Donald Smith v. Sonya Slott
CourtCourt of Appeals for the Eleventh Circuit
Date FiledJune 1, 2026
Docket24-13383
StatusPublished
📰 News Coverage: Read the LAWS.com news report on this case
Full Opinion
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 1 of 7
FOR PUBLICATION
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 24-13383
____________________
In re: NO RUST REBAR, INC.,
Debtor.
___________________________________
DONALD SMITH,
GLOBAL ENERGY SCIENCES, LLC,
RAW ENERGY MATERIALS CORP.,
RAW MATERIAL CORP.,
RAW, LLC,
Plaintiffs-Appellants,
YELLOW TURTLE DESIGN, LLC,
Plaintiff,
versus
SONYA SALKIN SLOTT,
GREEN TECH DEVELOPMENT, LLC,
Defendants-Appellees.
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 2 of 7
2 Opinion of the Court 24-13383
____________________
Appeal from the United States District Court
for the Southern District of Florida
D.C. Docket No. 0:22-cv-61666-RKA
____________________
Before WILLIAM PRYOR, Chief Judge, and BRASHER and ABUDU, Cir-
cuit Judges.
WILLIAM PRYOR, Chief Judge:
This appeal requires us to decide whether a bankruptcy
court erred when it ordered the substantive consolidation of four
entities it found were alter egos of the debtor entity. Donald Smith
owns and operates the debtor entity, No Rust Rebar, and four
other non-debtor entities. After finding that those entities operate
from the same location, commingle assets, and fail to maintain cor-
porate formalities, the bankruptcy court granted the trustee’s mo-
tion to substantively consolidate them. Because the bankruptcy
court had the power to make that determination and any proce-
dural error in granting the motion was harmless, we affirm.
I. BACKGROUND
Donald Smith owns and operates No Rust Rebar. Smith also
owns and controls four other entities: Raw Materials, Raw Energy
Materials, Global Energy Sciences, and Raw. He is the “sole officer
and Director” of Raw Materials and Raw Energy Materials and the
“sole and managing member” of Global Energy Sciences and Raw.
Smith described No Rust and the non-debtor entities as “a family”
that works together to produce and sell products made from basalt
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 3 of 7
24-13383 Opinion of the Court 3
fiber. Each entity has the same principal place of business except
Global Energy Sciences, which lists the address for Smith’s home.
No Rust filed a voluntary Chapter 11 bankruptcy petition in
2021. A creditor moved to convert the case to a Chapter 7 liquida-
tion. As part of that proceeding, Smith was deposed as the corpo-
rate representative for each of the non-debtor entities. The bank-
ruptcy court then held a four-day evidentiary hearing at which
Smith testified based on his knowledge as the representative of
each of the non-debtor entities.
After the evidentiary hearing, the bankruptcy court con-
verted the case to a Chapter 7 liquidation. In its conversion order,
it found that No Rust and the non-debtor entities are “a group of
commingled entities whose responsibilities, assets, and liabilities
were constantly shuffled to fit Smith’s needs or whims.” It relied
on Smith’s testimony that No Rust and the non-debtor entities
“failed to maintain corporate formalities largely because [they
were] all closely held companies that he personally controlled.”
And it found that “Smith commingled No Rust’s assets with those
of the [non-debtor entities] and possibly himself, regularly trans-
ferred assets between No Rust and other [non-debtor entities] at
his sole discretion and failed to maintain sufficient records showing
the nature of those transfers and transactions.”
The bankruptcy court appointed Sonya Slott to serve as trus-
tee. Slott moved to substantively consolidate the non-debtor enti-
ties into the estate based on their substantial identity. Slott served
a copy of the motion and notice of a hearing on each of the non-
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 4 of 7
4 Opinion of the Court 24-13383
debtor entities by first-class mail at the same address. She served
the same on Smith personally at the same address. She also served
all No Rust’s creditors, all known creditors of the non-debtor enti-
ties, and all potential interested parties, none of whom objected.
The non-debtor entities all objected to the motion. Repre-
sented by the same counsel that represents No Rust, they objected
to issue preclusion and personal jurisdiction and argued that sub-
stantive consolidation required an adversary proceeding and an ad-
ditional evidentiary hearing. They did not argue that substantive
consolidation was improper based on the factors we identified in
Eastgroup Properties v. Southern Motel Ass’n, 935 F.2d 245, 249–50
(11th Cir. 1991), or explain how an additional evidentiary hearing
would change the outcome. At the first hearing on the motion, the
bankruptcy court invited the non-debtor entities to submit supple-
mental briefing regarding any substantive arguments. But the non-
debtor entities made the same procedural arguments in their sup-
plemental brief and at a second hearing without meaningfully ad-
dressing the merits of substantive consolidation.
The bankruptcy court granted the consolidation motion. It
reviewed each of the Eastgroup factors to determine whether sub-
stantive consolidation was proper. It found that “Smith is the prin-
cip[al], majority shareholder, and president” of No Rust and each
of the non-debtor entities. Each of the entities “operated out of the
same location” and “used the same corporate emblem” on their
checks. And it found that Smith “commingled No Rust’s assets with
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 5 of 7
24-13383 Opinion of the Court 5
the assets” of the non-debtor entities. The non-debtor entities ap-
pealed to the district court, where they made only procedural ar-
guments. The district court affirmed the substantive consolidation
order.
II. STANDARDS OF REVIEW
“As the second court to review the judgment of the bank-
ruptcy court, we review the order of the bankruptcy court inde-
pendently of the district court.” In re TOUSA, Inc., 680 F.3d 1298,
1310 (11th Cir. 2012). “We review determinations of law made by
either court de novo.” Id. “We review the findings of fact of the
bankruptcy court for clear error.” Id. “An error is presumed harm-
less unless it affected the substantial rights of a party.” In re Club
Assocs., 951 F.2d 1223, 1234 n.13 (11th Cir. 1992) (citation and inter-
nal quotation marks omitted). “The party asserting error has the
burden of proving that the error prejudiced a substantial right of
that party.” Id. (citation and internal quotation marks omitted).
III. DISCUSSION
We held in Eastgroup that “bankruptcy courts have the
power to order substantive consolidation” and outlined “a standard
. . . by which to determine whether to grant a motion for substan-
tive consolidation.” 935 F.2d at 248–50. Substantive consolidation
allows a bankruptcy court to determine threshold issues, such as
who the debtor is and what property comprises the estate. It is use-
ful where nominally distinct entities, in fact, share a “substantial
identity.” See, e.g., id. at 249–50; In re Auto-Train Corp., 810 F.2d 270,
276 (D.C. Cir. 1987). Where an entity is “a mere instrumentality or
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 6 of 7
6 Opinion of the Court 24-13383
alter ego of the bankrupt corporation, with no independent exist-
ence of its own, equity . . . favor[s] disregarding the separate corpo-
rate entities” via consolidation. In re Gulfco Inv. Corp., 593 F.2d 921,
928 (10th Cir. 1979); see also In re Bonham, 229 F.3d 750, 764 (9th Cir.
2000) (“Substantive consolidation enables a bankruptcy court to
disregard separate corporate entities, to pierce their corporate veils
in the usual metaphor, in order to reach assets for the satisfaction
of debts of a related corporation.” (alteration adopted) (citation and
internal quotation marks omitted)).
The bankruptcy court did not err in concluding that substan-
tive consolidation of the debtor’s alter egos was proper. It con-
ducted a thorough analysis of the substantive consolidation factors
we outlined in Eastgroup, and it found that No Rust and the non-
debtor entities are effectively one.
The non-debtor entities do not argue that the bankruptcy
court erred in that analysis. Instead, they insist that substantive
consolidation requires an adversary proceeding. But even if it does,
granting substantive consolidation by motion was harmless error.
See FED. R. BANKR. P. 9005 (incorporating the harmless-error stand-
ard of review into bankruptcy proceedings); FED. R. CIV. P. 61.
The non-debtor entities have failed to prove how granting
substantive consolidation by motion affected their substantial
rights. Each entity received adequate notice and an opportunity to
be heard before the motion was granted. See United States v. Owen,
963 F.3d 1040, 1052 (11th Cir. 2020) (“Because the district court
gave [the party] notice and an opportunity to be heard[,] . . . any
USCA11 Case: 24-13383 Document: 39-1 Date Filed: 06/01/2026 Page: 7 of 7
24-13383 Opinion of the Court 7
error that the district court made was harmless.”). Slott served a
copy of the substantive consolidation motion and notice of the
hearing on each non-debtor entity by first-class mail, the same
manner of personal service required for an adversary proceeding.
See FED. R. BANKR. P. 7004(b). The non-debtor entities object only
that the filing was styled as a motion instead of a complaint and
was served without a summons. Even so, the non-debtor entities
all objected to the motion represented by the same counsel at the
substantive consolidation hearings.
The non-debtor entities also argue that they were entitled to
a new evidentiary hearing. But they fail to explain what another
evidentiary hearing would have done for them. They do not chal-
lenge the bankruptcy court’s application of the Eastgroup factors or
the facts underlying its analysis. Instead, they raise only procedural
objections to the substantive consolidation order. Smith and the
non-debtors argued that they were “ready to go fact for fact” and
would put on “numerous” witnesses other than Smith to point out
“errors in the Court’s findings.” But when pressed by the bank-
ruptcy court, they failed to explain how those errors would change
the analysis. And they could not tell us either.
IV. CONCLUSION
We AFFIRM the substantive consolidation order.