John H. Owoc v. The Liquidating Trustee on Behalf of the Liquidating Trust
CourtCourt of Appeals for the Eleventh Circuit
Date FiledAugust 10, 2026
Docket24-14048
StatusPublished
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Full Opinion
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FOR PUBLICATION
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 24-14048
Non-Argument Calendar
____________________
JOHN H. OWOC,
Plaintiff-Appellant,
versus
THE LIQUIDATING TRUSTEE ON BEHALF
OF THE LIQUIDATING TRUST,
Defendant-Appellee.
____________________
Appeal from the United States District Court
for the Southern District of Florida
D.C. Docket No. 0:23-cv-62016-RS,
Bkcy No. 0:22-bk-17842-PDR
____________________
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2 Opinion of the Court 24-14048
Before JORDAN, KIDD, and WILSON, Circuit Judges.
JORDAN, Circuit Judge:
We address in this appeal whether a corporate debtor’s Sub-
chapter S election constitutes property of the bankruptcy estate.
I
John Owoc founded VPX in 1993 and served as a director
and officer until 2023. In 1997, Mr. Owoc, as VPX’s sole share-
holder, elected to classify VPX as a Subchapter S Corporation pur-
suant to 26 U.S.C. § 1362(a). Put simply, S Corporation status (as
compared to the default C Corporation status) allows “relatively
small corporations to elect not to be taxed on most or all of their
income and, instead, to have their income, deductions and credits
allocated to their shareholders.” Douglas A. Kahn, Jeffrey H. Kahn,
& Terrence G. Perris, Taxation of S Corporations 2 (2008).
On October 10, 2022, VPX—along with co-debtors Bang En-
ergy Canada, Inc., JHO Intellectual Property Holdings, LLC, JHO
Real Estate Investment, LLC, Quash Seltzer, LLC, Rainbow Uni-
corn Bev LLC, and Vital Pharmaceuticals International Sales,
Inc.—filed a voluntary Chapter 11 bankruptcy petition. Five
months later, on March 9, 2023, a reconstituted board of VPX re-
moved Mr. Owoc from his position as Chief Executive Officer and
terminated his membership on the board. But Mr. Owoc remained
VPX’s sole shareholder.
In July of 2023, Mr. Owoc filed an emergency motion for
confirmation that the automatic bankruptcy stay, see 11 U.S.C.
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24-14048 Opinion of the Court 3
§ 362, did not apply to revocation of VPX’s Subchapter S status, or,
alternatively, for relief from the stay. The bankruptcy court denied
the motion. It reasoned that “[b]ecause [VPX’s] S election gives it
the valued right to avoid tax liability, the S election is property of
the estate and therefore protected by the automatic stay.” In re Vital
Pharms., 655 B.R. 374, 392 (Bankr. S.D. Fla. 2023).
That same month, VPX sold its assets to Blast Asset Acquisi-
tion, LLC, a subsidiary of Monster Energy Company. Then, pursu-
ant to the reorganization plan, VPX’s remaining interests were au-
tomatically and irrevocably vested in a trust. Thereafter, Mr. Owoc
filed an expedited motion for relief from the automatic stay so that
he could terminate VPX’s Subchapter S election. The bankruptcy
court denied that motion.
Mr. Owoc appealed the first bankruptcy court decision to
the district court, and the trustee moved to dismiss the appeal as
moot. The district court denied the motion to dismiss. It then con-
solidated Mr. Owoc’s appeals of the first and second bankruptcy
decisions and granted his request for certification of a direct appeal
to this court.
This appeal presents four issues: (1) whether this appeal is
constitutionally or equitably moot; (2) whether the law of the case
doctrine bars Mr. Owoc’s arguments; (3) whether the bankruptcy
court erred in concluding that VPX’s Subchapter S status consti-
tuted property of the bankruptcy estate within the meaning of 11
U.S.C. § 541; and (4) whether the doctrine of laches precludes Mr.
Owoc from seeking his requested relief. Following review of the
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record and the parties’ briefs, we reverse. On the merits, we hold
that a corporate debtor’s Subchapter S election is not property of
the bankruptcy estate because that election belongs to the share-
holder and not the corporate debtor.
II
“‘In bankruptcy, mootness comes in a variety of flavors,’” see
Reynolds v. Servisfirst Bank (In re Stanford), 17 F.4th 116, 121 (11th
Cir. 2021) (quoting In re PW, LLC, 391 B.R. 25, 33 (9th Cir. BAP
2008)), and constitutional and equitable mootness are the two fla-
vors relevant here. The trustee argues that Mr. Owoc’s appeal is
moot because the following events establishing VPX’s federal in-
come tax liability have occurred: (1) the sale of VPX’s assets to Blast
Asset Acquisition has closed; (2) VPX’s remaining interests have
been transferred to the trust; (3) VPX’s final tax return as an S Cor-
poration has been filed with the IRS; and (4) VPX’s shares—held
by Mr. Owoc—have been cancelled. In the trustee’s view, Mr.
Owoc cannot retroactively revoke or terminate VPX’s Subchapter
S status for the relevant tax year, and his requested relief cannot be
granted.
A
“Constitutional mootness is jurisdictional and derives from
the case-or-controversy requirement of Article III.” In re Stanford,
17 F.4th at 121. “We lack jurisdiction once an appeal becomes moot
because it can no longer ‘be characterized as an active case or con-
troversy.’” United States v. Alhindi, 97 F.4th 814, 820 (11th Cir. 2024)
(quoting Adler v. Duval Cnty. Sch. Bd., 112 F.3d 1475, 1477 (11th Cir.
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24-14048 Opinion of the Court 5
1997)). Within the meaning of Article III, “an appeal becomes moot
‘only when it is impossible for a court to grant any effectual relief
whatever to the prevailing party.’” Id. (quoting Knox v. Serv. Emps.
Int’l Union, Loc. 1000, 567 U.S. 298, 307 (2012) (internal quotation
marks omitted)). “That is, even if full relief is no longer available,
an appeal does not become moot when some relief remains possi-
ble.” Id. (citing Church of Scientology of Cal. v. United States, 506 U.S.
9, 12–13 (1992)).
Revocation of a company’s Subchapter S status requires con-
sent from the majority of its shareholders. See 26 U.S.C.
§ 1362(d)(1)(B) (“An election may be revoked only if shareholders
holding more than one-half of the shares of stock of the corporation
on the day on which the revocation is made consent to the revoca-
tion.”). But the company—not its shareholders—must file a state-
ment of revocation, signed by the corporate officer who is author-
ized to sign the company’s Form 1120-S, with the IRS. See 26 C.F.R.
§§ 1.1362-2(a), 1.1362-6(a)(3). Mr. Owoc concedes that he cannot
compel VPX executives to file revocation paperwork with the IRS
(and did not appeal that portion of the bankruptcy court’s order).
But, Mr. Owoc says, the bankruptcy court could appoint
him as an officer to submit the statement of revocation. And if the
shares are reinstated, Mr. Owoc would seek to revoke the Subchap-
ter S election. Alternatively, if the bankruptcy court rules that the
shares may be reissued retroactively, Mr. Owoc unilaterally may
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6 Opinion of the Court 24-14048
seek to terminate the Subchapter S status retroactively by transfer-
ring shares to an ineligible taxpayer pursuant to 26 U.S.C.
§ 1362(d)(2).
The trustee, and the government as amicus curiae, argue
that the IRS lacks the authority to grant Mr. Owoc that relief under
the plain text of the § 1362(d)(1)(C) of the Internal Revenue Code:
(i) a revocation made during the taxable year and on
or before the 15th day of the 3d month thereof shall
be effective on the 1st day of such taxable year, and
(ii) a revocation made during the taxable year but af-
ter such 15th day shall be effective on the 1st day of
the following taxable year.
These dates for the 2023 tax year have long passed. But, if the bank-
ruptcy court’s order is reversed, Mr. Owoc argues that he may still
seek retroactive relief from the IRS through a private letter ruling.
A private letter ruling is “a written statement issued to a taxpayer
or his authorized representative by the National Office [of the IRS]
which interprets and applies the tax laws to a specific set of facts.”
26 C.F.R. § 601.201(2). The Secretary of the Treasury has discretion
in deciding whether to make a tax ruling retroactive. See 26 U.S.C.
§ 7805(b).
The government asserts that “case law” dictates that the IRS
could not grant Mr. Owoc his requested retroactive relief but has
not cited any case (or regulatory authority) stating that a private
letter ruling could not override the ordinary rules for the S-termi-
nation year. See Gov’t Amicus. Br. at 5. Even so, we need not decide
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24-14048 Opinion of the Court 7
whether the IRS would likely or definitively grant such relief be-
cause constitutional mootness does not require hurdling such a
high bar. The Supreme Court has cautioned us against “act[ing] as
a court of first view, plumbing the [Tax] Code’s complex depths in
the first instance to assure ourselves that [the trustee] is correct
about its contention that no relief remains legally available.” MOAC
Mall Holdings LLC v. Transform Holdco LLC, 598 U.S. 288, 296 (2023)
(internal quotation marks and citation omitted).
The trustee’s argument seems to ignore that courts can
sometimes “undo” what has been done. See id. (quoting Chafin v.
Chafin, 568 U.S. 165, 173 (2013)). Mr. Owoc has a concrete interest
in the reversal of the bankruptcy court’s order denying his request
for confirmation that the automatic stay does not apply to revoca-
tion or termination of VPX’s Subchapter S status. The effect of such
a reversal on the ultimate tax status of VPX does not moot this case.
Nor does the effect of a reversal on the transfer and sale of VPX’s
assets render this case constitutionally moot.
At this point, Mr. Owoc does not seek to revest himself with
property from the trust. He does not claim ownership of any assets
now owned by Blast. He instead seeks to retroactively relieve the
tax burden passed onto him as the former sole shareholder of VPX.
We are not convinced that it is impossible to grant such relief, and
therefore this case is not constitutionally moot. See Bennett v. Jeffer-
son Cnty., 899 F.3d 1240, 1246 (11th Cir. 2018) (appeal by county
sewer ratepayers of order confirming County’s Chapter 9 plan was
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8 Opinion of the Court 24-14048
constitutionally moot even if plan’s consummation might limit the
scope of remedies available to the ratepayers).
B
“Equitable mootness is, as the name suggests, a doctrine of
equity that moots an appeal because of (1) the effects of a reversal
on third parties who have relied on a bankruptcy court’s order or
(2) the complexity and difficulty of unwinding a contested transac-
tion.” In re Stanford, 17 F.4th at 121 (citing In re PW, LLC, 391 B.R.
at 33). “If a third party has altered its position in reliance on a bank-
ruptcy court’s order or a transaction is simply too complex or diffi-
cult to unwind, an appeal may be moot as a matter of equity.” Id.
“Equitable mootness is a discretionary doctrine,” not a jurisdic-
tional one. Fla. Agency for Health Care Admin. v. Bayou Shores SNF,
LLC (In re Bayou Shores SNF, LLC), 828 F.3d 1297, 1328 (11th Cir.
2016).
We consider several factors, including (1) whether a stay
pending appeal has been obtained; (2) whether the plan has been
substantially consummated; (3) whether the type of relief sought
by the appellant would affect the interest of third parties; and
(4) whether the requested relief would affect the reemergence of
the debtor as a revitalized entity. See Bennett, 899 F.3d at 1248;
Ullrich v. Welt (In re Nica Holdings, Inc.), 810 F.3d 781, 786 (11th Cir.
2015) (citing First Union Real Estate Equity & Mortg. Invs. v. Club As-
socs. (In re Club Assocs.), 956 F.2d 1065, 1069 n.11 (11th Cir. 1992)).
“No single factor is determinative, and a court must consider ‘all
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24-14048 Opinion of the Court 9
the circumstances of the case to decide whether it can grant effec-
tive relief.’” In re Nica Holdings, Inc., 810 F.3d at 786 (quoting In re
Club Assocs., 956 F.2d at 1069).
1
Mr. Owoc argues that the trustee waived the equitable
mootness argument by not raising it in the district court. We as-
sume without deciding that an appellee need not raise issues before
the district court where, as here, the appellant obtained a direct ap-
peal to the circuit court. First, some courts have raised equitable
mootness sua sponte. See, e.g., Pitassi v. Deutsche Bank Nat’l Tr. Co.
(In re Pitassi), 666 B.R. 706, 713 (B.A.P. 1st Cir. 2025). Second, and
practically, the issues that equitable mootness seeks to prevent—
that is, the unfolding of transactions pursuant to a bankruptcy plan
absent a stay—are exacerbated in a situation like this one where
more transactions have taken place since the ruling in the bank-
ruptcy or district court. See In re Nica Holdings, Inc., 810 F.3d at 786.
Third, this is an area where we have discretion; “[e]quitable moot-
ness is a discretionary doctrine that permits courts sitting in bank-
ruptcy appeals to dismiss challenges (typically to confirmation
plans) when effective relief would be impossible.” In re Bayou Shores
SNF, LLC, 828 F.3d at 1328.
2
We therefore take up the equitable mootness factors. The
parties agree that Mr. Owoc did not seek a stay pending appeal. He
maintains that he did not do so because (1) based on its ruling that
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10 Opinion of the Court 24-14048
VPX’s Subchapter S status was property of the estate, not the share-
holders, the bankruptcy court would likely not grant him a stay
pending appeal; (2) he is not challenging the plan itself; and (3) he
is not seeking to unwind transactions that were taken in reliance
on the plan.
Mr. Owoc is, however, seeking to reinstate his shares. Be-
low, he sought to enjoin the trustee from extinguishing his equity
interest in VPX, a request which was denied by the bankruptcy
court. These shares would be worthless because VPX’s assets have
been sold to Blast. Therefore, the reinstatement of shares would
simply put Mr. Owoc back in the position to seek revocation or
termination.
The trustee says that a change in VPX’s tax status will bur-
den the trust, but the trust is not an affected third party here. In-
deed, the bankruptcy court made a similar finding on the record in
the related adversarial proceeding. See Bankr. D.E. 29 at 50, No. 23-
01246-PDR (S.D. Fla. Dec. 30, 2023) (“No other parties would seem
to be impacted by that result, because if reinstated, and the S-elec-
tion is revoked, then in theory Mr. Owoc’s tax liability would be
terminated, and the estate would be obligated for the taxes, but
that then becomes an issue between the IRS and the estate.”). If
VPX is worthless as an entity, it is unclear how retroactively chang-
ing its tax status will burden its creditors. The sheer complexity of
that issue does make Mr. Owoc’s requested relief impossible to
provide.
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24-14048 Opinion of the Court 11
Accordingly, the first and second factors—whether a stay
pending appeal has been obtained and whether the plan has been
substantially consummated—weigh against deciding Mr. Owoc’s
appeal. But the third and fourth factors—whether the type of relief
sought by the appellant would affect the interest of third parties,
and whether the requested relief would affect the reemergence of
the debtor as a revitalized entity—weigh in favor of deciding the
appeal. The latter two factors demonstrate that, while a reversal of
the bankruptcy court’s decision will present complexities on re-
mand, we can still grant some effective relief.
Mr. Owoc is presently burdened by the bankruptcy court’s
imposition of the automatic stay on VPX’s Subchapter S status. Be-
cause reversal of the bankruptcy court’s decision would provide
Mr. Owoc a chance to argue for reinstatement of his shares and
request relief from the IRS, we can afford him relief without greatly
disturbing the plan. See 7 Collier on Bankruptcy ¶ 1129.09 (16th ed.
2019) (explaining that equitable mootness reserves a court’s “pru-
dential and discretionary ability to decline to rule on the ap-
peal . . . when effective relief would be impossible”) (citing In re
Nica Holdings, Inc., 810 F.3d at 786). This appeal is not equitably
moot.
III
The trustee next argues that the appeal is defeated by Mr.
Owoc’s failure to immediately appeal the bankruptcy court’s July
30, 2023, order denying, in part, his emergency motion for confir-
mation that the automatic stay does not apply to revocation of
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12 Opinion of the Court 24-14048
VPX’s Subchapter S status. In other words, if Mr. Owoc wanted to
continue to pursue Subchapter S status revocation as a form of re-
lief (or dispute the bankruptcy court’s preliminary finding that VPX
controlled the decision to revoke its Subchapter S status or make
the “close the books” election), he needed to appeal this interim
order.
This, the trustee says, is because the July 30 order was a final
order on Mr. Owoc’s only valid form of requested relief—revoca-
tion of the Subchapter S status under § 1362(d)(1)—and thus his
failure to appeal this order is fatal. Moreover, the trustee argues
that the law of the case doctrine applies and thus Mr. Owoc waived
his rights to challenge the bankruptcy court’s conclusions in the
revocation order.
Mr. Owoc responds that the July 30 order was not a final
appealable order within the meaning of 28 U.S.C. § 158(a)(1). As he
sees it, that order only partially denied his motion and deferred rul-
ing on whether the Subchapter S status was the property of the es-
tate. We agree with Mr. Owoc’s reading of the July 30 order.
It is well-settled that “a final order in a bankruptcy proceed-
ing is one that ends the litigation on the merits and leaves nothing
for the court to do but execute its judgment.” Clay Cnty. Bank v.
Culton (In re Culton), 111 F.3d 92, 93 (11th Cir. 1997) (citing In re
Tidewater Group, Inc., 734 F.2d 794, 795–96 (11th Cir. 1984)). Accord
Barben v. Donovan (In re Donovan), 532 F.3d 1134, 1136–37 (11th Cir.
2008) (stating that “to be final, a bankruptcy court order must com-
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24-14048 Opinion of the Court 13
pletely resolve all of the issues pertaining to a discrete claim, in-
cluding issues as to the proper relief”) (internal quotation marks
and citations omitted). In its July 30 order, the bankruptcy court
ruled on only “part of the relief requested” in Mr. Owoc’s motion.
Bankr. D.E. 1746 at 2, No. 22-17842-PDR (S.D. Fla. Sept. 30, 2023).
It declined to compel VPX “to file a statement revoking its S Elec-
tion and to file an election allocating its income and expenses based
on the ‘close the books’ approach under 26 U.S.C. § 1362 and
Treasury Regulation § 1-1362-6.” Id. It then deferred ruling on
other issues raised by Mr. Owoc’s motion, including other avenues
for Mr. Owoc to “attempt to effectuate a revocation” of VPX’s S
election. See id.
Moreover, the bankruptcy court “reserve[d] jurisdiction to
enter a memorandum opinion more fully explaining its reasoning
for declining to compel [VPX] to file a statement revoking its S
[e]lection and to file an election allocating its income and expenses
based on the ‘close the books’ approach[.]” Id. Accordingly, the July
30 order did not “completely resolve all of the issues pertaining” to
Mr. Owoc’s motion relating to the revocation of VPX’s Subchapter
S status. See In re Donovan, 532 F.3d at 1137.
For the same reason, this is not “a legal decision made at one
stage of the litigation, unchallenged in a subsequent appeal when
the opportunity existed,” that “becomes the law of the case for fu-
ture stages of the same litigation.” United States v. Escobar-Urrego,
110 F.3d 1556, 1560 (11th Cir. 1997) (quoting Williamsburg Wax Mu-
seum v. Historic Figures, 810 F.2d 243, 250 (D.C. Cir. 1987)). Mr.
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14 Opinion of the Court 24-14048
Owoc properly waited for the final appealable order entered on Oc-
tober 6, which expanded the bankruptcy court’s reasoning from the
July 30 order.
Finally, it is not true that Mr. Owoc only sought one form
of relief below, thereby waiving arguments relating to different
forms of relief here. In his motions below, Mr. Owoc sought con-
firmation that the automatic stay would not apply to revocation or
termination of VPX’s Subchapter S status. We are therefore as-
sured that Mr. Owoc has cleared any procedural hurdles. His ap-
peal is not moot, constitutionally or equitably, and he did not
waive or forfeit any arguments relating to our substantive review.
IV
We now consider the heart of this appeal: whether Subchap-
ter S status is property of the bankruptcy estate. An automatic stay
in a bankruptcy proceeding applies to “any act to obtain possession
of property of the estate or of property from the estate or to exer-
cise control over property of the estate.” 11 U.S.C. § 362(a)(3). Ac-
cord 2 Norton Bankr. L. & Prac. § 43:4 (3d ed. 2008 & Apr. 2026
update) (“By its terms, the automatic stay imposed under Code
§ 362(a) only applies to actions against the debtor, property of the
debtor, and property of the estate.”). The automatic stay, there-
fore, does not apply to Mr. Owoc’s attempts to revoke or terminate
VPX’s S status if the status is not property of VPX or its estate.
A
We review “de novo the question of law whether a debtor’s
interest is property of the bankruptcy estate.” Witko v. Menotte (In
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24-14048 Opinion of the Court 15
re Witko), 374 F.3d 1040, 1042 (11th Cir. 2004) (citing Bell-Tel Fed.
Credit Union v. Kalter (In re Kalter), 292 F.3d 1350, 1352 (11th Cir.
2002)). “De novo review requires the court to make a judgment
independent of the bankruptcy court’s, without deference to that
court’s analysis and conclusions.” Kaiser Aerospace & Elecs. Corp. v.
Teledyne Indus., Inc. (In re Piper Aircraft Corp.), 244 F.3d 1289, 1295
(11th Cir. 2001) (citation omitted).
B
The Bankruptcy Code defines “property of the estate” as “all
legal or equitable interests of the debtor in property as of the com-
mencement of the case[.]” 11 U.S.C. § 541(a)(1). “Although the es-
tate is construed broadly, Congress expressly cautioned that the
Bankruptcy Code is not intended to expand the debtor’s rights
against others more than they exist at the commencement of the
case.” In re Witko, 374 F.3d at 1042–43 (internal quotation marks
and citations omitted). “The trustee could take no greater rights
than the debtor himself had.” Id. at 1043 (alterations adopted). Alt-
hough state law often governs the extent of a debtor’s property in-
terests, the parties generally agree that the question here is resolved
by the provisions of the Internal Revenue Code concerning Sub-
chapter S status.
The Third Circuit has answered the question before us,
holding that Subchapter S status, “a tax classification over which
the debtor has no control[,] is not a ‘legal or equitable interest of
the debtor in property’ for purposes of § 541.” Majestic Star Casino,
LLC v. Barden Dev., Inc. (In re Majestic Star Casino, LLC), 716 F.3d 736,
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757 (3d Cir. 2013) (alteration adopted). As explained below, we
agree with the Third Circuit’s conclusion.
The parties’ arguments focus on who exercises control over
VPX’s tax status and who reaps the benefits of the continuing Sub-
chapter S status. We address each in turn.
It is axiomatic that a property interest often includes the
property owner’s right to dominion and control. See, e.g., 73 C.J.S.
Property § 43 (2014 ed. & Apr. 2026 update) (“An incident of own-
ership is the right to exercise dominion and control over one’s
property.”); Black’s Law Dictionary 967 (12th ed. 2024) (defining a
property interest as an “interest, perhaps including rights of posses-
sion and control”); United States v. Craft, 535 U.S. 274, 283 (2002)
(stating that “in determining whether a federal taxpayer’s state-law
rights constitute property or rights to property, the important con-
sideration is the breadth of the control the taxpayer could exercise
over the property”) (internal quotation marks omitted, citation
omitted, and alteration adopted); Arrowsmith v. United States (In re
Health Diagnostic Lab’y, Inc.), 578 B.R. 552, 566 (Bankr. E.D. Va.
2017) (collecting cases characterizing control as the factor “of criti-
cal importance” in the question of whether Subchapter S status
constitutes a property right). The critical events concerning Sub-
chapter S status largely fall within the shareholders’ control. For
example, the election of such status requires unanimous share-
holder consent. See 26 U.S.C. § 1362(a)(2) (“An election under this
subsection shall be valid only if all persons who are shareholders in
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24-14048 Opinion of the Court 17
such corporation on the day on which such election is made con-
sent to such election.”).
The termination of Subchapter S status can be achieved in
three ways. First, the majority of shareholders can consent to re-
voke that status. See § 1362(d)(1)(B). Second, the company can
cease to be a small business corporation. See § 1362(d)(2). This
would occur when an individual shareholder transfers his or her
shares to a corporate entity. See §§ 1361(b)(1)(B), (c)(2), (c)(6). This
could also occur if a shareholder transfers his or her shares to “a
nonresident alien.” § 1361(b)(1)(C). It is also true that a corporation
could also terminate Subchapter S status by issuing new classes of
stock or by issuing more than 100 shares to individual shareholders.
See §§ 1361(b)(1)(A), (b)(1)(D). Shareholders could then, of course,
vote to replace the board members of the corporation if they are
displeased with the decisions concerning the issuance of shares.
Moreover, “a corporation’s directors must observe their fiduciary
responsibilities in issuing new shares; otherwise the shares may be
subject to cancellation.” 3 Cox & Hazen, Law of Corporations
§ 16:22 (3d ed. 2010 & Nov. 2025 update). Third, Subchapter S sta-
tus ceases when the corporation (1) “has accumulated earnings and
profits at the close of each of 3 consecutive taxable years, and [(2)]
has gross receipts for each of such taxable years more than 25 per-
cent of which are passive investment income.” § 1362(d)(3)(A)(i).
Passive investment income is contingent on “market action.” In re
Health Diagnostic Lab’y, Inc., 578 B.R. at 567. Accordingly, the share-
holders control the creation and termination of eligibility for Sub-
chapter S status. See id. (“The corporation has no unilateral control
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18 Opinion of the Court 24-14048
over any of the events that could trigger S corporation status revo-
cation.”). See also In re Majestic Star Casino, 716 F.3d at 755 (“The tax
status of the entity is entirely contingent on the will of the share-
holders.”).
Setting aside the right to control Subchapter S status, the
trustee focuses on the corporation’s right to benefit from that sta-
tus. This position seeks support from the Supreme Court’s pre-
Bankruptcy Code decision in Segal v. Rochelle, 382 U.S. 375 (1966),
which held that a certain tax attribute (net operating loss car-
rybacks) was property of the estate under § 70(a)(5) of the Bank-
ruptcy Act of 1898.
“Subsequent cases extended the holding in Segal to the right
to use NOLs to offset future tax liability (a ‘loss carryforward’).” In
re Majestic Star Casino, LLC, 716 F.3d at 753. See also Official Comm.
of Unsecured Creditors v. PSS Steamship Co. (In re Prudential Lines,
Inc.), 928 F.2d 565, 573 (2d Cir. 1991) (holding “that the right to a
carryforward attributable to its $74 million NOL was property of
[the] bankruptcy estate”). “NOLs are tax deductible and may be
carried back and applied against income in previous years (car-
ryback), or carried forward and applied against income in subse-
quent years (carryforward).” Id. at 567 (citing 26 U.S.C. § 172
(1988)).
NOLs differ from Subchapter S status in material ways. For
example, “a debtor in possession of NOLs has a defined amount of
them at the time of the bankruptcy filing; they are a function of the
debtor’s operations prior to bankruptcy and are not subject either
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24-14048 Opinion of the Court 19
to revocation by the shareholders or termination by the IRS.” In re
Majestic Star Casino, LLC, 716 F.3d at 755. Additionally, while the
value of Subchapter S status is variable, “[t]he value of an NOL is
readily determinable as a tax refund immediately available to the
bankruptcy estate to the extent that it is applied to prior years’ earn-
ings, and it is still subject to relatively clear estimation if the debtor
decides to carry it forward against future earnings.” Id. at 755–56.
We think that there are two fundamental problems with ap-
plying the reasoning of the NOL cases to Subchapter S status. First,
by its terms, the Internal Revenue Code “does not, and cannot,
guarantee a corporation’s right to S-corp status, because the corpo-
ration’s shareholders may elect to revoke that status ‘at will.’” Id.
at 756 (quoting § 1362(d)(1)(B)). Second, we cannot accept that
Subchapter S status confers a benefit on the estate on the theory
that the corporation would keep the proceeds from the sale but
pass the tax liability to the shareholders, and then would have more
money to pay creditors. See 5 Collier on Bankruptcy ¶ 541.01 (16th
ed. 2019) (“It is from estate property that that the debtor’s creditors
will be paid.”). To do so would expand the assets of the estate be-
yond what it was at the commencement of the bankruptcy pro-
ceeding. See 11 U.S.C. § 541(a)(1). And that we cannot do. See, e.g.,
In re Suter, 181 B.R. 116, 119 (Bankr. N.D. Ala. 1994) (“Bankruptcy
does not create interests in property that did not exist otherwise.”)
(citing In re Louisiana World Exposition, Inc., 832 F.2d 1391, 1399 (5th
Cir. 1987)). Cf. United States v. Annamalai, 939 F.3d 1216, 1228 (11th
Cir. 2019) (post-petition receivables and donation were not part of
the bankruptcy estate of a temple). “Thus, the analogy of S-corp
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20 Opinion of the Court 24-14048
status to NOLs is of limited validity.” In re Majestic Star Casino, LLC,
716 F.3d at 756.
Enjoyment of a benefit alone does not create a property in-
terest. See Bd. of Regents of State Colleges v. Roth, 408 U.S. 564, 577
(1972) (“To have a property interest in a benefit, a person clearly
must have more than an abstract need or desire for it. He must
have more than a unilateral expectation of it. He must, instead,
have a legitimate claim of entitlement to it.”). Here it is the sub-
stantial control that the shareholders exercise over the corpora-
tion’s tax status that sounds in property rights. Put differently, “a
corporation cannot claim a legal or equitable property interest to a
valuable benefit that another party has the power to legally revoke
at any time.” In re Health Diagnostic Lab’y, Inc., 578 B.R. at 565 (cit-
ing In re TMT Procurement Corp. v. Vantage Drilling Co., 764 F.3d 512,
523–24 (5th Cir. 2014)). We therefore conclude that Subchapter S
status is not property of the estate.
V
The trustee argues, in any event, that the doctrine of laches
should bar Mr. Owoc’s secondary request—that is, relief from the
automatic stay so that he may terminate, rather than revoke, VPX’s
Subchapter S status under § 1362(d)(2). In the trustee’s view, Mr.
Owoc inexcusably delayed his request for the bankruptcy court’s
approval to terminate VPX’s status until after the closing of the
sale. Mr. Owoc responds that he “could not have known” that the
bankruptcy court “would depart from the one court of appeals and
every lower court to address the issue of whether S Corporation
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24-14048 Opinion of the Court 21
status is property of the estate in the last ten years.” Br. for Appel-
lant at 43. He maintains that he “moved quickly to lift the auto-
matic stay to terminate VPX’s status as an S Corporation under 26
U.S.C. § 1362(d)(2) to ensure that he had sought every possible
means of relief below.” Id.
“To establish laches, [the moving party] must demonstrate
1) a delay in asserting a right or a claim, 2) that the delay was not
excusable, and 3) that there was undue prejudice to the party
against whom the claim is asserted.” AmBrit, Inc. v. Kraft, Inc., 812
F.2d 1531, 1545 (11th Cir. 1986). “‘When the district court has
weighed the proper factors in determining whether a defendant has
proven the eleme