Ayers v. Neugebauer
CourtCourt of Appeals for the Fifth Circuit
Date FiledJuly 16, 2026
Docket25-10572
StatusPublished
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Full Opinion
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United States Court of Appeals
for the Fifth Circuit
____________
United States Court of Appeals
Fifth Circuit
No. 25-10572
____________ FILED
July 16, 2026
In the Matter of With Purpose, Incorporated, Lyle W. Cayce
Clerk
Debtor,
James N. Ayers; the J. Nicholas Ayers 2021 Irrevocable
Trust; Ayers Family Holdings, L.L.C.,
Appellants,
versus
Toby Neugebauer,
Appellee.
______________________________
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 3:23-CV-2250
______________________________
Before Elrod, Chief Judge, and Smith and Wilson, Circuit Judges.
Jennifer Walker Elrod, Chief Judge:
This appeal arises out of the Chapter 7 bankruptcy of With Purpose,
Inc., formerly doing business as GloriFi, a financial technology start-up.
Toby Neugebauer, a co-founder of GloriFi, and the Ayers parties, one of
whom was a co-founder of GloriFi and the others of which were early
investors in GloriFi, have engaged in several disputes related to the collapse
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of the company. See In re With Purpose, Inc., No. 23-30246-MVL7, 2025 WL
271469, at *3 and n.1–2 (Bankr. N.D. Tex. Jan. 22, 2025) (discussing
Delaware and Georgia litigation involving these parties). One such dispute
was an arbitration that began prior to the bankruptcy, in which the Ayers
parties doggedly pursued a deposition of Neugebauer that extended past
With Purpose, Inc.’s Chapter 7 filing date.
In this appeal, we consider whether the Ayers parties’ pursuit of
Neugebauer’s deposition in that arbitration beyond the Chapter 7 filing date
violated the automatic stay triggered by the bankruptcy filing. The parties
dispute whether Neugebauer has prudential standing to pursue this claim
against the Ayers parties, whether the Ayers parties willfully violated the
automatic stay, and whether the bankruptcy court erred in the amount of
damages it imposed for this violation. As the bankruptcy court and district
court did not err on any of these questions, we AFFIRM.
I
Prior to its bankruptcy, With Purpose, Inc. filed claims against the
Ayers parties in arbitration. The Ayers parties filed counterclaims against
both With Purpose, Inc., and Neugebauer. When With Purpose, Inc. filed
for Chapter 7 bankruptcy in February 2023, the Ayers parties stopped
pursuing their counterclaims against the debtor, consistent with the
automatic stay, but continued to pursue the claims against Neugebauer,
taking the position that the automatic stay did not affect those claims.
Over the next several months, the Ayers parties sought a deposition
of Neugebauer. Neugebauer failed to appear for two depositions noticed for
late February and mid-March 2023—the second time over the orders of the
arbitrator. The Ayers parties then filed supplemental claims against
Neugebauer on May 1, 2023, in advance of the third re-noticed deposition on
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May 3. Neugebauer once again refused to appear, despite a threat of
sanctions, and the arbitrator issued monetary sanctions.
The arbitrator ordered a new deposition, but Neugebauer moved in
the bankruptcy court to enforce the automatic stay. The bankruptcy court
stayed the fourth-noticed deposition and ordered a further hearing on the
actions of the Ayers parties in the arbitration. In July 2023, before the
hearing, the Ayers parties and the debtor came to an agreement regarding the
arbitration claims that affected the bankruptcy estate, and the Ayers parties
dropped those claims, including a fiduciary-duty claim against Neugebauer.
A fraudulent-inducement claim filed before the bankruptcy and the May 1
supplemental claims against Neugebauer all remained live in the arbitration
after that agreement.
The bankruptcy court determined that the Ayers parties had willfully
violated the automatic stay by attempting to depose Neugebauer and awarded
Neugebauer actual damages. It held that Neugebauer could enforce the
automatic stay based on this court’s opinion in St. Paul Fire & Marine
Insurance Co. v. Labuzan, 579 F.3d 533 (5th Cir. 2009), but, in the alternative,
held that the damages were appropriate pursuant to Section 105 of the
Bankruptcy Code and the bankruptcy court’s inherent contempt powers, 11
U.S.C. § 105(a). The district court affirmed. On appeal, the Ayers parties
contend that Neugebauer lacked prudential standing to enforce the stay, that
they did not willfully violate the stay, and that the bankruptcy court erred in
its award of attorney’s fees.
II
We apply “the same standard of review to the bankruptcy court’s
conclusions of law and findings of fact that the district court applied.” Elbar
Invs., Inc. v. Prins (In re Okedokun), 968 F.3d 378, 386 (5th Cir. 2020) (quoting
Lejeune v. JFK Cap. Holdings (In re JFK Cap. Holdings, LLC), 880 F.3d 747,
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751 (5th Cir. 2018)). In this case, that requires de novo review for questions
of law and mixed questions of law and fact and clear error review for
questions of fact. Id.
III
A
We first consider whether Neugebauer has standing to pursue his
claim for alleged violation of the automatic stay and/or to recover damages
under the Bankruptcy Code. The Ayers parties argue that because
Neugebauer’s role as a creditor was not the source of his injury, he falls
outside the zone of interests that the automatic stay provision is intended to
protect. This is incorrect. 1
Under St. Paul Fire & Marine Insurance Co., a creditor can sue to
enforce the automatic stay. 579 F.3d at 543. The parties do not dispute that
Neugebauer is a creditor. By the simple transitive property, he can enforce
the automatic stay. The Ayers parties contest this simple logic by suggesting
that the claims that the Ayers parties were pursuing did not affect the rights
of the creditors. As discussed below, at least one of the claims belongs to the
estate and therefore has a direct impact on creditors’ recovery.
Even had he not been a creditor, Neugebauer falls within the plain
language of the statute, which provides that “an individual injured by any
willful violation of a stay provided by this section shall recover actual
damages, including costs and attorneys’ fees.” 11 U.S.C. § 362(k).
Neugebauer expended substantial resources dealing with the willful violation
_____________________
1
The Ayers parties are wrong regardless of whether, as Neugebauer argues, the
zone-of-interests test was abrogated by Lexmark International, Inc. v. Static Control
Components, Inc., 572 U.S. 118, 127–28 (2014). Neugebauer falls within the plain language
of the statute and within our court’s reading of the statute under the zone-of-interests test.
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of the automatic stay, as described below. “This is a classic pocketbook
injury sufficient to give [him] standing.” Tyler v. Hennepin County, 598 U.S.
631, 636 (2023) (citing TransUnion LLC v. Ramirez, 594 U.S. 413, 425
(2021)). He can thus recover damages. 2
B
We turn now to whether the Ayers parties willfully violated the
automatic stay. “[T]o establish an actionable violation of the automatic
stay,” Neugebauer must show: “(1) that [the Ayers parties] knew of the
existence of the stay; (2) that [their] actions were willful; and (3) that [their]
actions violated the automatic stay.” Campbell v. Countrywide Home Loans,
Inc., 545 F.3d 348, 355 (5th Cir. 2008).
The first two elements are not meaningfully in dispute. The Ayers
parties certainly knew about the automatic stay: they notified the arbitrator
of its existence and stopped pursuing their claims against the debtor. And
the Ayers parties do not challenge the willfulness prong—nor could they.
Willfulness does not require specific intent to violate the automatic stay, only
knowledge of the stay and intent to take the action that violates the stay. Id.
(quoting In re Chesnut, 422 F.3d 298, 302 (5th Cir. 2005)). As the actions
involved here could not have been inadvertent and occurred after the Ayers
parties had knowledge of the automatic stay, the second element is met, as
well.
_____________________
2
The bankruptcy court suggested that, even if Neugebauer did not fall within the
group protected by the statute, it could award these damages as sanctions “pursuant to
Section 105 of the Bankruptcy Code and [that] Court’s inherent contempt powers.” The
district court agreed. See Ayers v. Neugebauer, No. 3:23-CV-2250-L, 2025 WL 963076, at
*6 (N.D. Tex. Mar. 28, 2025). We do not. However, because we agree that Neugebauer
is “an individual injured” under Section 362(k), the bankruptcy court’s inherent powers
are not at issue here.
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Thus, the loadbearing question is whether the Ayers parties’ actions
violated the automatic stay. We hold that they do. Their breach-of-fiduciary-
duty claim, filed before the bankruptcy began, arose out of duties that
“Neugebauer owed [to] Third-Party Claimants, the Company’s other
shareholders, and the Company itself.” Fiduciary-duty claims are property
of the estate and, as such, are subject to the automatic stay. Compare Schertz-
Cibolo-Universal City Indep. Sch. Dist. v. Wright (In re Educators Grp. Health
Tr.), 25 F.3d 1281, 1286 (5th Cir. 1994) (holding that fiduciary-duty claims
belonged solely to the bankruptcy estate and not to creditors), with 11 U.S.C.
§ 362(a)(3) (stating that the automatic stay extends to acts “to obtain
possession of property of the estate . . . or to exercise control over property
of the estate”). Moreover, the Ayers parties implicitly acknowledged that
the estate controls their breach-of-fiduciary-duty claim when they agreed to
dismiss it in coordination with the estate. Yet they still pursued this claim,
among others, after the automatic stay went into effect by attempting to
depose Neugebauer in relation to the claim. They therefore acted “to
exercise control over property of the estate,” which violates the automatic
stay. 11 U.S.C. § 362(a)(3).
Because the Ayers parties knew of the automatic stay and willfully
violated it, we affirm the bankruptcy court’s decision to award damages.
C
The Ayers parties further argue that the district court erred in the
amount it awarded in attorneys’ fees, contending that even if we do not
reverse and vacate the damages award altogether, we should substantially
reduce the award of attorneys’ fees. We disagree.
Attorney’s fees are available under Section 362(k), including fees
incurred in enforcing the automatic stay. 11 U.S.C. § 362(k); Young v. Repine
(In re Repine), 536 F.3d 512, 522 (5th Cir. 2008). In most cases, courts review
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an award of attorneys’ fees for abuse of discretion, as the district court did
here. See Ayers, 2025 WL 963076, at *5 (N.D. Tex. Mar. 28, 2025) (first
citing Cadle Co. v. Pratt (In re Pratt), 524 F.3d 580, 584 (5th Cir. 2008); and
then citing In re Cahill, 428 F.3d 536, 539 (5th Cir. 2005)) (applying abuse of
discretion standard). However, because the statute here mandates an award
of attorneys’ fees, see 11 U.S.C. § 362(k) (“[A]n individual injured by any
willful violation of a stay provided by this section shall recover actual
damages, including costs and attorneys’ fees.” (emphasis added)), the
district court erred in applying abuse-of-discretion review. We must instead
review the bankruptcy court’s award for clear error. See In re Repine, 536 F.3d
at 520, 522; McMaster v. Small (In re Small), 486 F. App’x 436, 440 (5th Cir.
2012).
The Ayers parties levied most of their current complaints in the
bankruptcy court. Ayers, 2025 WL 963076, at *4–5. These complaints
include unrelated work listed on the bills, the emergency nature of the work,
duplicative staffing, and the possibility that the costs would have been
incurred regardless. The bankruptcy court clearly took them into account in
determining the final amount of the award, reviewing the billing “line-by-
line” and discounting the requested award by eliminating line items that
reflected unrelated tasks and by halving the amount on account of duplicative
staffing. Id. at *5. The Ayers parties have not pointed to anything suggesting
that the bankruptcy court clearly erred in its incorporation of their
suggestions, beyond their continued dissatisfaction with the fee award.
Simply reiterating what they view as problems with Neugebauer’s attorneys’
billing practices does not provide a sufficient basis on which to reverse the
bankruptcy and district courts.
The Ayers parties add one further argument as to why the attorneys’
fees were too high: that fees associated with Neugebauer’s state-court lawsuit
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should not have been incorporated into the award. 3 Neugebauer’s
state-court lawsuit attempted to stay the arbitration that the Ayers parties
had pursued in violation of the automatic stay. And Neugebauer would not
have needed to pursue a state-law stay had the Ayers parties abided by the
automatic stay. The bankruptcy court therefore did not clearly err in
awarding attorneys’ fees from the state-court lawsuit as part of the “actual
damages” associated with the Ayers parties’ violation of the automatic stay.
See 11 U.S.C. § 362(k).
* * *
Because the Bankruptcy Code entitles Neugebauer to damages caused
by a willful violation of the automatic stay, because the Ayers parties willfully
violated the automatic stay, and because the bankruptcy court did not clearly
err in its calculation of the damages award, we AFFIRM.
_____________________
3
The Ayers parties did raise this argument in the district court, but the district
court did not address it specifically. See Ayers, 2025 WL 963076, at *4–5. (“Third,
Appellants contend that any fees related to the state court lawsuit filed by Appellee ‘should
be recoverable because that lawsuit involved Neugebauer’s application to stay the JAMS
arbitration.’”). At no point have the Ayers parties suggested a specific amount by which
the award should be reduced for this allegedly improper inclusion.
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