State v. McVay
Date Filed2022-12-29
Docket22-241
Cited0 times
StatusPublished
Syllabus
Motion to dismiss, indictment, surplusage, special jury instruction, preservation.
Full Opinion (html_with_citations)
IN THE COURT OF APPEALS OF NORTH CAROLINA
2022-NCCOA-907
No. COA22-241
Filed 29 December 2022
Mecklenburg County, Nos. 16 CRS 243537, 17 CRS 010088
STATE OF NORTH CAROLINA
v.
QUENCY ANDRE MCVAY, Defendant.
Appeal by Defendant from judgment entered 15 July 2021 by Judge Lisa C.
Bell in Mecklenburg County Superior Court. Heard in the Court of Appeals 6
September 2022.
Attorney General Joshua H. Stein, by Assistant Attorney General Milind K.
Dongre, for the State.
Appellate Defender Glenn Gerding, by Assistant Appellate Defender Amanda S.
Zimmer, for defendant-appellant.
MURPHY, Judge.
¶1 Defendant Quency Andre McVay argues the trial court erred by denying his
motion to dismiss for insufficiency of evidence and by denying Defendantâs jury
instruction request. As we explain in further detail below, the trial court did not err
in denying Defendantâs motion to dismiss, and Defendantâs jury instruction request
was not preserved for our review.
BACKGROUND
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¶2 On 21 November 2016, Officer Calvin Davis of the Charlotte-Mecklenburg
Police Department was parked at an intersection in his patrol car and received a call
from a dispatcher to be on the lookout for a â[w]hite sedan . . . possibly a Hondaâ
driven by a black male with a black female passenger because the driver had shot
into another vehicle. This information was based upon a prior call to the 911
operator. The caller indicated âa young African Americanâ driving a âwhite or a white
silver Nissanâ had shot at his car. Shortly after receiving the dispatch call, at about
10:00 p.m., Davis observed a âwhite sedan moving at a high rate of speedâ drive
through a stop sign and pass his parked vehicle.
¶3 Davis began to follow the white sedan, which continued at a high rate of speed,
and saw it drive through several more stop signs. At this point, Davis initiated his
blue lights and siren, but the white sedan continued to drive at a high rate of speed
and Davis gave chase. Two more officers joined the pursuit, and they chased the
white sedan for approximately ten minutes through residential areas at speeds
ranging from 55 to 90 miles per hour. The white sedan eventually was blocked by,
and stopped in front of, a stopped train at a railroad crossing. Defendant showed his
hands out the window of the sedan and yelled that âthe only reason [he was] running
is because [he is] wanted by the U.S. Marshals.â Defendant and the female
passenger, Jami Landis, exited the vehicle and were arrested.
¶4 On 5 December 2016, a Mecklenburg County Grand Jury indicted Defendant
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for felonious speeding to elude arrest, discharging a firearm into a vehicle in
operation, and possession of a firearm by a felon. The indictment stated that
Defendant was âfleeing and attempting to elude a law enforcement officerâ and Davis
was âin the lawful performance of [his] duties, arresting the suspect for [an]
outstanding warrant and discharging [a] weapon into an occupied vehicle.â On 10
April 2017, Defendant was also indicted for attaining habitual felon status. The
separate indictments were joined for trial at the 5 March 2018 Criminal Session of
Mecklenburg County Superior Court, the Honorable Lisa C. Bell presiding. At trial,
Defendant moved to dismiss the charges for insufficient evidence, arguing that there
was no evidence to suggest that the officers were attempting to arrest Defendant for
his outstanding warrants or properly discharging their duties, nor evidence that
Defendant was found in possession of a firearm. The trial court granted Defendantâs
motion as to the outstanding warrants and denied the rest of the motion.
¶5 At the charge conference, Defense Counsel orally requested that the jury be
instructed that the specific duty that Davis was performing was to arrest Defendant
for discharging a firearm into an occupied vehicle. The State objected and requested
that the trial court use only the pattern jury instruction verbiage. The trial court
sustained the Stateâs objection and instructed the jury that, to satisfy the duty
element of the offense, it must find â[D]efendant was fleeing and/or attempting to
elude law enforcement officers who were in their lawful performance of their duty.â
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The jury found Defendant guilty of felonious speeding to elude arrest and attaining
habitual felon status.
¶6 Defendant was not present for part of the trial beginning on 8 March 2018 and
was not present for the verdict. As a result, the trial court entered a prayer for
judgment continued. On 29 July 2019, in accordance with N.C.G.S. § 15A-932(a)(1),
the State dismissed the charges against Defendant, with leave to reinstate them at a
later time, because the prosecutor believed he could not be readily found. Defendant
was later located, and, on or about 28 June 2021, the charges were reinstated in
accordance with N.C.G.S. § 15A-932(d). N.C.G.S. § 15A-932(d) (2021). On 15 July
2021, judgment was entered on the jury verdict and the trial court sentenced
Defendant to an active term of imprisonment of 90 to 120 months. Defendant timely
appeals.
ANALYSIS
¶7 On appeal, Defendant argues (A) âthe trial court erred by denying the motion
to dismiss when there was insufficient evidence that Officer Davis was lawfully
performing his duties when attempting to stop [Defendant]â; and (B) âthe trial court
erred by denying [Defendantâs] request to instruct the jury on the duty the officer was
performing at the time he attempted to stop [Defendant].â
A. Defendantâs Motion to Dismiss
¶8 On appeal, Defendant argues that, because the arrest was warrantless and not
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Opinion of the Court
supported by probable cause to arrest based on the surviving theory in the
indictment, Davis was not lawfully performing his duties. Specifically, Defendant
contends that, per the language of the indictment, Davis arrested Defendant for
discharging a weapon into an occupied vehicle. Defendant cites State v. Thompson,
281 N.C. App. 291, 2022-NCCOA-6, ¶ 19, to assert that whether the officer was
lawfully performing his duties depends on what the State alleges in the indictment.
As Davis received only a generic description of the white sedan and its drivers and
identified neither Defendant nor Landis before pursuing them, Defendant argues the
facts and circumstances were not such that would âwarrant a prudent manâ to believe
Defendant had shot into an occupied vehicle. Without this requisite belief, Davis did
not have probable cause to conduct the warrantless arrest and, in turn, was not
lawfully performing his duties when Defendant failed to stop his vehicle.
¶9 The State argues that the indictmentâs allegation of Defendant discharging a
weapon goes beyond the essential elements of the crime charged (speeding to elude
arrest), and therefore may be treated as surplusage immaterial to the question of
guilt. Citing State v. Noel, 202 N.C. App. 715, disc. rev. denied,364 N.C. 246
(2010),
the State contends that it was not required to prove Davis was âarresting [Defendant]
for . . . discharging [a] weapon into an occupied vehicleâ; rather, the State was
required only to present evidence that âtended to show Officer Davis had been
performing some lawful duty when [Defendant] fled him.â See Noel, 202 N.C. App. at
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720-21. The State asserts that Davis was lawfully authorized to pursue Defendant
and issue a citation when he witnessed Defendant commit a traffic infraction and
that the authority âescalated to an imperativeâ when Defendant began to drive
through the city at dangerous speeds. The State contends that the trial courtâs denial
of the motion to dismiss was proper.
¶ 10 âThe denial of a motion to dismiss for insufficient evidence is a question of law,
. . . which this Court reviews de novo.â State v. Bagley, 183 N.C. App. 514, 522 (2007)
(citing State v. Vause, 328 N.C. 231, 236 (1991); Shepard v. Ocwen Fed. Bank, FSB,
172 N.C. App. 475, 478 (2005)). âUnder a de novo review, the court considers the
matter anew and freely substitutes its own judgment for that of the trial court.â
Shepard, 172 N.C. App. at 478 (citation omitted). âTaking the evidence in the light
most favorable to the State, if the [R]ecord here discloses substantial evidence of all
material elements constituting the offense for which the accused was tried, then this
court must affirm the trial courtâs ruling on the motion.â State v. Stephens, 244 N.C.
380, 383 (1956).
¶ 11 âTo survive a motion to dismiss, the State must offer substantial evidence of
each essential element of the offense and substantial evidence that [the] defendant is
the perpetrator.â State v. Lee, 348 N.C. 474, 488 (1998) (citation omitted).
âSubstantial evidence is evidence from which any rational trier of fact could find the
fact to be proved beyond a reasonable doubt.â State v. Sumpter, 318 N.C. 102, 108
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(1986) (citations omitted). Under N.C.G.S. § 20-141.5(a), â[t]he essential elements of
. . . speeding to elude arrest . . . are: (1) operating a motor vehicle (2) on a street,
highway, or public vehicular area (3) while fleeing or attempting to elude a law
enforcement officer (4) who is in the lawful performance of his duties.â State v.
Mulder, 233 N.C. App. 82, 89 (2014) (citing N.C.G.S. § 20-141.5(a)).
¶ 12 As Defendantâs arrest was warrantless, Defendant is correct in asserting that
the arrest must have been supported by probable cause. Under N.C.G.S. § 15A-
401(b)(1), â[a]n officer may arrest without a warrant any person who the officer has
probable cause to believe has committed a criminal offense . . . in the officerâs
presence.â N.C.G.S. § 15A-401(b)(1) (2021). âAn arrest is constitutionally valid
whenever there exists probable cause to make it.â State v. Chadwick, 149 N.C. App.
200, 202, disc. rev. denied,355 N.C. 752
(2002) (citation and marks omitted).
ââProbable cause for an arrest has been defined to be a reasonable ground of suspicion
supported by circumstances sufficiently strong in themselves to warrant a [prudent]
man in believing the accused to be guilty[.]ââ State v. Zuniga, 312 N.C. 251, 259 (1984)
(quoting State v. Shore, 285 N.C. 328, 335 (1974)). In Zuniga, our Supreme Court
provided, â[t]o establish probable cause the evidence need not amount to proof of guilt,
or even to prima facie evidence of guilt, but it must be such as would actuate a
reasonable man acting in good faith.â Zuniga, 312 N.C. at 259 (citation and marks
omitted); see also Thompson, 2022-NCCOA-6 at ¶ 17 (citation and marks omitted)
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(â[P]robable cause does not demand any showing that such a belief be correct or more
likely true than false. A practical, nontechnical probability that incriminating
evidence is involved is all that is required. A probability of illegal activity, rather
than a prima facie showing of [it], is sufficient.â). However, Defendantâs next
assertionâthat Davis needed and lacked the indicted theory of probable causeâis
not persuasive.
¶ 13 When an indictment includes the essential elements of a crime being charged,
those â[a]llegations beyond the essential elements of the crime sought to be charged
are irrelevant and may be treated as surplusage.â State v. Birdsong, 325 N.C. 418,
422 (1989) (citation and marks omitted). In State v. Teel, the defendant was arrested
for and convicted of fleeing to elude arrest and reckless driving. State v. Teel, 180
N.C. App. 446, 447 (2006). In that case, the indictment did not specifically describe
the lawful duties the officers were performing at the time of the defendantâs flight.
Id. at 448. We considered whether the trial court erred when it âdenied [the]
defendantâs motion to dismiss the charge of [] fleeing to elude arrest because the
indictment did not describe the lawful duties the officers were performing at the time
of [the] defendantâs flight.â Id. at 447-48. In holding that the trial court did not err,
we provided:
[T]he offense of fleeing to elude arrest is not dependent
upon the specific duty the officer was performing at the
time of the arrest. Therefore, [it] is not an essential
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element of the offense of fleeing to elude arrest, as defined
in [N.C.G.S.] § 20-141.5, and [is] not required to be set out
in the indictment.
Id. at 449.
¶ 14 The facts of Teel parallel the present case. Defendant was arrested after
fleeing to elude arrest and was indicted for that offense. The indictment set out that
Davis arrested Defendant for âdischarging [a] weapon into an occupied vehicleâ; but,
per Teel, the specific duty that Davis was performing at the time of arrest was not an
essential element of fleeing to elude arrest and was not required to be stated in the
indictment. Id. The State is correct that âspecification of the officerâs duty is
surplusage that is immaterial to the question of guiltâ and therefore âprovides no
basis for reversing [Defendantâs] conviction.â State v. Rankin, 371 N.C. 885, 889
(2018).
¶ 15 Per N.C.G.S. § 20-518(b)(1), it is unlawful for a driver to fail to fully stop at an
intersection with a stop sign. See N.C.G.S. § 20-518(b)(1) (2021). Davis witnessed
Defendant drive through such a juncture without stopping. Under the facts and
circumstances known to Davis, he had objective probable cause to believe Defendant
had committed a traffic infraction. It was within his purview to follow and stop
Defendant and issue a citation. See State v. Philips, 149 N.C. App. 310, 316, appeal
dismissed, 355 N.C. 499 (2002) (quoting N.C.G.S. § 15A-302(b)) (â[An] officer âmay
issue a citation to any person who he has probable cause to believe has committed a
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misdemeanor or infraction.ââ). Moreover, per N.C.G.S. §§ 20-140(b) and (d), one is
guilty of reckless driving if he drives a vehicle in such a way that likely endangers
other people or property. See N.C.G.S. §§ 20-140(b), (d) (2021). Davis pursued
Defendant, who drove through stop signs at speeds of up to 90 miles per hour in
residential zones, likely endangering other persons. Considering the facts and
circumstances known to Davis, we conclude that he had probable cause to believe
Defendant was committing a crimeâspecifically, reckless drivingâand it was within
Davisâs authority to make a warrantless arrest. See Philips, 149 N.C. App. at 316
(quoting N.C.G.S. § 15A-401(b)(1) (1999)).
¶ 16 The State presented substantial evidence that Davis had probable cause to
arrest Defendant for fleeing to evade arrest and was engaged in the âlawful
performance of his dutiesâ under N.C.G.S. § 20-141.5(a). The indictment provided
that Defendant was âfleeing and attempting to elude a law enforcement officer[,]â and
Davis was in the âlawful performance of his duties[.]â The indictment contained the
essential elements of the crime charged under N.C.G.S. § 20-141.5(b).1 See Birdsong,
325 N.C. at 422. Per Teel, Davisâs arrest of Defendant for shooting at an unoccupied
vehicle was surplusage and therefore immaterial to the question of Defendantâs guilt.
1 We note that Defendant was indicted pursuant to N.C.G.S. § 20-141.5(b), which
provides that a violation under N.C.G.S. § 20-141.5(a) shall be a Class H Felony if two or
more enumerated factors were present at the time of the violation. N.C.G.S. § 20-141.5(b)
(2021).
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Teel, 180 N.C. App. at 449.
¶ 17 In his reply brief, Defendant contends that, while Teel may excuse the State
from alleging the specific duty Davis was performing in the indictment, per State v.
Silas, 360 N.C. 377 (2006), Defendantâs reliance on allegations set out in the
indictment (specifically, that Davis arrested Defendant for shooting into an
unoccupied vehicle) prejudiced Defendant. In Silas, the trial court allowed the State
to orally amend the indictment by changing the alleged intended felony to conform to
the evidence at trial. Silas, 360 N.C. 377. Our Supreme Court held, â[t]here is no
requirement that an indictment . . . contain specific allegations of the intended
felony[.] . . . However, if an indictment does specifically allege the intended felony, .
. . allegations may not be amended.â Id. at 383. Citing this holding, Defendant
asserts that, although the indictment included language that may not be necessary
for a valid indictment, the State is bound by that language because Defendant relied
on it as the Stateâs theory of the case and formulated his defense around it. But here,
unlike in Silas, nothing in the Record demonstrates that the State requested, or the
trial court allowed, the indictment to be amended to conform to the evidence at trial.
¶ 18 In State v. Noel, which was decided four years after Silas, we held that
immaterial variance between the allegations in an indictment and the evidence
offered will not constitute fatal variance. Noel, 202 N.C. App. at 721. In that case,
the evidence supported the material allegation that the officer was performing his
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legal duties as a government employee at the time of arresting the defendant, and
the additional allegation as to the exact duty being performed was surplusage which
must be disregarded. Id. (citation and marks omitted) (âThe indictment charged the
essential elements of the crime . . . . Proof was offered to support the material
allegation . . . . The additional allegation . . . [was] surplusage and must be
disregarded.â). As such, the variance between the additional allegation in the
indictment and the proof offered was immaterial. Id.
¶ 19 As in Noel, in this case the indictmentâs allegation of shooting at an unoccupied
vehicle was mere surplusage, and the evidence offered supported the allegation that
Davis was performing his legal duties when he arrested Defendant. As surplusage,
the additional allegation must be disregarded, and the State is not required to prove
it. Defendant was not prejudiced by relying on the indictment, and the trial court did
not err in denying his motion to dismiss.
B. Defendantâs Requested Instruction
¶ 20 Defendant argues that Davis did not have probable cause to arrest Defendant
for shooting into an occupied vehicle, and as such he was not lawfully performing his
duties in attempting to stop Defendant. Defendant contends that the trial courtâs
erroneous denial of the requested instruction was prejudicial and requires a new trial.
¶ 21 âWhere a defendant has properly preserved [his] challenge to jury instructions,
an appellate court reviews the trial courtâs decisions regarding jury instructions de
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novo.â State v. Richardson, 270 N.C. App. 149, 152 (2020) (citation omitted). âAn
instruction about a material matter must be based on sufficient evidence.â State v.
Osorio, 196 N.C. App. 458, 466 (2009 (citation omitted). âFailure to give the requested
instruction where required is a reversible error.â State v. Reynolds, 160 N.C. App.
579, 581(2003) (citation omitted), disc. rev. denied,358 N.C. 548
(2004). âFailure to
charge on a subordinateânot a substantiveâfeature of a trial is not reversible error
in the absence of request for such instruction.â State v. Hunt, 283 N.C. 617, 623 (1973)
(citation and marks omitted).
¶ 22 Upon a partyâs request of a charge instruction on a subordinate matter of the
trial, the trial courtâs failure to charge on that matter may constitute reversible error.
See Hunt, 283 N.C. at 623. âA request for a . . . deviation from the pattern jury
instruction [would] qualify as a special instruction and would [need] to be submitted
to the trial court in writing.â State v. Brichikov, 281 N.C. App. 408, 2022-NCCOA-
33, ¶ 17 (citing State v. McNeill, 346 N.C. 233, 240 (1997) (âWe note initially that
[the] defendantâs proposed [deviation from the pattern] instructions were tantamount
to a request for special instructions.â)), affâd on other grounds, 2022-NCSC-140. â[A]
trial courtâs ruling denying requested special instructions is not error where the
defendant fails to submit his request for instructions in writing.â Id. (citation and
marks omitted); see State v. Starr, 209 N.C. App. 106, 113 (citation and marks
omitted) (â[W]here . . . [the] [d]efendant fail[ed] to submit his request for instructions
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in writing, the trial courtâs ruling denying [the] requested instructions is not error . .
. .â), affâd as modified, 365 N.C. 314 (2011).
¶ 23 Defendant did not submit in writing a request for instructions regarding the
specific duty Davis was performing; Defendant requested orally that this specific
instruction be included. Per Brichikov and McNeil, this request was for a special
instruction; and, because it was not submitted in writing, this issue was not preserved
for our review.
¶ 24 If an instructional issue is unpreserved in a criminal case, we may review the
trial courtâs decision for plain error, but only if âthe defendant [] specifically and
distinctly contend[s] that the alleged error constitutes plain error.â See State v.
Lawrence, 365 N.C. 506, 516 (2012) (emphasis added) (citations and marks omitted).
Defendant did not âspecifically and distinctlyâ allege plain error. Accordingly, this
issue is not preserved for plain error review, and we cannot address it on appeal.
State v. Truesdale, 340 N.C. 229, 233 (1995) (â[The] [d]efendant has failed specifically
and distinctly to contend that the trial courtâs instruction . . . constituted plain error.
Accordingly, he has waived his right to appellate review of this issue.â).
CONCLUSION
¶ 25 The Record discloses substantial evidence of each element of felonious speeding
to elude arrest, and the trial court did not err in denying Defendantâs motion to
dismiss. Defendantâs instruction request was not preserved for appellate review.
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NO ERROR.
Judges DILLON and INMAN concur.