Attorney Grievance Commission v. Brigerman
ATTORNEY GRIEVANCE COMMISSION OF MARYLAND v. Ronald Claude BRIGERMAN, Jr.
Attorneys
Caroll G. Donayre, Assistant Bar Counsel (Glenn M. Gross-man, Bar Counsel, Attorney Grievance Commission of Maryland), for Petitioner., Ronald Claude Brigerman, Jr. (Cambridge, MD), for Respondent.
Full Opinion (html_with_citations)
On May 14, 2013, Petitioner, the Attorney Grievance Commission of Maryland, acting through Bar Counsel, filed with this Court a Petition for Disciplinary or Remedial Action (the âPetitionâ) against Respondent, attorney Ronald Claude Brigerman, Jr. The Petition alleged violations of the Maryland Lawyersâ Rules of Professional Conduct (âMLRPCâ) in connection with Respondentâs abandonment of one client, failure to communicate with several clients, misrepresentation to a client and Petitioner, and failure to cooperate with Petitionerâs investigation. Specifically, the Petition alleged that Respondent violated MLRPC 1.1 (competence); MLRPC 1.2 (scope of representation and allocation of authority between client and lawyer); MLRPC 1.3 (diligence); MLRPC 1.4(a) and (b) (communication); MLRPC 1.15(a), (c), and (d) (safekeeping property); MLRPC 1.16(d) (declining or terminating representation); MLRPC 8.1(a) and (b) (bar admission and disciplinary matters); MLRPC 8.4(a), (c), and (d) (misconduct); and Maryland Rule 16-604 (trust accountârequired deposits).
On May 20, 2013, this Court designated the Honorable Leah J. Seaton of the Circuit Court for Dorchester County (the âhearing judgeâ) to conduct an evidentiary hearing and render written findings of fact and conclusions of law. Respondent was served with process, in compliance with Maryland Rule 16-753, and, after he requested and was granted an extension, filed an Answer to the Petition for Disciplinary or Remedial Action on August 1, 2013.
The evidentiary hearing was held before the hearing judge on October 16, 2013. Thereafter, the hearing judge issued written findings of fact and conclusions of law, in which she concluded, by clear and convincing evidence, that Respondent *28 had violated MLRPC 1.1; MLRPC 1.3; MLRPC 1.4(a) and (b) ; MLRPC 1.15(a), (c), and (d); MLRPC 1.16(d); MLRPC 8.1(a) and (b); MLRPC 8.4(a), (c), and (d); and Maryland Rule 16-604. On December 20, 2013, Petitioner filed Petitionerâs Exceptions and Recommendation for Sanction (âPetitionerâs Exceptionsâ), excepting to one of the hearing judgeâs legal conclusions. Respondent filed no exceptions.
On September 4, 2014, this Court held oral argument. On September 10, 2014, we issued an Order of Remand, directing the hearing judge to clarify part of her discussion of the alleged mitigating circumstances in Respondentâs case. The hearing judge then issued Supplemental Findings and/or Conclusions of Law as to Mitigating Factors (âSupplemental Findingsâ) on September 30, 2014. Petitioner filed its response to the Supplemental Findings on October 9, 2014, and Respondent filed his response on October 14, 2014, in which he recommended a reprimand as the appropriate sanction for his misconduct.
Upon this Courtâs review of the hearing judgeâs findings of fact and conclusions of law, as well as the Supplemental Findings, we hold that Respondent violated MLRPC 1.1; MLRPC 1.3; MLRPC 1.4(a) and (b); MLRPC 1.15(a), (c), and (d); MLRPC 1.16(d); MLRPC 8.1(a) and (b); MLRPC 8.4(a), (c) , and (d); and Maryland Rule 16-604. We further hold, under the particular circumstances of this case, that the appropriate sanction is indefinite suspension.
I.
We summarize, below, the hearing judgeâs written findings of fact and conclusions of law:
Respondent graduated from the University of Baltimore School of Law in 1989. Thereafter and until sometime in 1993, he worked in a non-lawyer capacity for State Farm Insurance Company. From 1993 to 2001, Respondent handled bodily injury claims for Nationwide Insurance Company. Respondent was admitted to the Bar of this Court on December 16, 2003.
*29 The current disciplinary matter stems from three separate complaints brought by three of Respondentâs former clients, Kent Brummell, Renee Copper, and Terry Holden.
Complaint of Kent Brummell
In 2010, Kent Brummell (âMr. Brummellâ) retained Respondent to defend him in a criminal prosecution. Mr. Brummell was found guilty and sentenced to 35 years of incarceration.
On January 11, 2012, Mr. Brummell filed a complaint with Petitioner, citing Respondentâs failure to provide him with copies of documents from his case file. Mr. Brummell alleged that he had requested those documents several times prior to filing his complaint -with Petitioner but had received no reply from Respondent. Thereafter, Petitioner commenced an investigation.
In a letter to Petitioner dated February 2, 2012, Respondent wrote that he never received Mr. Brummellâs requests for the documents, adding that he would forward the documents upon his receiving Mr. Brummellâs written request for the case file that included instructions on where to mail the file. On February 23, 2012, Mr. Brummell sent Respondent a request for the documents and provided Respondent with instructions on where to send the file documents. Respondent did not reply to Mr. Brummellâs request.
Petitioner sent letters dated May 17, 2012, June 6, 2012, and July 11, 2012, to Respondent at his P.O. Box mailing address, at which Respondent was able to receive mail. The letters requested that Respondent respond to Mr. Brummellâs complaint. Respondent received the letters, but did not reply.
An investigator for Petitioner visited Respondentâs office on August 7, 2012, and left his business card. That same day, Respondent called the investigator and said that he would send the documents to Mr. Brummell and respond to Petitionerâs letters. In a subsequent e-mail, the investigator told Respondent to notify Petitioner if there would be a delay in sending the documents. On August 17, 2012, Respondent mailed Mr. Brummellâs documents, via certified mail, to the *30 correctional facility in which Mr. Brummell was incarcerated, yet Respondent did not inform Petitioner or the investigator that he had done so until the evidentiary hearing.
On August 8, 2012, Petitioner sent a letter to Respondent stating that the case would be formally docketed for an investigation and possible disciplinary action. Petitioner followed up with a certified letter on August 20, 2012, but the letter was returned unclaimed and without a response. Both letters were sent to Respondentâs physical office address, at which Respondent claimed he had difficulty receiving mail. Respondent, however, had instituted mail forwarding from the physical address to his correct P.O. Box mailing address. The hearing judge found that Respondent had received the letters but failed to respond to Petitioner.
Based on these facts, the hearing judge concluded that Respondent violated MLRPC 1.16(d); MLRPC 8.1(a) and (b); and MLRPC 8.4(a), (c), and (d). 1
Complaint of Renee Copper
In or about March 2010, Renee Copper (âMs. Copperâ) retained Respondent to represent her in a personal injury claim resulting from an August 14, 2009, automobile accident. Respondent filed a lawsuit on behalf of Ms. Copper on September 22, 2011. A trial date was set for June 22, 2012.
In or about April 2012, Respondent advised Ms. Copper that the defendantâs insurance company, Progressive Insurance Company (âProgressiveâ), provided a settlement offer of $10,000. Ms. Copper authorized Respondent to accept the offer and dismiss the case. Respondent told Ms. Copper that he would do so and then inform her when the case was dismissed.
In May 2012, Progressive sent Respondent a $10,000 settlement check made payable to Respondent. On June 21, 2012, Respondent and defense counsel filed a Joint Line of Dismiss *31 al of Ms. Copperâs case. Respondent did not inform Ms. Copper of his receipt of the settlement check or the subsequent dismissal.
Between June 1, 2012, and the scheduled trial date of June 22, 2012, Ms. Copper attempted to contact Respondent about her case and the settlement, but Respondent never replied. Ms. Copper only learned that her case had been dismissed when she called the court about her matter. On or about June 22, 2012, Ms. Copper contacted Progressive directly and learned that Progressive had issued a $10,000 settlement check to Respondent approximately one month earlier. The check had not yet been negotiated.
By chance, on August 18, 2012, Ms. Copper encountered Respondent at the Salisbury Mall. She questioned him about the settlement check. Respondent told Ms. Copper that he had sent her a letter with the breakdown of settlement disbursements. Respondent never sent such a letter to Ms. Copper. Respondent also said that he would call Ms. Copper the following week, but he failed to do so.
On September 12, 2012, Ms. Copper once again ran into Respondent by chance at a local store. She questioned Respondent about the settlement check, and Respondent told her to meet him the next day. That following day, Respondent and Ms. Copper met and deposited the check in Respondentâs account. Respondent wrote Ms. Copper a check for her portion of the settlement proceeds.
Petitioner began investigating Ms. Copperâs complaint in early August 2012. Petitioner sent Respondent letters dated August 2, 2012, September 4, 2012, October 2, 2012, October 16, 2012, and October 31, 2012. Respondent received, but did not respond to, Petitionerâs letters.
Based on these facts, the hearing judge concluded that Respondent violated MLRPC 1.3; MLRPC 1.4(a)(1), (2), and (3); MLRPC 1.15(d); MLRPC 8.1(b); and MLRPC 8.4(a), (c), and (d). 2
*32 Complaint of Terry J. Holden
On June 6, 2012, Terry J. Holden (âMs. Holdenâ) retained Respondent to represent her as a defendant in a civil matter involving Ms. Holdenâs alleged failure to pay for contractual services involving a home improvement project. The trial date was set for August 6, 2012, in the District Court sitting in Caroline County.
Respondent met with Ms. Holden on June 6, 2012. Ms. Holden paid Respondent, by check, a flat fee of $2,500 and provided him court documents and photographs of her home. Sometime later, Respondent cashed the check without depositing or maintaining the fees in a trust account, and without receiving Ms. Holdenâs informed consent not to deposit or maintain the fees in trust.
Respondent participated in a five-minute telephone call with a potential expert witness to discuss the contractorâs work in Ms. Holdenâs case. Respondent did not perform any additional work on the matter. After the initial June 6, 2012, meeting, Ms. Holden attempted to contact Respondent, but she was unable to reach him. Ms. Holden left several messages for Respondent between July 31, 2012, and August 3, 2012, none of which Respondent returned.
On or about August 1, 2012, Ms. Holden filed a pro se notice of intention to defend her case in the District Court. Shortly thereafter, she filed a complaint with Petitioner. The hearing judge found that, during the course of Petitionerâs investigation, Respondent received, but did not respond to, letters from Petitioner dated August 29, 2012, September 27, 2012, November 15, 2012, and November 27, 2012.
Based on these facts, the hearing judge concluded that Respondent violated MLRPC 1.1; MLRPC 1.3; MLRPC 1.4(a)(1), (2), and (3) and (b); MLRPC 1.15(a) and (c); MLRPC 1.16(d); MLRPC 8.1(b); MLRPC 8.4(a) and (d); and Maryland Rule 16-604. 3
*33 Mitigating and Aggravating Factors
In response to this Courtâs Order of Remand, the hearing judge submitted Supplemental Findings in which she found, by a preponderance of evidence, several mitigating factors. First, the hearing judge found that Respondent âis remorseful for âdropping the ballâ in Ms. Holdenâs caseâ and has âopenly acknowledged his failures in that case, and apologized for his inaction.â The hearing judge acknowledged, though, that âRespondentâs remorse did not cause him to take any corrective actionâ until the October 16, 2013, evidentiary hearing when he stated that he âwas prepared to provide a refund.â Petitioner informed this Court at oral argument that Respondent did provide the promised refund to Ms. Holden by handing her a money order for $2,500 on the day of the evidentiary hearing.
Second, the hearing judge found âthat Respondentâs marital and custody difficulties beginning in October 2011 and lasting through 2012â constitute a mitigating factor. The hearing judge explained that âRespondent credibly testified that he went through a divorce and experienced significant custody issues regarding his youngest daughter, which took an emotional toll on him.â Finally, the hearing judge found that âRespondent has not been formally disciplined previously for any professional misconduct and is not currently the subject of any other complaints to the Attorney Grievance Commission.â
The hearing judge further found, however, that âRespondent took no responsibility for his mistakes in Mr. Brummellâs and Ms. Copperâs casesâ and repeatedly disregarded âcommunications and requests from Mr. Brummell and Ms. Copper.â Also, â[wjhatever stress [Respondent] was under as a result of his marital breakup does not justify his seven month disregard of Mr. Brummellâs request for his file, and ignoring Ms. Copperâs request for her settlement check.â Furthermore, Respondent âdisplayed] an indifference to the disciplinary *34 legal processâ when he ignored repeatedly communications from Bar Counsel.
II.
In attorney discipline proceedings, this Court âhas original and complete jurisdiction and conducts an independent review of the record.â Attorney Grievance Commân v. Page, 430 Md. 602, 626, 62 A.3d 163 (2013). We accept the hearing judgeâs findings of fact as correct unless shown to be clearly erroneous. Attorney Grievance Commân v. Lara, 418 Md. 355, 364, 14 A.3d 650 (2011). Neither Respondent nor Petitioner filed exceptions to the hearing judgeâs findings of fact. We therefore treat those findings as established. See Md. Rule 16-759(b)(2)(A).
We review de novo the hearing judgeâs conclusions of law. Md. Rule 16-759(b)(l); Page, 430 Md. at 626, 62 A.3d 163. The ultimate decision as to whether an attorney has engaged in professional misconduct lies with this Court. Attorney Grievance Commân v. Agbaje, 438 Md. 695, 717, 93 A.3d 262 (2014).
III.
Petitionerâs Exception
Respondent did not file any exceptions to the hearing judgeâs conclusions of law. Petitioner filed one exception to the hearing judgeâs legal conclusion that Respondent violated MLRPC 8.4(c), âby misrepresenting to Ms. Copper that he mailed her a letter containing a settlement breakdown.â Petitioner agrees that the hearing judgeâs factual findings support that Respondent made this misrepresentation. Petitioner nonetheless argues that, because Petitioner did not charge Respondent with a violation of MLRPC 8.4(c) in connection with his representation of Ms. Copper, the hearing judge was precluded from finding that Respondent violated that rule while representing Ms. Copper.
*35 We agree. This Court has held that âan attorney may not be found guilty of violating a Rule of Professional Conduct unless that Rule is charged in the Petition For Disciplinary or Remedial Action.â Attorney Grievance Commân v. Sapero, 400 Md. 461, 487, 929 A.2d 483 (2007). This is because ânotice should be given to the attorney of the charges made and opportunity afforded him for explanation and defen[s]e.â In re Ruffalo, 390 U.S. 544, 550, 88 S.Ct. 1222, 20 L.Ed.2d 117 (1968). We therefore sustain Petitionerâs exception to the hearing judgeâs conclusion that Respondent violated MLRPC 8.4(c) in connection with Respondentâs representation of Ms. Copper.
Respondentâs Misconduct
Based upon our de novo review of the hearing judgeâs remaining conclusions of law, we conclude that Respondent violated MLRPC 1.1; MLRPC 1.3; MLRPC 1.4(a) and (b); MLRPC 1.15(a), (c), and (d); MLRPC 1.16(d); MLRPC 8.1(a) and (b); MLRPC 8.4(a), (c), and (d); and Maryland Rule 16-604.
MLRPC 1.1
MLRPC 1.1 states that â[a] lawyer shall provide competent representation to a client.â We have held that â[a] failure to make the proper and required filings in a client matter demonstrates a lack of the appropriate preparation and thoroughness necessary to provide competent representation.â Attorney Grievance Commân v. Shakir, 427 Md. 197, 205, 46 A.3d 1162 (2012); see also Attorney Grievance Commân v. Garrett, 427 Md. 209, 223, 46 A.3d 1169 (2012) (holding that an attorney violated MLRPC 1.1 by failing to take the ânecessary, fundamental steps to further the clientsâ case[ ]â).
Respondent violated MLRPC 1.1, in connection with his representation of Ms. Holden, when he accepted Ms. Holdenâs fee and subsequently failed to provide her with competent or meaningful legal services. Respondent took a $2,500 fee from Ms. Holden, yet he failed to perform any legal services on her *36 behalf beyond a five-minute telephone call with a potential witness.
MLRPC 1.3 and 1.15(d)
MLRPC 1.3 states that â[a] lawyer shall act with reasonable diligence and promptness in representing a client.â When an attorney âd[oes] nothing whatsoever to advance the clientâs cause or endeavor[,]â Attorney Grievance Commân v. Bahgat, 411 Md. 568, 575, 984 A.2d 225 (2009), or âfail[s] to disburse funds to clients in a timely manner,â Attorney Grievance Commân v. Zuckerman, 403 Md. 695, 713, 944 A.2d 525 (2008), the attorney violates MLRPC 1.3. MLRPC 1.15(d) provides, in relevant part, that, â[u]pon receiving funds or other property in which a client or third person has an interest, a lawyer shall promptly notify the client or third person[]â and âshall deliver promptly to the client or third person any funds or other property that the client or third person is entitled to receive.... â
The facts found by the hearing judge establish that Respondent failed to perform any meaningful legal services on Ms. Holdenâs behalf after entering into a retainer agreement. Respondent thereby violated MLRPC 1.3 in connection with his representation of Ms. Holden. The hearing judge found that Respondent âfailed to notify Ms. Copper in May 2012 that he had received the $10,000 settlement checkâ and âfailed to promptly deliver the check to her. He received the check in May 2012, and did not deliver it to her until September 13, 2012.â Those findings establish that Respondent violated MLRPC 1.3 and MLRPC 1.15(d) in connection with his representation of Ms. Copper.
MLRPC 1.4
MLRPC 1.4 states, in relevant part:
(a) A lawyer shall:
(1) promptly inform the client of any decision or circumstance with respect to which the clientâs informed consent ... is required by these Rules;
*37 (2) keep the client reasonably informed about the status of the matter;
(3) promptly comply with reasonable requests for information. ...
(b) A lawyer shall explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation.
During the course of their representation, both Ms. Copper and Ms. Holden repeatedly tried, without success, to contact Respondent. The hearing judge found that Respondent âfail[ed] to inform [Ms. Copper] about the settlement and dismissal of her case, and [failed] to respond to her multiple, reasonable requests for information as to the status of her case and the expected settlement.â The hearing judge further found that Respondent âfailed to communicate with Ms. Holden and failed to respond to her reasonable requests for information.â Those findings establish that Respondent violated MLRPC 1.4(a), in connection with his representation of Ms. Copper, and MLRPC 1.4(a) and (b), in connection with his representation of Ms. Holden.
MLRPC 1.15(a), MLRPC 1.15(c), and Maryland Rule 16-604
MLRPC 1.15(a) provides that â[a] lawyer shall hold property of clients or third persons that is in a lawyerâs possession in connection with a representation separate from the lawyerâs own property. Funds shall be kept in a separate account maintained pursuant to Title 16, Chapter 600 of the Maryland Rules[.]â MLRPC 1.15(c) provides that, â[u]nless the client gives informed consent, confirmed in writing, to a different arrangement, a lawyer shall deposit legal fees and expenses that have been paid in advance into a client trust account[.]â Similarly, Maryland Rule 16-604 states that
all funds, including cash, received and accepted by an attorney or law firm in this State from a client or third person to be delivered in whole or in part to a client or third person, unless received as payment of fees owed the attorney by the client or in reimbursement for expenses properly *38 advanced on behalf of the client, shall be deposited in an attorney trust account in an approved financial institution.
The hearing judge found that, when Ms. Holden retained Respondent as her counsel, she provided him with a $2,500 check as a retainer for his services, yet Respondent âfail[ed] to obtain Ms. Holdenâs informed consent in -writing to deposit the fees in any account other than a trust account.â Those findings establish that Respondent violated Maryland Rule 16-604 by failing to deposit the monies into his attorney trust account; he violated MLRPC 1.15(a) by cashing the check and co-mingling his unearned fee with his own property; and he violated MLRPC 1.15(c) by not obtaining Ms. Holdenâs informed consent.
MLRPC 1.16(d)
MLRPC 1.16(d) provides, in pertinent part, that, â[ujpon termination of representation, a lawyer shall take steps to the extent reasonably practicable to protect a clientâs interests, such as giving reasonable notice to the client ... [and] surrendering papers and property to which the client is entitled[.]â An attorney violates MLRPC 1.16(d) when he or she âabandon[s] the representation, fail[s] to provide all necessary services, and fail[s] to keep the clients informed concerning the representation[,]â Attorney Grievance Commân v. Park, 427 Md. 180, 189, 46 A.3d 1153 (2012), and when he or she âfail[s] to honor [the clientâs] request for a copy of his case file(s) at the end of the representation[,]â Attorney Grievance Commân v. Brown, 426 Md. 298, 314, 44 A.3d 344 (2012). Even if the attorney âeventually provide[s] a copy of [the] case file to [the client],â failing to deliver promptly a clientâs papers and property constitutes a violation of this Rule. Attorney Grievance Commân v. Page, 430 Md. 602, 630-31, 62 A.3d 163 (2013).
The hearing judge found that Respondent âfail[ed] to respond to Mr. Brummellâs requests, and Petitionerâs requests, to return Mr. Brummellâs file documents between January 2012 and August 2012.â That finding establishes that Respondent violated MLRPC 1.16(d). This is so, notwithstanding *39 that Respondent eventually returned those documents to Mr. Brummell. See Page, 430 Md. at 631, 62 A.3d 163. Respondent also violated MLRPC 1.16(d), in connection with his representation of Ms. Holden, when, as the hearing judge explained, Respondent effectively abandoned her without notice âby taking no action to represent her, other than contacting a potential expert, by failing to enter his appearance on her behalf and by failing to file the Notice of Intention to Defend.â
MLRPC 8.1(a) and 8.4(c)
MLRPC 8.1(a) provides, in pertinent part, that a lawyer shall not âknowingly make a false statement of material fact[.]â MLRPC 8.4(c) provides that â[i]t is professional misconduct for a lawyer to ... engage in conduct involving dishonesty, fraud, deceit or misrepresentation[.]â âWe have said that [MLRPC] 8.1(a) and 8.4(c) are violated when an attorney acts dishonestly and deceitfully by knowingly making false statements to Bar Counsel.â Attorney Grievance Commân v. Harris, 403 Md. 142, 164, 939 A.2d 732 (2008). Respondent violated MLRPC 8.1(a) and 8.4(c), in connection with his representation of Mr. Brummell, when he falsely told Petitioner and Mr. Brummell that he would return Mr. Brummellâs case file upon his written request.
MLRPC 8.1(b)
MLRPC 8.1(b) states, in part, that an attorney shall not âknowingly fail to respond to a lawful demand for information from an admissions or disciplinary authority[.Jâ Failure to respond to letters from the Attorney Grievance Commission constitutes a violation of MLRPC 8.1(b). See Attorney Grievance Commân v. Gray, 436 Md. 513, 521-22, 83 A.3d 786 (2014) (holding that the attorney violated MLRPC 8.1(b) when he failed to respond to two letters from the Attorney Grievance Commission). The hearing judge found that Respondent failed to respond to a total of 14 letters from Petitioner regarding Mr. Brummellâs, Ms. Copperâs, and Ms. Holdenâs complaints. Those findings establish that Respondent violated *40 MLRPC 8.1(b) in connection with his representation of Mr. Brummell, Ms. Copper, and Ms. Holden.
MLRPC 8.4(d)
MLRPC 8.4(d) provides that â[i]t is professional misconduct for a lawyer to ... engage in conduct that is prejudicial to the administration of justice[.]â âConduct which is likely to impair public confidence in the profession, impact the image of the legal profession and engender disrespect for the court is conduct prejudicial to the administration of justice.â Attorney Grievance Commân v. Agbaje, 438 Md. 695, 717, 93 A.3d 262 (2014). This includes â[f]ail[ing] to represent a client in an adequate manner and lying to a client[,]â Attorney Grievance Commân v. Reinhardt, 391 Md. 209, 222, 892 A.2d 533 (2006), as well as ârepeatedly failing] to respond in a timely manner to Bar Counselâs inquiries[,]â Attorney Grievance Commân v. Fox, 417 Md. 504, 538, 11 A.3d 762 (2010). An MLRPC 8.4(d) violation also includes faffing to disburse promptly settlement funds, see Attorney Grievance Commân v. Mungin, 439 Md. 290, 315, 96 A.3d 122 (2014), and faffing to keep a client informed about the status of a case, see Attorney Grievance Commân v. De La Paz, 418 Md. 534, 556, 16 A.3d 181 (2011) (holding that an attorney violated MLRPC 8.4(d) by faffing to inform his client of the dismissal of his clientâs complaint).
Respondent violated MLRPC 8.4(d), in connection with his representation of Ms. Holden, when, in the hearing judgeâs words, he âfail[ed] to perform any meaningful legal workâ on Ms. Holdenâs case after accepting her fee. Respondent violated MLRPC 8.4(d), in connection with his representation of Ms. Copper, when, as the hearing judge explained, Respondent âfailed to timely inform Ms. Copper of the settlement, delayed contacting her to disburse the settlement monies, misrepresented that he had mailed her a settlement breakdown letter, and failed to promptly respond to Bar Counsel[.]â Respondent likewise violated MLRPC 8.4(d), in connection with his representation of Mr. Brummell, when Respondent misrepre *41 sented to Bar Counsel that he would send promptly Mr. Brummellâs case file to him, upon his written request.
MLRPC 8.4(a)
MLRPC 8.4(a) provides that â[i]t is professional misconduct for a lawyer to ... violate or attempt to violate the Maryland Lawyerâs Rules of Professional Conduct!.]â Based on Respondentâs numerous other violations of the MLRPC, Respondent also violated MLRPC 8.4(a), in connection with his representation of Mr. Brummell, Ms. Copper, and Ms. Holden.
IV.
We turn now to the appropriate sanction for Respondentâs misconduct. Petitioner recommends disbarment. Respondent recommends a sanction of a reprimand, asserting that the mitigating circumstances found by the hearing judge substantially diminish the seriousness of his misconduct.
The severity of the sanction for an attorneyâs misconduct âdepends on the circumstances of each case, the intent with which the acts were committed, the gravity, nature and effect of the violations, and any mitigating factors.â Attorney Grievance Commân v. Ward, 394 Md. 1, 33, 904 A.2d 477 (2006) (citations omitted). The purpose of a sanction is not to punish the attorney, Attorney Grievance Commân v. Garcia, 410 Md. 507, 521, 979 A.2d 146 (2009), but rather, âto protect the public and the publicâs confidence in the legal profession!,]â see Attorney Grievance Commân v. Zimmerman, 428 Md. 119, 144, 50 A.3d 1205 (2012). âSanctions accomplish these goals by deterring intolerable conduct and keeping those unfit to practice law from doing so.â Id.
We have imposed the sanction of disbarment â[i]n cases involving flagrant neglect of client affairs, including failure to communicate with clients or respond to inquiries from Bar Counsel!.]â Attorney Grievance Commân v. Lara, 418 Md. 355, 365, 14 A.3d 650 (2011). In Lara, we held that disbarment was appropriate where the attorney deposited unearned fees into his personal account, effectively abandoned his *42 clients, and failed to respond to Bar Counselâs requests for information, in violation of MLRPC 1.3, 1.4, 1.15, 1.16(d), 8.1(b), and 8.4(a) and (d). Id. at 361-65, 14 A.3d 650. Similarly, in Attorney Grievance Commân v. Tinsky, 377 Md. 646, 655, 835 A.2d 542 (2003), we disbarred an attorney for his âlack of diligence, his lack of preparation, his failure to communicate with his clients, his charging of unreasonable fees, his failure to account for and return monies, his misrepresentations, and his failure to comply with Bar Counselâs requests[,]â in violation of MLRPC 1.1, 1.3, 1.4(a) and (b), 1.16(d), and 8.4(d). See also Fox, 417 Md. at 544-45, 11 A.3d 762 (âThe combination of Respondentâs violationsâin particular, abandonment of his clients, misrepresentation, and failure to cooperate with Bar Counselâs investigationâconvinces us that Respondent is unfit to practice law in Maryland and disbarment is the appropriate sanction to protect the public.â).
As in Lara and Tinsky, Respondent effectively abandoned his representation of Ms. Holden when he took a fee from her and failed to perform any meaningful work on her matter. Respondent also neglected all three complainants when he failed to communicate with them or respond to their reasonable requests for information. Accordingly, Respondent committed the same violations as the attorneys in Lara and Tinsky, in which we held disbarment to be the appropriate sanction.
Respondentâs misconduct is further exacerbated by his violations of MLRPC 8.1(a) and 8.4(c), which were not present in Lara and Tinsky, when he misrepresented to Mr. Brummell and Petitioner that he would return promptly Mr. Brummellâs case file. In Attorney Grievance Commân v. Vanderlinde, 364 Md. 376, 773 A.2d 463 (2001), we held that disbarment is the default sanction âin cases of intentional dishonesty, misappropriation cases, fraud, stealing, serious criminal conduct and the likeâ and that âwe will not accept, as âcompelling extenuating circumstances,â anything less than the most serious and utterly debilitating mental or physical health conditions[Jâ Vanderlinde, 364 Md. at 413, 773 A.2d 463. Since Vanderlinde, however, this Court has clarified that Vanderlinde is *43 not a âbright-line rule,â and âwe must still examine the facts, circumstances, and mitigation in each caseâ to determine the appropriate sanction. Attorney Grievance Commân v. Lane, 367 Md. 633, 647, 790 A.2d 621 (2002).
In the end, â[t]he appropriate sanction depends on the facts and circumstances of the ease before us, including our assessment of aggravating and mitigating factors[.]â See Attorney Grievance Commân v. Levin, 438 Md. 211, 228, 91 A.3d 1101 (2014). Several facts point us in the direction of a sanction short of disbarment. We find significant the hearing judgeâs finding that Respondent was experiencing personal problems, stemming from his divorce and child custody proceedings, during the time of his misconduct. Prior to these difficulties, Respondent never had been formally disciplined. Moreover, as found by the hearing judge, much of Respondentâs misconduct resulted from his personal issues, which took an emotional toll on him during this time, rather than solely a dishonest or selfish motive. Furthermore, during oral argument before us, Petitioner informed us that Respondent returned the $2,500 fee to Ms. Holden. Respondentâs conduct diverges from that in Lara and Tinsky, in which the attorneys never returned their unearned fees. See Lara, 418 Md. at 362, 14 A.3d 650; Tinsky, 377 Md. at 650, 835 A.2d 542.
In light of these factors, this case warrants a sanction less severe than disbarment. Personal issues, however, do not excuse an attorneyâs abrogation of his professional duties. Respondentâs misconduct was severeâhe abandoned Ms. Holden, made misrepresentations to Mr. Brummell and Petitioner, and failed utterly to cooperate with Petitionerâs investigation. Under the totality of the circumstances, taking into account the mitigating factors, we conclude that the appropriate sanction is an indefinite suspension.
IT IS SO ORDERED; RESPONDENT SHALL PAY ALL COSTS AS TAXED BY THE CLERK OF THIS COURT, INCLUDING COSTS OF ALL TRANSCRIPTS, PURSUANT TO MARYLAND RULE 16-761(b), FOR WHICH SUM JUDGMENT IS ENTERED IN FAVOR OF *44 THE ATTORNEY GRIEVANCE COMMISSION AGAINST RONALD CLAUDE BRIGERMAN, JR.
. At the conclusion of the October 16, 2013, hearing, Petitioner withdrew its allegation that Respondent violated MLRPC 1.4(a) with respect to Mr. Brummell's complaint.
. At the conclusion of the October 16, 2013, hearing, Petitioner withdrew its allegation that Respondent violated Maryland Rule 16-604 with respect to Ms. Copper's complaint.