State v. Tucker

               IN THE SUPREME COURT OF NORTH CAROLINA

                                   No. 113A96-4

                              Filed 15 December 2023

STATE OF NORTH CAROLINA

             v.
RUSSELL WILLIAM TUCKER


      On writ of certiorari pursuant to N.C.G.S. § 7A-32(b) to review an order entered

24 August 2020 by Judge R. Stuart Albright in Superior Court, Forsyth County,

denying defendant’s motions for appropriate relief. Heard in the Supreme Court 8

February 2023.


      Joshua H. Stein, Attorney General, by Danielle Marquis Elder, Senior Deputy
      Attorney General, and Jonathan P. Babb, Special Deputy Attorney General, for
      the State-appellee.

      Elizabeth Hambourger, for defendant-appellant.

      Ian A. Mance, Quintin D. Byrd, and Irving Joyner for North Carolina
      Association of Black Lawyers and North Carolina State Conference of the
      NAACP, amici curiae.


      BERGER, Justice.

      Through a series of post-conviction motions, defendant asserts that his

conviction for first-degree murder and sentence of death should be set aside.

Defendant argues that despite the trial court’s finding that he failed to establish a

prima facie case of purposeful discrimination in jury selection, he is nevertheless

entitled to a new trial because newly discovered evidence, consisting of a continuing
                                     STATE V. TUCKER

                                     Opinion of the Court




legal education handout and a statistical study, supports his claim pursuant to

Batson v. Kentucky, 

 (1986). However, defendant failed to raise a Batson

claim or otherwise argue purposeful discrimination on direct appeal from his original

trial or in previous post-conviction proceedings. Thus, the question before this Court

is whether review of defendant’s Batson claim is procedurally barred pursuant to

N.C.G.S. § 15A-1419. For the reasons set forth herein, we conclude that defendant’s

claim is barred and affirm the judgment of the Superior Court denying defendant’s

motion for appropriate relief.

                    I.   Factual and Procedural Background

       It is undisputed that defendant killed K-Mart security guard Travis Williams

and shot two Winston-Salem police officers on December 8, 1994.1 Defendant was

indicted for first-degree murder and two counts of assault with a deadly weapon with

intent to kill inflicting serious injury. A Forsyth County jury found defendant guilty

of first-degree murder, and defendant was sentenced to death upon the jury’s

recommendation. The State dismissed the assault charges.

       Forsyth County Assistant District Attorneys Robert Lang and David Spence

prosecuted the case for the State. During jury selection, which was conducted by Mr.

Lang, defendant lodged Batson objections to the State’s peremptory strikes against



       1 A more detailed account of the underlying facts of this case can be found in this

Court’s opinion at State v. Tucker, 

, 239–40 (1997).

                                             -2-
                                    STATE V. TUCKER

                                   Opinion of the Court




black prospective jurors Debra Banner, Thomas Smalls, and Wayne Mills. The voir

dire transcript reveals the following relevant exchanges between these prospective

jurors, the trial court, and the State.

A. Voir Dire of Ms. Banner

      Following inquiry by the trial court, Ms. Banner stated that she worked at

Forsyth Medical Center and had not acquired sufficient leave time, which she

referred to as PTO, to receive compensation when she missed work. Ms. Banner

worked eight-hour shifts that ended at 11:00 p.m., and “nine o’clock [a.m. wa]s not

[her] time” because she was not a morning person.2 Ms. Banner further stated that

she “prefer[red] not to be on [the jury].” The trial court clarified her response:

                    THE COURT: Prefer not to serve I take it. Do you
                    think that situation will prevent you or
                    substantially impair you in performing your duties
                    as a juror in this?

                    MS. BANNER: Yes.

                    THE COURT: Will it prevent you or substantially
                    impair you from giving your full attention to this
                    case?

                    MS. BANNER: Yes, sir.




      2 The transcript of jury selection reveals that along with Ms. Banner, jurors Wayne

Robinson and Katherine Shook also worked at Forsyth Medical Center. Similar to Ms.
Banner, Mr. Robinson expressed concern about missing work to attend court due to a lack of
paid time off. Mr. Robinson was excused for cause. Ms. Shook was excused using a
peremptory challenge at the same time as Ms. Banner.

                                           -3-
                                    STATE V. TUCKER

                                   Opinion of the Court




                    THE COURT: The State want to make inquiry of
                    this juror then?

The State chose not to challenge Ms. Banner for cause and made no further inquiry

at that time. The Court then resumed its questioning of other prospective jurors.

      The next interaction with Ms. Banner took place during the State’s voir dire

when Ms. Banner had fallen asleep in the jury box while other prospective jurors

were being questioned.

                    [THE STATE]: Come down to you, Ms. Banner.
                    Wake up.

                    MS. BANNER: I told you I didn’t do well early.

                    [THE STATE]: But you’d be at work now, wouldn’t
                    you?

                    MS. BANNER: Yeah.

Neither the trial court nor defense counsel interjected to suggest Ms. Banner had not

fallen asleep.

      Thereafter, Ms. Banner acknowledged that she had no personal or moral

objections to the death penalty, but her work and lack of paid time off would likely

affect her ability to listen to the evidence and follow the trial court’s instructions. In

addition, it was revealed in questions directed to all the jurors that Ms. Banner did

not own the residence in which she lived.

B. Voir Dire of Mr. Smalls

      As with Ms. Banner, the transcript indicates that Mr. Smalls “nodded off” and

                                           -4-
                                    STATE V. TUCKER

                                    Opinion of the Court




“went to sleep” during jury selection. His responses to the initial questions from the

trial court were unremarkable, but during questioning by the State, the following

exchange occurred:

                     [THE STATE]: It’s vitally important that everybody
                     know the State is very concerned about whether
                     everybody can consider the death penalty and the
                     defendant is concerned about whether everybody
                     will automatically impose the death penalty and
                     won’t consider the option of life without parole so I’m
                     sorry it gets lengthy but it has got to be done.

                            Mr. Smalls, can you please tell me about your
                     feelings about the death penalty.

                     MR. SMALLS: I cannot give an answer to that.

                     [THE STATE]: Let me ask you do you feel like it’s
                     a necessary part of the law?

                     MR. SMALLS: I think it’s a part of the law.

                     [THE STATE]: Do you think it’s a necessary part
                     of the law?

                     MR. SMALLS: I don’t know.

                     [THE STATE]: Do you have any personal, moral or
                     religious or philosophical beliefs against the death
                     penalty or capital punishment?

                     MR. SMALLS: I believe in capital punishment.

                     [THE STATE]: You do?

                     MR. SMALLS: Yes.

                     [THE STATE]: Do you think that under some

                                            -5-
              STATE V. TUCKER

              Opinion of the Court




appropriate circumstances, and the judge will tell
you what those circumstances are, that the death
penalty is an appropriate punishment in some
cases?

MR. SMALLS: I guess so. I don’t know.

[THE STATE]: Do you belong to any churches or any
organizations that oppose the death penalty?

MR. SMALLS: Yes, I’m a Christian.

[THE STATE]: There is a wide broad views in the
church. Some churches oppose the death penalty,
others feel it’s appropriate and have taken a stand.
Has your church taken a stand against the death
penalty?

MR. SMALLS: I don’t know. I can’t speak for all of
my church. I can only speak for myself.

[THE STATE]: Well that’s what is most important.
Do you feel that if the circumstances were
appropriate that you could vote to impose the death
penalty?

MR. SMALLS: I still don’t know.

[THE STATE]: You’d have to wait to hear all the
evidence?

MR. SMALLS: Yes, sir.

[THE STATE]: Let me ask you, Mr. Smalls, if the
State—at the guilt/innocence phase—satisfies its
burden to prove the defendant’s guilt beyond a
reasonable doubt based on one or both of the theories
of first degree murder that I’ve talked about—
premeditation and deliberation or felony murder—
could you find the defendant guilty?

                      -6-
              STATE V. TUCKER

              Opinion of the Court




MR. SMALLS: I guess so.

[THE STATE]: If the law—if the State satisfied its
burden and the judge instructed you and gave you
the law with regards to the various elements of
premeditation and deliberation and felony murder
and the State proved those to you beyond a
reasonable doubt, would you be able to find the
defendant guilty?

MR. SMALLS: I guess so.

[THE STATE]: Having made that decision at the
guilt/innocence if the jury determined unanimously
that the defendant was guilty of first degree murder
and we move on to the second stage and you were
satisfied beyond a reasonable doubt that the death
penalty was the appropriate punishment after going
through the detailed instructions the Court will give
you at that second stage, would you be able to vote
to impose the death penalty?

MR. SMALLS: I’ll have to wait. I’ll have to wait until
that time comes.

[THE STATE]: Do you feel—well, let me ask you are
there some circumstances you feel where the death
penalty is appropriate?

MR. SMALLS: Sometimes. Sometimes I think so.

[THE STATE]: Do you feel like you could be part of
a jury that comes back and makes a
recommendation of the death penalty to the Court in
this case?

MR. SMALLS: I guess so.

[THE STATE]: When you say you guess so, does that

                      -7-
                                  STATE V. TUCKER

                                 Opinion of the Court




                   mean—

                   MR. SMALLS: —If I have to.

                   [THE STATE]: If you have to?

                   MR. SMALLS: Yes. If there is no way out.

                   [THE STATE]: If there is no way out?

                   MR. SMALLS: Yes.

C. Voir Dire of Mr. Mills

      When Mr. Mills was seated as a prospective alternate juror, the trial court

questioned him on whether he had heard or seen anything about the case in the

newspaper or from another source. Although Mr. Mills had not read about the case

in the newspaper, he stated that he had “heard about it . . . [in] talk around the

street.” When the trial court asked Mr. Mills whether he had formed or expressed an

opinion on the guilt or innocence of defendant based on what he heard, Mr. Mills

responded that he “didn’t comment on it.” When asked to clarify what he meant, Mr.

Mills responded, “I didn’t comment on it. When I heard it, I didn’t comment on it.”

The trial court moved on to questions about the death penalty and life without parole

and asked if Mr. Mills had any reservations about the death penalty, and Mr. Mills

responded that he was not against it.

      Mr. Mills responded to several of the State’s questions with “yes” and “no”

answers with no elaboration.     Mr. Mills was specifically asked if he had been


                                         -8-
                                   STATE V. TUCKER

                                   Opinion of the Court




convicted of any criminal offense other than traffic offenses, and he replied, “No.”

Contrary to Mr. Mills’ representation, the State had discovered in its pretrial

research that he had been convicted of solicitation of prostitution.

D. Defendant’s Objections

      The State struck each of these prospective jurors using peremptory challenges,

and defendant objected to each strike pursuant to Batson.

      In attempting to establish a prima facie case of racial discrimination,

defendant contended that Ms. Banner showed unwavering support for the death

penalty, noting that “right down the line Ms. Banner answered yes, yes, yes, yes just

like everybody else on that jury and even more so.” Defendant argued that other

jurors passed by the State were not as strong on the death penalty as Ms. Banner,

because their responses only suggested that they “could consider” the death penalty

or that “it was appropriate in some cases.” Defendant further contended that even

though Ms. Banner raised the issue of her lack of paid time off, in the end, Ms. Banner

“was very clear that [she] understood her duty [as a juror] overrode [her work

responsibilities].” Moreover, defendant argued that Ms. Banner “very candidly said

she wouldn’t hold [issues concerning her work schedule] against either party and she

could be fair to both sides.” Defendant stated that “no race[-]neutral reason” justified

the use of the peremptory challenge against Ms. Banner.

      Concerning Mr. Smalls, defendant contended even though Mr. Smalls “was a


                                           -9-
                                    STATE V. TUCKER

                                   Opinion of the Court




little more hesitant” on the death penalty questions than Ms. Banner, Mr. Smalls

conveyed that he believed in capital punishment if it was appropriate under the

circumstances. Defendant stated that there was “no race[-]neutral basis” for the

State’s peremptory strike on Mr. Smalls.

      Before ruling on defendant’s Batson objections to the State’s peremptory

strikes of Ms. Banner and Mr. Smalls, the State and defendant stipulated that

defendant and the victim, Mr. Williams, were both black. The parties also stipulated

that of the two officers involved in the case, one was black and the other was white.

The trial court further noted, and both defendant and the State agreed, that race was

not an issue in the case.

      The trial court determined that defendant had not established a prima facie

case of purposeful discrimination. However, the trial court stated that it would “give

the State the opportunity . . . to address the issue of whether or not the challenge . . .

has been done on a race[-]neutral basis” in order to make a record for appeal. The

State indicated that it would respond with its race-neutral explanations if ordered to

by the trial court because such an order would not waive defendant’s burden of

establishing a prima facie case. The trial court stated that “I think this Court’s ruling

is correct. I don’t think there is a prima facie case,” but nonetheless asked the State

to articulate its race-neutral reasons.

      As to the peremptory strike for Ms. Banner, the State noted that Ms. Banner


                                          -10-
                                      STATE V. TUCKER

                                     Opinion of the Court




was sleeping during jury selection, which “fit in” with her prior comment that she

“doesn’t do well in the morning hours” due to her work schedule. The State also

explained that Ms. Banner had stated that she preferred not to serve, that she had

concerns about paid time off, and that her work schedule would make it difficult to

work most of the night and then have to be in court. The State explained that because

the case involved “a lot of important evidence, . . . we need a juror who is awake and

aware and not worried about work.”

       In addition, the State considered Ms. Banner’s work as a nurse problematic for

her jury service because, in the State’s opinion, “those who save lives are often

hesitant to make a recommendation for death.” The State also expressed concern

that Ms. Banner showed a “lack of stake in the community,” pointing to the fact that

she was not a homeowner and was not registered to vote.

       Regarding Mr. Smalls, the State explained that he “nodded off and went to

sleep one time [and the State] saw him startle and wake up during the selection of

the other jurors.” This statement was not disputed by defendant or the trial court. 3




       3 Our dissenting colleague’s reliance on Snyder v. Louisiana, 

 (2008) is

misplaced for two reasons. First, contrary to our colleague’s indication that deference is only
warranted when a trial court makes findings regarding a juror’s demeanor, Snyder states
more broadly that “deference is especially appropriate where a trial judge has made a finding
that an attorney credibly relied on demeanor in exercising a strike.” 

 (emphasis
added). Second, unlike in Snyder, and as discussed in more detail herein, step one of Batson
is not moot in this case. See State v. Snyder, 

 (La. 1999) (noting that the
State offered race-neutral reasons before the trial court made a “finding as to whether

                                             -11-
                                       STATE V. TUCKER

                                       Opinion of the Court




The State expressed concern regarding Mr. Smalls’ body language and asserted that

his responses were inappropriate because they were “middle of the road responses,”

and as a result, the State “didn’t feel he was very strong on the death penalty.”

Specifically, the State recounted that Mr. Smalls said he did not know what he felt

about the death penalty, then “put his head down and began talking to the floor,” and

“did not ever make eye contact” with prosecutors during the death penalty questions.

Further, the State noted that Mr. Smalls “was often looking up” and was “mumbling

and talking to himself.” The State explained that Mr. Smalls’ statement that he could

consider the death penalty “if he had to” was inappropriate.

       After the State’s proffered reasons for exercising peremptory challenges for

both Mr. Smalls and Ms. Banner, the trial court announced its finding that there

were thirty-nine prospective jurors in the entire jury venire and that seven were

black. Of the four black jurors that had been called by the clerk as potential jurors



defendant had made a prima facie showing of purposeful racial discrimination.”). However,
even though the trial court was not required to make findings regarding pretext because step
one was not moot, the trial court stated that “the district attorney observed that [Mr. Smalls]
nodded off to sleep at one time . . . .” Defendant did not object or otherwise argue to the
contrary.
       We also note that, despite the trial court’s statement, our colleague implies that the
prosecutor’s observation that Mr. Smalls “nodded off” was untruthful. The fact that a juror
“nodded off” seems highly relevant to his or her ability to serve, regardless of skin color. But
according to our colleague, “it is more likely that [the prosecutor]’s choice of words evince [the
prosecutor]’s reliance on the [CLE handout] by echoing the handout’s language of ‘obvious
boredom [which] may show anti-prosecution tendencies.’ ” It is a remarkable feat indeed to
extract this reading from the record as it exists in this case.


                                              -12-
                                    STATE V. TUCKER

                                    Opinion of the Court




for the trial, two were excused using peremptory challenges and two were excused for

cause.4 Of the four peremptory strikes exercised by the State at that time, two were

for white prospective jurors and two were for black prospective jurors. At the time

the peremptory challenges were made, eleven jurors had been seated—nine were

white and two were black.

       The trial court found that “the questions and statements of the prosecuting

attorney during jury selection do not tend to support an inference of discrimination,”

and that “each juror was examined substantially in the same format.” The trial court

found that there had not been “a repeated use of peremptory challenges” against

black jurors such that a pattern of strikes against black jurors had arisen. Finally,

the trial court found that there had “not been a disproportionate number of

peremptory challenges” exercised to strike black jurors.

       As such, the trial court found that “defendant ha[d] failed to raise an inference

that the prosecuting attorney ha[d] . . . used the peremptory challenges to exclude

[individuals] from the jury on account of race.” The trial court did not characterize




       4 The trial court detailed on the record that two prospective black jurors, Mr. Leroy

Robinson and Ms. Dorothy Nash, were excused for cause. Ms. Nash was removed for cause
after she expressed unwavering opposition to the death penalty, and Mr. Robinson stated
that he had prior knowledge of the case from media reports and had formed an opinion as to
defendant’s guilt or innocence. For clarity, we note that there are two jurors with the last
name Robinson in the transcript: Wayne Robinson and Leroy Robinson; Mr. Leroy Robinson
was identified as a black juror in the trial court’s Batson findings.

                                           -13-
                                   STATE V. TUCKER

                                   Opinion of the Court




its findings as a full Batson hearing, and defendant did not raise the issue of pretext,

nor was it ever discussed by the trial court.

       As to Mr. Mills, the prospective alternate juror, defendant argued that Mr.

Mills was the eighth black potential juror to enter the juror box and that there

appeared to be no race-neutral reason to strike Mr. Mills. Defendant explained that

Mr. Mills believed in the death penalty and stated that he could follow the law.

Defendant also noted that the jury was all white.

       The trial court concluded again that race was not an issue in this case and that

“the demeanor of the questions and statements of the prosecuting attorney during

jury selection did not tend to support an inference of discrimination in the use of [the]

peremptory challenge.” The trial court also found that the format for questions was

“typically the same for each juror without regard to race” and that “there ha[d] not

been a disproportionate number of peremptory challenges to strike black jurors in

this case.”

       The trial court made additional findings that of the thirty-nine jurors initially

called on 6 February 1996, seven were black. Of the seven black jurors, three were

excused for cause and four were excused by the State’s peremptory challenges. Of

the forty-eight jurors called on 8 February 1996, eight were black, and one black juror

was excused by consent for pretrial knowledge and contact.

       At close of court on 12 February 1996, no additional black jurors had been


                                          -14-
                                  STATE V. TUCKER

                                  Opinion of the Court




called and twelve jurors had been seated for the trial. At that point, the State had

exercised eleven peremptory challenges against prospective jurors—four were used

against black jurors and seven were used against white jurors.

      The trial court also addressed strikes used against prospective alternate

jurors. The first alternate prospective juror called was white and was excused for

cause. Mr. Mills was the second alternate prospective juror called. The trial court

determined that defendant had not established a prima facie case of discrimination

in striking Mr. Mills, but again requested that the State provide its reasons for the

challenge.

      The State, pursuant to the trial court’s request, explained that Mr. Mills had

been untruthful about his criminal record. Even though the State had accepted other

jurors with criminal convictions, the concern with Mr. Mills was “his failure to

acknowledge the criminal court convictions” and “the untruthful answers given.” In

addition, Mr. Mills hesitated on the death penalty questions; gave answers which

were mostly “monosyllabic;” appeared to be “smiling inappropriately on a number of

occasions;” and seemed confused during questioning.

      After the State provided its race-neutral reasons, the trial court reiterated that

defendant had failed to establish a prima facie case of discrimination. With each of

the three prospective jurors at issue, the trial court never characterized the

proceeding as a full Batson hearing, nor was pretext argued or ruled upon.


                                         -15-
                                 STATE V. TUCKER

                                 Opinion of the Court




E. Trial and Post Conviction Proceedings

      A Forsyth County jury convicted defendant of first-degree murder based on a

theory of premeditation and deliberation and under the felony murder rule. Tucker,

. Upon completion of the sentencing phase, the jury recommended

that defendant be sentenced to death.          

.   Consistent with that

recommendation, the trial court sentenced defendant to death. 

.

      Defendant appealed, and this Court determined that “defendant received a fair

trial and capital sentencing proceeding, free from prejudicial error.” 

.5

Defendant did not raise a Batson issue on direct appeal.

      In addition, defendant did not raise a Batson issue in his initial motion for

appropriate relief (MAR) or subsequent amendments thereto. Defendant filed an

MAR on October 6, 1998, and filed an amendment to that MAR on January 13, 2000.

Defendant’s motions were denied on May 11, 2000. Later, defendant received newly

appointed counsel who filed an MAR in 2001 styled as a Second Amended Motion for

Appropriate Relief. After evidentiary hearings in 2004 and 2006, defendant’s MAR

was denied and this Court denied certiorari in State v. Tucker, 

 (2007)

(mem.).

      In 2010, defendant filed an MAR in Forsyth County Superior Court pursuant



      5 The Supreme Court of the United States denied certiorari in Tucker v. North
Carolina, 

 (1998) (mem.).

                                        -16-
                                  STATE V. TUCKER

                                  Opinion of the Court




to the Racial Justice Act (RJA). In 2008, defendant filed a petition for writ of habeas

corpus in federal district court, and defendant amended this petition in 2016 and

2017.    The federal court held defendant’s federal habeas corpus proceedings in

abeyance in 2010 while defendant’s RJA claims were resolved.

        In 2017, defendant filed another MAR and a second amendment to his RJA

MAR. The State filed an answer in 2018, defendant replied in 2018, and defendant

filed an amendment to his MAR in 2019. Then, in 2020, defendant, for the second

time, amended his MAR.

        In his 2017, 2019, and 2020 MARs, which are presently before the Court,

defendant for the first time raised the Batson issue under a theory of newly discovered

evidence.   The alleged newly discovered evidence which provides the basis for

defendant’s most recent post-conviction filings are a continuing legal education (CLE)

handout and a statistical study on jury selection in North Carolina assembled by law

professors from Michigan State University, along with a corresponding affidavit

submitted by the authors of the study. Defendant asked the MAR court to vacate his

conviction and death sentence and order a new trial, asserting that newly discovered

evidence allows him to overcome any procedural bar found in N.C.G.S. § 15A-1419.

Defendant further asserted that his claims were not barred under this Court’s

decision in State v. Burke, 

 (2020).

        The CLE handout is a one-page handout entitled “BATSON Justifications:


                                         -17-
                                    STATE V. TUCKER

                                    Opinion of the Court




Articulating Juror Negatives.”       The CLE handout lists ten legally acceptable

justifications for the use of peremptory challenges: (1) inappropriate dress; (2)

physical appearance; (3) age; (4) attitude; (5) body language; (6) rehabilitated jurors

or those who vacillate in answering the State’s questions; (7) inappropriate, non-

responsive, evasive, or monosyllabic responses; (8) communication difficulties, be it

language barriers or difficulty understanding questions and the process; (9)

unrevealed criminal history; and (10) any other signs of defiance, sympathy with the

defendant, or antagonism to the State.

       The statistical study was conducted by Catherine Grosso and Barbara O’Brien,

two law professors at Michigan State University College of Law. See Catherine M.

Grosso & Barbara O’Brien, A Stubborn Legacy: The Overwhelming Importance of

Race in Jury Selection in 173 Post-Batson North Carolina Capital Trials, 

 (2012) [hereinafter Grosso & O’Brien, A Stubborn Legacy]. The professors

reviewed data concerning jury selection in North Carolina capital cases between 1990

and 2010. Pursuant to an affidavit from the professors proffered at the hearing on

defendant’s motion for appropriate relief, the study took less than one year to create

as they “began data collection for the study in the fall of 2009 and completed it in the

spring of 2010.”6



       6 Defendant also asserted that a similar study on juror data constituted newly
discovered evidence. See Ronald F. Wright, et al., The Jury Sunshine Project: Jury Selection

                                           -18-
                                      STATE V. TUCKER

                                     Opinion of the Court




       Defendant advances two primary arguments in his most recent MAR and

amendments. First, defendant contends that not only was the CLE handout newly

discovered evidence, but that Mr. Lang used language from the handout as his race-

neutral justification for striking Ms. Banner, Mr. Smalls, and Mr. Mills. Second,

defendant argued that the MSU study and the authoring professors’ affidavit

established a pattern of race-based strikes by both prosecutors in this case.

Defendant asserts that the purported history of discrimination in Forsyth County,

allegedly established not by court rulings but by statistical evidence, shows a pattern

of discrimination which must be present in this case also.

       On 24 August 2020, the MAR court entered an order denying defendant’s

MARs. That order is the subject of our review here. The MAR court expressly stated

the scope of the order was limited to the 2017 MAR, 2019 MAR, and 2020 MAR filed

by defendant “based on alleged newly discovered evidence.” The RJA MARs were

assigned to a separate judge and were not considered by the MAR court.

       The MAR court’s comprehensive order makes several pertinent findings of fact

before ultimately denying defendant’s claims because defendant “failed to show good

cause, actual prejudice, or a fundamental miscarriage of justice” sufficient to

overcome the procedural bar of N.C.G.S. § 15A-1419. Specifically, the MAR court



as a Political Issue, 2018 Ill. L. Rev. 1407 (2018). Our “good cause” analysis of the MSU study
under N.C.G.S. § 15A-1419(c) applies equally to this study.

                                             -19-
                                       STATE V. TUCKER

                                       Opinion of the Court




found that defendant failed to raise a Batson issue on direct appeal despite the fact

that “the trial court identified the Batson issue as a possible issue on appeal and said

so in the presence of the parties.”7

       In addition and contrary to defendant’s argument, the MAR court held that

State v. Burke cannot be read to prevent operation of the procedural bar in this case

because Burke applied specifically to RJA MARs and “all of [d]efendant’s RJA MARs

are still pending and are beyond the scope of this [o]rder.”

       Defendant petitioned this Court for a writ of certiorari to review the order of

the MAR court. This Court allowed reviewed pursuant to N.C.G.S. § 7A-32(b) on

three issues: (1) whether the CLE handout and the MSU study constitute newly

discovered evidence of purposeful discrimination in jury selection under Batson v.

Kentucky, (2) whether defendant was in an adequate position to raise his Batson

claim before he had access to the CLE handout and the MSU study, and (3) whether

this Court’s decision in State v. Burke forecloses acceptance of the State’s procedural

bar argument.

                               II.    Standard of Review

       This Court reviews a lower court’s order on motions for appropriate relief to

determine “whether the findings of fact are supported by evidence, whether the



       7 Defendant conceded that his counsel was not ineffective for failing to raise the Batson

issue on direct appeal or in his initial post-conviction filings.

                                               -20-
                                   STATE V. TUCKER

                                   Opinion of the Court




findings of fact support the conclusions of law, and whether the conclusions of law

support the order entered by the trial court.” State v. Frogge, 

 (2005)

(quoting State v. Stevens, 

 (1982)). We review issues of law de novo.

State v. Biber, 

 (2011).

                                 III.    Analysis

A. Procedural Bar

      Section 15A-1419 of the North Carolina General Statutes provides a

mandatory procedural bar for issues a party seeks to litigate in post-conviction

proceedings. The procedural bar applies when any of the following circumstances are

present:

             (1) Upon a previous motion made pursuant to this Article,
             the defendant was in a position to adequately raise the
             ground or issue underlying the present motion but did not
             do so. . . .

             (2) The ground or issue underlying the motion was
             previously determined on the merits upon an appeal from
             the judgment or upon a previous motion or proceeding in
             the courts of this State or a federal court, unless since the
             time of such previous determination there has been a
             retroactively effective change in the law controlling such
             issue.

             (3) Upon a previous appeal the defendant was in a position
             to adequately raise the ground or issue underlying the
             present motion but did not do so.

             (4) The defendant failed to file a timely motion for
             appropriate relief as required by G.S. 15A-1415(a).


                                            -21-
                                   STATE V. TUCKER

                                   Opinion of the Court




N.C.G.S. § 15A-1419(a) (2021). If any of these circumstances are present, “the court

shall deny the motion . . . unless the defendant can demonstrate” that an exception

applies. N.C.G.S. § 15A-1419(b) (2021); see also State v. Murrell, 

(2008).

      An exception to the procedural bar applies only if the defendant can

demonstrate: (1) “[g]ood cause for excusing the ground for denial listed in subsection

(a) of this section and . . . actual prejudice resulting from the defendant’s claim,” or

(2) “[t]hat failure to consider the defendant’s claim will result in a fundamental

miscarriage of justice.” N.C.G.S. § 15A-1419(b).

      “[G]ood cause” exists under this section only if the defendant demonstrates “by

a preponderance of the evidence that his failure to raise the claim or file a timely

motion” was:

                    (1) The result of State action in violation of the
                        United States Constitution or the North Carolina
                        Constitution including ineffective assistance of
                        trial or appellate counsel;

                    (2) The result of the recognition of a new federal or
                        State right which is retroactively applicable; or

                    (3) Based on a factual predicate that could not have
                        been discovered through the exercise of
                        reasonable diligence in time to present the claim
                        on a previous State or federal postconviction
                        review.

N.C.G.S. § 15A-1419(c) (2021).


                                          -22-
                                   STATE V. TUCKER

                                   Opinion of the Court




      “[A]ctual prejudice,” within the meaning of subsection (b), exists only “if the

defendant establishes by a preponderance of the evidence that an error during the

trial or sentencing” raises a “reasonable probability, viewing the record as a whole,

that a different result would have occurred but for the error.” N.C.G.S. § 15A-1419(d)

(2021).

      “[A] fundamental miscarriage of justice,” occurs only where:

             (1) The defendant establishes that more likely than not,
                 but for the error, no reasonable fact finder would have
                 found the defendant guilty of the underlying offense; or

             (2) The defendant establishes by clear and convincing
                 evidence that, but for the error, no reasonable fact
                 finder would have found the defendant eligible for the
                 death penalty.

N.C.G.S. § 15A-1419(e) (2021).

      The post-conviction procedure set forth above serves a critical role in our

criminal justice system. Not only does it provide for review and potential relief to

defendants convicted of crime, but the process also promotes finality. See N.C.G.S. §

15A-1415, Official Commentary (2021) (“[A]dditional finality has been added in G.S.

15A-1419 by making it clear that there is but one chance to raise available matters

after the case is over, and if there has been a previous assertion of the error, or

opportunity to assert the error, by motion or appeal, a later motion may be denied on

that basis.”); see also N.C.G.S. § 15A-1419, Official Commentary (2021) (“[O]nce . . .

there has been opportunity to litigate a matter, there will not be a right to seek relief

                                          -23-
                                   STATE V. TUCKER

                                   Opinion of the Court




by additional motions at a later date. . . . [I]f there has been an opportunity to have

the matter considered on a previous motion for appropriate relief or appeal the court

may deny the motion for appropriate relief.”).

       It is imperative, not only for the parties, but also for federal habeas review,

that we strictly and regularly follow our post-conviction procedural requirements.

See Johnson v. Mississippi, 

 (1988); see also Cnty. Ct. of Ulster Cnty.,

N.Y. v. Allen, 

 (1979) (determining whether an independent and

adequate state procedural ground was utilized by the state court which would bar the

federal courts from addressing the issue on habeas corpus); Barr v. City of Columbia,

 (1964) (“We have often pointed out that state procedural

requirements which are not strictly or regularly followed cannot deprive us of the

right to review.”).

   1. Batson

       We first address defendant’s argument that the procedural bar of subsection

15A-1419(a) does not apply to his Batson claim because at the time of his direct appeal

and initial MAR proceedings, he did not have access to the CLE handout or the MSU

study and was therefore not “in a position to adequately raise the . . . issue.” N.C.G.S.

§ 15A-1419(a). To do so, we begin with the essential tenets of Batson and the MAR

court’s application of those tenets to defendant’s claim.

       The “Constitution forbids striking even a single prospective juror for a


                                          -24-
                                   STATE V. TUCKER

                                   Opinion of the Court




discriminatory    purpose.”     Snyder     v.    Louisiana,   

(2008) (quoting United States v. Vasquez–Lopez, 

 (9th Cir. 1994)).

“Purposeful racial discrimination in selection of the venire violates a defendant’s

right to equal protection because it denies him the protection that a trial by jury is

intended to secure.” Batson v. Kentucky, 

 (1986).

      The North Carolina Constitution states that “[n]o person shall be excluded

from jury service on account of sex, race, color, religion, or national origin.” N.C.

Const. art. I, § 26. Thus, the North Carolina Constitution specifically “bars race-

based peremptory challenges.” State v. Nicholson, 

 (2002) (citing State

v. Fletcher, 

 (1998), cert. denied, 

 (1999)). “[O]ur courts

have adopted the Batson test for reviewing the validity of peremptory challenges

under the North Carolina Constitution.” State v. Campbell, 

, 133 (2023)

(quoting Nicholson, 

).

      “When a defendant raises a Batson objection, the trial court must engage in a

three-step inquiry to evaluate the merits of the objection.” 

 First, a defendant

must “establish a prima facie case that the peremptory challenge was exercised on

the basis of race.” State v. Cummings, 

, 307–08 (1997). “A defendant

meets his or her burden at step one ‘by showing that the totality of the relevant facts

gives rise to [an] inference of discriminatory purpose.’ ” Campbell, 384 N.C. at 134

(quoting Batson, 

). A “prosecutor’s questions and statements during


                                          -25-
                                    STATE V. TUCKER

                                    Opinion of the Court




voir dire examination and in exercising his challenges may support or refute an

inference of discriminatory purpose.” Batson, 

.

      “Where the trial court rules that a defendant has failed to make a prima facie

showing [at step one], our review is limited to whether the trial court erred in finding

that the defendant failed to make a prima facie showing, even if the State offers

reasons for its exercise of the peremptory challenges.” State v. Locklear, 

 (1998) (first citing State v. Hoffman, 

 (1998); and then

citing State v. Williams, 

 (1996), cert. denied, 

 (1997)).

“[W]e do not consider at step one the State’s post facto reply to the trial court’s request

for a step two response.” Campbell, 384 N.C. at 136. Further, “[w]here ‘the trial court

clearly rule[s] there ha[s] been no prima facie showing’ . . . this Court does ‘not

consider whether the State offered proper, race-neutral reasons for its peremptory

challenge.’ ” Id. (quoting State v. Hoffman, 

 (1998)). Thus, a Batson

inquiry concludes “when the trial court . . . determine[s] that defendant failed to make

a prima facie showing.” 

      Although a step one showing by defendant may be mooted “when the trial court

does not explicitly rule on whether the defendant made a prima facie case, and . . .

the State [voluntarily] proceeds to the second prong of Batson by articulating its

explanation for the challenge,” State v. Golphin, 

 (2000), our

precedent is clear that a prima facie showing by defendant is an important step in a


                                           -26-
                                    STATE V. TUCKER

                                   Opinion of the Court




Batson analysis. Thus, step one will not be rendered moot, and will therefore remain

subject to review, when the trial court determines that the “defendant failed to make

a prima facie showing before the prosecutor articulated his reasons for the peremptory

challenges.”   State v. Hoffman, 

, 551–52 (1998) (quoting State v.

Williams, 

 (1996), cert. denied, 

 (1997)). In fact, we

have expressly stated that it is error for a trial court to require a step two explanation

in the absence of a prima facie showing by defendant. See Campbell, 384 N.C. at 136

(“Whatever the reason, the Batson inquiry should have concluded when the trial court

first determined that defendant failed to make a prima facie showing.”).

      Only when the trial court determines that a defendant successfully established

prima facie showing will the Batson inquiry proceeds to the second step. Id. at 134.

There, “the burden shifts to the prosecutor to articulate a race-neutral explanation

for striking the jurors in question.” Hernandez v. New York, 

, 358–59

(1991) (citing Batson, 476 U.S. at 97–98). “Batson’s requirement of a race-neutral

explanation means an explanation other than race.” 

 (O’Connor, J.,

concurring). “[E]ven if the State produces only a frivolous or utterly nonsensical

justification for its strike, the case does not end—it merely proceeds to step

three.” Johnson v. California, 

 (2005).

      In the third and final step of the Batson inquiry, “the trial court must

determine whether the defendant has carried his burden of proving purposeful


                                          -27-
                                     STATE V. TUCKER

                                   Opinion of the Court




discrimination.” Hernandez, 

 (citing Batson, 

). “No

matter how closely tied or significantly correlated to race the explanation for a

peremptory strike may be, the strike does not implicate the Equal Protection Clause

unless it is based on race.” Id. at 375 (O’Connor, J., concurring) (emphasis added). At

this step, the trial court must “determine whether the prosecutor’s stated reasons

were the actual reasons or instead were a pretext for discrimination.” Flowers v.

Mississippi, 

 (2019). “The ultimate inquiry is whether the State

was motivated in substantial part by discriminatory intent.” 

 (cleaned

up).

       “[T]he job of enforcing Batson rests first and foremost with trial judges.” 

. Thus, “when a trial court rules that a defendant has failed to demonstrate a

prima facie case of discrimination, ‘[t]he trial court’s ruling is accorded deference on

review and will not be disturbed unless it is clearly erroneous.’ ” Campbell, 384 N.C.

at 131–32 (alteration in original) (quoting State v. Augustine, 

(2005)); see also State v. Hobbs, 

, 349 (2020); Snyder v. Louisiana, 

 (2008); Hernandez, 

. “The ability of the trial judge to

observe firsthand the reactions, hesitations, emotions, candor, and honesty of the

lawyers and veniremen during voir dire questioning is crucial to the ultimate

determination” of whether a prosecutor is acting with discriminatory purpose. State

v. Smith, 

 (1991).


                                          -28-
                                  STATE V. TUCKER

                                  Opinion of the Court




      “Trial judges, experienced in supervising voir dire, will be able to decide if the

circumstances concerning the prosecutor’s use of peremptory challenges creates a

prima facie case of discrimination against black jurors.” Campbell, 384 N.C. at 131

(quoting Batson, 

).      Just as judges may consider questions and

statements of prosecutors when determining whether a prima facie case has been

established by defendant at step one, judges may also consider plainly observable

prospective juror conduct—such as falling asleep—which would justify the use of a

peremptory strike. The law does not require that trial judges disregard evidence of

such conduct in considering whether a prima facie case of discrimination has been

established. “An appellate court is not required to, and should not, assume error by

the trial judge when none appears on the record before the appellate court.” 

 at

138 (quoting State v. Alston, 

 (1983)).

   2. MAR Court Order

      a. Mootness

      The MAR court reviewed defendant’s Batson argument in a thorough thirty-

six-page order, making extensive findings of fact and conclusions of law.            In

accordance with our precedent, the MAR court first determined that because the trial

court ruled that defendant failed to establish a prima facie case of purposeful

discrimination prior to the trial court’s request that the State articulate its race-

neutral reasoning for striking Ms. Banner, Mr. Smalls, and Mr. Mills, step one of


                                         -29-
                                    STATE V. TUCKER

                                   Opinion of the Court




Batson was not moot. Relying on Locklear, the MAR court properly limited its review

to step one. The MAR court further found that the hearing in the trial court was not

a “full hearing” on defendant’s Batson claim because pretext in the third step was

never discussed by defendant at trial, nor did the trial court rule on any third-step

issue of pretext.

      In contrast with the finding of the MAR court, defendant argues, and the State

concedes, that step one of the Batson inquiry is moot, citing this Court’s decision in

Hobbs, 374 N.C. at 354.       However, that understanding between the parties is

immaterial as a stipulation to an issue of law is not binding upon the Court. See

Quick v. United Benefit Life Ins. Co., 

 (1975) (“[T]heir misapprehension

is immaterial for the stipulation was one of law and therefore not binding upon the

court.”); Moore v. State, 

 (1931) (“[W]hile the parties to an action or

proceeding may admit or agree upon facts[,] they cannot make admissions of law

which will be binding upon the courts.”); see also Rawlings v. Neal, 

(1898); Binford v. Alston, 

 (1833). Thus, parties may not by

agreement bind or otherwise compel this Court to adhere to an application of the law

that is inconsistent with an interpretation articulated by this Court. After all, “[i]t is

emphatically the province and duty of the judicial department to say what the law

is.” Marbury v. Madison, 

 (1803).

      The present case is readily distinguishable from those in which this Court has


                                          -30-
                                  STATE V. TUCKER

                                  Opinion of the Court




found step one of the Batson inquiry moot. In Hobbs, this Court relied on our decision

in State v. Robinson, 

 (1991), where we held that it was “unnecessary

to address the trial court’s conclusion that defendant failed to make a prima facie

case of discrimination because . . . the State voluntarily proffered explanations for

each peremptory challenge.” (Emphasis added.) Further, Hobbs expressly required

us to review what had been characterized as “a full hearing on the defendant’s Batson

claim.” 374 N.C. at 348. That is not the situation here.

      Here, the Batson inquiry included a clear ruling that defendant had failed to

establish a prima facie case of purposeful discrimination at step one.          Unlike

Robinson, the State did not thereafter “voluntarily” proceed to step two. Instead, the

State was directed by the trial court to proffer its race-neutral reasons for striking

the jurors to bolster the appellate record in the event that an appellate court

overruled the trial court’s step one determination.      Moreover, the inquiry never

proceeded to step three, and the trial court never characterized the inquiry as a “full

hearing.” Accordingly, this case is readily distinguishable from both Hobbs and

Robinson.

      We note that defendant relies on a 2020 report by the North Carolina Task

Force for Racial Equity in Criminal Justice to argue that this Court should radically

alter our Batson jurisprudence. The task force, chaired at the time of the report by

Attorney General Joshua Stein and a member of this Court, Justice Earls,


                                         -31-
                                     STATE V. TUCKER

                                     Opinion of the Court




recommended that this Court enact several “administrative” rule changes, including

elimination of the requirement for a prima facie showing in Batson altogether,

“disallowing strikes where race could be a factor, reconsidering commonly accepted

‘race[-]neutral’ justifications for strikes, and disallowing demeanor-based strikes.”8

N.C. Task Force for Racial Equity in Criminal Justice, Report 2020, at 102 (2020),

available                              at                              https://ncdoj.gov/wp-

content/uploads/2021/02/TRECReportFinal_02262021.pdf.

       As is most relevant here, the task force’s recommendation to abolish a

defendant’s burden at step one of Batson states openly what a member of that task

force has thus far implied vis-à-vis an analytical framework that would see most step

one determinations rendered moot on appeal. See Campbell, 384 N.C. at 139–43

(Earls, J., dissenting). We once again reject the notion that a trial court’s clear

determination that no prima facie case has been made should be swept aside on

appellate review merely due to a trial court judge’s erroneous attempt to preserve




       8 This Court does not question that racial discrimination has been and, in portions of

society, continues to be a pervasive evil that deprives citizens of every race of their
constitutional right to equal protection of the laws. Interestingly, however, the task force’s
recommendations would effectively eliminate the ability to peremptorily challenge any juror
because an argument could be made that any challenge would qualify as a strike “where race
could be a factor” – even when a juror falls asleep during jury selection. We reaffirm that,
subject only to the commands of the Equal Protection Clauses of the United States
Constitution and the North Carolina Constitution, “peremptory strikes . . . may be used to
remove any potential juror for any reason—no questions asked.” Flowers, 

.


                                            -32-
                                    STATE V. TUCKER

                                   Opinion of the Court




judicial resources by bolstering the appellate record.

      When, as here, the trial court determines that a defendant has “failed to make

a prima facie showing” of purposeful discrimination on the basis of race, the Batson

inquiry concludes. Campbell, 384 N.C. at 135–36. For each of the potential jurors at

issue here, the trial court clearly ruled that no prima facie showing of purposeful

discrimination had been established. The Batson inquiry should have ended at that

point, and it was error for the trial court to direct the State to place its race-neutral

reasons on the record. Id. at 136. Therefore, the MAR court’s findings of fact that

the trial court ruled on step one prior to requesting the State’s race-neutral reasons

and that no full Batson hearing occurred support its conclusion of law that step one

is not moot, and the MAR court properly limited its review of the trial court’s Batson

inquiry to step one.

      b. Position to Adequately Raise

      As noted above, defendant’s Batson claim is barred if, upon a previous appeal

or previous motion for appropriate relief, he was “in a position to adequately raise the

. . . issue . . . but did not do so,” and no exception to the bar applies. N.C.G.S. § 15A-

1419(a)–(b). Subsection 15A-1419(a)(3) “ ‘is not a general rule that any claim not

brought on direct appeal is forfeited on state collateral review’ [but rather] requires

the reviewing court, instead, ‘to determine whether the particular claim at issue could

have been brought on direct review.’ ” State v. Hyman, 

 (2018)


                                          -33-
                                    STATE V. TUCKER

                                   Opinion of the Court




(emphasis added) (quoting State v. Fair, 

 (2001)). The MAR court

found that: (1) “the trial court identified the Batson issue as a possible issue on appeal

and said so in the presence of the parties;” (2) “[d]efendant was on actual notice that

a Batson claim could be an appellate issue;” and (3) “despite being on actual notice

that a Batson claim could be an appellate issue, [d]efendant failed to assert any

Batson claim on direct appeal or in his 1998 MAR, 2000 MAR or 2001 MAR.”

Accordingly, the MAR court found “there was nothing that prevented [d]efendant

from asserting a Batson claim on direct appeal or in one of his prior MARs.”

      The trial transcript shows that defendant promptly objected on Batson grounds

to the State’s peremptory challenges of both Mr. Smalls and Ms. Banner first and

then Mr. Mills. The trial court ruled that defendant failed to establish a prima facie

case of purposeful discrimination on the basis of race.

      Defendant does not contest that he failed to raise a Batson claim in his direct

appeal to this Court despite having raised a Batson objection at trial, receiving a

ruling from the judge, and having the trial court note on the record that the issue

may be the subject of review on appeal. See Tucker, 

 (1997). Defendant

was in an adequate position to raise a Batson claim on direct appeal but failed to do

so. N.C.G.S. § 15A-1419(a)(3).

      In addition, the same circumstances which would have allowed defendant to

raise his Batson claim on direct appeal would have allowed defendant to raise a


                                          -34-
                                  STATE V. TUCKER

                                  Opinion of the Court




Batson claim in one of his prior MARs. Therefore, defendant was in an adequate

position to raise, and in fact could have raised, his Batson claim on a previous MAR

but failed to do so. N.C.G.S. § 15A-1419(a)(1). The MAR court’s findings of fact

support its conclusion that defendant was in a position to adequately raise the Batson

issue previously but failed to do so. Thus, defendant’s Batson claim is barred unless

defendant can demonstrate an exception to this mandatory bar.

B. Exception to the Procedural Bar

      Defendant argues the “good cause” exception found in subsection 15A-

1419(b)(1) applies because the CLE handout and the MSU study at issue here were

not available at his trial, and he was therefore prevented from raising the claim on

direct appeal. However, the bulk of defendant’s argument ignores step one of the

Batson inquiry and focuses on pretext at step three, which is not the pertinent issue

as set forth above.

      Because defendant offers the CLE handout and the MSU study as “newly

discovered evidence” of purposeful discrimination and pretextual reasons proffered

by the State in striking Ms. Banner, Mr. Smalls, and Mr. Mills, defendant’s purported

“newly discovered” evidence does not address his failure to establish a prima facie

case at step one. The proper inquiry is whether this “evidence” constitutes “a factual

predicate that could not have been discovered through the exercise of reasonable

diligence in time to present the claim on a previous State or federal postconviction


                                         -35-
                                   STATE V. TUCKER

                                   Opinion of the Court




review,” N.C.G.S. § 15A-1419(c)(3), and, if so, whether defendant can then

demonstrate that the absence of this evidence caused “actual prejudice,” i.e., “a

reasonable probability” of a different step one outcome.            N.C.G.S. § 15A-

1419(b)(1), (d).

   1. Good Cause

       As noted,

              good cause may only be shown if the defendant establishes
              by a preponderance of the evidence that his failure to raise
              the claim or file a timely motion was:

              (1) The result of State action in violation of the United
              States Constitution or the North Carolina Constitution
              including ineffective assistance of trial or appellate
              counsel;

              (2) The result of the recognition of a new federal or State
              right which is retroactively applicable; or

              (3) Based on a factual predicate that could not have been
              discovered through the exercise of reasonable diligence in
              time to present the claim on a previous State or federal
              postconviction review.

N.C.G.S. § 15A-1419(c).

       However, the legislature specifically exempted from the definition of good

cause “[a] trial attorney’s ignorance of a claim, inadvertence, or tactical decision to

withhold a claim.” Id. “[A] deliberate, tactical decision not to pursue a particular

claim is the very antithesis of the kind of circumstance that would warrant excusing

a defendant’s failure to adhere to a State’s legitimate rules for the fair and orderly

                                          -36-
                                      STATE V. TUCKER

                                      Opinion of the Court




disposition of its criminal cases.” Smith v. Murray, 

 (1986).

       When determining whether good cause exists to overcome a procedural bar,

the question is whether, at the time of the procedural default, the claim was available

at all. 

. Accordingly, for cause sufficient to overcome the procedural bar, it

must exist beyond the control of counsel—it must not be subject to counsel’s

manipulation, but rather, truly unavailable.

       a. CLE Handout

       As an initial matter, we note that because review of the Batson issue here is

limited to step one, the CLE handout listing various race-neutral reasons for

peremptory challenges at step two is irrelevant. We can discern no possible scenario

in which, had defendant possessed this CLE handout, it would have assisted

defendant in carrying his burden at step one.9 At most, this handout is “evidence”

that a prosecuting attorney attended a CLE class on jury selection. Any argument

related to a prosecutor’s step two explanation at step one would be purely conjecture

and speculation because mere possession of a CLE handout from a State Bar

sanctioned CLE class does not raise an inference that a peremptory challenge was

based on race. Nevertheless, we address whether defendant’s acquisition of this CLE




       9 To the extent defendant raises an argument regarding pretext, such argument is

properly considered at step three of Batson and is irrelevant to the trial court’s determination
at step one—which is why defendant did not make such an argument at trial.

                                             -37-
                                   STATE V. TUCKER

                                   Opinion of the Court




handout constitutes good cause, and whether his failure to previously acquire it

resulted in actual prejudice.

       The MAR court found that the [CLE] handout could not be “newly discovered”

because the information contained therein followed and was supported by established

caselaw and defendant “by the exercise of reasonable diligence[ ] could             have

conducted legal research . . . to determine that the reasons contained in the [CLE]

handout referenced established case law.” The MAR court reviewed cases in which

“race-neutral reasons or explanations” to exercise a peremptory challenge had been

analyzed in prior court decisions. The trial court noted that the cases it had reviewed

were similar “in form and substance to the list of reasons or explanations set forth on

the [CLE] handout.”     The list of cases and the acceptable reason for striking a

potential juror the MAR court provided is as follows:10

             Knowledge of the case. State v. Thomas, 

,
             430–33 (1991); State v. Thomas, 

, 333–35
             (1999).

             Belief that criminal justice system operates unfairly before
             facts presented. State v. Porter, 

, 499–502
             (1990).

             Inappropriate dress. State v. Headen, 

,
             116–17, rev. denied, 

 (2010).

             Reservations or doubts about the death penalty. State v.



      10 To improve readability, this list has been slightly reformatted from the original

MAR court’s order.

                                          -38-
                     STATE V. TUCKER

                    Opinion of the Court




Basden, 

, 297–98 (1994); State v. Locklear, 

, 139–140 (1998); State v. Rogers, 

,
444–46 (2002).

Physical appearance. Purkett v. Elem, 

(1995); State v. Barnes, 

, 210–13 (1997); State
v. Headen, 

, 116–17, rev. denied, 

 (2010).

Age being too young or close to defendant’s age, or a
relative’s age close to defendant’s age. State v. Jackson,

, 255–57 (1988); State v. Smith, 

,
125–27 (1990); State v. Thomas, 

, 430–33
(1991); State v. Barnes, 

, 210–13 (1997).

Attitude. State v. Jackson, 

, 255–57 (1988)
(including, among other reasons, citation of another case
where lack of eye contact was a race-neutral reason); State
v. Sanders, 

, 501–03, rev. denied, 

 (1989); State v. Porter, 

, 499–502 (1990)
(including, among other reasons, excessive eye contact with
defense counsel and failure to make eye contact with the
prosecutor); State v. Barnes, 

, 210–13 (1997)
(including, among other reasons, failure to maintain eye
contact with the prosecutor); State v. Locklear, 

, 139–40 (1998); State v. Rogers, 

, 444–46
(2002).

Body language. State v. Jackson, 

, 255–57
(1988); State v. Barnes, 

, 210–11 (1997).

History of unemployment or unsteady employment. State
v. Sanders, 

, 501–03, rev. denied, 

 (1989); State v. Porter, 

, 499–502 (1990);
State v. Barnes, 

, 210–13 (1997).

Rehabilitated jurors and those that vacillate in answering
questions. State v. Robinson, 

, 17–20 (1991).

Unstable/lack of a stake in the community. State v.
Sanders, 

, 501–03, rev. denied, 325 N.C.

                           -39-
                          STATE V. TUCKER

                          Opinion of the Court




     712 (1989); State v. Thomas, 

, 430–33 (1991);
     State v. Barnes, 

, 210–13 (1997); State v.
     Thomas, 

, 333–35 (1999).

     Inappropriate or inconsistent juror responses. State v.
     Smith, 

, 125–27 (1990); State v. Peterson, 

, 176–77 (1996).

     Communication difficulties/lack of attention. State v.
     Jackson, 

, 255–57 (1988); State v. Robinson,
     

, 17–20 (1991); Hernandez v. New York, 

, 356–72 (1991) (plurality opinion); State v. Caporasso,
     

, 243–44, appeal dismissed, 

     (1998).

     Criminal history or relative’s criminal history. State v.
     Sanders, 

, 501–03, rev. denied, 

 (1989); State v. Porter, 

, 499–502 (1990);
     State v. Robinson, 

, 17–20 (1991); State v. Burge,
     

 (1990), rev. denied, 

     (1991); State v. Peterson, 

, 176–77 (1996);
     State v. Locklear, 

, 139–140 (1998); State v.
     Rogers, 

, 444–46 (2002).

     Antagonism to the State or sympathy with defendant.
     State v. Jackson, 

, 255–57 (1988); State v.
     Porter, 

, 499–502 (1990); State v. Burge, 

 (1990), rev. denied, 

 (1991);
     State v. Thomas, 

, 430–33 (1991); State v.
     Barnes, 

, 210–13 (1997); State v. Rogers, 

, 444–46 (2002).

The MAR court also determined that the CLE handout provided

     accurate and correct statements of law of both the United
     States Supreme Court and the North Carolina appellate
     courts    concerning    appropriate   race-neutral    and
     constitutionally permissible reasons to exercise a
     peremptory challenge when such facts arise in a particular



                                 -40-
                                    STATE V. TUCKER

                                    Opinion of the Court




              case, as well as handwriting11 that identifies when it would
              be improper to exercise a peremptory challenge. There is
              nothing inherently wrong . . . with a handout containing
              accurate statements of the law regarding permissible and
              impermissible reasons to exercise a peremptory challenge.
              Moreover, such a handout containing accurate statements
              of the law should be expected when attending a CLE class
              on jury selection.

       A review of the cases cited by the MAR court reveals that the MAR court

correctly found that the CLE handout does little more than restate, in a list format,

the established caselaw reviewing legally permissible reasons to exercise a

peremptory challenge of a potential juror. In reaching its conclusion that the CLE

handout was not evidence of racial discrimination, the MAR court reasoned that

              when any attorney or judge attends a CLE o[r] CJE on a
              particular legal subject, it is expected that accurate and
              correct statements of the law on a particular subject will be
              given to the attendee. Similarly, any handout on a
              particular legal subject should contain accurate and correct
              statements of the law.

       Additionally, the MAR court explained that “[t]here is nothing wrong or

improper with knowing legally permissible and impermissible reasons to exercise

peremptory challenges,” noting that trial preparation requires that attorneys

understand “legally permissible and impermissible reasons to exercise peremptory




       11 The handwriting referenced appears on the CLE handout provided in Defendant’s

Appendix. It reads “[d]on’t use gender/race reasons in NC.” It also states “may be expanded
to othe[r] ‘cognizable Equ[al] Prot[ection] Clause protected class.’ ”

                                           -41-
                                   STATE V. TUCKER

                                   Opinion of the Court




challenges,” and that a lawyer or judge who fails to obtain the requisite number of

CLE or CJE hours each year could be subject to disciplinary action by the State Bar.

In fact, the MAR court noted that the Capital Case Law Handbook, published by the

UNC School of Government, “includes a list of cases that identify appropriate race-

neutral reasons to exercise peremptory challenges,” and that a UNC School of

Government handout from a 2017 CJE seminar entitled Capital Case Management

for Superior Court Judges “contains a list of race-neutral reasons for exercising

peremptory challenges as well as accurate and correct statements of law on this

subject.” We agree with the MAR court that “when any attorney or judge attends a

CLE or CJE seminar on a particular legal subject, it is expected that accurate and

correct statements of the law on a particular subject will be given to the attendee,”

and that mere knowledge of the state of the law under Batson does not raise any

inference of discriminatory intent.

      Further, acknowledging defendant’s admission that “there are good reasons to

strike almost anyone from jury service,” the MAR court determined that “the [CLE]

handout sets forth reasons that are race-neutral and are therefore ‘good reasons’ to

exercise peremptory challenges . . . in a particular case.”

      The MAR court further concluded that “by an exercise of reasonable diligence,”

defendant could have obtained the CLE handout through a public records request to

the entity that provided the continuing legal education, the North Carolina


                                          -42-
                                   STATE V. TUCKER

                                  Opinion of the Court




Conference of District Attorneys. Accordingly, the MAR court concluded that the CLE

handout was “not newly discovered, and [d]efendant’s claim to the contrary is

meritless.”

      As the MAR court correctly observed, trial preparation requires that attorneys

understand a host of legal issues, including reasons why an attorney may and may

not strike a juror. The CLE handout simply displayed legally permissible reasons for

exercising peremptory challenges.      It defies logic and common sense that an

educational tool from a CLE sanctioned by the State Bar would be sufficient to

establish a prima facie showing of purposeful discrimination at step one when the

material merely contains an accurate rendering of the law.

      Taking defendant’s argument to its logical conclusion, a prima facie showing

of purposeful discrimination could be shown simply by alleging that an attorney

researched the law on Batson, or that he or she had a section in a trial notebook on

defenses to Batson objections.     Defendant’s assertion that the CLE handout is

evidence of racial animus on behalf of the State is meritless at best.

      Defendant further argues that because he presented evidence that “his

prosecutors used the [CLE] handout not only in his case, but in at least two others,”

State v. Lyons, 

 (1996) and State v. White, 

 (1998), the

CLE handout constitutes newly discovered evidence of a pattern of racial

discrimination. This argument fails not only for the reasons set forth above, but also


                                         -43-
                                   STATE V. TUCKER

                                   Opinion of the Court




because our appellate courts have held that the trial courts in those cases properly

denied the defendants’ Batson challenges. See Lyons, 

; White, 

. “[O]nce an appellate court has ruled on a question, that decision becomes

the law of the case and governs both in subsequent proceedings in a trial court and

on subsequent appeal.” Weston v. Carolina Medicorp, Inc., 

(1994) (citing Transp., Inc. v. Strick Corp., 

 (1974)).

      Defendant essentially asked the MAR court to overrule both the trial courts

involved in these cases and the appellate courts that affirmed Batson denials.

Correctly noting that no Superior Court judge has the authority to overrule either the

trial courts which denied those defendants’ Batson challenges or the appellate courts

that affirmed those denials, the MAR court properly rejected this request.

      The MAR court’s findings of fact are supported by competent evidence and

further support the conclusion of law that defendant cannot show good cause based

on the CLE handout. Because defendant could have conducted legal research and

arrived at a proper understanding of the legally recognized justifications set forth in

the CLE handout on his own “through the exercise of reasonable diligence in time to

present the claim on a previous State or federal postconviction review,” we hold that

defendant has failed to demonstrate good cause pursuant to subsection 15A-

1419(b)(1). Defendant’s meritless argument regarding the CLE handout does not

provide relief from the mandatory procedural bar.


                                          -44-
                                   STATE V. TUCKER

                                   Opinion of the Court




      It is worth noting here that the CLE handout is readily distinguishable from

the discriminatory manual at issue in Miller-El v. Dretke (Miller-El II), 

(2005). In that case, the Supreme Court of the United States addressed, among other

issues associated with the claims, a “specific policy of systematically excluding blacks

from juries.” 545 U.S. at 263. The district attorney’s office there had adopted a

manual entitled “Jury Selection in a Criminal Case” which detailed “the reasoning

for excluding minorities from jury service” and which placed explicit “emphasis on

race.” Id. at 264, 266. Specifically, the manual advised prosecutors that minorities

frequently empathize with defendants. See id. at 306 (Thomas, J., dissenting). The

Court ultimately determined that “when the evidence on the issues raised is viewed

cumulatively its direction is too powerful to conclude anything but discrimination.”

Miller-El II, 545 U.S. at 265 (emphasis added).

      In   reaching   its   conclusion,   the    Court    considered   the   surrounding

circumstances, which included the following: (1) the strikes of 10 of 11 black

prospective jurors—one of whom was “ideal;” (2) the fact that prosecutors marked the

race of each juror on their juror cards; (3) the explanations given by prosecutors,

which did not hold up and were at odds with the evidence; (4) the jury shuffles of the

State; (5) the disparate questioning of black and white jurors; and (6) the use of the

manual which sought to exclude minorities from the jury. Id. at 265–66.

      Here, the CLE handout does not include or establish evidence of an intent to


                                          -45-
                                   STATE V. TUCKER

                                   Opinion of the Court




exclude minorities from juries.      The CLE handout merely contained accurate

statements of legally permissible reasons to exercise peremptory challenges, not a

prosecutorial training manual advocating race-based strikes. The CLE handout here

is not only not newly discovered evidence under subsection 15A-1419(c); it is not

“evidence” that raises an inference of impermissible race-based peremptory

challenges at step one. We therefore agree with the MAR court that defendant

“suffered no prejudice from failing to have” the CLE handout because “even if

[d]efendant had the [CLE] handout . . . there would not have been a different result”

at step one.

      b. Jury Selection Study

      Defendant contends that the MSU study was previously unavailable evidence

that shows the prosecutor violated Batson. Again, however, the lack of a full Batson

hearing in the trial court has narrowed the scope of our review, and the issue is

whether this study constitutes newly discovered evidence that provides a “reasonable

probability” of a different result at step one. As previously noted, to qualify as newly

discovered evidence sufficient to overcome the mandatory procedural bar, the MSU

study must contain “a factual predicate that could not have been discovered through

the exercise of reasonable diligence in time to present the claim on a previous State

or federal postconviction review.” N.C.G.S. § 15A-1419(c)(3).

      As an initial matter, the MAR court “reviewed and considered” the MSU study


                                          -46-
                                   STATE V. TUCKER

                                   Opinion of the Court




and found that it “was created for [d]efendant in preparation to file a previous MAR,

specifically [d]efendant’s 2010 RJA MAR.” The authors’ admission that the purpose

of the study was to “evaluate the potential for statistical evidence to support claims

under . . . the RJA,” Grosso & O’Brien, A Stubborn Legacy at 1533, and defendant’s

statement in his reply brief in support of his 2018 MAR that the study “was conducted

in preparation for filings under the Racial Justice Act,” support the MAR court’s

finding that the MSU study was created to assist capital defendants, including this

defendant, preparing to file under the RJA.

      The MAR court noted that the study took less than one year to create, which

is borne out by the affidavit of Professors Catherine Gross and Barbara O’Brien who

noted that “[w]e began data collection for the study in the fall of 2009 and completed

it in the spring of 2010.” The MAR court found that “nothing prevented [d]efendant

from preparing a substantially similar study or analysis to use on direct appeal or in

one of his prior MARs covering the years immediately preceding his direct appeal or

prior MARs.” Further, the MAR court correctly concluded that the study was “not

newly discovered” but “newly created.”

      We agree with the MAR court that allowing defendant to label such a study as

“newly discovered evidence” sufficient to overcome a procedural bar would effectively

allow defendant to “manufacture[ ] a mechanism to file an infinite number of MARs.”

Indeed, historical information concerning juror strikes in other cases, to the extent it


                                          -47-
                                      STATE V. TUCKER

                                     Opinion of the Court




may be relevant at step one, was readily obtainable by defendant.12 Mere review of

relevant files or transcripts of capital proceedings in preparation for trial could have

yielded for defendant the same or similar data utilized in the MSU study. Put

another way, defendant’s attorney, investigator, or someone acting at their direction

could have reviewed the Clerk of Court’s files from capital murder trials in Forsyth

County and compiled the information defendant now contends is newly discovered.

That gathering such information may have been difficult or time consuming does not

change its character. The data was in existence and could “have been discovered

through the exercise of reasonable diligence in time to present the claim on a previous

State or federal postconviction review,” N.C.G.S. § 15A-1419(c)(3), and in time to

present at trial. Counsel for defendant certainly understood that Batson issues might

arise in a capital trial—and defendant’s various postconviction counsel certainly

knew Batson objections were made at trial.

       Further, defendant argues that peremptory strike data from cases tried

subsequent to his conviction may be considered retrospectively as evidence

establishing a prima facie case of purposeful discrimination. We reject this argument

because such data has no bearing on defendant’s Batson claim. While a defendant is



       12 The State correctly notes that while historical evidence and statistical information

may be relevant evidence at step one, the issue here “is not relevance or admissibility, but is
solely the question of whether such a study constitutes newly discovered evidence allowing
for overcoming the procedural bar.”

                                             -48-
                                   STATE V. TUCKER

                                   Opinion of the Court




certainly entitled to bring the trial court’s attention to a number of relevant factors

when attempting to establish a prima facie case at step one, including historical

evidence, see Hobbs, 374 N.C. at 350, an appellate court’s consideration of facts not

yet in existence at the time of the trial court’s step one ruling would pervert our well-

established standard that such a ruling “is accorded deference on review and will not

be disturbed unless it is clearly erroneous.” Campbell, 384 N.C. at 131–32 (quoting

State v. Augustine, 

 (2005)); see also Alston, 

 (“An

appellate court is not required to, and should not, assume error by the trial judge

when none appears on the record before the appellate court” (quoting State v.

Williams, 

 (1968))). A trial court’s lack of precognition cannot

render its step one ruling clearly erroneous, and in this context, evidence from future

cases which did not exist at the time of a trial court’s step one ruling cannot establish

actual prejudice.

      Further, even if the prospective data in the MSU study could have some

bearing on our analysis, and even if the historical data in the MSU study could not

have been discovered through the exercise of reasonable diligence, the MAR court

correctly concluded that this study could not afford defendant relief because the study

was unreliable and fatally flawed. The MAR court reached this determination after

it examined each of the Forsyth County cases used in the MSU study and found that

the study inaptly imputed racial motives to peremptory strikes for cases in which


                                          -49-
                                      STATE V. TUCKER

                                      Opinion of the Court




Batson arguments had not been made or Batson violations had not been found. In

other words, the MSU study assumed racial animus in cases in which defendants did

not make any such claim, or in which the trial court or appellate courts did not make

or sustain any such findings.

        The MAR court discussed the following cases included in the MSU study: (1)

State v. Hooks;13 (2) State v. Larry;14 (3) State v. Little;15 (4) State v. Moore;16 (5) State

v. White;17 (6) State v. Moseley;18 (7) State v. Murrell;19 (8) State v. Thibodeaux;20 (9)

State v. Frogge;21 (10) State v. Moses;22 and (11) State v. Woods.23

        Specifically, regarding State v. Larry and State v. Hooks, cases in which Batson

challenges were denied by the trial courts and not raised on appeal, the MAR court

found

               the MSU [s]tudy has no authority to overrule the Hooks
               and Larry trial courts that specifically found there were no
               Batson violations. . . . [T]he part of the MSU study that
               relies on the Hooks and Larry cases as evidence that race
               was a significant factor in exercising peremptory



        13 State v. Hooks, 

 (2001).
        14 State v. Larry, 

 (1997).
        15 This case remained pending at the time of the MAR court’s order.
        16 State v. Moore, 

 (1994).
        17 State v. White, 

 (2002).
        18 State v. Moseley, 

 (1994).
        19 State v. Murrell, 

 (2008).
        20 State v. Thibodeaux, 

 (2000), cert. denied, 

 (2001).
        21 State v. Frogge, 

 (1997).
        22 State v. Moses, 

 (1999).
        23 State v. Woods, 

 (1997).



                                              -50-
                                   STATE V. TUCKER

                                   Opinion of the Court




             challenges and therefore are also evidence of a Batson
             violation in the instant case is materially contradicted by
             the unambiguous record, unreliable, fatally flawed and
             meritless . . . .

      Next, the MAR Court addressed the examination of State v. Little in the MSU

study and determined that although that case remains pending, the defendant in

Little was tried and convicted more than 10 years after defendant in the instant case

was tried and convicted—many years after Mr. Lang had left the Forsyth County

District Attorney’s Office. The MAR court reasoned that

             other than a similar job title, job description and the same
             employer, the MSU study fails to show any “demonstrable
             nexus between” the act of the prosecutor allegedly using
             race as a basis to exercise peremptory challenges in the
             Little case and Rob Lang nor any “causal connection
             between the conduct [of the other prosecutor’s alleged bad
             act] and the injury [of Rob Lang exercising peremptory
             challenges in the instant case]” to show that Rob Lang
             allegedly violated Batson in the instant case.

(Alterations in original.)

      Ultimately, the MAR court concluded that even though Little was a Forsyth

County case, “it is so remote in time to the Tucker trial that absent said nexus or

causal connection, there is no meaningful probative value.” In addition, the MAR

court determined that defendant could not rely on the Little case to show a Batson

violation in the instant case because “the part of the MSU [s]tudy that relies on Little

as evidence that race was a significant factor in peremptory challenges . . . is

materially contradicted by the unambiguous record, unreliable and fatally flawed.”

                                          -51-
                                   STATE V. TUCKER

                                   Opinion of the Court




      The remaining cases used in the MSU study—Moore, White, Moseley, Murrell,

Thibodeaux, Frogge, Moses, and Woods—involve defendants who did not raise a

Batson issue on appeal. Thus, the MAR court correctly concluded that the “MSU

[s]tudy has no authority to raise a Batson claim on behalf of the [r]emaining

[d]efendants that failed to do so in their respective cases” and it “has no authority to

overrule any of [the] appellate courts ultimately finding no error” in these cases.

      The MAR court expressed that the MSU study’s reliance on these cases was

legally problematic “because [as] trial courts never had the opportunity to make a

Batson ruling, not only is the three step Batson inquiry . . . meaningless, but the

standard of review that deference be given to the rulings of the trial courts obviously

does not apply”; thus, “by ignoring and effectively bypassing the caselaw” the MSU

study essentially “allows [d]efendant to create his own standard of review.”

      As succinctly put by the MAR court, the use of cases

             (1) where trial courts have already specifically ruled there
             were no Batson violations, which rulings were never
             appealed to a higher court or otherwise reversed by a
             higher court, or (2) where no Batson claim was ever raised
             at the trial level to begin with, in a statistical analysis like
             the MSU [s]tudy as credible evidence of a Batson violation
             in the instant cases is misleading and manipulative.

      We agree with the MAR court that the MSU study is fundamentally flawed

and lacks relevance because it purports to establish purposeful racial discrimination

in jury selection by utilizing cases in which Batson arguments were not made, Batson


                                          -52-
                                    STATE V. TUCKER

                                    Opinion of the Court




violations were not found, and/or appellate courts determined that Batson violations

did not exist. As such, the study has no probative value. The use of the MSU study

as evidence of racial animus where courts have neither weighed in nor found Batson

violations by the State is at best a manipulation of data, and at worst, an attempt to

use misleading statistics to circumvent established rules of appellate review in the

courts of this State.

      Among its many fatal flaws, the MSU study suffers from a lack of relevance

and causation which cannot be ignored. The connection between the data utilized in

the MSU study and the prosecutor’s voir dire in the instant case is attenuated at best.

Defendant cites the MSU study and argues that because black jurors were struck in

prior Forsyth County capital trials, “race was the deciding factor” in the treatment of

black jurors in defendant’s case.

      But researchers armed with information have great power and discretion.

Interpretation of data may often be more art than science, and conclusions may often

prove to be misleading. Biases and preconceptions can distort objective truths, and

the maxim that “statistics don’t lie, but statisticians do” should run through the mind

of every discerning attorney and judge. See Brnovich v. Democratic Nat’l Comm., 

 (2021) (describing how the “use of statistics” can be “highly

misleading” and how “a distorted picture” can be created by “statistical

manipulation”). A healthy skepticism ensures that one is not misled by conclusions


                                           -53-
                                   STATE V. TUCKER

                                   Opinion of the Court




that do not reflect reality. The reality here is that the MSU study used data to

proclaim racial disparities when Batson violations were not alleged or found. As

previously noted, the law of a case is the province of the courts and may not be altered

by agreement of the parties or academic interpretation of data.

      Fundamentally, defendant seeks to use “evidence” of other purported wrongs

to show that the prosecutor acted in conformity therewith in the present case.

However, it is not the prosecutor’s own alleged prior wrongs that defendant seeks to

show, but rather the alleged prior wrongs of North Carolina prosecutors at large. At

a bare minimum, our law requires some nexus with the alleged wrongful act, and no

demonstrable nexus is present here.

      The MAR court observed that the MSU study “identifies alleged bad acts

during jury selection of prosecutors working in different offices across North Carolina

. . . and imputes these bad acts during jury selection to the prosecutor in the instant

case.” Further, the MAR court emphasized that “[n]o prosecutors are . . . identified

by name” in the study. Defendant’s argument amounts to a contention that because

two professors from Michigan State issued a study asserting that North Carolina

prosecutors struck black jurors at higher rates than other jurors in certain cases, race

must have been a deciding factor in selecting jurors in these cases—regardless of

prior rulings to the contrary. Therefore, according to defendant, because Mr. Lang is

a prosecutor in North Carolina, he must have used race as a deciding factor in


                                          -54-
                                  STATE V. TUCKER

                                  Opinion of the Court




selecting the jury in defendant’s trial here. This attenuated “connection” is wholly

insufficient to establish purposeful discrimination in the selection of jurors in

defendant’s case.

      As is of ultimate importance here, the ability to obtain similar data and create

a similar study was within the control of defendant or his counsel. Good cause can

only be shown when the claim cannot be made due to circumstances outside

defendant’s control—in other words, what cannot be accomplished “through the

exercise of reasonable diligence in time to present the claim.” N.C.G.S. § 15A-1419(c).

Because obtaining then existing data and creating such a study could have been

achieved with reasonable diligence, the MAR court correctly concluded that the MSU

study is “newly created” not newly discovered evidence. Thus, defendant cannot

overcome the procedural bar of section 15A-1419.

      We also share the MAR court’s concerns that allowing this “newly created”

evidence or clever statistical manipulation to be treated as “newly discovered” allows

a defendant to manufacture all manner of studies to continue to seek review of his

conviction.   This directly contradicts one of the purposes of our post-conviction

review—finality. See N.C.G.S. § 15A-1415, Official Commentary (2021).

      Defendant contends that this concern is “a fiction” because he is “indigent and

incarcerated.”   However, those factors did not preclude appointed counsel from

petitioning courts for necessary funds to assist in his defense and did not inhibit the


                                         -55-
                                   STATE V. TUCKER

                                   Opinion of the Court




production of the MSU study here.         As defendant notes, the MSU study was

“undertaken in order to evaluate the potential for statistical evidence to support

claims under . . . the RJA.” Grosso & O’Brien, A Stubborn Legacy at 1533. Thus,

every time an academic takes an interest in the law of our State or the case of a

particular defendant, or class of defendants, additional post-conviction studies could

be generated.

      Moreover, “a deliberate, tactical decision not to pursue a particular claim” until

a third-party has interpreted already available evidence in a manner most favorable

to the defendant “is the very antithesis of the kind of circumstance that would

warrant excusing a defendant’s failure to adhere to a State’s legitimate rules for the

fair and orderly disposition of its criminal cases.” Murray, 

. Here, the

raw data used to construct the study could have been discovered by defendant’s

exercise of reasonable diligence. To the extent that the MSU study analyzed and

presented previously existing data in a manner that defendant now believes is more

persuasive for his claim, it fails to qualify as newly discovered evidence. The “factual

predicate” contemplated by section 15A-1419(c) is either available or unavailable to

a defendant—it is not a matter of creative packaging.

      Finally, we note that this case is not the first instance in which this Court has

addressed this study. See State v. Robinson, 

 (2015) (remanding to the

trial court to grant the State a continuance to adequately respond to the defendant’s


                                          -56-
                                    STATE V. TUCKER

                                    Opinion of the Court




submission of the study in support of his RJA MAR); see also State v. Richardson, 

, 192–201 (2023) (affirming the trial court’s exclusion of the MSU study as

evidence supporting the defendant’s burden at step one of Batson, after the State

objected to its admission and the prosecutor characterized “it as ‘one of the most

ridiculous studies [he had] seen in [his] entire life’ ” (alterations in original)). Neither

case involved the circumstances here—a defendant submitting the study as “newly

discovered evidence” of a Batson violation in a non-RJA MRA—and neither case

impacts our rejection of the study here.

       Defendant’s argument is unrelated to actual innocence and would permit

review ad infinitum with the only potential limitation being the imagination and

ingenuity of clever attorneys. Such an interpretation of our post-conviction statutes

runs counter to the express intent of the legislature. We decline to adopt a rule which

would encourage contrived means of overcoming a procedural bar which could

ultimately bog down our criminal justice system in a cycle of unending post-conviction

review.

       Accordingly, we agree with the MAR court and hold that because of the many

flaws in the MSU study and its lack of relevance to defendant’s argument, it cannot

establish evidence of purposeful discrimination in the case at bar, and it does not

constitute newly discovered evidence sufficient to overcome the procedural bar.

       c. Case Law


                                           -57-
                                  STATE V. TUCKER

                                  Opinion of the Court




      Good cause may also be established as “[t]he result of the recognition of a new

federal or state right which is retroactively applicable.” N.C.G.S. § 15A-1419(c).

Defendant contends that he was not in an adequate position raise his Batson claim

earlier “because at the time of his direct appeal and original post-conviction

proceedings, North Carolina law imposed an impossibly high bar on Batson

claimants.”

      Specifically, defendant argues that until State v. Waring, 

 (2010),

North Carolina used the “sole factor” test, requiring Batson claimants to prove that

racial discrimination in jury selection was the sole factor in a particular strike. In

making this argument, defendant points us to State v. Davis, 

 (1989),

State v. Wright, 

 (2008), and State v. White, 

(1998).

      The MAR court addressed defendant’s contention that there has been a change

in the law of North Carolina regarding Batson, specifically, a shift from a requirement

that race be a “sole” factor to a requirement that race be only a “substantial” factor.

The MAR court determined that “[r]egardless of which standard applies” nothing

prevented defendant from making his Batson claim on direct appeal or in his prior

MARs. In the alternative, the MAR court found that defendant’s failure to raise a

Batson issue on direct appeal constituted error on his part which precludes him from

claiming prejudice now. Defendant’s argument fails for the reasons stated by the


                                         -58-
                                   STATE V. TUCKER

                                   Opinion of the Court




MAR court and because defendant’s claim does not bear out in our precedent. Waring

did not change the law in this State—it merely reaffirmed it.

      In Waring, the defendant argued that the trial court had applied the wrong

legal standard by stating that the “defendant failed to show that the State’s challenge

was ‘based solely on the fact that she was an African-American female.’ ” 

. This Court declared that the proper test was whether race was a significant

factor in a peremptory challenge. 

 The trial court had also expressed that the

defendant needed to show that the State’s challenge of a juror was “motivated by

discriminatory purposes.” 

. The Court went on to hold that “the trial judge

applied the correct legal standard,” as the trial court’s statements demonstrated that

it applied the correct standard but misspoke in using the word “solely” at one point.

 at 480–81. In that case, this Court did not announce a new standard; it upheld

the same one that had been, and still remains, the law. Therefore, there is no new

state right available to defendant which is sufficient to overcome the procedural bar

of section 15A-1419.

      In State v. Hobbs, this Court detailed the Batson analysis, citing with approval

to this Court’s decision in State v. Quick, 

 (1995), while also noting that

any suggestion that race be the “sole” reason for striking a juror is incorrect and that

the proper inquiry is whether “race was significant in determining who was

challenged and who was not.” Hobbs, 374 N.C. at 352, n.2 (quoting Waring, 364 N.C.


                                          -59-
                                    STATE V. TUCKER

                                   Opinion of the Court




at 480).

       Defendant uses State v. Davis, 

 (1989), as an example

demonstrating a prior standard used in Batson cases. To do so, defendant amplifies

the word “solely,” which appears in the opinion exactly one time. 

. That

case did not turn on whether race must be the sole or substantial factor in exercising

a peremptory challenge to violate Batson.         Rather, Davis was resolved with a

straightforward Batson analysis where this Court considered whether “[t]he relevant

facts and circumstances in the record . . . establish[ed] a prima facie case of racial

discrimination against black citizens during jury selection.” 

. This Court

concluded that a prima facie case of discrimination had not been established. 

While this Court did use the word “sole” in that case, we nevertheless correctly

applied the law as it has been and remains to this day under Batson—race as a

significant factor.

       Defendant’s reliance on State v. Wright, 

 (2008), writ denied,

rev. denied, 

 (2008), suffers from the same defect as his reliance on

Davis. In Wright, the Court of Appeals addressed “whether the trial court erred by

finding the State had not engaged in purposeful discrimination when the State did

not provide a race-neutral explanation for each African-American whom it had

removed from the jury by peremptory challenge.” Id. at 346–47. This case addressed

the State’s failure to provide race-neutral reasons for its strikes, and the word “solely”


                                          -60-
                                   STATE V. TUCKER

                                   Opinion of the Court




appeared exactly one time in language quoted from the trial court which the Court of

Appeals never substantively addressed. Id. at 350. Accordingly, this case does not

support defendant’s contention that our State courts employed a different Batson

standard that recently changed with Waring.

      However, State v. White, 

 (1998), lends some support to

defendant’s argument. In that case, the Court of Appeals undoubtedly applied a

“sole” factor analysis to the Batson inquiry, finding that “[w]hile race was certainly a

factor in the prosecutor’s reasons for challenging” the prospective jurors, the

challenge was not “solely” based on race and thus did not contravene Batson. 

. To the extent White departed from this Court’s precedent, it is an anomaly that

pales in comparison to the overwhelming weight of this Court’s Batson jurisprudence.

Our precedent makes clear that the test is and has been whether race is a significant

factor, as we restated in Waring and Hobbs. Therefore, defendant has failed to show

a new state right that is retroactively applicable to him. There has been no new

standard announced to conjure up a new right for defendant, and neither the trial

court nor the MAR court followed an incorrect standard of requiring that race be the

sole reason for the strike.

      For the reasons stated herein, defendant has failed to establish good cause, as

he has failed to establish the recognition of a new federal or state right which is

retroactively applicable, and he has failed to show that he has “newly discovered”


                                          -61-
                                   STATE V. TUCKER

                                   Opinion of the Court




evidence that could not have been discovered through the exercise of reasonable

diligence in time to present the claim previously. N.C.G.S. § 15A-1419(c).

   2. Prejudice

      Even if defendant had established good cause, he must also demonstrate actual

prejudice to overcome the procedural bar.          N.C.G.S. § 15A-1419(b).    “[A]ctual

prejudice may only be shown if the defendant establishes by a preponderance of the

evidence that an error during the trial or sentencing worked to the defendant’s actual

and substantial disadvantage, raising a reasonable probability, viewing the record as

a whole, that a different result would have occurred but for the error.” N.C.G.S. §

15A-1419(d). Defendant has failed to carry his burden.

      At the outset, we reiterate that there is no error, as we hold that defendant

failed to show that either the CLE handout or the MSU study qualify as newly

discovered evidence sufficient to overcome a procedural bar, so there cannot be actual

prejudice.   However, even so, we conclude that defendant cannot show “that a

different result would have occurred” with the CLE handout or the MSU study.

      Regarding the CLE handout, defendant references the transcripts of jury

selection alongside the handout to argue that “[t]he prosecutors’ use of the cheat sheet

in [defendant]’s trial demonstrates that the State violated Batson.        Use of this

document is evidence of pretext and thus evidence of purposeful discrimination.”

Here, as we have previously noted, we are concerned with the trial court’s


                                          -62-
                                  STATE V. TUCKER

                                  Opinion of the Court




determination at step one of the Batson inquiry. Defendant’s argument, however,

goes to steps two and three of a Batson inquiry—the prosecutor’s reasons justifying

the peremptory     strikes   and whether        they     show   pretext   and purposeful

discrimination. There is no reasonable probability that the trial court would have

reached a different step one determination had defendant possessed the CLE handout

at trial.

       In addition, defendant cannot show that a different result would have occurred

with a comparative analysis across different cases like the MSU study. The Supreme

Court of the United States has recognized that “a retrospective comparison of jurors

based on a cold appellate record may be very misleading when alleged similarities

were not raised at trial.” Snyder v. Louisiana, 

 (2008). Such is the

case here. As stated above, the study is flawed in many respects and lacks relevance

to defendant’s case such that any attempted comparative use is improper.

       While historical evidence of purposeful discrimination in jury selection within

a jurisdiction may be relevant, that is not the nature of the evidence proffered by

defendant here. Generally, to show discrimination, a defendant may present any of

the following:

             • statistical evidence about the prosecutor’s use of
             peremptory strikes against black prospective jurors as
             compared to white prospective jurors in the case;

             • evidence of a prosecutor’s disparate questioning and
             investigation of black and white prospective jurors in the

                                         -63-
                                   STATE V. TUCKER

                                   Opinion of the Court




             case;

             • side-by-side comparisons of black prospective jurors who
             were struck and white prospective jurors who were not
             struck in the case;

             • a prosecutor’s misrepresentations of the record when
             defending the strikes during the Batson hearing;

             • relevant history of the State’s peremptory strikes in past
             cases; or

             • other relevant circumstances that bear upon the issue of
             racial discrimination.

Flowers v. Mississippi, 

 (2019) (first citing Foster v. Chatman,

 (2016); then citing Snyder, 

; then citing Miller-El II, 

; and then citing Batson, 

).

      In Flowers, the Supreme Court of the United States looked to a history of

discriminatory strikes by the prosecutor in Flowers’ multiple prior trials. Id. at 2245.

This involved an analysis of the same prosecutor and same defendant; not an analysis

of different cases and different prosecutors as we have here.

      There may be instances where discrimination in peremptory strikes in other

cases are potentially relevant. See Miller-El v. Cockrell (Miller-El I), 

 (2003); Flowers, 

. In Miller-El I, the Supreme Court of the

United States considered statistics of disparate questioning along racial lines of

potential jurors. 

. However, in that case, the comparison was based

on another case with the “precise line of disparate questioning” by one of “the same


                                          -64-
                                   STATE V. TUCKER

                                   Opinion of the Court




prosecutors who tried” the case before the Court, where the Texas Court of Criminal

Appeals had found a Batson violation. 

 The U.S. Supreme Court also considered

“historical evidence of racial discrimination by the District Attorney’s Office.” 

. This evidence included a history where assistant district attorneys “received

formal training in excluding minorities from juries.” 

.

      The present case is readily distinguishable. Here, discrimination was not

found by a court in the other cases used in the MSU study, and in many cases Batson

objections were never raised by the respective defendants. Again, this study seeks to

circumvent the authority of the courts to evaluate Batson claims and potentially have

superior court judges overrule prior determinations by their colleagues. This is

plainly impermissible. See State v. Woolridge, 

 (2003) (explaining

that “no appeal lies from one Superior Court judge to another; that one Superior

Court judge may not correct another’s errors of law; and that ordinarily one judge

may not modify, overrule, or change the judgment of another Superior Court judge

previously made in the same action” (cleaned up)). Moreover, the superior court does

not have the authority to overrule or disregard decisions of this Court or the Court of

Appeals.

      Further, there has been no indication in the record that the prosecutors in this

case or in the State or county were “trained” to exclude minorities or in any way were

operating under a policy which sought to exclude minorities. Defendant’s argument


                                          -65-
                                      STATE V. TUCKER

                                      Opinion of the Court




amounts to a contention that the MSU study conclusively establishes a prima facie

case of purposeful discrimination any time the State uses a peremptory challenge

against any prospective black juror. This argument is plainly contrary to law, and

there is no reasonable probability that the trial court would have reached a different

step one determination if defendant possessed the MSU study at trial.

   3. Fundamental Miscarriage of Justice

       “A defendant raising a claim of newly discovered evidence of factual innocence

or ineligibility for the death penalty . . . may only show a fundamental miscarriage of

justice by proving by clear and convincing evidence that, in light of the new evidence,

if credible, no reasonable juror would have found the defendant guilty beyond a

reasonable doubt or eligible for the death penalty.” N.C.G.S. § 15A-1419(e). Under

this exception to the procedural bar, a fundamental miscarriage of justice occurs if a

defendant shows new, credible evidence demonstrates that he or she would not have

been found guilty or eligible for the death penalty. The plain language of the statute

requires an assertion of factual innocence by defendant,24 or an allegation that




       24 Under federal law, the miscarriage of justice exception to a federal procedural bar

is interpreted as an “actual innocence” exception. Sawyer v. Whitley, 

 (1992)
(addressing a federal law procedural bar of federal habeas review and describing the
miscarriage of justice exception as an “actual innocence” exception). In discussing the path
to successfully allege that a fundamental miscarriage of justice exception applies, the
Supreme Court of the United States has opined that where a constitutional violation is
alleged, it must reflect on the defendant’s innocence of the crime or show an insufficient basis
for a death sentence in order to overcome a procedural bar. Schlup v. Delo, 

, 316

                                             -66-
                                     STATE V. TUCKER

                                     Opinion of the Court




defendant is ineligible for the death penalty. Defendant here alleges neither.

       Thus, the procedural bar of section 15A-1419 applies and defendant has not

satisfied an exception to the same. Accordingly, the MAR court properly concluded

that defendant’s Batson claim was procedurally barred.

   4. State v. Burke

       Defendant also urges this Court to hold that our decision in State v. Burke, 

 (2020), forecloses application of the procedural bar in the present case. The

MAR court held that Burke does not prevent a procedural bar in this case because

Burke applied specifically to RJA MARs, and “all of [d]efendant’s RJA MARs are still

pending and are beyond the scope of this Order.”

       In Burke, we addressed the defendant’s MARs pursuant to the North Carolina

Racial Justice Act, S.L. 2009-464, § 1, 

, 1215 (codified at

N.C.G.S. § 15A-2012(b) (repealed 2012)). 374 N.C. at 619. Reversing the trial court,

we held that “[t]he alleged procedural bars are negated by the language of the RJA”

and that “the trial court abused its discretion by summarily denying the claims.” Id.




(1995) (“Without any new evidence of innocence, even the existence of a concededly
meritorious constitutional violation is not in itself sufficient to establish a miscarriage of
justice that would allow a habeas court to reach the merits of a barred claim. However, if a
petitioner . . . presents evidence of innocence so strong that a court cannot have confidence
in the outcome of the trial unless the court is also satisfied that the trial was free of
nonharmless constitutional error, the petitioner should be allowed to pass through the
gateway and argue the merits of his underlying claims.”).


                                            -67-
                                  STATE V. TUCKER

                                  Opinion of the Court




at 619 (first citing North Carolina Racial Justice Act § 1, 2009 N.C. Sess. Laws at

1215; and then citing State v. McHone, 

 (1998)). Pursuant to the

RJA, this Court looked at the evidence presented by the defendant “that race was a

significant factor in jury selection, sentencing, and capital charging decisions in the

relevant jurisdictions at the time of [the defendant’s] trial and sentencing” and

determined that “[i]n light of the evidence and arguments presented by defendant,

the trial court’s denial of his claims without a hearing was an abuse of discretion.”

 at 619–20.

      To find the entitlement to an evidentiary hearing, this Court looked specifically

to the statutory provisions of the Racial Justice Act. Id. at 619. The defendant’s

MARs there were styled as an RJA MAR and an amendment to the RJA MAR, and

this Court considered both under the RJA. Id. Thus, our holding in Burke was plainly

limited to the RJA context.

      Here, defendant has filed numerous post-conviction motions. The MAR court’s

order at issue here was expressly limited to the 2017 MAR, the 2019 MAR, and the

2020 MAR based on alleged newly discovered evidence. Defendant’s RJA MARs,

however, were assigned to another superior court judge. The 2010 RJA MAR and its

supplemental filings remain pending in the Superior Court division and were not

addressed by the court below. Thus, this Court’s review is limited to the MARs

addressed by the MAR court. The MAR court correctly concluded that the MARs at


                                         -68-
                                    STATE V. TUCKER

                                    Opinion of the Court




issue here are not RJA MARs like those in Burke, and the present case is not

controlled by this Court’s decision in Burke. As such, defendant’s argument that

Burke allows him to overcome the procedural bar under section 15A-1419 is without

merit.

         Further, the RJA specifically addressed the relief available to defendants

sentenced to death.

               If the court finds that race was a significant factor in
               decisions to seek or impose the sentence of death in the
               county, the prosecutorial district, the judicial division, or
               the State at the time the death sentence was sought or
               imposed, the court shall order that a death sentence not be
               sought, or that the death sentence imposed by the
               judgment shall be vacated and the defendant resentenced
               to life imprisonment without the possibility of parole.


North Carolina Racial Justice Act § 1, 2009 N.C. Sess. Laws at 1214 (emphasis

added).

         Resentencing is not the remedy defendant requests here. Instead, defendant

seeks to have his conviction vacated and a new trial ordered—the appropriate remedy

for a violation of Batson. Thus, it is plainly apparent that the claim advanced by

defendant and addressed by the MAR court below was not an RJA claim.

                                 IV.    Conclusion

         Because defendant was in a position to adequately raise his Batson claim in

his prior appeal and previous post-conviction proceeding and failed to do so,


                                           -69-
                                  STATE V. TUCKER

                                 Opinion of the Court




defendant’s MAR is procedurally barred under section 15A-1419. Defendant has

failed to establish that he qualifies for a statutory exception to the mandatory

procedural bar, and his argument that Burke is applicable to the present case is

unavailing. The order of the MAR court is affirmed.

      AFFIRMED.

      Justice RIGGS did not participate in the consideration or decision of this case.




                                        -70-
                                  STATE V. TUCKER

                                  Earls, J., dissenting




      Justice EARLS dissenting.


      In 1996, Mr. Tucker, who is African American, was tried capitally, convicted of

first-degree murder, and sentenced to death by an all-white jury. While the case

before us turns on the applicability of N.C.G.S. § 15A-1419(a)(1) and (3)’s procedural

bar, this Court’s holding ultimately determines whether a trial court may reach the

merits of Mr. Tucker’s Batson v. Kentucky claim and review the serious allegations

Mr. Tucker makes regarding the jury selection procedures in his case. See 

 (1986). Namely that prosecutors Lang and Spence relied on a Batson “cheat sheet”

to provide pretextual race-neutral reasons for the peremptory strikes that removed

all qualified African American venire members from Mr. Tucker’s jury. Because I

believe that Mr. Tucker’s motion for appropriate relief (MAR) is not barred pursuant

to N.C.G.S. § 15A-1419(a)(1) and (3) and thus, should go forward, I dissent.

      The MAR at issue was filed on 31 October 2017 and amended twice, once in

2019 and again in 2020. To make his Batson claim, Mr. Tucker relied on two new

pieces of evidence: (1) a handout included in Mr. Tucker’s prosecutorial file titled

“Batson Justifications: Articulating Juror Negatives” (Batson Justifications

Handout); and (2) a statistical study conducted by Michigan State University College

of Law (MSU Study), which analyzed juror strike patterns in North Carolina from

1990 to 2010. Neither piece of evidence was available to Mr. Tucker during his direct

appeal or a previous MAR filing. In the 2019 amendment to his MAR, Mr. Tucker


                                         - 71 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



also raised the change to our State’s Batson standard as a reason for his newly filed

Batson claim. This new standard was adopted in State v. Waring, which was decided

in 2010. 

 (2010). Accordingly, this development in our Batson caselaw

was not available to Mr. Tucker at the time of his direct appeal or a prior MAR filing.

      While it is true that N.C.G.S. § 15A-1419(a)(1) and (3) bar a claim that could

have been raised on direct appeal or during an earlier MAR but was not, this statute

only applies to claims where the defendant was in a “position to adequately raise” the

claim in those previous filings. Because Mr. Tucker did not have access to the Batson

Justifications Handout or the MSU Study and because the change to North Carolina’s

Batson standard had not occurred at the time of his direct appeal or prior MAR filing,

he was not in a “position to adequately raise” his Batson claim on direct appeal or in

an earlier MAR. Thus, I do not believe his Batson claim is subject to section 15A-

1419(a)(1) and (3)’s procedural bar.

I.   Batson v. Kentucky and Race-Based Discrimination in Jury Selection

      Both the North Carolina and United States Constitutions prohibit the use of

race-based peremptory strikes. Batson, 

; State v. Locklear, 

 (1998). While Batson is the seminal case regarding the use of racially-

discriminatory peremptory challenges, prior to that decision, the United States

Supreme Court had been attempting to eradicate race-based discrimination in jury

selection for over a hundred years. In 1879, the United States Supreme Court

invalidated statutes that excluded African Americans from serving as jurors because


                                         - 72 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



those statutes violated the Equal Protection Clause. Strauder v. West Virginia, 

 (1879). Despite this effort, racial discrimination in jury selection

continued through the use of laws that appeared racially neutral on their face but as

applied, barred African Americans from serving on juries. For example, North

Carolina instituted “laws requiring that jurors: (1) had paid taxes the preceding year;

(2) were of good moral character; and (3) possessed sufficient intelligence.” State v.

Robinson, 

, 177 (2020) (citing State v. Peoples, 

 (1902)).

      Moreover, while Batson articulated a standard by which to determine race-

based jury selection, it did not put an end to this type of discrimination, and following

Batson, some prosecutors were trained on ways to circumvent Batson’s requirements.

For example, in Pennsylvania, these methods were taught via a recorded training

session by a Philadelphia assistant district attorney, see Brief for Digenova et al. as

Amicus Curiae Supporting Petitioner at 6, Foster v. Chatman, 

 (2016)

(No. 14-8349), while in Dallas, Texas, these tactics were taught through the use of a

training manual. See Miller-El v. Cockrell, 

 (2003) (discussing a

training manual, which evidenced a “formal policy to exclude minorities from jury

service”). Ultimately, these training tools, like the Batson Justifications Handout at

issue in Mr. Tucker’s case were used by prosecutors to “deceive judges” as to the

prosecution’s “true motivations” for striking a juror. Brief for Digenova et al. as

Amicus Curiae Supporting Petitioner at 8, Foster, 

 (No. 14-8349).

      In Batson, the United States Supreme Court laid out a three-step process for


                                          - 73 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



evaluating whether a prosecutor’s use of peremptory challenges violated the Equal

Protection Clause. 476 U.S. at 96–98.

             First, the defendant must make a prima facie showing that
             the prosecutor has exercised peremptory challenges on the
             basis of race. Second, if the requisite showing has been
             made, the burden shifts to the prosecutor to articulate a
             race-neutral explanation for striking the jurors in question.
             Finally, the trial court must determine whether the
             defendant has carried his burden of proving purposeful
             discrimination.

Hernandez v. New York, 

, 358–59 (1991) (citing Batson, 476 U.S. at 96–

98). Batson’s first step is satisfied if the defendant submits “evidence sufficient to

permit the trial judge to draw an inference that discrimination occurred.” State v.

Hobbs, 

, 350 (2020) (quoting Johnson v. California, 

(2005)). The prima facie showing at step one “is not intended to be a high hurdle,” 

(quoting Waring, 

), and so long “as a defendant provides evidence from

which the court can infer a discriminatory purpose” a defendant will have met the

prima facie standard, 

 Importantly, and as this Court stated in Hobbs, at this step

“the burden on the defendant . . . is one of production, not of persuasion,” and “the

defendant is not required to persuade the court conclusively that discrimination has

occurred.” Id. at 351.

      To make this showing, “a defendant may rely on all relevant circumstances,”

Miller-El v. Dretke, 

 (2005) (cleaned up), including historical

evidence of discrimination in a jurisdiction. See, e.g., Miller-El, 

; see

also Flowers v. Mississippi, 

 (2019). In addition, our caselaw has

                                          - 74 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



identified a non-exhaustive list of factors that must also be considered at step 1, those

are:

             the defendant’s race, the victim’s race, the race of the key
             witnesses, questions and statements of the prosecutor
             which tend to support or refute an inference of
             discrimination, repeated use of peremptory challenges
             against blacks such that it tends to establish a pattern
             of strikes against blacks in the venire, the prosecution’s use
             of a disproportionate number of peremptory challenges to
             strike black jurors in a single case, and the State’s
             acceptance rate of potential black jurors.

Hobbs, 374 N.C. at 350 (quoting State v. Quick, 

 (1995)).

       If the required prima facie showing is met, then “the analysis proceeds to the

second step where the State is required to provide race-neutral reasons for its use of

a peremptory challenge.” 

 at 352 (citing Flowers, 

). If the reasons

provided are race-neutral on their face, then the Court proceeds to Batson’s third and

final step. Id. at 353. At this step, the defendant is required to show purposeful

discrimination. Waring, 

. Here, the trial court “must determine

whether the prosecutor’s proffered reasons are the actual reasons, or whether the

proffered reasons are pretextual and the prosecutor instead exercised peremptory

strikes on the basis of race.” Flowers, 

. This inquiry requires the

court to determine whether the State’s peremptory strikes were “motivated in

substantial part by discriminatory intent.” 

 (quoting Foster, 

).




                                          - 75 -
                                  STATE V. TUCKER

                                   Earls, J., dissenting



         II.     Batson Justifications Handout and the MSU Study

A. Mr. Tucker’s Trial

      Mr. Tucker was tried for capital murder in Forsyth County in 1996. Robert

Lang and David Spence, both of whom were Forsyth County Assistant District

Attorneys, prosecuted his case. Jury selection began on 6 February 1996. In 1995, a

few months prior to the beginning of jury selection, prosecutor Lang attended a

training session for capital prosecutors known as “Top Gun II.” Those in attendance

were provided with a handout titled “Batson Justifications: Articulating Juror

Negatives,” which provided prosecutors with a list of reasons to use when defending

peremptory strikes of African American jurors pursuant to a Baston challenge. The

following list of reasons were included in the handout:

               1. Inappropriate Dress - attire may show lack of respect
                  for the system, immaturity, or rebelliousness

               2. Physical Appearance - tattoos, hair style, disheveled
                  appearance may mean resistance to authority.

               3. Age - Young people may lack the experience to avoid
                  being misled or confused by the defense.

               4. Attitude - air of defiance, lack of eye contact with
                  Prosecutor, eye contact with defendant or defense
                  attorney.

               5. Body Language - arms folded, leaning away from
                  questioner, obvious boredom may show anti-
                  prosecution tendencies.

               6. Rehabilitated Jurors, or those who vacillated in
                  answering D.A.’s questions.

               7. Juror   Responses   which        are   inappropriate,   non-

                                          - 76 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



                responsive, evasive or monosyllabic may indicate
                defense inclination.

             8. Communication Difficulties, whether because English
                is a second language, or because juror appeared to have
                difficulty understanding questions and the process.

             9. Unrevealed Criminal History re: voir dire on “previous
                criminal justice experience.”

             10. Any other sign of defiance, sympathy with the
                defendant, or antagonism to the State.

This handout was placed in the prosecution’s trial notebook behind a tab titled “jury

selection.” The bottom of the handout also contains a handwritten note stating “Don’t

use gender/race reasons in NC may be expanded to othe[r] cognizable Equ. Prot.

Clause protected class.”

      Lang conducted voir dire in Mr. Tucker’s case and used peremptory strikes to

remove all five qualified African American venire members. Defense counsel objected

to all five strikes under Batson. After hearing Lang’s justifications for each strike,

the trial court found there was no purposeful discrimination. However, a comparison

of the justifications Lang provided, and the Batson Justifications Handout, suggests

that Lang read from the handout when defending his use of peremptory strikes. For

example, Lang used the word “inappropriately” on more than one occasion. He also

described one prospective juror as “confused” and stated the juror exhibited

“monosyllabic” responses. Lang also referred to that same juror as being “very

difficult” and having “absolutely horrible [body language].” Lang defended his strikes

against one venire member by stating they “did not ever make eye contact with me”


                                         - 77 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



and another by stating he “was untruthful about his criminal record.” Based on this

information, even the State concedes that “the prosecutors in [Mr. Tucker’s] case

articulated some justifications similar to the ‘Top Gun’ training document as part of

their rationale for particular juror strikes.”

      Accordingly, in his most recent MAR, Mr. Tucker argued that the reasons Lang

gave for striking prospective jurors were pretextual, for if they had not been, Lang

would not have needed to resort to those reasons listed in the handout. See Snyder v.

Louisiana, 

 (2008) (stating that when the prosecution’s proffer is

pretextual, it “gives rise to an inference of discriminatory intent”).

B. Discovery of the Batson Justifications Handout

      After Mr. Tucker’s initial trial and prior to the beginning of his post-conviction

proceedings, North Carolina passed a law requiring post-conviction discovery in

capital cases to include “the complete files of law enforcement and prosecutorial

agencies involved in the investigation of the crimes or the prosecution of the

defendant.” N.C.G.S. § 15A-1415(f) (1997). However, Mr. Tucker’s post-conviction

counsel stated they never received the Batson Justifications Handout that was part

of the prosecution’s file. To support this assertion, Mr. Tucker has provided signed

affidavits to this effect. Accordingly, no Batson claim was raised on direct appeal, in

Mr. Tucker’s initial MAR, or in any subsequent amendments to that MAR.

      On 2 September 2010, Mr. Tucker filed a MAR pursuant to the North Carolina

Racial Justice Act (RJA). See North Carolina Racial Justice Act, S.L. 2009-464, § 1,


                                           - 78 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting

, 1214. While no further litigation has taken place in state

court on Mr. Tucker’s RJA claim, litigation did proceed on another Forsyth County

defendant’s case, Errol Duke Moses. The discovery granted in Mr. Moses’s case

included the prosecution’s files in many Forsyth County cases, including Mr.

Tucker’s. On 14 December 2015, Mr. Tucker’s current counsel was appointed. Shortly

thereafter, counsel for Mr. Moses provided Mr. Tucker’s attorneys with portions of

Mr. Tucker’s prosecution files, which were obtained as part of the discovery process

in Mr. Moses’s case. This was the first time that Mr. Tucker’s attorneys were provided

with the prosecution’s Batson Justifications Handout. Because this evidence was not

discovered until 2015, it was not available to Mr. Tucker during his direct appeal or

prior MAR filing.

C. Completion of the MSU Study

      The results of the MSU Study demonstrated a pattern of discriminatory

peremptory strikes in Forsyth County. Namely, the data showed that African

American venire members were struck at a rate 2.25 times higher than other venire

members. The MSU Study also reviewed four of prosecutor Spence’s Forsyth County

cases, and based on those findings, Mr. Tucker alleges that in the aggregate, Spence

had struck 62% of African American prospective jurors but only 20% of white

prospective jurors. This constituted a strike ratio of 3 to 1, which was significantly

higher than the average for Forsyth County or North Carolina state capital cases.

The data also showed that only one of Spence’s trials had more than one African


                                         - 79 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



American juror, and two of his cases, including Mr. Tucker’s had all-white juries.

      This study did not begin until 2009, and data collection was not completed until

2010. Furthermore, the research article detailing the study’s findings was not

published until 2012. Catherine M. Grosso & Barbara O’Brien, A Stubborn Legacy:

The Overwhelming Importance of Race in Jury Selection in 173 Post-Batson North

Carolina Capital Trials, 

 (2012) (hereinafter “Race in Jury

Selection”). Accordingly, Mr. Tucker did not have access to this evidence at the time

of his direct appeal or at the time he filed a prior MAR.

                           III.   MAR Court’s Order

      In June 2020, Judge R. Stuart Albright denied Mr. Tucker’s Batson claim,

stating that the Batson Justifications Handout and the MSU Study could not be used

to support a Batson claim because they were not evidence of racial discrimination.

Moreover, Judge Albright concluded that Mr. Tucker’s claim was procedurally barred

pursuant to N.C.G.S. § 15A-1419 because Mr. Tucker had been in a “position to

adequately raise” his Baston claim on direct appeal or in a prior MAR but did not. See

N.C.G.S. § 15A-1419(a)(1), (3) (2021).

A. Mootness of Batson’s Prima Facie Case Requirement

      In its order denying Mr. Tucker’s MAR, the MAR court determined that the

prima facie case requirement pursuant to Batson had not been met and thus the

court’s analysis was limited to Batson’s first step. This was legal error.

      In Hernandez v. New York, the United States Supreme Court relied on

principles used in the employment discrimination context and explained that “where
                                          - 80 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



the defendant has done everything that would be required of him if the plaintiff had

properly made out a prima facie case, whether the plaintiff really did so is no longer

relevant.” 

 (cleaned up). In doing so, the Court unambiguously noted

that this “same principle applies under Batson.” 

 Thus, once a prosecutor has

provided the trial court with a race-neutral explanation “for the peremptory

challenges and the trial court has ruled on the ultimate question of intentional

discrimination, the preliminary issue of whether the defendant had made a prima

facie showing becomes moot.” 

      Our Court has affirmed this principle on numerous occasions, beginning in

1991 with State v. Thomas, 

 (1991). See also Waring, 

;

State v. Bell, 

 (2004); State v. Williams, 

, 550–51 (2002);

Hobbs, 374 N.C. at 354; State v. Robinson, 

 (1991). And there is good

reason for this. “Imagine, for example, that when ordered to provide . . . race-neutral

reasons for [their] peremptory challenges, [a] prosecutor . . . [states] . . . that [they]

struck one of the jurors because of [their] race.” State v. Campbell, 

, 141

(2023) (Earls, J., dissenting). It would be absurd, “in light of this blatant racial

discrimination,” to say that a trial court is not obligated to review this statement for

purposeful discrimination pursuant to Batson’s third step simply because the

defendant failed to make a prima facie showing of racial discrimination. 

 Thus,

when a prosecutor provides what they purport to be race-neutral reasons for the use

of a peremptory challenge, a trial court must be required to consider whether those


                                           - 81 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



statements establish purposeful discrimination.

       While the majority attempts to distinguish two of the cases which reaffirm this

long-standing principle, there are two problems with this approach. First, in matters

pertaining to the United States Constitution, our Court may not grant North

Carolinians fewer protections than the federal Constitution provides. Arizona v.

Evans, 

 (1995). By determining that a prima facie showing is not moot,

despite the prosecution having offered race-neutral reasons for the use of peremptory

strikes and the trial court having ruled on the use of those strikes, this Court has

effectively removed a portion of a criminal defendant’s protections arising under the

federal Equal Protection Clause. See Hernandez, 500 U.S. at 358–59. Moreover, a

closer look at both Robinson and Hobbs exposes the inadequacies of the majority’s

argument. Namely, that Mr. Tucker’s case is more similar to Robinson and Hobbs

than it is different.

       In Robinson, the defendant objected to peremptory challenges used to remove

a black juror, and each time the State voluntarily provided a reason for each of its

challenges. 

. On appeal, our Court determined that because the State

had voluntarily provided explanations for each peremptory challenge, there was no

need for this Court to determine whether the prima facie standard had been met. 

. Instead, we “proceed[ed] . . . as if the prima facie case had been established.”

 In Mr. Tucker’s case, the MAR court’s order reflects the voluntary nature of the

prosecution’s proffered reasons for each peremptory strike. At no time was the


                                         - 82 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



prosecution ordered to provide reasons for its peremptory strikes, instead the court

“g[ave] counsel for the State the opportunity to be heard.” (Emphasis added.)

      Furthermore, in Hobbs, our Court noted that “[w]here the State has provided

reasons for its peremptory challenges, thus moving to Batson’s second step, and the

trial court has ruled [on these reasons], completing Batson’s third step, the question

of whether a defendant has initially established a prima facie case of discrimination

becomes moot.” 374 N.C. at 354. Thus, while the majority attempts to distinguish

Hobbs from Mr. Tucker’s case based on the presence of a “full hearing,” Hobbs does

not stand for the proposition that mootness only occurs when a full hearing is present.

Instead, Hobbs stands for exactly what it says: in cases where the State has provided

reasons for the use of its peremptory strikes and the trial court has ruled on these

reasons, the reviewing court should proceed as if a prima facie case has already been

established. Id. Accordingly, because the prosecution in Mr. Tucker’s case provided

reasons for the use of their peremptory challenges and the trial court ruled on these

reasons, this Court should proceed as if a prima facie case has been established. See

Robinson, 

.

      The majority’s discussion of a 2020 report by the North Carolina Task Force

for Racial Equity in Criminal Justice is irrelevant when considered in light of our

precedent in Robinson and Hobbs. See Robinson, 

; Hobbs, 374 N.C. at

354. Moreover, this case does not turn on whether Batson’s first step is moot. The

question of mootness only speaks to whether a reviewing court can proceed to step


                                         - 83 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



three of Batson and determine whether purposeful discrimination is present. See

Hernandez, 500 U.S. at 358–59 (citing Batson, 476 U.S. at 96–98); see also Hobbs, 374

N.C. at 354. Importantly, the question of mootness does not render evidence of racial

discrimination irrelevant or cause it to disappear. Instead, if a prima facie case is not

moot, the reviewing court is required to determine whether Batson’s first step has

been met, and if so, it must remand to the trial court for further consideration.

      As noted above, Batson’s prima facie case requirement mandates that a

defendant provide “relevant circumstances [that] raise an inference that the

prosecutor used” their peremptory challenges to exclude jurors on “account of their

race.” Batson, 

. A prima facie showing is not a high bar, Hobbs, 374

N.C. at 350, and as will be discussed in more detail below, the Batson Justifications

Handout, along with the MSU Study, “raise an inference” that the prosecution’s

peremptory challenges were based on race, see Batson, 

. This is

especially true when these new pieces of evidence are reviewed alongside the

prosecution’s strike pattern in Mr. Tucker’s case, which resulted in all five qualified

African American venire members being removed from the jury. See Flowers, 

 (stating that “statistical evidence about the prosecutor’s use of peremptory

strikes against black prospective jurors as compared to white prospective jurors in

the case” can be used to support a claim of racial discrimination).




                                          - 84 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



B. Batson Justifications Handout and the MSU Study as Evidence of
   Racial Discrimination

   1. The Batson Justifications Handout

      The MAR court equated the Batson Justifications Handout to “accurate and

correct” statements of law. This finding came even though the handout does not

contain any reference to case names or case citations. However, the MAR court’s

benign characterization of the Batson Justifications Handout ignores the controlling

legal standard under Batson, America’s history of race-based discrimination in jury

selection, and the focus of Mr. Tucker’s Batson claim.

      Mr. Tucker does not argue that the reasons provided for striking black jurors

in his case could not have been permissible in other cases. Instead, he only argues

they were not permissible in his case. Under Batson, what matters is whether the

reasons given by the prosecutor are the true reasons for the strike. See Hernandez,

 (“In the typical peremptory challenge inquiry, the decisive question

will be whether counsel’s race-neutral explanation for a peremptory challenge should

be believed.”). This is determined by the facts and circumstances of each particular

case and not by whether our Court or the United States Supreme Court has

determined those reasons were not pretextual in other cases. 

 Indeed, “[a]ny

prosecutor can easily assert facially neutral reasons for striking a juror,” Batson, 

 (Marshall, J., concurring), and it is this premise that Mr. Tucker’s Batson

claim addresses.

      Namely, Mr. Tucker claims that the Batson Justifications Handout was used

                                          - 85 -
                                     STATE V. TUCKER

                                      Earls, J., dissenting



as a sort of “cheat sheet”1 to simulate race-neutral reasons for striking African

American jurors, when in fact those reasons were pretextual. Thus, the Batson

Justifications Handout is an important piece of substantive evidence supporting Mr.

Tucker’s Batson claim. See Miller-El, 

 (finding a Batson violation

where the prosecutor’s training materials advocated for racially based-strikes).

       Additionally, America has a long history of excluding African Americans from

jury service. See Pena-Rodrigez v. Colorado, 

 (2017) (“In the years

before and after the ratification of the Fourteenth Amendment, it became clear that

racial discrimination in the jury system posed a particular threat both to the promise

of the Amendment and to the integrity of the jury trial.”). The Batson Justifications

Handout cannot be divorced from its historical context, and characteristics like those

included in the handout have previously been used to exclude African Americans from

juries. In recognition of this issue, Washington State has instituted General Rule 37,

which pertains to jury selection, and states that “allegations that [a] prospective juror

was sleeping, inattentive, or staring or failing to make eye contact; exhibited a

problematic attitude, body language, or demeanor; or provided unintelligent or

confused answers” have “historically been associated with improper discrimination

in jury selection.” Wash. Gen. R. 37(i). Thus, “[i]f any party intends to offer one of

these reasons or a similar reason as justification for a peremptory challenge,” the




       1 See State v. Augustine, 

, 382 (2020) (quoting the trial court’s order

describing the prosecution’s use of a “cheat sheet” to respond to Batson objections).
                                             - 86 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



court must be given “reasonable notice” such that the juror’s behavior can be verified.

 If the juror’s purported behavior is not verified, then the reason given for the

peremptory challenge will be invalidated. 

 Indeed, as the United States Supreme

Court explained, while defendants are harmed when the right to a jury trial is

compromised by racial discrimination, “racial minorities are harmed more generally,

for prosecutors drawing racial lines in picking juries establish ‘state-sponsored group

stereotypes rooted in, and reflexive of, historical prejudice.’ ” Miller-El, 545 U.S. at

237–38 (quoting J.E.B. v. Alabama ex rel. T.B., 

 (1994)).

      Moreover, in Strauder v. West Virginia, 

 (1879), the United States

Supreme Court overturned a state statute that restricted jury service to whites. Yet,

during the Jim Crow era, local officials circumvented the intended effect of this

holding by imposing vague requirements for jury service, such as intelligence,

experience, and good moral character. See Norris v. Alabama, 

 (1935).

As applied, these requirements precluded African Americans from serving on juries.

In Norris, the Court invalidated one of those laws after a jury commissioner testified

that no African Americans had ever served on a jury in that county because:

             [he did] not know of any [African American person] in
             Morgan County . . . who is generally reputed to be honest
             and intelligent and who is esteemed in the community for
             his integrity, good character and sound judgment, who is
             not an habitual drunkard, who isn’t afflicted with a
             permanent disease or physical weakness which would
             render him unfit to discharge the duties of a juror, and who
             can read English, and who has never been convicted of a
             crime involving moral turpitude.


                                          - 87 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting

 at 598–99. The Court found it “impossible to accept such a sweeping

characterization” and reversed the conviction at issue. 

. Today, the exclusion

of African Americans from juries may be less overt, but there remains the “practical

difficulty of ferreting out discrimination in selections discretionary by nature, and

choices subject to myriad of legitimate influences.” Miller-El, 

. Mr.

Tucker’s case exemplifies the difficulty of making this determination.

       A prosecutor’s “outright prevarication” is not the only relevant consideration

in jury discrimination cases and sometimes “[a] prosecutor’s own conscious or

unconscious racism” may play a role in the prosecution’s proffered reasons for striking

a juror. Batson, 

 (Marshall, J., concurring). As relevant here, racism

whether conscious or unconscious can lead a prosecutor “easily to the conclusion that

a prospective black juror is ‘sullen’ or ‘distant,’ a characterization that would not have

come to mind if a white juror had acted identically.” 

 This concern is undoubtedly

elevated in cases where a prosecutor is accused of relying on a preprinted list of

acceptable strike reasons rather than providing the trial court with the true reason

for their peremptory strike. The contents of the Batson Justifications Handout

illustrate this notion.

       Accordingly, United States Supreme Court precedent, as well as our Court’s

own precedent, allow a defendant to “rely on all relevant circumstances” to support

their claims for racial discrimination. Flowers, 

 (cleaned up); see

also Hobbs, 374 N.C. at 356 (“A defendant may rely on all relevant circumstances to


                                           - 88 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



support a claim of racial discrimination in jury selection.” (cleaned up)). However, the

benign classification the MAR court assigned the Batson Justifications Handout

ignores this mandate. Specifically, it shows that the MAR court failed to consider all

the relevant circumstances Mr. Tucker raised to support his claim of racial

discrimination, namely the history of African American jury exclusion and its

relationship to the creation of the Batson Justifications Handout contained in the

prosecution’s trial notebook. Thus, the MAR court’s finding that the Batson

Justifications Handout was not evidence of racial discrimination was erroneous.

Indeed, an analysis of prosecutor Lang’s proffered reasons for striking three

prospective jurors at Mr. Tucker’s trial, Thomas Smalls, Wayne Mills, and Debra

Banner, supports that he relied on the Batson Justifications Handout when providing

the trial court with reasons for his strikes.

      a. Thomas Smalls

      Mr. Smalls was one of the black venire members prosecutor Lang struck during

jury selection. At the time of Mr. Tucker’s trial, Mr. Smalls was sixty years old,

employed, married, and had been living in Forsyth County for forty years. He also

had an adult son that was a police detective in South Carolina. When asked about his

views on the death penalty, Mr. Smalls stated that he “believe[d] in capital

punishment.”

      Lang’s reasons for striking Mr. Smalls mirrored the Batson Justifications

Handout. Lang stated, “Your Honor, with regard to Mr. Smalls, juror number three,


                                          - 89 -
                                     STATE V. TUCKER

                                     Earls, J., dissenting



we felt we had appropriate justification. Number one, his body language and number

two, his responses which were inappropriate.” Lang’s responses appear to have been

taken verbatim from the handout. Lang also noted that Mr. Smalls “did not ever make

eye contact with [him],” which is a justification stated in the handout under the

heading “attitude.”

       At one point, Lang also described Mr. Smalls’s body language as “absolutely

horrible” but failed to explain his rationale for this finding. Lang also characterized

Mr. Smalls as “very difficult.” This language is similar to that in the handout, which

suggested that jurors the prosecution wanted to strike should be characterized as

“resistan[t] to authority,” having an “air of defiance,” or being “non-responsive” and

“evasive.” Furthermore, while Lang stated that Mr. Smalls had “nodded off” during

jury selection, the record does not show the trial court made any determinations

regarding Mr. Small’s demeanor. See Snyder, 522 U.S. at 479 (“Deference is especially

appropriate where a trial judge has made a finding that an attorney credibly relied

on demeanor in exercising a strike. Here, however the record does not show that the

trial judge actually made a determination regarding [the juror’s] demeanor.”

Accordingly, “we cannot presume that the trial judge credited the prosecutor’s

assertion”).2 Thus, rather than Mr. Smalls having “nodded off,” it is more likely that




       2 While the majority suggests that Snyder, 522 U.S. at 479, stands for the proposition

that we are required to defer to the trial court even in cases where that court does not make
any findings regarding a juror’s demeanor, this assertion is unreasoned. For it is impossible
to give deference to a finding that was never made.
                                            - 90 -
                                      STATE V. TUCKER

                                      Earls, J., dissenting



Lang’s choice of words evince Lang’s reliance on the Batson Justifications Handout

by echoing the handout’s language of “obvious boredom [which] may show anti-

prosecution tendencies.” This supports that race may have been significant in Lang’s

decision to challenge Mr. Smalls.3

       Indeed, Lang’s explanations become more “difficult to credit” when Mr. Smalls

is compared to white jurors who the prosecution passed despite possessing the same

qualities that supposedly made Mr. Smalls an “unattractive juror.” See Foster, 

; see also Miller-El, 

 (“More powerful than . . . bare statistics

. . . are side-by-side comparisons of some black venire panelists who were struck and

white panelists allowed to serve.”). This is particularly evident in the area of death

penalty reservations, which Lang cited as a reason for striking Mr. Smalls. Although

it is true that when asked if he could impose the death penalty Mr. Smalls stated, “I

guess so,” “I don’t know,” and “I think so,” Mr. Smalls also expressed unequivocal




       3  Although the trial court repeated prosecutor Lang’s assertion, noting that “the
district attorney observed that [Mr. Smalls] nodded off to sleep,” the trial court did not state
that it witnessed Mr. Smalls nod off to sleep, nor did it make a finding of fact to this effect,
or state that it agreed with the prosecutor’s assessment. Thus, “we cannot presume that the
trial judge credited the prosecutor’s assertion” regarding Mr. Small’s demeanor. See Snyder,

. Moreover, even if we were to assume for the sake of argument, that Mr.
Smalls did nod off, this does not change the evidence in this case, which suggests Lang relied
on the Batson Justifications Handout, a racially discriminatory cheat sheet, when providing
reasons for his peremptory strike of Mr. Smalls. Under Batson, a constitutional violation
occurs when race “was significant in determining who was challenged and who was not.”
Miller-El, 

. There is no requirement that race be the sole reason for a
peremptory strike. 

 Accordingly, based on the record before us, including the evidence
supporting Lang’s use of the Batson Justifications Handout, it is not a “remarkable feat” to
conclude that race may have been “significant” in Lang’s decision to challenge Mr. Smalls.
See 

                                             - 91 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



support for the death penalty, noting he “believe[d] in capital punishment.” Despite

this, Lang struck Mr. Smalls while passing white prospective jurors Alan Cubbedge,

Robin Dillinger, and Louise Hester, all whose death penalty reservations were

stronger and more apparent than Mr. Smalls’s.

      For example, when asked if he could “be part of a jury of twelve . . . that . . .

makes a recommendation of death,” Mr. Cubbedge stated he “supposed” so. But when

asked if he could be the foreperson who signed the jury sheet and wrote the word

“death” on the recommendation sheet, Mr. Cubbedge noted he did not think he “would

feel very comfortable with that.” Furthermore, when white prospective juror Robin

Dillinger was asked about her feelings regarding the death penalty she expressed

that she was “not sure if [she was] for it or against it.” Similarly, Lang passed white

juror Louise Hester, who stated that while she believed in capital punishment, she

did not “know if [she] could make that decision for somebody to face that or not.”

Thus, when Lang’s reasons for striking Mr. Smalls are compared to the Batson

Justifications Handout and when Mr. Smalls’s purported traits are compared to those

of white jurors the State passed, it is evident that race may have played a substantial

role in Lang’s peremptory challenge of Mr. Smalls.

      b. Wayne Mills

      The prosecutors in Mr. Tucker’s case also struck black prospective juror Wayne

Mills, who at the time of Mr. Tucker’s trial had lived in Forsyth County his entire

life. Mr. Mills also disclosed that he was married, had a young daughter, and had


                                         - 92 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



held the same job for the preceding seventeen and a half years. The reasons Lang

gave for striking Mr. Mills also appear to have been read from the Batson

Justifications Handout. Lang expressed that Mr. Mills had used “monosyllabic”

responses, had been “smiling inappropriately on a number of occasions,” and had

“appeared somewhat confused during the questioning.”

      Not only was the term “monosyllabic” taken directly from the Batson

Justifications Handout, it also does not accurately reflect Mr. Mills’s behavior. While

Mr. Mills gave one-word answers when appropriate, in other circumstances he

responded with longer answers. For example, when asked if it was “correct” that his

name was Wayne Mills, Mr. Mills responded with “Yes.” Yet when asked if he had

prior knowledge of Mr. Tucker’s case from reading or hearing about the case in the

media, Mr. Mills noted, “I very seldom read the newspaper. I’m usually pretty busy

at work.”

      In reference to Lang’s assertion that Mr. Mills was smiling inappropriately,

the word “inappropriate” appears to have been taken verbatim from the Batson

Justifications Handout. What is more, because the trial court’s findings are devoid of

any suggestion that Mr. Mills engaged in “inappropriate” smiling, we cannot presume

the trial court agreed with Lang’s assertion. See Snyder, 

 (providing

that deference is only appropriate where the trial court has made a determination

concerning a juror’s demeanor). Additionally, the only evidence in the record

suggesting that Mr. Mills may have been confused is that he asked the trial court to


                                         - 93 -
                                  STATE V. TUCKER

                                   Earls, J., dissenting



repeat a lengthy question about capital sentencing instructions. However, asking

that one question be repeated is not evidence of confusion, particularly when after

having repeated the question, Mr. Mills answered it without issue.

      As with prospective juror Smalls, when a side-by-side comparison is conducted

of Mr. Mills and white jurors Lang passed, Lang’s reasons for striking Mr. Mills

appear pretextual. First, the record shows that many white venire members, such as

Michael Calcutt, Raymond Marshall, Kelly Richardson, and Lester Hutchins, also

responded to Lang’s questions with “monosyllabic” or “yes, no” answers. Second, at

least two white prospective jurors expressed “confusion” on the record. Namely, after

hearing information related to the capital sentencing scheme, prospective juror Don

Caldwell asked if he could ask a clarifying question. Moreover, prospective juror Kelly

Richardson admitted to being confused regarding her views on the death penalty and

expressly stated, “I’m just real confused about that issue.”

      Lang also noted Mr. Mills not being registered to vote as a reason for striking

him. However, several white prospective jurors, such as Lester Hutchins, Raymond

Marshall, Winfrey Poindexter, David Porterfield, and Wilma Walker, all of whom

were not registered to vote at the time Mr. Tucker’s jury selection took place, were

passed by the State. Additionally, Lang purported to have struck Mr. Mills, in part,

because he “hesitated on death penalty questions.” But this assertion is not supported

by the record. Namely because the only exchange which could evidence “hesitation”

involved Mr. Mills: (1) stating that he believed in the death penalty; (2) asking for


                                          - 94 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



Lang to repeat the following question: “Do you think or have you ever had a personal

belief or religious belief in opposition to the death penalty”; and (3) once the question

was repeated, unequivocally answering “no.” Additionally, as noted above, the

prosecution passed many white venire members who expressed uncertainty

regarding the death penalty.

      Lastly, while Lang stated he also struck Mr. Mills based on his being

untruthful about his prior criminal record, Lang passed Wesely Hine, a white

prospective juror who had also been untruthful about his criminal record. Despite

significant questioning from the prosecution, including being asked whether he had

“been to court for any reason,” Mr. Hine did not disclose his prior criminal charge.

Accordingly, when Lang’s proffered reasons are compared with the Batson

Justifications Handout, it becomes apparent that he may have relied on it and

provided the trial court with pretextual reasons for striking Mr. Mills. Moreover, side-

by-side juror comparisons also support that Lang’s reason for striking Mr. Mills may

have been based on race.

      c. Debra Banner

      Lang’s reasons for striking Ms. Banner also support that his use of peremptory

challenges was based on race. At the time of Mr. Tucker’s trial, Ms. Banner had lived

in Forsyth County all her life, was married, and had children there. She had also been

employed at the local hospital for the preceding nine years. Despite this, Lang

described Ms. Banner as lacking a stake in the community and cited this as a reason


                                          - 95 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



for striking her.

      Moreover, despite having passed many white jurors who were not registered

to vote, Lang purported that he struck Ms. Banner for this same reason. Lang also

expressed he struck Ms. Banner because she was a health care professional, and “[i]t

ha[d] been [his] experience that those who save lives are often hesitant to make a

recommendation for death.” However, the State passed another medical professional,

Brenton Sharpe, who was a pharmacist working exclusively with cancer patients. Mr.

Sharpe expressed having direct contact with these patients, and agreed it was his job

to “save [his patient’s] lives or to make what life they had left as comfortable as

possible.” In contrast, Ms. Banner was a nursing assistant whose tasks involved

feeding patients, turning them, and checking their vital signs. Most of her patients

were elderly or had suffered a stroke. Based on Ms. Banner’s and Mr. Sharpe’s job

duties, it stands to reason that if Lang was truly concerned that Ms. Banner’s medical

work would have made it more difficult for her to recommend a death sentence, he

would have also challenged Mr. Sharpe, whose own characterization of his work as

saving lives likely provided an even stronger reason to strike. What is more, Lang did

not ask Ms. Banner if her work would preclude her from voting for a death sentence.

See Snyder, 552 U.S. at 481–83 (noting that a prosecutor’s justification for striking a

juror was “suspicious” where the “prosecution did not choose to question [the juror]

more deeply about this matter”). Yet, Lang asked Mr. Sharpe, “Do you think that

since you’re in that field of medical assistance that it would make it difficult for you


                                          - 96 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



to be on a jury that may end up facing the death penalty . . . as punishment?” See

Flowers, 

 (stating that a prosecutor’s “dramatically disparate”

questioning of black and white prospective jurors can “supply a clue” for racially

discriminatory intent).

      Moreover, Ms. Banner’s support for the death penalty was stronger than Mr.

Sharpe’s, and she expressed no doubts or hesitation during Lang’s questioning on the

topic. In contrast, when asked whether he had any deep moral, religious, or

philosophical opposition to the death penalty, Mr. Sharpe noted he felt his “conscience

would be at issue. ” Lang also claimed that he struck Ms. Banner because she

indicated her work schedule posed a hardship to serving on the jury. Yet, at the same

time, Lang passed white jurors who also expressed hardship. First, Mr. Cubbedge

noted that he ran a jewelry store and was concerned about losing business due to his

absence from work. This was especially true given his absence from work had already

cost the store “a good bit of business,” and he worried that if he were chosen to serve,

the store would “lose a good bit of money.” He also agreed that his work situation

would cause him to “give less than [his] full attention” to Mr. Tucker’s trial. Wesley

Hine also explicitly stated he did not want to serve on Mr. Tucker’s jury, while juror

Brooke Burr expressed that her work and childcare situation posed such a hardship

that she would only serve if forced to do so. Ms. Burr noted “if I’m forced to stay, I

would say I could be fair but it’s really a hardship.”

      Regarding Ms. Banner’s expression of hardship, Lang stated he was concerned


                                          - 97 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



that due to working second shift at the hospital, Ms. Banner would not be “awake or

aware” and that she would be “worried about work.” However, Lang did not appear

to share this concern for Mr. Sharpe who admitted to getting poor sleep due to having

a baby at home. Similarly, Lang did not seem concerned that Mr. Cubbedge had

expressed he would be distracted by work if he was asked to serve.

      In Snyder, the United States Supreme Court found that the prosecution’s

purported reliance on a prospective black juror’s expression of hardship was

pretextual. Snyder, 

. In doing so, the Court noted that while an

expression of hardship might cause a juror to favor a “quick resolution,” it did not

necessarily dictate how a juror would vote. 

 In fact, the desire for a quick resolution

could cause a juror to favor the “outcome that other jurors agreed with, which might

in many cases, be a favorable outcome for the prosecution.” 

      Lastly, while Lang asserted that Ms. Banner fell asleep during voir dire, the

trial court made no finding that this occurred. See 

. While the record may

support that Ms. Banner had been “sleepy,” the Batson Justifications Handout that

Lang relied on throughout jury selection directs prosecutors to reference a juror’s

“obvious boredom” as a race-neutral reason for striking them. Thus, taking this

information together with Lang’s other justifications for striking Ms. Banner shows

that race was likely a substantial factor in Ms. Banner’s strike.

   2 The MSU Study as racial discrimination

      The MSU Study compiled data from capital trials in North Carolina to analyze


                                           - 98 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



whether race played a role in prosecutorial strikes. Race in Jury Selection at 1542–

47. Based on this study, Mr. Tucker alleges that, in Forsyth County, where his trial

took place, Forsyth County prosecutors struck African American venire members 2.25

times more than other prospective jurors. Moreover, the study reviewed four Forsyth

County capital trials involving the same prosecutor involved in Mr. Tucker’s case,

David Spence. According to Mr. Tucker’s MAR, that data showed that prosecutor

Spence’s use of strikes constituted a strike ratio of 3 to 1.

      The United States Supreme Court and our Court have stated that trial courts

must consider historical evidence of discrimination. Specifically, in Flowers, the

Court stated that “relevant history of the State’s peremptory strikes in past cases”

and any “other relevant circumstances that bear upon the issue of discrimination”

can, inter alia, be used to prove racial discrimination pursuant to Batson. 

. Our Court reiterated this principle in Hobbs, stating that “a court must

consider historical evidence of discrimination in a jurisdiction.” 374 N.C. at 351.

      Despite having the benefit of Batson and its progeny before it, the MAR court

rejected the MSU Study, determining it could not be evidence of racial discrimination

because our courts had not found a Batson violation in the cases the study reviewed.

The court also criticized the study as “unreliable, fatally flawed and meritless” for the

same reason. However, in making its determination, the MAR court placed an

impermissibly high burden on Mr. Tucker. Essentially, rather than interpret the

study as “relevant history of the State’s peremptory strikes” or as evidence of


                                           - 99 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



“relevant circumstances that can bear upon the issue of discrimination,” the trial

court determined it was invalid simply because its findings contradicted our Court’s

holdings. The majority makes the same mistake.

      But whether a defendant can meet the legal requirements of Batson is a

separate and distinct question from whether a jurisdiction or a particular prosecutor

has a history of disparately using peremptory strikes to remove people of color from

the jury. And that evidence of strike patterns from other trials is relevant under

Batson and Hobbs, regardless of whether those defendants could meet Batson’s legal

requirements. Flowers, 139 S. Ct. at. 2243 (explaining that “relevant history of the

State’s peremptory strikes in past cases” can be used to show racial discrimination);

Hobbs, 374 N.C. at 351(“[A] court must consider historical evidence of discrimination

in a jurisdiction.”). Moreover, under this logic it would be impossible for any

defendant to rely on any study detailing the disparate use of peremptory challenges

against people of color in North Carolina. Namely, because since Batson was decided,

our courts have only once found a substantive Batson violation. See State v. Clegg,

, 162 (2022). This stands in stark contrast to every state appellate court

located in the Fourth Circuit. Daniel R. Pollitt & Brittany P. Warren, Thirty Years of

Disappointment: North Carolina’s Remarkable Appellate Batson Record, 

, 1957, 1961 (2016). Accordingly, it was legal error for the MAR court to

disregard the MSU Study and determine it was not evidence of racial discrimination.




                                        - 100 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



   IV.    Procedural Bar Pursuant to N.C.G.S. § 15A-1419(a)(1) and (3)

      Without citing any caselaw, the majority asserts that because (1) “the trial

court identified the Batson issue as a possible issue on appeal and said so in the

presence of the parties,” and (2) “[d]efendant was on actual notice that a Batson claim

could be an appellate issue,” this means Mr. Tucker was in adequate position to raise

his Batson claim on direct appeal or a prior MAR.           However, N.C.G.S. § 15A-

1419(a)(1) and (3) and our caselaw interpreting that provision do not establish that a

defendant who knows that an issue might be relevant on appeal is required to raise

it or risk losing that claim forever. Instead, the text of the statute expressly provides

that when a defendant “was in a position to adequately raise the ground or issue

underlying the present motion [either on direct appeal or in a previous MAR] but did

not do so” that MAR is procedurally barred. N.C.G.S. § 15A-1419(a)(1), (3).

      Yet our Court has indicated that this is not a general rule, and the correct

analysis requires a reviewing court “to determine whether the particular claim could

have been brought on direct review [or in a previous MAR].” State v. Hyman, 

 (2018) (quoting State v. Fair, 

 (2001)). This Court has

further acknowledged that for a claim to be subject to N.C.G.S. § 15A-1419’s

procedural default, the record in the case must contain “sufficient information to

permit the reviewing court to make all the factual and legal determinations necessary

to allow a proper resolution of the claim in question.” Id. In part, this requires our

Court to determine whether the record at trial would have allowed Mr. Tucker to


                                         - 101 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



make a viable Batson claim. Id. at 384.

       Thus, the majority’s and the MAR court’s conclusion that Mr. Tucker’s claim

is procedurally barred because he was in a “position to adequately raise” the claim on

direct appeal or in a prior MAR contradicts the standard articulated in Hyman, which

provides that a claim is only subject to N.C.G.S. § 15A-1419’s procedural default if

the record contains “sufficient information to permit the reviewing court to make all

the factual and legal determinations necessary to allow a proper resolution of the

claim.” 

.

A. Batson Justifications Handout

       Prior to the discovery of the Batson Justifications Handout, the record in Mr.

Tucker’s case, as it pertained to Batson, was sparse and only included the jury

selection transcript as well as the trial court’s ruling following the defense’s objections

pursuant to Batson. However, now, and through the discovery of the Batson

Justifications Handout, a reviewing court can make the “factual and legal

determinations necessary to allow a proper resolution” of Mr. Tucker’s Batson claim.

       The MAR court determined that prior to trial or before Mr. Tucker’s direct

appeal, the defense could have obtained prosecutor Lang’s continuing legal education

record and learned that he had attended the Top Gun II seminar. And thus, according

to the MAR court, Mr. Tucker could have raised his Batson claim at an earlier time.

Additionally, because the MAR court equated the handout’s contents to “accurate and

correct statements of law” regarding the Batson standard, which had been previously


                                          - 102 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



explained by our appellate courts and the United States Supreme Court, it concluded

that the contents of this handout were available to Mr. Tucker either on direct appeal

or at the time of his previous MAR filing. Namely, the MAR court asserted that to

obtain the information contained in the Batson Justifications Handout, Mr. Tucker

“by exercise of reasonable diligence, could have conducted legal research,” the same

way the MAR court had.

      However, this reasoning misses the premise of Mr. Tucker’s Baston claim,

which depends not only on Lang attending the Top Gun II training session and

receiving the Batson Justifications Handout but also on Lang using this handout to

defend his strikes of African American jurors in Mr. Tucker’s case. The fact that Lang

attended the training does not alone indicate that he relied on the handout while

prosecuting Mr. Tucker. However, the handout’s presence in the prosecution’s trial

notebook, along with the transcripts from voir dire, provide Mr. Tucker with a strong

argument that the prosecution relied on the handout and provided pretextual reasons

for striking jurors in violation of Batson. See Snyder, 

 (“The

prosecution’s proffer of [a] pretextual explanation naturally gives rise to an inference

of discriminatory intent.”). Thus, until Mr. Tucker found the handout in the

prosecution’s file, thereby linking its use to his case, Mr. Tucker was not in a position

to adequately raise his Batson claim on direct appeal or in a previous MAR.

B. The MSU Study

      The MAR court also found that Mr. Tucker could have presented the MSU


                                         - 103 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



Study during a prior MAR filing, because “[d]efendant, by the exercise of reasonable

diligence, could have had a substantially similar study to use in his direct appeal or

in one of his prior MARs.” To reach this conclusion, the MAR court made several

assumptions: (1) that the study was completed for Mr. Tucker; (2) that Mr. Tucker

had control over when the study was completed; and (3) that Mr. Tucker had the

resources to complete this study or a “substantially similar study” prior to his direct

appeal or a previous MAR filing. However, none of these assumptions are supported

by the record.

      First, the MSU Study was not completed for Mr. Tucker. Instead, in their

published law review article, the study’s authors explained that the study was

“undertaken in order to evaluate the potential for statistical evidence to support

claims under . . . the RJA.” Race in Jury Selection at 1533. Thus, while the evidence

contained in this study may be helpful to Mr. Tucker and others seeking to bring

Batson claims, the MSU Study was not created for Mr. Tucker or any other specific

capital defendant. Second, Mr. Tucker did not have control over when the MSU Study

was completed. The RJA was passed in 2009, see North Carolina Racial Justice Act,

S.L. 2009-464, § 1, 

, 1214, and “prohibited capital

punishment if race was a significant factor in the decision to seek or impose the

penalty,” Robinson, 375 N.C. at 176. The authors of the MSU Study clearly stated in

the article’s introduction that the MSU Study was intended to ascertain whether

statistical evidence could support RJA claims, and thus the RJA’s passing was at


                                        - 104 -
                                   STATE V. TUCKER

                                   Earls, J., dissenting



least in part the inspiration for this study. Race in Jury Selection at 1533. Thus, it

follows that the earliest the MSU Study could have begun was in 2009 when the RJA

was passed. See North Carolina Racial Justice Act, S.L. 2009-464, § 1, 

, 1214.

      Additionally, the MSU Study was the result of a joint effort between Michigan

State University College of Law and various sources of funding. Race in Jury

Selection at 1531 n.1. Thus, the willingness of these sources to complete the MSU

Study also dictated the MSU Study’s timing and completion. Third, because the MSU

Study required funding from various sources and Mr. Tucker is incarcerated and

indigent it is difficult to understand how Mr. Tucker could have completed this study

on his own. Interestingly, absent from the MAR court’s order is any discussion on how

Mr. Tucker could have raised the money to complete this study on his own, or how

Mr. Tucker alone could have completed the statistical analysis necessary for the MSU

Study.4

      Ultimately, the MSU Study was not published until July 2012 and thus was

not available to Mr. Tucker during his direct appeal or his previous MAR. See Race

in Jury Selection at 1531. Accordingly, Mr. Tucker was not in an adequate position to




      4 In their affidavit, the MSU Study’s authors, Catherine Grosso and Barbara O’Brien,

provided an overview of their methodology, which required obtaining and reviewing strike
patterns by race in 173 proceedings.
                                         - 105 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



raise his Batson claim on either direct appeal or in a prior MAR filing. See N.C.G.S.

§ 15A-1419(a)(1), (3).

C. Change in Our Court’s Interpretation of Batson

      Lastly, Mr. Tucker’s claim is not procedurally barred because under North

Carolina law, as it existed prior to 2010, Mr. Tucker’s claim would have been subject

to an impossibly high standard that most claimants could not meet. Prior to 2010,

our law required a showing that race was the “sole” factor for the use of a peremptory

strike. See, e.g., State v. Davis, 

 (1989). The difficulty of meeting

this standard is illustrated by the Court of Appeals’ opinion in State v. White, 

 (1998), in which the prosecutor stated in open court that he was

striking two African American jurors, in part, because they were “[b]oth black

females.” 

. Despite this direct evidence of racial discrimination, the Court

of Appeals noted that “[w]hile race was certainly a factor in the prosecutor’s reasons

for challenging [the two jurors],” it could not find that the peremptory strike was

solely based on race. 

.

      In 2010, in Waring, our Court rejected the sole factor test. 

. In

doing so, it explained that “[a]s stated in Miller-El, the third step in a Batson analysis

is the less stringent question whether the defendant has shown ‘race was significant

in determining who was challenged and who was not.’ ” 

 at 480 (quoting Miller-El,

). This standard was later reaffirmed in Hobbs, where this Court

reiterated the standard from Miller-El and noted that it was an incorrect statement


                                          - 106 -
                                  STATE V. TUCKER

                                  Earls, J., dissenting



of law to suggest “a strike is only impermissible if race is the sole reason.” 374 N.C.

at 352 n.2. This means that prior to 2010, Mr. Tucker’s appellate and post-conviction

counsel would have had no choice but to review Mr. Tucker’s case under the sole factor

test, which would have been difficult, if not impossible, for Mr. Tucker to meet. Thus,

until 2010, when this Court provided the correct legal standard under which to bring

a Batson claim, Mr. Tucker’s claim was not viable and he was not in a position to

adequately raise his Batson claim. See Hyman, 

; see also N.C.G.S. §

15A-1419(a)(1), (3).

                                 V.   Conclusion

      “[R]acial discrimination in jury selection offends the Equal Protection Clause.”

Batson, 

 (citing Strauder, 

). When this type of

discrimination is present, “defendants are harmed” because their right to a jury trial

is compromised. Miller-El, 

. But as the United States Supreme Court

stated over thirty-seven years ago in Batson, “[t]he harm from discriminatory jury

selection extends beyond that inflicted on the defendant and the excluded juror to

touch the entire community.” 

. “Selection procedures that purposefully

exclude black persons from juries undermine public confidence in the fairness of our

system of justice.” 

 Moreover, a prosecutor’s use of these same racially

discriminatory procedures jeopardizes the integrity of our courts. Miller-El, 

. Thus, it is of paramount importance for both the defendant and our state that

our courts reach the merits of a Batson claim whenever they have the opportunity to


                                        - 107 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



properly do so.

      “In reality, the finding of a Batson violation does not amount to an absolutely

certain determination that a peremptory strike was the product of racial

discrimination.” Clegg, 380 N.C. at 162. Instead, “the Batson process represents our

best” perhaps “imperfect[ ] attempt at drawing a line in the sand establishing the

level of risk of racial discrimination that we deem acceptable or unacceptable. If a

prosecutor provides adequate legitimate race-neutral explanations for a peremptory

strike, we deem that risk acceptably low. If not, we deem it unacceptably high.” Id.

In Mr. Tucker’s case, the risk is unacceptably high.

      Mr. Tucker did not have access to the Batson Justifications Handout or the

MSU Study at the time of his direct appeal or his prior MAR filing. Moreover, the

change in our caselaw, which provided Mr. Tucker with the opportunity to make a

“viable” racial discrimination claim pursuant to Batson, did not occur until 2010. See

Hyman, 

. Thus, without the discovery of new evidence and the change

to our Batson standard, first articulated in Waring, Mr. Tucker was not in a “position

to adequately raise” a Batson claim on direct appeal or during a previous MAR filing.

Because of this, N.C.G.S. § 15A-1419(c) and (d) are inapplicable, and Mr. Tucker is

not required to show good cause or actual prejudice for his claim to proceed. 5



      5 In reaching the fundamental miscarriage of justice exception to N.C.G.S. § 15A-

1419’s procedural bar, the majority suggests that if Mr. Tucker were innocent his claims
would not be barred. However, a defendant is not required to be innocent to claim Batson’s
protections. Instead, a defendant whether guilty or innocent, must only show that “race was
significant in determining [which jurors were] challenged and [which were] not.” Miller-El,
                                          - 108 -
                                    STATE V. TUCKER

                                    Earls, J., dissenting



Accordingly, I would hold Mr. Tucker’s claim is not procedurally barred and remand

to the trial court for consideration of the merits of Mr. Tucker’s Baston claim.




545 U.S. at 252; see also Flowers, 

 (“The ultimate inquiry is whether the
State was ‘motivated in substantial part by discriminatory intent.’ ”).
                                          - 109 -