Gilbert v. North Carolina State Bar
Full Opinion (html_with_citations)
In this case, plaintiff Willie Gilbert, a licensed attorney, alleges that defendant North Carolina State Bar acted vindictively when it filed sequential actions against him. The questions before this Court are whether plaintiffâs complaint properly presents a claim under 42 U.S.C. § 1983 for deprivation of his right to due process under the Fourteenth Amendment to the Constitution of the United States and whether the trial courtâs permanent injunction of defendantâs administrative action was proper. As to the first question, we conclude that plaintiff failed to state a § 1983 claim because (1) substantive due process does not provide an individual right to be free from either vindictive or malicious prosecution of an administrative action, and (2) a plaintiffâs right to procedural due process under the Fourteenth Amendment is not violated by the tortious conduct of a state actor until and unless the State fails to provide an adequate remedy. As to the second question, because plaintiff must allow the State an opportunity to remedy the alleged deprivation of a protected right before he can state a viable § 1983 claim based on an alleged violation of his right to procedural due process, the trial court should not have imposed a permanent injunction. We vacate the decision of the Court of Appeals dismissing defendantâs appeal and remand to that court for further remand to Superior Court, Wilson County, with instructions to dissolve the permanent injunction, dismiss plaintiffâs substantive due process claim with prejudice, and dismiss plaintiffâs procedural due process claim without prejudice.
Between February 2000 and September 2003, defendant filed three complaints against plaintiff. Two were administrative actions (Gilbert I and Gilbert III) that were brought before defendantâs Disciplinary Hearing Commission (DHC), while the third was a civil action (Gilbert II) brought in District Court, Wake County, to recover money paid to one of plaintiffâs clients by defendantâs Client Security Fund (CSF). Defendant filed Gilbert I on 15 February 2000, alleging that plaintiff violated numerous provisions of the Revised Rules of Professional Conduct (RRPC) during his representation of three clients between 1997 and 1999. After a four-day hearing held on 17-18 July 2000 and 18-19 September 2000, the DHC entered an Order of Discipline concluding that plaintiff had violated Rules 1.5, 1.7, 1.15-2(h), 8.4(b), 8.4(c), 8.4(d), and 8.4(g) of the RRPC. The DHC suspended plaintiffâs license to practice law for five years, but stayed the last three years of the suspension upon enumerated conditions. The North Carolina Court of Appeals affirmed the DHC Order of Discipline, N.C. State Bar v. Gilbert, 151 N.C. App. 299, 566
Defendant filed Gilbert II on or about 18 April 2002, seeking reimbursement on behalf of the CSF for $4,627.43 that had been paid by the CSF to one of plaintiffâs clients. Following a bench trial held on 7-8 January 2004, the trial court awarded defendant the double damages allowed by N.C.G.S. § 84-13, for a total of $9,254.86 plus interest. On appeal, the Court of Appeals affirmed the trial courtâs judgment in part and vacated in part, remanding the matter for additional findings as to plaintiffâs affirmative defenses. N.C. State Bar v. Gilbert, 176 N.C. App. 408, 626 S.E.2d 877, 2006 N.C. App. LEXIS 574 (2006) (unpublished). On remand, the trial court again entered judgment in favor of defendant. On appeal after remand, the Court of Appeals affirmed the trial courtâs judgment in part and vacated in part, remanding for recalculation of interest pursuant to N.C.G.S. § 24-5(b). N.C. State Bar v. Gilbert, 189 N.C. App. 320, 663 S.E.2d 1 (2008).
Defendant filed Gilbert III on 12 September 2003, alleging that plaintiff misappropriated funds from his trust account and failed to pay client funds promptly to third parties. The transactions at issue identified by defendant in its Gilbert III complaint occurred in April 1998.
While Gilbert III was pending before the DHC, plaintiff filed the instant action in Superior Court, Wilson County, alleging, in part, that defendant was vindictively prosecuting the Gilbert III administrative action. Specifically, plaintiff alleged violations of both his substantive and his procedural due process rights. Plaintiff further alleged that the conduct at issue in Gilbert III was known or should have been known to defendant before Gilbert I was heard by the DHC. Plaintiff sought injunctive and monetary relief under 42 U.S.C. § 1983 and Article I of the North Carolina State Constitution.
On 9 April 2004, the trial court granted plaintiff an ex parte temporary restraining order, enjoining defendant from proceeding with further prosecution of Gilbert III. At the subsequent hearing on plaintiffâs motion for preliminary injunction, defendant argued that the trial court did not have jurisdiction to enjoin a disciplinary action that was pending before the DHC.
Defendant moved to dismiss the complaint on 3 August 2004, and plaintiff moved for summary judgment on 13 October 2004. The trial court treated defendantâs motion as one for summary judgment and, after hearing argument, expressed its concern.
THE COURT: .... [I]t smacks â to me, it smacks in the face of fairness when you have a man that you take a period of time, you go in and you find three people, you prosecute him on those three, and there were six people there at the same time, and instead of prosecuting him on six and doing whatever you want to do to him, you choose to do three of them, have a time of suspension to run, and then come back when that time of suspension runs and says, oh, yes, I got three more that I didnât prosecute you on so I want to now prosecute you on those matters. And that, right or wrong, in my mind is where I have the problem, because â and thatâs why I used the terms that the State Bar knew or should have known, having done the investigation of the trust account, that those violations were there.
The trial court entered an order on 12 September 2005 granting plaintiffâs motion for partial summary judgment on the issue of liability for violation of his Fourteenth Amendment right to due process. The trial courtâs order permanently enjoined defendant from prosecuting Gilbert III and expressly retained jurisdiction over the matter for the purposes of enforcing the injunction, determining compensatory damages, and awarding attorneysâ fees.
Defendant appealed. The Court of Appeals concluded that defendant had appealed from an interlocutory order not affecting a substantial right and dismissed defendantâs appeal. Gilbert v. N. C. State Bar, 180 N.C. App. 690, 639 S.E.2d 143, 2006 N.C. App. LEXIS 2574
We begin with defendantâs first issue. Defendant acknowledged in its brief to the Court of Appeals that the trial courtâs order âmay be considered interlocutory,â and the Court of Appeals so held. Gilbert, 180 N.C. App. 690, 639 S.E.2d 143, 2006 N.C. App. LEXIS 2467, at *1. Defendant argues that the order nevertheless may be appealed immediately because it affects a substantial right. See N.C.G.S. §§ l-277(a), 7A-27(d)(l) (2007).
A substantial right is âa legal right affecting or involving a matter of substance as distinguished from matters of form: a right materially affecting those interests which [one] is entitled to have preserved and protected by law: a material right.â Oestreicher v. Am. Natâl Stores, Inc., 290 N.C. 118, 130, 225 S.E.2d 797, 805 (1976) (citation and internal quotation marks omitted). We consider whether a right is substantial on a case-by-case basis. âIt is usually necessary to resolve the question in each case by considering the particular facts of that case and the procedural context in which the order from which appeal is sought was entered.â Waters v. Qualified Pers., Inc., 294 N.C. 200, 208, 240 S.E.2d 338, 343 (1978).
Plaintiff argues that this interlocutory appeal does not affect a substantial right. The Court of Appeals agreed with plaintiff, citing precedent from that court for the proposition that an order of a trial court allowing a partyâs motion for summary judgment as to liability while retaining jurisdiction over the issue of damages, does not affect a substantial right. Gilbert, 180 N.C. App. 690, 639 S.E.2d 143, 2006 N.C. App. LEXIS 2467, at *8. In so doing, the Court of Appeals reasoned that âthe most [defendant] will suffer from being denied an immediate appeal is a trial on the issue of damages.â Id. (internal quotation marks and citation omitted).
Although we express no opinion as to the merits of defendantâs Gilbert III complaint, we note that the trial court order from which defendant appeals includes a permanent injunction enjoining defendant from prosecuting Gilbert III. Ordinarily, â[a] permanent or perpetual injunction issues as a final judgment which settles the rights of the parties, after the determination of all issues raised.â Union
We conclude that defendantâs right to investigate and prosecute allegations of attorney misconduct is substantial. The State Bar is an agency of the State of North Carolina. N.C.G.S. § 84-15 (2007). Prior to the incorporation of the North Carolina State Bar in 1933, see id., the bar lacked legal autonomy and was not allowed to regulate itself. See Thomas W. Davis, President, N.C. Bar Assân, The Bar, Its Duties and Burdens, Address Before the North Carolina Bar Association (July 5, 1921), in Proceedings of the Twenty-Third Annual Session of the North Carolina Bar Association, 1921, at 6-20. As Chief Justice Stacy noted when he administered the oath of office to the first Bar Council after incorporation:
The Legislature, in its wisdom, has provided for the incorporation of the State Bar. It has vested in the Council of that Bar, which you are, the authority and the power to administer the act. It may interest you to know that the Legislature has repealed all of the statutes relating to disbarment in the State, and has vested in you the responsibility of making rules and regulations, and administering those rules and regulations relating to the admission and to the discipline and to the disbarment of members of the Bar of this State.
Edwin C. Bryson, The North Carolina State Bar, 1933-1950, 30 N.C. St. Bar Q. 8, 12 (1983); see also Baker v. Varser, 240 N.C. 260, 267, 82 S.E.2d 90, 95-96 (1954) (The General Assembly created the State Bar âto enable the bar to render more effective service in improving the administration of justice, particularly in dealing with the problem of. . . discipl[in]ing and disbarring attorneys at law.â). Thus, the power of the bar to police itself is both a privilege and a responsibility.
Defendantâs action in conducting this, or any other investigation, is undertaken pursuant to statute for the benefit of both the legal pro
Next, we must determine whether defendantâs substantial right may be lost or prejudiced if the interlocutory order is not considered on appeal. Goldston v. Am. Motors Corp., 326 N.C. 723, 726, 392 S.E.2d 735, 736 (1990) (â[T]he deprivation of that substantial right must potentially work injury to [defendant] if not corrected before appeal from final judgment.â). The mere fact that a defendant has been enjoined does not constitute such an injury. However, because the trial courtâs permanent injunction may prevent defendant from executing its statutory duties while plaintiff pursues an improperly pleaded action, an injury arises. See, e.g., Freeland v. Greene, 33 N.C. App. 537, 540, 235 S.E.2d 852, 854 (1977) (âThe continuance of the injunction in effect and the denial of the motion to dismiss in this case do adversely affect important rights of [defendant North Carolina Board of Transportation] in connection with the performance by [it] of duties imposed by [statute]. We therefore consider this appeal.â). In addition, execution of the barâs responsibility to protect the public requires that the bar have the ability timely to respond to allegations of wrongdoing and timely to act where those allegations prove true. As this case illustrates, a trial and subsequent appeal can consume years, leaving the public vulnerable. Accordingly, we conclude that defendant suffers the risk of injury if this interlocutory order is not considered. This interlocutory appeal is not barred.
We now consider defendantâs second issue. Plaintiff alleges that defendant prosecuted Gilbert III vindictively, as punishment both for his zealous defense of Gilbert I and II and for exercising his right to appeal the final judgments entered in those actions. Plaintiff further alleges that defendantâs vindictive prosecution of Gilbert III, an administrative proceeding, gives rise to an independent cause of action under § 1983 for violation of his Fourteenth Amendment right to substantive ĂĄnd procedural due process. However, vindictive prosecution is a doctrine recognized in the context of criminal cases only.
We find no contrary cases in North Carolina. As a result, because the theory of vindictive prosecution is limited to criminal cases, we conclude that plaintiff proceeded on an inapplicable theory and that plaintiffs complaint could be dismissed on this ground alone. Nevertheless, North Carolina is a notice pleading state, the import of plaintiffâs complaint is unmistakable, and defendant responded as if
At the outset, we note that defendant argues that, because Gilbert III was still pending before the DHC when plaintiff filed his superior court action, the superior court lacked subject matter jurisdiction to hear plaintiffâs § 1983 action. However, defendantâs argument does not implicate the trial courtâs jurisdiction to hear plaintiffâs § 1983 claim, which is established by N.C.G.S. § 7A-245(a)(4). As explained below, defendantâs argument actually identifies a pleading defect in plaintiffâs procedural due process claim. This is not the first time parties mistakenly have identified lack of subject matter jurisdiction as a basis for dismissal of a § 1983 action when, in fact, the actual ground supported by their argument was failure to state a claim for violation of a partyâs due process rights. In Snuggs v. Stanly County Department of Public Health, this Court reviewed a trial courtâs determination that it lacked subject matter jurisdiction and subsequent dismissal of the plaintiffsâ § 1983 claim. 310 N.C. 739, 314 S.E.2d 528 (1984) (per curiam). Observing that the plaintiffs had failed to allege that remedies provided by the State were inadequate, we âelect[ed] to treat the defendantsâ [Rule 12(b)(1)] motions as motions brought under Rule 12(b)(6),â id. at 740, 314 S.E.2d at 529, and remanded the matter to superior court âfor the entry of orders under Rule 12(b)(6) dismissing the plaintiffsâ claims for failure to state a claim upon which relief may be granted,â id. at 741, 314 S.E.2d at 529. Following this precedent, we now consider whether plaintiff has alleged a due process violation for which relief may be granted under § 1983.
When Congress enacted 42 U.S.C. § 1983, it conferred upon injured plaintiffs a federal remedy for violations of federal constitu
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subjects ... any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress ....
42 U.S.C. § 1983 (2000). Liability imposed under § 1983 is expressly conditioned upon deprivation of a federal constitutional right and is distinct from liability arising from commission of a common-law tort. Paul v. Davis, 424 U.S. 693, 697-701, 47 L. Ed. 2d 405, 411-14 (1976) (explaining that an ordinary common-law tort claim is not transformed into a § 1983 procedural due process claim simply because the tort is committed by a state actor). Thus, tortious conduct by a state actor may be redressed through a § 1983 action only when it infringes a federal constitutional right. Such tortious conduct is commonly said to give rise to a âconstitutional tort.â See, e.g., Michael K. Cantwell, Constitutional Torts and the Due Process Clause, 4 Temp. Pol. & Civ. Rts. L. Rev. 317, 320 (1995); James J. Park, The Constitutional Tort Action as Individual Remedy, 38 Harv. C.R.-C.L. L. Rev. 393, 395-96 (2003).
No definitive test exists for determining whether conduct that establishes the common-law tort of malicious prosecution also violates a federal constitutional right. See generally 1 Steven H. Steinglass, Section 1983 Litigation in State Courts § 3:2, at 3-3 (2001) (noting that â[m]any of the most difficult questions confronting courts and litigants in § 1983 litigation concern the definition of the underlying constitutional rights, and whether and when conduct that gives rise to state tort actions is also a constitutional violation actionable under § 1983â). United States circuit courts disagree over whether the common-law elements of malicious prosecution are also essential components of a constitutional tort.
Plaintiffs malicious prosecution claim is based upon allegations in his complaint that defendant violated both plaintiffs substantive due process rights and his procedural due process rights. As to plaintiffs substantive due process claim, in Albright v. Oliver, a plurality of Justices of the United States Supreme Court observed that â[t]he protections of substantive due process have for the most part been accorded to matters relating to marriage, family, procreation, and the right to bodily integrity.â 510 U.S. at 272, 127 L. Ed. 2d at 122. Accordingly, the Court held that the plaintiff failed to state a § 1983 claim when he alleged that Illinois authorities violated his Fourteenth Amendment right to substantive due process by prosecuting criminal charges against him without probable cause. Id. at 268-69, 127 L. Ed. 2d at 120-21. In so holding, the plurality explained that the Fourth Amendment was drafted to address âdeprivations of liberty that go hand in hand with criminal prosecutions.â Id. at 274, 127 L. Ed. 2d at 124. As a result, âwith its scarce and open-ended guideposts,â id. at 275, 127 L. Ed. 2d at 124 (internal quotation marks omitted), âsubstantive due process may not furnish the constitutional peg on which to hang such a âtort,â â id. at 271 n.4, 127 L. Ed. 2d at 122 n.4. In light of the lack of âguideposts for responsible decisionmaking,â and the United States Supreme Courtâs reluctance to expand the boundaries of substantive due process protection, see Collins v. City of Harker Heights, 503 U.S. 115, 125, 117 L. Ed. 2d 261, 273 (1992), we hold that any right plaintiff has to be free of malicious prosecution, including a claim based upon the allegedly malicious prosecution of a civil or administrative matter, does not arise from substantive due process rights under the Fourteenth Amendment.
In Washington v. County of Rockland, the United States Court of Appeals for the Second Circuit considered the plaintiff correction officersâ claims that a county sheriff maliciously filed unjustified disciplinary charges against them in a civil administrative proceeding: 373 F.3d 310, 313 (2d Cir. 2004). Citing Albright v. Oliver, the Court held that a § 1983 action based upon an allegation that the defendant had initiated a malicious prosecution âmay not be premised on a civil administrative proceedingâ absent a violation of Fourth Amendment rights. Id. at 313, 315-17.
In Becker v. Kroll, the United States Court of Appeals for the Tenth Circuit considered a plaintiff medical doctorâs claim that Utahâs Medicaid Fraud Control Unit maliciously filed unjustified civil and criminal charges against her. 494 F.3d 904, 909 (10th Cir. 2007). Construing the plaintiffâs complaint liberally, the Court acknowledged that the plaintiff alleged âsome injuries resulting from the filing of criminal charges against her that are outside the scope of the Fourth Amendmentâs substantive and procedural protections,â id. at 918, such as infringement upon her âliberty interest in being free from unwarranted investigation and prosecution without probable causeâ and âa property interest in the integrity of her medical and billing records,â id. at 919. The Court stated, but did not hold, that â[t]hese injuries might be cognizable as due process violations through a gap in constitutional protection created by Albright's limitation of § 1983 malicious prosecution claims to those based on the Fourth Amendment,â id. at 918, but then disposed of the plaintiffâs appeal on alternative grounds.
In light of Albright v. Oliver and the apparent uncertainty among United States circuit courts over the extent to which § 1983 supports an action when a plaintiff claims procedural due process violations
Even if this Court accepts plaintiffâs argument that defendantâs allegedly malicious prosecution of Gilbert III affects a constitutionally protected âlife, liberty, or property interest,â plaintiff must clear the higher hurdle of showing deprivation of his constitutional rights without due process of law. âNothing in [the Fourteenth] Amendment protects against all deprivations of life, liberty, or property by the Stateâ; rather, â[t]he Fourteenth Amendment protects only against deprivations âwithout due process of law.â â Parratt, 451 U.S. at 537, 68 L. Ed. 2d at 430 (citation omitted). When a plaintiff is deprived of a constitutionally protected interest by the unauthorized, tortious conduct of a state actor, statutory and common-law postdeprivation remedies can provide the process that is due. Id. at 541-44, 68 L. Ed. 2d at 432-34 (stating and applying the rule to a plaintiffâs § 1983 procedural due process claim alleging deprivation of personal property); Hudson v. Palmer, 468 U.S. 517, 530-33, 82 L. Ed. 2d 393, 405-08 (1984) (applying the rule stated in Parratt to unauthorized, intentional deprivations of property); see also Zinermon v. Burch, 494 U.S. 113, 131-32, 108 L. Ed. 2d 100, 117-18 (1990) (extending the rule stated in Parratt to deprivations of liberty). In those cases, a Fourteenth Amendment procedural due process violation âis not complete until and unlessâ the State ârefuses to provide a suitable postdeprivation remedy.â Hudson, 468 U.S. at 533, 82 L. Ed. 2d at 407-08; accord Edward Valves, 343 N.C. at 434, 471 S.E.2d at 347 (contrasting the importance of available state remedies in âa Section 1983 action . . . brought for violation of procedural due processâ with their inapplicability in âa Section 1983 action based on a violation of a substantive constitutional rightâ).
The United States Supreme Court considers the existence of common-law tort actions, postdeprivation hearings, and other âpro
Malicious prosecution of an administrative action is a common-law tort in North Carolina. Carver, 262 N.C. at 351-52, 137 S.E.2d at 145 (stating the elements of the tort). Availability of a common-law tort action, standing alone, is an adequate postdeprivation remedy, even when successful litigation of the tort does not result in all the relief to which a plaintiff would be entitled under § 1983. E.g., Hudson, 468 U.S. at 535, 82 L. Ed. 2d at 408; Parratt, 451 U.S. at 544, 68 L. Ed. 2d at 434. Ancillary safeguards that protect the procedural due process rights of an attorney before the DHC include the ability to file motions and participate in a contested hearing before that tribunal; the right to be represented by counsel; the ability to petition the North Carolina Court of Appeals for prerogative writs; including prohibition; appeal of right to that court; and the ability to petition the trial division to stay an order of discipline pending resolution of an appeal. N.C.G.S. § 84-28(d1), (h) (2007); id. § 84-30 (2007); N.C. R. App. P. 22; 27 NCAC IB .0114 (June 2008). Because these postdeprivation remedies adequately safeguard plaintiffâs right to procedural due process, we conclude that plaintiff has failed to state a procedural due process claim for which relief may be granted under 42 U.S.C. § 1983.
This holding does not mean that plaintiff cannot pursue a properly pleaded § 1983 action, nor does it mean that such an action cannot be filed until the conclusion of defendantâs administrative action against plaintiff. A properly pleaded § 1983 action may proceed in parallel with an administrative action before a regulatory body. Nevertheless, in the case at bar, plaintiff sought to have defendantâs actions enjoined on the grounds that it was acting maliciously and had violated his procedural due process rights. The elements of a tort action alleging malicious prosecution of an administrative proceeding are: â(1) the proceeding was instituted maliciously; (2) without probable cause; and (3) has terminated in favor of the person against whom it was initiated.â Carver, 262 N.C. at 351-52, 137 S.E.2d at 144-45. Plaintiffâs evidence at the hearing on the partiesâ summary
For the reasons stated above, the dismissal entered by the Court of Appeals is vacated. However, while the DHC and the Superior Court of North Carolina have concurrent jurisdiction over attorney discipline matters, N.C. State Bar v. Randolph, 325 N.C. 699, 701, 386 S.E.2d 185, 186 (1989) (per curiam), the superior court division has original subject matter jurisdiction over constitutional claims, N.C.G.S. § 7A-245(a)(4) (2007). Accordingly, this matter is remanded to the Court of Appeals for further remand to Superior Court, Wilson County, with instructions to dissolve the permanent injunction, dismiss plaintiffs § 1983 substantive due process claim with prejudice, and dismiss plaintiffs § 1983 procedural due process claim without prejudice.
VACATED AND REMANDED.
. âAny attorney admitted to practice law in this State is subject to the disciplinary jurisdiction of the [State Bar] Council . . . .â N.C.G.S. § 84-28(a) (2007). âThe Council is vested, as an agency of the State, with the ĂĄuthority to . . . investigate and prosecute matters of professional misconduct....â Id. § 84-23(a) (2007). The DHC has
. The original civil jurisdiction of the superior court division of North Carolina is set forth, in part, by N.C.G.S. § 7A-245(a)(4), which provides: âThe superior court division is the proper division without regard to the amount in controversy, for the trial of civil actions where the principal relief prayed is . . . [t]he enforcement or declaration of any claim of constitutional right.â N.C.G.S. § 7A-245(a)(4) (2007).
. In two of the three United States Circuit Court cases cited in Justice Timmons-Goodsonâs dissent, the doctrine of vindictive prosecution is characterized as an affirmative defense. Natâl Engâg & Contracting Co. v. Herman, 181 F.3d 715 (6th Cir. 1999); United States v. One 1985 Mercedes, 915 F.2d 415 (9th Cir. 1990). The Courts issuing these decisions neither reviewed § 1983 actions nor found a vindictive prosecution of an administrative action that violated the defendantâs right to substantive due process.
. See Alabama v. Smith, 490 U.S. 794, 104 L. Ed. 2d 865 (1989) (considering a criminal defendantâs direct criminal appeal and holding that no presumption of vindictiveness arises when defendantâs first sentence was based upon a guilty plea and the second sentence follows trial); United States v. Goodwin, 457 U.S. 368, 73 L. Ed. 2d 74 (1982) (considering a criminal defendantâs direct criminal appeal and holding that a defendant is not entitled to a presumption of vindictiveness arising from reindictment on more serious charges after he refused to plead guilty and demanded a jury trial); Bordenkircher v. Hayes, 434 U.S. 357, 54 L. Ed. 2d 604 (1978) (considering a criminal defendantâs appeal from issuance of writ of habeas corpus and holding that due process is not violated by a defendantâs reindictment on more serious charges following an accusedâs refusal to accept a plea bargain); Chaffin v. Stynchcombe, 412 U.S. 17, 36 L. Ed. 2d 714 (1973) (considering a criminal defendantâs appeal from denial of writ of habeas corpus and holding that due process is not violated by a juryâs recommendation of a higher sentence on retrial); and Colten v. Kentucky, 407 U.S. 104, 32 L. Ed. 2d 584 (1972) (considering the defendantâs direct appeal from criminal conviction and holding that due process is not violated by a two-tiered criminal system that provides for trial de novo).
. Compare Kjellsen v. Mills, 517 F.3d 1232, 1237-38 (11th Cir. 2008) (identifying the elements of a § 1983 malicious prosecution claim as co-extensive with the elements of the common law tort), and Johnson v. Knorr, 477 F.3d 75, 81-82 (3d Cir. 2007) (listing the elements of a § 1983 malicious prosecution claim as the elements of the common-law tort plus âdeprivation of liberty consistent with the concept of seizure as a consequence of a legal proceedingâ), and Jocks v. Tavernier, 316 F.3d 128, 136 (2d Cir.
. While many of the cases cited in the following portion of this opinion make undifferentiated reference to the Due Process Clause of the Fourteenth Amendment, we understand these opinions address procedural due process.