State v. Ammons
Citation984 N.W.2d 330, 31 Neb. Ct. App. 489
Date Filed2022-12-27
DocketA-21-812
Cited3 times
StatusPublished
Full Opinion (html_with_citations)
Nebraska Supreme Court Online Library
www.nebraska.gov/apps-courts-epub/
01/03/2023 08:04 AM CST
- 489 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
State of Nebraska, appellee, v.
Marvel D. Ammons, appellant.
___ N.W.2d ___
Filed December 27, 2022. No. Aâ21â812.
1. Effectiveness of Counsel: Appeal and Error. Appellate review of a
claim of ineffective assistance of counsel is a mixed question of law
and fact.
2. ____: ____. When reviewing a claim of ineffective assistance of coun-
sel, an appellate court reviews the factual findings of the lower court for
clear error.
3. ____: ____. With regard to the questions of counselâs performance or
prejudice to the defendant as part of the two-pronged test articulated in
Strickland v. Washington, 466 U.S. 668,104 S. Ct. 2052
,80 L. Ed. 2d 674
(1984), an appellate court reviews such legal determinations inde-
pendently of the lower courtâs decision.
4. Postconviction: Evidence. In an evidentiary hearing on a motion for
postconviction relief, the trial judge, as the trier of fact, resolves con-
flicts in the evidence and questions of fact.
5. Postconviction: Constitutional Law. Postconviction relief is a very
narrow category of relief, available only to remedy prejudicial constitu-
tional violations that render the judgment void or voidable.
6. Postconviction: Effectiveness of Counsel: Proof: Appeal and Error.
In order to obtain a new direct appeal as postconviction relief, the
defendÂant must show, by a preponderance of the evidence, that the
defendant was denied his or her right to appeal due to the negligence or
incompetence of counsel, and through no fault of his or her own.
7. Postconviction: Effectiveness of Counsel: Appeal and Error. To
establish a right to postconviction relief based on a claim of ineffec-
tive assistance of counsel, the defendant has the burden, in accordance
with Strickland v. Washington, 466 U.S. 668,104 S. Ct. 2052
,80 L. Ed. 2d 674
(1984), to show that counselâs performance was deficient;
- 490 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
that is, counselâs performance did not equal that of a lawyer with ordi-
nary training and skill in criminal law. Next, the defendant must show
that counselâs deficient performance prejudiced the defense in his or
her case.
8. Effectiveness of Counsel: Presumptions. The two prongs of the test
for ineffective assistance of counsel may be addressed in either order,
and the entire ineffective assistance analysis should be viewed with the
strong presumption that counselâs actions were reasonable.
9. Postconviction: Effectiveness of Counsel: Presumptions: Appeal
and Error. A lawyer who disregards specific instructions from the
defendant to file a notice of appeal acts in a manner that is profession-
ally unreasonable. In such circumstances where counsel deficiently fails
to file or perfect an appeal, prejudice will be presumed and counsel
will be deemed ineffective, thus entitling the defendant to postconvic-
tion relief.
10. Effectiveness of Counsel: Appeal and Error. In those cases where the
defendant neither instructs counsel to file an appeal nor asks that an
appeal not be taken, whether counsel has performed deficiently by not
filing a notice of appeal is determined using a reasonableness inquiry
that considers whether counsel consulted with the defendant about
an appeal.
11. Effectiveness of Counsel: Appeal and Error: Words and Phrases. In
the context of a claim of ineffectiveness of counsel, the term âconsultâ
means advising the defendant about the advantages and disadvantages of
taking an appeal, and making a reasonable effort to discover the defendÂ
antâs wishes.
12. Effectiveness of Counsel: Appeal and Error. If counsel has consulted
with the defendant, counsel performs in a professionally unreasonable
manner only by failing to follow the defendantâs express instructions
with respect to an appeal.
13. ____: ____. If counsel has not consulted with the defendant, the court
must in turn ask a second, and subsidiary, question: whether counselâs
failure to consult with the defendant with respect to an appeal itself
constitutes deficient performance.
14. Constitutional Law: Attorney and Client: Appeal and Error.
Counsel has a constitutionally imposed duty to consult with the defendÂ
ant about an appeal when there is reason to think either (1) that a ratio-
nal defendÂant would want to appeal (for example, because there are
nonfrivolous grounds for appeal), or (2) that this particular defendant
reasonably demonstrated to counsel that he or she was interested in
- 491 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
appealing. In making this determination, courts must take into account
all the information counsel knew or should have known.
15. Effectiveness of Counsel: Proof: Appeal and Error. To show preju-
dice in the context of trial counselâs failure to file a direct appeal, a
defendant must demonstrate that there is a reasonable probability that,
but for counselâs deficient failure to consult with the defendant about an
appeal, he or she would have timely appealed.
16. ____: ____: ____. In the context of trial counselâs failure to file a direct
appeal, the prejudice inquiry may be satisfied if the defendant shows
nonfrivolous grounds for appeal.
17. Postconviction: Evidence. In an evidentiary hearing on a motion for
postconviction relief, the trial judge, as the trier of fact, resolves con-
flicts in the evidence and questions of fact.
18. Postconviction: Evidence: Witnesses. Triers of fact have the right to
test the credibility of witnesses by their self-interest and to weigh it
against the evidence, or the lack thereof.
Appeal from the District Court for Douglas County: J
Russell Derr, Judge. Reversed and remanded with directions.
Sarah M. Mooney, of Mooney Law Office, for appellant.
Douglas J. Peterson, Attorney General, and Siobhan E.
Duffy for appellee.
Pirtle, Chief Judge, and Bishop and Arterburn, Judges.
Bishop, Judge.
I. INTRODUCTION
Marvel D. Ammons appeals from the order of the Douglas
County District Court denying his motion for postconviction
relief following an evidentiary hearing. Ammons claims that
he received ineffective assistance of trial counsel when counsel
failed to file a direct appeal after his guilty plea to two counts
of possession of a deadly weapon (firearm) by a prohibited
person. We reverse the denial of Ammonsâ motion for postcon-
viction relief and remand the matter to the district court with
directions to grant Ammons a new direct appeal.
- 492 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
II. BACKGROUND
1. Charges, Plea, and Sentencing
On March 5, 2019, the State filed an information charging
Ammons with two counts of possession of a deadly weapon
(firearm) by a prohibited person, second offense, each a Class
IB felony, pursuant to Neb. Rev. Stat. § 28-1206(3)(b) (Supp. 2017). Both counts were alleged to have occurred â[o]n or aboutâ January 10. On March 6, the State filed an amended information charging Ammons with the same two counts, but this time stated that both counts were alleged to have occurred â[o]n or aboutâ September 14, 2017. On August 14, 2019, the State filed a second amended information charging Ammons with five counts: counts 1 and 2, possession of a deadly weapon (firearm) by a prohib- ited person, second offense, each a Class IB felony, pursu- ant to § 28-1206(3)(b); count 3, âDelivery[,] Distribution, or Possession With Intent to Deliver a Schedule I, II, or III Controlled Substance [(âMethylenedioxymethamphetamine (MDMA)â)],â a Class IIA felony, pursuant toNeb. Rev. Stat. § 28-416
(Cum. Supp. 2020); count 4, âManufacturing, Distributing, or Possession With Intent to Distribute: Base Cocaine (Crack),â a Class IB felony, pursuant to § 28-416; and count 5, being a habitual criminal, pursuant toNeb. Rev. Stat. § 29-2221
(Reissue 2016). All five counts were alleged to have
occurred â[o]n or aboutâ September 14, 2017.
On January 30, 2020, the State filed a third amended infor-
mation charging Ammons with two counts of possession
of a deadly weapon (firearm) by a prohibited person, first
offense, each a Class ID felony, pursuant to § 28-1206(3)(b).
Both counts were alleged to have occurred â[o]n or aboutâ
September 14, 2017.
A hearing was held on January 30, 2020. Pursuant to a
plea agreement, Ammons pled guilty to the two counts in the
third amended information. After the district court informed
Ammons of the possible sentence for each of the offenses
and that the court could run the sentences concurrent or
- 493 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
consecutive to one another, Ammonsâ counsel stated that âas
part of the plea agreement, the State is going to have no
objection to the sentences running concurrently.â The court
responded, âOkay. Very good. And Iâm not bound by that . . . .
I will take that into strong consideration, but, again, I, alone,
will be the one who decides the sentence. Do you understand
that?â Ammons replied in the affirmative.
According to the factual basis provided by the State,
[T]he facts here occurred September 14, 2017. Omaha
police were in the area of . . . Lothrop Street regarding a
call for shots fired. In that area, they were in a parking lot
for an apartment complex there, and they observed a Jeep
Cherokee with two occupants in the front.
They got out of their vehicle to make contact with
those individuals, and both those individuals exited the
Jeep and ran. The person in the driverâs seat was initially
described as a black male, 5â10â, with a bald head and
black-rimmed glasses.
One of the officers followed him to an alley to the
north, observed that person fall down, drop a few items,
and then keep running. The officer lost sight of him, dis-
continued that chase.
In the alley they located two firearms and two cell
phones. A crime lab collected those items. The cell phone
was dusted for prints, did have one latent fingerprint on it,
and it came back to the left thumb of . . . Ammons.
Additionally, the Jeep that the individuals had been in
was searched. Inside that Jeep was paperwork regarding a
rental agreement indicating that . . . Ammons had rented
that car three days earlier at Eppley Airfield.
Additionally, Your Honor, there was some DNA test-
ing done in this case of the firearms that were found in
the alley. Those two firearms were â there were DNA
profiles located on those firearms. They were compared
to the known DNA profile of . . . Ammons, and they did
come back indicating his DNA profile was consistent with
what was located on the firearms.
- 494 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
There was also DNA run on two beer bottles inside the
Jeep, and both of those did come back with information
consistent with what . . . Ammonsâs DNA was as well,
Judge. This all did occur in Douglas County, Nebraska.
The State also offered into evidence a certified copy of
Ammonsâ 2010 conviction for possession of a deadly weapon
by a felon, a Class III felony, âmaking . . . Ammons prohib-
itedâ; the exhibit was received without objection.
The district court accepted Ammonsâ guilty pleas to the
two counts in the third amended informationâpossession
of a deadly weapon (firearm) by a prohibited person, first
offenseâand found him guilty of the same. The case was set
for a sentencing date of April 14, 2020, and was later continued
to May 19.
Ammons failed to appear for sentencing on May 19, 2020,
and a bench warrant was issued for his arrest. A sentenc-
ing hearing was subsequently held via videoconference on
September 15. Trial counsel made arguments on Ammonsâ
behalf to the district court. Trial counsel then said, â[The
State] can correct me if Iâm wrong, but I believe that when
we struck this plea agreement, I donât believe that [the State]
had any objection to concurrent sentences in this matter.â The
State responded:
Yeah. You know . . . I didnât document that anywhere.
You know, obviously, it wasnât part of the agreement. I
didnât document it anywhere on the file, so I canât say
that â Iâm not asking for consecutive, per se. Iâll leave it
up to the Court. Thatâs all I can say based on my recollec-
tion and my documentation . . . .
In its argument to the district court, the State noted that when
Ammons failed to appear at the May 2020 sentencing hear-
ing, a bench warrant was issued for his arrest. The State said,
â[Ammons], in fact, was arrested on that warrant in the state
of California on board an airplane bound from San Francisco
to Houstonâ and at the time was traveling under an alias, and
âDouglas County then had to go and retrieve himâ; âthose
- 495 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
things are aggravating factors.â The State was ânot suggest-
ing a [sentencing] rangeâ; âthe Court is aware of [Ammonsâ]
record and can see what his previous sentences have been, and
Iâll leave it at that.â
Ammons then personally addressed the district court and
stated, in part, that he âwasnât running,â he was âjust scaredâ
because he had seen videos and âpeople seemed like they were
suffering in jail and dying in jail, and I thought I was going to
be sent somewhere to dieâ; he mentioned having to help with
two âCOVIDâ related funerals in the weeks prior to the May
sentencing hearing, and additionally having two relatives test
positive for âCOVID.â
The district court, after taking into account Ammonsâ ârecord
and the seriousness of these charges,â sentenced Ammons to
consecutive terms of 6 to 8 yearsâ imprisonment on each count,
with credit for 50 days already served on count 1 only. A writ-
ten order setting forth the orally pronounced sentences was
filed September 16, 2020.
Ammons did not timely file a direct appeal of his convic-
tions or sentences.
2. Postconviction
(a) Verified Motion for Postconviction Relief
On March 11, 2021, Ammons, pro se, filed a âVerified
Motion for Postconviction Reliefâ alleging that he received
ineffective assistance of trial counsel because trial counsel
did not file a notice of appeal after Ammonsâ âclear requests.â
Ammons claimed he âurged trial counsel to perfect a notice
of appeal, because [Ammons] was not satisfied with the fact
that he was charged with two weapons found on the same
premises, and he believed that there should have only been
one count.â He argued that had he âknown that he could not
be charged with two offenses culminating from one inci-
dent, he would have elected to go to trial instead of pleading
no contest.â Ammons was âconvinced that, had counsel per-
fected the notice of appeal, the Appellate Court would have
- 496 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
reversed and remanded the matter back to the District Court
and instructed them to require that he be charged, convicted,
and sentenced for one count of Possession of a Deadly Weapon
by a Prohibited Person.â Ammons requested that the district
court âreinstate his direct appeal, so that he can adequately
adjudicate his constitutional claims in a timely manner.â
The district court set the matter for an evidentiary hearing
âon the sole issue of whether counsel was ineffective in failing
to file a direct appeal.â The court appointed counsel to repre-
sent Ammons and ordered that all testimony would be done
by deposition.
(b) Evidentiary Hearing
An evidentiary hearing on Ammonsâ motion for postcon-
viction relief was held on July 28, 2021. The bill of excep-
tions from both the plea hearing and sentencing hearing were
submitted to the district court. The depositions of Ammons,
Ammonsâ wife, and trial counsel were submitted to the court.
We summarize the testimony from those depositions.
(i) Ammonsâ Deposition Testimony
In his deposition, Ammons testified that after he was
arrested in 2019, he hired trial counsel to represent him.
During the course of Ammonsâ criminal case, he met with trial
counsel to discuss the case; Ammonsâ wife came to two of the
meetings, and she was disclosed as an alibi witness to trial
counsel by Ammons. Ammons denied that he and his wife
ever had a falling out during the course of his case. Ammonsâ
case was set for trial, and additional charges were filed
against him.
âA week before trial,â Ammons met with trial counsel to
discuss a plea offer. The following colloquy was had regarding
the plea offer.
Q. [by postconviction counsel] What was the plea
offer?
A. [by Ammons] Plead to two counts of prohibited
person, 3 to 50.
- 497 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
Q. Was it your understanding that this would be reduc-
ing it from a second offense to a first offense?
A. Yes.
Q. On both counts?
A. Yes.
Q. And any other charges would be dismissed?
A. Yes.
Q. When you first met with [trial counsel], were you
happy with this plea offer?
A. No.
Q. Were you frustrated?
A. Yes, and upset.
Q. Did you discuss still going to trial and not taking
the plea offer with [trial counsel]?
A. Yes.
Q. At the end of the meeting when you left [trial coun-
selâs] office, had you accepted the plea offer?
A. No.
Q. What did you tell [trial counsel]?
A. I will be in contact with him within the next day or
two.
Q. Did you need some time to think it over?
A. Yes, and discuss it with my wife.
Q. At some point did you then call [trial counsel] on
the phone to discuss the plea offer further?
A. Yes.
Q. And at that point did you accept the plea offer?
A. Yes, with the understanding that I would receive
concurrent sentences.
Q. And I guess just to follow up, . . . that there would
be request [sic] for concurrent sentences. Is that fair to
say?
A. Yes.
Q. That was not part of the plea agreement?
A. No.
Q. Did you and [trial counsel] have discussions about
wanting to request concurrent sentences?
- 498 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
A. Yes.
Q. Up until this point, do you recall having any conver-
sations with [trial counsel] about an appeal?
A. Not until I was at court for the plea agreement, I
asked him if my plea would affect an appeal.
....
Q. And was it your understanding that you could still
appeal parts of your case even if you took a plea?
A. Yes.
Ammons failed to appear at his first sentencing hearing
because he âwas scared, overwhelmed, upset, worried.â He
was later arrested on a bench warrant, and the case was set for
a new sentencing hearing. Between the time of his arrest on
the warrant until sentencing, Ammons met with trial counsel
â[o]ne time,â âmaybe a day or twoâ before sentencing; no
discussions about an appeal or the appeal process were had at
the meeting.
Ammons was not sitting next to trial counsel at the sentenc-
ing hearing; Ammons was at the jail when the sentencing hear-
ing was conducted. Ammons stated that the sentencing hearing
took place âover a monitorâ and that â[a]s soon as I was sen-
tenced, the monitors cut off and that was it.â Ammons said that
at the sentencing hearing, â[t]he State said that they wouldnât
request consecutive or necessarily be for or against concurrent
sentences,â and he received two consecutive sentences. After
the sentencing hearing, Ammons never saw trial counsel in
person and he did not receive a letter from trial counsel outlin-
ing his appeal options.
Two days after his September 2020 sentencing, Ammons
was transported to a different facility. âWithin the first weekâ
of being at that new facility, Ammons spoke with his wife and
requested that she contact trial counsel because Ammons âwas
interested in appealing and to get my paperwork for an appeal.â
Ammons also asked his âgod brother, Darrell Granderson,â to
contact trial counsel. And Ammons sent trial counsel a letter
requesting his âpaperwork so I can file an appeal.â Eventually,
- 499 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
Ammons decided to file an appeal on his own because he
could not get in contact with trial counsel; prior to this case,
Ammons had never filed an appeal. At the time, Ammons was
not aware that he needed to file an appeal within 30 days of the
date of his sentencing. Ammons filed his appeal in âDecember
of 2020,â and again in âFebruary of 2021â; he âhad to do
it twice because the first time I did it incorrectly.â Ammons
wanted a direct appeal, and he felt like he did everything he
could to file a direct appeal. He subsequently filed a motion for
postconviction relief.
On cross-examination, Ammons was asked what took him
so long to file his own direct appeal. He responded that he
âhad to do the research and learn how to do it myself.â (He
had previously confirmed that, due to the COVID-19 pandemic
and being placed on a 14-day quarantine, his ability to go to
the law library at the correctional facility was restricted.) When
asked what issue he wanted to appeal, he responded, â[t]he
double-jeopardy excessive sentence.â Ammons was asked why
he felt like he received excessive sentences. He responded,
â[B]oth charges stemmed from one incident. Theyâre not two
separate incidents so it should have only been one charge.â
When asked if he felt the sentences were excessive in light of
his record and in light of all of the charges the State would
have been able to bring against him if he had gone to trial,
Ammons replied, âYes.â
(ii) Ammonsâ Wifeâs Deposition Testimony
In her deposition, Ammonsâ wife testified that she has been
a booking officer at a county youth center for 16 years. She
further testified that she was present at one of the meetings
between Ammons and his trial counsel and that she also indi-
vidually met trial counsel on one other occasion to discuss
Ammonsâ case; during those two meetings, she did not hear
any conversations about an appeal. Ammonsâ wife stated that
at some point, she and trial counsel discussed the potential
of her being an alibi witness. She said she stayed involved in
- 500 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
the case through the plea and denied that she and Ammons
ever had a falling out. During her discussions with Ammons,
she learned that Ammons would be pleading to two charges;
when asked if there were discussions about concurrent sen-
tences, she said, âYes.â Ammonsâ wife did not appear at the
plea hearing or at the sentencing hearing. At some point after
sentencing, Ammons informed his wife about his sentences.
It was her understanding that Ammons wanted to appeal his
case. She said that âwithin the weekâ after Ammons was sen-
tenced, she called trial counsel twice, but was not able to get
in contact with trial counsel; both times, she left a message for
trial counsel with his receptionist asking âabout [Ammonsâ]
paperwork, his motions to discovery, I believe, and an appeal
process.â She asked that trial counsel call her back, but she
never spoke with him. When asked when she last spoke with
trial counsel about Ammonsâ case, she responded, â[i]t was the
last time me and him had that consultation about the alibi.â
(iii) Trial Counselâs Deposition Testimony
In his deposition, trial counsel testified that he was pri-
vately retained on January 15, 2019, to represent Ammons
in the underlying criminal matter. Trial counsel said that he
had a âlot of conversationsâ with Ammons, who had âsome
serious charges against himâ and that âI was doing whatever
I could to get them reduced, and eventually we were able to
reach a plea agreement that was acceptable to him.â Although
Ammonsâ wife had been present at some of the consultations,
trial counsel believed that the consultation regarding the plea
agreement was with Ammons only; âthere was some tension
between [Ammons and his wife]â â[b]ecause she was poten-
tially a witness with respect to an alibi and that didnât come
to fruition.â During trial counselâs discussion with Ammons,
his âattitude was sometimes to go to trial, other times, you
know, try to get the best deal I can get, and we did get a deal
significantly less than what he was charged with,â so Ammons
accepted the plea.
- 501 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
Trial counsel was asked, âDuring these conversations dis-
cussing the plea agreement, did you discuss that at sentenc-
ing you would argue for concurrent sentences?â Trial counsel
responded, âYes.â When asked if he recalled ever talking to
Ammons about an appeal procedure, trial counsel stated:
It would have been a number of times. Initially on
January the 15th of 2019, he executed a written fee agree-
ment and in that fee agreement it specifically says that my
representation is strictly for the case that was pending. It
does not include any appeal or post-conviction matters.
That would have gone [sic] over with him and he signed
that agreement.
And then every time â my practice is before a client
enters a plea, I advise them of their rights that they waive.
I tell them that they waive all of those rights except the
right to appeal from any sentence thatâs imposed.
Trial counsel was asked whether he met with Ammons in
preparation for sentencing. Trial counsel responded, âI believe
so. After the plea, he went on the lam and did not appear for
initial sentencing. I think he was picked up in either Nevada
or Texas. And as far as I can remember, I would have met
with him again prior to the sentencing.â Trial counsel argued
for concurrent sentences, but Ammons received consecutive
sentences.
After sentencing, trial counsel âwould have sent [Ammons]
the judgment and sentence,â but did not file a notice of appeal.
However, trial counsel did not have any more in-person con-
versations with Ammons and did not recall whether Ammons
contacted his office regarding an appeal. Trial counsel said
â[i]tâs possibleâ that Ammons could have contacted counselâs
office, but âour receptionist takes phone messages and I donât
have any recollection of any contactâ; â[i]tâs possible, but I
donât believe so.â Trial counsel did receive a request from
Ammons for copies of the discovery, but counsel did not
remember any correspondence with a request for an appeal.
Trial counsel was asked if he recalled receiving any phone
- 502 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
calls from Ammonsâ wife or Darrell Granderson regarding an
appeal; trial counsel responded, âNo.â
On cross-examination, trial counsel stated that he does not
have voicemail and that messages left for him are handwrit-
ten on a message pad. Trial counsel was asked if in the last 3
years, he noticed that there were a lot of client messages he
did not receive. Trial counsel responded, âNo.â Additionally
on cross-examination, trial counsel stated that âif somebody
told me that they wanted to appeal, the first thing Iâd do would
be to file a notice of appeal.â If the client could not afford to
hire trial counsel for appeal, âthen the question would become
whether the Court would appoint me on it or appoint somebody
elseâ; but in any situation, trial counsel would move forward
with filing that appeal.
(c) District Courtâs Order
In an order entered on September 14, 2021, the district
court found that Ammonsâ wifeâs testimony âshed little light
on the issue presentedâ because she did not recall any con-
versations in meetings with Ammons and trial counsel where
the issue of an appeal was discussed; she ârecalls calling [trial
counselâs] office twice within a week and a half of [Ammonsâ]
sentencing but she was unable to contact him,â and â[s]he
states that she left a message with [trial counselâs] receptionist
about an appeal.â
The district court found that Ammons âalso had little to add
on this issue.â The court said:
The first time [Ammons] discussed an appeal was âat
court for the plea agreementâ and that he asked [trial
counsel] if this would âaffect an appealâ and he was
told that he could still appeal. [Ammons] never spoke
with [trial counsel] again after the sentencing. [Ammons]
recalls speaking with [his wife] after he was sentenced
and he recalls asking her to contact [trial counsel] to dis-
cuss an appeal. [Ammons] states he filed an appeal with
- 503 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
the Douglas County Court himself in December, 2020 and
February, 2021.
The district court said trial counsel âdoes not recall any
personal contact by [Ammons] after his sentencing regarding
[Ammons] wanting to appeal,â nor does he recall any con-
tact with Ammonsâ wife or anyone else regarding an appeal
for Ammons. Trial counsel âdoes recall that he received a
request from [Ammons] for some of the discovery and he did
send [Ammons] copies of the discovery.â Trial counsel âstated
that if [Ammons] had notified him that he wanted to appeal
he would have filed the notice of appeal then he would have
determined whether the court would appoint him.â
The district court found:
[Ammons] produced no documentary evidence to sup-
port his deposition testimony that he tried to have [trial
counsel] file an appeal on his behalf. [Ammons] is not
a stranger to the judicial system having previously been
convicted of Possession of a Deadly Weapon by a Felon,
which by definition, indicates that he had a previous
felony conviction to that. [Ammons] was probably moti-
vated to take the plea agreement as the State was going to
seek a habitual criminal charge which carries a mandatory
sentence by itself of at least 10 years without any âgood
time.â By pleading to the two charges the State dismissed
three other charges.
On the other hand, [trial counsel] stated that even
though he was not retained by [Ammons] to represent
him in an appeal, had [Ammons] asked him to do so he
would have timely filed the notice of appeal anyway.
The Court finds [trial counselâs] testimony to be cred-
ible and [Ammonsâ] testimony to be less than credible.
Weighing [Ammonsâ] self-interest in making these alle-
gations with the lack of corroborating evidence that he
did direct [trial counsel] to file an appeal against the
credibility of [trial counselâs] testimony, the Court finds
- 504 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
that [Ammons] did not direct [trial counsel] to file an
appeal. Therefore, the Court finds that [trial counselâs]
performance was not deficient.
The court overruled Ammonsâ motion for postconviction
relief.
Ammons appeals.
III. ASSIGNMENT OF ERROR
Ammons claims that the district court erred when it denied
his motion for postconviction relief and found that his trial
counsel was not ineffective in failing to file a direct appeal.
IV. STANDARD OF REVIEW
[1-3] Appellate review of a claim of ineffective assistance of
counsel is a mixed question of law and fact. State v. Russell,
308 Neb. 499,954 N.W.2d 920
(2021). When reviewing a claim of ineffective assistance of counsel, an appellate court reviews the factual findings of the lower court for clear error.Id.
With regard to the questions of counselâs performance or prejudice to the defendant as part of the two-pronged test articulated in Strickland v. Washington,466 U.S. 668
,104 S. Ct. 2052
,80 L. Ed. 2d 674
(1984), an appellate court reviews such legal determinations independently of the lower courtâs decision. State v.Russell, supra.
[4] In an evidentiary hearing on a motion for postconviction relief, the trial judge, as the trier of fact, resolves conflicts in the evidence and questions of fact.Id.
V. ANALYSIS
1. Legal Principles
[5,6] Ammons seeks postconviction relief in the form of a
new direct appeal based on allegations of ineffective assistÂ
ance of trial counsel. Postconviction relief is a very narrow
category of relief, available only to remedy prejudicial consti-
tutional violations that render the judgment void or voidable.
Id. In order to obtain a new direct appeal as postconviction
- 505 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489relief, the defendant must show, by a preponderance of the Âevidence, that the defendant was denied his or her right to appeal due to the negligence or incompetence of counsel, and through no fault of his or her own.Id.
[7,8] To establish a right to postconviction relief based on a
claim of ineffective assistance of counsel, the defendant has the
burden, in accordance with Strickland v. Washington, supra,to show that counselâs performance was deficient; that is, coun- selâs performance did not equal that of a lawyer with ordinary training and skill in criminal law. State v.Russell, supra.
Next, the defendant must show that counselâs deficient performance prejudiced the defense in his or her case.Id.
The two prongs of
the test for ineffective assistance of counsel may be addressed
in either order, and the entire ineffective assistance analysis
should be viewed with the strong presumption that counselâs
actions were reasonable.
[9-13] On the deficiency prong, the U.S. Supreme Court
has said that a lawyer who disregards specific instructions
from the defendant to file a notice of appeal acts in a manner
that is professionally unreasonable. State v. Russell, supra.See, also, Roe v. Flores-Ortega,528 U.S. 470
,120 S. Ct. 1029
,145 L. Ed. 2d 985
(2000). In such circumstances where counsel deficiently fails to file or perfect an appeal, prejudice will be presumed and counsel will be deemed ineffective, thus entitling the defendant to postconviction relief. See State v.Russell, supra.
However, a different inquiry is necessary when
a determination is made that the defendant did not specifically
instruct counsel to file an appeal.
[T]he U.S. Supreme Court has rejected a bright-line rule
that counsel is per se deficient by failing to automatically
file a notice of appeal unless the defendant specifically
instructs counsel not to. Instead, for cases where the
defendant neither instructs counsel to file an appeal nor
asks that an appeal not be taken, the Court adopted in Roe
v. Flores-Ortega a reasonableness inquiry for the defi-
ciency prong that considers whether counsel consulted
- 506 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
with the defendant and, if not, whether that failure to
consult was deficient performance.
State v. Russell, 308 Neb. 499, 507,954 N.W.2d 920
, 927-
28 (2021). Regarding an attorneyâs consultation with a client
about filing an appeal, the U.S. Supreme Court has stated:
In those cases where the defendant neither instructs
counsel to file an appeal nor asks that an appeal not be
taken, we believe the question whether counsel has per-
formed deficiently by not filing a notice of appeal is best
answered by first asking a separate, but antecedent, ques-
tion: whether counsel in fact consulted with the defendant
about an appeal. We employ the term âconsultâ to convey
a specific meaningâadvising the defendant about the
advantages and disadvantages of taking an appeal, and
making a reasonable effort to discover the defendantâs
wishes. If counsel has consulted with the defendant, the
question of deficient performance is easily answered:
Counsel performs in a professionally unreasonable man-
ner only by failing to follow the defendantâs express
instructions with respect to an appeal. . . . If counsel has
not consulted with the defendant, the court must in turn
ask a second, and subsidiary, question: whether counselâs
failure to consult with the defendant itself constitutes
deficient performance. That question lies at the heart
of this case: Under what circumstances does counsel
have an obligation to consult with the defendant about
an appeal?
Roe v. Flores-Ortega, 528 U.S. at 478. The U.S. Supreme Court stated that it could not say, âas a constitutional mat- ter, that in every case counselâs failure to consult with the defendant about an appeal is necessarily unreasonable, and therefore deficient. Such a holding would be inconsistent with both our decision in Strickland and common sense.â Roe v. Flores-Ortega,528 U.S. at 479
(emphasis in original). As
one example, the Court explained that if a sentencing courtâs
instructions to a defendÂant about his appeal rights are âso
- 507 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489clear and informative as to substitute for counselâs duty to consult,â then counsel might âreasonably decide that he need not repeat that information.âId.,
528 U.S. at 480
.
[14] In rejecting âa bright-line rule that counsel must always
consult with the defendant regarding an appeal,â the U.S.
Supreme Court instead held:
[C]ounsel has a constitutionally imposed duty to consult
with the defendant about an appeal when there is reason
to think either (1) that a rational defendant would want
to appeal (for example, because there are nonfrivolous
grounds for appeal), or (2) that this particular defendant
reasonably demonstrated to counsel that he was interested
in appealing. In making this determination, courts must
take into account all the information counsel knew or
should have known.
Roe v. Flores-Ortega, 528 U.S. 470, 480,120 S. Ct. 1029
,145 L. Ed. 2d 985
(2000). The Court pointed out that âa highly rel- evant factor in this inquiry will be whether the conviction fol- lows a trial or a guilty plea, both because a guilty plea reduces the scope of potentially appealable issues and because such a plea may indicate that the defendant seeks an end to judicial proceedings.âId.
However, the Court added that even in cases
where a defendant pleads guilty,
the court must consider such factors as whether the
defendÂant received the sentence bargained for as part
of the plea and whether the plea expressly reserved or
waived some or all appeal rights. Only by considering
all relevant factors in a given case can a court prop-
erly determine whether a rational defendant would have
desired an appeal or that the particular defendant suffi-
ciently demonstrated to counsel an interest in an appeal.
Id.[15,16] The âsecond part of the Strickland test requires the defendant to show prejudice from counselâs deficient performance.â Roe v. Flores-Ortega,528 U.S. at 481
. On the
prejudice prong of the ineffective assistance analysis seeking
- 508 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489a new direct appeal, the U.S. Supreme Court has said that when counselâs constitutionally deficient performance deprives a defendant of an appeal that the defendant otherwise would have taken, such a denial of a critical stage of the judicial proceedings is one of the extreme failures of performance that demands a presumption of prejudice. State v. Russell,308 Neb. 499
,954 N.W.2d 920
(2021). See, also, Roe v. Flores-Ortega, supra.
âBut the U.S. Supreme Court has explained, with regard to the prejudice prong in an ineffective assist ance claim seeking a new direct appeal, that it is a âcritical requirement that counselâs deficient performance must actu- ally cause the forfeiture of the defendantâs appeal.ââ State v. Russell,308 Neb. at 507-08
,954 N.W.2d at 928
(quoting Roe v.Flores-Ortega, supra).
To show prejudice in the context of trial counselâs failure to file a direct appeal, a defendant must demonstrate that there is a reasonable probability that, but for counselâs deficient failure to consult with the defendant about an appeal, he or she would have timely appealed. State v. Wagner,271 Neb. 253
,710 N.W.2d 627
(2006). See, also, Roe v.Flores-Ortega, supra.
The prejudice inquiry may be satis- fied if the defendant shows nonfrivolous grounds for appeal. See Roe v.Flores-Ortega, supra.
[17,18] In an evidentiary hearing on a motion for post- conviction relief, the trial judge, as the trier of fact, resolves conflicts in the evidence and questions of fact. State v.Russell, supra.
The role of trier of fact necessarily requires the trial judge to evaluate witness credibility and the weight to be given to witnessesâ testimonies. Seeid.
Triers of fact have the right to test the credibility of witnesses by their self-interest and to weigh it against the evidence, or the lack thereof.Id.
Evidence not directly contradicted is not necessarily binding on the trier of fact. Seeid.
In summary, the legal principles set forth above direct that
when a defendant claims trial counsel was ineffective by fail-
ing to file a direct appeal following a final judgment in a crimÂ
inal case, consideration should first be given to whether the
- 509 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
defendant specifically instructed counsel to file an appeal or
not to file an appeal, and if no such instruction was given, then
whether counsel consulted with the defendant about an appeal.
If there was no such consultation, then a court must con-
sider whether counselâs failure to consult with the defendant
itself constitutes deficient performance. Additionally, assuming
deficient performance is established, consideration must be
given to whether counselâs deficient performance prejudiced
the defendant. In addressing deficiency, we will first consider
whether specific instructions were given by Ammons to file
an appeal, and if not, we will consider whether trial counsel
engaged in the necessary consultation with Ammons about an
appeal. As a final matter, we will address prejudice.
2. No Specific Instructions
to File Appeal
Although Ammons and his wife testified that they reached
out to trial counsel about an appeal, neither was able to person-
ally contact trial counsel. Trial counsel denied receiving any
communication from Ammons, Ammonsâ wife, or Granderson
following sentencing, aside from Ammonsâ letter requesting
discovery. Although trial counsel acknowledged receiving a
request from Ammons for copies of the discovery after sen-
tencing and acknowledged it was possible that Ammons could
have contacted his office, we cannot say that the district court,
having weighed the credibility of the witnesses, erred in find-
ing that Ammons did not direct trial counsel to file an appeal.
Because trial counsel did not disregard specific instructions
to file a notice of appeal, prejudice will not be presumed. See
State v. Russell, supra.See, also, State v. Amaya,276 Neb. 818
,758 N.W.2d 22
(2008).
3. Failure to Consult About Appeal
Was Deficient Performance
There is no dispute in this case that trial counsel did not
consult with Ammons about an appeal following sentencing.
The record also reflects that the district court did not instruct
- 510 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
Ammons about his right to appeal at the time of sentencing.
However, when trial counsel was asked during his deposition
if he recalled ever talking to Ammons about an appeal proce-
dure, trial counsel responded, âIt would have been a number
of times.â Additionally, Ammons stated in his deposition that
when he was âat court for the plea agreement,â he asked trial
counsel if his plea would affect an appeal, thus indicating his
awareness of an appeal process. When Ammons was asked if he
understood that he could âstill appeal parts of [his] case even if
[he] took a plea,â he responded, âYes.â Also at the plea hear-
ing, the court asked Ammons, âDo you understand, if you were
to have a trial in this case, and if you were convicted of one or
both charges, you would have the right to appeal that convic-
tion or convictions to the Nebraska Court of Appeals and/or the
Nebraska Supreme Court? Do you understand that?â Ammons
responded, âYes, Your Honor.â The court also discussed, and
Ammons confirmed his understanding of, Ammonsâ right to be
represented by an attorney at all stages of the criminal proceed-
ing, âincluding trial and appeal.â
Ammons contends that because he asked trial counsel if
a plea would impact his ability to appeal, that this conversa-
tion should have put trial counsel on notice that Ammons was
interested in an appeal. He also points out that âthe planâ was
to âpursue concurrent sentences,â brief for appellant at 10,
but that at the sentencing hearing, when trial counsel said the
State would not be objecting to concurrent sentences, the State
denied that was the agreement. Ammons ultimately received
consecutive sentences, which was contrary to âthe plan,â and
consequently, there was reason to think Ammons might want to
discuss the advantages and disadvantages of an appeal.
Although the record in this case indicates that trial counsel
testified that he spoke with Ammons âa number of timesâ about
an appeal procedure, such conversations would have occurred
before Ammons was sentenced to consecutive sentences
because trial counsel did not speak with Ammons after sentenc-
ing. We are unable to determine whether such presentencing
- 511 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489conversations rose to the level of consulting with Ammons about an appeal, meaning, âadvising the defendant about the advantages and disadvantages of taking an appeal, and making a reasonable effort to discover the defendantâs wishes.â Roe v. Flores-Ortega,528 U.S. 470, 478
,120 S. Ct. 1029
,145 L. Ed. 2d 985
(2000). It is also important to note in this case that the sentencing hearing took place via videoconference. Ammons was not sitting next to trial counsel at the sentencing hearing; Ammons was at the jail when the sentencing hearing was con- ducted. Ammons stated that the sentencing hearing took place âover a monitorâ and that â[a]s soon as I was sentenced, the monitors cut off and that was it.â Thus, immediately following sentencing, Ammons had no ability to confer with trial coun- sel about an appealâhe could neither direct counsel to file an appeal or to consult about the advantages and disadvantages of an appealâas he would have been able to do if he had been sitting next to counsel at sentencing. Accordingly, we agree with Ammons that trial counselâs failure to consult with him about an appeal following the imposition of consecutive, rather than concurrent, sentences constituted deficient performance. As set forth previously, â[c]ounsel has a constitutionally imposed duty to consult with the defendÂant about an appeal when there is reason to think either (1) that a rational defendant would want to appeal . . . or (2) that this particular defendant reasonably demonstrated to counsel that he was interested in appealing.â Roe v. Flores- Ortega,528 U.S. at 480
. To consult with a defendant about an appeal means âadvising the defendant about the advantages and disadvantages of taking an appeal, and making a reason- able effort to discover the defendantâs wishes.â Roe v. Flores- Ortega,528 U.S. at 478
. Also, simply giving notice that ââan appeal is availableââ or that ââan appeal may be unavailingââ is not sufficient. See Rojas-Medina v. U.S.,924 F.3d 9, 18
(1st
Cir. 2019) (at minimum, trial counsel was required to advise
client about pros and cons of taking appeal, and then make
reasonable effort to ascertain clientâs wishes; such failure to
- 512 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489consult deprived petitioner of appeal he would have other- wise taken and thus constituted prejudice). See, also, U.S. v. Herring,935 F.3d 1102, 1110
(10th Cir. 2019) (explaining advantages and disadvantages of filing appeal need not impose great burden on counsel; â[h]owever, that conversation, at the very least, must explain what claimsâif anyâthe defendant is entitled to appeal and the strength and weaknesses of those argumentsâ); Frazer v. South Carolina,430 F.3d 696, 711
(4th Cir. 2005) (â[s]imply demonstrating that the defendant
was actually or constructively aware of his right to appeal is
insufficient to relieve defense counsel of his obligations under
Flores-Ortegaâ).
4. Deficient Performance
Resulted in Prejudice
Having determined there was deficient performance, we now
consider whether there was prejudice to Ammons as a result of
trial counselâs failure to file a direct appeal. To show prejudice
in the context of trial counselâs failure to file a direct appeal,
a defendant must demonstrate that there is a reasonable prob-
ability that, but for counselâs deficient failure to consult with
the defendant about an appeal, he or she would have timely
appealed. State v. Wagner, 271 Neb. 253,710 N.W.2d 627
(2006). See, also, Roe v.Flores-Ortega, supra.
In State v. Russell,308 Neb. 499, 507-08
,954 N.W.2d 920, 928
(2021), the Nebraska Supreme Court stated:
[T]he U.S. Supreme Court has explained, with regard
to the prejudice prong in an ineffective assistance claim
seeking a new direct appeal, that it is a âcritical require-
ment that counselâs deficient performance must actually
cause the forfeiture of the defendantâs appeal.â Thus,
in Peguero v. United States, [526 U.S. 23,119 S. Ct. 961
,143 L. Ed. 2d 18
(1999),] the Court held that the
defendÂant did not sustain his burden to demonstrate he
was prejudiced by trial counselâs deficient failure to
inform him of his right to appeal, when the defendant had
- 513 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
actual knowledge of the right to appeal and did not
request that trial counsel file an appeal. Discussing
Peguero in Flores-Ortega, the Court indicated that in
such circumstances, an inquiry into whether counsel was
deficient for failing to consult with the defendant as to
the right to appeal is unnecessary.
To the extent [the defendantâs] motion attempted to
allege that trial counselâs performance was deficient by
failing to advise him of the right to appeal, he was not
prejudiced by this failure, because he admitted he had
actual knowledge from other sources of the right to
appeal within 30 days. [The defendantâs] postconviction
claim correctly focused instead on trial counselâs alleged
failure to timely file an appeal despite [the defendantâs]
alleged request that trial counsel do so.
(Emphasis supplied.)
At oral argument before this court, the State, relying on
State v. Russell, supra,asserted that if the defendant is aware of his or her right to appeal, then inquiry into trial counselâs deficiency for failure to consult is unnecessary; the only con- sideration is whether the defendant directed counsel to file an appeal. We have already concluded that trial counselâs failure to consult with Ammons about an appeal constituted deficient conduct under Roe v.Flores-Ortega, supra,
and the facts pre- sented here; and we do not read State v.Russell, supra,
to preclude a finding of prejudice in this case simply because Ammons was generally aware he had a right to appeal. We first note that any reliance by the State on Peguero v. United States,526 U.S. 23
,119 S. Ct. 961
,143 L. Ed. 2d 18
(1999), via State v.Russell, supra,
is misplaced in
the case before us, because Peguero was not related to trial
counselâs alleged ineffective performance. Rather, the ques-
tion in Peguero was whether the defendant was prejudiced
by the trial courtâs failure to advise him of his right to appeal
as required by the Federal Rules of Criminal Procedure. In
Peguero, the U.S. Supreme Court granted certiorari to resolve
- 514 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489a circuit conflict over whether a district courtâs failure to advise a defendant of his right to appeal as required by the Federal Rules of Criminal Procedure provides a basis for col- lateral relief even when the defendant was otherwise aware of his right to appeal. The U.S. Supreme Court held that a district courtâs failure to advise the defendant of his right to appeal was an error, but that alone did not entitle him to habeas relief if he knew of his right and suffered no prejudice from the omission. The defendant testified at the evidentiary hearing that, upon being sentenced, he at once asked his lawyer to file an appeal. The record indicated that the defendantâs trial coun- sel testified that the defendant told counsel he did not want to appeal, because he hoped to cooperate with the government to earn a sentence reduction as permitted within 1 year of sentencing when a defendant provides substantial assistance in the prosecution of another person. Because the defendant had full knowledge of his right to appeal, the U.S. Supreme Court concluded that the district courtâs failure to inform him of that right did not prejudice him. Notably, the impact of trial counselâs alleged ineffectiveness because of a failure to con- sult with a criminal defendant about the advantages and dis- advantages of taking an appeal was not discussed in Peguero but was addressed the next year in Roe v. Flores-Ortega,528 U.S. 470
,120 S. Ct. 1029
,145 L. Ed. 2d 985
(2000), as dis- cussed above. We also observe that in Roe v.Flores-Ortega, supra,
the
U.S. Supreme Court gave a comparison cite to Peguero when
disapproving a per se prejudice rule. The Court stated a
per se prejudice rule ignores the critical requirement that
counselâs deficient performance must actually cause the
forfeiture of the defendantâs appeal. If the defendant
cannot demonstrate that, but for counselâs deficient per-
formance, he would have appealed, counselâs deficient
performance has not deprived him of anything, and he
is not entitled to relief. Cf. Peguero v. United States,
526 U.S. 23[,119 S. Ct. 961
,143 L. Ed. 2d 18
] (1999)
- 515 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489
(defendant not prejudiced by courtâs failure to advise
him of his appeal rights, where he had full knowledge of
his right to appeal and chose not to do so). Accordingly,
we hold that, to show prejudice in these circumstances,
a defendant must demonstrate that there is a reason-
able probability that, but for counselâs deficient failure
to consult with him about an appeal, he would have
timely appealed.
. . . [W]e hold that when counselâs constitutionally
deficient performance deprives a defendant of an appeal
that he otherwise would have taken, the defendant has
made out a successful ineffective assistance of counsel
claim entitling him to an appeal.
Roe v. Flores-Ortega, 528 U.S. at 484(emphasis in original). In this case, although the district court noted that Ammons âis not a stranger to the judicial system having previously been convicted of Possession of a Deadly Weapon by a Felon, which by definition, indicates that he had a previous felony conviction,â familiarity with the criminal justice system does not necessarily mean familiarity with appellate procedure. Ammons testified that prior to this case, he had never filed an appeal and was not aware that he needed to file an appeal within 30 days of the date of his sentencing. When asked what took him so long to file his own direct appeal, he responded that he âhad to do the research and learn how to do it myself.â And he had previously confirmed that, due to the COVID-19 pandemic and being placed on a 14-day quarantine, his abil- ity to go to the law library at the correctional facility was restricted. Under the circumstances of this case, Ammons demonstrated that there is a reasonable probability that, but for counselâs failure to consult with him about an appeal, he would have timely appealed; accordingly, he has shown prejudice. See State v. Wagner,271 Neb. 253
,710 N.W.2d 627
(2006).
For the sake of completeness, we also point out that it is
not necessary that Ammons demonstrate that his appeal has
- 516 -
Nebraska Court of Appeals Advance Sheets
31 Nebraska Appellate Reports
STATE V. AMMONS
Cite as 31 Neb. App. 489merit. â[I]t is unfair to require an indigent, perhaps pro se, defendant to demonstrate that his hypothetical appeal might have had merit before any advocate has ever reviewed the record in his case in search of potentially meritorious grounds for appeal.â Roe v. Flores-Ortega,528 U.S. at 486
(emphasis in original). âRather, we require the defendant to demon- strate that, but for counselâs deficient conduct, he would have appealed.âId.
The prejudice inquiry may be satisfied if the defendant shows nonfrivolous grounds for appeal. See Roe v.Flores-Ortega, supra.
In the present case, while the likelihood of success on appeal on issues noted by Ammons may not be high, we can- not say that such an appeal would be frivolous. See State v. Leahy,301 Neb. 228
,917 N.W.2d 895
(2018) (generally within trial courtâs discretion to direct sentences imposed for separate crimes be served either concurrently or con- secutively). See, also, State v. Hicks, No. A-20-732,2021 WL 3354272
(Neb. App. Aug. 3, 2021) (selected for posting
to court website) (defendant pled no contest to two counts
of possession of deadly weapon by prohibited person, each
count relating to one of two pistols defendant received dur-
ing controlled buy; language of § 28-1206 not ambiguous and
simultaneous possession of multiple firearms each consists of
separate offense; imposition of two consecutive sentences did
not violate Double Jeopardy Clause).
Because Ammonsâ trial counsel was ineffective, Ammonsâ
motion for postconviction relief should have been granted and
he should have been given a new direct appeal.
VI. CONCLUSION
For the foregoing reasons, we reverse the denial of Ammonsâ
motion for postconviction relief and remand the matter to
the district court with directions to grant Ammons a new
direct appeal.
Reversed and remanded with directions.