera recording
“blatantly contradict[ed]” the deposition testimony of one of the plaintiffs, and,
therefore, the trial court did not have to credit the plaintiffs’ version of the facts when
ruling on the motion for summary judgment. Id. at 690. The standard applicable to
a motion for summary judgment is not the same as the standard applicable to JNOV.
Compare Gehres, 948 A.2d at 251 n.1 (explaining that, in the context of JNOV,
“[q]uestions of credibility and conflicts in the evidence are for the trial court to
resolve and the reviewing court should not reweigh the evidence” (citation and
quotation marks omitted)), with Sellers, 106 A.3d at 690 (explaining that at the
summary judgment stage, a jury has not made any factual determinations).
Therefore, Sellers is not controlling, and, for the foregoing reasons, Floyd is not
entitled to relief on this claim.
B. Weight of the Evidence
Next, Floyd argues4 that the verdict was against the weight of the evidence.
Specifically, Floyd contends that the video from “the body-worn camera blatantly
4
This Court has explained:
A new trial based on weight of the evidence issues will not be granted unless the
verdict is so contrary to the evidence as to shock one’s sense of justice; a mere
conflict in testimony will not suffice as grounds for a new trial. Upon review, the
test is not whether this Court would have reached the same result on the evidence
presented, but rather after due consideration of the evidence found credible by the
jury, and viewing the evidence in the light most favorable to the verdict winner,
9
contradicts [the Plaintiff’s] account that Officer Floyd was the officer who arrested
[Plaintiff], and who slammed him against his vehicle and handcuffed him in the
process.” Floyd’s Brief at 16. Floyd claims that the video shows that he was
standing “many yards” away from Plaintiff when Plaintiff was led away from his
vehicle by another police officer. Id. Therefore, Floyd maintains that, because the
video “conclusively demonstrates” that he could not “have arrested and assaulted
[Plaintiff], the jury’s verdict in [Plaintiff’s] favor is ‘so contrary to the evidence as
to shock one’s sense of justice.’” Id. (quoting Dep’t of Gen. Servs. v. U.S. Mineral
Prods. Co., 927 A.2d 717, 723 (Pa. Cmwlth. 2007)).
Plaintiff responds that Floyd waived this issue because he did not argue that
the video contradicted Plaintiff’s testimony in his post-trial motion. Plaintiff’s Brief
at 16. Alternatively, Plaintiff contends that Floyd is not entitled to relief on this
claim because the video does not contradict Plaintiff’s trial testimony. Id. at 17.
First, we conclude that Floyd has not waived this issue, because, similar to his
claim for JNOV, Floyd preserved his challenge to the weight of the evidence for
appeal by raising it in his post-trial motion. See O.R. at 434-435. Therefore, we will
address the merits of this claim.
Here, the trial court concluded in its Rule 1925(a) opinion:
whether the court could reasonably have reached its conclusion. It is not the role
of an appellate court to pass on the credibility of witnesses or to act as the trier of
fact, and an appellate court will not substitute its [judgment] for that of the fact-
finder.
Further, [a]ppellate review of a weight claim is a review of the [trial court’s]
exercise of discretion, not of the underlying question of whether the verdict is
against the weight of the evidence.
Worley v. Cnty. of Delaware, 178 A.3d 213, 237-238 (Pa. Cmwlth. 2017) (citation omitted and
some formatting altered).
10
Here, the verdict did not shock the trial court’s sense of justice. Officer
Floyd testified he “never saw or had interaction” with Harris on July
10, 2020. Tr. 10/07/2024 at 29. But camera footage showed Officer
Floyd speaking with Harris in the back of the police van. Id. at 35-36.
This conflict between Officer Floyd’s testimony and the video footage
supports a finding by the trial court that the verdict was not against the
weight of the evidence.
Trial Ct. Op. at 10.
Based on our review of the record, we discern no abuse of discretion or error
of law in the trial court’s denial of Floyd’s motion for a new trial based on the weight
of the evidence. See Worley, 178 A.3d at 237-238. It is not the role of this Court
“to pass on the credibility of witnesses” or substitute our judgment for that of the
fact-finder. Id. at 238 (citation and quotation marks omitted). Rather, we review the
trial court’s exercise of discretion in granting or denying a request for a new trial.
See Worley, 178 A.3d at 237-238.
Floyd’s argument is that the verdict “shocks the conscience” because the
video evidence purportedly contradicts Plaintiff’s testimony; Floyd contends that the
body-worn camera footage of another officer escorting Harris from the car
contradicts Harris’s testimony that Floyd is the officer who arrested him. As
explained above, the body-worn camera footage, however, does nothing of the sort
because the body-worn camera footage does not depict the moment when Harris was
arrested and handcuffed. See Plaintiff’s Ex. G at 3:43-3:47, 3:58-4:00. Therefore,
we are not persuaded that the trial court abused its discretion by concluding that the
verdict did not shock its conscience. See Worley, 178 A.3d at 237-238. For the
foregoing reasons, Floyd is not entitled to relief on this claim.
C. Remittitur of Punitive Damages
In his final issue, Floyd argues that the trial court erred in denying his motion
for a remittitur of the punitive damages award. Specifically, Floyd claims that under
11
the three-factor test5 set forth in BMW of North America, Inc. v. Gore, 517 U.S. 559
(1996), the amount of punitive damages is so excessive that it violates his
constitutional right to due process. Floyd’s Brief at 16-19. Plaintiff responds that
Floyd waived this issue because he did not argue that the punitive damage award
was so excessive as to violate Floyd’s right to due process in his post-trial motion.
Plaintiff’s Brief at 20-21. Plaintiff contends that Floyd’s request for a remittitur of
the punitive damages was based on his claim that the amount of the award shocked
the conscience without any discussion of its constitutionality. Id. at 20. Floyd
responds that, although he sought a reduction of the punitive damages award on the
grounds that the award “shocks the conscience” and did not mention “due process”
in his post-trial motion, he sufficiently preserved this issue for appeal. Floyd’s Reply
Brief at 3-4.
1. Waiver
“[I]t is well-settled that an appellate court will not reverse an order based on
a theory that was not presented to [the trial court] and [was] raised for the first time
on appeal.” Whitacker-Reid v. Pottsgrove Sch. Dist., Bd. of Sch. Dirs., 160 A.3d
905, 913 n.14 (Pa. Cmwlth. 2017). Further, “the purpose of filing post-trial motions
is to allow the trial court the opportunity, while it still has jurisdiction, to correct the
errors asserted therein without expending the time and judicial energy in filing an
appeal to the appellate courts.” Arches Condo. Ass’n v. Robinson, 131 A.3d 122,
130 (Pa. Cmwlth. 2015). Lastly, “the doctrine of waiver applies even where the
5
As discussed in greater detail below, the three factors set out in Gore are “the degree of
reprehensibility of the [tort]; the disparity between the harm or potential harm suffered by [the
plaintiff] and his punitive damages award; and the difference between this remedy and the civil
penalties authorized or imposed in comparable cases.” Gore, 517 U.S. at 575.
12
issue is of constitutional dimensions.” In re T.W., 261 A.3d 409, 425 n.9 (Pa. 2021)
(citation and quotation marks omitted).
Our analysis of Plaintiff’s claim of waiver begins with the common law
approach to the assessment of a punitive damages award. In Pennsylvania, “the
amount of the punitive [damages] award is initially determined by a jury instructed
to consider the gravity of the wrong and the need to deter similar wrongful conduct.
The jury’s determination is then reviewed by trial and appellate courts to ensure that
it is reasonable.” The Bert Co. v. Turk, 298 A.3d 44, 59 (Pa. 2023) (Bert Co.)
(citation, footnote, and quotation marks omitted); see also Chin v. New Flyer of Am.,
Inc., 169 A.3d 689, 703 (Pa. Cmwlth. 2017) (explaining that this Court reviews a
trial court’s denial of a request for remittitur for an abuse of discretion).
In Bert Co., the Pennsylvania Supreme Court observed that “Pennsylvania
continues to follow the common law in the punitive damages arena.” Bert Co., 298
A.3d at 62. When the size of a punitive damages award is considered by our courts,
the United States Supreme Court’s jurisprudence overlays the operation of this
common law approach “to prevent constitutionally excessive awards.” Id. Under
this jurisprudence, the United States Supreme Court has “determined that
substantive due process principles serve as protections in punitive damages awards,
invoking the ‘fair notice’ principle embedded in the Due Process Clause [of the
Fourteenth Amendment to the United States Constitution] and proffering concepts
of ‘reasonableness’ and ‘adequate guidance from the [trial] court.’” Bert Co., 298
A.3d at 60 (quoting Pacific Mut. Life Ins. v. Haslip, 499 U.S. 1, 18 (1991)). “A
challenge to the constitutionality of a punitive damages award triggers de novo
review.” Id. at 58.
13
In Hollock v. Erie Insurance Exchange, 842 A.2d 409 (Pa. Super. 2004) (en
banc),6 the Superior Court addressed a challenge to the amount of punitive damages
as excessive under both the common law and the Due Process Clause of the
Fourteenth Amendment to the United States Constitution. See Hollock, 842 A.2d at
419-422. Specifically, the Hollock Court explained that, after concluding that the
punitive damages were not excessive under the common law standard, the Court
“must nevertheless undertake further review of the award to determine whether it
comports with the” constitutional right to due process, because “[w]hile a decision
to punish a tortfeasor by exacting punitive damages is an exercise of State power, it
must nevertheless comply with constitutional due process concerns.” Id. at 420;
accord Allstate Ins. Co. v. Dodson, 376 S.W.3d 414, 431-432 (Ark. 2011) (stating
that “[a]n analysis of an award of punitive damages is reviewed in a two-step
process: first, whether the award is consistent with state law, and second, whether it
violates the Due Process Clause, as analyzed by the United States Supreme Court in
[Gore]”).7
As explained above, there are different standards for reviewing punitive
damages for excessiveness, which depend on whether the claim relies on the
common law approach or is a constitutional due process claim. Compare Kirkbride
v. Lisbon Contractors, Inc., 555 A.2d 800, 803 (Pa. 1989) (discussing the common
law approach) with Bert Co., 298 A.3d at 58-60 (discussing the constitutional
standards). Further, the constitutional standard for determining if punitive damages
6
“In general, Superior Court decisions are not binding on this Court, but they offer
persuasive precedent where they address analogous issues.” Lerch v. Unemployment Comp. Bd.
of Rev., 180 A.3d 545, 550 (Pa. Cmwlth. 2018).
7
“We may consider decisions from other states as persuasive authority.” Hughes v. Pa.
Pub. Util. Comm’n, 322 A.3d 982, 991 n.7 (Pa. Cmwlth. 2024), appeal denied, 340 A.3d 267 (Pa.
2025).
14
are unconstitutionally excessive overlays, rather than replaces, the common law
standard. See Bert Co., 298 A.3d at 62. It remains unclear under Bert Co., however,
whether a challenge to the excessiveness of the punitive damages award must specify
whether the claim is rooted in the common law, the right to due process, or both.
Therefore, we decline to find waiver on the grounds that Floyd did not expressly
articulate both grounds in his challenge to the amount of punitive damages, and we
will address the merits of Floyd’s claim.
2. Merits
As discussed above, Floyd argues8 that under the three-factor test set forth by
the United States Supreme Court in Gore, the $375,000 punitive damages award is
so excessive that it violates his right to due process.9 Floyd’s Brief at 16-19. When
it comes to punitive damages, the United States Supreme Court has held the right to
substantive due process enshrined in the Fourteenth Amendment to the United States
Constitution requires “that a person receives fair notice not only of the conduct that
will subject him to punishment, but also of the severity of the penalty that a State
may impose.” State Farm Mut. Auto. Ins. Co. v. Campbell, 538 U.S. 408, 417 (2003)
(State Farm) (citation and quotation marks omitted); see also Bert Co., 298 A.3d at
71 (the same). Additionally, “punitive damages must have a ‘reasonable relationship
8
This Court has explained:
We review the trial court’s decision [denying a request for remittitur] for an abuse
of discretion. In reviewing a jury award, we cannot substitute our judgment for that
of the fact-finder and should give deference to the decisions of the trier of fact who
is usually in a superior position to appraise and weigh the evidence.
Chin, 169 A.3d at 703 (citations and quotation marks omitted). However, “[a] challenge to the
constitutionality of a punitive damages award triggers de novo review.” Bert Co., 298 A.3d at 58.
9
We note that Floyd focuses his arguments on appeal on the due process challenge to the
punitive damages; therefore, we focus our analysis on that issue.
15
to the harm that is likely to occur from the defendant’s conduct as well as to the harm
that actually occurred.’” Bert Co., 298 A.3d at 60 (quoting TXO Prod. Corp. v.
Alliance Res. Corp., 509 U.S. 443, 460 (1993)).
In Gore, the United States Supreme Court declined to impose a bright line
rule in examining whether a punitive damages award violates a person’s due process
rights. Instead, the Gore court articulated three “guideposts” for determining if an
award of punitive damages is grossly excessive:
(1) the degree of reprehensibility of the defendant’s misconduct;10
(2) the disparity between the actual or potential harm suffered by the plaintiff
and the punitive damages award; and
(3) the difference between the punitive damages awarded by the jury and the
civil penalties authorized or imposed in comparable cases.
See Gore, 517 U.S at 575. Of these three guideposts, “the most important indicium
of the reasonableness of a punitive damages award is the degree of reprehensibility
of the defendant’s conduct.” Id.
Here, regarding the first guidepost as to the issue of reprehensibility, the trial
court explained:
Officer Floyd’s willful misconduct was reprehensible. He assaulted,
battered, and falsely imprisoned Harris—a man who had simply been
sitting in a lawfully parked car scrolling the internet. The jury’s
10
In State Farm, the United States Supreme Court explained that it had instructed courts
to determine the reprehensibility of a defendant’s conduct by considering whether: (1) “the harm
caused was physical as opposed to economic;” (2) “the tortious conduct evinced an indifference
to or a reckless disregard of the health or safety of others;” (3) “the target of the conduct had
financial vulnerability;” (4) “the conduct involved repeated actions or was an isolated incident;”
and (5) “the harm was the result of intentional malice, trickery, or deceit, or mere accident.” State
Farm, 538 U.S. at 419. The Court stated that “[t]he existence of any one of these factors weighing
in favor of a plaintiff may not be sufficient to sustain a punitive damages award; and the absence
of all of them renders any award suspect.” Id.
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punitive damages award affirms the Commonwealth’s interest in
punishing unlawful conduct and deterring repetition.
Trial Ct. Op. at 12.
Next, regarding the second guidepost, that is, the disparity between the
punitive damages and the compensatory damages, the trial court stated:
Here, the jury awarded $375,000 in punitive damages and $50,000 for
actual harm. This yields a ratio of 7.5 to 1. This ratio comports with
due process even though the number falls close to the presumptively
unfair range. It is appropriate for courts to consider the “magnitude of
the potential harm that the defendant’s conduct would have caused . . .
if the wrongful plan had succeeded.” Bert Co., 298 A.3d at 76.
Potential harm considers the “possible harm to other victims that might
have resulted if similar future behavior were not deterred.” Id. It is
also understood as “harm that is likely to occur from the defendant’s
conduct.” Id.
Here, Officer Floyd slammed Harris’[s] head against his car, which
could have concussed Harris or any future victim of abusive police
conduct. Floyd then twisted Harris’[s] arm behind his back, which
could have broken his shoulder or arm, or the shoulder or arm of any
future, innocent by-stander. Finally, Officer Floyd could have
permanently damaged the nerves in Harris’[s] hands and wrists (or the
nerves of any future citizen near the scene of a crime) by cuffing him
so tightly the Fire Department had to intervene. In addition to these
physical harms, Floyd undermined the judicial system. Simply put, he
lied to the jury. He testified he had never interacted with Harris in
complete contradiction to video footage that show [sic] he had. False
testimony by the police could lead to erroneous verdicts. The perils of
this potential harm are too obvious and too numerous to list.
Trial Ct. Op. at 13-14 (some citations omitted).
Lastly, regarding the third guidepost, which requires a comparison of
comparable civil and criminal penalties, the trial court stated:
The trial court here could not find a civil penalty scheme for
comparable conduct. The best analogues for the torts charged here are
instead: (1) aggravated assault with intent to cause serious bodily
injury, a felony in the first degree, 18 Pa. C.S.[] § 2702(a)(1), (b);
(2) kidnapping, a felony in the first degree, 18 Pa. C.S.[] § 2901;
(3) false imprisonment, a misdemeanor in the second degree, 18 Pa.
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C.S.[] § 2903; and (4) perjury, a felony in the third degree, 18 Pa. C.S.[]
§ 4902. The maximum statutory fine for a felony in the first degree is
$25,000; for a felony in the third degree, $15,000; and for a
misdemeanor in the second degree, $5,000. 18 Pa. C.S.[] §1101(1), (3),
and (5).
Convictions for kidnapping and false imprisonment would merge,
leaving a maximum statutory fine at $25,000 for the combined offenses
of kidnapping and false imprisonment. Neither the aggravated assault
with intent to commit serious bodily injury nor the perjury would
merge, leaving an additional $25,000 and $15,000, respectively. The
total statutory maximum criminal fine for comparable conduct is
$65,000.
The difference between the punitive damages award in this case and the
statutory maximum criminal fine for comparable conduct is not nearly
as large as the delta in State Farm, 538 U.S. at 428 (striking down $145
million punitive damages award that dwarfed most relevant civil fine
of $10,000) and Gore, 517 U.S. at 584 (reversing punitive damages
award that exceeded most relevant state civil fraud penalty by ratio of
1000:1). But the difference here ($375,000 punitive award versus a
maximum statutory fine of $65,000) is large enough to raise “a
suspicious judicial eyebrow.” Id. at 583.
The difference, upon reflection, concerns the trial court. The trial court
respectfully requests that the Commonwealth Court remand for
remittitur of punitive damages to a number approximately mid-way
between the punitive damages award and the statutory maximum
criminal fine.
Trial Ct. Op. at 14-15 (some citations omitted).
Regarding the first factor, the degree of reprehensibility of the defendant’s
misconduct, Floyd asserts that his actions “do not rise to the level of reprehensibility
necessary to support the punitive damages award here, given the minimal physical
harm and the lack of repeat misconduct.” Floyd’s Brief at 16-17. More specifically,
Floyd claims that although Plaintiff went to the emergency room after he was
released from police custody, Plaintiff’s injuries were minor and were not
permanent. Id. at 21. Also, Floyd argues that there is no evidence that he acted
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indifferently to the health or safety of others nor is there evidence that Floyd had
engaged in repeated misconduct. Id. at 23-25.
As for the second factor, the disparity between the actual or potential harm
suffered by the plaintiff and the punitive damages award, Floyd contends that the
amount of the punitive damages award is excessive because the ratio between the
punitive damages and the compensatory damages awarded in this case is 7.5 to 1,
which