Welker Bearing Co. v. PHD, INC.
WELKER BEARING COMPANY, Plaintiff, v. PHD, INC., Defendant
Attorneys
Jeffrey A. Sadowski, Brad A. Rayle, Dean W. Amburn, Howard & Howard, Bloomfield Hills, MI, for Plaintiff., Dale R. Brown, Dawn R. Rosemond, Barnes & Thornburg, Fort Wayne, IN, Kathleen A. Clark, Dawson and Clark, Detroit, MI, for Defendant.
Full Opinion (html_with_citations)
OPINION AND ORDER REGARDING CROSS-MOTIONS FOR SUMMARY JUDGMENT AND DEFENDANTâS MOTION FOR CLAIM CONSTRUCTION
I. INTRODUCTION
Plaintiff Welker Bearing Company commenced this suit in this Court on July 25, 2006, alleging that certain pin clamps offered or sold by Defendant PHD, Inc. infringe two patents held by Plaintiff. Defendant denies these allegations of infringement, and also has asserted an affirmative defense of patent invalidity. This Courtâs jurisdiction rests upon Plaintiffs assertion of claims under the federal patent laws, 35 U.S.C. § 1 et seq. See 28 U.S.C. § 1338(a).
Through cross-motions filed on May 31 and June 18, 2007, each of the parties seeks summary judgment in its favor as to the infringement or non-infringement of the two patents-in-suit, U.S. Patent No. 6,786,478 (the â'478 patentâ) and U.S. Patent No. 6,913,254 (the â'254 patentâ). In addition, Defendant filed a May 31, 2007 motion seeking the Courtâs acceptance of its proposed construction of claim 1 of the '254 patent.
Each of these motions has been fully briefed by the parties, and the Court heard oral argument on these motions on November 29, 2007. Having reviewed the partiesâ written submissions and the record as a whole, and having considered the arguments of counsel at the November 29 hearing, the Court now is prepared to rule on these three motions. This opinion and order sets forth the Courtâs rulings on these matters.
II. FACTUAL BACKGROUND
Although the specific patent claims and products involved in this suit are discussed in greater detail below, as pertinent to the particular issues raised by the parties, it is helpful at the outset to describe the general nature of the inventions and products at issue here. In particular, this case concerns pin clamps that are used, in the automobile industry and in other industrial settings, to hold a work piece (such as a sheet of metal) securely in place during welding or other manufacturing processes. *687 These pin clamps feature a locating pin that is inserted into a hole in the work piece, whereupon clamping fingers emerge out of the locating assembly and hold the work piece in place.
Plaintiff Welker Bearing Company and one of its contract employees, Joseph M. Pavlik, jointly own the rights to two patents for such pin clamps. The first of the two patents-in-suit, U.S. Patent No. 6,786,-478 (the â'478 patentâ), was issued on September 7, 2004. The second patent-in-suit, U.S. Patent No. 6,913,254 (the â'254 patentâ), was issued on July 5, 2005. Mr. Pavlik has granted Plaintiff an exclusive license to all of his rights in these two patents.
The two patents-in-suit are quite similar. Indeed, the patent examiner initially rejected the '254 patent on non-statutory âdouble patentingâ grounds. To overcome this rejection, Plaintiff executed a âTerminal Disclaimerâ on January 12, 2005, under which Plaintiff disclaimed the terminal part of the statutory term of the '254 patent that otherwise would have extended beyond the expiration of the '478 patent.
In this case, Plaintiff asserts that these patents are infringed by two of Defendantâs products. Defendant began development of the first of these products, the âPHD Series PLC Clamp Iâ (âClamp Iâ), in late 2003, in response to the demands of one of its major customers, General Motors. During the development process, Defendantâs employees were shown one of Plaintiffs pin clamps, but Defendant denies that it saw the internal workings of Plaintiffs clamp until October of 2004. As discussed in greater detail below, Defendant contends that Clamp I never proceeded beyond the prototype phase, that only a handful were made, and that none were sold. Defendant further asserts that it did not engage in any sort of commercial activity relative to Clamp I at any point after the '478 patent was issued on September 7, 2004.
On November 15, 2004, the parties met to discuss the possibility of licensing the '478 patent. When these discussions failed to produce an agreement, Defendant commenced an effort to design around Plaintiffs patent. This process resulted in the second of Defendantâs products at issue here, the âPHD Series PLC Clamp IIâ (âClamp IIâ), which was made commercially available in June of 2005. As addressed below, the disposition of this infringement suit turns largely upon the extent of Defendantâs success in designing around the inventions disclosed in the two patents-in-suit.
III. ANALYSIS
A. Defendantâs Motion for Claim Construction
1. The Law Governing Defendantâs Motion
The Court turns first to Defendantâs motion for claim construction, in light of the impact of this matter upon the issues raised in the partiesâ remaining motions. The interpretation of patent claims is âexclusively within the province of the court.â Markman v. Westview Instruments, Inc., 517 U.S. 370, 372, 116 S.Ct. 1384, 1387, 134 L.Ed.2d 577 (1996). The principal focus of claim construction is the language of the claims themselves, as âthe claims are of primary importance, in the effort to ascertain precisely what it is that is patented.â Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed.Cir.2005) (internal quotation marks and citation omitted). â[T]he words of a claim are generally given their ordinary and customary meaningââ that is, âthe meaning that the term[s] would have to a person of ordinary skill in the art in question at the time of the invention.â Phillips, 415 F.3d at 1312-13 *688 (internal quotation marks and citations omitted). In some cases, this âordinary meaningâ is simply the âwidely accepted meaning of commonly understood words,â but it may prove necessary in other cases to consider whether a claimâs terms âhave a particular meaning in a field of artâ that is ânot immediately apparentâ to those outside this field. 415 F.3d at 1314.
While claim construction begins with the language of the claim itself, it bears emphasis that a patentâs claims âdo not stand alone,â but rather âare part of a fully integrated written instrumentâ that also includes a specification. 415 F.3d at 1315 (internal quotation marks and citation omitted). Thus, âclaims must be read in view of the specification, of which they are a part,â and the specification is âthe single best guide to the meaning of a disputed term.â 415 F.3d at 1315 (internal quotation marks and citation omitted). Moreover, âthe person of ordinary skill in the art is deemed to read the claim term not only in the context of the particular claim in which the disputed term appears, but in the context of the entire patent, including the specification.â 415 F.3d at 1313. âThe construction that stays true to the claim language and most naturally aligns with the patentâs description of the invention will be, in the end, the correct construction.â 415 F.3d at 1316 (internal quotation marks and citation omitted).
Beyond the four corners of the written instrument, the Court also may consider âintrinsic evidenceâ â consisting of âthe complete record of the proceedings beforeâ the Patent and Trademark Office (âPTOâ), including âthe prior art cited during the examination of the patentâ â and âextrinsic evidenceâ â which includes âexpert and inventor testimony, dictionaries, and learned treatises.â 415 F.3d at 1317 (internal quotation marks and citations omitted). Yet, the intrinsic evidence âis less useful for claim construction purposesâ than the claim language itself, and the extrinsic evidence is still âless significant than the intrinsic record in determining the legally operative meaning of claim language.â 415 F.3d at 1317 (internal quotation marks and citations omitted). With these standards in mind, the Court turns to the claim construction task implicated by Defendantâs motion â namely, the interpretation of the disputed elements of claim 1 of the '254 patent.
2. The Reference in Claim 1 to a âMechanismâ for Moving Clamping Fingers Into and Out of the Locating Assembly Discloses a Means-Plus-Function Limitation Governed by 35 U.S.C. § 112 ¶6.
Although the parties fault each other for their failure to reach an agreement as to precisely which aspects of claim 1 remain in dispute, it is evident from their submissions that Plaintiff and Defendant disagree only as to one element of this claim. Specifically, the parties dispute the meaning to be given to the claim language referencing a âmechanismâ for moving the pin clampâs fingers into and out of the locating assembly. Through the present motion, Defendant contends that the term âmechanismâ as used in claim 1 should be viewed as a means-plus-function limitation, such that this term must be construed as encompassing only the corresponding structure described in the patent specification for performing the function of this âmechanism.â The Court agrees.
The disputed term is found near the end of claim 1, which reads in its entirety:
1. A locating and clamping assembly comprising:
a body defining an internal cavity and an opening from said cavity to the exterior of said body; *689 a locating pin disposed in said cavity and extending along an axis A out of said opening to a distal end; an actuator for moving said locating pin rectilinearly along said axis A into and out of said opening;
at least one finger supported by said locating pin adjacent said distal end; said assembly characterized by a mechanism for moving said finger along a straight line into and out of said locating pin perpendicular to said axis A in response to said rectilinear movement of said locating pin.
(Defendantâs Appâx, Ex. D, '254 patent at 8:12-24 (emphasis added).) Apart from their dispute over the term âmechanism,â the parties evidently agree as to the ordinary and customary meaning that should be assigned to the remaining elements of this claim.
As to this sole disputed element, the partiesâ disagreement turns upon whether the term âmechanismâ dictates that this element be construed as a means-plus-function limitation governed by 35 U.S.C. § 112 ¶ 6. Under this statutory provision, a claim element âmay be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof,â in which case the claim âshall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.â 35 U.S.C. § 112 ¶ 6. As the Federal Circuit has explained, § 112 ¶ 6 âpermit[s] the use of purely functional language in claims,â but âlimit[s] the breadth of such claim language by restricting its scope to the structure disclosed in the specification and equivalents thereof.â Greenberg v. Ethicon Endo-Surgery, Inc., 91 F.3d 1580, 1582 (Fed.Cir.1996).
âIn determining whether a claim limitation is a means-plus-function limitation, the use of the word âmeansâ creates a presumption that § 112, f 6 applies.â Wenger Manufacturing, Inc. v. Coating Machinery Systems, Inc., 239 F.3d 1225, 1232 (Fed.Cir.2001) (internal quotation marks and citation omitted). By the same token, if the word âmeansâ does not appear, the limitation in question âis presumptively not subject to [§ ] 112 ¶ 6.â Massachusetts Institute of Technology v. Abacus Software (hereafter âMIT"), 462 F.3d 1344, 1353 (Fed.Cir.2006) (emphasis added). Nonetheless, âa limitation lacking the term âmeansâ may overcome the presumption against means-plus-function treatment if it is shown that the claim term fails to recite sufficiently definite structure or else recites function without reciting sufficient structure for performing that function.â MIT, 462 F.3d at 1353 (internal quotation marks and citations omitted). In this case, Defendant argues that the presumption against means-plus-function treatment is overcome by the use of the term âmechanismâ in a purely functional way, unaccompanied by any sort of language suggestive of a structure that performs the function of this âmechanism.â
As Defendant points out, MIT itself was a case in which the Federal Circuit held that a claimâs reference to âmechanismâ was synonymous with âmeans,â and hence was properly construed as disclosing a means-plus-function limitation. The patent in that case âdisclose[d] a color processing system for producing copies of col- or originals,â and one of the elements of claim 1 of this patent was a âcolorant selection mechanismâ that received âappearance signalsâ derived from a scanned original image and selected âcorresponding reproduction signalsâ that would result in a âcolorimetrically-matched reproduction.â MIT, 462 F.3d at 1348. The district court construed the phrase âcolorant selection mechanismâ as a means-plus-function limitation, and the Federal Circuit affirmed:
We agree with the district courtâs conclusion that the presumption here *690 [against means-plus-function treatment] is overcome and that the phrase âcolorant selection mechanismâ should be construed as a means-plus-function limitation. The generic terms âmechanism,â âmeans,â âelement,â and âdevice,â typically do not connote sufficiently definite structure....
Here, the patentee used âmechanismâ and âmeansâ as synonyms. At least one dictionary definition equates mechanism with means. See The Random House Websterâs Unabridged Dictionary 1193 def. 2 (2d ed.1998) (defining âmechanismâ as âthe agency or means by which an effect is produced or a purpose is accomplishedâ); see also The Random House Dictionary of the English Language â The Unabridged Edition 889 (1973) (same). The term âmechanismâ standing alone connotes no more structure than the term âmeans.â
462 F.3d at 1354 (citations omitted).
In so ruling, the court distinguished an earlier decision, Greenberg, supra, 91 F.3d at 1583-84, in which another Federal Circuit panel had held that the phrase âdetent mechanismâ did not trigger means-plus-function treatment under § 112 ¶6. In Greenberg, the district court had concluded that âdetent mechanismâ was subject to § 112 ¶ 6, in part âbecause the term did not describe a particular structure but described any structure that performed a detent function.â Greenberg, 91 F.3d at 1583. The Federal Circuit found this reasoning insufficient to justify means-plus-function treatment:
... [T]he fact that a particular mechanism â here âdetent mechanismâ â is defined in functional terms is not sufficient to convert a claim element containing that term into a âmeans for performing a specified functionâ within the meaning of section 112(6). Many devices take their names from the functions they perform. The examples are innumerable, such as âfilter,â âbrake,â âclamp,â âscrewdriver,â or âlock.â Indeed, several of the devices at issue in this case have names that describe their functions, such as âgraspers,â âcutters,â and âsuture applicators.â
âDetentâ (or its equivalent, âdetent mechanismâ) is just such a term. Dictionary definitions make clear that the noun âdetentâ denotes a type of device with a generally understood meaning in the mechanical arts, even though the definitions are expressed in functional terms. It is true that the term âdetentâ does not call to mind a single well-defined structure, but the same could be said of other commonplace structure terms such as âclampâ or âcontainer.â What is important is not simply that a âdetentâ or âdetent mechanismâ is defined in terms of what it does, but that the term, as the name for structure, has a reasonably well understood meaning in the art.
91 F.3d at 1583 (citations omitted).
Despite some similarity in the language at issue â âcolorant selection mechanismâ in MIT versus âdetent mechanismâ in Greenberg â the court in MIT nonetheless found that Greenberg was distinguishable:
Claim language that further defines a generic term like âmechanismâ can sometimes add sufficient structure to avoid [§ ] 112 ¶ 6. For example, in Greenberg v. Ethicon Endo-Surgery, Inc., 91 F.3d 1580 (Fed.Cir.1996), which involved a mechanical device, we held that [§ ] 112 ¶ 6 did not apply to the term âdetent mechanismâ because âthe noun âdetentâ denotes a type of device with a generally understood meaning in the mechanical arts, even though the definitions are expressed in functional terms.â Id. at 1583. The court recited several dictionary definitions for âde-tent,â including âa mechanism that tern- *691 porarily keeps one part in a certain position relative to that of another, and can be released by applying force to one of the parts.â Id. (internal quotation marks and citations omitted). These definitions connoted sufficient structure to avoid [§ ] 112 ¶ 6 ....
In contrast, the term âcolorant selection,â which modifies âmechanismâ here, is not defined in the specification and has no dictionary definition, and there is no suggestion that it has a generally understood meaning in the art. We therefore agree with the district court that âcolorant selection mechanismâ does not connote sufficient structure to a person of ordinary skill in the art to avoid [§ ] 112 ¶ 6 treatment.
MIT, 462 F.3d at 1354 (footnotes omitted).
Returning to the present case, this Court readily concludes that the claim language at issue here is far more analogous to the âcolorant selection mechanismâ of MIT than to the âdetent mechanismâ of Greenberg. As explained in MIT, â[t]he term âmechanismâ standing alone connotes no more structure than the term âmeans.â â MIT, 462 F.3d at 1354. It follows that a âmechanismâ should ordinarily be construed as a means-plus-function limitation absent accompanying claim language that is suggestive of structure, at least to a person of ordinary skill in the relevant art. This, then, was the crucial distinction between the claim language addressed in Greenberg and in MIT â the additional âdetentâ qualifier in the former case was found to be a âname for structureâ that had a âreasonably well understood meaning in the art,â Greenberg, 91 F.3d at 1583, while the âcolorant selectionâ modifier in the latter case lacked any comparable structural connotation that was âgenerally understood in the art,â MIT, 462 F.3d at 1354.
The term âmechanismâ as used in claim 1 of the '254 patent is still further along the means-plus-function spectrum than the âcolorant selection mechanismâ under consideration in MIT, because the reference to a âmechanismâ in this case is utterly unaccompanied by any language that is suggestive of structure, whether specific or generic. As stated earlier, the pertinent portion of claim 1 discloses a locating and clamping assembly that is âcharacterized by a mechanism for moving said finger along a straight line into and out of said locating pin perpendicular to said axis A in response to said rectilinear movement of said locating pin.â All that can be said about this âmechanismâ is that it moves the deviceâs clamping fingers into and out of the locating pin in a direction perpendicular to the axis along which the locating pin travels, and that it does so in response to the ârectilinear movementâ of the locating pin into and out of an opening in the clamping assembly.
While this claim language discloses the function to be performed by the referenced âmechanismâ â namely, to move the clamping fingers in a specified direction in response to the movement of the locating pin â it says nothing at all about any sort of structure for performing this function. Nor is the generic term âmechanismâ modified or further defined by any accompanying claim language that might connote structure, whether under an ordinary dictionary definition or to a person of ordinary skill in the relevant art. Rather, the term âmechanismâ stands alone, and therefore âconnotes no more structure than the term âmeans.â â MIT, 462 F.3d at 1354. It follows that the presumption against means-plus-function treatment has been overcome, and that the âmechanismâ referred to in claim 1 of the '254 patent must be construed in accordance with § 112 ¶ 6 â i.e., it must be restricted in scope âto the structure disclosed in the specification and equivalents thereof.â Greenberg, 91 F.3d at 1582.
*692 Although Plaintiff suggests a number of grounds for avoiding this result, the Court finds none of them persuasive. First and foremost, Plaintiff contends that the need for any construction of claim 1 of the '254 patent has been obviated by Defendantâs purported concession in discovery that all of the claimâs terms should be given their âordinary meaning.â As evidence of Defendantâs purported âadmissionâ on this point, Plaintiff cites (i) the deposition testimony of Defendantâs vice president, William Davenport, who was designated as the firmâs deponent under Fed.R.Civ.P. 30(b)(6), and (ii) Defendantâs objection to Plaintiffs interrogatory requesting that Defendant identify any claim terms that should be given a âspecial meaningâ rather than their âcommon and ordinary meaning.â
Contrary to Plaintiffs assertion, the Court sees nothing in Defendantâs conduct during discovery that might constitute any sort of âwaiverâ of Defendantâs opportunity to advocate a particular claim construction in the course of dispositive motion practice. First, in the deposition testimony cited by Plaintiff, Mr. Davenport was not asked to offer any sort of construction of the term âmechanismâ as used in claim 1. Rather, he was asked only (i) whether Defendantâs allegedly infringing product âhas a mechanism for moving [a clamping] finger along a straight line into and out of the locating pin,â (ii) whether the straight line along which the clamping finger moves in Defendantâs product is âperpendicular to the axis that has the rectilinear movement of the locating pin,â and (iii) whether the mechanism in Defendantâs product moves the clamping fingers âin response to rectilinear movement of the locating pin.â (Plaintiffs Response, Ex. A, Davenport Dep. at 156-57.) By acknowledging that Defendantâs product has such a âmechanism,â Mr. Davenport was in no way confirming, or even postulating, that claim 1 of the '254 patent should be construed as encompassing any and all pin clamps that have any sort of âmechanism,â as that term is commonly understood, for performing the function described in this claim. 1 Indeed, nothing in the cited passage of his deposition testimony can be viewed as an expression of any opinion whatsoever as to how any element of claim 1 should be construed, much less whether any of this claimâs terms might trigger means-plus-function treatment under § 112 ¶ 6. 2 Instead, Mr. Davenport merely was asked to confirm that Defendantâs product had certain features and performed certain functions as identified by Plaintiffs counsel. The Court is at a loss to see how this testimony can be viewed as reflecting, much less *693 limiting, the claim construction positions that Defendant would or could advocate in its dispositive motion practice.
Neither can the Court discern how Defendantâs objection to an interrogatory might be construed as either (i) an acknowledgment that Plaintiffs view of the âordinary meaningâ of claim 1 was correct, or (ii) a waiver of any opportunity to propound a means-plus-function reading of the term âmechanismâ as used in this claim. In the interrogatory in question, Defendant was asked to identify any terms in the patents-in-suit that it believed should be given a âspecial meaning different from the[ir] common and ordinary meaning.â (Plaintiffs Response, Ex. B, Interrogatory No. 10.) Defendant responded by objecting to the interrogatory as âpremature,â where â[discovery ha[d] just begun,â no deadlines had been set ârelative to claim construction issues,â and Plaintiff purportedly had yet to âidentify] what claims of the patents-in-suit it contends to have been infringed and [which of Defendantâs] products it believes to embody one or more of the claims of the patents-in-suit.â (Id.) Because Defendant evidently did not supplement this response at any point during discovery, Plaintiff surmises that Defendant should be bound by the âordinary meaningâ of the terms of claim 1.
This argument is riddled with flaws, both factual and logical. First, the Court notes that Defendantâs above-quoted discovery objection was merely an early salvo in a protracted squabble, spanning essentially the entire discovery period, over the timing, sequencing, and sufficiency of the partiesâ discovery responses regarding matters of claim construction. Plaintiff promptly responded to Defendantâs objection by moving to compel full and complete responses to its first set of interrogatories. Yet, in a stipulated order dated December 27, 2006, the scheduled hearing on Plaintiffs motion was cancelled in light of Defendantâs agreement to supplement certain of its interrogatory responses. Notably, the interrogatory now identified by Plaintiff was not mentioned in this stipulated order â instead, this order recited Defendantâs broader agreement to âprovide its claim construction pursuant to a scheduled exchange as agreed to by counsel.â (12/27/2006 Order at 2.) Since the parties did not exhibit any particular reluctance to seek the Courtâs intervention in their discovery disputes, the Court can only assume that Defendant satisfactorily discharged this obligation. 3
In any event, Plaintiff fails to explain why the means-plus-function construction advanced in Defendantâs motion should qualify as a âspecial meaningâ that Defendant was obligated to identify in response to Plaintiffs interrogatory, as opposed to merely an âordinaryâ meaning that happens to differ from the âordinaryâ meaning that Plaintiff would assign to the term âmechanismâ as used in claim 1. To the extent that Plaintiff means to suggest that judicial claim construction is unnecessary so long as the parties agree that a claimâs terms should be given their âordinary *694 meaning,â this unduly discounts the capacity of patent litigants to argue over what this âordinary meaningâ should be. As one court recently observed, âparties in patent cases rarely agree on the âordinary meaning [of patent terms] as understood by a person of skill in the art,â so that asserting that such a meaning should apply, without further construction, merely begs the question of what that meaning is.â Maytag Corp. v. Electrolux Home Products, Inc., 411 F.Supp.2d 1008, 1037 (N.D.Iowa 2006) (alteration in original). Likewise, it begs the question in this case to appeal, without further discussion or explanation, to the âordinary meaningâ of the term âmechanism,â because the âordinary meaningâ of this term, along with the words that accompany or modify it, determines whether means-plus-function treatment is warranted. Accordingly, the Court rejects Plaintiffs unstated premise that Defendant has advanced some sort of novel claim construction position by urging a means-plus-function interpretation of claim 1.
More fundamentally, even if Plaintiff could establish some element of sandbagging or âunfair surpriseâ in Defendantâs motion â and the record falls well short of such a showing â there is no indication of any resulting prejudice or need for remedial measures. If, for example, Defendant had provided misleading or incomplete discovery responses that caused Plaintiff to forgo a particular line of inquiry, the proper remedy at this juncture would be a request for additional discovery pursuant to Fed.R.Civ.P. 56(f). Indeed, Plaintiff has made just such a request in response to one of the grounds advanced in Defendantâs other pending motion, arguing that Defendant seeks to rely on a prior art reference that was not timely identified during discovery. In its response to Defendantâs motion for claim construction, in contrast, Plaintiff fails to suggest any impediment to its ability to advocate an interpretation of claim 1 that differs from the one sought by Defendant. Consequently, the Court sees no reason to abstain from construing the disputed terms of claim 1, at least to the extent that such claim interpretation is a necessary predicate to the resolution of the partiesâ cross-motions for summary judgment.
Having addressed Plaintiffs threshold procedural challenges to Defendantâs request for a judicial construction of claim 1 of the '254 patent, the Court turns to Plaintiffs substantive challenges, such as they are, to the particular claim construction advocated by Defendant. Beyond terse expressions of surprise, with little or no accompanying explanation, that Defendant has failed to discuss certain decisions that Plaintiff views as most relevant to the claim construction inquiry, 4 Plaintiff first contends that Defendant has failed to produce the âsubstantial amount of proofâ that purportedly is necessary to overcome the presumption against means-plus-function treatment of claim elements that lack the word âmeans.â Yet, the decision in MIT belies any such claim of an onerous evidentiary burden, where the court in that case relied solely on (i) language within the four corners of the patent-in-suit, (ii) a dictionary definition that âequates mechanism with means,â and (iii) the absence of evidence that the modifying âcolorant selectionâ language had âa generally understood meaning in the art.â MIT, 462 F.3d at 1354.
*695 There is even less of a need here for Defendant to supply a âsubstantial amount of proofâ in order to overcome the presumption against means-plus-function treatment. As explained earlier, and in contrast to the claim language at issue in MIT, the term âmechanismâ in claim 1 of the '254 patent is utterly unaccompanied by any language that modifies this âgeneric termâ or that might connote âsufficient structure to avoid [§ ] 112 ¶ 6.â MIT, 462 F.3d at 1354. Rather, the accompanying language merely discloses the function that this âmechanismâ performs, without in any way suggesting a structure that might perform this function. Under these circumstances, it is enough for Defendant to point to (i) the Federal Circuitâs express recognition that â[t]he term âmechanismâ standing alone connotes no more structure than the term âmeans,â â MIT, 462 F.3d at 1354, and (ii) the absence of any accompanying claim language that might be understood by a person of ordinary skill in the art as connoting a structure that performs the stated function. Certainly, with the one possible exception discussed below, Plaintiff has not identified any such language in claim 1 that supplies the structure that is otherwise lacking in the unadorned reference to âmechanismâ alone. In a relatively easy case like the present one, where the term âmechanismâ is âsimply a nonce word or a verbal construct that is not recognized as the name of structure and is simply a substitute for the term âmeans for,â â Lighting World, supra, 382 F.3d at 1360, the Court is confident that Defendant need not shoulder a particularly heavy burden in overcoming the presumption against means-plus-function treatment.
Plaintiff next contends that Defendantâs proposed construction of claim 1 runs afoul of the doctrine of claim differentiation, under which each claim in a patent is presumed to have a different scope. See Comark Communications, Inc. v. Harris Corp., 156 F.3d 1182, 1187 (Fed.Cir.1998). 5 If claim 1 were construed as including a means-plus-function limitation, thereby restricting its scope by reference to the corresponding structure described in the patent specification, Plaintiff submits that the result would be to eliminate a significant distinction between independent claim 1 and dependent claims 4, 5, and 6. In particular, claims 4 through 6 add structure to the âmechanismâ of claim 1, disclosing that this âmechanismâ includes a rotating central post. Yet, this same ârotating central postâ limitation would be incorporated into claim 1, by way of the patent specification, if this claimâs reference to the term âmechanismâ were construed as a means-plus-function limitation.
As recognized in Comark Communications, however, âthe doctrine of claim differentiation is not a hard and fast rule of construction,â but rather establishes only a âpresumption that each claim in a patent has a different scope.â Comark Communications, 156 F.3d at 1187. Indeed, the Federal Circuit has expressly emphasized, in decisions both before and after Comark Communications, that âthe judicially developed guide to claim interpretation known as âclaim differentiationâ cannot override ... the express mandate of section 112(6).â Laitram Corp. v. Rexnord, Inc., 939 F.2d 1533, 1538 (Fed.Cir. 1991); see also Wenger Manufacturing, supra, 239 F.3d at 1233. Moreover, the court has cautioned that â[a] means-plus-function limitation is not made open-ended by the presence of another claim specifically claiming the disclosed structure which underlies the means clause or an equivalent of that structure,â as such a rule of *696 construction âwould provide a convenient way of avoiding the express mandate of section 112(6).â Laitram Corp., 939 F.2d at 1538.
This same reasoning defeats Plaintiffs appeal in this case to the doctrine of claim differentiation. Regardless of whether a means-plus-funetion limitation might diminish, or even eliminate, the distinction between claim 1 and claims 4 through 6 of the '254 patent, the Court has already explained why, in its view, there is simply no tenable reading of the term âmechanismâ and the surrounding language of claim 1 that would connote sufficient structure to avoid the application of § 112 ¶ 6. The situation was different in Wenger Manufacturing, 239 F.3d at 1233-34, for example, where the court applied the doctrine of claim differentiation to ensure that a means-plus-function limitation was confined strictly to those âstructural limitations from the written description that are []necessary to perform the claimed function.â Thus, while the Court is mindful, as discussed below, of a similar need here to avoid the sweeping importation into claim 1 of structural elements that are not necessary to fulfill the function of the âmechanismâ disclosed in that claim, the Court cannot allow a rule of construction to override the statutory command of § 112 ¶ 6 where, as here, a claim element is stated in purely functional terms.
Plaintiff next suggests that Defendantâs proposed construction of claim 1 is somehow undermined by the Federal Circuitâs recent decision in Applied Medical Resources Corp. v. United States Surgical Corp., 448 F.3d 1324 (Fed.Cir.2006). Yet, the parties in that ease agreed almost entirely as to the proper construction of the claim at issue, and the court found that the one possible point of dispute was not preserved for appeal. See Applied Medical Resources, 448 F.3d at 1332-33 (electing to âapply the undisputed claim construction adopted by the district courtâ). The significance of that decision, then, lies not in its discussion of claim construction principles, but rather â as Plaintiff itself characterizes it â in its âenunciat[ion][of] a precise process for determining infringement of a âmeans plus functionâ claim.â (Plaintiffs Response Br. at 7 (emphasis added).) Plaintiff does not explain what bearing, if any, Applied Medical Resources should have on the proper disposition of Defendantâs motion for claim construction, and its relevance likewise is not evident to the Court.
Next, and rather remarkably, Plaintiff requests that the Court permit âfull briefingâ on the issue of claim construction, so that the parties and the Court alike may ânot only decide the claims that need to be evaluated, but also clarify the decisions to be made, and the standards against which those decisions need to be framed.â (Id. at 8.) Yet, Plaintiff fails to suggest any reason why the partiesâ existing round of briefing on Defendantâs present motion for claim construction would not qualify as the desired âfull briefingâ on this subject. Neither has Plaintiff identified any impediment to its opportunity to fully address all of the issues of relevance to the Courtâs claim construction effort within the four corners of its response to Defendantâs motion. To the contrary, Plaintiff appears to have accurately identified the points â or, more accurately, the single point â upon which the parties disagree in light of the arguments raised and interpretations propounded in Defendantâs motion, and has taken the opportunity in its response to advance various reasons why its proposed construction should prevail over Defendantâs as to this single point of contention. Under these circumstances, the Court finds no basis for permitting supplemental briefing on issues that have been thoroughly addressed and debated in the par *697 tiesâ initial round of briefs, as well as at oral argument.
Indeed, at the November 29 hearing, Plaintiff and its counsel suggested for the first time that claim 1 does, in fact, disclose structure corresponding to its âmechanismâ element. In particular, Plaintiff contends that the term âmechanismâ should be construed as part and parcel of the âactuatorâ referenced earlier in claim 1. Plaintiff further asserts that an âactuator,â like the âdetentâ qualifier in Greenberg, supra, 91 F.3d at 1583, is a âname for structureâ that has a âreasonably well understood meaning in the art.â In Plaintiffs view, then, the close relationship between the âactuatorâ and âmechanismâ elements of claim 1 obviates the need to consult the patent specification to determine the structure corresponding to the latter element.
This proposed construction, however, cannot be squared with either the language of claim 1 itself or the overall patent of which it is a part. First and foremost, claim 1 discloses an âactuatorâ and a âmechanismâ as two distinct elements that perform different functions. Under the express language of the claim, the âactuatorâ performs the function of âmoving said locating pin rectilinearly along said axis A into and out of said openingâ in the deviceâs locating and clamping assembly. The âmechanism,â in contrast, performs the function of âmoving said finger along a straight line into and out of said locating pin perpendicular to said axis A in response to said rectilinear movement of said locating pin.â To be sure, these functions are related, with the âmechanismâ moving the deviceâs clamping fingers âin response toâ the actuatorâs movement of the locating pin. Yet, the two functions are nonetheless distinct, as the claim itself makes clear by disclosing them in two separate elements. There is simply no basis in the language of claim 1 for treating the âmechanismâ as somehow ancillary to, and structurally defined by reference to, the âactuatorâ that serves a wholly distinct purpose in the overall device.
The specification confirms this distinction. It summarizes the invention as including an âactuatorâ that âmoves the locating pin rectilinearly along the axis into and out of the openingâ in the locating assembly, as well as a âmechanismâ that ârotates in response to the rectilinear movement of the locating pin for moving the finger radially.â ('254 patent at 2:21-27.) It then devotes entire paragraphs to separately defining and describing (i) an âactuator 52â that is mounted to the body of the locating assembly and connected to the locating pin through a pin mount, and that performs the function of ârectilinearly moving the locating pin 12 along the axis Aâ using a combination of a piston, coupler, and coupler plate, (id. at 4:56-5:18), and (ii) a âmechanism 68â that includes a rotating central post âdisposed between the actuator 52 ... and the fingersâ that ârotates in response to the rectilinear movementâ of the actuator, as well as a âmotion converterâ that converts the rotational movement of the central post into radial movement of the fingers, (id. at 6:3-27).
The separate functions and structures of the âactuatorâ and âmechanismâ are emphasized in the description of the latterâs central post as âindependent fromâ the actuatorâs piston in order to âseparat[e] the rotational movement of the central post 70 from the rectilinear movement of the locating pin 12.â (Id. at 6:14-16.) Similarly, the accompanying figures depict the âactuatorâ and âmechanismâ as wholly distinct parts of the device with separate, albeit adjacent, structural components. Thus, if one were to review only those portions of the specification addressing the âactuator,â no hint could be found of any *698 structure corresponding to the distinct function performed by the âmechanismâ in the patented device. Likewise, if one were to construct an âactuatorâ in accordance with the specification, the resulting component would not perform the function assigned to the âmechanismâ â namely, moving the deviceâs clamping fingers in a straight line into and out of the locating pin in a direction perpendicular to the axis along which the locating pin moves.
The Federal Circuit has recognized a presumption that the use of different terms âconnotes different meanings.â CAE Screenplates Inc. v. Heinrich Fiedler GmbH & Co., 224 F.3d 1308, 1317 (Fed. Cir.2000); see also Innova/Pure Water, Inc. v. Safari Water Filtration Systems, Inc., 381 F.3d 1111, 1119 (Fed.Cir.2004) (explaining that the use of âdifferent terms in a claimâ raises the inference that the applicant âintended his choice of different terms to reflect a differentiation in the meaning of those termsâ); Ethicon Endo-Surgery, Inc. v. United States Surgical Corp, 93 F.3d 1572, 1579 (Fed.Cir.1996) (holding that the âplain meaningâ of the claim at issue in that case would ânot bear a readingâ under which two different claim terms were construed as describing a single element). Plaintiff has not identified any basis for overcoming this presumption here, but instead offers only its counselâs bare assertion at the November 29 hearing that the terms âactuatorâ and âmechanismâ are used interchangeably in claim 1. Because such a reading is contrary to both the language of the claim itself and the patent as a whole, the Court adheres to its determination that the term âmechanismâ discloses a means-plus-function limitation governed by § 112 ¶ 6.
There remains only the question of precisely how the Court should construe this means-plus-function limitation. As noted earlier, the application of § 112 ¶ 6 dictates that the âmechanismâ referenced in this claim must be restricted in scope âto the structure disclosed in the specification and equivalents thereof.â Greenberg, 91 F.3d at 1582. Yet, the Court must take care not to âimport functional limitations that are not recited in the claim, or structural limitations from the written description that are unnecessary to perform the claimed function.â Wenger Manufacturing, 239 F.3d at 1233. In this case, this means that the Court should look to the specification only for those structural limitations that are necessary to perform the function of the âmechanismâ referenced in claim 1 â i.e., the function of âmoving said finger along a straight line into and out of said locating pin perpendicular to said axis A in response to said rectilinear movement of said locating pin.â
In Defendantâs view, this facet of the Courtâs claim construction inquiry is entirely straightforward, and flows directly from the description of the âmechanismâ as disclosed in the specification. In particular, the specification describes this âmechanismâ as ârotating] in response to the rectilinear movement of the locating pin ... to move the fingers ... radially.â (Defendantâs Appâx, Ex. D, '254 patent at 5:67-6:2.) The specification then discloses the structural elements that achieve this function:
The mechanism 68 includes a central post 70 disposed between the actuator 52 at a first end 72 and the fingers 60 at a second end 74 .... The central post 70 rests on a surface 76 of the coupler plate 56, which rectilinearly moves the central post 70 in response to the rectilinear movement of the actuator 52. The central post 70 rotates in response to the rectilinear movement. The surface 76 of the coupler plate 56 in contact with the central post 70 functions as a thrust bearing to facilitate the rotational movement of the central post 70 ...:
*699 A motion converter 84 converts the rotational movement of the central post 70 into radial movement of the fingers 60. As shown in FIG. 7, the converter 84 includes the slots 64 in each of the fingers 60 and dowels 86 extending axially from the second end 74 of the central post 70 and into each of the slots 64, respectively. The dowels 86 are offset from the axis A for radially moving the fingers 60 in response to rotational movement of the central post 70 ....
The rotational movement of the central post 70 moves the dowels 86 along an arcuate path. As the dowels 86 move through the respective slots 64, which are straight, the dowels 86 force the fingers 60 to move radially to maintain the slots 64 in alignment with the dowels 86 ....
... [A] pair of cams 90 and corresponding cam followers 92 interconnect the central post 70 and the body 16 for rotating the central post 70 in response to the rectilinear movement of the locating pin 12. The pair of cams 90 and the corresponding cam followers 92 are disposed on opposite sides of the axis A. The pair of cams 90 and corresponding cam followers 92 stabilize the central post 70 to allow the central post 70 to rotate smoothly within the cavity 18.
(Id. at 6:3-55.)
Whether in its response to Defendantâs motion or through the arguments of its counsel at the November 29 hearing, Plaintiff has failed to identify any specific respect in which Defendantâs proposed construction of claim lâs means-plus-function limitation impermissibly imports either (i) functional limitations that are not recited in the claim itself or (ii) structural limitations that are unnecessary to perform the claimed function. Instead, Plaintiff has focused its arguments almost exclusively upon the threshold question whether the term âmechanismâ as used in claim 1 warrants means-plus-fnnction treatment under § 112 ¶ 6. Having resolved this more general question in Defendantâs favor, the Court adopts Defendantâs construction of the claimâs means-plus-function limitation as essentially unopposed. 6
B. The Partiesâ Cross-Motions for Summary Judgment
1. The Standards Governing the Partiesâ Cross-Motions
Through the remaining two cross-motions pending before the Court, each party seeks summary judgment in its favor as to the question whether Defendantâs products infringe the two patents-in-suit. In addition, Plaintiff seeks summary judgment in its favor as to the willfulness of Defendantâs alleged infringement of the patents-in-suit, and Defendant, in turn, seeks summary judgment in its favor as to the invalidity of the asserted claims of the '254 patent on various grounds. Under the pertinent Federal Rule, summary judgment is proper âif the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.â Fed.R.Civ.P. 56(c).
Three 1986 Supreme Court cases â Mat sushita Electrical Industrial Co. v. Zenith *700 Radio Corp., 475 U.S. 574, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986), Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986), and Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) â ushered in a ânew eraâ in the federal courtsâ review of motions for summary judgment. These cases, in the aggregate, lowered the mov-antâs burden in seeking summary judgment. As stated in Celotex:
In our view, the plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof.
Celotex, 477 U.S. at 322, 106 S.Ct. 2548.
After reviewing the above trilogy of cases, the Sixth Circuit adopted a series of principles governing motions for summary judgment. These principles include:
* The movant must meet the initial burden of showing âthe absence of a genuine issue of material factâ as to an essential element of the non-movantâs case. This burden may be met by pointing out to the court that the respondent, having had sufficient opportunity for discovery, has no evidence to support an essential element of his or her case.
* The respondent cannot rely on the hope that the trier of fact will disbelieve the movantâs denial of a disputed fact, but must âpresent affirmative evidence in order to defeat a properly supported motion for summary judgment.â
* The trial court no longer has the duty to search the entire record to establish that it is bereft of a genuine issue of material fact.
* The trial court has more discretion than in the âold eraâ in evaluating the respondentâs evidence. The respondent must âdo more than simply show that there is some metaphysical doubt as to the material facts.â Further, â[wjhere the record taken as a whole could not lead a rational trier of fact to findâ for the respondent, the motion should be granted. The trial court has at least some discretion to determine whether the respondentâs claim is plausible.
Street v. J.C. Bradford & Co., 886 F.2d 1472, 1479-80 (6th Cir.1989); see also Nemberg v. Pearce, 35 F.3d 247, 249 (6th Cir.1994). The Court will apply these standards in resolving the partiesâ cross-motions for summary judgment.
2. Defendantâs Clamp II Does Not Infringe the '478 or '254 Patents, Whether Literally or Under the Doctrine of Equivalents.
As the principal ground advanced in its cross-motion for summary judgment, Defendant argues that its âPHD Series PLC Clamp IIâ product (âClamp IIâ) does not infringe either of the two patents-in-suit, whether literally or under the doctrine of equivalents. In support of this contention, Defendant first points to Plaintiffs apparent concession that this clamp does not infringe the '478 patent. Defendant further contends that this product does not infringe the '254 patent as properly construed, where its Clamp II lacks the âmechanismâ that is recited in the asserted claims of this patent â namely, a mechanism that features a rotating central post that causes the deviceâs clamping fingers to move radially into and out of the locating pin in response to the rotational movement of the central post. As discussed below, the Court agrees on both scores.
a. The Law Governing the Courtâs Infringement Inquiry
This Courtâs infringement inquiry is governed by a two-step analytical framework. See Ethicon Endo-Surgery, Inc. v. United States Surgical Corp., 149
*701 F.3d 1309, 1315 (Fed.Cir.1998); Kahn v. General Motors Corp., 135 F.3d 1472, 1476 (Fed.Cir.1998). First, the pertinent claims must be construed to determine their meaning and scope. See Ethicon Endo-Surgery, 149 F.3d at 1315. To the extent necessary in this case, the Court already has performed this task in response to Defendantâs motion for claim construction. Next, the claims as construed must be compared to the accused device or system. Ethicon Endo-Surgery, 149 F.3d at 1315. To establish literal infringement, the plain-r tiff must demonstrate by a preponderance of the evidence âthat every limitation in the claim is literally met by the accused device.â Kahn, 135 F.3d at 1476. Alternatively, under the doctrine of equivalents, the plaintiff may establish infringement by demonstrating that âthere is âequivalenceâ between the elements of the accused product or process and the claimed elements of the patented invention.â Kahn, 135 F.3d at 1478 (internal quotation marks and citations omitted).
The Federal Circuit has somewhat refined this general infringement inquiry to address the specific context of means-plus-function limitations. In particular, â[l]iteral infringement of a means-plus-function claim limitation requires that the relevant structure in the accused device perform the identical function recited in the claim and be identical or equivalent to the corresponding structure in the specification.â Applied Medical Resources, 448 F.3d at 1333. âOnce the relevant structure in the accused device has been identified, a party may prove it is equivalent to the disclosed structure by showing that the two perform the identical function in substantially the same way, with substantially the same result.â 448 F.3d at 1333. âStructural equivalence under § 112, ¶ 6 is met only if the differences are insubstantial.â Odetics, Inc. v. Storage Technology Corp., 185 F.3d 1259, 1267 (Fed.Cir.1999) (citation omitted).
b. Defendantâs Clamp II Lacks the Rotating Central Post That Is Included as a Limitation in Both of the Patents-in-Suit.
Turning first to the claim that Defendantâs Clamp II infringes the '478 patent, no extended analysis is necessary to resolve this question. Rather, as Defendant correctly observes, the individual designated as Plaintiffs representative under Fed. R.Civ.P. 30(b)(6), Joseph Pavlik, admitted at his deposition that Clamp II does not infringe the '478 patent:
Q: All right. Itâs your view that the second design [i.e., Clamp II], or the companyâs view, that the second design infringes the 4[78] and 254 patents?
A: No. It only infringes the 254, from what Iâve seen.
Q: As you understand it, the second design does not include a mechanism for rotating in response to rectilinear motion as required byâ
A: Correct.
Q: â478?
A: Correct.
sfc
Q: .... You know sitting here today that the product that PHD has in the marketplace ... does not have a mechanism for rotating, causing the fingers to move in a linear fashion, correct?
A: Thatâs correct.
(Defendantâs Appâx, Ex. H, Pavlik Dep. at 116-17.) 7 Plaintiff does not contend oth *702 erwise in its response to Defendantâs motion, or elsewhere in its present round of briefing. Accordingly, Defendant is entitled to summary judgment in its favor as to the claim that its Clamp II product infringes the '478 patent.
The infringement analysis as to the '254 patent is not much more complex, in light of Plaintiffs election to largely forgo any sort of alternative arguments in the event that the Court might conclude â as it has now done â that claim 1 of this patent recites a means-plus-function limitation that in turn requires a rotating central post (or its equivalent). As to the first prong of this analysis in the context of a means-plus-funetion limitation, Defendant does not dispute that the âmechanismsâ in claim 1 and in Defendantâs Clamp II product perform the same function as recited in the claim â namely, moving the clamping fingers along a straight line into and out of the locating pin in a direction perpendicular to the axis along which the locating pin travels, in response to the rectilinear movement of the locating pin. Accordingly, the key question in the Courtâs literal infringement inquiry is whether the relevant structure that performs this function in Defendantâs Clamp II product is âidentical or equivalent toâ the corresponding structure in the '254 patent specification. Applied Medical Resources, 448 F.3d at 1333.
In lieu of addressing this question in its response to Defendantâs summary judgment motion, Plaintiff instead revisits the central issue implicated by Defendantâs motion for claim construction â namely, the proper interpretation of claim 1 of the '254 patent. In particular, Plaintiff again contends that Defendantâs Rule 30(b)(6) designate, Mr. Davenport, effectively âadmittedâ literal infringement through his deposition testimony acknowledging that Defendantâs Clamp II has a âmechanismâ that performs the function recited in claim 1. As explained earlier, however, Mr. Davenport was not asked to offer his construction of claim 1, but was merely asked about the features of Defendantâs products. Indeed, it is precisely because the term âmechanismâ is generic â thereby triggering, as the Court has explained, means-plus-function treatment of this element of claim 1 â that Mr. Davenportâs testimony regarding the common functions disclosed in claim 1 and performed by Defendantâs Clamp II has no legal significance to the structural equivalence inquiry now before the Court.
Plaintiff fares no better in its appeal to the patent examinerâs stated reasons for allowance of the earlier '478 patent. Specifically, the patent examiner stated:
1. The following is an examinerâs statement of reasons for allowance: A locating and clamping assembly having a body with an internal cavity and an opening; a locating pin; an actuator; and at least one finger in combination with the other claimed limitations.
2. The prior [art] has fingers that rotate which is different from radial movement .... Rotates turns about an axis and radial or radius is a line segment fixed to a point. The radial term shows how the fingers extend in a linear path from the center and not a rotational path as shown in the prior art. These limitations are neither anticipated nor rendered obvious by the prior art by being shown nor suggested.
(Plaintiffs Response, Ex. F, 4/22/2004 Reasons for Allowance at 1.) Plaintiff rea *703 sons that because the patent examiner allowed the earlier '478 patent without mentioning the rotational movement that was expressly recited in claim 1 of this patent, it follows that such rotational movement could not have been necessary to the pat-entability of the subsequent '254 patent.
There are a number of problems with this argument. First, and as Defendant correctly observes, Plaintiff fails to account for or explain the patent examinerâs explicit reference to âthe other claimed limitationsâ in stating the reasons for allowance. These âother claimed limitationsâ include, of course, the âmechanism for rotatingâ that is expressly disclosed in claim 1 of the '478 patent. Moreover, nothing in the patent examinerâs statement purports to express any opinion as to whether the term âmechanismâ in the '478 patent might trigger means-plus-function treatment â and, needless to say, the examiner was in no position to interpret the term âmechanismâ in the not-yet-filed application for the '254 patent. Finally, even if the patent examiner had expressed a view on the claim construction issue presented in this case, the Court would not be bound by it. See SRAM Corp. v. AD-II Engineering, Inc., 465 F.3d 1351, 1359 (Fed.Cir.2006). Accordingly, the reasons for allowance of the '478 patent provide no basis for the Court to revisit the claim construction it adopted earlier.
Neither is the Court persuaded by the generalized assertion of Plaintiffs counsel at the November 29 hearing that Defendant has impermissibly consulted the '254 patent specification to the ân-th detailâ in identifying the structure corresponding to the âmechanismâ recited in claim 1. As Plaintiff observes, the Courtâs claim construction cannot stand to the extent that it âdefin[es] a claimed function to require more than is actually claimedâ or fails to restrict the corresponding structure to that which is necessary to perform the claimed function. Applied Medical Resources, 448 F.3d at 1334. Yet, one need not venture far into the patent specification here to find the key structural component relied upon by Defendant. To the contrary, the very first detail that is disclosed about the âmechanismâ is that it âincludes a central post,â and one need not read much further before learning that this central post ârotates in response to the rectilinear movementâ of the actuator that moves the locating pin. ('254 patent at 6:3-11.)
Absent this rotating central post, the specification does not describe any means by which to carry out the function of moving the deviceâs clamping fingers perpendicularly into and out of the locating pin in response to the movement of the locating pin. Nor did Plaintiffs counsel explain at the November 29 hearing how a claim construction that includes this feature might impermissibly broaden the function claimed for the âmechanism,â or what sort of structure might be gleaned from the patent specification that would lack a rotating central post yet still perform the claimed function. Under these circumstances, the Court is confident that its construction of claim lâs means-plus-function limitation does not transgress the limits identified in Applied Medical Resources, 448 F.3d at 1334, particularly as to the crucial question whether the âmechanismâ recited in this claim should be construed as including a rotating central post.
Having addressed and rejected Plaintiffs various attempts to revisit the claim construction issue, the Court turns to the essentially unrefuted body of evidence that Defendant has produced in support of its contention that the âmechanismsâ in claim 1 and in its Clamp II product are not structurally equivalent. First, Defendant points to the acknowledgments by both Plaintiffs Rule 30(b)(6) designate, Mr. Pavlik, and its expert, Robert *704 Adams, that the structure in Defendantâs Clamp II product that propels the clamping fingers into and out of the locating pin moves linearly and does not rotate. {See Defendantâs Appâx, Ex. H, Pavlik Dep. at 116-17; Defendantâs Appâx, Ex. J, Adams Dep. at 22-23.) In contrast, claim 1 of the '254 patent, as construed by the Court, includes a rotating central post that causes the clamping fingers to move into and out of the locating pin. Plainly, then, the relevant structures in the '254 patent specification and in Defendantâs Clamp II are not identical.
To establish literal infringement of a means-plus-function limitation, however, these structures need only be âequivalentâ and their differences âinsubstantialâ â it is enough, in other words, that âthe assertedly equivalent structure performs the claimed function in substantially the same way to achieve substantially the same result as the corresponding structure described in the specification.â Odetics, 185 F.3d at 1267. Plaintiffs Rule 30(b)(6) witness, Mr. Pavlik, came very close, at a minimum, to conceding that the requisite structural equivalence does not exist here:
Q: Do you agree with me that if the mechanism for moving the finger that is referenced in Claim 1 of the 254 patent is determined by the Court to include or mean the rotating mechanism that you have described in the patent, that PHDâs PLC Series II Clamp would not infringe the 254 patent?
[Plaintiffs Counsel]: Let me object to the form of the question. Again, itâs calling for a hypothetical.
A: Yes, if they read that, the body of 254.
(Defendantâs Appâx, Ex. H, Pavlik Dep. at 119-20.) In addition, Defendantâs expert, Gary Novak, has opined that the âlinear-moving driver and drive rod used to move the fingers in the PLC Series II pin clamp are substantially different from the claimed âmechanism for moving said fingerâ of the '254 patent because the methods by which the two systems operate and the structure of the parts that comprise the two systems are different.â (Defendantâs Appâx, Ex. L, Novak Aff. at ¶ 13.)
Whether in response to Defendantâs summary judgment motion or elsewhere in its submissions, Plaintiff has utterly failed to put forward evidence that raises a genuine issue of material fact as to the structural equivalence of the âmechanismsâ identified in the '254 patent and found in Defendantâs Clamp II. Instead, Plaintiff offers only the assertions of its counsel, unsupported by citation to the record, that these two mechanisms perform the same function âin substantially the same wayâ and that any differences are âinsubstantial.â (Plaintiffs Response Br. at 5.) 8 The unsupported statements of counsel, however, cannot overcome or call into question Defendantâs affirmative evidence of substantial structural differences.
Beyond this, Plaintiff offers only a critique of the opinions offered by Defendantâs expert, Mr. Novak. Yet, whether or not Mr. Novak has sufficiently acknowledged the asserted âfactâ that Plaintiffs and Defendantâs pin clamps âare the only two âclosedâ devices when compared to the prior art,â (Plaintiffs Response Br. *705 at 5), this has nothing whatsoever to do with the validity of Mr. Novakâs opinion on the wholly separate subject now under consideration â namely, whether the mechanisms in the '254 patent and in Defendantâs Clamp II are structurally equivalent. Similarly, it is wholly beside the point whether Mr. Novak has sufficiently acknowledged the equivalence â and, indeed, complete identity â of the functions performed by these mechanisms, because Defendant does not contend that these functions are different. In the end, then, Defendant has established as a matter of law that its Clamp II does not literally infringe the '254 patent.
c. Plaintiff Has Failed to Identify an Issue of Fact as to Infringement of the '254 Patent Under the Doctrine of Equivalents.
This leaves only the possibility that Defendantâs Clamp II product might infringe the '254 patent under the doctrine of equivalents. To whatever modest extent this inquiry might differ, under the particular circumstances of this case, from the foregoing literal infringement analysis, the Court readily reaches the same conclusion â that there is no record support for a claim of infringement under the doctrine of equivalents.
The Federal Circuit has explained that the equivalence analyses required under § 112 ¶ 6 and under the doctrine of equivalents, while ânot coextensive,â are nonetheless âclosely related.â Chiuminatta Concrete Concepts, Inc. v. Cardinal Industries, Inc., 145 F.3d 1303, 1310 (Fed.Cir. 1998). âThus, a finding of a lack of literal infringement for lack of equivalent structure under a means-plus-function limitation may preclude a finding of equivalence under the doctrine of equivalents.â Chiuminatta, 145 F.3d at 1310. Moreover, one potential distinction between the two analyses is not pertinent here â while only § 112 ¶ 6, and not the doctrine of equivalents, demands a more exacting showing of âfunctional identity,â Odetics, 185 F.3d at 1267, Defendant acknowledges that the record in this case establishes this element of the statutory standard.
Whatever the theoretical possibility that there could be an absence of equivalent structure for purposes of § 112 ¶ 6 but the accused device could nonetheless infringe under the doctrine of equivalents, the Court finds nothing in the record that could put this theory into practice here. Just as Plaintiff has failed to put forward any evidence pertinent to the structural equivalence inquiry under § 112 ¶ 6, it has similarly failed to offer any evidence from which a trier of fact could conclude that the mechanism in Defendantâs Clamp II for moving its clamping fingers into and out of the locating pin differs âonly insubstantiallyâ from claim lâs means-plus-function limitation for performing the same function. See Ethicon Endo-Surgery, 149 F.3d at 1315. Indeed, Plaintiff makes no effort to pursue or support distinct claims of equivalence under § 112 ¶ 6 and under the doctrine of equivalents, but rather lumps all such arguments under a âdoctrine of equivalentsâ heading. (See Plaintiffs Response Br. at 4-5.) As discussed above, these âargumentsâ consist of (i) unsupported assertions of equivalence by Plaintiffs counsel, and (ii) challenges to immaterial aspects of the opinion of Defendantâs expert. Neither of these carries any evidentiary weight, whether under § 112 ¶ 6 or under the doctrine of equivalents.
Moreover, Defendant has identified two additional reasons why Plaintiffs infringement claim cannot be saved by the doctrine of equivalents. First, Defendant points to Plaintiffs own belief, as stated through the testimony of its Rule 30(b)(6) designate, Mr. Pavlik, that the rotating central rod structure was superior in vari *706 ous respects to the linear-motion alternatives that Plaintiff had considered and rejected in the design process leading up to the patented inventions. (See Defendantâs Appâx, Ex. H, Pavlik Dep. at 21, 26-28.) Likewise, there is language in the '254 patent itself extolling the virtues of this rotating mechanism as allowing the locating assembly to âwork[ ] faster, more efficiently, more precisely, and more uniformly,â (Defendantâs Appâx, Ex. D, '254 patent at 2:25-30.) This evidence of the distinct advantages purportedly offered by a rotating central post undermines any claim of âinsubstantialâ differences between this structure and its linear-motion counterpart in Defendantâs Clamp II.
Next, Defendant correctly observes that Plaintiffs evident awareness of this linear-motion alternative undercuts its appeal to the doctrine of equivalents. As explained by the Federal Circuit, one âimportant differenceâ between the doctrine of equivalents and the § 112 ¶ 6 equivalence standard is that the former is intended to protect against an inability to âpredict the future.â Chiuminatta Concrete Concepts, 145 F.3d at 1310. The court elaborated:
Due to technological advances, a variant of an invention may be developed after the patent is granted, and that variant may constitute so insubstantial a change from what is claimed in the patent that it should be held to be an infringement. Such a variant, based on after-developed technology, could not have been disclosed in the patent. Even if such an element is found not to be a § 112, ¶ 6, equivalent because it is not equivalent to the structure disclosed in the patent, this analysis should not foreclose it from being an equivalent under the doctrine of equivalents.
145 F.3d at 1311. The court nonetheless concluded that this situation was not presented in the case before it, âwhere the equivalence issue does not involve later-developed technologies, but rather involves technology that predates the invention itself.â 145 F.3d at 1311. In such a case, the court reasoned, âa finding of non-equivalence for § 112, ¶ 6, purposes should preclude a contrary finding under the doctrine of equivalents,â because âgiven the prior knowledge of the technology asserted to be equivalent, it could readily have been disclosed in the patent.â 145 F.3d at 1311.
So it is here, where the record reveals Plaintiffs awareness, active consideration, and rejection of the linear-motion alternative found in Defendantâs Clamp II as it developed the pin clamps disclosed in its '478 and '254 patents. The doctrine of equivalents cannot be invoked under these circumstances to obtain a second âbite[ ] at the apple.â 145 F.3d at 1311. Rather, the record forecloses as a matter of law any claim that Defendantâs Clamp II infringes the '254 patent under the doctrine of equivalents.
3. There Is No Evidence That Defendantâs Clamp I Was Made, Used, Sold, or Offered for Sale at Any Time After the First of the Two Patents-in-Suit Was Issued.
As the next issue raised in its cross-motion for summary judgment, Defendant argues that its Clamp I product cannot be deemed to have infringed either of the patents-in-suit, where the company allegedly abandoned this product and ceased any potentially infringing activity prior to the issuance of the earlier of the two patents-in-suit, the '478 patent, on September 7, 2004. The Court again agrees.
As Defendant points out, the mere existence of the Clamp I product cannot sustain Plaintiffs claim of infringement as to this device, absence evidence that this product was âused, sold, or offered for sale in the United States during the term ofâ *707 the patents-in-suit. Johns Hopkins University v. CellPro, Inc., 152 F.3d 1342, 1366 (Fed.Cir.1998); see also 35 U.S.C. § 271(a) (providing that a patent is infringed by one who âwithout authority makes, uses, offers to sell, or sells any patented inventionâ); Cohen v. United States, 203 Ct.Cl. 57, 487 F.2d 525, 527 (Cl.Ct.1973) (âIt is axiomatic that there can be no infringement of a patent prior to its issuance.â); Black & Decker, Inc. v. Home Product Marketing, Inc., 929 F.Supp. 1114, 1120 (N.D.Ill.1996). In arguing that this condition is not satisfied here, Defendant cites the testimony of one of its employees, Bruce McIntosh, that the design of Clamp I was complete by April of 2004, that only about ten prototypes of this clamp were made, and that the device was subjected only to in-house testing. (Defendantâs Appâx, Ex. M, McIntosh Dep. at 11, 25-26.) Defendant further points to an affidavit provided by the vice president of its clamp division, William Davenport, stating that there were no production runs for Clamp I, that none of the prototypes was sold, and that there was â[n]o commercial activity whatsoeverâ in relation to this product after the September 7, 2004 issuance of the '478 patent. (Defendantâs Appâx, Ex. Y, Davenport Aff. at ¶ 3.)
Plaintiffs purported evidence to the contrary consists of inadmissible hearsay and mischaracterizations of deposition testimony. First, Plaintiff points to Mr. McIntosh as having purportedly âadmitted]â that the Clamp I product was given to Defendantâs customer, General Motors, after the September 7, 2004 issuance of the '478 patent. (Plaintiffs Response Br. at 1.) In fact, in the cited portion of his testimony, Mr. McIntosh stated that during the in-house testing of the Clamp I device, one of the prototypes was taken and âshow[n]â to General Motors. (McIntosh Dep. at 26-27.) More importantly, nothing in this testimony indicates when this might have occurred. 9 Plaintiff does not explain how this testimony could be viewed as evidence that Clamp I was used, sold, or offered for sale after September 7, 2004.
Plaintiff next cites a portion of Mr. Davenportâs deposition testimony for the proposition that pricing of the Clamp I product âhad been discussed as part of the offer of Clamp I for sale,â presumably after the crucial date of September 7, 2004. (Plaintiffs Response Br. at 1-2.) In the cited excerpt, however, Mr. Davenport recounted a November 15, 2004 meeting between Plaintiffs and Defendantâs representatives regarding a possible licensing arrangement, and he described the conversation as follows:
They [ie., Plaintiffs representatives] didnât think that was amenable because they didnât want to spend the resources nor the money in a court battle. We [i.e., Defendantâs representatives] wholeheartedly agreed. We said what price are you going to sell these things for? They told us at the time $1100 per unit. I said, âYouâll never sell them for that. The market is $550, $700. Somewhere in there.â We said, âLet us help you. We have world class manufacturing capabilities. Weâll make parts for you and sell them to you at amenable rates so you can get into the market at least.â That was not acceptable.
(Davenport Dep. at 72.) Plainly, the price figures referenced by Mr. Davenport in this testimony reflected Plaintiffâs intend *708 ed pricing of its product. Plaintiff utterly misrepresents the record by suggesting that this testimony evidences Defendantâs pricing of its Clamp I product, much less any offer of this product for sale.
Plaintiff also cites an electronic mail message sent by its president, Dale Van Wulfen, to one of Defendantâs officers, Peter Cole, shortly after the parties met in mid-November of 2004 to discuss a possible licensing arrangement. This December 17, 2004 e-mail message states, in pertinent part:
Bill [Davenport] has indicated that if Welker will not license, then phd will develop a clearly different mechanism. He also indicated that you are preparing a quote .... And he forthrightly stated that if an alternate were not developed and tested in a brief time, sale of any product infringing would be acknowledged and compensated.
(Plaintiffs Response, Ex. D.) Plaintiff views this message as evidence that Defendant âwas preparing a quote regarding its existing Design 1/Clamp 1 product.â (Plaintiffs Response Br. at 2.)
Even accepting Plaintiffs reading of this e-mail message, Defendant correctly identifies at least two infirmities in this purported evidence of potentially infringing activity after September 7, 2004. First, Mr. Van Wulfenâs out-of-court statement about what Mr. Davenport represented to him about Mr. Coleâs preparation of a quote is double hearsay (at least), and Plaintiff has failed to identify an evidentiary basis upon which the Court could properly consider it. See McFarland v. Bob Saks Toyota, Inc., 466 F.Supp.2d 855, 863 (E.D.Mich.2006). Neither has Plaintiff explained how an assertion that a quote was being âpreparfed]â â a threat that, so far as the record reveals, was never carried out â raises a genuine issue of fact as to Defendantâs Clamp I product having been used, sold, or offered for sale after September 7, 2004. To the contrary, Mr. Van Wulfenâs December 17, 2004 e-mail message seemingly suggests that, at least as of the date of this message, Defendant was still in the process of âpreparingâ a quote, and thus could not have already transmitted such a quote to its customers. And, once again, there is no evidence that such a quote was sent to any customer after that date (or at any time, for that matter) for the sale or purchase of the Clamp I product.
This leaves only the efforts of Plaintiffs counsel at the November 29 hearing to fill this evidentiary void. First, while counsel indicated that the discussions between Defendant and General Motors regarding the Clamp I product extended past September 7, 2004, he was unable to point to anything in the record that might support this proposition. As to counselâs suggestion that Defendant may be liable for infringement absent its affirmative withdrawal by September 7, 2004 of a preexisting offer to sell the Clamp I product, this presupposes that Defendant ever made such an offer in the first instance. Once again, however, the only evidence cited by Plaintiff on this subject is the deposition testimony of Mr. McIntosh that Defendant and General Motors had âdiscussions about price targets.â (McIntosh Dep. at 27.) Nothing in the record indicates that these price targets were actually achieved with respect to the Clamp I product, much less that these discussions ripened into an actual price quotation for this product that Defendant communicated to General Motors (or any other potential customer). The case law confirms that this evidence is insufficient as a matter of law to establish an âoffer for saleâ of Defendantâs Clamp I product. See, e.g., MEMC Electronic Materials, Inc. v. Mitsubishi Materials Silicon Corp. 420 F.3d 1369, 1376 (Fed.Cir.2005) (holding that email messages that described a *709 product but did not contain any price terms âcannot be construed as an âofferâ which [the customer] could make into a binding contract by simple acceptanceâ); Elan Corp. v. Andrx Pharmaceuticals, Inc., 366 F.3d 1336, 1341 (Fed.Cir.2004) (explaining that âa communication that fails to constitute a definite offer to sell the product and to include material terms is not an âofferâ in the contract senseâ); Moldflow Corp. v. Simeon, Inc., 296 F.Supp.2d 34, 44 (D.Mass.2003) (observing that â[i]n order to create the power of acceptance, an offer must be sufficiently definite,â and finding that the materials presented as âoffersâ in that case âlacked [several] terms necessary to create the power of acceptance on the part of the recipientsâ); cf. 3D Systems, Inc. v. Aarotech Laboratories, Inc., 160 F.3d 1373, 1379 (Fed.Cir.1998) (holding that certain âprice quotation lettersâ qualified as âoffers to sellâ because they conveyed âa description of the allegedly infringing merchandise and the price at which it c[ould] be purchasedâ).
If Defendant had successfully developed a product that met the demands and âprice targetsâ conveyed by an important customer, General Motors, one can be reasonably certain that it would have promptly offered to sell this product to this customer. Tellingly, there is no evidence of such an offer. Rather, Defendantâs flat denial, backed by evidence, of any commercial activity after September 7, 2004 stands uncontradicted by anything in the record. Accordingly, the Court concludes that Defendant is entitled to summary judgment in its favor as to any claimed infringement of the patents-in-suit flowing from the Clamp I product. 10
IV. CONCLUSION
For the reasons set forth above,
NOW, THEREFORE, IT IS HEREBY ORDERED that Defendantâs May 31, 2007 motion for claim construction is GRANTED, in accordance with the rulings in this opinion and order. IT IS FURTHER ORDERED that Defendantâs May 31, 2007 motion for summary judgment is GRANTED IN PART, as to the issue of Defendantâs non-infringement of the patents-in-suit, and is otherwise DENIED AS MOOT. Finally, IT IS FURTHER ORDERED that Plaintiffs June 18, 2007 motion for partial summary judgment is DENIED.
. Moreover, and for what it is worth, Mr. Davenport further opined at his deposition that the mechanisms used in Plaintiffâs and Defendantâs competing products were â[w]holly different,â with Plaintiffs pin clamp using a "pivoting motionâ to move the clamping fingers out of the locating pin and Defendantâs product using purely "linear motionâ to achieve this result. {Id. at 81.)
. Of course, even if Mr. Davenport had offered an opinion on this latter subject, Plaintiff has failed to suggest a reason why any weight should be given to the testimony of a lay witness on a legal issue reserved to the Court. See Lighting World, Inc. v. Birchwood Lighting, Inc., 382 F.3d 1354, 1358 (Fed.Cir. 2004) (âThe task of determining whether the limitation in question should be regarded as a means-plus-function limitation, like all claim construction issues, is a question of law for the court.â) At most, Mr. Davenportâs testimony might reflect how a person of ordinary skill in the relevant art might read and understand the language of the claim. On this point, however, his testimony seemingly suggests precisely the opposite of what Plaintiff would read into it, where he opined that the parties had settled upon two wholly different structures for accomplishing the function assigned to the "mechanismâ in claim 1.
. While the record does not, of course, encompass the entirety of the requests, responses, and documents exchanged by the parties during discovery, there is at least some evidence that Defendant alerted Plaintiff to a possible means-plus-function interpretation of the "mechanismâ language of claim 1. Specifically, in a second supplemental response to Plaintiff's interrogatory number 6, Defendant asserted that "the same or equivalent âmechanismâ for moving a finger in response to said rectilinear movement of the locating pin, as disclosed in the specification and claimed in Claim 1 of the 254 patent, is not found in [Defendantâs allegedly infringing products] either literally or under the Doctrine of Equivalents.â (Plaintiff's 5/10/2007 Motion to Compel, Ex. I, Defendantâs Second Supplemental Responses to Plaintiffâs First Set of Interrogatories.)
. Plaintiff chides Defendant, for example, for its 'âincredibl[e]â failure to discuss the Federal Circuit's Greenberg decision. Apart from the fact that Greenberg is, in fact, addressed in Defendant's motion, albeit only in a footnote, any arguable omission in this regard is overcome by Defendantâs extensive reliance on the MIT decision, which in turn discusses Green-berg at length and finds it distinguishable.
. Once again, Plaintiff prefaces its argument on this issue with a pointless and utterly gratuitous declaration that Defendant has failed to address the "leading caseâ on this subject.
. In any event, and as will become clear below, many of the structural details of the "mechanismâ as described in the '254 patent specification are not material to the determination whether Defendantâs products infringe this patent. To the extent that the precise contours of this "mechanismâ bear upon the question of infringement, the Court will consider below whether, as Plaintiffâs counsel generally asserted at the November 29 hearing, Defendant has impermissibly sought to import functional or structural limitations from the specification beyond what is necessary to meet the dictates of § 112 ¶ 6.
. The Court notes that Mr. Pavlik's concession as to the "mechanism for rotatingâ limitation in the '478 patent is dictated by the express language of claim 1 of this patent, which states in pertinent part that the locat *702 ing and clamping assembly is "characterized by a mechanism for rotating in response to said rectilinear movement of said locating pin for moving said finger radially.â (Defendantâs Appâx, Ex. F, '478 patent at 8:5-7.)
. Plaintiffâs counsel goes even further in a subsequent reply brief in support of Plaintiffs cross-motion, insisting that "[t]he issue in this case is not the mechanism, but what the mechanism does â moves the clamp fingers linearly â in both [Plaintiff's] and [Defendantâs] pin clamp designs.â (Plaintiff's Reply Br. at 1.) Much as Plaintiff and its counsel might wish to frame the issues in this case in this fashion, the Court views the matter differently. Plaintiff certainly is entitled to rigidly adhere to one and only one construction of the '254 patent in all of its submissions to the Court, but this strategy has its consequences.
. While Defendant suggests in its reply brief that the Clamp I prototype was shown to General Motors in the first half of 2004, the excerpt of Mr. McIntoshâs deposition that Defendant cites for this proposition is far from clear on this point. Nonetheless, Plaintiff's counsel expressly acknowledged at the November 29 hearing that the Clamp I prototype was shown to General Motors at some point prior to the key date of September 7, 2004.
. In light of the Court's determination that Defendant is entitled to summary judgment in its favor on Plaintiffâs claims of infringement, the Court need not reach Defendantâs various challenges in its motion to the validity of the '254 patent. In any event, these challenges were predicated on the Courtâs acceptance of Plaintiffâs rather than Defendantâs construction of claim 1 of the '254 patent, but the Court instead has accepted Defendantâs reading. Neither does the Court reach Defendant's argument that the '254 patent is no longer enforceable in light of a purported misstatement made by Plaintiff in a filing with the patent office. Finally, because the Court has decided the claims of infringement in Defendantâs favor as a matter of law, it readily follows that Plaintiffâs cross-motion for partial summary judgment must be denied.