Randle v. Tregre
Darnell RANDLE v. Mike TREGRE
Attorneys
Vercell Fiffie, Edgard, LA, for Darnell Randle., Carl A. Butler, Jonathan Lee Brehm, Tiffany M. Fleming, Butler Law Firm LLC, Kenner, LA, for Mike Tregre, et al.
Full Opinion (html_with_citations)
ORDER AND REASONS
Before the Court is defendantsâ opposed motion in limine
For the reasons set forth below, the Court concludes that defendantsâ motion for partial summary judgment, is granted and that defendantsâ motion in limine is granted in part. â˘
BACKGROUND
This lawsuit arises out of an incident that occurred on or about February 7,
Plaintiff was in the apartment wheii the detectives commenced the search. There is a fact dispute regarding what next occurred. According to the version of events plaintiff initially offered in his deposition, plaintiff was getting âhighâ on cocaine when the officers approached the apartment whereupon plaintiff moved into a bedroom in order to snort more cocaine before they entered.
At some point, Schexnayder asked plaintiff his name, to which plaintiff gave an inaudible response as a result of the drugs in his mouth.
â Plaintiff contends that once in the front yard, Schexnayder and Thomas continued
What is set forth above appears to be the extent of the physical abuse alleged by plaintiff. However, plaintiff did state during his deposition that it was possible that he was struck by officers other than Schexnayder and Thomas, but that he simply could not remember because he repeatedly lost consciousness.
Defendants offer a different version of events. While they admit that, after plaintiff was removed from the apartment, Bor-delon used a sleeper hold and flashlight in order to extract the drugs from his mouth, they claim the force used to do so was reasonable given the exigent circumstances.
It is uncontested that plaintiff was unarmed .when discovered by the detectives, but that weapons were later discovered in the bedroom in which he was hiding when Schexnayder and Thomas found him. Plaintiff was later charged with possession of a controlled substance, obstruction of justice, possession of a stolen firearm, and possession of a weapon by a convicted felon.
â Subsequent to the incident at issue, âSheriff Mike Tregre [âSheriff Tregreâ] opened an internal investigation into how the consent search was executed.â
Several of the statements indicate that Bordelon punched plaintiff outside of the apartment and that Bordelon struck plaintiff several times in the face with a flashlight while plaintiff was in the bedroom, although these statements are inconsistent with one another as to precisely what abuse, if any, Bordelon inflicted on plaintiff. Bordelon, himself, provided a statement in which he indicated that he never struck plaintiff, that there was already blood on the floor of the bedroom, and that plaintiffs mouth was already bleeding when Bordelon first arrived.
As part of the investigation, polygraph tests were also administered to Schexnay-der, Bordelon, and Thomas. According to notes made by the investigator, Schexnay-der failed the test, Bordelon passed the test, and Thomasâ results were inconclusive.
LAW AND ANALYSIS
I. defendantsâ motion for partial summary judgment
A. Standard of Law
Summary judgment is proper when, after reviewing the pleadings, the discovery and disclosure materials on file, and any affidavits, the court determines there is no genuine issue of material fact. See Fed. R. Civ. P. 56. â[A] party seeking summary judgment always bears the initial responsibility of informing the district court of the basis for its motion and identifying those portions of [the record] which it believes demonstrate the absence of a genuine issue of material fact,â Celotex Corp. v. Car trett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The party seeking summary judgment need not produce evidence negating the existence of material fact, but need only point out the absence of evidence supporting the other partyâs case. Id.; Fontenot v. Upjohn Co., 780 F.2d 1190, 1195 (5th Cir.1986).
Once the party seeking summary judgment carries its burden pursuant to Rule 56, the nonmoving party must come forward with specific facts showing that there is a genuine issue of material fact for trial. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). The showing of a genuine issue is not satisfied by creating ââsome metaphysical doubt as to the material facts,â by âconclusory allegations,â by âunsubstantiated assertions,â or by only a âscintillaâ of evidence.â Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir.1994) (citations omitted). Instead, a genuine issue of material fact exists when the âevidence is such that a reasonable jury could return a verdict for the nonmoving party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). The party responding to the motion for summary judgment may not rest upon the pleadings, but must identify specific facts that establish a genuine issue. Id. The nonmoving partyâs evidence, however, âis to be believed, and all justifiable inferences are to be drawn in [the nonmoving partyâs] favor.â Id. at 255, 106 S.Ct. 2505; see also Hunt v. Cromartie, 526 U.S. 541, 552, 119 S.Ct. 1545, 143 L.Ed.2d 731 (1999).
B. Analysis
There are nine defendants in this caseâ Mike Tregre, Sidney Triche, Walter R.
The affirmative defense of qualified immunity, asserted by all of the defendants, if established, precludes li'ability'for damages on all of plaintiffs federal law claims against defendants in their .individual capacities. See Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982) (qualified immunity' applies to § 1983 claims); Kinney v. Weaver, 367 F.3d 337, 351-55 (5th Cir.2004) (en banc) (addressing qualified immunity with respect to a § 1985 claim). âOf course, an official sued in his official capacity may not take advantage of a qualified immunity defense.â Mitchell v. Forsyth, 472 U.S. 511, 556 n. 10, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985). Accordingly, even if all of -the defendants
As for plaintiffs state law claims, defendants argue that they are entitled to discretionary immunity pursuant to Louisiana Revised Statutes section- 9:2798.1. That-statute, which provides that public entities or their officers or employees are immune from suit for discretionary acts performed within -the course and scope of employment, will preclude liability on all of plaintiffs state -law claims if its applicability is established by defendants. See Turner v. Houma Mun. Fire, No. 99-152, 2002 WL 1467876, at *6 (E.D.La. July 8, 2002) (Zainey, J.).
The Court will address (1) the applicability of the affirmative defense of qualified immunity; (2) plaintiffs federal claims against defendants in their- official capacities, and' (3) plaintiffs state law claims.
1) Qualified Immunity Claims
All of the defendants except Sehex-nayder and Thomas seek summary judgment based on their qualified immunity defenses with respect to plaintiffs federal law claims. In Harlow v. Fitzgerald, the U.S. Supreme Court established the principle that âgovernment officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). âWhen a defendant invokes qualified immunity, the burden shifts to the plaintiff to demonstrate the inapplicability of the defense.â Club Retro, L.L.C. v. Hilton, 568 F.3d 181, 194 (5th Cir.2009). To discharge this burden, the plaintiff must satisfy the well-
âFirst, he must claim that the defendants committed a constitutional violation under current law.â
âQualified immunity protects all but the plainly incompetent, or those-who knowingly violate the law, and courts will not deny immunity unless existing precedent placed the statutory or constitutional question beyond debate.â Whitley, 726 F.3d at 638 (internal quotation marks and citations omitted). âUnless all reasonable officers in the defendantsâ circumstance would have known that the conduct in question violated the constitution, the defendant is' entitled to qualified immunity.â Batiste v. Theriot, 458 Fed.Appx. 351, 354 (5th Cir.2012).
Because defendantsâ motion does'not assert the defense of qualified immunity with respect to Schexnayder and Thomas, the Court considers the applicability of the defense only with respect to the remaining seven defendants in this case: Triche, Chappel, Rivet, Bordelon, Goudia, Cruse, and Sheriff Tregre.
a. Excessive force claims against Bordelon and Sheriff Tregre
The only defendants against whom plaintiff still alleges an excessive force claim, other than Schexnayder and Thomas, are Bordelon and Sheriff Tregre. The Court must â âmake two overlapping objective reasonableness inquiriesâ â when conducting the qualified immunity analysis in excessive force cases. Sanchez v. Fraley, 376 Fed.Appx. 449, 451 (5th Cir.2010) (quoting Lytle v. Bexar County, 560 F.3d 404, 410 (5th Cir.2009)) (internal quotation marks omitted). As stated by the Fifth Circuit,
Allegations that .an officer used excessive force in conducting a seizure complicates the Saucier inquiry. This complexity stems from having to make two âoverlapping objective reasonableness inquiries].â [Saucier v. Katz, 533 U.S. 194, 210, 121 S.Ct. 2151, 150 L.Ed.2d 272*589 (2001)] (Ginsburg, J., concurring in the judgment). We must first answer-the constitutional violation question by determining whether the officers conduct met the Fourth Amendmentâs reasonableness requirement, as discussed below. If we find that the officerâs- conduct was not reasonable under the Fourth Amendment, we must then answer,, the qualified immunity question by determining whether the law was sufficiently clear that a reasonable officer' -would have known that his conduct violated the constitution. In other words, at' this' second step, we must ask the somewhat convoluted question of whether the law lacked such clarity that it would be reasonable for an officer to erroneously believe that his conduct was reasonable.
Lytle, 560 F.3d at 410.
The excessive force analysis is simplified when the plaintiff does not demonstrate that, a particular defendant used any force against him.
As to Bordelon, it is undisputed that he used force against plaintiff by placing him in a sleeper hold and using a flashlight to pry open plaintiffs mouth and retrieve drugs. Plaintiff was unequivocal in his deposition, however, that Bordelon never punched or struck plaintiff in any way. In response to defense counselâs question; âSo if [other detectives] said that [Bordelon] hit you with the flashlight and punched you, that would not be correct?â Plaintiffs answer was âNo, thatâs not correct at all. They lying on him.â
Whether a law enforcement officerâs use of force is reasonable or excessive depends on the context in which it is used. Flores v. City of Palacios, 381 F.3d 391, 398 (5th Cir.2004). The Fifth Circuit has held that a sleeper hold does not constitute an excessive use of force when it is incident to a search of the plaintiffs mouth for drugs as was the case here. See Williams v. Bramer, 180 F.3d 699, 704 (5th Cir.1999) (âWhenever a detainee is physically searched by an officer, a physical confrontation inevitably results. In such circumstances, we cannot conclude that the alleged injury that resulted from the contact at issue here â that is, fleeting dizziness, temporary loss of breath and coughingâ rises to the level of a constitutional violation.â). Indeed, â[i]t is constitutional for officers recognizing an attempt to swallow and destroy what appears to be narcotics to hold the suspectâs throat and attempt to pry open the suspectâs mouth by placing pressure against his jaw and nose.â German v. Sosa, 399 Fed.Appx. 554, 557 (11th Cir.2010) (citing Espinoza v. United States, 278 F.2d 802 (5th Cir.1960)).
b. Remaining claims against Sheriff Tregre
The basis for plaintiffs remaining individual capacity claims against the Sheriff appear to be that the Sheriff failed to train and supervise his employees and that the Sheriff failed to discipline Schexnayder and Thomas after receiving the results of the internal affairs report.
Supervisors cannot be found liable under § 1983 through respondeat superior. Roberts v. City of Shreveport, 397 F.3d 287, 292 (5th Cir.2005). Courts have similarly held that respondeat superior is not a viable theory of liability under § 1985. See Green v. Tilley, No. 2:04 CV 0819, 2006 WL 220847, at *3 (W.D.La. Jan. 23, 2006); Zherka v. City of New York, 459 Fed.Appx. 10, 12 (2d Cir.2012); Jefferson v. Corizon Healthcare Providers, No. 3:12-0988, 2013 WL 6909969, at *3 (M.D.Tenn. Dec. 30, 2013).
The Fifth Circuit has held that â[a] sheriff not personally involved in the acts that- deprived the plaintiff of his constitutional rights is liable under section 1983 if: 1) the sheriff failed to train or supervise the officers involved; 2) there is a causal connection between the alleged failure to supervise or train and the alleged violation of. the plaintiffs rights; and 3) the failure to train or supervise constituted deliberate indifference to the plaintiffs constitutional rights.â Thompson v. Upshur Cnty., TX, 245 F.3d 447, 459 (5th Cir.2001); Estate of Davis v. City of N. Richland Hills, 406 F.3d 375, 381 (5th Cir.2005). With respect to the third prong, the Fifth Circuit has explained,
Deliberate indifference is a stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action. For an official to act with deliberate indifference, the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference. Deliberate indifference requires a showing of more than negligence o.r even, gross negligence. Actions and decisions by officials that are merely inept, erroneous, ineffective, or negligent do not amount to deliberate indifference and do not divest officials of*591 qualified immunity. To satisfy the deliberate indifference prong, a .plaintiff.usually must demonstrate a pattern of violations and that , the inadequacy of the training is obvious and obviously likely to result in a constitutional violation. It may happen that in light.of.the duties assigned to specific officers or employees the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights, a supervisor might reasonably be found to be deliberately indifferent. ...
We have stressed that a single incident is usually insufficient to demonstrate deliberate indifference. In Cousin v. Small, for example, we held that to succeed on his claim of failure to train or supervise the plaintiff must demonstrate deliberate indifference, which usually requires a plaintiff to demonstrate ĂĄ pattern of violations. Similarly, in Snyder v. Trepagnier, we held that âproof' of a single violent incident ordinarily is insufficientâ for liability. Rather, the plaintiff â must demonstrate at least a-pattern of similar incidents in which the citizens were injured. Moreover, a showing'-of deliberate indifference requires that the Plaintiffs show that the failure to train reflects a âdeliberateâ or âconsciousâ choice to endanger constitutional' fights. Prior indications cannot simply be' for any and all âbadâ or unwise acts, but rather must point to the specific violation in question. That is, notice of a pattern of similar violations is required. While the specificity requiredâ should- not be exaggerated, our cases require that the prior acts be fairly similar to what ultimately transpired and, in the case of excessive use of force, that the prior act have involved injury to a third party.
Estate of Davis, 406 F.3d at 381-83 (quotations, footnotes, and citations omitted).
Plaintiff has failed to offer any evidence supporting his assertion that Sheriff Tregre .made any type of âdeliberateâ or âconsciousâ choice that âdirectly causedâ plaintiffs injuries. A deliberate indifference claim usually requires a plaintiff to demonstrate âa pattern of similar violations,â Estate of Davis, 406 F.3d at 383, but plaintiff here has not offered evidence of any other constitutional violations committed by the Sheriffs Office â much less similar violations.
Indeed, the only evidence plaintiff cites in his brief in opposition to this motion actually undermines his argument that Sheriff Tregre failed to train and supervise his' employees. Plaintiff argues in his brief that the detectives who allegedly used excessive force against him violated the Sheriffs Officeâs âUse of Force Policy.â
With . respect to plaintiffs § 1985 claim, in order to prevail he must show (1) a conspiracy involving two or more persons; (2) for the purpose of depriving, directly or indirectly, a person or class of persons of the equal protection of the laws; and (3) an act in furtherance of the conspiracy; (4) which causes injury to a person or property, or a deprivation of any right or privilege of a citizen of the United States. Hilliard v. Ferguson, 30 F.3d 649,
Even viewing the evidence in a light most favorable to plaintiff, plaintiff has offered no evidence that a conspiracy existed much less that there was a conspiracy âmotivated by a class-based animus.â Hilliard, 30 F.3d at 653. The Fifth Circuit has held that unsubstantiated and conclu-sory claims of discrimination under 42 U.S.C. § 1985 are without merit. See Webber v. Bureau of Prisons, 198 Fed.Appx. 406 (5th Cir.2006) (conclusory allegations are not sufficient to state a racial discrimination claim); Hamilton v. Service King Auto Repairs, 437 Fed.Appx. 328 (5th Cir.2011) (unsubstantiated and conclusory claims of racial discrimination under 42 U.S.C. §§ 1985 and 1986 lacked merit). Conclusory allegations are all that plaintiff has offered in support of his § 1985 claim, and they are insufficient to overcome Sheriff Tregreâs qualified immunity defense. Accordingly, the § 1985 claims against Sheriff Tregre in his individual capacity must also fail.
c. Claims against Bordelon, Triche, â Chappel, Rivet, Goudia, and Cruse.
In his complaint, plaintiff alleges multiple violations of federal law as to these six defendants,
2) Official Capacity Claims
Plaintiff has also sued all of the defendants in their official capacities.
The Supreme Court.has explained that an official-capacity lawsuit is âonly another way of pleading an action against an entity of which an officer is an agent.â Kentucky v. Graham, 473 U.S. 159, 165, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985). âWhen sued in their -official capacities, officials are therefore representing - their respective state agencies.â Culbertson v. Lykos, 790 F.3d 608, 623 (5th Cir.2015) (internal quotation and citation omitted).
3) State Law Claims
Plaintiff also asserts state law tort claims against defendants pursuant 'to Louisiana Civil Code article 2315;
Pursuant to Louisiana Civil Code article 2315(A), â[ejvery act whatever of man that causes -damage to another obliges him by whose fault it happened to. repair it.â
Louisiana R.S. 9:2798.1 provides that â[ljiability shall not be imposed on public entities or" their officers or employees based upon the exercise or performance or the. failure to exercise or perform their policymaking or discretionary acts when such acts are within the course and scope of their lawful, powers and duties.â La.
In Commerce & Industry Insurance Co. v. Grinnell Corp., 280 F.3d 566 (5th Cir.2002), the Fifth Circuit recently explained how Louisianaâs discretionary immunity statute applies to prohibit certain state law claims. In determining whether immunity applies, Louisiana courts employ the two-step test set out by the United State Supreme Court in Berkovitz v. United States, 486 U.S. 531, 108 S.Ct. 1954, 100 L.Ed.2d 531 (1988), when detei-mining immunity under the Federal Tort Claims Act. Commerce & Industry, 280 F.3d at 571. The first step of the Berkovitz test requires that the action at issue be discretionary, i.e., the product of judgment or choice. Id. (quoting Berkovitz, 486 U.S. at 536, 108 S.Ct. 1954). Thus, immunity does not apply when a statute, regulation, or ordinance specifically prescribes a course of action for the employee to follow. Id.
Assuming the challenged conduct involves an element of discretion or judgment, step two of Berkovitz requires the court to then determine whether that judgment is of the kind that the discretionary function exception was designed to shield. Id. at 572. The discretionary immunity statute only protects governmental action based upon considerations of public policy. Id. In short, if the discretionary act was grounded in social, economic, or political policy, then the discretionary function exception immunizes the public entity (or employee) from suit. Id.
Turner v. Houma Mun. Fire, No. 99-152, 2002 WL 1467876, at *6 (E.D.La. July 8, 2002) (Zainey, J.). Furthermore, and significantly for this Courtâs analysis, courts have held that La. R.S. 9:2798.1 âdoes not protect against legal fault or negligent conduct at the operational level, but only confers immunity for policy decisions; i.e. decisions based on social, economic, or political concerns.â Lockett v. New Orleans City, 639 F.Supp.2d 710, 745 (E.D.La.2009) aff'd, 607 F.3d 992 (5th Cir.2010) (Barbier, J.) (citing Saine v. City of Scott, 819 So.2d 496 (La.App. 3 Cir 2002).
Defendants Triche, Chappel, Rivet, Bordelon, Goudia, and Cruse are not protected by La. R.S. 9:2798.1 because the statute âdoes not protect against legal fault or negligent conduct at the operational level, but only confers immunity for policy decisions.â Lockett, 639 F.Supp.2d at 745. Plaintiffs claims against these defendants, even if accepted as true by this Court, do not allege more than âconduct at the operational level.â Indeed, the allegations arise from defendantsâ purported decisions not to intervene when excessive force was allegedly used on plaintiff during the consent search, as well as from their alleged failure to obtain medical treatment for plaintiff.
While La. R.S. 9:2798.1 might conceivably be an appropriate defense to the allegations against Sheriff Tregre, who was the policymaker in the Sheriffs Office, the alleged âoperationalâ decisions for which the other defendants are being sued are not âpolicy decisionsâ within the scope of La. R.S. 9:2798.1. But even if this Court were to assume that the defendantsâ decisions during the consent search were policy decisions, defendants have still failed to offer evidence âthat their discretionary acts were grounded in social or public policy,â which is required in order to invoke La. R.S. 9:2798.1âs protection. Turner, 2002 WL 1467876 at *6. It follows that this defense to plaintiffs state law claims cannot be maintained.
The enumerated defendants are, however, nevertheless entitled to summary judgment on plaintiffs state law claims. First, and as explained above, plaintiff admits in his deposition that the only Sher
In order to preclude summary judgment, plaintiff âmust come forward with specific facts showing that therĂŠ is ĂĄ gĂŠnu-ine issue of material fact for trial.â Matsushita Elec. Indus. Co., 475 U.S. at 587, 106 S.Ct. 1348. But plaintiffs opposition cites no evidence in the record â let alone admissible evidence â to support his'allegations. Plaintiffs own deposition testimony does not affirmatively charge that Triche, Chap-pel, Rivet, Bordelon, Goudia, . or Cruse were present when the excessive force was allegedly used. Furthermore, plaintiff admitted that none of these defendants beat him or caused him any harm,
Additionally, the Court observes that âRule 56 does not impose upon the district court a duty to sift through the record in search of evidence to support a partyâs opposition to summary judgment, especially where ... the nonmoving party is well aware of the existence of such , evidence.â Skotak v. Tenneco Resins, Inc., 953 F.2d 909, 915 n. 7 (5th Cir.1992). âRule 56 allocates that duty to the opponent of the motion, who is required to point out the evidence, albeit evidence already in the record, that creates an issue of fact.â Id. It follows-that even if admissible, evidence contained in the internal affairs report could be construed to support plaintiffs state law claims, plaintiffs failure to identify that evidence for the Court precludes its consideration with regard to this motion.
Defendants are correct in their assertion that plaintiff has offered no evidence that defendants Triche, Chappel, Rivet, Goudia, and Cruse took any action to cause plaintiff harm.
II. Motion in limine
As summarized by the Fifth Circuit Court of Appeals:
A motion in limine is a motion made prior to trial for the purpose of prohibiting opposing counsel from mentioning the.existence,of, alluding to, or offering evidence on matters so highly prejudicial to the moving party that a timely motion to strike or an instruction by the court to the jury to disregard the offending .matter cannot overcome its prejudicial influence on the jurorsâ minds.
Rule 801(c) of the Federal Rules of Evidence defines âhearsayâ as âa- statement that: (1) the declarant does not make while testifying at the current trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the statement.â In his opposition to defendantsâ motion, plaintiff does not argue that he seeks to introduce the contents of the internal affairs report for a purpose other than its truth. Accordingly, the Court begins with the observation that the internal affairs report is hearsay, as it is an out-of-court statement that plaintiff wishes to offer for the truth of the matter asserted. Absent some exception or exclusion from the hearsay rule, the report is therefore inadmissible at trial. Plaintiff relies on several hearsay exceptions and exclusions to support the admissibility of the report.
: First, plaintiff argues that the report is admissible pursuant to RulĂŠ 803(8)(A)(iii). Rule 803 excludes certain types of statements from the hearsay ban even though the declarant is available as a witness, primarily because âunder certain circumstances, ĂĄ statement, although it is hearsay, may still possess circumstantial guarantees of trustworthiness sufficient to justify its admission as evidence.â Moss v. Ole S. Real Estate, Inc., 933 F.2d 1300, 1305 (5th Cir.1991) (citation omitted). Rule 803(8) excludes from the hearsay rule certain public records and reports. The'. Rule 803(8) exception âis based upon the principles that public documents prepared in the discharge- of official functions are presumed trustworthy, and the necessity of using such documents is due to -the likelihood that a public official would, have no independent memory of a particular action or entry where .his- duties require the constant repetition of routine tasks.â United States v. Becerra-Valadez, 448 Fed.Appx. 457, 461 (5th Cir.2011).
Rule 803(8)(A)(iii) creates a hearsay exception for â[a] record or statement of a public office if it sets out ... in a civil case ... factual -findings from a legally authorized investigation,â unless âthe source of information or other circumstances indicate a lack of trustworthiness.â Fed. R. Evid. 803(8)(A)(iii). âOpinions and conclusions, as well as facts, are covered by [this Rule],â Moss, 933 F.2d at 1305, and the Supreme Court has adopted a broad interpretation of its applicability. See Beech Aircraft Corp. v. Rainey, 488 U.S. 153, 169-70, 109 S.Ct. 439, 102 L.Ed.2d 445 (1988). A Rule 803(8) report is presumed to be admissible unless the party opposing admission proves the reportâs untrustwor-thiness. Moss, 933 F.2d at 1305. Of course, this presumption of admissibility only applies after a party demonstrates the applicability of the Rule 803(8) exception in the first place. The Fifth Circuit has explained that a report may be partially admitted and partially excluded under this Rule. Moss, 933 F.2d at 1310.
It is clear in this case that the Rule 803(8) exception cannot render the entire report admissible. While defendants admit that the report was the result of a legally authorized investigation,
The report at issue includes .portions where the investigator recounts what witnesses told him about the February 7, 2014 consent search. These portions of the report are a classic example of hearsay within hearsay. See Rea v. Wisconsin Coach Lines, Inc., No. 12-1252, 2015 WL 1012936, at *4 (E.D.La. Mar. 5, 2015) (Duval, J.) (describing a similar âhearsay within hearsayâ problem with -.respect to witness statements contained in a police report). âBoth levels of hearsay must conform to a hearsay exception to be admissible.â Moss, 933 F.2d at 1311 (citing Fed. R. Evid. 805).
The first level of hearsay is the reportâs summary of statements told to the investigator. The summaries are hearsay because they are out-of-court statements â statements made in a report instead of on the witness stand â -and becausĂŠ they are being offered for their truth â i.e., not simply to prove that the investigator did in fact prepare a summary of witness statements but rather that the investigatorâs summary of those witness statements is accurate and true. Fed. R. Evid. 801. The second level of hearsay consists of the statements made by the witnesses themselves. To the extent the witnesses are not parties, their statements are also hearsay because the witnesses made them outside the courtroom and because they are offered to prove the truth of the matter asserted. See Fed. R. Evid. 801, 802.
The reportâs summaries of witness statements are not admissible because plaintiff has not demonstrated that each level of hearsay can be cured. The public records exception does not remedy the first level because the investigatorâs summary of what the witnesses told him is not a factual finding, opinion, or conclusion of the investigator. It follows that even though the hearsay exclusion for admissions of party opponents may cure the second level of hearsay 'as to those witnĂŠsses who are parties,
The report also contains signed transcripts of witness interviews. These tran
Finally, the Court finds that the results of the internal investigation should be excluded as not falling within the Rule 803(8)(A)(iii) exception. The Court here refers to the investigatorâs conclusions that Bordelon did not use excessive force and that Schexnayder and Thomas were lying about Bordelonâs actions and should be discharged. It is true that âfactual findings from a legally authorized investigationâ are presumptively admissible, and that other courts have admitted factual findings of internal affairs reports pursuant to Rule 803(8)(A)(iii). See Jones v. Slay, No. 4:12-CV-2109 CAS, 2014 WL 6775816, at *9 n. 5 (E.D.Mo. Dec. 2, 2014) (collecting these opinions). That presumption, however, only applies to âfactually based opinions or conclusions.â Beech, 488 U.S. at 162, 109 S.Ct. 439 (emphasis added). Indeed, the Supreme Court has made clear that âstatements not based on factual investigationâ are barred by Rule 803(8)(A)(iii). Id. at 169, 109 S.Ct. 439. As explained previously, this circuit has clarified that factually based opinions or conclusions are typically those that relate to âobjective factual mattersâ that public agencies report on âas a matter of course.â El-Mezain, 664 F.3d at 499.
While the internal affairs report before the Court does contain opinions and conclusions, they are not âfactually based opinions [and] conclusionsâ and are not admissible pursuant to Rule 803(8)(A)(iii). Indeed,' the investigatorâs conclusions regarding Bordelon, Schexnayder, and Thomas were based entirely on the investigatorâs credibility determinations. As the Fifth Circuit has acknowledged in determining that police officerâs opinions regarding the cause of automobile accidents are generally not admissible conclusions under Rule 803(8), â[this circuit] still distinguishes between admissible findings of fact and inadmissible evaluative conclusions or opinions in official reports.â Duhon v. Marceaux, 33 Fed.Appx. 703, 703 n. 3 (5th Cir.2002). The latter are not the sort of reliable, objective factual matters that the public reports exception was meant to encompass.
, Even if the reportâs conclusions do fall within the scope of the Rule 803(8)(A)(iii) exception, the Court also agrees with defendants that Rule 403 warrants its exclusion.
In addition, the Court' concludes that the polygraph results of Schexnayder, Bordelon, and Thomas should be excluded for lack of a proper foundation as well as being unduly prejudicial pursuant to Rule 403. Polygraph results are not per se inadmissible in civil cases, but they must meet the standards announcedâ in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993) before they will be admitted. Gibbs v. Gibbs, 210 F.3d 491, 500 (5th Cir.2000). Pursuant to Daubert, âa district court should analyze: (1) the scientific validity of the method; (2) the extent to which the trier of fact will be assisted in understanding the evidence and determining the fact at issue; and (3) whether the evidence will have ,a prejudicial effect which is not outweighed by its probative value.â Id. (citing Daubert, 509 U.S. at 593-95, 113 S.Ct. 2786).
The report at issue only presents the investigatorâs summation of defendantsâ polygraph results, not the results themselves. Without information demonstrating the -reliability of these results, the Court is unable to gauge the tests credibility pursuant to Daubert. Accordingly, the polygraph results are inadmissible due to plaintiffs failure to establish a proper foundation for their admission. The Court additionally finds,-however, that the exclusion of the results is warranted by Rule 403. Any probative value the purported results offer is substantially outweighed by the'danger of unfair prejudice they pose to defendants Schexnayder and Thomas. The jury is to determine the credibility of the witnesses, Galvan, 293 F.3d at 764, and the polygraph results are likely to substantially affect this determination irrespective of their probative value -which this court finds to be minimal in light of the lack of evidence showing the results to be reliable.
The motion in''limine is therefore granted in part. The motion in limine is granted with respect to admission of the entire report, although relevant portions of the transcripts of interviews with Schexnayder and Thomas may be admitted provided that a proper foundation for their admission is laid at trial.
CONCLUSION
For the foregoing reasons,
IT IS ORDERED that defendantsâ motion for partial summary judgment is GRANTED, Except with respect to Schex-nayder and Thomas, .plaintiffs, claims against defendants in their individual capacities are DISMISSED WITH PREJUDICE. Except with respect to Sheriff Tregre, plaintiffs claims against defendants in their official capacities are ÂĄalso DISMISSED WITH PREJUDICE. The Court notes that plaintiffs state law claims against Sheriff Tregre. premised on vicarious liability also remain in the lawsuit.
IT IS FURTHER ORDERED that defendantsâ motion in limine is' GRANTED IN PART. The motion in limine is GRANTED with respect to admission of the entire report, although relevant portions of the transcripts of interviews with Schexnayder and Thomas may be admitted provided that a proper foundation for their admission is laid at .trial.
. R. Doc. No. 30.
. R. Doc. No. 31.
. According to plaintiff, the lessors of the apartment were Curtis Randle, Clarence Ran-dle, and Christopher Dennis. R. Doc. No. 31-5, at 4:15-16. These men are plaintiffâs uncles. R. Doc. No. 31-5, at 4:16.
. R. Doc. No. 31-3.
. R, Doc. No. 31-5, at 14:54. Later in his deposition, plaintiff claimed that he was unable to recall whether he ingested cocaine in the bedroom. R. Doc. No. 31-5, at 21-22:84-86.
. R. Doc. No. 31-5, at 14-15:54-57.
. R. Doc. No. 31-5, at 15:58.
. R. Doc. No. 31-5, at 14:54.
. R. Doc. No. 31-5, at 15:58.
. R. Doc, No. 31-5, at 15:58.
. R. Doc. No. 31-5, at 14:58-59.
. R. Doc. No. 31-5, at 15:58.
. R. Doc. No, 31-5, at 14:55.
. R. Doc. No. 31-5, at 25:97-99.
. R. Doc. No. 31-5, at 14:55.
. R. Doc. No. 31-5, at 16:62.
. R. Doc. No. 31-5, at 16:62.
. R. Doc. No. 31-5, at 16-17:63-65, 26:103.
. R. Doc. No. 31-5, at 30:119-120.
. R. Doc. No. 31-5, at 16:63-64.
. R. Doc. No. 31-5, at 34-35:136-37.
. R. Doc. No. 31-7, at 3.
. R. Doc. No. 31-7.
. R. Doc. No. 31-7, at 4.
. R. Doc. No. 31-1, at 4.
. R. Doc. No. 31-7, at 4.
. R. Doc. No. 30-3, at 16.
. R. Doc. No. 30-2, at 6; R. Doc. No. 30-3, at 23-24.
. R. Doc. No. 30-3, at 24.
. R. Doc. No. 30-2, at 9.
. R. Doc. No. 30-2, at 9.
. R. Doc. No. 33.
'. The Court notes that Schexnayder and Thomas do not seek summary judgment based on their qualified immunity defenses.
. Contrary to plaintiffs assertion in his brief, R. Doc, No. 47, at 6, he cannot overcome the first prong of the Saucier inquiry simply by alleging that the defendants engaged in some conduct and then labeling that conduct a constitutional violation. Rather, as the Supreme Court has made clear, to satisfy the first prong a plaintiff must convince the Court that "the facts that [the] plaintiff has alleged ... or shown ... make out a violation of a constitutional right.â Pearson v. Callahan, 555 U.S. 223, 232, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). In other words, plaintiff must show facts that, if true, would constitute a constitutional violation.
.While courts have recognized excessive force claims where the force is by means other than physical contact â such as by threat or displaying a firearm â those circumstances are not implicated by the facts of this case. See, e.g., Martin v. Bd. of Cty. Commârs of Cty. of Pueblo, 909 F.2d 402, 406 (10th Cir.1990).
. R. Doc. No. 31-5, at 26:101-02.
. R. Doc. No. 31-5, at 30:120.
. Even if plaintiff were correct that the force was excessive, the Court still concludes that "all reasonable officers in [Bordelon's] circumstance would [not] have known that the conduct in question violated the constitution,â and plaintiff would fail the second prong of the Saucier test, Batiste, 458 Fed.Appx. at 354.
. R. Doc. No. 47, at 5.
. R. Doc. No, 47.
. R. Doc. No. 36, at 6; R. Doc. No. 2, at 11.
. See R. Doc. No. 31-5, at 25-26:99-102.
. R. Doc. No. 2, at 2.
. R. Doc. No. 31-1, at 8.
. R. Doc. No. 31-1, at 8-9.
. R. Doc. No. 2, at 2-6.
. R. Doc. No. 2, at 12.
. The Court notes that the state law claims against Sheriff Tregre in his official capacity remain in the lawsuit. Pursuant to Louisiana state law, "an employer is liable for a tort committed by his employee if, at the time, the employee was acting within the course and scope of his employment.â Baumeister v. Plunkett, 673 So.2d 994, 996 (La.1996).
. La. Civ. Code art. 2315(B) sets forth the damages recoverable in a § 2315 action.
. R. Doc. No. 31-5, at 28-29:111-13.
. R. Doc. No. 31-5, at 25-26:98-102.
. R. Doc. No. 31-5, at 26:103.
. R. Doc. No. 31-1, at 13.
. R. Doc. No. 31-7, at 4.
. Fed. R. Evid. 801(d)(2).
. R. Doc. No. 36, at 2. Unlike the case of a non-party witness, a transcript of a party's statements may be admissible if a proper foundation for the introduction of the statements is made by a witness at trial.
. R. Doc. No. 30-1, at 3-5. Defendants also argue that the Fifth Circuit's decision in Chapman v. Ensco Offshore Co., 463 Fed.Appx. 276 (5th Cir.2012) is "directly on point and is controlling on the issue of excluding internal reports of a matter that is the subject of litigation.â R. Doc. No. 30-1, at 2. But this argument is clearly incorrect. In Chapman, the Fifth Circuit considered the plaintiff's argument that the trial court erred in ruling that an incident investigation report was inadmissible hearsay. Id. at 279. The plaintiff argued for the first time on appeal that the report should have been admissible under the business records exception. Id. The Fifth Circuit succinctly rejected' that argument, noting that the plaintiff âcites nothing in the record establishing that the document meets the re
. Moreover, given the'Courtâs order dismissing Bordelon from this lawsuit, the investigatorâs conclusion that Bordelon did not use excessive force against plaintiff no longer appears relevant.
. The only defendants who remain in this action after the Court's resolution of defendantsâ motion for partial summary judgment are Schexnayder, Thomas, and Tregre. Sheriff Tregre was not interviewed as part of the investigation, but Schexnayder and Thomas were interviewed.