Saucier Ex Rel. Mallory v. McDonald's Restaurants of Montana, Inc.
Full Opinion (html_with_citations)
delivered the Opinion of the Court.
¶ 1 Mary Mallory (âMalloryâ), acting as limited guardian for her niece Patricia A. Saucier (âSaucierâ), filed this suit on Saucierâs behalf in the
¶2 We consider the following issues:
¶3 (1) Did the District Court err in concluding that Saucierâs tort claims are barred as a matter of law?
¶4 (2) Did the District Court err in concluding that McDonaldâs sufficiently established an affirmative defense to Saucierâs discrimination claims?
¶5 We affirm in part and reverse and remand in part.
FACTUAL AND PROCEDURAL BACKGROUND
¶6 Saucier was born in Billings, Montana on September 9,1977. The record indicates that six months after her birth she became afflicted with spinal meningitis which significantly and permanently impaired her brain function. After her parents divorced in 1983, she lived at times with her mother in Montana, and at times with her father in Mississippi. While the record contains few details about her early childhood, it does indicate that Saucier received special education and speech therapy through the public school system. When Saucier reached the age of eleven, her mother contacted the Montana Department of Family Services, apparently seeking assistance in caring for Saucier. Subsequently, under conditions which are not made clear in the record, Saucier was placed in the Deaconess Psychiatric Center in Billings. She also spent time at the Rivendell Psychiatric Hospital and a foster home. Apart from her temporary placements with these institutions, Saucier lived primarily with her aunt, Mallory.
¶7 In December of 1989, shortly after Saucier had reached the age of twelve, the District Court of the Thirteenth Judicial District, Yellowstone County, found her to be âseriously mentally illâ and ordered her committed to Rivendell Psychiatric Center in Billings pursuant to § 53-21-127, MCA, where Dr. Ralph Yaney, a psychiatrist, conducted an assessment of her. In his written report, Dr. Yaney determined that Saucier suffered from âsevere to moderate mental retardation.â He also determined that Saucier âis functioning at the age of 2 or 3 or 4 emotionallyâ and that she âseems to have no ability to understand right or wrong.â Thus, Dr. Yaney did not conduct any psychological testing, as he deemed Saucier to be functioning âat too
¶8 During the subsequent years, Saucier resided in several residential treatment homes in Montana, Wyoming, and Idaho. When she reached the age of eighteen, Saucier was placed at the Milk River Group Home in Glasgow, Montana. The records from her time at this institution state that she was assessed by staff members as being âat risk of emotional, physical, sexual and financial exploitation.â Additionally, under circumstances which are not made clear in the record, a case manager at the home prepared a âCertification of Disabilityâ regarding Saucier and sent it to the Montana Department of Motor Vehicles. This document stated that, based on medical and psychological reports, Saucier was considered permanently disabled pursuant to § 39-30-103, MCA.
¶9 The record indicates that in 1998, when Saucier reached the age of twenty-one, she returned to Billings. Thereafter, she was able to live on her own in an apartment provided by the Billings Housing Authority, with monitoring and assistance provided by local YWCA officials apparently affiliated with a state sponsored social-services program. She received Social Security disability benefits and supplemented this income by periodically working part-time jobs, such as washing dishes at a restaurant and doing laundry at a hotel. While she was permitted to retain and spend the income she received from working, her disability benefits were directed to YWCA officials who ensured that those funds were used to pay her rent, utilities, and other bills. Additionally, the YWCA provided various activities in which Saucier participated, including the Special Olympics.
¶10 In August of 2001, local officials sent Saucier to Dr. Debra Sheppard, a neuropsychologist, for psychological evaluation apparently in connection with the Social Security disability benefits program. Dr. Sheppard rendered a report stating that Saucier was having difficulty maintaining employment and that she âhas a âtrainerâ who comes in to help her with household chores as she is not able to do these independently.â The case-worker who accompanied Saucier to this evaluation disclosed that âSaucier requires an abundance of repetition to establish comprehension.â
Ms. Saucier earned a Verbal IQ of 65, which is in the Extremely Low range. She performed within the mildly impaired range on tasks measuring her rote memory for numbers and practical judgment. Moderate impairment was observed on tasks assessing her vocabulary skills, ability to recognize abstract relationships, and general fund of information. Severe impairment was observed on a task requiring mental computational skills.
Ms. Saucierâs Performance IQ of 55 is in the Extremely Low range. She performed within the moderate impaired range on tasks tapping abilities and the separation of essential from unessential detail, visual-motor coordination, the recognition of spatial relationships and abstract reasoning. Severe impairment was observed on a task tapping abilities in temporal sequencing.
As a result of this assessment, Dr. Sheppard concluded that Saucier âwill require significant assistance for the foreseeable future.â
¶12 In October of 2001, shortly after Dr. Sheppard rendered her assessment, Saucier, now twenty-four, applied for employment at the McDonaldâs restaurant on Central Avenue in Billings. Two friends assisted her in filling out the application, and she was subsequently hired by the restaurant manager, Alex Keeton (âKeetonâ), to work as a âlobby person.â Saucier worked approximately fifteen to twenty hours per week in this âauxiliary position,â as McDonaldâs identified it, which entailed cleaning the dining area and restrooms, and hauling garbage to the dumpster. While she initially worked a lunch-time shift, Saucier was transferred to a shift later in the afternoon because high school students subjected her to teasing during the lunch hour.
¶13 Approximately four months after Saucier began her job at McDonaldâs, she became involved in a sexual relationship with Keeton, who was married. Keetonâs conduct with Saucier, particularly in regard to his capacity as restaurant manager, and the alleged negligence of McDonaldâs in connection therewith, are the underlying subjects of this litigation.
¶14 Keeton admits that he engaged in secret episodes of âhugging and holdingâ with Saucier at McDonaldâs, in a stockroom located in the restaurantâs basement. According to Saucier, the physical contact in these incidents was such that Keeton achieved orgasm. Keeton also
¶15 During the course of the relationship, Keeton admits, he told Saucier that he loved her âon many occasions.â Keeton also admits that he knew Saucier was mentally disabled. As Keeton put it, he knew that she was âunable to solve complex problems.â Further, Keeton admits that he told Saucier not to tell anyone about their sexual relationship, explaining to her that such disclosure âcould hurt both of us.â
¶16 Although Saucier asserts that she âdidnât likeâ some of Keetonâs advances, and that she asked him to stop at times, she has stated that she was âin loveâ with him. She has also stated that she did not actually love him, and yet told him she did. In explaining why she made this statement to him, Saucier has stated: âBecause I didnât know what else to say. I donât have a good comprehend or speak. I just do what people do.â
¶17 In addition to repeatedly telling Saucier that he loved her, Keeton admits he also told her that he might leave his wife and that, if that happened, he âwould like to marry [Saucier].â Further, according to Saucier, Keeton told her that he could âhave a lot of womenâ because he is a Mormon.
¶ 18 In late March or early April of2002, Keeton told Saucier that they could spend time together during a week in April when his wife was scheduled to be out of town. Specifically, Keeton admits he told Saucier that if she had the time off work, they would spend a âmini-honeymoon weekâ at his house. Consequently, Saucier submitted a written request to be excused from work for that entire week, and Keeton approved the request in his capacity as the restaurant manager. According to Saucier, Keeton directed her to submit this request.
¶19 On April 4, 2002, Keeton dropped his wife off at the airport and drove to Saucierâs apartment, where she then packed clothes and other items for a week-long stay at Keetonâs residence. Keeton then drove Saucier to his house and they engaged in sexual intercourse. Although
¶20 Thereafter, Saucier contacted her older sister, Sandra Sanderson (âSandersonâ), and reported that she âwas having problems at McDonaldâsâ with âa guy named Alex [Keeton].â According to Sanderson, Saucier reported that âhe had taken [her] off the [work] schedule, Alex did, and she was concerned, because she needed the money.â Ultimately, Saucier informed Sanderson about the sexual activity between her and Keeton.
¶21 Sanderson called McDonaldâs and reported Keetonâs conduct. In response, McDonaldâs sent Saucier a letter stating that she could return to the restaurant and work her regularly scheduled shifts. When two members of McDonaldâs management first questioned Keeton about his conduct with Saucier, he denied that they had a sexual relationship. Shortly thereafter, however, Keeton admitted his sexual relationship with Saucier, and McDonaldâs terminated his employment.
¶22 As noted above, Keeton repeatedly told Saucier he loved her, and also expressed a desire to marry her. The record suggests this had a significant impact on Saucier. As YWCA case-worker Terry Baptiste testified in deposition, Saucier is âdesperateâ for attention. Not surprisingly, Dr. Sheppard determined approximately five months after the relationship with Keeton had ended, that Saucier still âappears to be fixed on the belief that [Keeton] will honor promises made to her regarding the continuation of a more permanent relationship.â
¶23 Shortly after Keetonâs conduct was exposed, legal counsel was obtained for Saucier and her aunt, Mallory, was appointed as her limited guardian for the purpose of this litigation. Pursuant to the Montana Human Rights Act, § 49-2-303, MCA, Mallory filed a Complaint in June of2002 on Saucierâs behalf with the Human Rights Bureau of the Department of Labor and Industry. The Complaint, which was filed against Keeton and McDonaldâs Corporation, alleged inter alia that: (1) Keeton discriminated against Saucier on the basis of her gender and also on the basis of her disability by subjecting her to a sexually hostile and offensive work environment; and (2) McDonaldâs Corporation failed to take effective action to prevent Keetonâs discriminatory conduct.
¶24 In December of 2002, after conducting an investigation, the
¶25 In August of2002, while the Human Rights Bureau was engaged in its investigation, Dr. Sheppard again conducted a psychological evaluation of Saucier. The results were consistent with the results of the assessment Dr. Sheppard had made one year earlier, before Saucier began working at McDonaldâs. Again, the testing demonstrated that Saucier possesses âa Full Scale IQ of 57.â Additionally, Dr. Sheppard conducted an âadaptive behaviorâ assessment, which measures language skills, âdaily livingâ skills, and socialization skills. The results of this assessment demonstrated that Saucierâs âlevel of adaptive functioning overall is equivalent with what would be expected of a child age 8 years, 7 months.â Ultimately, Dr. Sheppard concluded her report in a manner consistent with the previous yearâs assessment, stating: âIt is highly recommended that consideration be given toward appointing a guardian for Ms. Saucier. She clearly needs assistance in making decisions regarding her welfare.â
¶26 Shortly thereafter, in September of 2002, counsel for Saucier sought Dr. Sheppardâs opinion regarding Saucierâs capacity to appreciate the consequences of a sexual relationship, her capacity to welcome or reject sexual advances, and her capacity to enter into contracts. In response, Dr. Sheppard opined that while Saucier has the ability to seek out or reject sexual advances, she possesses an âextremely limited capacityâ to appreciate the consequences attendant to a sexual relationship. Dr. Sheppard also opined that Saucier was not capable of entering into contracts because of âher state of mild mental retardation and impaired practical/social judgment.â
¶27 In the spring of 2003, Mallory filed the instant action in the District Court, on Saucierâs behalf, against McDonaldâs and Keeton, as well as other McDonaldâs employees identified only as âJohn Does 1-3.â The Complaint alleged, inter alia, that: (1) Keeton âmade sexual advances and engaged in offensive conduct of a sexual natureâ toward Saucier; (2) Keeton, with the consent of McDonaldâs, ârequired [Saucier] to work late hours with him, and even removed her from the weekly work schedule, so that she would be available for sexual relations and his sexual gratificationâ; (3) Keeton, with the consent of McDonaldâs, required Saucier to work the closing shift and then used
¶28 During the course of the litigation, Dr. James English, a neuropsychologist, conducted a psychological evaluation of Saucier, at the request of McDonaldâs. Among other things, his report states that during the testing Saucier âwas overwhelmed with tasks that required her to repeat and recall any form of verbal material.â The report further states that Saucierâs âlogical grammatical reasoning skills were generally consistent with the 11- to 12-year-old range.â Based on the various forms of testing, Dr. English determined: âHer capacity to reason is generally consistent with her IQ and in the range similar to the lower 5 or 6% of the adult population. That is, her reasoning abilities are not unlike those of an 11- or 12-year-old child.â Despite these findings, however, Dr. English concluded that Saucier has the capacity to consent to a sexual relationship, stating she âcommands a basic understanding and knowledge base about sexâ and âunderstands the physiological consequences of sexual intercourse to the extent that she utilizes birth control.â
¶29 Keeton and McDonaldâs secured separate counsel and each moved independently for summary judgment on Saucierâs tort claims. In response, the District Court entered separate orders granting
¶30 Additionally, Keeton and McDonaldâs each moved independently for summary judgment, on Saucierâs gender discrimination claim and her disability discrimination claim. The District Court then issued an order granting summary judgment on the merits in favor of McDonaldâs, and another order denying Keetonâs motion. Subsequently, with the only remaining causes of action being the two discrimination claims against Keeton, he entered into a written agreement with Mallory whereby he stipulated to an entry of judgment in Saucierâs favor. Thus, the District Court entered judgment against Keeton for the amount he and Mallory agreed upon, which was $500,000.00.
¶31 Mallory now appeals the District Courtâs orders granting summary judgment on Saucierâs tort claims in favor of McDonaldâs and Keeton, as well as the order granting summary judgment on her discrimination claims against McDonaldâs.
STANDARD OF REVIEW
¶32 We conduct de novo review of summary judgment orders, performing the same analysis as does a district court pursuant to Rule 56 of the Montana Rules of Civil Procedure. LaTray, v. City of Havre, 2000 MT 119, ¶ 14, 299 Mont. 449, ¶ 14, 999 P.2d 1010, ¶ 14.
¶33 Summary judgment may be granted only when there is a complete absence of genuine issues of material fact and the moving party is entitled to judgment as a matter of law. M. R. Civ. P. 56(c); LaTray, ¶ 14. To determine whether genuine issues of material fact exist, we consider âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any.â M. R. Civ. P. 56(c). In doing so, we must view all evidence in the light most favorable to the non-moving party. LaTray, ¶ 15. Thus, as we have held, all reasonable inferences that may be drawn from the evidence must be drawn in favor of the party opposing summary judgment. LaTray, ¶ 15.
¶34 The party seeking summary judgment bears the initial burden of establishing a complete absence of genuine issues of material fact. LaTray, ¶ 14. To satisfy this burden, the moving party must âexclude any real doubt as to the existence of any genuine issue of material factâ by making a âclear showing as to what the truth is.â Toombs v. Getter Trucking, Inc., 256 Mont. 282, 284, 846 P.2d 265, 266 (1993). If the
DISCUSSION
¶35 (1) Did the District Court err in concluding that Saucierâs tort claims are barred as a matter of law?
¶36 The district court concluded that Saucierâs tort claims were barred by the exclusivity provision of the Montana Human Rights Act (âMHRAâ). In connection with this ruling, we review the salient provisions of the MHRA.
¶37 Title 49 of the Montana Code, which has come to be known as the MHRA, declares that the right to be free from discrimination on the basis of oneâs gender or mental disability, among other attributes including race, age, and religion, âis recognized as and declared to be a civil right.â Section 49-1-102(1), MCA. Pursuant to this declaration, the MHRA prohibits particular types of discrimination in various settings such as employment, education, and public accommodations, among others. Sections 49-2-303 to 49-2-309, MCA
¶38 With respect to the employment setting, the MHRA defines unlawful discrimination with general terms and also by listing specific prohibited acts. In general terms, unlawful discrimination in employment is statutorily defined as the practice of making distinctions in âa term, condition, or privilege of employmentâ based on attributes such as age, gender, or mental disability, when the reasonable demands of the position do not require such distinction. Section 49-2-303(1)(a), MCA. The MHRA also designates particular conduct in employment as unlawfully discriminatory, such as differentiating in employeesâ compensation based on race, refusing to employ an individual based on his or her religious beliefs, and utilizing an employment application that expresses a limitation as to age when the limitation is not based on a bona fide occupational qualification.
¶39 In conjunction with its anti-discrimination provisions, the MHRA establishes procedures and remedies, separate from tort law, for legal redress of conduct which falls within the definition of unlawful discrimination. The Legislature has mandated that this remedial scheme is the exclusive means of legal redress for unlawful discrimination.
¶40 Among other things, this exclusive remedial scheme requires that allegations of unlawful discrimination in employment must be brought in a complaint filed with the Human Rights Bureau of the Department of Labor and Industry (âDepartmentâ) within 180 days after the alleged unlawful discriminatory practice occurred or was discovered. Section 49-2-501(1), (4)(a), MCA; Admin. R. M. 24.8.201(1).
¶41 A timely filed complaint triggers an investigation by the Department. Section 49-2-504(1)(a), MCA. If the Department determines that the allegations are supported by a preponderance of the evidence, it must âattempt to achieve a resolution of the complaint by conference, conciliation, and persuasion.â Section 49-2-504(1)(a), MCA. If those efforts are unsuccessful, the Department must then hold an administrative hearing on the complaint. Section 49-2-505(1), MCA. After the hearing, if the Department finds that unlawful discrimination has in fact occurred, it must issue an order directing the accused party to refrain from such discriminatory conduct. Section 49-2-506(1), MCA. In addition, the Department is vested with the authority to:
(a) prescribe conditions on the accusedâs future conduct*41 relevant to the type of discriminatory practice found;
(b) require any reasonable measure to correct the discriminatory practice and to rectify any harm, pecuniary or otherwise, to the person discriminated against;
(c) require a report on the manner of compliance.
Section 49-2-506(1), MCA. Punitive damages are not available. Section 49-2-506(2), MCA.
¶42 Thereafter, a party may appeal to the Human Rights Commission which, after an administrative hearing, may dismiss the complaint or grant any of the same components of relief which the Department is authorized to grant. Sections 49-2-505(4), 49-2-506, 49-2-507, MCA. Then a party may commence a civil action in district corut. Section 49-2-509(5), MCA. However, this type of civil action âmay not be entertained by a district court other than by the procedures specifiedâ in the MHRA. Section 49-2-509(6), (7), MCA. Thus, a discrimination claim in district court may not be tried before a jury because the MHRA provides for only a âcontested case hearingâ conducted in accordance with the Montana Rules of Civil Procedure. Sections 49-2-505,49-2-509, MCA; Vainio v. Brookshire, 258 Mont. 273,276-77, 852 P.2d 596, 599 (1993). Additionally, if the district corut does conclude that unlawful discrimination has occurred, it may not grant any relief other than that which the Department or the Human Rights Commission are authorized to grant pursuant to § 49-2-506, MCA.
¶43 Conversely, if the Department initially determines that the allegations of unlawful discrimination are not supported by a preponderance of the evidence, it must dismiss the complaint. Section 49-2-509(3)(c), MCA. The complainant may then seek review with the Human Rights Commission, after which a civil action may be commenced in district court. Section 49-2-509(3)-(5), MCA. Again, however, the case may not be tried before a jury, §§ 49-2-505, 49-2-509(7), MCA; Vainio, 258 Mont. at 276-77, 852 P.2d at 599, and the district courtsâ authority to grant relief in such an action is no greater than the authority of the Department or the Human Rights Commission in the administrative proceedings, § 49-2-509(6), (7),
¶44 As noted, these procedures and remedies constitute the exclusive means of redress for conduct which falls within the MHRAâs definition of unlawful discrimination. Section 49-2-509(7), MCA. That brings us to the first question we must answer to resolve the first issue in this appeal-that is, whether the conduct at issue here falls within the MHRAâs definition of unlawful âdiscrimination.â
¶45 In the proceedings below, the District Court determined that Keetonâs alleged conduct amounted to âsexual harassment.â Thus, because âsexual harassmentâ is a form of sexual discrimination prohibited by the MHRA, Harrison, 244 Mont. at 221, 797 P.2d at 204, and because the MHRAâs remedial scheme provides the exclusive means of redress for sexual discrimination in employment, § 49-2-509(7), MCA, the District Court concluded that Saucierâs tort claims are barred as a matter of law.
¶46 On appeal, McDonaldâs argues that the gravamen of Saucierâs complaint is âsexual harassment,â and thus the MHRAâs exclusivity provision bars any tort action based on Keetonâs alleged acts, just as the District Court concluded. In support of this argument, McDonaldâs cites our decisions in Harrison, Bruner v. Yellowstone County, 272 Mont. 261,263-64,900 P.2d 901, 903 (1995), and Arthur v. Pierre Ltd., 2004 MT 303, 323 Mont. 453, 100 P.3d 987. Conversely, Mallory argues that Keetonâs conduct went far beyond mere âsexual harassmentâ prohibited by the MHRA. In support of this argument, Mallory distinguishes the conduct at issue in Harrison, Bruner, and Arthur, and asserts that Keetonâs actions amount to criminal assault. We now turn to these cases.
¶48 In attempting to distinguish her employerâs conduct from the type of conduct prohibited by the MHRA, the plaintiff argued that the âalleged acts were sexual harassment, not sexual discrimination.â Harrison, 244 Mont. at 220, 797 P.2d at 203. We held that sexual harassment is a form of sexual discrimination prohibited by the MHRA. Harrison, 244 Mont. at 221, 797 P.2d at 204. In rendering this holding, we reasoned: âWhen sexual harassment is directed at an employee solely because of gender, the employee is faced with a working environment fundamentally different from that faced by an employee of the opposite gender. That difference constitutes sexual discrimination in employment.â Harrison, 244 Mont. at 221, 797 P.2d at 204 (internal citation omitted).
¶49 We then observed that sexual harassment can be framed in terms of numerous tort theories, and stated that this Court will not condone âsuch recharacterization [by tort terminology] of what is at heart a sexual discrimination claim.â Harrison, 244 Mont. at 223, 797 P.2d at 205. Finally, while acknowledging the tortious nature of the employerâs alleged acts, we ultimately focused on the âgravamenâ of the complaint and thereby determined that the alleged conduct amounted to sexual harassment prohibited by the MHRA. Harrison, 244 Mont. at 222-23, 797 P.2d at 205. Consequently, we held that the MHRAâs exclusivity provision applied-i.e., that the plaintiffâs sole means of recourse was through the MHRAâs remedial scheme and she was therefore barred from pursuing a tort action in district court. Harrison, 244 Mont. at 223, 797 P.2d at 205.
¶50 In Bruner, a secretary for the Yellowstone County Attorneyâs Office filed an action in district court alleging that she had been subjected to sexual harassment by a male deputy county attorney, and asserting a tort claim of negligent retention.
¶51 In Arthur, the plaintiff, Amber Arthur (âArthurâ), was employed as a dining-room waitress at a hotel. Arthur, ¶ 6. She filed an action in district court alleging that one of her male co-workers, James Kennedy (âKennedyâ), had harassed her in various ways. Arthur, ¶¶ 6, 12. Specifically, she alleged that Kennedy had made inappropriate comments to her regarding her body and her personal relationship with her boyfriend; that he followed her about the dining room while she worked; that he had restricted her movement on occasion by cornering her in the dining-room office or behind the bar; and that he âslapped her on the buttocksâ in one instance. Arthur, ¶¶ 8, 25. Additionally, Arthur alleged that Kennedy had similarly pursued her while away from work by, among other things, following her around town and appearing at her second job to bring her gifts. Arthur, ¶¶ 8-9. Based on these allegations, Arthur asserted the following causes of action: â(1) failure to provide a safe place to work, (2) negligent retention of Kennedy, (3) negligent supervision of Kennedy, (4) intentional infliction of emotional distress, (5) negligent infliction of emotional distress, and (6) sexual harassment under the Montana Human Rights Act.â Arthur, ¶ 12.
¶52 In support of her tort claims, Arthur attempted to distinguish the alleged acts from the type of conduct that falls within the MHRAâs definition of sexual discrimination. Arthur, ¶ 18. In doing so, she argued that Kennedyâs conduct was âdifferent-in-kind and distinct from sexually discriminatory conduct,â and that she âsuffered injuries and damages of a greater degree than those typically stemming from workplace sexual harassment.â Arthur, ¶ 18. Arthur also argued that âKennedyâs actions went beyond mere sexual harassment, escalating to criminal conduct such as sexual assault, stalking and intimidation.â
¶53 In response, we adhered to our approach in Harrison and Bruner, examining the nature of Arthurâs factual allegations to determine the gravamen of her complaint. Arthur, ¶¶ 25-26. In doing so, we referred to language from Harrison indicating that sexual harassment can consist of unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature. Arthur, ¶ 25 (citing Harrison, 244 Mont. at 221, 797 P.2d at 203). On that basis, we determined that Kennedyâs alleged acts amounted to verbal and physical conduct of a sexual nature which constitutes sexual harassment prohibited by the MHRA. Arthur, ¶ 25.
¶54 As for the argument that Kennedyâs acts constituted âcriminal conduct,â we reasoned: âthe fact that sexually harassing conduct also may constitute criminal conduct does not necessarily mean that it is not sexual discrimination as contemplated by the MHRA.â Arthur, ¶ 25. In support of this rationale, we noted that this Court found the forcible kissing in Harrison to be âsexual harassmentâ contemplated by the MHRA even though it could have been deemed sexual assault. Arthur, ¶ 25 (citing Harrison, 244 Mont. at 223, 797 P.2d at 205). We also noted:
much of the conduct she alleges in support of her assertion that Kennedyâs conduct was criminal in nature occurred after her employment with the [hotel] ended. This includes Kennedyâs appearing outside her home, driving by her home at night and following her around town while she attended to personal and work-related activities, as well as being arrested for violating several restraining orders she obtained after she left the [hotelâs] employ.
Arthur, ¶ 26.
¶55 Upon this analysis, we concluded that the alleged discriminatory conduct which occurred in the workplace-as opposed to that occurring after Arthur left her employment-did not constitute more than âmere sexual harassmentâ prohibited by the MHRA. Arthur, ¶ 26. Thus, because the MHRA exclusivity rule mandates that recourse for âsexual harassmentâ may only be pursued through the MHRA remedial scheme, Arthur was barred from pursuing tort claims. Arthur, ¶ 27.
¶56 While these cases do not provide a comprehensive definition of âsexual harassmentâ prohibited by the MHRAâs anti-discrimination provisions, they do provide general principles which aid in identifying the types of conduct properly characterized as such. First, âsexual harassmentâ includes some tortious conduct, such as âunwelcome
¶57 Thus, the bottom line is that the gravamen depends on the nature of the alleged conduct, and not upon the technical format of the complaint or procedural aspects of the case. This Court has, without exception, conducted the gravamen analysis with no regard for whether or not the plaintiff first pressed the claim as a MHRA action. See e.g., Harrison, 244 Mont. at 218, 223, 797 P.2d at 202, 205 (plaintiff initially pursued her claim by way of a tort action in district court, and we later concluded it was a discrimination claim); Bruner, 272 Mont. at 264-67, 900 P.2d at 903-05 (plaintiff first brought a discrimination claim pursuant to MHRA procedures, and then filed a tort action in district court); Shields v. Helena School District No. 1, 284 Mont. 138, 140-41, 149-50, 943 P.2d 999, 1000, 1005-06 (plaintiffs initially pursued a tort action in district court, alleging disparate treatment by a school; we concluded it was a discrimination claim); Arthur, ¶¶ 7, 9-12 (plaintiff first filed a discrimination claim pursuant to MHRA procedures, and then filed a tort action in district court).
¶58 As the foregoing precedent suggests, therefore, the fact that a claimant first characterizes the subject conduct as discrimination and pursues a MHRA action does not of itself establish conclusively what the gravamen of the claim actually is-the gravamen analysis has been the province of the court before which the question is ultimately presented.
¶59 With the foregoing principles in mind, we now turn to the case before us.
¶60 At the outset, we address several preliminary matters. First, we address a contention regarding the $500,000.00 consent judgment against Keeton. Mallory argues this Court should âhold that McDonaldâs, as Keetonâs employer, is responsible for the judgment
¶61 Second, McDonaldâs asserts that Mallory has failed to appeal the District Courtâs order granting summary judgment to Keeton on Saucierâs tort claims. We reject this argument because Mallory filed a Notice of Appeal which expressly states that she appeals the District Courtâs order granting partial summary judgment in favor of Keeton. Moreover, in accordance with her Notice of Appeal, Malloryâs arguments in her briefing to this Court substantively address Saucierâs tort claims against both McDonaldâs and Keeton, and they are the same arguments presented to the District Court.
¶62 Third, we note that the Complaint Mallory filed in District Court asserted several tort claims, including the tort of âassault,â while also referring to Keetonâs conduct as a âsexual assault and battery.â The tort of assault is distinct from the tort of battery. As provided in the Montana Pattern Instructions, which are modeled after the Restatement (Second) of Torts, the tort of battery is âan intentional contact by one person with the person of another which is harmful or offensive,â while the tort of assault is âany intentional threat of harmful or offensive contact with another by force under circumstances which create a well founded fear of such contact, coupled with the apparent present ability to carry out the threat.â M.P.I.2d 9.01 (emphasis added) (citing Restatement (Second) of Torts §§ 13-34 (1965)). Mallory has not alleged or cited any evidence that Keeton ever communicated a threat of harmful or offensive contact or that Saucier was ever put in fear of such contact. However, the allegations and evidence do support a claim of battery.
¶63 It is well established that although harmful or offensive contact may constitute a battery, effective consent to such contact will bar recovery in tort. Restatement (Second) of Torts § 892A(1). However, to be effective, the consent must be rendered by one who has the capacity to consent-i.e., the capability to appreciate the nature, extent, and probable consequences of the conduct. Restatement
¶64 As for Saucierâs additional tort causes of action, the Complaint asserted claims for negligent supervision, failure to provide a safe workplace, âbreach of fiduciary (custodial) duty,â negligent and intentional infliction of emotional distress, and ârespondeat superior.â As Mallory has conceded, the first three claims are directed at McDonaldâs, and not Keeton. The remaining tort claims (in addition to battery) are negligent and intentional infliction of emotional distress and ârespondeat superior.â We note that respondeat superior is not a free-standing or independent tort cause of action; rather, it is a doctrine of the law of agency by which the consequences of one personâs actions may be attributed to another person. Restatement (Third) of Agency § 2.01 Introductory Note (2006); Kornec v. Mike Horse Mining & Milling Co., 120 Mont. 1, 7-8, 180 P.2d 252, 256 (1947); Vainio, 258 Mont. at 279, 852 P.2d at 600 (1993). Thus, this âclaimâ is not amenable to summary disposition as a stand-alone tort cause of action. It will be up to the District Court on remand to determine the merits of the theoryâs application in this case.
¶65 Next, pursuant to the applicable standard of review, we explain our assessment of the facts regarding the extent of Saucierâs disability. The litigants zealously dispute this issue. However, because McDonaldâs is the party seeking to preclude a trial on the merits, we must view the facts in a light most favorable to Saucier, and we must draw all reasonable inferences in her favor. LaTray, ¶ 15. We have consistently followed this approach because summary judgment is an extreme remedy which should never substitute for a trial on the merits if a material factual controversy exists. Delaware v. K-Decorators, Inc., 1999 MT 13, ¶ 55, 293 Mont. 97, ¶ 55, 973 P.2d 818, ¶ 55.
¶66 At the heart of this case is the factual allegation that Saucierâs disability precluded her from effectively consenting to the sexual conduct of her supervisor, Keeton, in the employment setting. In support of this allegation, Mallory cites, inter alia, evidence of
¶67 Viewing the conflicting evidence in a light most favorable to Saucier,
¶68 Next, it is our task to determine what the gravamen of Saucierâs claim actually is. Again, construing the facts in Saucierâs favor, as we must do at this stage of the proceedings, we start with the proposition that the conduct complained of is non-consensual sex. The grave nature of this conduct sets it far apart from anything we have previously held to constitute âsexual harassmentâ under the MHRA. While the spectrum of conduct noted above covers a broad range of
¶ 69 In this connection, we note the disparity between the criminal penalties for âdiscriminationâ under the MHRA and the criminal penalties for sexual intercourse without consent. The MHRA designates unlawful discrimination in employment as a misdemeanor criminal offense punishable by no more than six months of imprisonment and a fine of no more than $500.00. Section 49-2-601, MCA. Conversely, under Title 45 it is a felony offense to knowingly have sexual intercourse with a person whose mental condition renders him or her incapable of consent. Sections 45-5-503(1), 45-5-501(1)(b)(i), 45-2-101(39), MCA. Reflecting the gravity of such conduct, our law requires a punishment of no less than two years imprisonment for this offense, and up to a life term of imprisonment and a maximum fine of $50,000.00. Section 45-5-503(2), MCA. While we are not faced here with a criminal prosecution, nonetheless the stark contrast between the statutory penalties underscores the significant distinction between the two categories of offense.
¶ 70 Simply put, nothing in the statutory scheme or our precedent supports the notion that non-consensual sex falls within the MHRAâs definition of discrimination. As such, it is apparent that we would have to drastically expand that definition in order to hold that it encompasses the conduct at issue here. While McDonaldâs would have us do so, it fails to support such an undertaking. We are, after all, required to construe the definition of discrimination by viewing it in light of the statutory scheme in which it resides. State v. Branam, 2006 MT 300, ¶ 15, 334 Mont. 457, ¶ 15, 148 P.3d 635, ¶ 15. McDonaldâs offers no explanation as to how such a revision of the definition of discrimination would be consistent with the rest of the MHRA.
¶71 In summary, we conclude that non-consensual sex goes beyond any reasonable conception of âsexual harassmentâ and falls outside the MHRAâs definition of âdiscriminationâ in employment. Simply put, allegations of non-consensual sex sound in tort and not in discrimination.
¶72 Next, we address whether the District Court erred in concluding that Malloryâs tort claims were barred under the exclusivity provision of the MHRA. Here, Mallory initially brought this claim as a discrimination action and thus filed it with the Department. However, we have determined that her claim sounds in tort and not discrimination. The question of whether Mallory may therefore proceed with a tort action in district court presents a conundrum which we will address in general and then specific terms, in the hopes of giving some instruction to the practitioner who must wade through this forum mine field.
¶73 In general terms, the question presented is this: If the Department concludes there is no cognizable discrimination claim, or if the reviewing court determines that the gravamen of the case before it is not tort but is, rather, discrimination, may the litigant then pursue the other option? The answer to this question is a qualified yes. Provided the alternative claim or complaint is filed within the applicable law, including the statute of limitations, and provided the discrimination claim does not sound in tort or the tort claim in discrimination, the alternative case is not barred. Our recent decision in Vettel-Becker v. Deaconess Medical Center, 2008 MT 51, 341 Mont. 435, 177 P.3d 1034 is instructive.
¶74 In Vettel-Becker, the plaintiff pursued an employment discrimination claim under the MHRA after he was discharged from employment by Deaconess. Vettel-Becker, ¶¶ 2,23. However, only a few days later, he filed a complaint in district court alleging that his discharge was not for good cause. Vettel-Becker, ¶¶ 2, 23. Ultimately, the Department dismissed his claim. Vettel-Becker, ¶¶ 2, 23. Vettel
¶75 Pertinent to the case before us, we said in Vettel-Becker that, where a discrimination claim is disallowed, the claimant may pursue relief in the district court (in Vettel-Becker, the relief sought was under the Wrongful Discharge from Employment Act (âWDEAâ)), âprovided that claim is not premised upon âunderlying allegations of . . . discrimination.â â Vettel-Becker, ¶ 37 (quoting Arthur, ¶ 18). Concluding that Vettel-Beckerâs WDEA claim was not grounded in discrimination, we held that the district court erred in granting summary judgment to Deaconess on the grounds of MHRA exclusivity. Vettel-Becker, ¶¶ 37, 46. Arguably, the converse would also be true: If a claim is filed in district court, sounding in tort, and the court concludes that the claim is grounded in discrimination, then a claim for discrimination before the Department would not be barred, provided of course that the claimant complies with the statute of limitations which governs MHRA actions.
¶76 Our rationale in Vettel-Becker applies here. While Mallory sought relief for discrimination in the Department, she also sought relief subsequently in the District Court for tortious conduct. When the Human Rights Bureau concluded she did not state a cognizable claim for discrimination, Mallory was then free to pursue relief for the defendantsâ alleged tortious conduct in district court, as long as her claim there was not grounded upon underlying allegations of discrimination. Vettel-Becker, ¶ 37. As we conclude here above, Malloryâs claim of non-consensual sex is grounded not in discrimination, but in tort. Therefore, she is not barred from proceeding in district court. As we noted in Vettel-Becker, a contrary conclusion under such circumstances would result in a denial of any procedure or remedy for Malloryâs dispute. Vettel-Becker, ¶ 36 (citing Schultz v. Stillwater Mining Co., 277 Mont. 154, 157, 920 P.2d 486, 487-88 (1996)). Accordingly, we hold that the District Court erred in concluding that Saucierâs tort claims against Keeton and McDonaldâs are barred by the MHRAâs exclusivity provision.
¶77 (2) Did the District Court err in concluding that
¶78 As noted above, in addition to the tort claims, Mallory asserted, on Saucierâs behalf, claims of gender discrimination and disability discrimination against both Keeton and McDonaldâs. The District Court denied Keetonâs motion for summary judgment on these claims, and he thereafter stipulated to the entry of judgment in Saucierâs favor. However, the court granted McDonaldâs motion for summary judgment on Saucierâs discrimination claims. In doing so, the court relied on federal case law and concluded that McDonaldâs had sufficiently established an affirmative defense by taking reasonable preventive and remedial steps to address discrimination at the restaurant. Given our resolution of the first issue in this appeal, we need not address the courtâs reasoning. As we have held, this Court will affirm a district court which reaches the correct result, regardless of the district courtâs reasoning. Estate of Bovey, 2006 MT 46, ¶ 9, 331 Mont. 254, ¶ 9, 132 P.3d 510, ¶ 9.
¶79 As noted above, in determining whether a plaintiff has stated a tort claim or a discrimination claim, we look to the gravamen of the complaint. See e.g. Harrison, 244 Mont. at 223, 797 P.2d at 205. When the gravamen is ascertained, the complaint is thereby designated as either a tort action or a discrimination action. If the alleged conduct falls outside the MHRAâs definition of unlawful discrimination, the plaintiff may maintain a tort action. However, because the MHRA establishes the exclusive means of legal redress for unlawful discrimination, § 49-2-509(7), MCA, the plaintiff may not simultaneously proceed in district court with a discrimination claim based on the same allegations when it is determined that the complaint sounds in tort. Harrison, 244 Mont. at 223, 797 P.2d at 205; Arthur ¶¶ 12, 27.
¶80 Here, as we have concluded above, the alleged conduct goes beyond the type of discriminatory actions contemplated by the MHRA. Thus, Mallory may maintain tort claims on Saucierâs behalf in the District Court. However, given the exclusivity provision of the MHRA, Mallory may not simultaneously proceed in the District Court with a discrimination claim on Saucierâs behalf based on the same allegations.
¶81 On this basis, then, we conclude the District Court appropriately granted summary judgment on Saucierâs discrimination claims. Because the court reached the correct result, we need not address its application of federal precedent with respect to the merits of Saucierâs discrimination claims. Estate of Bovey, ¶ 9.
¶82 We affirm the District Courtâs order granting summary judgment on Saucierâs discrimination claims. We reverse the District Courtâs orders granting summary judgment on Saucierâs tort claims against both Keeton and McDonaldâs, and we remand for further proceedings.
Because many portions of the MHRA have been revised since its enactment, we note here that all statutory references in this Opinion are to the 2001 version of the MHRA, which was in effect during the time period relevant to this case. See Boettcher v. Montana Guaranty Fund, 2007 MT 69, ¶ 14,336 Mont. 393, ¶ 14,154 P.3d 629, ¶ 14.
This exclusivity provision has not been legislatively altered in relevant part since its enactment in 1987.
The MHRA provides one exception to this rule, allowing district courts to assess limited punitive damages for repeated violations of housing discrimination law. Section 49-2-510(6), MCA.
The MHRA provides one exception to this rule, allowing district courts to award reasonable attorney fees to the prevailing party. Section 49-2-509(6), MCA.
In Romero v. J & J Tire, 238 Mont. 146, 151, 777 P.2d 292, 295-96 (1989), the plaintiff argued that because the MHRA does not allow for jury trial, it violates the fundamental constitutional right to jury trial in civil actions, as provided for in Article II, Section 26, of the Montana Constitution. This Court rejected that argument, reasoning that when the Legislature creates new statutory rights, it may also specify a means of adjudication for those rights other than jury trial. Romero, 238 Mont. at 151, 777 P.2d at 295-96 (citation omitted). Notably, however, the Romero decision was rendered before the Harrison decision expanded the MHRAâs definition of discrimination to include some forms of tortious conduct which have always been vindicated by way of jury trial. Of course, it is not only plaintiffs who would seek a jury trial where a discrimination claim proceeds to district court. For example, in Vainio, 258 Mont. at 275-81, 852 P.2d at 598-601, where the Human Rights Commission issued a compensatory award of $20,000.00 for damages arising from sexual harassment, the defendant then argued on appeal, like the plaintiff did in Romero, that the MHRA is unconstitutional because it does not allow for jury trial. This Court declined to declare the MHRA unconstitutional on that basis, rendering a cursory analysis relying on Romero which had already rejected such an argument (albeit prior to the Harrison decision). Vainio, 258 Mont. at 276-77, 852 P.2d at 599.
The plaintiff also brought a claim for battery, but later conceded to dismissal of that claim during summary judgment proceedings.
Although âno one suffers a legal wrong as the result of an act to which [he or she] freely consents,â there are âpersons whom the law protects for reasons of policy, such as those who are mentally immature or otherwise incompetent.â Restatement (Second) of Torts § 892A(1) cmt. a.
We express no opinion as to whether evidence of any previous sexual relationship would be admissible at trial.
We recognize that it is somewhat ludicrous to identify evidence of Saucierâs disability as âfavorableâ to her. We use this terminology here only in the sense that such evidence is favorable with respect to her limited guardianâs effort to obtain legal redress on Saucierâs behalf.
Even a cursory review of the statutory scheme reveals that serious questions could arise in this regard. For example, the MHRA mandates that, as the initial requirement in addressing a properly supported claim of unlawful discrimination, officials with the Department of Labor and Industry must attempt to resolve the issue by way of âconference, conciliation, and persuasion.â Section 49-2-504(1)(a), MCA. Suffice it to say, we have difficulty imagining that the Legislature envisioned âconference, conciliation, and persuasionâ as legitimate means of addressing non-consensual sex.