Fletcher v. Lamone
Patricia FLETCHER v. Linda H. LAMONE
Attorneys
Jason Brett Torchinsky, Warrenton, VA, and James Paul Mayes, Jamestown, NC, for Plaintiffs., Dan Friedman, Annapolis, MD, and Steven M. Sullivan, Baltimore, Maryland, Assistant Attorneys General, Office of the Attorney General for the State of Maryland, for Defendants.
Full Opinion (html_with_citations)
OPINION OF THE THREE-JUDGE COURT
After the 2010 decennial census, Maryland enacted a new redistricting plan in October 2011 for its eight congressional districts. The plaintiffs, nine African-American residents of Maryland, commenced this action against election officials of Maryland (âMarylandâ or âthe Stateâ), contending that the redistricting plan violates their rights under Article I, § 2, of the U.S. Constitution; the Fourteenth and Fifteenth Amendments of the U.S. Constitution; and § 2 of the Voting Rights Act of 1965 because the plan dilutes African-American voting strength within the State and intentionally discriminates against African-Americans. For the same reasons, plaintiffs also challenge Marylandâs âNo Representation Without Population Actâ (âthe Actâ), which purports to correct census data for the distortional effects of the Census Bureauâs practice of counting prison inmates as residents of their place of incarceration.
This three-judge court, convened pursuant to 28 U.S.C. § 2284(a), heard arguments on December 20, 2011, on the plaintiffsâ motion for preliminary injunction and Marylandâs motion to dismiss or for summary judgment, as well as on the merits of the case. By agreement of the parties, the court received the testimony of all witnesses by affidavit.
For the reasons given herein, we deny Marylandâs motion to dismiss based upon an inappropriate convening of the three-judge court, deny the plaintiffsâ motion for an injunction â preliminary or permanent â and grant Marylandâs motion for summary judgment, obviating its motion to dismiss under Federal Rule of Civil Procedure 12(b)(6).
I. Factual Context
The 2010 census determined Marylandâs population to be 5,773,552. This number entitled the State to eight congressional seats, the same number it had after the 2000 census.
The GRAC presented its proposed plan to the Governor on October 4, 2011. (Compl. Attach. B.) After posting the plan online and receiving additional comments from the public, the Governor announced that he would submit to the legislature a plan that was âsubstantially similarâ to the GRAC proposal.
The Governorâs proposed redistricting map (Compl. Attach. C) was introduced as House Bill (H.B.) 1 and Senate Bill (S.B.) 1 in an emergency legislative session beginning October 17, 2011. H.B. 1 was assigned to the House Rules Committee but was never reported out of committee. The Senate Committee on Reapportionment and Redistricting, however, held a joint hearing on S.B. 1 with the House Rules Committee on the same day the bill was introduced. After the hearing, the Senate Committee approved the bill and sent it to the floor of the Senate. While the bill was being debated, State Senator E.J. Pipkin moved to amend the bill. Like the Fannie Lou Hamer plan, Senator Pipkinâs proposed amendment created three majority African-American districts. (Compl. Attach. C.) Specifically, the Pipkin map proposed the creation of a new Fifth District that would stretch from the southern portion of Charles County, through Prince Georgeâs County, and into the western Baltimore suburbs. The Senate rejected Pipkinâs amendment and, after adopting minor technical amendments, passed the bill. The bill was then sent to the House of Delegates on October 18, 2011.
During the House debate, several substantive amendments to the bill were proposed and rejected. On October 19, after making some technical amendments, the House passed the bill. It then returned the bill to the Senate, which concurred in the Houseâs technical amendments and enacted the bill on October 20, 2011. The Governor signed S.B. 1 into law later that day.
Like the redistricting plan passed after the 2000 census, the enacted State Plan creates two majority African-American congressional districts. The Seventh District, which includes large portions of Baltimore City and its surrounding suburbs, has an African-American voting age population (âVAPâ) of 53.75%, and a non-Hispanic white VAP of 35.75%. The Fourth District, which is centered in Prince Georgeâs County, has an African-American VAP of 53.72% and a non-Hispanic white VAP of 28.65%.
The plaintiffs in this case, who are African-American residents of Maryland, commenced this action on November 10, 2011, naming Linda H. Lamone in her official capacity as Marylandâs Administrator of Elections and Robert L. Walker in his official capacity as Chairman of the State
The State opposed convening a three-judge court. And after it was convened, the State filed a Motion to Dismiss for Failure to State a Claim or, in the Alternative, for Summary Judgment, and a Request for Review of the Order Convening a Three-Judge Panel.
The parties thereafter filed responsive and reply briefs and, upon agreeing to present the testimony of witnesses by affidavit, the affidavits of numerous witnesses.
II. Three-Judge Court
At the outset, Maryland requests that we review the single-district judgeâs ruling that the plaintiffsâ complaint is sufficiently substantial to justify convening a three-judge court under 28 U.S.C. § 2284. It argues that the ruling failed to take into account the Fourthâs Circuitâs precedent in Duckworth v. State Administration Board of Election Laws, 332 F.3d 769 (4th Cir.2003). In that case, the Fourth Circuit held that when a complaint fails to state a claim upon which relief can be granted, as required by Federal Rule of Civil Procedure 12(b)(6), âby definition [it is] insubstantial and so properly [is] subject to dismissal by the district court without convening a three-judge court.â Id. at 772-73. The Stateâs argument rests on an assumed distinction between a complaint that âdoes not state a substantial claim for ... reliefâ and the Rule 12(b)(6) standard. For purposes of construing § 2284, we find no material distinction, and deny Marylandâs motion.
The Rule 12(b)(6) standard is a threshold condition for proceeding with an action, testing the sufficiency of a complaint to state a claim for relief. See Brzonkala v. Va. Polytechnic & State Univ., 169 F.3d 820, 829 (4th Cir.1999) (en banc). In applying the standard, we have required more than formulaic, conclusory allegations. See Duckworth, 332 F.3d at 774-75. Indeed, the Supreme Court has required that a complaint must have sufficient âheftâ in alleging facts so as to state a âplausibleâ claim for relief. Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007).
Here, the single-judge court reviewed the complaint and concluded that the claims presented were sufficiently substantial to proceed with convening a three-judge court. Under the standard for convening a three-judge court, which is informed by the standard for granting Rule 12(b)(6) motions, we agree. See Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009); Twombly, 550 U.S. at 555-56, 127 S.Ct. 1955; Duckworth, 332 F.3d at 773-75; Simkins v. Gressette, 631 F.2d 287, 295 (4th Cir.1980) (noting that convening a three-judge court is not required to address insubstantial claims). Accordingly, we deny the Stateâs motion to dismiss the three-judge court.
The plaintiffs challenge as unconstitutional Marylandâs âNo Representation Without Population Actâ (âthe Actâ), 2010 Md. Laws, ch. 67, codified at Md.Code Ann., Art. 24 § 1-111, Election Law (âELâ) § 8-701. They contend that the adjustments made under the Act result in malapportionment, in violation of Article I, § 2, of the Constitution, and racial discrimination, in violation of the Fourteenth Amendment.
Maryland enacted the âNo Representation Without Population Actâ in 2010. According to the State, the Act is intended to âcorrect for the distortional effects of the Census Bureauâs practice of counting prisoners as residents of their place of incarceration.â (Defs.â Mot. Summ. J. 1.) These distortional effects stem from the fact that while the majority of the stateâs prisoners come from African-American areas, the stateâs prisons are located primarily in the majority white First and Sixth Districts. As a result, residents of districts with prisons are systematically âoverrepresentedâ compared to other districts. In other words, residents of districts with prisons are able to elect the same number of representatives despite in reality having comparatively fewer voting-eligible members of their community.
To rectify this perceived imbalance, the Act requires that for purposes of drawing local, state, and federal legislative districts, inmates of state or federal prisons located in Maryland must be counted as residents of their last known residence before incarceration. Prisoners who were not Maryland residents prior to incarceration are excluded from the population count, and prisoners whose last known address cannot be determined are counted as residents of the district where their facility is located.
The Maryland Department of Planning (the âMDPâ) accomplished the necessary population count adjustments by performing a multistep analysis of the records for prisoners housed in the Maryland Division of Correction.
After the 1,321 out-of-state prisoners were excluded, Marylandâs adjusted population base for redistricting fell to 5,772,-
The plaintiffs first contend that Marylandâs adjustments to the census data result in malapportionment, in contravention of the âOne Person, One Voteâ standard established in Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362, 12 L.Ed.2d 506 (1964), under Article I, § 2, of the Constitution.
Article I, § 2 provides that the members of the House of Representatives are to be chosen âby the People of the several States.â U.S. Const, art. I, § 2. As interpreted by the Supreme Court, this provision mandates that âas nearly as is practicable one manâs vote in a congressional election is to be worth as much as anotherâs.â Wesberry v. Sanders, 376 U.S. 1, 7-8, 84 S.Ct. 526, 11 L.Ed.2d 481 (1964). â[T]he âas nearly as practicableâ standard requires that the State make a good-faith effort to achieve precise mathematical equality.â Kirkpatrick v. Preisler, 394 U.S. 526, 530-31, 89 S.Ct. 1225, 22 L.Ed.2d 519 (1969). âUnless population variances among congressional districts are shown to have resulted despite such effort, the State must justify each variance, no matter how small.â Id. States do not have unlimited discretion in performing the calculations required to meet the âOne Person, One Voteâ standard. In Kirkpatrick and again in Karcher v. Daggett, 462 U.S. 725, 103 S.Ct. 2653, 77 L.Ed.2d 133 (1983), the Supreme Court concluded that because the census count represents the â âbest population data available,â it is the only basis for good-faith attempts to achieve population equality.â Karcher, 462 U.S. at 738, 103 S.Ct. 2653 (internal citation omitted) (quoting Kirkpatrick, 394 U.S. at 528, 89 S.Ct. 1225).
Relying on these statements in Karcher and Kirkpatrick, the plaintiffs contend that âfor determining congressional districts the only [population] number that can be used is the number generated by the U.S. census.â (Pis.â Mot. Supp. Mot. Prelim. Inj. 7.) Accordingly, they argue that Marylandâs decision to adjust the census number is unconstitutional.
We believe that the plaintiffs fail to read the Karcher and Kirkpatrick statements in their fuller context. Although Karcher and Kirkpatrick do require states to use census data as a starting point, they do not hold, as the plaintiffs maintain, that states may not modify this data to correct perceived flaws. A more complete reading of the opinion in Karcher makes this point clear. The Court there recognized that âthe census may systematically undercount population, and the rate of undercounting may vary from place to place.â 462 U.S. at 738, 103 S.Ct. 2653. It cautioned, however, that â[i]f a State does attempt to use a measure other than total population or to âcorrectâ the census figures, it may not do so in a haphazard, inconsistent, or conjectural manner.â Id. at 732 n. 4, 103 S.Ct. 2653 (citing Kirkpatrick, 394 U.S. at 534-35, 89 S.Ct. 1225). Thus, the New Jersey redistricting plan at issue in Karcher was rejected not because the state used adjusted census data, but because the state failed to perform its adjustments systematically. See id. at 738, 103 S.Ct. 2653 (âAttempts to explain population deviations on the basis of flaws in census data must be supported with a precision not achieved here â (emphasis added)). Taken together, these Karcher statements suggest that a State may choose to adjust the census data, so long as those adjustments are thoroughly documented and applied in
Although the case law on this issue is sparse, the majority of the courts to consider the issue have similarly concluded that Karcher and Kirkpatrick do not bar the use of adjusted census data. For example, in City of Detroit v. Franklin, 4 F.3d 1367 (6th Cir.1993), the Sixth Circuit considered a challenge to the Census Bureauâs alleged undercounting of the primarily African-American residents of the City of Detroit. The court held that the plaintiffs lacked standing to pursue their claim against the Census Bureau because the allegedly harmful act â the decision to use unadjusted census data in the redistricting process â had been made by the Michigan legislature. In reaching this conclusion, the Sixth Circuit rejected the plaintiffs argument that the Michigan legislature was constitutionally compelled to use unadjusted census data:
The Court in Karcher did not hold that the states must use census figures to reapportion congressional representation. The Supreme Court merely reiterated a well-established rule of constitutional law: states are required to use the âbest census data availableâ or âthe best population data availableâ in their attempts to effect proportionate political representation. Nothing in the constitution or Karcher compels the states or Congress to use only the unadjusted census figures.
Id. at 1374 (quoting City of Detroit v. Franklin, 800 F.Supp. 539, 543 (E.D.Mich.1992)); see also Senate of State of Cal. v. Mosbacher, 968 F.2d 974, 979 (9th Cir.1992) (stating in dicta that â[i]f the State knows that the census data is unrepresentative, it can, and should, utilize noncensus data in addition to the official count in its redistricting processâ); Perez v. Texas, No. 11-CA-360-OLG-JES-XR, slip op. at 24 (W.D.Tex. Sept. 2, 2011) (holding that âthe State could enact a constitutional amendment or statute that modifies the count of prisoners as residents of whatever county they lived in prior to incarceration ... [but] there is no federal requirement to do soâ).
The plaintiffsâ contrary argument rests primarily on the decision in Travis v. King, 552 F.Supp. 554 (D.Haw.1982), which, they argue, is the only case directly on point. In Travis, the Hawaii legislature had decided to exclude from its population measure the entire military population, without attempting individual assignment, but allowed âthe presence of this large military population ... [to] aid[] in achieving its two congressional seats.â Travis, 552 F.Supp. at 571. A three-judge court subsequently held that Hawaiiâs actions violated the âOne Person, One Voteâ principle. But Travis was decided before the Supreme Courtâs decision in Karcher, and the district court in Travis therefore did not have the benefit of Karcherâs elaboration on the requirements of Article I, § 2. Further, after the categorical exclusion of all military personnel in Travis, the congressional districts still varied by over 300, id. at 569, whereas the Maryland legislature in this case drew districts as equally as possible after adjusting the census figures.
The conclusion that States may adjust census data during the redistricting process is also consistent with the practices of the Census Bureau itself. According to the Census Bureau, prisoners are counted where they are incarcerated for pragmatic and administrative reasons, not legal ones. The Bureau has explained that counting prisoners at their home addresses would require âcollecting information from each prisoner individuallyâ and necessitate âan extensive coordination procedureâ with correctional facilities. U.S. Census Bu
The question remains whether Marylandâs adjustments to census data were made in the systematic manner demanded by Karcher. It seems clear to us that they were. As required by the regulations implementing the Act, see Md. Code. Regs. 34.05.01 (2011), the MDP undertook and documented a multistep process by which it attempted to identify the last known address of all individuals in Marylandâs prisons. The MDP and its redistricting contractor, Caliper Corporation, then used this information to make the relevant adjustments to the data it had received from the Census Bureau. (Defs.â Mot. Summ. J. Exs. 2, 3, 4.) This process is a far cry from the âhaphazard, inconsistent, or conjecturalâ alterations the Supreme Court rejected in Karcher.
The plaintiffs do not dispute that the MDP followed the prescribed process, but they raise two objections to the result. First, they argue that if Maryland wishes to correct for prisoner-related population distortions, it must also make similar adjustments to account for the distortionary effects of college students and members of the military. (Pis.â Resp. Defs.â Mot. Summ. J. 24.) Second, they contend that contrary to the MDPâs assumption, most prisoners do not return to their last known residence after release. (Pis.â Resp. 26.)
Neither of these objections, however, is probative of whether the adjustments made were proper. To be sure, Maryland might come closer to its goal of producing accurate data if it assigned college students or active duty military personnel to their permanent home addresses for purposes of redistricting. But as with prisoners, Maryland is not constitutionally obligated to make such adjustments. Moreover, the Stateâs failure to improve its redistricting data even more by determining studentsâ and soldiersâ home addresses has little bearing on the merits of the plaintiffsâ Article 1, § 2 claim made with respect to prisoners.
We also observe that the plaintiffsâ argument on this point implies that college students, soldiers, and prisoners are all similarly situated groups. This assumption, however, is questionable at best. College students and members of the military are eligible to vote, while incarcerated persons are not. In addition, college students and military personnel have the liberty to interact with members of the surrounding community and to engage fully in civic life. In this sense, both groups have a much more substantial connection to, and effect on, the communities where they reside than do prisoners.
As to the plaintiffsâ second argument that the adjustments are improper because most prisoners do not return to their last known addresses after release, it would certainly be true that at least some prisoners will return to their old communities even if the plaintiffs are correct. See Nancy G. La Vigne et al., Urban Institute, A Portrait of Prisoner Reentry in Maryland 39 (reporting that 59% of Maryland prison
In sum, we conclude that the State did not violate Article I, § 2 by adjusting the raw census data as it did.
The plaintiffs also contend that the Actâs exclusion of incarcerated non-Maryland residents from the population base constitutes intentional discrimination on the basis of race, in violation of the Fourteenth Amendment, because, of the 1,321 prisoners who were excluded, 71.08% are African American. (Compl. œœ 49-53, 70.)
We find no support in the record for this contention. It is well-established that allegations of disparate impact alone are insufficient to state a claim under the Fourteenth Amendment. Washington v. Davis, 426 U.S. 229, 239, 96 S.Ct. 2040, 48 L.Ed.2d 597 (1976). Instead, plaintiffs are required to prove purposeful discrimination. Id. Our review of the record reveals no evidence that intentional racial classifications were the moving force behind the passage of the Act. In fact, the evidence before us points to precisely the opposite conclusion. As the amicus brief of the Howard University School of Law Civil Rights Clinic and other civil rights organizations makes clear, the Act was the product of years of work by groups dedicated to advancing the interests of minorities.
IV. Section 2 of the Voting Rights Act (Count 5)
The plaintiffs contend, as alleged in Count 5 of their complaint, that the State Plan violates the Voting Rights Act of 1965 (the âVRAâ), 42 U.S.C. § 1973, because it fails to create a third majority African-American congressional district. To support this contention, the plaintiffs recite the census data that show that 30.9% of the Maryland population is African-American, representing 28% of the VAP, and they offer four maps that they contend demonstrate how a third African-American district could be created while still respecting traditional districting principles. These maps are the Fannie Lou Hamer Plan (Compl. Attach. A), Senator Pipkinâs Plan (Compl. Attach. D), and two plans by Antonio Campbell (Pis.â Resp. Ex. 14). In each of these maps, a third majority African-American congressional district is formed by connecting residents of the Washington, D.C. suburbs with residents of the Baltimore suburbs.
Section 2(a) of the VRA prohibits the imposition of any electoral practice or procedure that âresults in a denial or abridgement of the right of any citizen ... to vote on account of race or color.â 42 U.S.C. § 1973(a). âA violation of [§ 2(a) ] is established if, based on the totality of the circumstances, it is shown that the political processes are not equally open to participation by members of a class of citizens ... in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice.â Id. § 1973(b).
In 1982, Congress amended § 2 to make clear that plaintiffs need not prove intentional discrimination. See Thornburg v. Gingles, 478 U.S. 30, 35, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986). Instead, a violation of § 2 may be demonstrated through discriminatory effect alone. Id. District line-drawing is therefore impermissible where its result, âinteracting] with social and historical conditions, impairs the ability of a protected class to elect its candidate of choice on an equal basis with other vot
In the redistricting of a single member constituency, the most common means of manipulating the voting strength of a politically cohesive minority group are âcrackingâ and âpacking.â âCrackingâ occurs when redistricting lines are drawn in order to âdivid[e] the minority group among various districts so that it is a majority in none.â Voinovich, 507 U.S. at 153, 113 S.Ct. 1149. âPackingâ occurs when a redistricting plan results in an excessive concentration of minorities within a given district, thereby depriving the group of influence in surrounding districts. Id. at 153-54, 113 S.Ct. 1149.
In Thornburg v. Gingles, the Supreme Court established three preconditions (the âGingles preconditionsâ) that a plaintiff must satisfy in order prove a violation of § 2 of the VRA:
First, the minority group must be able to demonstrate that it is sufficiently large and geographically compact to constitute a majority in a single-member district.
Second, the minority group must be able to show that it is politically cohesive. Third, the minority must be able to demonstrate that the white majority votes sufficiently as a bloc to enable it usually to defeat the minorityâs preferred candidate.
Gingles, 478 U.S. at 50-51, 106 S.Ct. 2752. Only after all of these three preconditions are met will a court evaluate the totality of the circumstances.
Although the failure to create a majority-minority voting district may be the basis of a § 2 violation, § 2 does not obligate States to create the maximum possible number of majority-minority districts. See Johnson v. De Grandy, 512 U.S. 997, 1016-17, 114 S.Ct. 2647, 129 L.Ed.2d 775 (1994); Abrams v. Johnson, 521 U.S. 74, 90, 117 S.Ct. 1925, 138 L.Ed.2d 285 (1997). Rather, to succeed on their claim, plaintiffs seeking the creation of an additional majority-minority district must first independently establish the existence of each of the Gingles preconditions for their proposed district. Our analysis will address the first and third.
The first Gingles precondition requires plaintiffs to demonstrate that a minority group is âsufficiently large and geographically compact to constitute a majority in a single-member district.â Gingles, 478 U.S. at 50, 106 S.Ct. 2752. The Supreme Court has explained that â[w]hile no precise rule has emerged governing § 2 compactness, the âinquiry should take into account traditional districting principles such as maintaining communities of interest and traditional boundaries.â â League of United Latin Am. Citizens (âLULACâ) v. Perry, 548 U.S. 399, 433, 126 S.Ct. 2594, 165 L.Ed.2d 609 (2006) (quoting Abrams, 521 U.S. at 92, 117 S.Ct. 1925) (internal quotation marks omitted).
As their primary proof of compactness, the plaintiffs offer two affidavits from Dr. Ronald Keith Gaddie, a political science professor from Oklahoma. (Pis.â Resp. Ex. 16; Pis.â Mot. Prelim. Inj. Surreply Ex. 4.) Dr. Gaddie evaluates the majority-minority districts drawn in the Fannie Lou Hamer and Pipkin plans and concludes that they are sufficiently compact to warrant the creation of a third majority African-American district. Dr. Gaddieâs analysis also indicates that the additional majority African-American districts in both plans are more compact than several of the districts in the enacted State Plan.
Even focusing our review to the statistics, however, that evidence does not prove the plaintiffsâ compactness conclusion. On page six of his report on demographic trends in Maryland, the plaintiffsâ expert, Dr. Peter Morrison, provides a graph entitled âConcentration of Population by Race and Hispanic Origin in Marylandâs Jurisdiction.â (Pis.â Resp. Ex. 18.) The graph clearly shows that Maryland has two â and only two â distinct concentrations of African-Americans, one in the D.C. suburbs and another in the Baltimore area.
The plaintiffs attempt to shore up their § 2 claim by arguing that the areas combined by their proposed third majority-minority district constitute a single âcommunity of interest.â Among other things, they argue that the Baltimore/Washington area forms an integrated transportation corridor and that residents of Howard County â which links Baltimore and Washington in their proposed plans â are equally likely to work in Baltimore City and the Washington D.C. area.
This argument is deficient in two respects. Although the distances at issue here are not as dramatic as in some cases courts have considered â the two Latino communities connected in LULAC were 300 miles apart, for instance â the differences between the two areas are real. While Baltimoreâs economy has traditionally been based on industry, medical services, and its port, Washingtonâs economic strength derives primarily from the federal government. The two cities may share an airport, but they have separate cultural institutions and root for rival sports teams. And most importantly for election issues, both areas are in different media markets and have different newspapers. In light of these differences, we believe the plaintiffs have not shown sufficiently that residents of their proposed additional majority-minority district form a single community of interest.
We also emphasize that for purposes of the § 2 analysis, a plaintiff must demonstrate that the minority population at issue is sufficiently compact. Bush v. Vera, 517 U.S. 952, 997, 116 S.Ct. 1941, 135 L.Ed.2d 248 (1996) (Kennedy, J., concurring). The crucial weakness in the plaintiffsâ evidence is that it concerns residents of their proposed congressional district in general, and not minority residents specifically. In the absence of this kind of specific evidence, we may not accept bare assertions that the areaâs African-American residents share the same characteristics, needs, and interests. See LULAC, 548 U.S. at 433, 126 S.Ct. 2594 (â[A] State may not assum[e] from a group of votersâ race that they think alike, share the same political interests, and will prefer the same candidates at the pollsâ (internal quotation marks omitted)) (Op. of Kennedy, J.).
Although the failure of plaintiffs to satisfy the first Gingles precondition is sufficient to dispose of the § 2 issue, we are also skeptical that the plaintiffs have satisfied the third Gingles precondition. Commonly referred to as âracially polar
The experts for both sides have analyzed a number of federal, state, and local elections in Maryland over the past decade to evaluate trends in racial voting. The Stateâs expert, Dr. Bruce E. Cain, a resident of Maryland and a professor at the University of California, Berkeley, reports that African-American candidates can in fact win contested elections in predominately white areas. (Defs.â Mot. Summ. J. Ex. 1 at 7-11.) Dr. Cainâs analysis found high levels of white support for minority candidates in several races, including the 2004 Democratic primary race for the Fourth Congressional District. Dr. Cain further notes that three statewide Democratic primary races in the past decade have paired white candidates against African-American candidates: the 2006 race for Attorney General, the 2006 race for U.S. Senate, and the 2008 race for President. In each of these cases, the African-American candidateâs share of the white vote differed significantly, suggesting that factors other than race influenced electoral decisions.
The results of the 2006 Democratic primary elections in Montgomery County are of particular interest, as they provide, what Dr. Cain terms, a natural social science experiment. In that election, African-American Attorney General candidate Stuart Simms received 25% of the white vote in Montgomery County against a white opponent. In the same election, African-American candidate for County Executive, Ike Leggett, who was also running against a well-funded white opponent, received 65% of the white vote in Montgomery County. Thus, the evidence at the local level also demonstrates a pattern of varying support for African-American candidates among the white electorate.
Dr. Gaddie offers a competing take on the electoral evidence. He contends that Barack Obamaâs primary victory over Hillary Clinton was atypical and should be attributed to resource and organization. More instructive, Dr. Gaddie insists, is the low share of the white vote received by then-Congressman Kweisi Mfume, an African-American, during his 2006 U.S. Senate campaign. Dr. Gaddie also points out that most African-Americans who hold state legislative offices have been elected from majority African-American districts.
To be sure, the evidence suggests that some instances of racial voting occur in Maryland. Even Dr. Cain concludes that Maryland experiences âmoderateâ racial polarization. But proof of occasional racial block voting is insufficient to fulfill the third Gingles precondition, which requires the showing that the white majority must be able âusually to defeat the minorityâs preferred candidate.â Gingles, 478 U.S. at 51, 106 S.Ct. 2752; see also Rollins v. Fort Bend Indep. Sch. Dist., 89 F.3d 1205, 1213 (5th Cir.1996) (concluding that although special circumstances âmay explain a single minority candidateâs victory ... [e]very victory cannot be explained away as a fortuitous eventâ).
On the record before us, we cannot conclude that the white electorate in Maryland is sufficiently racially polarized to satisfy the third Gingles precondition for a § 2 claim.
V. Equal Protection Violations (Counts 1 and 2)
The plaintiffs also contend that Marylandâs redistricting plan violates the Four
As interpreted by the Supreme Court, the Equal Protection Clause prohibits states from using race as the sole or predominant factor in constructing district lines, unless doing so satisfies strict scrutiny. Easley v. Cromartie, 532 U.S. 234, 241, 121 S.Ct. 1452, 149 L.Ed.2d 430 (2001); Bush v. Vera, 517 U.S. 952, 958-59, 116 S.Ct. 1941, 135 L.Ed.2d 248 (1996) (plurality op. of OâConnor, J.). At the same time, however, the Court has held that the Equal Protection Clause does not preclude any consideration of race in the redistricting process. Indeed, the Court has acknowledged that â[r]edistrieting legislatures will ... almost always be aware of racial demographics.â Miller v. Johnson, 515 U.S. 900, 916, 115 S.Ct. 2475, 132 L.Ed.2d 762 (1995). The question presented here is whether the State has subordinated traditional, legitimate districting principles to racial considerations. Vera, 517 U.S. at 959, 116 S.Ct. 1941.
The plaintiffs have submitted several affidavits and reports discussing lamentable incidents of racism in Maryland. They also highlight various areas on the map where they claim the line-drawing has moved African-Americans in and out of districts in order to strengthen the Democratic Partyâs advantage. For example, Professor Todd Eberly, a political scientist working in Maryland, suggests that African-American voters were used to balance out the effect of Republican-leaning white voters in the Baltimore suburbs. (Pis.â Resp. Ex. 16.)
But this evidence does not suggest, much less prove, that the political process in general or the redistricting process in particular is so infected with racial considerations that a desire to dilute African-American voting strength was the predominate factor in the creation of the State Plan.
As an initial matter, we note that the plaintiffs have not shown that the State moved African-American voters from one district to another because they were African-American and not simply because they were Democrats. Moving Democrats for partisan purposes does not establish a violation of the Fourteenth Amendment under Shaw v. Reno, 509 U.S. 630, 113 S.Ct. 2816, 125 L.Ed.2d 511 (1993), âeven if it so happens that the most loyal Democrats happen to be African-American Democrats and even if the State were conscious of that fact.â Hunt v. Cromartie, 526 U.S. 541, 551, 119 S.Ct. 1545, 143 L.Ed.2d 731 (1999). Distinguishing racial from political motivations is all the more important in a State like Maryland, where the vast major
Moreover, the plaintiffs offer little evidence suggesting that African-Americans are especially disadvantaged by the State Plan. The State Plan makes two out of the eight congressional districts majority African-American districts. This ratio of minority/majority seats â 25%âis thus in proportion to African-Americansâ share of the total voting-age population â 28%>. The State Plan also creates two districts, the Second and the Fifth, with significant and growing minority populations. Assuming population trends remain consistent, both of these districts could conceivably elect minority candidates on the basis of majority/minority coalition voting. Thus, while the State Plan may not be maximizing African-American political power in Maryland, it does give the African-American community a strong electoral position, which will continue to strengthen according to current trends.
This result is unsurprising given that the redistricting map drew the support of many members of Marylandâs African-American community. Indeed, even a brief review of the process leading to the State Planâs enactment reveals that Marylandâs African-American political leadership played an integral part in its creation. Both GRAC Chair Jeanne Hitchcock and GRAC member Richard Stewart are African-American. While the GRAC was developing its initial proposal, Marylandâs Legislative Black Caucus submitted two proposed redistricting plans, both of which contained only two majority African-American congressional districts. The Legislative Black Caucus also submitted a document outlining its goals for the redistricting process, which included:
Maintaining] the existing opportunity for Black voters to elect candidates of their choice in current District 1.... Maintaining] the existing opportunity for Black voters to elect candidates of their choice in current District 4.... Unifying] Prince Georgeâs County into Districts 4 and 5.
(Defsâ. Mot. Summ. J. Ex. 14.) Each of these requests was fulfilled in the enacted State Plan. Furthermore, during the legislative hearings on S.B. 1, the Redistricting Committee heard testimony from several prominent African-Americans who spoke in favor of the bill â Prince Georgeâs County Executive Rushern Baker, Montgomery County Executive Ike Leggett, and Baltimore Mayor Stephanie Rawlings-Blake.
Of course, not every member of the African-American community supports the State Plan. The plaintiffs in this ease clearly do not. But as counsel for the State suggested at oral argument, accepting the plaintiffsâ argument that discriminatory motivations predominated in the redistricting process would require us to conclude that âthe entire African-American leadership in the State of Maryland was hoodwinked.â We cannot reach such a conclusion on this record.
Our finding that the plaintiffs have failed to carry their burden of proof should not be read as a complete endorsement of the State Plan. Admittedly, the shapes of several of the districts in the State Plan are unusually odd.
Yet the Supreme Court has made clear that â[t]he Constitution does not mandate regularity of district shapeâ; rather, for strict scrutiny to apply, âtraditional districting criteria must be subordinated to race.â Vera, 517 U.S. at 962, 116 S.Ct. 1941. In its briefs and during oral argument, the State offered several plausible, nonracial reasons why the districts ended up looking as they do. For example, the decision to split majority African-American Prince Georgeâs County between two districts was necessary because the county is more populous than the ideal district. Additionally, the basic shape of some districts has not changed substantially since the last redistricting, suggesting that incumbent protection and a desire to maintain constituent relationships might be the main reasons they take their present forms.
And even if the plaintiffs are correct that the Pipkin map is more effective than the State Plan in vindicating some legitimate redistricting interests, that fact alone does not render the State Plan illegitimate. As the Supreme Court has explained, States may consider a wide variety of factors during the redistricting process. Easley, 532 U.S. at 242, 121 S.Ct. 1452 (â[T]he legislature âmust have discretion to exercise the political judgment necessary to balance competing interests,â and courts must âexercise extraordinary caution in adjudicating claims that a State has drawn district lines on the basis of raceâ â (quoting Miller, 515 U.S. at 915, 115 S.Ct. 2475)). The Stateâs constitutionally permissible decision to prioritize certain interests over others, without more, does not establish that racial motivations predominated in the stateâs decisionmaking.
Accordingly, we conclude that the plaintiffs failed to carry their burden.
VI. Political or Partisan Gerrymandering (Count 7)
In the final count of their complaint, the plaintiffs allege that Marylandâs redistricting plan is an impermissible partisan gerrymander. Specifically, they argue that the redistricting map was drawn in order to reduce the number of Republican-held congressional seats from two to one by adding Democratic voters to the Sixth District, which covers Western Maryland and portions of the Washington, D.C. suburbs.
Although this claim is perhaps the easiest to accept factually â Marylandâs Republican Party regularly receives 40% of the statewide vote but might well retain only 12.5% of the congressional seats â it is also the plaintiffsâ weakest claim legally, if they have standing to assert it at all. Since it first recognized the issueâs justiciability in Davis v. Bandemer, 478 U.S. 109, 106 S.Ct. 2797, 92 L.Ed.2d 85 (1986), the Supreme Court has struggled to define the parameters of a successful partisan gerrymandering claim. Recent cases have reaffirmed the conceptual viability of such claims, but have acknowledged that there appear to be âno judicially discernible and
The plaintiffs here likewise offer no reliable standard by which to adjudicate their gerrymandering claim. At best, they appear to argue for a sort of hybrid equal protection/political gerrymandering cause of action, which would be judged under the standards applicable to discrimination challenges. The Supreme Court, however, has previously dismissed similar claims, emphasizing that although â[r]ace is an impermissible classification ... [politics is quite a different matter.â Vieth, 541 U.S. at 307, 124 S.Ct. 1769 (op. of Kennedy, J.). Absent a clear standard to apply, we must reject the plaintiffsâ arguments on this count.
VII. Conclusion
Based on the foregoing findings and conclusions, we conclude that the plaintiffs have not satisfied their burden of proof with respect to any of the Counts alleged in their complaint. Accordingly, we will deny the Stateâs motion to dismiss the three-judge court; deny the plaintiffsâ motion for a preliminary injunction; and grant the Stateâs motion for summary judgment. A separate paper entering judgment for the State is filed herewith.
. The GRACs five members were: Chairperson Jeanne Hitchcock, Marylandâs Secretary of Appointments, State Senate President Thomas V. Mike Miller, State House Speaker Michael Busch, Prince Georgeâs County businessman Richard Stewart, and James King, a small business owner and former member of the House of Delegates.
. The manner in which counting prisoners where they are incarcerated results in over-representation can be seen most clearly at the local level. For example, District 1 of the Somerset County Council was created as a majority-minority district in order to settle a Voting Rights Act lawsuit brought in the 1980s. However, because the largely minority population of Eastern Correctional Institute was counted in the districtâs population for redistricting purposes, only a small number of African Americans who "resideâ in the district were actually eligible to vote. As a result, an African-American was not elected to fill the seat until 2010.
. Because the Federal Bureau of Prisons rejected Marylandâs Freedom of Information Act request for information on the home addresses of individuals incarcerated in federal prisons within Maryland, the MDP counted approximately 1,500 individuals in federal custody as residents of the Federal Correctional Institute Cumberland and Camp Cumberland facilities.
. It is unclear whether the Fifteenth Amendment applies to vote dilution claims like the one being brought by the plaintiffs here. The Supreme Court has raised the issue, but has not yet issued a definitive holding. See Voinovich v. Quitter, 507 U.S. 146, 159, 113 S.Ct. 1149, 122 L.Ed.2d 500 (1993). But we need not resolve this question in the present circumstances.
. Maryland's Third Congressional District merits special discussion. The District begins in Pikesville, a northwest suburb of Baltimore City; leaks eastward to capture the northeast suburbs of Baltimore City; then drops down into Baltimore City, taking a slice of the City on its way to Montgomery County, a northwest suburb of Washington, D.C.; then veers eastward in a serpentine manner to include Annapolis, a city on the Chesapeake Bay. In form, the original Massachusetts Gerrymander looks tame by comparison, as this is more