Wynn v. Frederick
Date Filed2023-12-15
Docket314PA21
Cited0 times
StatusPublished
Syllabus
Whether magistrates are other officers under N.C.G.S. 58-76-5 and accordingly may be sued under their official bond and whether judicial immunity is an available defense to official capacity claims against judicial officers.
Full Opinion (html_with_citations)
IN THE SUPREME COURT OF NORTH CAROLINA
No. 314PA21
Filed 15 December 2023
PAUL STEVEN WYNN
v.
REX FREDERICK, in his official capacity as a magistrate, and GREAT
AMERICAN INSURANCE COMPANY
On discretionary review pursuant to N.C.G.S. § 7A-31 of a unanimous decision
of the Court of Appeals, 278 N.C. App. 596,863 S.E.2d 790
(2021), affirming an order
entered on 15 January 2020 by Judge John O. Craig III in Superior Court, Orange
County. On 17 August 2022, the Supreme Court allowed plaintiffâs conditional
petition for discretionary review as to an additional issue. Heard in the Supreme
Court on 21 September 2023.
Carlos E. Mahoney and Barry D. Nakell for plaintiff-appellee.
Joshua H. Stein, Attorney General, by Sarah G. Boyce, Deputy Solicitor
General, Nicholas S. Brod, Deputy Solicitor General, and Lindsay Vance
Smith, Deputy Solicitor General, for defendant-appellant Rex Frederick.
NEWBY, Chief Justice.
In this case we consider whether magistrates can be sued in a statutory bond
action under N.C.G.S. § 58-76-5 based on actions they take in their official capacities
or whether sovereign immunity and/or judicial immunity bars suit. To answer this
question, we must first determine whether magistrates are âother officer[s]â under
WYNN V. FREDERICK
Opinion of the Court
N.C.G.S. § 58-76-5. Because the provisionâs text, history, and broader statutory
context reveal that section 58-76-5 encompasses only county, rather than state,
officers, magistrates fall outside the scope of âother officer[s]â under the statute and
accordingly retain their sovereign immunity. Additionally, we hold, in accordance
with our established precedent, that judicial immunity applies to official and
individual capacity claims. We therefore reverse the decision of the Court of Appeals.
Plaintiff alleges the following facts. In 2016, plaintiff owned two nearby
properties in Mebane, North Carolina. Plaintiff lived at one property and rented the
second property to his sister, Judy Wynn, and her twenty-four-year-old son, Robert
Morris. Morris had suffered from severe mental health issues since he was a teenager
and was diagnosed with schizoaffective disorder, schizophrenia, and bipolar disorder.
In addition, Morris engaged in significant alcohol and drug use and was diagnosed
with substance abuse disorders. When Morris did not take his medications, his
conditions caused him to become violent towards others. As a result, Morris had been
involuntarily committed to UNC Hospitals on several occasions, including three
separate times during 2016. To monitor Morrisâs condition and medication
compliance, Morris received regular visits at his home from the UNC Center for
Excellence in Community Mental Healthâs Assertive Community Treatment (ACT)
team. The ACT team provides medical support and treatment to individuals with
severe mental illnesses who live at home in Orange County. Dr. Austin Hall, a
psychiatrist at the UNC Center for Excellence in Community Mental Health, served
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WYNN V. FREDERICK
Opinion of the Court
as the ACT teamâs Medical Director and provided psychiatric care and treatment to
Morris.
During the week of 12 December 2016, Morris was living with Ms. Wynn at the
Mebane property that she rented from plaintiff. Morris was not taking his
medications, had not slept for three days, and stayed outside at night guarding the
house with a crossbow. In addition, earlier that week, Morris drained Ms. Wynnâs car
battery to prevent her from leaving the house. Accordingly, Ms. Wynn informed the
ACT team and Dr. Hall about Morrisâs condition. On the morning of 16 December
2016, Dr. Hall met with Ms. Wynn and Morris at the Mebane property, and upon
evaluating Morris, Dr. Hall determined that Morris needed to be involuntarily
committed. Dr. Hall returned to his office, prepared an Affidavit and Petition for
Involuntary Commitment, and faxed it to the Orange County Magistrateâs Office.
Defendant, a magistrate in Orange County, received the faxed affidavit and petition.
Upon reviewing the affidavit and petition, defendant issued a Findings and
Custody Order for Involuntary Commitment and faxed the custody order to UNC
Hospitals so that Morris could be served and committed at the hospital. Defendant
thought Morris was already at the hospital; however, Morris was still at his home in
Mebane. Therefore, Morris was not served with the custody order on 16 December
2016.
On the morning of 17 December 2016, Dr. Hall called Ms. Wynn to ask if the
Orange County Sheriffâs Office had served Morris with the custody order and taken
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WYNN V. FREDERICK
Opinion of the Court
him to UNC Hospitals. Ms. Wynn told Dr. Hall that Morris was still at the Mebane
property. Dr. Hall then called defendant to ask about the status of the custody order,
and defendant informed Dr. Hall that he faxed the custody order to UNC Hospitals.
Dr. Hall explained that Morris was still at his home and accordingly told defendant
he would again fax the documents to defendant so that Morris could be served at the
Mebane property.
At 9:27 a.m., Dr. Hall again faxed the Affidavit and Petition for Involuntary
Commitment to the Magistrateâs Office, and Chief Magistrate Tony Oakley received
the documents. By 11:02 a.m., Chief Magistrate Oakley had also received a copy of
the custody order. He then contacted the Sheriffâs Office and requested a deputy to
serve Morris at his house. Around 11:20 a.m., Deputy Malcolm Hester retrieved the
custody order from the Magistrateâs Office and began driving to the Mebane property.
Meanwhile, around 11:00 a.m., plaintiff went to his sisterâs property to
jump-start her car battery. After starting the car, plaintiff went inside Ms. Wynnâs
home not knowing that Morris was off his medication and experiencing a psychotic
episode. After plaintiff entered the house, Morris used a crossbow to shoot plaintiff in
the neck with an arrow, instantly paralyzing plaintiff. Ms. Wynn called 911 at 11:18
a.m. Deputy Hester arrived at the Mebane property with the custody order by 11:36
a.m., and emergency services arrived shortly thereafter. At that time, Morris was
taken into custody.
On 17 September 2019, plaintiff filed suit against defendant, in his official
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Opinion of the Court
capacity as a magistrate, under defendantâs official bond pursuant to N.C.G.S.
§ 58-76-5, and Great American Insurance Company, defendantâs insurer. Plaintiff
alleged defendant was negligent in faxing the custody order to UNC Hospitals rather
than to the Sheriffâs Office so that a deputy could serve Morris with the custody order
at his home. Plaintiff sought damages under the bond in the amount of $100,000.
Defendant filed a motion to dismiss on 21 October 2019 asserting sovereign
immunity, absolute judicial immunity, public official immunity, and that plaintiff
otherwise failed to state a claim upon which relief could be granted. Great American
Insurance Company also filed a motion to dismiss, joining in and adopting
defendantâs motion. On 6 January 2020, the trial court held a hearing on the motions,
in which it heard arguments, reviewed the complaint, and considered briefs
submitted by the parties. On 15 January 2020, the trial court entered an order
denying defendantâs motion to dismiss.1 The trial court determined that the factual
allegations in the complaint establish that defendant is not entitled to sovereign
immunity or judicial immunity for the statutory bond action and that plaintiff stated
a claim upon which relief could be granted against defendant in his official capacity.2
Defendant appealed.
1 The trial court also denied Great American Insurance Companyâs motion to dismiss.
Great American Insurance Company, however, withdrew its appeal at the Court of Appeals
and is therefore no longer a party to this appeal.
2 At the hearing on the motion, defendant waived his argument of dismissal based on
public official immunity. Thus, that issue is not before this Court.
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WYNN V. FREDERICK
Opinion of the Court
On appeal, the Court of Appeals affirmed the trial courtâs denial of defendantâs
motion to dismiss. Wynn v. Frederick, 278 N.C. App. 596, 597,863 S.E.2d 790
, 792
(2021). First, the Court of Appeals held that N.C.G.S. § 58-76-5, which waives
sovereign immunity for certain officials covered by a statutory bond, applies to
magistrates. Id. at 601, 603, 863 S.E.2d at 794â95; see N.C.G.S. § 58-76-5 (2021)
(waiving sovereign immunity for a âregister, surveyor, sheriff, coroner, county
treasurer, or other officerâ to the extent of their respective bonds). The Court of
Appeals explained that while magistrates are not specifically enumerated in the
statuteâs list of officers, magistrates nonetheless fall into the statuteâs general
category of âother officer[s].â Wynn, 278 N.C. App. at 602â03, 863 S.E.2d at 795. Thus,
according to the Court of Appeals, section 58-76-5 plainly waived defendantâs
sovereign immunity. Id.
The Court of Appeals next addressed the issue of judicial immunity. The Court
of Appeals held that âjudicial immunity is [only] an available defense for judicial
officers sued as individuals.â Id. at 603, 863 S.E.2d at 796. According to the Court of
Appeals, because plaintiff sued defendant in his official capacity, rather than in his
individual capacity, defendant could not assert judicial immunity as a defense to suit.
Id. The Court of Appeals thus categorically limited judicial immunity to suits in
which judicial officers are sued in their individual capacity. Id.
Defendant filed a petition for discretionary review with this Court on 24
August 2021, and plaintiff filed a conditional petition for discretionary review on 3
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WYNN V. FREDERICK
Opinion of the Court
September 2021. On 17 August 2022, this Court allowed defendantâs petition for
discretionary review and allowed in part plaintiffâs conditional petition for
discretionary review.3
In this case we consider whether sovereign immunity and judicial immunity
are available defenses in a statutory bond action for a magistrate sued in his official
capacity under N.C.G.S. § 58-76-5. We review de novo a trial courtâs denial of a motion
to dismiss that raises immunity as a ground for dismissal. White v. Trew, 366 N.C.
360, 362â63,736 S.E.2d 166, 168
(2013).
This Court has long recognized the doctrine of sovereign immunity,
acknowledging that â[i]t is an established principle of jurisprudence . . . that a state
may not be sued . . . unless by statute it has consented to be sued or has otherwise
waived its immunity from suit.â Smith v. Hefner, 235 N.C. 1, 6,68 S.E.2d 783, 787
(1952). Unless waived, this protection extends to public officials of the State sued in their official capacities. White,366 N.C. at 363
,736 S.E.2d at 168
. âWaiver of sovereign immunity may not be lightly inferred[,] and [s]tate statutes waiving this immunity, being in derogation of the sovereign right to immunity, must be strictly construed.â Guthrie v. N.C. State Ports Auth.,307 N.C. 522
, 538â39,299 S.E.2d 618, 627
(1983).
Section 58-76-5 of the North Carolina General Statutes provides a limited
3 The issue allowed in plaintiffâs conditional petition for discretionary review is
substantially the same as the judicial immunity issue we allowed in defendantâs petition for
discretionary review. We therefore address two primary issues on appeal.
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WYNN V. FREDERICK
Opinion of the Court
waiver of sovereign immunity for certain officials covered by statutory bonds.
Specifically, section 58-76-5 provides that â[e]very person injured by the neglect,
misconduct, or misbehavior in office of any register, surveyor, sheriff, coroner, county
treasurer, or other officer, may institute a suit . . . against said officer . . . upon their
respective bonds.â N.C.G.S. § 58-76-5. Prior to 21 July 2023, magistrates were
statutorily required to hold a bond âconditioned upon the faithful performance of the
duties of the office of magistrate.â4 N.C.G.S. § 7A-174 (2021) (repealed 2023).
Therefore, we must determine whether N.C.G.S. § 58-76-5 waives sovereign
immunity for magistrates sued under their official bond. To do so, we examine the
text and structure of section 58-76-5, its broader statutory context, and the provisionâs
statutory history.
Our primary goal in construing a statute is âto ensure that the purpose of the
legislature, the legislative intent, is accomplished.â Elec. Supply Co. of Durham v.
Swain Elec. Co., 328 N.C. 651, 656,403 S.E.2d 291, 294
(1991) (citing Hunt v. Reinsurance Facility,302 N.C. 274, 288
,275 S.E.2d 399
, 405 (1981)). When
4 The General Assembly repealed the statutory bond requirement for magistrates in
N.C.G.S. § 7A-174 effective on 21 July 2023. See An Act to Make Various Changes and
Technical Corrections to the Laws Governing the Administration of Justice, As
Recommended by the Administrative Office of the Courts and to Allow for the Expunction of
the Offense of Breaking and Entering of a Building with Intent to Commit a Felony or
Larceny and Amend the Conditions that Result in a Petition for Expunction Being Denied,
S.L. 2023-103, § 5(b), https://www.ncleg.gov/EnactedLegislation/SessionLaws/PDF/2023-
2024/SL2023-103.pdf. Because plaintiff initiated this statutory bond suit against defendant
prior to the repeal of N.C.G.S. § 7A-174, plaintiffâs rights have vested. Accordingly, we
consider the issues presented in the appeal.
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WYNN V. FREDERICK
Opinion of the Court
construing a statute, we first examine âthe plain words of the statute,â id. (citing
Burgess v. Your House of Raleigh, 326 N.C. 205, 209,388 S.E.2d 134, 136
(1990)), as â[t]he best indicia of [legislative intent is] the language of the statuteâ itself, Coastal Ready-Mix Concrete Co. v. Bd. of Commârs,299 N.C. 620, 629
,265 S.E.2d 379, 385
(1980). If the plain language of the statute is unambiguous, we âapply the statute[ ] as written.â N.C. Depât of Correction v. N.C. Med. Bd.,363 N.C. 189, 202
,675 S.E.2d 641
, 649 (2009). If the plain language of the statute is ambiguous, however, we then look to other methods of statutory construction such as the broader statutory context, âthe structure of the statute[,] and certain canons of statutory constructionâ to ascertain the legislatureâs intent. Elec. Supply Co. of Durham,328 N.C. at 656
,403 S.E.2d at 294
; see Meyer v. Walls,347 N.C. 97, 106
,489 S.E.2d 880, 885
(1997) (âWhere words of general enumeration follow those of specific classification, the general words will be interpreted to fall within the same category as those previously designated.â (quoting Turner v. Bd. of Educ.,250 N.C. 456, 463
,109 S.E.2d 211, 216
(1959))); State v. Lee,277 N.C. 242, 244
,176 S.E.2d 772, 774
(1970) (â[G]eneral words [that] follow a designation of particular subjects or things . . . includ[e] only things of the same kind, character and nature as those specifically enumerated.â (quoting State v. Fenner,263 N.C. 694
, 697â98,140 S.E.2d 349, 352
(1965))). Additionally, the legislatureâs intent may be revealed from the legislative history of the statute in question, Lenox, Inc. v. Tolson,353 N.C. 659, 664
,548 S.E.2d 513, 517
(2001), as
changes the legislature makes to a statuteâs text over time provide evidence of the
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WYNN V. FREDERICK
Opinion of the Court
statuteâs intended meaning, Elec. Supply Co. of Durham, 328 N.C. at 656,403 S.E.2d at 295
.
Here we must determine whether N.C.G.S. § 58-76-5 applies to state and
county officials or only county officials. We start with the text of the statute. The plain
language of section 58-76-5 provides a right of action against âany register, surveyor,
sheriff, coroner, county treasurer, or other officerâ under their respective bonds.
N.C.G.S. § 58-76-5. The text of section 58-76-5 reveals that magistrates are not
specifically included in the statuteâs enumerated list of officers. Therefore, we next
examine section 58-76-5âs internal structure and its broader statutory context to
determine whether the legislature intended magistrates to fall within the statuteâs
scope of âother officer[s].â
We often utilize canons of statutory construction to aid in discerning the
legislatureâs intent. In Meyer, this Court invoked the canon ejusdem generis to
determine whether a local entity fell within the scope of the general terms
âdepartments, institutions, and agenciesâ in the State Tort Claims Act. 347 N.C. at
106,489 S.E.2d at 885
(quoting Turner, 250 N.C. at 462â63,109 S.E.2d at 216
). According to that canon, â[w]here words of general enumeration follow those of specific classification, the general words will be interpreted to fall within the same category as those previously designated.âId.
(quoting Turner,250 N.C. at 463
,109 S.E.2d at 216
). Thus, in Meyer, we concluded that the local entity fell outside the
scope of those general terms because all of the âdepartments, institutions, and
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Opinion of the Court
agenciesâ specifically enumerated within the statute were state entities. Id. at 104,
489 S.E.2d at 884.
Here a closer reading of the enumerated list of officers in section 58-76-5
reveals that five specific categories of officersâregisters, surveyors, sheriffs,
coroners, and county treasurersâprecede the more general phrase âor other
officer[s].â See N.C.G.S. § 58-76-5. Significantly, each of the five
specifically-enumerated officers are county officers rather than state officers such as
magistrates.5 Under the canon of ejusdem generis, âother officer[s]â fall âwithin the
same category as those previously [and expressly] designatedâ in section 58-76-5.
Meyer, 347 N.C. at 106,489 S.E.2d at 885
(quoting Turner,250 N.C. at 463
,109 S.E.2d at 216
). Because the specifically-enumerated officers preceding the general phrase in section 58-76-5 are all county officers, the structure of section 58-76-5 counsels in favor of reading âother officer[s]â to include only other county officers. A contrary reading of the statute to include any âother officerâ required to be bonded would render the statuteâs specific reference to registers, surveyors, sheriffs, coroners, and county treasurers unnecessary. Seeid.
(â[I]f the legislative body had intended the general words to be used in their unrestricted sense the specific words would have been omitted.â (quoting Turner,250 N.C. at 463
,109 S.E.2d at 216
)); see also Midrex Techs., Inc. v. N.C. Depât of Revenue,369 N.C. 250, 258
,794 S.E.2d 785, 792
(2016)
(âCourts should âgive effect to the words actually used in a statuteâ . . . .â (quoting
5 The parties do not contest that magistrates are state officials.
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Opinion of the Court
Lunsford v. Mills, 367 N.C. 618, 623,766 S.E.2d 297, 301
(2014))).
Reading section 58-76-5 to include only county officers is also consistent with
how the General Assembly structured the provisions governing official bonds over
one hundred years ago. In the early 1900s, Chapter 9 of the Revised Code contained
all of the statutes governing official bonds. See N.C. Revised Code of 1905, ch. 9
(1905). Chapter 9 consisted of eleven articles, one of which was entitled âState
Officersâ and another of which was entitled âCounty Officers.â See id. §§ 287â306. The
two articles regulated the official bonds for the state and county officers specifically
enumerated within each article. The âState Officersâ article included state officials,
such as the secretary of state, treasurer, insurance commissioner, clerk of supreme
court, and public printer. See id. §§ 287â88, 290, 292â94. Alternatively, the âCounty
Officersâ article expressly included officials such as county treasurers, sheriffs,
coroners, registers of deeds, and county surveyors. Id. §§ 297â303. Most notably, each
of the officers identified in the âCounty Officersâ article of Chapter 9 of the Revised
Code are the same officers that are specifically enumerated in section 58-76-5 today.
None of the officers listed in the âState Officersâ article are found in section 58-76-5.
The General Assembly has therefore historically categorized the enumerated officers
in section 58-76-5 as county officers. This historical classification reflects the General
Assemblyâs intent that the statute provide a right of action against only bonded
county officers, which necessarily excludes magistrates as state officers.
The broader statutory context of the articles governing official bonds today
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Opinion of the Court
similarly confirms that section 58-76-5 is limited to county officials. Articles 72
through 76 of Chapter 58 of the North Carolina General Statutes address official
bonds today. Many of the provisions throughout the five articles include the same list
of officers provided in section 58-76-5. See N.C.G.S. § 58-72-10 (2021) (governing the
condition and terms of official bonds for â[e]very treasurer, sheriff, coroner, register
of deeds, surveyor, and every other officer of the several counties who is required by
law to give a bond for the faithful performance of the duties of his officeâ (emphasis
added)). None of the provisions specifically address magistrates or magistratesâ
bonds. Additionally, many of the provisions within the five articles consistently
reference county commissioners, who are heavily involved in the bond process for
county officials. See N.C.G.S. § 58-72-25 (2021) (tasking the board of commissioners
with filling vacancies if an officer fails to renew his bond); N.C.G.S. § 58-72-60 (2021)
(declaring every commissioner who approves an official bond that he knows to be
insufficient liable as if he were a surety thereto). Conversely, county commissioners
play no role in the process surrounding magistratesâ bonds. 6 The differing
procurement procedures for magistratesâ bonds as compared to the procedures for
bonds for county officers reflect the legislatureâs intent that magistrates are excluded
from the scope of âother officer[s]â in section 58-76-5. Thus, not only has the General
Assembly historically categorized the officers enumerated in section 58-76-5 as
6 Magistratesâ bonds are overseen by the Administrative Officer of the Courts, a state
officer, who determines the amount by which magistrates shall be bonded and procures such
bonds from the indemnity or guaranty company. See N.C.G.S. § 7A-174.
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Opinion of the Court
county officers, but the broader statutory context today also indicates that the
General Assembly has intended to continue to limit section 58-76-5 to county officers.
The statutory history of section 58-76-5 further reinforces that the statute
applies only to claims against county officers and does not extend to claims against
state officials. In 1965, the General Assembly enacted the Judicial Department Act,
which reorganized our state court system into its current structure. See An Act to
Implement Article IV of the Constitution of North Carolina by Providing for a New
Chapter of The General Statutes of North Carolina, ch. 310, 1965 N.C. Sess. Laws
369, 369â420. The changes transformed the Stateâs more local, county-centric court
system into one unified statewide system divided into an Appellate Division, a
Superior Court Division, and a District Court division. Id. at 370 (codified at N.C.G.S.
§ 7A-4). As a necessary corollary of this transition âto a uniform system completely
operational in all counties of the State,â id. at 370, the General Assembly eliminated
several local judicial offices, such as justices of the peace and constables,7 and created
several state judicial offices, such as magistrates, id. at 380â82 (codified at N.C.G.S.
§§ 7A-170 to -176).
Because of this reorganization, the General Assembly twice revised section
7 Constables were elected county officers who generally served under the justices of
the peace in a specific township. N.C. Revised Code of 1905, ch. 9, § 302. They shared similar
duties to the county sheriffs and could make arrests and enforce criminal laws throughout
the county that their township covered. See State v. Corpening, 207 N.C. 805,178 S.E. 564
(1935). Constables also often served as âcollecting agent[s].â Morgan v. Horne,44 N.C. (Busb.) 25, 26
(1852).
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Opinion of the Court
58-76-5. Both revisions reflect the statuteâs local focus on county officers. First, in
1973, the General Assembly deleted a reference to constables in an earlier version of
section 58-76-5 (then codified at N.C.G.S. § 109-34) because the legislature had
eliminated that office with the passing of the Judicial Department Act. See Act of
Mar. 28, 1973, ch. 108, § 59, 1973 N.C. Sess. Laws 84, 88.8 Notably, the General
Assembly did not simultaneously add magistrates to section 58-76-5âs enumerated
list of officers. In the same session law, however, the General Assembly specifically
added âmagistratesâ to several other provisions throughout the General Statutes.
These deliberate decisions support the conclusion that âmagistratesâ fall outside the
scope of âother officer[s]â in section 58-76-5.
Subsequently, the General Assembly deleted the office of âclerk of the superior
courtâ from section 58-76-5âs list of enumerated officers. See An Act to Make Technical
Corrections to the General Statutes as Recommended by the General Statutes
Commission and to Make Various Other Technical Changes to the General Statutes
and the Session Laws, S.L. 2010-96, § 29, 2010 N.C. Sess. Laws 377, 385. This change
was also a warranted consequence of the enactment of the Judicial Department Act
and reflects section 58-76-5âs local focus on county officers. Before 1965, superior court
8 Constables were expressly classified as county officials in Chapter 9 of the N.C.
Revised Code of 1905. This classification reinforces section 58-76-5âs local focus and the
General Assemblyâs historic consideration of the statute as encompassing only county
officers. The deletion of constableâa county officerâfrom the list does not detract from the
county-specific nature of the list. Rather, the deletion was necessary because the office no
longer existed.
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Opinion of the Court
clerks were considered county officials, consistent with the local nature of our stateâs
court system prior to the reorganization. Upon the enactment of the Judicial
Department Act, however, superior court clerks became classified as state officials.
See N.C.G.S. § 7A-101(a) (2021) (âThe clerk of superior court is a full-time employee
of the State . . . .â). Therefore, because superior court clerks were no longer classified
as county officers, the General Assemblyâs deletion of superior court clerks from the
statute was necessary in order to retain section 58-76-5âs county focus.9
A broad reading of section 58-76-5 to include all bonded officials would render
the legislatureâs deletion of superior court clerks from the statuteâs enumerated list
of officers futile. Under this reading, superior court clerks would seemingly qualify
as âother officer[s]â even after their express deletion from the statute simply because
they were statutorily required to hold a bond. Such a reading, however, would fail to
give effect to the legislatureâs specific amendment to the statute. See Town of Pine
Knoll Shores v. Evans, 331 N.C. 361, 366,416 S.E.2d 4, 7
(1992) (â[W]e follow the
maxim[ ] of statutory construction that . . . [statutory] amendments are presumed not
to be without purpose.â). The changes the legislature has made to section 58-76-5
reflect the legislatureâs continued intention to confine the statute to county officers.
9 Similar to constables, clerks of superior court were expressly classified as county
officials in Chapter 9 of the N.C. Revised Code of 1905. The deletion of superior court clerks
from the enumerated list of officers does not detract from the county-centric nature of the
list. Instead, the deletion likewise reinforces the statuteâs local focus. The deletion was
necessary in order to reflect superior court clerksâ conversion from county officers to state
officers with the enactment of the Judicial Department Act.
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Opinion of the Court
Section 58-76-5âs internal structure, broader statutory context, and statutory
history make clear that the General Assembly intended to limit section 58-76-5 to
statutory bond actions against bonded county officers. We therefore hold that
magistrates are not included within the scope of âother officer[s]â under N.C.G.S.
§ 58-76-5. Accordingly, N.C.G.S. § 58-76-5 does not waive defendantâs sovereign
immunity.
We next consider whether defendant may assert judicial immunity as a defense
to plaintiffâs official capacity bond claim. Because judicial immunity protects judicial
officials from litigation arising out of acts performed in their judicial capacity, we
conclude that judicial immunity applies to official capacity and individual capacity
claims. The essential question is whether the judicial officer acted in a judicial
capacity, or in the discharge of his official duties. The availability of judicial immunity
as a defense does not hinge upon whether the plaintiff decided to bring an official
capacity or individual capacity claim against a judicial officer.
It has long been recognized that judicial immunity is âa general principle of the
highest importance to the proper administration of justice.â Bradley v. Fisher, 80 U.S.
(13 Wall.) 335, 347(1871). â[A] judicial officer, in exercising the authority vested in him, [should] be free to act upon his own convictions, without apprehension of personal consequences to himself.âId.
Recognizing this principle, this Court has
broadly held that a âjudge of a court of this State is not subject to civil action for errors
committed in the discharge of his official duties.â Town of Fuquay Springs v.
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Opinion of the Court
Rowland, 239 N.C. 299, 301,79 S.E.2d 774, 776
(1954); see also Hedgepeth v. Swanson,223 N.C. 442, 444
,27 S.E.2d 122, 123
(1943) (â[O]fficers acting in a judicial capacity or quasi-judicial capacity are exempt from civil liability and cannot be called upon to respond in damages to private individuals for the honest exercise of [their] judgment though [the] judgment may have been erroneous . . . .â (emphasis omitted)). Only when a judicial or quasi-judicial officer âacts corruptly or of maliceâ rather than âin . . . honest exercise of his judgment . . . is he liable in such a suit instituted against him.âId.
Despite this precedent, the Court of Appeals held that judicial immunity is a
categorically unavailable defense to an official capacity claim against a judicial
officer.10 Wynn, 278 N.C. App. at 603, 863 S.E.2d at 795â96. The Court of Appeals
reasoned, and plaintiff here similarly contends, that judicial immunity applies to
individuals, while sovereign immunity applies to the State and its public officials in
their official capacity. Id. at 603, 863 S.E.2d at 795. Therefore, according to the Court
of Appeals, â[t]hese differences show that the doctrines of sovereign immunity and
judicial immunity are not intended to be parallels applicable under the same
circumstances.â Id. at 603, 863 S.E.2d at 796.
Our case law, however, clearly establishes that judicial immunity protects
10 In an official capacity claim, the plaintiff âseeks recovery from the entity of which
the public servant defendant is an agent.â Meyer, 347 N.C. at 110,489 S.E.2d at 887
. An official capacity claim therefore seeks damages from the State itself.Id.
Alternatively, in an individual capacity claim, the plaintiff âseeks recovery from the defendant directlyâ and personally.Id.
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Opinion of the Court
judicial officers from liability when they perform judicial acts and presents a complete
and absolute bar to recovery regardless of whether the plaintiff brings an official or
individual capacity claim. In Fuquay Springs, for instance, this Court specifically
held that a judge could assert judicial immunity as a defense to an official capacity
claim. In that case, the town of Fuquay Springs filed suit against a judge in his official
capacity, alleging the judge had instructed the clerk of court to refrain from taxing
certain fees in select cases. 239 N.C. at 299â300, 79 S.E.2d at 775â76. The judge,
however, contended that the complaint failed to state a valid claim because the town
could not sue him in his official capacity. Id. at 300, 79 S.E.2d at 775. This Court agreed and held that â[a] judge of a court of this State is not subject to civil action for errors committed in the discharge of his official duties.âId. at 301
,79 S.E.2d at 776
.
Accordingly, judicial immunity barred the plaintiffâs official capacity claim against
the judicial official.11
Similarly, in Hedgepeth, the plaintiff brought an official capacity claim against
a county sheriff who âprocur[ed] [a] search warrant for the plaintiffâs premises and
11 The Court of Appeals has consistently relied on Fuquay Springs in holding that
public officials may assert judicial or quasi-judicial immunity when they engage in judicial
acts pursuant to the discharge of their official duties. See Price v. Calder, 240 N.C. App. 190, 192â95,770 S.E.2d 752
, 754 (2015) (court-appointed commissioner had judicial immunity when overseeing a real property partition proceeding); Bare v. Atwood,204 N.C. App. 310
, 314â15,693 S.E.2d 746
, 750â51 (2010) (clerk of court had judicial immunity for acts in connection with partition of real property); Sharp v. Gulley,120 N.C. App. 878, 880
,463 S.E.2d 577, 578
(1995) (family court-appointed referee had judicial immunity regarding equitable distribution determination for a marital estate); Foust v. Hughes,21 N.C. App. 268, 270
,204 S.E.2d 230
, 231â32 (1974) (magistrate had judicial immunity when issuing a
warrant).
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Opinion of the Court
[a] warrant for [the plaintiffâs] arrest.â 223 N.C. at 445,27 S.E.2d at 123
. At the time, county sheriffs could enforce the law and also act in a judicial or quasi-judicial capacity in certain circumstances. Although the specific official capacity claim at issue ultimately involved a sheriff, we first noted the general rule that public officers acting in a judicial capacity may assert judicial immunity as a defense âfor the honest exercise of [their] judgment though [the] judgment may have been erroneous.âId. at 444
,27 S.E.2d at 123
. Therefore, in both cases, rather than basing our analysis on whether the plaintiff brought an official or individual capacity claim, we instead began with the general rule that officers are judicially immune from suit for acts performed in their judicial capacity and then considered whether the officer âcommitted [the error] in the discharge of his official duties,â Fuquay Springs,239 N.C. at 300
,79 S.E.2d at 776
, or âact[ed] in a judicial capacity,â Hedgepeth,223 N.C. at 444
,27 S.E.2d at 123
.
Here plaintiff sued defendant in his official capacity as a magistrate.
Magistrates are judicial officers of the State. See Foust v. Hughes, 21 N.C. App. 268,
270,204 S.E.2d 230, 231
(1974). Accordingly, under our precedent in Fuquay Springs
and Hedgepeth, judicial immunity is an available defense to defendant. Because
plaintiffâs claim is independently barred by sovereign immunity, however, we need
not consider whether defendant performed a judicial act in faxing the custody order
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Opinion of the Court
to UNC Hospitals.12
In sum, section 58-76-5âs text, structure, and history make clear that the
statute encompasses only county, rather than state, officers. Magistrates therefore
fall outside the scope of âother officer[s]â under the statute and accordingly retain
their sovereign immunity in a statutory bond action under section 58-76-5. Judicial
immunity is also an available defense because judicial immunity applies to both
official and individual capacity claims. Accordingly, the decision of the Court of
Appeals is reversed.
REVERSED.
Justices DIETZ and ALLEN did not participate in the consideration or decision
of this case.
12 It should be noted that we discuss judicial immunity to correct a mistake made by
the Court of Appeals which had limited the defense of judicial immunity. The dissent would
go much further and summarily find defendantâs conduct as not the type of conduct normally
performed by a judicial officer, without the benefit of full briefing or argument on the issue.
In fact, this Court specifically declined to consider how judicial immunity applies to the facts
of this case by denying this very issue in plaintiffâs conditional petition for discretionary
review. Additionally, both parties concede in their briefs that this issue is not properly before
the Court and would need to be remanded for its initial consideration.
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Earls, J., concurring in part and dissenting in part
Justice EARLS concurring in part and dissenting in part.
Across North Carolina, public officers at every level of government do their jobs
with care and caution. Within their role, those officers are entrusted with âsome
portion of the sovereign power.â State v. Hord, 264 N.C. 149, 155(1965). But that âpower, once granted, does not disappear like a magic gift when it is wrongfully used.â Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,403 U.S. 388, 392
(1971). While most public servants faithfully discharge their duties, some do not. And
even the best-intentioned officials make mistakes.
Recognizing that truth, our legislature granted citizens a path to relief: Bond
actions. Before many public officers assume their role, they must secure bonds
conditioned on the âfaithful performance of the[ir] duties.â See, e.g., N.C.G.S. § 7A-
174 (2021) (requiring magistrates to secure bonds as a condition of office). And in
practice, those bonds protect âthe public from any injuries caused by the public
officialâ while âin office.â See Jeffrey S. Price et al., The Public Officials BondâA
Statutory Obligation Requiring âFaithful Performance,â âFidelity,â and Flexibility, 11
Fid. L. Assân J. 151, 160 (2006). When an officerâs misfeasance causes harm, Section
58-76-5âthe bond-action statuteâallows injured citizens to sue that officer and his
surety on the official bond. N.C.G.S. § 58-76-5 (2021).
By its terms, Section 58-76-5 sweeps broadly. It allows â[e]very person injuredâ
to seek relief from an officer for âall actsâ done âby virtue or under colorâ of his office.
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Earls, J., concurring in part and dissenting in part
Id. The statute also lists some officials within its ambit, authorizing suits against
âany register, surveyor, sheriff, coroner, county treasurer, or other officer.â Id. The
precise question is whether magistrates are âother officer[s]â liable on their official
bonds. If they are, then sovereign immunity does not bar Mr. Wynnâs claim against
Magistrate Frederick. At stake, then, is whether Mr. Wynn may have his day in court.
Whatever the merits of his suit, he cannot raise it at all if the bond-action statute
does not apply and sovereign immunity remains intact.
But despite the provisionâs broad scope and broad purpose, the majority reads
âother officer[s]â to include just county officials. And since magistrates are state
officers, the majority exempts them from liability on their bonds. But that county-
officer limit is missing from Section 58-76-5âs text. It also clashes with the rest of the
statuteâs language and the provisions surrounding it. And most importantly, it runs
counter to the purposes of official bonds and bond actions: To make citizens âsecure
in their rightsâ and provide âadequate remedy for wrongsâ flowing from official
misconduct. See State ex rel. Kivett v. Young, 106 N.C. 567, 569 (1890). Because the
majority improperly extinguishes Mr. Wynnâs access to the courts and chance for
relief, I respectfully dissent.
I. Judicial Immunity Does Not Shield Magistrate Frederick for
Nonjudicial Acts
Analytically, I would address judicial immunity first. I agree with the majority
that judicial immunity is at play when a magistrate is sued in both his individual or
official capacity. But capacity itself is not the key focusâwhat matters instead is the
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Earls, J., concurring in part and dissenting in part
nature of the magistrateâs challenged conduct.
Judicial immunity attaches to acts, not offices. Forrester v. White, 484 U.S. 219,
227(1988). Under that doctrine, a judicial officer is absolutely immune for his judicial conduct. See Stump v. Sparkman,435 U.S. 349, 359
(1978). Magistrates are âjudicial officers.â Bradshaw v. Admin. Off. of the Cts.,320 N.C. 132, 134
(1987); see alsoid.
(âOur legislature has prescribed by statute many of the functions performed by
magistrates, most of which require such independent judgment by a judicial officer.â).
And so here, the question is whether Mr. Wynn has sued Magistrate Frederick for a
judicial act. If so, judicial immunity bars Mr. Wynnâs claim. If not, we then ask
whether sovereign immunity applies and whether the state has waived it.
At its core, judicial immunity safeguards the âindependent and impartial
exercise of judgment vital to the judiciary.â Antoine v. Byers & Anderson, Inc., 508
U.S. 429, 435(1993). Still, an absolute bar to liability is âstrong medicine.â Forrester,484 U.S. at 230
(cleaned up). So rather than woodenly insulating judicial officers, judicial immunity âis justified and defined by the functions it protects and serves, not by the person to whom it attaches.âId. at 227
; see alsoid. at 224
(explaining that immunity turns on âthe nature of the functions with which a particular official or class of officials has been lawfully entrustedâ). Courts have thus drawn a firm âline between truly judicial acts, for which immunity is appropriate, and acts that simply happen to have been done by judges.âId. at 227
. And so a judgeâs acts as a judge are
distinct from âthe administrative, legislative, or executive functions that judges may
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Earls, J., concurring in part and dissenting in part
on occasion be assigned by law to perform.â Id.; see also Sup. Ct. of Va. v. Consumers
Union of U.S., Inc., 446 U.S. 719, 731 (1980). Anchoring judicial immunity in judicial
acts aligns the doctrine with its purpose and historical roots. See Antoine, 508 U.S. at
432â36.
The âtouchstoneâ of a judicial act is whether the officer performs the âfunction
of resolving disputes between parties, or of authoritatively adjudicating private
rights.â Id.at 435â36 (cleaned up); accord Forrester,484 U.S. at 227
(describing âparadigmatic judicial actsâ as those âinvolved in resolving disputes between parties who have invoked the jurisdiction of a courtâ). Courts also consider whether an act âis a function normally performed byâ a judicial officer. Stump,435 U.S. at 362
; see also Ex parte Va.,100 U.S. 339, 348
(1879) (declining to apply judicial immunity for conduct that âmight as well have been committed to a private person as to one holding the office of a judgeâ). Relevant, too, is the officerâs discretion in carrying out the conduct. See Hedgepeth v. Swanson,223 N.C. 442
, 444â45 (1943) (explaining that immunity protects âpublic officers acting in a judicial capacity or quasi-judicial capacityâ when they are âengaged in official acts involving the exercise of judgment and discretionâ); Antoine,508 U.S. at 436
(withholding judicial immunity from court
reporters transcribing proceedings because they are âafforded no discretionâ in that
task and must simply ârecord, as accurately as possible, what transpires in courtâ).
But the key point is clear: A judicial officer is only immune for the âkind of
discretionary decisionmaking that the doctrine of judicial immunity is designed to
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WYNN V. FREDERICK
Earls, J., concurring in part and dissenting in part
protect.â Antoine, 508 U.S. at 435; see also Peavey v. Robbins,48 N.C. 339
, 341â42 (1856) (granting immunity to election inspectors who were âacting judicially under a public lawâ and exercising âjudicial power to adjudge upon the right of every man to vote at that precinctâ). The reverse is true, tooâjudicial immunity does not extend to âsuch acts as are not judicial.â See Furr v. Moss,52 N.C. 525
, 526â27 (1860).
Under that framework, Magistrate Frederick is immune for his judicial acts in
considering and issuing the custody order for Mr. Morris. That decision required him
to exercise discretion in âadjudicating private rightsââwhether to involuntarily
commit Mr. Morris. See Antoine, 508 U.S. at 436(cleaned up); see also N.C.G.S. § 122C-281(b) (2021) (allowing a designated officer to issue a custody order if he âfinds reasonable grounds to believe that the facts alleged in the affidavit are true and that the respondent is probably a substance abuser and dangerous to self or othersâ). And custody determinations are ânormally performed byâ a judicial officer. Stump,435 U.S. at 362
; see alsoid. at 364
(explaining that âcontroversialâ decisions about the
âliberty and character of the partiesâ are âbeing constantly determined in . . . courtsâ
(cleaned up)).
But judicial immunity does not shield Magistrate Frederick for negligently
faxing the custody order to the wrong place. Sending a faxâunlike resolving a
custody requestâis not the âkind of discretionary decisionmaking that the doctrine
of judicial immunity is designed to protect.â See Antoine, 508 U.S. at 435. In fact, it
requires virtually no discretion at all. See City of Bayou La Batre v. Robinson, 785 So.
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Earls, J., concurring in part and dissenting in part
2d 1128, 1133 (Ala. 2000) (withholding judicial immunity from a magistrate because
she was âexecuting an administrative duty that did not involve the exercise of
judgmentâ when she faxed a âwarrant-recall order to the police department upside
downâ). Sending a fax does not invoke a magistrateâs âjudicial or adjudicativeâ power,
see Forrester, 484 U.S. at 229, nor require him to âexercise the kind of judgmentâ inherent in judicial decision-making, see Antoine,508 U.S. at 437
. Any personâ whether a Supreme Court justice or a part-time secretaryâgoes through the same mechanical actions to fax a document. Because that conduct is not normally performed by a judicial officer, it âmight as well have been committed to a private person,â Ex parte Va.,100 U.S. at 348
; see also Forrester,484 U.S. at 228
. Mr. Wynn thus seeks relief from Magistrate Frederick for an âadministrativeâ function beyond the embrace of judicial immunity. See Forrester,484 U.S. at 228
.
Since Magistrate Frederick is not judicially immune for nonjudicial acts, the
next question is whether sovereign immunity bars Mr. Wynnâs claim. When a plaintiff
sues a state officer in his official capacity, the state itself is the true party in action.
See Meyer v. Walls, 347 N.C. 97, 110(1997) (explaining that an official capacity claim âseeks recovery from the entity of which the public servant defendant is an agentâ). But the stateâas a sovereignâis absolutely immune from suit unless it consents. See Corum v. Univ. of North Carolina,330 N.C. 761
, 785â86 (1992). Thus, Mr. Wynn may
sue Magistrate Frederick in his official capacity for nonjudicial acts only if the state
waived sovereign immunity from that claim.
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Earls, J., concurring in part and dissenting in part
II. The Bond-Action Statute Waives Magistratesâ Sovereign Immunity from
Suit on their Official Bonds
Everyone agrees that the bond-action statute allows suit against covered
officers when they cause injury through âneglect, misconduct, or misbehavior in
office.â See N.C.G.S. § 58-76-5. Mr. Wynn alleges that Magistrate Frederick
âneglect[ed]â to send Mr. Morrisâ custody order to a proper law enforcement officer,
thereby causing Mr. Wynnâs injuries âby virtue or under the colorâ of his office as
magistrate. See id. The question is whether the bond-action statute applies to
Magistrate Frederick at all. If it does, then the stateâby rendering magistrates liable
on their official bondsâconsented to claims like Mr. Wynnâs. If it does not, then
sovereign immunity remains intact. Because I would hold that a magistrate is an
âofficerâ covered by the bond-action statute, I would allow Mr. Wynn to sue
Magistrate Frederick on his official bond.
A. Statutory Text
1. Ordinary and Legal Meaning
Like the majority, I start with the statuteâs text. See Correll v. Div. of Soc.
Servs., 332 N.C. 141, 144 (1992). The bond-action provision, as the majority notes,
does not expressly list magistrates. After mentioning some public officials, it reaches
further, including âother officer[s]â within its compass. That language is broad, but
intentional. In practice, that catch-all clause is a statutory safety net. By including
it, the legislature expanded the provision beyond the specific officers it lists.
Otherwise, there would be no reason to mention âother officer[s]â at all. And to
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Earls, J., concurring in part and dissenting in part
underscore the provisionâs breadth, the legislature did not attach any qualifier or
limit to the term âofficer.â
When the legislature has not supplied a definition, we generally give a term
its ordinary meaning. Wilkie v. City of Boiling Spring Lakes, 370 N.C. 540, 550 (2018).
In common use, an âofficerâ is âa person holding public office under a national, state,
or local government, and authorized by that government to exercise some specific
function.â See Officer, Blackâs Law Dictionary (11th ed. 2019). Magistrates fit that
description. The legislature created their position, see N.C.G.S. § 7A-170(a) (2021),
set qualifications on it, see N.C.G.S. §§ 7A-171, -171.2, 171.3, 173, 177 (2021), and
fixed the functions magistrates perform, see, e.g., N.C.G.S. §§ 7A-211, 211.1, 213
(2021). So in ordinary language, magistrates are âofficers.â
That common meaning fits with common legal use. Other provisions of law
classify magistrates as âofficers.â Our Constitution designates magistrates as
âofficers of the District Courtâ where they sit. N.C. Const. art. IV, § 10. Our statutes
say the same. N.C.G.S. § 7A-170(a) (âA magistrate is an officer of the district courtâ);
see also N.C.G.S. § 14-230(a) (listing magistrate as one âsuch officerâ who is subject
to criminal penalties for willfully failing to discharge official duties). And this Court
has drawn on those provisions in labeling magistrates âjudicial officers.â Bradshaw,
320 N.C. at 134.
In reading statutes, this Court presumes that the legislature acts with
awareness of the law. We presume that it chooses its words with care. We presume,
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Earls, J., concurring in part and dissenting in part
too, that it intends language to have its ordinary meaning unless it says otherwise.
Wilkie, 370 N.C. at 550. Since a magistrate is an âofficerââboth in common speech and broader legal parlanceâI would give that word its ânatural, approved, and recognized meaning.â Black v. Littlejohn,312 N.C. 626, 638
(1985).
2. The Other Language in the Bond-Action Statute
All the same, we do not interpret language in a vacuum. We read a statute
with an eye towards its context and internal structure. See Smith v. United States,
508 U. S. 223, 229 (1993). But here, text, structure, and context point the same way:
Throughout the bond-action statute, the legislature chose broad language to reinforce
the provisionâs broad sweep. In defining the scope of a bond action, for instance, the
provision focuses on the nature of the injuring act rather than the title of the injuring
officer. It grants a right of action to â[e]very person injuredâ by an officerâs âneglect,
misconduct, or misbehavior in office.â N.C.G.S. § 58-76-5. The âperson injuredâ may
sue the officer and the surety on the bond âfor the due performance of their duties in
office in the name of the State.â Id. The provision closes with a broad statement of its
purpose: An officer and his surety âshall be liable to the person injured for all acts
done by said officer by virtue or under color of that officerâs office.â Id.
So the statute does not distinguish between state and county officers.
Throughout, it refers to âevery such officer,â âthe officerâs official bond,â and âthat
officerâs officeâ without limiting these terms. And so taken as a whole, the text focuses
on whether an officer caused injury âby virtue or under colorâ of his position and
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Earls, J., concurring in part and dissenting in part
official authority. This Court has recognized the languageâs sweep. The bond-action
statute, we have explained, is âvery comprehensive in its terms, scope and purpose.â
Kivett, 106 N.C. at 569. By enacting it, the legislature âenlarge[d] the compass of the conditions of official bonds and their purpose.âId.
And rightfully soâthat scheme tracked âseriousâ concerns of âjustice and policy.âId.
So the thrust of the statuteâs text and the principles animating it reach beyond the majorityâs cramped interpretation. Seeid.
(â[S]uch officers, indeed all public officers, should be held to a
faithful discharge of their duties as such. . . . So that now official bonds and the
conditions of them embrace and extend to all acts done by virtue or under color of
office of the officer giving the bond.â).
3. The Language of the Statute Requiring Magistrates to Secure Bonds
Consider, too, the text of Section 7A-174âthe provision mandating that
magistrates secure a bond in the first place. N.C.G.S. § 7A-174. Starting in 1965, the
General Assembly required magistrates to obtain bonds before taking office. See An
Act to Implement Article IV of the Constitution of North Carolina by Providing for a
New Chapter of The General Statutes of North Carolina, ch. 310, 1965 N.C. Sess.
Laws 369, 382.1 And the legislature conditioned those bonds âupon the faithful
1 Just this year, the legislature repealed the statute requiring magistrates to secure
bonds. See An Act to Make Various Changes and Technical Corrections to the Laws
Governing the Administration of Justice, As Recommended by the Administrative Office of
the Courts and to Allow for the Expunction of the Offense of Breaking and Entering of a
Building with Intent to Commit a Felony or Larceny and Amend the Conditions that Result
in a Petition for Expunction Being Denied, S.L. 2023-103, § 5(b),
https://www.ncleg.gov/EnactedLegislation/SessionLaws/PDF/2023-2024/SL2023-103.pdf.
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Earls, J., concurring in part and dissenting in part
performance of the duties of the office.â Id. If that language sounds familiar, it isâ
the bond-action statute uses parallel phrasing. That provisionâechoing Section 7A-
174âallows â[e]very person injuredâ to sue an officer on his bond âfor the due
performance of [the officerâs] duties in office.â N.C.G.S. § 58-76-5. So a citizen may
recover on a bond for the same reason a magistrate must obtain one: To ensure the
âdueâ or âfaithfulâ performance of his official duties.
I think that shared language signals a shared meaning. See United Savings
Assn. v. Timbers of Inwood Forest, 484 U.S. 365, 371(1988) (âA provision that may seem ambiguous in isolation is often clarified by the remainder of the statutory schemeâbecause the same terminology is used elsewhere in a context that makes its meaning clear, or because only one of the permissible meanings produces a substantive effect that is compatible with the rest of the law.â (cleaned up)). It also triggers a cardinal rule of construction: When statutes cover the same âmatter or subject,â this Court must construe them together in pari materia. DTH Media Corp. v. Folt,374 N.C. 292
, 300 (2020) (cleaned up). That requires us to harmonize the legislatureâs language, giving âeffect, if possible, to all provisions without destroyingâ their meaning.Id.
(cleaned up).
And here, reading Section 7A-174 in pari materia with the bond-action statute
undercuts the majorityâs narrow construction. Because of his public office, a
Because that repeal took effect on 21 July 2023, the majorityâs holding applies to a narrow
universe of claimsâthose filed before the repeal of N.C.G.S. § 7A-174.
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Earls, J., concurring in part and dissenting in part
magistrateâjust like a county officerâwields heightened power. To ensure
responsible use of that power and the faithful performance of his official duties, a
magistrateâjust like a county officerâmust secure a bond. When a magistrateâjust
like a county officerâengages in âneglect, misconduct, or misbehavior in office,â he
deviates from âdue performance of [his] duties.â See N.C.G.S. § 58-76-5. And when
those actions injure a person, a magistrateâjust like a county officerâeffected that
harm âby virtue or under color of [his] office.â See id.
In that case, allowing injured citizens to seek relief realizes the purpose of a
magistrateâs bond and the purpose of a bond action. And so reading âofficerâ to cover
magistrates harmonizes overlapping statutes, giving effect to what the legislature
enacted and the language it used. By coupling magistratesâ bond requirement with a
broadly phrased waiver of immunity on those bonds, the legislature designed a
principled scheme. One that anchors magistrates, like other public officers, to the
people they serve.
But in its reading of the bond-action statute, the majority shunts aside Section
7A-174, effectively nullifying that provisionâs text and its purpose in requiring
magistrate bonds. If, as the majority says, no one may sue a magistrate on his bond,
then that bond is but a piece of paper. It has no function but to enrich bond companies
who receive payment without ever needing to compensate injured people. And
without any recourse under it, a magistrateâs bond cannotâas the legislature
intended and enactedâensure âfaithful performance of the duties of the office.â
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Earls, J., concurring in part and dissenting in part
N.C.G.S. § 7A-174. It is, in a word, surplusage. I do not think the General Assembly
intended for magistratesâ bonds to be a ticket to nowhere.
In short, I would give âother officer[s]â its ordinary meaningâa meaning that
fits with its broader legal use and the rest of the statuteâs language. I think it
significant that the statute says âofficerâ without qualifying that label or limiting its
reach to specific strata of government. Other textual clues underscore that broad
sweep. We know that the legislature included a catch-all phrase to widen the statuteâs
aperture. We know, too, that the statute does not focus on an officerâs precise job title,
but on whether he caused injury âby virtue or under colorâ of his office. And we know
that a magistrateâs bond ensures the âfaithful performanceâ of his dutiesâlanguage
echoed by the bond-action provision and consonant with its purpose. See N.C.G.S. §
7A-174.
More fundamentally, the majorityâs interpretation of the bond-action statute
bleeds Section 7A-174 of meaning. If the General Assembly ordered magistrates to
secure bonds but barred citizens from suing on them, then those bonds and the
statute requiring them were little more than inkblots. And so on the majorityâs view,
Section 7A-174 meant nothingânot when the legislature enacted it in 1965 and not
in the nearly 60 years since. I cannot afford the bond-action statute such a piecemeal,
disjointed interpretation.
Thus, giving âofficerâ its straightforward interpretation with an eye toward
context and structure, the bond-action statute covers magistrates. For that reason, I
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Earls, J., concurring in part and dissenting in part
would rely on âthe words actually used in [the] statuteâ and decline to âinsert words
not used in the relevant statutory language during the statutory construction
process.â Midrex Techs., Inc. v. N.C. Depât of Revenue, 369 N.C. 250, 258 (2016)
(cleaned up).
B. The Ejusdem Generis Canon
In constricting the bond-action statute, the majority relies on the ejusdem
generis canon. When general words follow specific ones, it reasons, the latter must
cabin the former. And since the bond-action statute lists county officials before âother
officers,â the majority restricts that phrase to county officials, too.
But ejusdem generisâlike every interpretive canonâis but a tool for divining
legislative intent. See State v. Fenner, 263 N.C. 694, 698(1965); Connecticut Natâl Bank v. Germain,503 U.S. 249, 253-54
(1992) (explaining that âcanons of construction are no more than rules of thumb that help courts determine the meaning of legislationâ (cleaned up)). It is a fallback means of construction rather than an unflinching âlimitation in scopeâ of a statuteâs âgeneral words or terms.â Fenner,263 N.C. at 698
. For that reason, ejusdem generis does ânot warrant the court subverting or defeating the legislative will.âId.
And so it does not control âwhen the whole context dictates a different conclusion.â Norfolk & W. Ry. Co. v. Am. Train Dispatchersâ Assân,499 U.S. 117, 129
(1991); Rice v. Rehner,463 U.S. 713, 732
(1983)
(explaining that courts should not use a canon of construction âwhen application
would be tantamount to a formalistic disregard of congressional intentâ). As discussed
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Earls, J., concurring in part and dissenting in part
above and below, I think the âwhole contextâ of the bond-action statute cuts against
the majorityâs cramped reading.
Start with the linchpin of the majorityâs analysis: Our decision in Meyer. In
that case, as the majority explains, we considered whether a county agency fell
âwithin the scope of the general terms âdepartments, institutions, and agenciesâ in the
State Tort Claims Act.â But as the majority tells it, this Court applied ejusdem generis
âbecause all of the âdepartments, institutions, and agenciesâ specifically enumerated
within the statute were state entities.â From that, the majority extracts a general
rule: When a statute lists entities within a specific strata of government, that limit
applies to any general terms that follow.
But that rendition of Meyer omits key distinctions between that case and this
one. Reproduced in full, the State Tort Claims Act (STCA) allowed suits âagainst the
State Board of Education, the Board of Transportation, and all other departments,
institutions, and agencies of the State.â Meyer, 347 N.C. at 105 (emphasis omitted)
(quoting N.C.G.S. § 143-291(a) (1996)). So unlike the bond-action statute, the STCA
expressly limited its scope to a specific sphere of government.
That state-specific qualification mattered to Meyerâs analysis. Relying on the
statuteâs textual limit and its mention of particular state entities, Meyer read the
STCA to âappl[y] only to actions against state departments, institutions, and
agencies.â Id. at 107. By its terms, the statute waived immunity for âthe State
departments and agenciesâ but did ânot include local units.â Id. at 106 (quoting
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Earls, J., concurring in part and dissenting in part
Turner v. Gastonia City Bd. of Educ., 250 N.C. 456, 463(1959)). And though a county department of social services is an agent of North Carolinaâs Department of Human Resources, we explained that an âagent of the State and a state agency are fundamentally different and are treated differently by the [STCA].â Id. at 107. The provision only authorized âa claim against the State agency.â Id. at 105 (quoting Wirth v. Bracey,258 N.C. 505
, 507â08 (1963)). And since a county entity was ânot a
state agency,â the STCA did not waive its immunity. Id. at 104.
Placed in context, Meyer did not announce the flat rule the majority wrings
from it. Our reasoning in that case tracked the precise statute before us. And since
the STCA differs sharply from the bond-action statute, I would not pluck Meyerâs
analysis from its context. Unlike the provision here, the STCA lacks a catch-all
clause. And more importantly, the STCA expressly limited its application to state
government entities. In other words, the legislature signaled its intent to treat state
and county actors differently. Those textual guardrails shaped how we applied
ejusdem generis. We did not bar STCA claims against local entities simply because
the parties âspecifically enumerated within the statute were state entities,â as the
majority contends. Instead, the provision expressly limited liability to subdivisions
âof the State,â drawing the very state-local distinction the majority imports into the
bond-action statute. So for Meyerâs analysis to map onto this case, the bond-action
provisionâparalleling the STCAâwould have to narrow liability to âother officers of
the county.â It does not.
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Earls, J., concurring in part and dissenting in part
In more applicable cases, however, this Court has flagged ejusdem generis as a
particularly poor tool for reading public-officer statutes. In Ross, for instance, we
considered whether the phrase âany other fiduciaryâ enlarged the âscope of the
embezzlement statute.â State v. Ross, 272 N.C. 67, 71(1967) (emphasis omitted). The defendant, a commissioner, urged us to narrow the provision via ejusdem generis.Id.
The statute did not mention commissioners âby name,â he noted.Id.
And commissioners were ânot in the same classâ as the enumerated officersâofficers like a âguardian, administrator, executor, [or] trustee.âId.
That meant, he contended, that ejusdem generis excluded him from the statuteâs sweep. Seeid.
We rejected that narrow reading. By mentioning âany other fiduciary,â we
explained, the General Assembly broadened the statuteâs aperture. Id.That language âcannot be ignored.âId.
And so to carry out the legislatureâs intent, we focused on the power an officer wielded rather than their job title. Seeid.
at 71â72. Like a receiver, we explained, a commissioner functions as âan arm or hand of the court.âId. at 71
(cleaned up). Acting âunder authority of and subject to the orders of the clerk of the superior court,â a commissioner collects and distributes money.Id.
Since a commissioner wields the authority of the law, â[s]pecial confidence and trust is imposed in him.âId. at 72
. And so commissionersâlike the other officers in the statuteâwere âfiduciaries whose duties are prescribed by law and who act under the supervision and ordersâ of a higher power.Id. at 71
. We thus declined to narrow the
statute through ejusdem generis. In view of the commissionerâs official duties and the
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Earls, J., concurring in part and dissenting in part
âspecial confidenceâ attached to his position, a functional analysis was more faithful
to legislative intent. See id. at 71â72.
I would take the same approach with the statute here. In my view, the key
metric is the power wielded by an officer rather than the label attached to the office.
A magistrateâlike the other officers listed in the bond-action statuteâis clothed with
the stateâs authority. And because of that power, a magistrateâlike the other
officersâis entrusted with â[s]pecial confidence and trust.â Cf. id. at 72. Recognizing that fact, the legislature required magistratesâlike the other officersâto secure a bond conditioned on the âfaithful performanceâ of their official duties. And because of their official power and the â[s]pecial confidenceâ placed in them, cf.id.,
magistratesâ
like the other officersâshould be liable on their bond for their misfeasance in office.
Woodenly deploying ejusdem generis would yield an unduly narrow reading,
converting a tool for discerning intent into one that defeats it.
According to the majority, however, interpreting âother officer[s]â to cover
magistrates would nullify the statuteâs âspecific referencesâ to certain officials. If the
General Assembly intended to give those âgeneral wordsâ their âunrestricted sense,â
the majority reasons, it would have deleted the statuteâs specific enumerations.
But the reverse is true, too. If the legislature wished to adopt the majorityâs
narrow construction, it would have axed the broad reference to âother officer[s].â It
could have also inserted the county-level limitation the majority adds to the text.
Indeed, the legislature has done just that in neighboring provisions. And as the
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Earls, J., concurring in part and dissenting in part
majority documents, the legislature has reshuffled and revised the bond-action
statute, removing some officers from its scope and restructuring the provisions
around it. But the phrase âother officer[s]â has weathered each round of revision. I
think its retention is an important clue of legislative intent.
C. Statutory Context
Statutory context supports what the text says: That magistrates are âofficer[s]â
liable on their official bonds. In neighboring statutes, the legislature made clear its
intent to guarantee citizens a remedy for official misconduct. To advance that goal,
other provisions close loopholes to officersâ liability on their bonds.
Section 58-72-1, for instance, prevents an officer from escaping suit based on a
technical error in his bond or an âirregularity or invalidity in the conferring of the
office or making of the appointment.â N.C.G.S. § 58-72-1 (2021). The statute
specifically applies to bonds issued by a countyâs board of commissionersâa
restriction only relevant for county officials. But that provisionâlike the bond-action
statuteâthen reaches further, covering âany person or persons acting under or in
virtue of any public authority.â Id. Even if an officer did not properly assume his role
and even if the bond itself contains mistakes, those technicalities do not defeat the
officerâs liability. So long as the bond âpurport[ed] to be a bond executed to the State
for the performance of any duty belonging to any office or appointment,â it provides
a âvalidâ right of action âfor the benefit of the person injured by a breach ofâ its
conditions. Id.; accord N.C.G.S. § 58-72-5 (2021) (imposing a $500 penalty for â[e]very
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Earls, J., concurring in part and dissenting in part
person or officer of whom an official bond is requiredâ who âpresumes to discharge
any duty of his office beforeâ securing a required bond).
Against that backdrop, the omission of a county-officer limit from the bond-
action statute is especially striking. For when the General Assembly wants to cabin
bond provisions to a particular class of officials, it canâand willâdo so.
Some provisions focus on state officers. See, e.g., N.C.G.S. § 58-73-1 (2021)
(permitting state officials to name an âindemnity or guaranty companyâ as surety for
official bond); N.C.G.S. §§ 58-73-5, -15, -20, -25 (2021) (parsing how a surety company
may secure a state officerâs bond and the liability that a company may incur on that
bond). Other provisions zero in on county officers. See, e.g., N.C.G.S. § 20-114(a)
(2021) (providing that the âlawful officers of any countyâ may be âliable on his official
bondâ for neglecting or refusing to perform statutory duties).
And most relevant to the bond-action statute, provisions in the same chapter
contain the very county-officer limit that the majority adds. See, e.g., N.C.G.S. § 58-
72-10 (2021) (âEvery treasurer, sheriff, coroner, register of deeds, surveyor, and every
other officer of the several counties who is required by law to give a bond for the
faithful performance of the duties of his office, shall give a bond for the term of the
office to which such officer is chosen.â) (emphasis added); N.C.G.S. § 58-72-15 (2021)
(authorizing the commissioners âof the county in which said officer or officers are
electedâ to pay the premiums on the bonds of county officers as well as the âassistants,
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Earls, J., concurring in part and dissenting in part
deputies or other persons regularly employed in the offices of any such county officer
or officersâ) (emphasis added).
The legislature also provided county-specific enforcement mechanisms for
county-specific bonds. Section 58-72-20 requires that county officersâ bonds be
âcarefully examined on the first Monday in December of every yearâ to ensure
sufficient collateralization. N.C.G.S. § 58-72-20 (2021). If a county officer fails to
renew his bond, the countyâs board of commissioners must âdeclare his office vacantâ
and âappoint a successor.â N.C.G.S. § 58-72-25 (2021). The citizens of a county also
have statutory recourse. If they reasonably suspect that âthe bond of any officer of
such countyâ is inadequately secured, those citizens may requestâand a judge may
requireâthat the county officer appear in court and prove the validity of his bond.
N.C.G.S. § 58-72-35 (2021).
Those examples underscore the same point: The General Assembly is well-
versed in the legal regimes surrounding state and county officials. And when it
intends to limit a bond provision to one strata of government, it canâand willâadd
that restriction in the text. But the bond-action statuteâunlike the provisions
surrounding itâcontains no such limit. I would not insert a constraint where the
legislature has not.
D. History
Though the majority offers a thoughtful survey of the statuteâs evolution, I
think the history is less clear-cut than the majority suggests.
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Earls, J., concurring in part and dissenting in part
A century ago, North Carolinaâs bond statutes looked quite different. As the
majority recounts, the chapter dealing with public officer bonds once contained
separate provisions listing âState Officersâ and âCounty Officers.â N.C. Revised Code
of 1905, ch. 9, §§ 287â306 (1905). In current form, the bond-action statute mentions
some of the county-level positions it did a century ago. Per the majority, that
continuity shows that the legislature has âhistorically categorizedâ those positions âas
county officers.â And that âhistorical classification,â the majority contends, reflects
the legislatureâs intent to limit suits to âonly bonded county officers.â By drawing that
line, the majority concludes, the legislature ânecessarily exclude[d]â state officersâ
like magistratesâfrom liability on their bonds.
I take different lessons from that history. While the 1905 code parceled out
which state and county officers needed to secure bonds, it provided a single cause of
action on those bonds. See N.C. Revised Code of 1905, ch. 9, § 281. And the bond-
action statute of 1905 is nearly identical to the one we have today, including the catch-
all phrase âor other officer[s].â See id. More tellingly, the legislature inserted that
broadly phrased cause of action before the provisions listing state and county officers.
In other words, though some portions of the code distinguished state officers from
county ones, the bond-action statute thenâlike the bond-action statute nowâdid not
draw the same lines. See id.
That was not an oversight. Like the statutory scheme we have today, the 1905
code prescribed specific rules for specific classes of public officers. Section 308, for
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Earls, J., concurring in part and dissenting in part
example, required the officers âof the several countiesâ to examine their bonds on the
first Monday of each December. Id. § 308. Even more, the code set separate rules for
who could serve as sureties for the bonds of state officers versus officers in a âcounty,
city, town or township in this state.â Compare id. § 272 (addressing state officials),
with id. § 273 (addressing local officials).
The point is that the 1905 codeâlike the regime we have todayâis replete with
examples of the legislature expressly distinguishing between and dictating separate
rules for state and local officers. But that differential language never made its way
into the bond-action statute. Then, as now, the legislature kept the broad reference
to âother officer[s].â To now restrict that phrase to county officers would stray from
history, not follow it.
In broader perspective, too, the statuteâs history suggests a shift towards
inclusion. Though earlier laws split state officers from local ones, the General
Assembly scrubbed that divide from the current statutory regime. Compare N.C.
Revised Code of 1905, ch. 9, with N.C.G.S. §§ 58-73 to -76 (2021). By puncturing the
wall between state and local officers, the modern bond-action statute emphasizes the
common thread between public servants. Whether an official serves the state or a
county, he is entrusted with power greater than his own. And with that power comes
the potential to misuse it and cause harm. By retaining the broadly phrased cause of
action while erasing the once-strict barriers between state and county officers, the
legislature has signaled that an officerâs public positionânot their place in the
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Earls, J., concurring in part and dissenting in part
government hierarchyâdictates the need for both a bond and a bond action.
While reasonable minds can extract different insights from history, one lesson
is irrefutable: Throughout the life of the bond-action statute, the General Assembly
has revised it when it saw fit. It has excised some positions, renamed the provision,
and restructured the broader statutory scheme. The legislature does not need this
Court to tinker with the language it has enacted and retained for well over a hundred
years. If it wanted to restrict bond suits to county officials, it would have done so.
E. Purpose
Ultimately, statutory analysis must embrace âthe spirit of the actâ and what it
âseeks to accomplish.â Lenox, Inc. v. Tolson, 353 N.C. 659, 664(2001) (cleaned up). And here, the legislature enacted the bond-action statute to secure citizensâ rights, furnish a remedy for injuries, and hold public officers accountable to the people they serve. See Kivett,106 N.C. at 569
.
To that end, this Court has read the bond statute against the backdrop of
contract law, specifically principles of third-party beneficiaries. A statute created for
the public âmust be considered as in contemplation of the parties in making a
contract.â State ex rel. Dunn v. Swanson, 217 N.C. 279, 281(1940). And when the legislature addresses âthe liability of the parties to the public,â the provision âbecomes an enforceable part of the contract made for their benefit.â Id.; see also State ex rel. Williams v. Adams,288 N.C. 501, 504
(1975); State ex rel. Cain v. Corbett,235 N.C. 33, 39
(1952) (construing bond-action statute by drawing on the principle âthat where
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Earls, J., concurring in part and dissenting in part
a contract between parties is made for the benefit of a third party, the latter is entitled
to maintain an action for its breachâ).
On that view, official bonds provide both a sword and a shield. They shield
citizens by incentivizing public officers to âdu[ly] perform[]â their duties and
responsibly wield their power. See N.C.G.S. § 58-76-5. And when an officer misuses
his office, bonds provide a sword, allowing a person to recover for injuries flowing
from that malfeasance. On both scores, bonds recognize that public officers areâand
should remainâofficers of the public. Because they wield the peopleâs sovereign
authority, those officers must act with awareness and accountability.
By allowing bond suits, the legislature also recognized a practical truth: That
a private citizen and a public official are ânot on equal terms.â State ex rel. Price v.
Honeycutt, 216 N.C. 270, 276(1939). When an officer acts, he does so under âcolor of an authority whichâ a citizen is âbound to respect.âId.
And practically speaking, citizens have little choice but âto accept the official services of such officers.â Kivett,106 N.C. at 569
. Citizens must thus ârely on the restraint which the law throws aroundâ a public officer while âat the same time it clothes him with power.â Price,216 N.C. at 276
.
For that reason, courts may not turn a blind eye when an officer âbegins to
violate his duty and inflict injury under color of his office.â Id.For a government official âpossesses a far greater capacity for harmâ than a citizen âexercising no authority other than his own.â Bivens,403 U.S. at 392
. And at its most basic, the
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Earls, J., concurring in part and dissenting in part
âguaranty provided by lawâ is that âofficial duty shall not be disregardedâ nor âthe
delegated power abused.â Price, 216 N.C. at 276. The bond-action statute realizes that principle. By converting an officerâs bond into a cause of action to remedy official malfeasance, the statute leaves citizens âsecure in their rights,â furnishes an âadequate remedy for wrongs done,â and holds public servants âto a faithful discharge of their duties as such.â Kivett,106 N.C. at 569
.
More broadly, the bond-action statute taps into principles of legitimacy and
justice. As this Court once recognized, the âlaw is never more definitely on trialâ than
âwhen it comes in contact with the public in its execution.â Price, 216 N.C. at 276. Faced with that friction, courts should âpreserve the respect the people have for [the law] as an instrument of justiceâ and forestall âthe spirit of just resentment against oppression, which often flares into rebellion.âId.
The bond-action statute prefigures that problem and provides one solution: It grants citizens a mechanism to ensure that âofficial duty shall not be disregardedâ nor âdelegated power abused.âId.
And so when a public official acts âunder color of his office down to the point where he is remiss in his duties,â courts may not bury their head in the sand.Id.
In those cases, justice requires what the bond-action statute authorizes: When a public officer abuses his power, he may not shed âhis official characterâ and escape âinto the first person singular, to the relief of his surety.âId.
For these reasons, I would hold that magistrates are âofficer[s]â covered by the
bond-action statute. That reading aligns with the provisionâs text, structure, purpose,
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Earls, J., concurring in part and dissenting in part
and context. Though I agree with the majority that judicial immunity applies to
official capacity claims, I would decline to immunize Magistrate Frederick for his
nonjudicial acts. On sovereign immunity grounds, I think that the state consented to
suit on a magistrateâs official bond. I would thus give Mr. Wynn his day in court and
hold that the bond-action statute allows him to seek relief from Magistrate Frederick
on the magistrateâs bond.
Justice RIGGS joins in this concurring in part and dissenting in part opinion.
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