Robinson v. State
Full Opinion (html_with_citations)
Appellant, Cecil Robinson, was tried before a jury in the Circuit Court for Caroline County, on charges of attempted robbery and related offenses. At the outset of the trial, the court learned that members of Appellantâs family might have been attempting to intimidate witnesses. After discussing the matter in the presence of counsel and Appellant, the court ordered the members of Appellantâs family and at least two other persons to leave the courtroom. The jury ultimately found Appellant guilty of two counts of attempted robbery and other offenses. Sentencing followed in due course.
Appellant noted a timely appeal to the Court of Special Appeals, asking â[wjhether the trial judge violated the appellantâs constitutional right to a public trial when she ordered members of the appellantâs family and other spectators to leave the courtroom.â In his brief before that court, Appellant contested the courtâs decision to order those persons out of the courtroom without first undertaking the analysis required by Waller v. Georgia, 467 U.S. 39, 104 S.Ct. 2210, 81 L.Ed.2d 31 (1984), and its Maryland progeny.
I. The Trial
The events precipitating this appeal arose during voir dire of the prospective jurors. One prospective juror responded to a voir dire question by advising the court that he could not decide the case impartially after overhearing a group of four or five persons discussing the case in the hallway. The prospective juror did not elaborate on what he had heard, but he observed that the persons he overheard discussing the case might have been witnesses at trial. The court dismissed the juror for cause, voir dire continued, and eventually a jury was selected and sworn.
At that time, the court directed the jury to retire to the jury room and ordered the potential witnesses sequestered. The court then addressed the spectators in the courtroom:
Now for those of you who are not potential witnesses, and Iâm sort of primarily looking at Mr. Robinsonâs family and Mr. Arlineâs[1 ] family, youâre not permitted to leave the courtroom and talk to any of these witnesses about whatâs going on. And quite frankly in light of what one of the jurors told me that there was a lot of chitchat or chatter out in the lobby about this case, Iâm going to ask Deputy North and Mr. Lovelace,[2 ] you need to watch this. I want you all*96 just staying in the courtroom, so then there wonât be any issue about whether you all arĂŠ chatting or not chatting in front of other people. So just stay in the courtroom and then Iâm not going to have any issue. Okay? No, youâre going to have to not even take a smoke, okay? Now that means at lunchtime and if I take a break, like a 15 minute break, I mean you can leave the courtroom, but you just have to understand you canât go out in the lobby, you canât go out in front of the courthouse.
The court then took a short recess.
. When proceedings resumed, the prosecutor told the court about a conversation one of Appellantâs family members had just had with a witness in the prosecutorâs office. It is clear from the record that spectators were in the courtroom as the following events unfolded:
[PROSECUTOR]: Your Honor, before we bring the jury back out, or anyone else in. I have an issue Iâd like to raise. When I left the office, Iâm sorry when I left the courtroom during the break, went in to my office and was approached by one of our witnesses. The witness said to me that while jury selection was going on, one of Mr. Robinsonâs family members had gone into the office and told her to lie. Iâve asked Ms. Shore to be here because she was present during that conversation and so I would, I know itâs highly unusual' and familyâs allowed to be here, but my understanding of the conversation is that itâs someone who represented herself as Mr. Robinsonâs sister, said her mother said to tell her to lie.
[APPELLANT]: Who?
[PROSECUTOR]: I would really like the family excluded at this point.
THE COURT: Bring them on in. Bring, I, bring the young lady in right now.
*97 [APPELLANT]: Who? Call my sister in here, I donât know what youâre talking about.
[PROSECUTOR]: She has a pink bag is how she was described to me. I understand it was before the rule on witnesses, but, even so, Your Honor, this is ridiculous.
The court directed the deputy sheriff to locate Appellantâs sister and bring her into the courtroom. As that was happening, the court and prosecutor continued discussing the situation:
[PROSECUTOR]: Your Honor, Iâm not making the allegation that it was a threat, but it certainly was improper and trying to incite false testimony.
THE COURT: Well, the problem is thereâs a, isnât there a crime, intimidation of a witness or trying to, what is it, subordinate, subordinate [sic] perjury?
[PROSECUTOR]: Yes, yes.
The transcript reflects that the prosecutor and defense counsel then had a discussion off the record. Proceedings resumed on the record, with the following:
[APPELLANT]: You canât find her? She didnât come in.
THE COURT: One problem is that excluding his family from the courtroom then puts them out with the public and Iâve got concerns about whether they can keep their mouths shut while sitting outside the Courthouse and not somehow
[PROSECUTOR]: Your Honor, my issue was that testifying is difficult and uncomfortable enough when confronting someone, but to then have that ...
THE COURT: Oh, okay, all right, okay. I see what youâre saying.
[APPELLANT]: Your Honor, thatâs not true. They can question my sister about this when she come in.
THE COURT: I am.
MR. LOVELACE: Would you like to put her on the witness stand?
*98 THE COURT: Well, first of all, Iâm just going to have them bring her inside then while, Iâm going to tell her what has been ...
MR. LOVELACE: Okay.
THE COURT: Well, because if I put her on the witness stand, I mean thereâs a potential for her to be criminally charged as a result of what she is alleged to have done.
Appellantâs sister was then brought into the courtroom and the judge questioned her about the conversation:
THE COURT: Okay, the young lady with the pink purse, I need you to come on up here please. Okay you can just stand, you can just stand right, right there. Whatâs your name?
Appellantâs sister identified herself as Susan Price and gave her age as seventeen years old. The exchange continued:
THE COURT: Seventeen. Susan, itâs been brought to my attention by members of the Stateâs Attorneyâs Office that you went into the Stateâs Attorneyâs Office and attempted to talk to one of the Stateâs -witnesses.
MS. PRICE: I said hi to my friend.
THE COURT: Excuse me, ma'am. And encouraged them not to tell the truth. Now if this [is] in fact true ...
MS. PRICE: I said hi to my friend.
THE COURT: Excuse me. If that is, in fact, true, that is a crime, but additionally you were instructed that you were not to have any contact with any of the witnesses. So what business you had going into the Stateâs Attorneyâs Office, I donât know. I am just bringing this to your attention as a result of what has been reported to me.
[APPELLANT]: Whatâd you say, Susan?
THE COURT: Mr. Robinson.
MS. PRICE: I just wanted to say hi to her.
THE COURT: Mr. Robinson, excuse me, Mr. Robinson.
MS. PRICE: Cause thatâs my friend from school.
*99 THE COURT: As I said, excuse me, excuse me. Did you not under, what part of you [sic] cannot have contact with any of the witnesses did you not understand?
MS. PRICE: I didnât know that, you didnât say that before I left.
THE COURT: Excuse me, Ms. Robinson, Ms. Price. All right, what Iâm going to end up doing is Iâm excluding the entire family from the courtroom. Now 1 donât know where theyâre going to go that they donât have contact with anybody else in this case.
The court discussed with courtroom personnel the possibility of placing the family spectators in a separate courtroom by themselves, away from the public. The court then advised Ms. Price that she could âgo back and sit with your mom.â
At that point, Appellantâs mother, Ms. Thomas, addressed the court about being forced to leave the courtroom:
MS. THOMAS: Your Honor?
THE COURT: I donât want to hear from anybody. Everyoneâs going to be, youâre going to leave the courtroom. I have to find some place to put you all.
MS. THOMAS: Right.
THE COURT: Where you will not interfere with this case today ...
MS. THOMAS: I understand, Your Honor, I was just saying she had said that before.
THE COURT: Okay, I donât want to hear, maybe what youâre doing is not malicious, Ms. Thomas, but I just donât think you all understand ...
MS. THOMAS: No, I understand, I do.
THE COURT: Nor respect the decorum that is needed in this particular proceeding. So itâs better to just put you all out of the courtroom. So with that said, Iâm just going to get you all to leave the courtroom, I just need one of the deputies to maybe sit out there with them, to make sure, I donât know, just to make sure theyâre not talking to anybody inappropriately---- So why donât you all have a seat out*100 there. Just going to have a deputy sit out there with you so if you end up wandering into some conversation that you shouldnât be having.
MS. THOMAS: Can they sit out there and Iâll sit in, I wonât say anything. I just ...
THE COURT: Everybodyâs sitting out there. Heâs not a juvenile any more. Everybody sit on out there. Maybe if you behave well, in the next hour or two, Ms. Thomas, Iâll reconsider, but right now. Everybody in the back, I want everybody out.
UNIDENTIFIED: We not his family.
THE COURT: I donât care. Youâre out.
The record does not reflect precisely who left the courtroom as the result of the courtâs order, but we shall assume for present purposes that Appellantâs family members and at least two other spectators left. The court then asked both attorneys if they were ready to proceed with the trial, and both acknowledged being ready. As trial proceeded, nothing more was said or done on the record concerning the exclusion of the spectators.
The jury found Appellant guilty of two counts of attempted robbery, two counts of assault in the second degree, two counts of attempted theft of less than $500, disorderly conduct, and disturbance of the public peace by hindering free passage. The court sentenced Appellant to concurrent terms of five yearsâ imprisonment for each count of attempted robbery, with all but one year and three months of those sentences suspended, and to a concurrent term of 80 daysâ incarceration for disorderly conduct.
II. The Partiesâ Contentions
Appellant claims that the court violated his constitutional right to a public trial by excluding his family and other spectators from the courtroom during the trial. Appellant relies on Waller v. Georgia, supra, and its Maryland progeny, Watters v. State, 328 Md. 38, 612 A.2d 1288 (1992), and Walker v. State, 125 Md.App. 48, 723 A.2d 922 (1999). It was in
Appellant, citing the Waller factors, asserts that âthere is nothing on the record to indicate that a total closure order was necessary!,]â given the prosecutorâs allegation that Appellantâs sister, and not others, had spoken with a witness during jury selection. Appellant argues: â[T]here is nothing to illustrate that a total closure was narrowly tailored to fulfill the courtâs concerns. Conversely, the court imposed the most restrictive order possible.â (Emphasis in original.) Appellant evidently does not quarrel with the prosecutorâs stated interest that the witnesses might be intimidated by the presence of his family and other certain persons in the courtroom. Nor does he argue that the court failed to make the requisite factual findings in support of closure.
The Stateâs primary rejoinder to Appellantâs claim of error is that he did not preserve the claim for appellate review because he did not object to the courtâs ordering the family and other spectators out of the courtroom. On the merits of the claim, the State acknowledges the demands of Waller but argues that what occurred in the present case was a mere âpartial closureâ of the courtroom. The State maintains that in such instances âa âless stringent standard [for exclusion of persons from trial] is justified because a partial closure does not implicate the same secrecy and fairness concerns that a total closure does.â â See Walker, 125 Md.App. at 72-73, 723 A.2d at 934 (citations omitted). The State also acknowledges the need for evidentiary support for courtroom closure, wheth
Appellant opted not to file a reply brief. At oral argument, however, Appellant responded to the Stateâs argument that his appellate claim is not properly preserved for review. Appellant did not deny the lack of defense objection to the courtâs order. He suggested that the trial court has the obligation, even in the absence of objection, to adhere to the Waller analysis, and the failure to do so is a âstructural errorâ that cannot be waived by a failure to object. He also asked, in the alternative, that we exercise our discretion to take cognizance of âplain errorâ which, he argues, was material to his right to a fair trial.
III. Discussion
The question Appellant presents, and which we granted certiorari to review, implicates the constitutional right to a public trial. See U.S. Const. Amend. VI (âIn all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial ... â). See also Tharp v. State, 362 Md. 77, 92-93, 763 A.2d 151, 158-59 (2000) (tracing the right of criminal defendants to a public trial in Maryland to its common law roots, and noting that the right to â[t]he openness of criminal trials also finds penumbral support in Article 21 of the [Maryland] Declaration of Rightsâ). Consequently, criminal trials are to be open to the public as a matter of course, and any closure of the courtroom for even part of the trial and only affecting some of the public must be done with great caution. This is because the right to a public trial âhas always been recognized as a safeguard against any attempt to employ our courts as instruments of persecution.â In re Oliver, 333 U.S. 257, 270, 68 S.Ct. 499, 506, 92 L.Ed. 682, 692 (1948).
That said, a criminal defendantâs right to a public trial is not absolute. We agree with the Court of Special Appealsâ observation in Walker, supra, that
[t]he Sixth Amendment does not require a court to forfeit its legitimate and substantial interest in maintaining securi*103 ty and order in the courtroom. To the contrary, prophylactic measures, including closure, may be warranted under some circumstances, in order to maintain order, to preserve the dignity of the court, and to meet the Stateâs interests in safeguarding witnesses and protecting confidentiality.
125 Md.App. at 69, 723 A.2d at 932.
Notwithstanding the importance of the question presented, we find that, for a number of reasons, we cannot reach the partiesâ arguments for and against the merits of the courtâs order. First and foremost, Appellant has not preserved his complaint for appellate review.
Maryland Rule 8-131 (a) provides, in pertinent part: âOrdinarily, the appellate court will not decide any [ ] issue unless it plainly appears by the record to have been raised in or decided by the trial court[.]â The purpose of Md. Rule 8-131(a) is â âto ensure fairness for all parties in a case and to promote the orderly administration of law.â â State v. Bell, 334 Md. 178, 189, 638 A.2d 107, 113 (1994) (quoting Brice v. State, 254 Md. 655, 661, 255 A.2d 28, 31 (1969)). Fairness and the orderly administration of justice is advanced âby ârequiring counsel to bring the position of their client to the attention of the lower court at the trial so that the trial court can pass upon, and possibly correct any errors in the proceedings.â â Bell, 334 Md. at 189, 638 A.2d at 113 (quoting Clayman v. Prince Georgeâs County, 266 Md. 409, 416, 292 A.2d 689, 693 (1972)). For those reasons, Md. Rule 8-131(a) requires an appellant who desires to contest a courtâs ruling or other error on appeal to have made a timely objection at trial. The failure to do so bars the appellant from obtaining review of the claimed error, as a matter of right.
From time to time, however, an appellant will ask the appellate court to excuse the failure of a timely objection by resorting to the language of Md. Rule 8-131 (a) that the appellate court âordinarilyâ will not decide an issue âunless it plainly appears on the record to have been raised in or decided by the trial courtf.Jâ We have made clear that the word âordinarilyâ has the limited purpose of granting to the
We have said that the appellate court should exercise the discretion to review an unpreserved claim of error âonly when it is clear that it will not work an unfair prejudice to the parties or to the court.â Jones, 379 Md. at 714, 843 A.2d at 784. Unfair prejudice may result, for example, when counsel fails to bring the position of her client to the attention of the trial court so âthat court can pass upon and correct any errors in its own proceedings.â Id. It would be unfair to the trial court and opposing counsel, moreover, if the appellate court were to review on direct appeal an un-objected to claim of error under circumstances suggesting that the lack of objection might have been strategic, rather than inadvertent. See id,.; Conyers, 354 Md. at 150, 729 A.2d at 919 (observing that â[t]he few cases where we have exercised our discretion to review unpreserved issues are cases where prejudicial error was found and the failure to preserve the issue was not a matter of trial tacticsâ). Moreover, if the failure to object is, or even might be, a matter of strategy, then overlooking the lack of objection simply encourages defense gamesmanship. See, e.g., State v. Rose, 345 Md. 238, 250, 691 A.2d 1314, 1320 (1997) (observing that excusing the requirement of a contemporaneous objection by defense counsel âwould allow defense attorneys to remain silent in the face of the most egregious and obvious instructional errors at trialâ).
In addition, the appellate court should evaluate whether the exercise of the discretion provided by Md. Rule 8-131(a) to address an unpreserved claim âwill promote the
None of these policy reasons warrants our reviewing the trial courtâs order notwithstanding Appellantâs failure to object to it. Appellant cannot deny that his silence resulted in the courtâs ânot passing upon and correct[ing] any errors in its own proceedings.â Indeed, we are confident that, had defense counsel brought to the attention of the court the lack of a full Waller v. Georgia analysis before exclusion of persons from the courtroom, the court would have undertaken the on-the-record fact-finding and analysis required by that decision.
Furthermore, Appellant makes no attempt to argue that the lack of defense objection was mere oversight, rather than the deliberate decision of defense counsel not to object. To be sure, no one can know from this record why defense counsel stood silent as the events unfolded. We can be virtually certain, however, given the lengthy discussion that preceded the courtâs issuance of its order, that defense counsel had ample opportunity to object. And, though we may not at this juncture attempt to assign a reason for the lack of defense objection, we cannot ignore the possibility that defense counsel did not object because he believed it better for his client to have his family members and others out of the courtroom during trial.
That Appellantâs claim of error implicates a constitutional protection, moreover, does not excuse his failure to make a contemporaneous objection to the courtâs order. We have made it abundantly clear that â â[e]ven errors of Constitutional dimension may be waived by failure to interpose a timely objection at trial.â â Taylor v. State, 381 Md. 602, 614, 851 A.2d 551, 558 (2004) (quoting Medley v. State, 52 Md.App. 225, 231, 448 A.2d 363, 366, cert. denied, 294 Md. 544 (1982)). And we have applied that proposition in a number of situations. See, e.g., Taylor, 381 Md. at 626-27, 851 A.2d at 565 (applying Md. Rule 8-131(a) and holding that the petitionerâs claim of a double jeopardy violation was not raised at trial and therefore was not preserved for appellate review); Walker v. State, 338 Md. 253, 262-63, 658 A.2d 239, 243 (citing Md. Rule 8-131(a) and holding that issues related to the denial of due process because of prosecutorial misconduct and denial of the Sixth Amendment right to counsel during pre-trial proceedings would not be considered because they were not properly raised below), cert. denied, 516 U.S. 898, 116 S.Ct. 254, 133 L.Ed.2d 179 (1995); cf. White v. State, 324 Md. 626, 640, 598 A.2d 187, 194 (1991) (citing Md. Rule 8-131(a) and stating that a claim of deprivation of the constitutional right to present defense witnesses was not properly before the Court because the argument had not been made to the trial court, but also finding no error on the part of trial court, â[e]ven if the issue had been preserved for appellate reviewâ).
Further, the fact that the Sixth Amendment right to a public trial can be characterized as âfundamentalâ does not change the requirement that any claimed violation of that right be preserved by contemporaneous objection.
Our cases make it clear that, simply because an asserted right is derived from the Constitution of the United States or the Constitution of Maryland, or is regarded as a âfundamentalâ right, does not necessarily make the âintelligent and knowingâ standard of waiver applicable. Rather, most rights, whether constitutional, statutory or common-law, may be waived by inaction or failure to adhere to legitimate procedural requirements.
The right to a public trial, though âfundamental,â is not within the ânarrow band of rights that courts have traditionally required an individual knowingly and intelligently [to] relinquish or abandon in order to waive the right or claim.â Hunt v. State, 345 Md. 122, 138, 691 A.2d 1255, 1262 (1997). Unlike, say, the rights to a jury trial, to counsel, and to require the State to prove its case, which are absolute and can only be foregone by the defendantâs affirmative âintelligent and knowingâ waiver,
For the same reasons, we reject the proposition that Appellant is entitled to review of the courtâs order simply because the deprivation of the right to a public trial is a âstructural error,â not subject to review for harmless error. See Neder v. United States, 527 U.S. 1, 8, 119 S.Ct. 1827, 1833, 144 L.Ed.2d 35, 46 (1999) (citing Waller, supra, for the proposition that the denial of a public trial is structural error); Carter v. State, 356 Md. 207, 224, 738 A.2d 871, 880 (1999). In that regard, we are in accord with the majority of the federal and state courts that a claimed deprivation of the right to a public trial can be waived by counselâs failure to lodge a contemporaneous objection to the closure.
The Supreme Court, for example, has held that defense counselâs failure to request that a courtroom previously closed for grand jury proceedings be re-opened for the defendantâs criminal contempt proceeding waived the defendantâs due process right to a public proceeding, which the Court stated is akin to the Sixth Amendment right to a public trial. See Levine v. United States, 362 U.S. 610, 618-19, 80 S.Ct. 1038, 1043-44, 4 L.Ed.2d 989, 1000 (1960). Closer still to the present case is United States v. Hitt, 473 F.3d 146 (5th Cir.2006), cert. denied, 549 U.S. 1360, 127 S.Ct. 2083, 167 L.Ed.2d 802 (2007). In Hitt, the United States Court of Appeals for the Fifth Circuit refused to consider the merits of the claim of the two appellants that the court committed
Cases from federal courts of appeal are to like effect. See United States ex rel. Bruno v. Herold, 408 F.2d 125, 128-29 (2d Cir.1969) (holding that the federal habeas corpus petitioner was not entitled to a new trial on the grounds that he was denied his right to a public trial, given that his trial counsel had not objected to the courtroom being cleared of some spectators during a portion of the trial), cert. denied sub nom. Bruno v. Herold, 397 U.S. 957, 90 S.Ct. 947, 25 L.Ed.2d 141 (1970); United States v. Sorrentino, 175 F.2d 721, 723-24 (3d Cir.1949) (rejecting the appellantâs contention that his counselâs waiver did not bind him and concluding that the appellant had validly waived his right to a public trial); cf. Hutchins v. Garrison, 724 F.2d 1425, 1431 (4th Cir.1983) (holding that the habeas petitioner had affirmatively waived his right to a public trial by agreeing to have the trial court consider his motion to dismiss counsel in a closed hearing); Martineau v. Perrin, 601 F.2d 1196, 1200 (1st Cir.1979) (holding that the habeas corpus petitioner, through counselâs actions and his own inaction upon learning of the fact that doors to the courtroom had been locked for a time, had effectively waived the right to a public trial).
State courts similarly hold. See, e.g., Wright v. State, 340 So.2d 74, 79-80 (Ala.1976) (holding that defense counselâs assertion that excluding the public during the appellantâs trial âis within the [cjourtâs discretion,â coupled with counselâs failure to object to the closure, amounts to the appellantâs waiver of the right to claim a violation of the entitlement to a
Consistent with the vast majority of the courts that have spoken on the subject, we hold that a claimed violation of the right to a public trial must be preserved for appellate review by a timely objection at trial, notwithstanding that the allegation implicates structural error. Therefore, Appellant is not excused from his failure to object to the courtâs order excluding his family and certain other persons from trial simply because the claimed error is âstructural.â
Finally, we reject Appellantâs invitation, made for the first time in oral argument before us, to take cognizance of the issue under the guise of âplain error.â Such review is reserved for those errors that are âcompelling, extraordinary, exceptional or fundamental to assure the defendant of [a] fair trial.â See Rubin v. State, 325 Md. 552, 588, 602 A.2d 677, 694 (1992) (citation and internal quotation marks omitted). We will intervene âin those circumstances only when the error complained of was so material to the rights of the accused as to amount to the kind of prejudice which precluded an impartial trial.â Id. In that regard, we âreview the materiality of the error in the context in which it arose, giving due regard to whether the error was purely technical, the product of conscious design or trial tactics or the result of bald inattention.â Id.
Appellant did not file a reply brief arguing why he is entitled to such extraordinary review. Moreover, the reasons why we have declined to overlook Appellantâs failure to preserve the issue by contemporaneous objection, including the lack of a fully developed record on the claim, demonstrate why this is not remotely a case that cries out for review under the guise of âplain error.â
JUDGMENTS AFFIRMED. COSTS TO BE PAID BY APPELLANT.
BELL, C.J., BATTAGLIA and GREENE, JJ., Dissent.
. It appears from the record that âMr. Arlineâ was a potential witness who ultimately was not called to testify. We cannot discern from the record how Mr. Arline was connected to the case.
. Deputy North evidently was assigned to provide security in the courtroom that day. The record does not disclose the precise identity
. It is precisely because we cannot ascertain from the record why defense counsel did not object to the courtâs order that the claim is better suited for post conviction review, should Appellant desire to pursue the claim at that juncture. See Stewart v. State, 319 Md. 81, 92, 570 A.2d 1229, 1234(1990).
. Although in Waller the Supreme Court did not describe the right to a public trial as âfundamental,â the Court did so in Herring v. New York, 422 U.S. 853, 856-57, 95 S.Ct. 2550, 2552-53, 45 L.Ed.2d 593, 597
. See, e.g., Adams v. U.S. ex rel. McCann, 317 U.S. 269, 278-79, 63 S.Ct. 236, 241, 87 L.Ed. 268, 274 (1942) (right to a jury trial); Johnson v.
. It is for this reason that we disagree with the view of the dissent that the right to a public trial cannot be waived by the defendantâs 'âinaction." See 410 Md. at 97-98, 976 A.2d at 1076. Were the dissent's view correct, then the defendantâs refusal to make an "intelligent and knowingâ waiver of the right would preclude a trial judge from ever closing a courtroom, no matter the circumstances warranting closure.