Commonwealth v. Merry
Full Opinion (html_with_citations)
This case is before us on a reservation and report from a single justice of this court. The defendant was convicted by a District Court jury of negligent vehicular homicide in violation of G. L. 90, § 24G (b).
The Commonwealthâs theory at trial was that the accident was caused by the defendantâs negligence in speeding, crossing a double yellow line, and driving into the victimâs automobile. The defense was that the accident occurred because the defendant was in the throes of a seizure, and was not able to control his vehicle at that time.
1. Background and evidence at trial. The accident at issue occurred in Essex County and the defendant was tried in that county. However, due to a potential conflict of interest because the defendant was a Beverly police officer, a Suffolk County assistant district attorney was assigned to the case shortly after the complaint issued, and it was he who prosecuted the case in Essex County.
We summarize the evidence at trial, in the light most favorable to the Commonwealth, focusing on evidence relevant to the defendantâs attack on the sufficiency of the Commonwealthâs
Police Sergeant Deborah Ryan, the Commonwealthâs accident reconstruction expert, concluded that the defendantâs cmiser was traveling fifty-two to fifty-five miles per hour at the time of the impact, on a street with a speed limit of thirty miles per hour. Data from the power control module (PCM) (a monitoring computer) in the defendantâs cmiser revealed that the accelerator was almost fully depressed throughout the 11.4 seconds prior to the collision and that the engine throttle was open as far as possible. In addition, during the first 3.4 seconds of the incident, the brake pedal was touched lightly. During the final eight seconds prior to the crash, there was no evidence that the brakes were used and no evidence that the antilock brake mechanism engaged. Based on her analysis of gouge marks in the road and computer reconstruction of the forces involved, Ryan concluded that the vehicles moved significantly after the impact. She opined that the defendantâs cmiser rotated counterclockwise before the vehicles arrived at their final positions (the left front portion of the defendantâs cruiser facing the left side portion of the victimâs car).
There was no indication that the cmiser had any mechanical problems and no evidence of skid marks on the road or of evasive action prior to the collision. According to Ryan, the cruiser had failed to negotiate a curve in the road on Cabot Street and had driven straight into the victimâs parked car. She could determine no cause for the accident. Ryan testified also that, of the 200
One witness, Frederick Kelsey, testified that no one was driving the cruiser when it drove past him as he was walking on Cabot Street. He saw the cruiser accelerate past him and fail to negotiate the curve on Cabot Street before driving straight into the victimâs car. He was twenty to thirty feet from the two vehicles when the collision occurred. Another witness, Heather Swan, a neighbor of the victim, was driving northbound on Cabot Street at the time of the accident. She saw the defendantâs cruiser traveling quickly up Cabot Street in the right hand lane. It made a âvery sharp, quickâ â[almost] 90 [degree]â turn to the left immediately before crashing into the victimâs car, as though the driver were trying to avoid something in the road. A third witness, Amy Munoz, was driving south on Cabot Street when the accident occurred. Munoz testified that the cruiser âturn[ed] very quickly,â making a sharp, âabruptâ left turn, almost a U-turn, immediately before it hit the victimâs car. Neither Munoz nor Swan indicated whether they saw someone driving the defendantâs cruiser.
Munoz, Swan, and Kelsey approached the cruiser immediately after the accident. Munoz and Kelsey testified that the defendant was slumped over on the passenger side of the seat, with his feet behind the wheel on the driverâs side.
Paramedics arrived, removed the defendant from the cruiser through the driverâs door, and transported him to the hospital in an ambulance. The defendant was not cooperative with the paramedicsâ efforts to remove him from the vehicle, nor was he cooperative in the ambulance. He was rolling around and attempting to sit up or to hold his head. He was not responsive to commands and did not respond appropriately to questions.
Blood and saliva were found on the passenger seat of the defendantâs cruiser. A few drops of blood and saliva were found on the driverâs side airbag. Blood was also discovered on the on-board laptop computer stand. Tests later confirmed that the blood was the defendantâs. In addition, the windshield on the driverâs side was observed to be damaged; the damage to the windshield was emphasized in the prosecutorâs closing argument and has become a point of contention on appeal.
At the hospital, the defendant was found to be suffering from a concussion; abrasions on his knees and ankles; superficial cuts on his hands; and swelling and a laceration above the right eyelid. However, a computer tomography (CT) scan revealed no abnormalities and no indication of a seizure. Blood tests established that the defendant had not consumed alcohol or drugs. He had no medical history of seizures, fainting, or blackouts, and no cause for a seizure could be found.
As stated, the defendant contended that he had suffered a seizure which caused the accident, and testified that he could not remember anything about the accident from the time he
After the close of the defendantâs case, the Commonwealth called Dr. Daniel Hoch, also a neurologist, as a rebuttal witness. Hoch described some easily identified causes of seizures, such as bleeding in the brain and heart conditions, and said that those had been ruled out in the defendantâs case. He testified that, while a seizure was not the âmore likelyâ theory, one could not âbe medically certain about what actually happened during [the accident].â On cross-examination, Hoch testified that the defendantâs behavior after the accident was consistent with a seizure or a concussion, and that a seizure was a âviable medical theory.â Hoch stated that if the defendantâs foot had been on the accelerator at the beginning of a seizure, his stiffened body would have pushed down on the accelerator for ten to twenty seconds. Hoch testified that thirty to fifty percent of the time when a first seizure occurs, there is no medical history of seizures and no cause can be found; he also stated that seizures are frequently misdiagnosed in emergency rooms.
The defendant moved for a required finding of not guilty after the close of the Commonwealthâs case, after presenting his case, and after the Commonwealthâs rebuttal. These motions were denied.
2. Posttrial proceedings. The defendant filed a renewed motion for a required finding of not guilty, or in the alternative for a new trial, pursuant to Mass. R. Crim. P. 25 (b) (2), 378 Mass. 896 (1979).
According to the letter, the Essex County assistant district attorney said that he had not informed the Suffolk County prosecutor of Ryanâs opinion concerning the windshield. The Suffolk County prosecutor stated that he had spoken with Ryan once before the trial, and that their conversation had focused on the evidence from the PCM (the monitoring computer) concerning the accelerator. He also stated that he suggested to Ryan that the damaged windshield and the blood on the airbag âwere the best evidence that the defendant had not had a seizure,â and that Ryan replied that the blood on the airbag was his âbetter argument.â Ryan agreed that the major topic of her conversation with the Suffolk County prosecutor was the PCM data, and did not recall any conversation concerning the blood on the airbag. When the judge asked the trial prosecutor whether he deliberately avoided asking Ryan her opinion about the cause of the damage to the windshield, the prosecutor stated only that, before the trial, he had understood Ryan to mean that it was âunlikely, but not ruled out,â that the damage to the windshield was caused by the defendantâs head. She believed that âthe blood evidence was a better argument.â
The motion judge allowed the defendantâs motion for a new trial because he concluded that Ryanâs opinion about the damage to the windshield was both material and exculpatory. The judge found that the Essex County district attorney did not knowingly or intentionally withhold information about Ryanâs report
The defendant filed a petition for relief pursuant to G. L. c. 211, § 3, seeking to bar his retrial on double jeopardy grounds because of the purported insufficiency of the evidence or, alternatively, to have the charges dismissed because of the prosecutorâs alleged misconduct. A single justice of this court reserved and reported the defendantâs motion to the full court.
3. Discussion, a. Sufficiency of the evidence. In certain circumstances permitting a new trial would impinge on double jeopardy protection. See Commonwealth v. Murchison, 392 Mass. 273, 276 (1984). Where the evidence at the first trial was legally insufficient to sustain a verdict, a new trial would violate the prohibition against double jeopardy and is therefore impermissible. Corson v. Commonwealth, 428 Mass. 193, 196-197, 201 (1998). Berry v. Commonwealth, 393 Mass. 793, 794, 796-798 (1985). The issue, then, is whether the evidence in this case was legally sufficient to support a conviction.
Under the familiar Latimore standard, the evidence is sufficient to reach the jury and a motion for a required finding of not guilty is properly denied if the evidence, viewed in the light most favorable to the Commonwealth and drawing all inferences in favor of the Commonwealth, would permit a rational jury to find each essential element of the crime beyond a reasonable doubt. Commonwealth v. Latimore, 378 Mass. 671, 676-677 (1979). In considering whether the jury could find the existence of each element of the crime charged, we do not weigh the supporting evidence against conflicting evidence. Com
Additionally, because the defendant moved for a required finding both at the close of the Commonwealthâs case and again at the close of all the evidence, in each instance we consider all the evidence, viewing it in the light most favorable to the Commonwealth. See Commonwealth v. Cordle, 412 Mass. 172, 173 (1992).
Here, the Commonwealth was required to prove four elements to establish motor vehicle homicide by negligent operation: operating, negligently, on a public way, causing the death of another. See G. L. c. 90, § 24G (b); Aucella v. Commonwealth, 406 Mass. 415, 416 (1990). Only two elements, those of operation and negligence, were contested at trial.
A person âoperatesâ a motor vehicle who, when in the vehicle, âintentionally does any act or makes use of any mechanical or electrical agencyâ of the vehicle which, alone or in sequence, will set the vehicle in motion or âdriv[e] the vehicle under the power of the motor machinery.â Commonwealth v. Ginnetti, 400 Mass. 181, 183-184 (1987), quoting Commonwealth v. Uski, 263 Mass. 22, 24 (1928). Generally, operation and negligence are two separate elements. In this case, however, where the defense was that the defendant, through no fault of his own, lost control of the cruiser, the question is whether the defendant was operating negligently. The case turns on whether the Commonwealth produced sufficient evidence of negligence given the defendantâs
Sufficient evidence was introduced for a rational jury to find beyond a reasonable doubt that the defendant was intentionally operating the vehicle during the accident. The defendant does not dispute that he was in control of the cruiser as it left the convenience store parking lot and does not contend that anyone else was in the cruiser. The jury could reasonably have inferred from the evidence that the accelerator was depressed, causing the cruiser to speed, because the defendant was consciously pushing on it, and also that the defendant attempted to use the brakes during the first part of the incident. Moreover, two witnesses testified that they observed the cruiser make a âhard,â âsharp,â â90 degree,â or âalmost a U-turnâ left turn immediately before the impact. Again, the jury could reasonably have inferred, as the prosecutor argued, that making such a sharp turn of the wheel indicated that the defendant intended to do so, and was therefore directing the motion of the vehicle.
There was also sufficient evidence for a jury to determine that the defendant acted negligently by speeding, crossing the double yellow line, and driving into the victimâs car. The jury could have found, as the prosecutor argued, that the defendant was bent over, distracted by something in the cruiser, as he drove past Kelsey, but that he returned to a sitting position before the impact. Alternatively, the jury could reasonably have inferred that the same situation existed, but that the defendant never sat up after bending down before the collision. Similarly, the jury could have chosen not to credit Kelseyâs testimony that no one was driving the cruiser. See Koonce v. Commonwealth, supra at 75.
That contradictory evidence exists is not a sufficient basis for granting a motion for a required finding of not guilty. See Commonwealth v. Pike, 430 Mass. 317, 323-324 (1999). The jury were free, but not required, to believe the defendantâs expertâs testimony that the accelerator was depressed and the cruiser was speeding because the defendantâs body had stiffened during the seizure. See Commonwealth v. Urrea, 443 Mass. 530, 546-547 (2005) (jury not required to believe testimony of expert over testimony of lay witness).
Here, if the jury chose not to believe the defendantâs expert opinion regarding the likelihood that the defendant suffered a seizure, it required no conjecture or piling of inference upon inference, see Corson v. Commonwealth, supra at 197, for the jury to determine that the defendant was in control of the cruiser. The defendantâs own expert was only able to conclude that the defendant had âmost probablyâ suffered a seizure. There was no postaccident evidence indicative of a seizure nor evidence of a history of seizures suffered by the victim or his family. Moreover, the defendantâs expert agreed that many of the defendantâs symptoms immediately after the accident could have been the result of a concussion. Therefore, the jury could permissibly reject the defendantâs theory and conclude that the defendant, through inattention, pushed on the accelerator at the time of the unexplained acceleration and impact.
The defendant claims also that the Commonwealthâs case deteriorated after his expertâs testimony, and deteriorated further after its rebuttal expertâs testimony. Deterioration occurs ânot because the defendant contradicted the Commonwealthâs evidence . . . but because evidence for the Commonwealth necessary to warrant submission of the case to the jury is later shown to be incredible or conclusively incorrect.â Commonwealth v. OâLaughlin, 446 Mass. 188, 203 (2006), quoting Kater v. Commonwealth,
b. Prosecutorial misconduct. The defendant contends that the prosecutorâs failure to disclose material and exculpatory evidence, i.e., the opinion of the Commonwealthâs accident reconstruction expert about the cause of the damage to the windshield, combined with statements in the prosecutorâs closing argument, constitutes misconduct so egregious that dismissal of the indictment is required and that therefore a new trial is barred. See Commonwealth v. Lewin, 405 Mass. 566, 579 (1989); Commonwealth v. Murchison, 392 Mass. 273, 276 (1984); Commonwealth v. Manning, 373 Mass. 438, 444 (1977).
(i) The exculpatory evidence. As stated, the prosecutor did not disclose, until after the trial ended, Ryanâs opinion about the damage to the windshield and her view that there was no evidence that the defendant was sitting up at the time of the accident. We agree with the judge who conducted the hearing on the defendantâs motion for a new trial that Ryanâs opinion was material and exculpatory. The judge therefore properly concluded that a new trial is required. See Commonwealth v. Tucceri, 412 Mass. 401, 406-408, 412-414 (1992). The Commonwealth does not dispute this conclusion.
The defendant contends that the prosecutor was aware of Ryanâs opinion prior to trial, intentionally failed to reveal her exculpatory statements, and then relied in closing on his own theory that the damage to the windshield established that the defendant was sitting up at the time of the collision. Had the prosecutor deliberately failed to disclose what he understood to be exculpatory evidence, or intentionally misled the jury by making statements in his closing argument that he knew were false, his conduct
The defendant argues also that the prosecutorâs omission of any questions to witnesses about the airbag and the windshield, in conjunction with statements in his closing argument about these items, requires dismissal. Photographs of the driverâs side airbag with visible spots of blood, and of the damaged windshield, were introduced as trial exhibits. The prosecutor did not ask witnesses any questions about these photographs or about the source of the blood and saliva on the airbag. He also did not inquire of the accident reconstruction expert about the damage to the windshield. The judge concluded, however, that the prosecutor did not intentionally omit to ask such questions while concealing information from the defendant. We have no basis on which to disturb this finding.
(ii) Prosecutorâs closing argument. Having disposed of the allegation that the prosecutor intentionally withheld evidence, we turn to whether, apart from the prosecutorâs nondisclosure of the expertâs opinion, the prosecutor, during closing argument, misstated the record as it existed. The defendant argues that the prosecutorâs closing statements about the airbag and the damage to the windshield, and the inferences to be drawn from them, represent misconduct so egregious that the charges should be dismissed. While some of the prosecutorâs comments were inappropriate and might themselves have warranted a new trial, the defendant will receive a new trial due to the failure to disclose exculpatory evidence. Therefore, we consider only whether the prosecutorâs conduct warrants dismissal, and conclude that it does not.
We have delineated limited circumstances for dismissing a
As the defendant points out, notwithstanding that the prosecutor did not question any witnesses about the damage to the windshield, during his closing argument, the prosecutor emphasized that the defendant was sitting up at the time of the accident and that the damage to the windshield was caused by the defendantâs head. The prosecutor stated that âwe knowâ the defendant was sitting up at the time of the accident because of the type of damage to the windshield; he then said that âa person having a seizure does not sit up.â No evidence was introduced to explain how the damage to the windshield occurred, and there was no medical testimony regarding whether a person experiencing a seizure would be able to sit up during the episode. Moreover, before the trial began, the prosecutor thought it âunlikelyâ that the Commonwealthâs expert would agree with his theory concerning the damage to the windshield.
In addition, the prosecutor argued, based on evidence that the oxygen mask was placed on the defendantâs face before the defendant sat up, that â[s]aliva comes from one place, your mouth. The only way that saliva got on the airbag is if [the defendant], his face, hit that airbag at the time of the crash.â The prosecutorâs statement that the âonlyâ way the defendantâs blood and saliva
A prosecutor may argue strenuously, and even with a flourish, that the jury should credit certain testimony or draw certain inferences consistent with the evidence before them. See Commonwealth v. Obershaw, 435 Mass. 794, 808 (2002); Commonwealth v. Grandison, 433 Mass. 135, 142-143 (2001), and cases cited. Some of the prosecutorâs comments here, however, exceeded the bounds of permissible argument. He should not have implied that the source of the damage to the windshield was factually certain, when no evidence about the windshield other than the photograph had been introduced, and when he believed it âunlikelyâ that the Commonwealthâs expert would agree with his theory. See Commonwealth v. Coren, supra at 730-731 (prosecutors must not misstate evidence and must limit scope of argument to facts in evidence and inferences reasonably to be drawn from them).
Furthermore, not only were the prosecutorâs statements improper, they affected the core of the Commonwealthâs case. See Commonwealth v. Arroyo, 442 Mass. 135, 147 (2004). The judge commented that the prosecutorâs statements about the blood and saliva on the airbag could have been the âcenterpieceâ of the prosecutorâs argument and that, after hearing these statements, âall of a sudden things seem[ed] to come together.â The defendant objected specifically to the above statements and also moved for a mistrial based on the prosecutorâs closing argument. However,
4. Conclusion. There was sufficient evidence introduced at the defendantâs trial for a rational jury to have found beyond a reasonable doubt that the defendant was guilty of motor vehicle homicide by negligent operation. The delayed disclosure of the expertâs material exculpatory opinion, however, requires that the defendant be granted a new trial.
Order allowing motion for new trial affirmed.
A charge of unlicensed operation of a motor vehicle was subsequently dismissed and charges of violations of G. L. c. 89, § 4A, and G. L. c. 90, § 17 (civil traffic infractions included for procedural purposes), were filed.
The Commonwealth did not appeal the judgeâs decision on the motion for a new trial.
The defendant appeals as well from the trial judgeâs denial of his repeated motions for a required finding of not guilty.
The defendant also pointed out that, even if he had been sitting up, no evidence was introduced to show that a person could not experience a seizure while upright.
We reserve specific additional details for further discussion.
The defendant testified that he took one sip of the soda, that it âdidnât taste rightâ because it was âall soda and no syrup,â and that consequently he did not drink any more of the soda.
Swan went directly to the victimâs car and attempted to aid the victim; she did not look inside the cruiser.
The defendantâs medical records, introduced at trial, indicated he experienced a verified seizure in March of 2007, two months after the accident.
The defendant also moved for a mistrial after the prosecutorâs closing argument. This motion was also denied. See part 2, infra.
The defendant did not move separately for a new trial under Mass. R. Crim. P. 30 (b), as appearing in 435 Mass. 1501 (2001).
The judge emphasized the constraints on conversation between the Essex and Suffolk County prosecutors, given the Essex County prosecutorâs concerns about an appearance of impropriety because of the defendantâs work as a police officer in Essex County.
We allow the defendantâs motion to expand the record to include the transcript of the hearing before the single justice.
The parties stipulated that Cabot Street was a public way and that the accident caused the victimâs death.
This admission by the prosecutor was made after the trial, during the hearing on the defendantâs motion for a new trial. See part 2, supra.
The defendant contends that it was improper for the prosecutor to argue how the defendantâs blood could be present on the airbag without expert evidence on blood splatter. Although experts are often called to explain blood splatter to the jury, see, e.g., Commonwealth v. Rice, 427 Mass. 203, 206 (1998), here the jury were equipped to draw their own conclusions about the source of the blood. See Commonwealth v. DeWolfe, 356 Mass. 719, 719 (1969); Commonwealth v. Sturtivant, 117 Mass. 122, 135 (1875) (âIt would also seem to be within the range of common knowledge to observe and understand those appearances, in marks or stains caused by blood or other fluids, which indicate the direction from which they came, if impelled by forceâ).