Ware Ex Rel. Ware v. ANW Special Educational Cooperative No. 603
Full Opinion (html_with_citations)
Daniel Ware, Jr., and Jenni Ware, parents of Daniel Ware, III, a minor, appeal from a summary judgment granted in favor of ANW Special Educational Cooperative No. 603 (ANW) in Daniel Ware, Ill’s negligent infliction of emotional distress claim.
Daniel’s parents brought suit against ANW alleging negligent infliction of emotional distress based on the incident in which Daniel was left sleeping on a school bus operated by ANW. ANW moved for summary judgment, arguing that Daniel did not suffer a compensable physical injury under Kansas law. The trial court, following well-established precedent, granted summary judgment for ANW on the basis that Daniel had suffered no immediate physical injury following the bus incident. On appeal, Daniel’s parents contend that the manifestation of Daniel’s PTSD meets the physical injury requirement in personal injury cases. In the alternative, Daniel’s parents assert that the physical injury requirement of PTSD should be expanded to cover an injury suffered as a result of negligence. We disagree on both counts. Accordingly, we affirm.
On October 8, 2002, Daniel, then 4 years old, fell asleep while riding the bus to school. The bus transports students to and from ANW’s school. At approximately 1 p.m., Daniel was left sleeping on the bus in the school district bus lot. Daniel awoke, left the bus, and began walking toward the downtown pharmacy where his mother was working. By chance, Daniel was seen by a relative while crossing a McDonald’s parking lot. The relative returned Daniel to his mother at approximately 1:10 p.m.
Daniel’s parents attempted to return Daniel to school that day, but Daniel became upset and began crying, saying he did not want to stay at school. They returned home with him. Daniel calmed down after he got home, approximately 1 to 2 hours following the incident.
Between the October 2002 bus incident and March 2003, Daniel expressed apprehensions about going to school. He told his mother
Sometime in March 2003, Daniel became upset and vomited at school when he was told that he would be going on a bus field trip the next day. Daniel begged his mother not to let him go; he cried; he vomited on the floor.
In June 2003, Dr. Doug Wright, Daniel’s initial treating therapist, diagnosed Daniel with PTSD. Wright based this conclusion on various symptoms: namely, vomiting, anxiety, nervousness, physically shaking, acting out, hypervigilance, sleep difficulties, bedwetting, a significant increase in weight, and a refusal to attend school. Wright stated that PTSD cannot be diagnosed for at least 1 month after an incident. He stated that the nature of the disorder was a physical reenactment of feelings associated with the initial trauma. Wright agreed that Daniel’s vomiting was a physical manifestation of anxiety. He further believed that the anxiety was triggered or caused by events contemporaneous to the vomiting rather than the October 2002 incident. The trial court acknowledged that Daniel controverted this fact by pointing out that Wright also testified that while triggers were contemporaneous, the anxiety or stress was from the bus incident.
Daniel’s second treating psychologist, Dr. Shawna Wright, agreed that Daniel did not sustain a physical injury and that the vomiting and other symptoms were physical manifestations of emotional distress and anxiety. She agreed with the diagnosis of PTSD as a result of the bus incident. She further acknowledged that Daniel had vomited as a result of tire bus incident.
In granting ANW’s motion for summary judgment, the trial court held that under Hoard v. Shawnee Mission Medical Center, 233 Kan. 267, 662 P.2d 1214 (1983), Daniel’s symptoms were not compensable physical injuries for purposes of a negligent infliction of emotional distress claim.
Did the Trial Court Err in Granting Summary Judgment to ANW by Deeming the Symptoms of PTSD Not a Physical Injury in a Negligent Infliction of Emotional Distress ClaimP
The trial court granted summary judgment to ANW, concluding that under the undisputed facts Daniel has no compensable physical injury under Kansas law.
“ ‘ “ ‘Summaiy judgment is appropriate when the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. The trial court is required to resolve all facts and inferences which may reasonably be drawn from the evidence in favor of the party against whom the riding is sought. When opposing a motion for summaiy judgment, an adverse party must come forward with evidence to establish a dispute as to a material fact. In order to preclude summary judgment, the facts subject to the dispute must be material to the conclusive issues in the case. On appeal, we apply the same rules and where we find reasonable minds could differ as to the conclusions drawn from the evidence, summaiy judgment must be denied.’ ” ’ [Citations omitted.]” Korytkowski v. City of Ottawa, 283 Kan. 122, 128, 152 P.3d 53 (2007).
Indeed, summaiy judgment is appropriate in this case because the parties dispute no material facts. The only statements controverted by Daniel involve those made by his doctors that reach the key questions of law at issue. Daniel does not controvert the factual basis for these statements, but instead sets forth additional statements to clarify and lend support to his position. The trial court correctly acknowledged these statements in reaching its decision. Thus, the only issue before this court is whether the trial court
To succeed on a claim for negligent infliction of emotional distress, a plaintiff must first establish that he or she has a quafifying physical injury under Kansas law. Anderson v. Scheffler, 242 Kan. 857, 860, 752 P.2d 667 (1988); see also Grube v. Union Pacific R.R. Co., 256 Kan. 519, 522, 886 P.2d 845 (1994) (plaintiff must demonstrate a physical injury or a physical impact, which causes an actual injury, in order to recover for negligent infliction of emotional distress). Second, Hoard establishes that the qualifying physical injury must (1) directly result from the emotional distress allegedly caused by the defendant’s negligence and (2) appear within a short span of time after the emotional disturbance. 233 Kan. at 279. Hence, Daniel must satisfy each of the requirements previously cited to succeed on his claim.
We will first determine whether Daniel’s alleged symptoms qualify as physical injuries. Kansas courts have addressed various types of symptoms when determining whether they may be characterized as physical injuries for purposes of negligent infliction of emotional distress claims. See Anderson, 242 Kan. at 860 (holding shock, emotional pain, feelings of guilt, nightmares, and depression due to witnessing accident are not compensable physical injuries when there is no actual physical injury); Hopkins v. State, 237 Kan. 601, 612-13, 702 P.2d 311 (1985) (holding weight gain is not a compensable physical injury); Reynolds v. Highland Manor, Inc., 24 Kan. App. 2d 859, 861-62, 954 P.2d 11 (1998) (holding that plaintiff failed to meet physical injury requirement when she suffered headaches, diarrhea, nausea, crying, shaking, sexual problems, and feelings of stress, all caused by anxiety); Dill v. Barnett Funeral Home, Inc., No. 90,653, unpublished opinion filed February 13,2004, rev. denied 278 Kan. 844 (2004), slip op. at 7-8 (holding that lack of sleep, recurring dreams, and general fatigue not a compensable physical injury).
In the present case, the symptoms experienced by Daniel included nightmares, vomiting, anxiety, nervousness, physically shaking, acting-out, hypervigilance, sleep difficulties, bedwetting, a significant increase in weight, and a refusal to attend school. Based
The key symptom emphasized by the parties began in March 2003 when Daniel vomited after having been told he would be going on a bus field trip. Daniel relies heavily on Ely v. Hitchcock, 30 Kan. App. 2d 1276, 58 P.3d 116 (2002), which addresses vomiting, in arguing that vomiting is a physical injury. Although the plaintiff in Ely vomited at the scene of the disturbing incident, he was nevertheless denied relief. 30 Kan. App. 2d at 1289-90. The court stated: “Although vomiting may be the physical impact that a case requires, Ely did not seek counseling or any sort of help for his alleged trauma. As a result, Ely has not demonstrated a significant physical injuiy.” 30 Kan. App. 2d at 1290.
In contrast, Daniel did receive counseling from Jeff Ready in November 2002 because of the initial incident and later symptoms. Nevertheless, this counseling was related to the other noncompensable symptoms Daniel was experiencing. Daniel did not begin to see Dr. Wright until June 2003,3 months after the first vomiting incident. Furthermore, this first instance of vomiting occurred 5 months after the initial incident, far from the almost contemporaneous vomiting in Ely. Indeed, this factor is relevant. See Hoard, 233 Kan. at 275-76 (citing Clemm v. Atchison, T. & S. F. Rly. Co., 126 Kan. 181, 268 Pac. 103 [1928]; Whitsel v. Watts, 98 Kan. 508, 159 Pac. 401 [1916]). ANW correctly points to Gilliam v. USD # 244 School Dist., 397 F. Supp. 2d 1282, 1291-92 (D. Kan. 2005), where the court rejected that vomiting is a compensable physical injury under Ely when the vomiting fails to occur contemporaneously or shortly after the initial incident.
Daniel urges the court to consider two federal district court cases, Freeman v. Kansas State Network, Inc., 719 F. Supp. 995 (D. Kan. 1989), and Payne v. General Motors Corp., 731 F. Supp. 1465 (D. Kan. 1990), aff'd 943 F.2d 57 (10th Cir. 1991). The trial court took note of these cases, but ruled that our Supreme Court decision in Hoard was controlling and took precedence over the federal court decisions. Indeed, “[f]ederal court decisions on issues of state law are not binding on and have limited precedential effect
In Freeman, the court held that the plaintiff s inability to lactate, which prevented her from nursing her child, qualified as a physical injury, thus defeating the defendant’s motion for summary judgment. 719 F. Supp. at 1000-01 (citing Hoard, 233 Kan. at 274, 277-79). There, the claimed injury did not occur until 6-7 weeks after the initial incident, although the parties agreed for purposes of the motion that the defendant caused the injury. The plaintiff presented expert evidence that cessation of lactation may occur weeks after a stress inducing event, thus leading the court to conclude that a period of 6 weeks is not unusual in that situation. 719 F. Supp. at 1001. The facts of Freeman are similar to the present case in that witness testimony established causation and die vomiting incident did not occur until some time after the incident. Nevertheless, Dr. Doug Wright established only that PTSD cannot be diagnosed for at least 1 month after an incident. This does not establish that a particular symptom, such as vomiting, tends to occur at a later time with PTSD. Dr. Shawna Wright also acknowledged that Daniel had vomited as a result of the bus incident. Nevertheless, absent clear testimony that PTSD can cause vomiting to occur as much as 5 months after an incident, Freeman lends little support to Daniel’s claim.
In Payne, the court held that an employee alleging employment discrimination had a compensable physical injury claim for purposes of negligent infliction of emotion distress when he experienced depression, fatigue, exhaustion, and nervousness. 731 F. Supp. at 1474-75. Nevertheless, because Payne directly contradicts the holdings of Anderson and Reynolds, both Kansas cases that have precedential effect, Payne carries little weight in this regard. See Anderson, 242 Kan. at 860; Reynolds, 24 Kan. App. 2d at 861-62. Furthermore, Reynolds held that headaches, diarrhea, nausea, ciying, shaking, sexual problems, and feelings of stress, all caused by anxiety, were insufficient physical injuries. 24 Kan. App. 2d at 862. Moreover, the Reynolds court distinguished Payne and Freeman, noting that in those cases the plaintiffs alleged and offered
See also Schweitzer-Reschke v. Avnet, Inc., 874 F. Supp. 1187, 1196-97 (D. Kan. 1995) (holding one incident of vomiting and diarrhea plaintiff experienced on a date when alleged stress-inducing incident was not claimed to have occurred, and where symptoms could have been caused by other factors, is not a compensable physical injuiy); Holdren v. General Motors Corp., 31 F. Supp. 2d 1279, 1285-86 (D. Kan. 1998) (holding that symptoms of difficult breathing, weakness, fatigue, headaches, gastrointestinal discomfort, sexual dysfunction, knee injury, respiratory infection, sleep disturbances, and “ ‘nerves’ ” requiring a prescription for Paxil were insufficient evidence of any compensable physical injuries).
When all is considered, Daniel has not suffered a compensable physical injury for purposes of a negligent infliction of emotion distress claim under Kansas law. Most of the symptoms alleged by Daniel have been ruled noncompensable in previous decisions. The only symptom that might qualify under existing case law was the vomiting. But see Restatement (Second) of Torts § 436A, comment c, p. 462 (1964) (recognizing that transitory, nonrecurring dizziness and vomiting do not make the actor liable where such symptoms are inconsequential and do not amount to any substantial bodily harm).
For argument purposes only, even assuming that Daniel could establish his vomiting as a physical injury, the vomiting occurred too remote in time from the initial incident, thus failing the requirements of Hoard, 233 Kan. at 279. Nevertheless, the dissent says that we have read Hoard too narrowly concerning the temporal proximiiy requirement and that the Hoard court did not draw a bright-line test for temporal proximiiy. Ware, 39 Kan. App. 2d at 413 (Greene, J., dissenting). We agree with the dissent that there is no bright-line test for temporal proximity. Further, in asserting that Daniel’s vomiting occurred within a short time after the bus incident, the dissent states: “In Hoard, the plaintiffs sought recovery for emotional distress where physical manifestation occurred from 6 weeks to 2 years after the incident. Ware, 39 Kan. App. 2d at 414 (Greene, J., dissenting). Here, Daniel’s physical manifestation occurred less than 6 months after the bus incident.” Never
Should Kansas Courts Expand the Physical Injury Definition to Include the Manifestations of PTSD?
Daniel urges this court to expand the physical injury definition when the injury suffered as a result of negligence is PTSD, citing several cases outside this jurisdiction to support his proposition. Daniel reasons that the severity of this disorder and the resulting effects on a 4-year-old child, creating a lack for potential fakery that the physical injury requirement is meant to protect, warrant a departure from the general rule. We now turn to the cases relied upon by Daniel.
In Rodriguez v. Cambridge Housing Authority, 443 Mass. 697, 702-05, 823 N.E.2d 1249 (2005), a mother was brutalized in her home by an unknown intruder. Her young son found her bound, bleeding, and choking to death on her bed. He tried unsuccessfully to untie her. Both mother and son suffered PTSD following the incident. The Massachusetts Supreme Court recognized that more than 10 years earlier it had broadened its range of compensable symptoms for emotional distress claims to include a bystander claim like the one presented by the son. 443 Mass, at 701-03.
In Rowell v. Holt, 850 So. 2d 474, 477-79 (Fla. 2003), the court created an exception to the “impact rule,” which states the emotional distress suffered by a plaintiff must flow from physical injuries sustained in an impact before he or she can recover emo
In Collins v. Dunlap, 1999 WL 185130, at *1-2 (Conn. Super. 1999) (unpublished opinion), the court permitted the plaintiff to recover on a negligent infliction of emotional distress claim when she alleged psychological injuries, nightmares, and psychiatric injuries after the defendant rearended the vehicle in which she was a passenger. The court only required that the plaintiff prove both that the defendant should have realized that his conduct involved an unreasonable risk of causing emotional distress and that, if emotional distress did result, the distress might result in illness or bodily harm. Collins, at *2. Collins did not address the nature of the alleged symptoms but only whether the plaintiff, absent a physical injury, was in the “zone of danger” to permit recoveiy. Collins, at *2-3.
None of the cases previously cited bear the weight of reliance which Daniel places upon them. ANW points out that Rodriguez and Collins involved bystander or zone of danger claims clearly recognized by their own states’ laws. Further, the young plaintiff in Rodriguez was hospitalized for 17 days after the incident. In Rowell and LaFleur, each court made narrow, fact-driven exceptions to the physical injury requirement based on the extreme nature of the negligent conduct — wrongful incarceration. Though it
Kansas has consistently held that generalized physical symptoms of emotional distress, such as tibióse associated with PTSD and suffered by Daniel, are insufficient to state a cause of action for a negligent infliction of emotion distress claim. See Anderson, 242 Kan. at 860.
The physical injury requirement in Kansas is based on sound legal principle:
“The purpose . . . is to prevent plaintiffs from recovering for emotional distress that is feigned or counterfeit. [Citation omitted.] \ . . [E]motional distress is a common experience of life and is usually trivial. Therefore, the courts limit recovery to cases involving severe emotional distress which is evidenced and substantiated by actual physical injury.’ [Citations omitted.]” Reynolds, 24 Kan. App. 2d at 861.
Clearly, the result that Daniel is advocating is at variance with current court precedents.
Like Kansas, a number of other jurisdictions seem to require either physical injury or physical manifestation to allow recovery under a negligent infliction of emotional distress claim: Kallstrom v. United States, 43 P.3d 162, 165-66 (Alaska 2002) (generally damages are not awarded for negligent infliction of emotional distress in the absence of physical injury, unless circumstances meet bystander exception or preexisting duty exception); Keck v. Jackson, 122 Ariz. 114, 115, 593 P.2d 668 (1979); Garrison v. Medical Center of Delaware, 581 A.2d 288, 293-94 (Del. 1990); Lee v. State Farm, 272 Ga. 583, 584-88, 533 S.E.2d 582 (2000) (recovery for negligent infliction of emotional distress is allowed only when there is some impact on plaintiff, and impact must be physical injury); Evans v. Twin Falls County, 118 Idaho 210, 218-20, 796 P.2d 87 (1990); Rickey v. Chicago Transit Authority, 98 Ill. 2d 546, 550-56, 457 N.E.2d 1 (1983) (adopting zone of danger rule but also requiring that plaintiff must show physical injury or illness as a result of emotional distress caused by defendant’s negligence); Barnhill v. Davis, 300 N.W.2d 104, 105-08 (Iowa 1981) (recognizing that compensable mental distress should ordinarily be accom
The rule that some type of physical injury or physical manifestation is required in order to recover for negligent infliction of emotional distress is consistent with that set forth in the Restatement (Second) of Torts § 436A, p. 461:
“If the actor’s conduct is negligent as creating an unreasonable risk of causing either bodily harm or emotional disturbance to another, and it results in such emotional disturbance alone, without bodily harm or other compensable damage, the actor is not hable for such emotional disturbance.”
This rule appears to be followed by the majority of jurisdictions. Gonzalez v. Metro. Dade Cty. Health Trust, 651 So. 2d 673, 674-75 (Fla. 1995); see also Muchow v. Lindblad, 435 N.W.2d 918, 921-22 (N.D. 1989) (“A majority of jurisdictions follow the Restatement 2d Torts § 436A . . . requiring] bodily harm to recover for negligent infliction of emotional distress.”). Comment b of § 436A of the Restatement sets forth three rationales for the rule that emotional disturbance alone is insufficient to recover for negligent infliction of emotional distress:
“The reasons for the distinction, as they usually have been stated by the courts, have been three. One is that emotional disturbance which is not so severe and serious as to have physical consequences is normally in the realm of the trivial, and so falls within the maxim that the law does not concern itself with trifles. It is likely to be so temporary, so evanescent, and so relatively harmless and unimportant, that the task of compensating for it would unduly burden the courts and the defendants. The second is that in the absence of the guarantee of genuineness provided by resulting bodily harm, such emotional disturbance may be too easily feigned, depending, as it must, very largely upon the subjective testimony of the*410 plaintiff; and that to allow recovery for it might open too wide a door for false claimants who have suffered no real harm at all. The third is that where the defendant has been merely negligent, without any element of intent to do harm, his fault is not so great that he should be required to make good a purely mental disturbance.” Restatement (Second) of Torts § 436A, comment b, pp. 461-62.
Understandably, some jurisdictions, instead of backing away from the physical injury requirement altogether, have created exceptions to the rule. Indeed, some courts have recognized a limited exception in bystander cases. See Sinn v. Burd, 404 A.2d 672, 685 (Pa. 1979) (adopting foreseeability test in case where plaintiff saw her child being struck by automobile and killed). Further, a minority of jurisdictions have recognized an exception to the rule for emotional harm resulting from the negligent transmission of a death message by a telegraph company. See Hoard v. Shawnee Mission Medical Center, 233 Kan. 267, 274, 662 P.2d 1214 (1983). Nevertheless, a complete backing away of the physical manifestation rule appears to be problematic based on the rationale set forth in comment b of § 436A of the Restatement.
We find helpful California’s experience with this issue. In Molien v. Kaiser Foundation Hospitals, 27 Cal. 3d 916, 921-31, 167 Cal. Rptr. 231, 616 P.2d 813 (1980), the California Supreme Court abolished the physical injury requirement, which created an independent cause of action for negligent infliction of emotional distress claims. Yet, a few years after that decision, the same court expressed concerns about the “limitless exposure to liability.” Thing v. La Chusa, 48 Cal. 3d 644, 656, 257 Cal. Rptr. 865, 771 P.2d 814 (1989). Another California appellate court declared that Molien had created a “quagmire of novel claims.” Andalon v. Superior Court, 162 Cal. App. 3d 600, 609, 208 Cal. Rptr. 899 (1984). By 1992, California abolished negligent infliction of emotional distress as an independent tort. Moreover, it had narrowed the scope of this claim to include only those cases in which a contractual relationship existed or those cases in which a bystander witnessed an injury to a loved one. See Burgess v. Superior Court, 2 Cal. 4th 1064, 1071-74, 9 Cal. Rptr. 2d 615, 831 P.2d 1197 (1992); Andalon, 162 Cal. App. 3d at 609-12.
For example, the dissent cites Molien, 27 Cal. 3d 916, in support of its position. Nevertheless, as previously discussed, California has abandoned its experiment of allowing recovery on an independent tort of negligent infliction of emotional distress. Second, the dissent cites Camper v. Minor, 915 S.W.2d 437, 440-46 (Tenn. 1996). Nevertheless, Camper, who claimed to have suffered emotional injuries after seeing an accident victim’s lifeless body, consulted a psychiatrist within 2 weeks after the accident — not approximately 9 months like we have in this case. Third, in Doe Parents No. 1 v. State Dept. of Educ., 58 P.3d 545, 579-81 (Hawaii 2002), the court recognized an exception to the physical injury requirement. In doing so, the court stated: “[W]e have consistently held, as a general matter, that the plaintiff must establish some predicate injury either to property or to another person in order himself or herself to recover for negligently inflicted emotional distress.” 58 P.3d at 580. Finally, in Brueckner, 730 A.2d at 1092, the court recognized the zone of danger exception: If plaintiff has not suffered an impact, plaintiff must show that he or she was within the zone of danger. This rule is inapplicable to this case.
In summary, we acknowledge that the physical manifestation requirement has been vigorously criticized by some courts as the dissent has noted. Moreover, as the dissent has pointed out, some courts have abandoned the requirement. Nevertheless, there are a number of states that still require some type of objective evidence of a plaintiff s emotional injury. Kansas happens to be one of those states that requires such evidence. It does not seem unreasonable to require some objective evidence of a plaintiff s emotional distress.
Affirmed.