State v. Effler
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The State convicted James Effler of first-degree kidnapping for taking a two-year-old girl to the menâs bathroom of the Des Moines Central Library and sexually abusing her. Effler appealed his conviction, claiming the district court erred in denying his motion to suppress incriminating statements made during an interrogation after he had requested counsel. He also asserts he was denied effective assistance of counsel when his attorney failed to challenge the statements under the Iowa Constitution. The Iowa Court of Appeals reversed, and we granted further review.
After reviewing the record and considering the arguments presented, the justices are equally divided on the issue of whether the motion to suppress should have been granted.
To resolve this question, we are required to determine the legislatureâs intent. IBP, Inc. v. Harker, 633 N.W.2d 322, 325 (Iowa 2001). That intent is reflected in the words chosen by the legislature. State v. Stone, 764 N.W.2d 545, 549 (Iowa 2009). We give words their ordinary meaning, unless the legislature has defined a term or the words have an established meaning in law. Id. In determining legislative intent, we consider a statute in its entirety, Schadendorf v. Snap-On Tools Corp., 757 N.W.2d 330, 337 (Iowa 2008), and together with other related statutes and rules, State v. Kostman, 585 N.W.2d 209, 212 (Iowa 1998).
We begin with an analysis of the statutory language. The legislature identified the object of automatic affirmance as a âjudgmentâ of the court below. A review of our rules of civil procedure reveals the following definition of âjudgmentâ: âEvery final adjudication of any of the rights of the parties in an action is a judgment.â Iowa R. Civ. P. 1.951; accord Blackâs Law Dictionary 858 (8th ed. 2004) (defining âjudgmentâ as â[a] courtâs final determination of the rights and obligations of the parties in a case,â and âincludes an equitable decree and any order from which an appeal liesâ). Viewing this definition in context and together with related rules convinces us that the term âjudgmentâ has reference to the decision of a district court, not of the court of appeals.
As noted the quoted definition of âjudgmentâ appears in the rules of civil procedure. There is no corresponding definition in the rules of appellate procedure indicating an appellate decision is also a âjudgment.â An official comment to rule of civil procedure 1.951 discusses the issue
Our conclusion is entirely consistent with our deflective appellate structure, which supports the conclusion that the reference to âlower courtâ in section 602.4107 refers to the district court, not the court of appeals. The Iowa Constitution established the supreme court and its jurisdiction. Iowa Const, art. V, §§ 1, 4. The legislature established the court of appeals. Iowa Code § 602.5101. Under the deflective system of review established by the legislature, the court of appealsâ jurisdiction
is limited to those matters for which an appeal or review proceeding properly has been brought before the supreme court, and for which the supreme court pursuant to section 602.4102 has entered an order transferring the matter to the court of appeals.
Id. § 602.5103(3). Once a transfer has been made, the supreme court no longer has jurisdiction of the matter, unless a party seeks further review of the court of appeals decision. Id. § 602.4102(2), (4).
After the court of appeals decides a case transferred to it by the supreme court, a party may ask the supreme court for further review. Id. § 602.4102(4). The filing of the application for further review stays the judgment of the district court and the mandate of the court of appeals pending the action of the supreme court. Id. § 602.5106(2). If the supreme court does not grant further review, the court of appeals decision is final. Id. If the supreme court grants the application for further review, the supreme court once again obtains jurisdiction over the matter. Id. § 602.4102(2), (4).
When a case comes back to the supreme court on further review, our court reviews the district court decision, not that of the court of appeals. This focus on further review does not mean that we automatically vacate decisions of the court of appeals when further review is taken. To the contrary, efficient use of judicial resources will sometimes prompt our court to rely on the disposition made by the court of appeals on some issues and address only those issues that merit additional consideration. Moreover, if upon our review of the district court decision we come to the same conclusion as the court of appeals, we often choose to affirm the court of appeals deci
We conclude section 602.4107 requires that, when the supreme court is equally divided on an issue upon which the district court and court of appeals differ, the decision of the district court is affirmed by operation of law. Accordingly, in the case before us, the decision of the court of appeals is vacated, and the judgment of the district court is affirmed by operation of law pursuant to Iowa Code section 602.4107.
AFFIRMED BY OPERATION OF LAW.
I would affirm the district courtâs ruling the confession was valid. This case is simple. Effler said that he wanted a lawyer âif I go to jail.â Since he did not go to jail before he confessed, he was not deprived of his request for counsel. Efflerâs request for counsel was conditional and ambiguous under the standard set forth in Davis v. United States, 512 U.S. 452, 459, 114 S.Ct. 2350, 2355, 129 L.Ed.2d 362, 371 (1994), and, therefore, he did not unequivocally invoke his Fifth Amendment right to counsel.
I. Background Facts.
On our de novo review of the record, we find the following facts. On the morning of October 4, 2005, Melissa Martin was babysitting J.M., a two-year-old girl, for the first time. Martin took J.M. to the Des Moines Central Library. Martin stood at a fifteen-minute internet station, and J.M. stood beside her leg. A few minutes later, Martin noticed J.M. was no longer there and began calling out her name. One of the librarians began a search for the child and remembered seeing Effler handing a toy to a toddler girl. The librarian suggested checking the menâs bathroom. Martin and the librarian rushed over to the menâs bathroom. The librarian tried to open it with her key, but it was locked from inside. They started pounding on the door calling the childâs name. They heard two âbloodcurdlingâ screams followed by silence. The librarian asked her staff to call the maintenance man, who pried the lock open with a screwdriver. Inside the bathroom, they found a shirtless Effler kneeling next to J.M., who was completely naked. Martin picked up J.M. and ran out. Staff members slammed the door shut, preventing Effler from escaping. Two men held the door shut until the police arrived. The police wrestled Effler to the floor, handcuffed him, and took him to the Des Moines Police Station.
At the police station, a detective interviewed Effler in a small interview room. The detective videotaped the entire interview. See State v. Hajtic, 724 N.W.2d 449, 456 (Iowa 2006) (encouraging the videotaping of custodial interrogations). The rele
DETECTIVE: Okay. Iâll tell you what, did they tell you what your rights were, James? Do they call you Jim, James?
EFFLER: James.
DETECTIVE: James.
EFFLER: They said that I am only being booked for ahh intoxic public right now.
DETECTIVE: Oh.
EFFLER: Is that true?
DETECTIVE: I donât â -I donât know that you are not actually booked even yet. I mean there is no booking been done.
EFFLER: So I am being released?
DETECTIVE: Well if they book you for intox then you got to you know you are not gonna get released.
EFFLER: That would be overnight.
DETECTIVE: Usually itâs overnight judges usually let you out in the morning I suppose, huh.
EFFLER: Yeah.
DETECTIVE: You know what your rights are?
EFFLER: You have the right to remain silent and anything you say can used ...
DETECTIVE: Mm Mmm. Used against you?
EFFLER: Yes.
DETECTIVE: Um, you have the right to a lawyer, talk to a lawyer for advice before I ask any questions and with you before â during questioning if you wish. If you canât afford one, one will be appointed to you before any questioning if you wish. If you decide to answer questions now without a lawyer present, you will still have the right to stop answering at any time. You also have the stop right to stop answering at any time until you talk to a lawyer. And I will give you a copy of this in writing. I have read this statement of my rights and I understand what my rights are. I am willing to make a statement and answer questions. I do not want a lawyer at this time. I understand and know what I am doing.
EFFLER: I do want a court-appointed lawyer.
DETECTIVE: Okay.
EFFLER: If I go to jail.
DETECTIVE: No, let me finish this and then weâll talk, okay? Okay, I got one more sentence. No promises or threats have been made to me and no pressure or coercion of any kind has been used against me. So if you want to talk to me ...
EFFLER: Say, sir ...
DETECTIVE: Yes sir.
EFFLER: Can we go outside where I can smoke a cigarette, please?
DETECTIVE: Can you hold on for a little bit?
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DETECTIVE: Okay. Okay. Hereâs all those things I talked to you about the right to remain silent and all that, you remember? Well you know most of them. Do you want to read this, James?
EFFLER: I already know them.
DETECTIVE: Okay, if you want to talk to me sign there and we will go get a smoke and then weâll talk in a minute.
Effler then signed a waiver of his Miranda rights, and the two left the room so Effler could smoke a cigarette. When they returned, the detective asked Effler some questions, and Effler confessed to taking J.M. to the bathroom and locking the door. He described how he took off her clothes, licked and rubbed her genitals, masturbated, and tried to put his penis inside her vagina.
Effler appealed, claiming the trial court erred in denying his motion to suppress and the State denied him effective representation of counsel for his attorneyâs failure to challenge the statements under the Iowa Constitution. The court of appeals reversed, concluding the State violated Ef-flerâs Fifth Amendment right to counsel. We granted further review.
II. Scope of Review.
We review constitutional claims de novo. State v. Bumpus, 459 N.W.2d 619, 622 (Iowa 1990).
III. Analysis.
A. Fifth Amendment Right to Counsel. In Miranda v. Arizona, 384 U.S. 436, 473, 86 S.Ct. 1602, 1627, 16 L.Ed.2d 694, 723 (1966), the United States Supreme Court determined the Fifth and Fourteenth Amendments require the police to inform a suspect he has a right to remain silent and a right to counsel during a custodial interrogation. Absent Miranda warnings and a valid waiver of those rights, statements made during an interrogation are inadmissible. Miranda, 384 U.S. at 479, 86 S.Ct. at 1630, 16 L.Ed.2d at 726.
When a suspect clearly invokes his right to counsel during a custodial interrogation, the police must stop questioning him immediately until an attorney is present. Edwards v. Arizona, 451 U.S. 477, 484, 101 S.Ct. 1880, 1884-85, 68 L.Ed.2d 378, 386 (1981). The request for counsel must be âunambiguousâ and âunequivocal.â Davis, 512 U.S. at 459, 114 S.Ct. at 2355, 129 L.Ed.2d at 371.
Although a suspect need not âspeak with the discrimination of an Oxford don,â he must articulate his desire to have counsel present sufficiently clearly that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney.
Id. (quoting id. at 476, 114 S.Ct. at 2364, 129 L.Ed.2d at 382 (Souter, J., concurring in judgment)). Thus, if a suspect clearly asks for an attorney, questioning must stop immediately. Edwards, 451 U.S. at 484, 101 S.Ct. at 1884-85, 68 L.Ed.2d at 386. However, questioning need not cease âif a suspect makes a reference to an attorney that is ambiguous or equivocal in that a reasonable officer in light of the circumstances would have understood only that the suspect might be involdng the right to counsel.â Davis, 512 U.S. at 459, 114 S.Ct. at 2355, 129 L.Ed.2d at 371. The United States Supreme Court declined to adopt a rule requiring officers to ask clarifying questions when the suspectâs statement is ambiguous or equivocal, although it suggested doing so would be a good practice. Id. at 461, 114 S.Ct. at 2356, 129 L.Ed.2d at 373.
Under the standard set forth in Davis, federal and state courts have found the following statements to be ambiguous or equivocal, not sufficient to invoke the Fifth Amendment right to counsel under the circumstances: âMaybe I should talk to a lawyer,â Id. at 462, 114 S.Ct. at 2357, 129 L.Ed.2d at 373; âYou want to arrest me for stealing a car, then let me call a lawyer and Iâll have a lawyer appointed to me and,
In comparison, courts have determined the following statements are unambiguous and unequivocal requests for counsel: âCan I get an attorney right now, man?â, Alvarez v. Gomez, 185 F.3d 995, 998 (9th Cir.1999); âWeâre going to do it with a lawyer. Thatâs the way I got to go,â Harris, 741 N.W.2d at 7; âCan I get a lawyer in here?â, Hilliard, 613 S.E.2d at 586.
The United States Supreme Court has not addressed the issue of whether a conditional request, such as Efflerâs, constitutes a clear and unequivocal request for a lawyer. There are, however, a few state court decisions concerning conditional requests for counsel. In People v. Gonzalez, 34 Cal.4th 1111, 23 Cal.Rptr.3d 295, 104 P.3d 98, 106 (2005), the Supreme Court of California held a request for a lawyer conditioned on being charged was not an unambiguous request sufficient to invoke the defendantâs Fifth Amendment rights under Davis. When asked if he would submit to a polygraph test, Gonzalez replied, âif for anything you guys are going to charge me I want to talk to a public defender too, for any little thing.â Gonzalez, 23 Cal.Rptr.3d 295, 104 P.3d. at 102. The court explained,
The conditional nature of the statement rendered it, at best, ambiguous and equivocal because a reasonable police officer in these circumstances would not necessarily have known whether the condition would be fulfilled since, as these officers explained, the decision to charge is not made by police. Confronted with this statement, a reasonable police officer would have understood only that âthe suspect might be invoking the right to counsel,â which is insufficient under Davis to require cessation of questioning.
Id. 23 Cal.Rptr.3d 295, 104 P.3d at 106 (quoting Davis, 512 U.S. at 459, 114 S.Ct. at 2355, 129 L.Ed.2d at 371).
The side that would reverse the trial court relies on Gonzalez to conclude âa reasonable police officer would believe [Efflerâs] words constituted an unequivocal request for assistance of counsel in light of the circumstances.â I disagree with their application of the case. The other side asserts there is a difference between what the officers questioning Gonzalez knew and what the officer questioning Effler knew. Gonzalez wanted an attorney if he was going to be charged. Id. 23 Cal.Rptr.3d 295, 104 P.3d at 102. As the court explained, the detectives questioning Gonzalez did not know whether he was going to be âchargedâ since, in California, the police do not make that decision. Id. 23 Cal.Rptr.3d 295, 104 P.3d at 106. Here the side that would reverse the trial court asserts the police officer knew for certain Effler was going to jail because of the evidence they had previously gathered before questioning Effler, and, therefore, the condition had been fulfilled. There is no distinction between what the detectives really knew in Gonzalez and what the police officer knew here. In both situations, the suspect did not clearly invoke his right to counsel.
Further, other state courts have interpreted similar conditional requests for counsel as ambiguous. The Supreme Court of Arizona determined the statement, âIf Iâm going to jail, I want to talk to my lawyer,â was ambiguous and equivo
Considering all of the facts and circumstances, Efflerâs request for a lawyer was insufficient to invoke his right to counsel. The side that would reverse the trial court fails to recognize the inherent ambiguity in Efflerâs statement. There are a few different ways to interpret the conditional clause âif I go to jail.â One possibility is âI want a lawyer when I go to jail.â Under that interpretation, Efflerâs statement was conditional and ambiguous. He wanted a lawyer if and when he went to jail. At the time of the interrogation and at the time Effler made that statement, he was not in jail, and no charges had been filed against him. He was seated at a table across from a detective and drinking a can of pop. His statement did not indicate he wanted a lawyer at that moment. As the condition of going to jail had not been fulfilled, the conditional nature of the request rendered it ambiguous.
Another interpretation of Efflerâs statement is âI want a lawyer if I am going to jail.â Even under this interpretation, it is arguable whether the condition had been fulfilled. Surely, the detective knew Effler was going to jail. However, it is unclear whether Effler himself knew he was going to jail after the interrogation. Effler thought he was being booked for public intoxication, and the detective told him âwell if they book you for intox, then ... youâre not going to get released.â However, the detective also indicated he was not sure whether Effler was going to be booked for public intoxication. It could be argued the condition âif Iâm going to jailâ had been satisfied at the time Effler requested counsel, since Effler was indeed going to jail after the conclusion of the interview. However, to establish the condition of Efflerâs request for an attorney (i.e. jail) had been satisfied requires changing the word âgoâ to âgoing.â Such a change expands the meaning of Efflerâs statement.
The very fact that we have to dissect Efflerâs statement and engage in an in-depth discussion to determine exactly what he meant by âif I go to jailâ indicates his statement was ambiguous, and it is uncertain whether âa reasonable police officer in the circumstances would understand the statement to be a request for an attorney.â Davis, 512 U.S. at 459, 114 S.Ct. at 2355, 129 L.Ed.2d at 371. As a couple of different interpretations of Efflerâs statement âI do want a court-appointed lawyer ... if I go to jailâ are possible, it is unclear whether Effler was invoking his right to counsel. A reasonable police officer under these circumstances would have understood only
According to the interpretation of the side that would reverse the trial court, Efflerâs statement means, âIf you think Iâm going to jail, I want an attorney.â This interpretation suggests that if a suspect expresses interest in a lawyer (however ambiguous), then the interrogation must cease. That standard would encompass statements that the United States Supreme Court and other state supreme courts have held ambiguous. See, e.g., Davis, 512 U.S. at 462, 114 S.Ct. at 2357, 129 L.Ed.2d at 373 (âMaybe I should talk to a lawyer.â); Spears, 908 P.2d at 1071 (âYou want to arrest me for stealing a car, then let me call a lawyer and Iâll have a lawyer appointed to me and, because this is going no where.â); Harris, 741 N.W.2d at 6 (âIf I need a lawyer, tell me now.â); Hilliard, 613 S.E.2d at 585 (âCan I have someone else present too, I mean just for my safety, like a lawyer like yâall just said?â). The side that would reverse the trial court would have the police become mentalists and interpret what suspects say into what they should be saying.
Here the detective understood Efflerâs request for counsel as conditional. When Effler stated he wanted counsel âif I go to jail,â the detective was not required to stop questioning him. As Efflerâs statement did not meet the standard of clarity set forth in Davis, he did not invoke his Fifth Amendment right to counsel. Effler subsequently signed the Miranda waiver form and confessed. Because he did not unambiguously and unequivocally request counsel, his statements made after signing the Miranda waiver form are admissible. I would vacate the court of appeals and affirm the district court.
B. Ineffective Assistance of Counsel. Effler also contends he was denied effective representation based on his attorneyâs failure to challenge the statements under the Iowa Constitution. To succeed on a claim of ineffective assistance of counsel, the defendant must demonstrate â(1) counsel failed to perform an essential duty, and (2) prejudice resulted.â State v. Lane, 743 N.W.2d 178, 183 (Iowa 2007). âWe recognize that an attorney need not be a âcrystal gazerâ who can predict future changes in established rules of law in order to provide effective assistance to a criminal defendant.â State v. Schoelerman, 315 N.W.2d 67, 72 (Iowa 1982); see also Snethen v. State, 308 N.W.2d 11, 16 (Iowa 1981) (holding counsel was not ineffective for failing to raise an issue contrary to established case law).
Effler was not denied effective assistance of counsel when his attorney failed to challenge the admissibility of his statement under the Iowa Constitution. Iowa Const, art. I, § 9. We have previously determined that clarifying questions are not required under article I, section 9 of the Iowa Constitution. State v. Morgan, 559 N.W.2d 603, 609 (Iowa 1997).
As a final challenge to the confession evidence, Morgan asks this court to impose, under the due process clause of the Iowa Constitution, a requirement that police must ask clarifying questions when faced with an equivocal request to consult with counsel.... Requiring law enforcement personnel ... to ask such clarifying questions [is an issue] that may be argued both pro and con as [a] matterf ] of public policy. We are confident, however, that such procedures are*890 in no way mandated by any provision in the Iowa Constitution. We reject Morganâs contention that they are.
Id. at 609. At the time we decided Morgan, Hawaii had already decided to require clarifying questions, and several law review articles had been published criticizing Davis. See State v. Hoey, 77 Hawai'i 17, 881 P.2d 504, 523 (1994) (holding the Hawaii Constitution requires police to âcease all questioning or seek non-substantive clarification of the suspectâs requestâ when the suspect âmakes an ambiguous or equivocal request for counsel during custodial interrogationâ); Tom Chen, Davis v. United States: âMaybe I Should Talk to a Lawyerâ Means Maybe Miranda is Unraveling, 23 Pepp. L.Rev. 607 (1996); Constantine Athanas, Equivocal Requests for an Attorney: Caveat Emptor Comes to the Fifth Amendment, 45 Emory L.J. 673 (1996).
In his appellate brief, Effler argues the right to counsel under article I, section 10 of the Iowa Constitution is âapplicable under the due process provision of article I, section 9 of the Iowa Constitution.â See Iowa Const, art. I, § 10. However, the right to counsel under article I, section 10 is not applicable to Efflerâs situation. Under article I, section 10 of the Iowa Constitution, âIn all criminal prosecutions ... the accused shall have a right ... to have the assistance of counsel.â This provision of the Iowa Constitution is substantially the same as the Sixth Amendment of the United States Constitution. Compare Iowa Const, art. I, § 10, with U.S. Const, amend. VI; see also Doerflein v. Bennett, 259 Iowa 785, 790, 145 N.W.2d 15, 18 (1966) (stating â[sjection 10 of Article I of the Iowa Constitution contains substantially the same provisionsâ as the Sixth Amendment). Cases involving whether the police must ask clarifying questions when a suspect equivocally invokes his Fifth Amendment right to counsel have been decided under the Fifth Amendment and its state equivalents, not the Sixth Amendment and its state equivalents. See, e.g., Hoey, 881 P.2d at 523; State v. Risk, 598 N.W.2d 642, 647 (Minn.1999).
We have determined that the Sixth Amendment attaches upon the initiation of adversarial criminal proceedings, generally by formal charge, arraignment, preliminary hearing, information, or indictment. State v. Peterson, 663 N.W.2d 417, 426 (Iowa 2003); see also State v. Johnson, 318 N.W.2d 417, 432 (Iowa 1982). In Iowa, an information or indictment must be filed in order to prosecute indictable offenses. Iowa R.Crim. P. 2.4(2). â âAn arrest by itself, with or without a warrant, falls far short of an official accusation by the state against the arrested individual.â â Johnson, 318 N.W.2d at 434 (quoting Lomax v. Alabama, 629 F.2d 413, 416 (5th Cir.1980)). The right to counsel under the Iowa Constitution also attaches after the accused has received counsel. See State v. Newsom, 414 N.W.2d 354, 358-59 (Iowa 1987).
As article I, section 10 of the Iowa Constitution is not applicable to Efflerâs situation, and as we have already ruled that article I, section 9 does not require police to ask clarifying questions, Effler was not denied effective representation of counsel when his attorney failed to challenge his statements under the Iowa Constitution. I would affirm the judgment of the district court.
IV. Conclusion.
I would vacate the court of appeals and affirm the trial court. Efflerâs request for counsel was conditional, and he did not unambiguously and unequivocally invoke his Fifth Amendment right to counsel.
TERNUS, C.J., and CADY, J., join this opinion.
I would write to reverse the trial court. We have said:
The requirement that police officers advise suspects of their Miranda rights is more than a mere procedural nicety or legal technicality. The police must take the giving of the Miranda warnings seriously and must not presume that suspects âare already aware of what rights they possess prior to being questioned.â
State v. Ortiz, 766 N.W.2d 244, 251 (Iowa 2009) (quoting United States v. San Juan-Cruz, 314 F.3d 384, 389 (9th Cir.2002)) (citation omitted). The opinion writing to affirm the district court decision applies Miranda as a mere formality simply relying on cases from other jurisdictions where similar language was used by a defendant in requesting counsel. That is how it made this a simple case. Such an approach fails in my view to apply the proper analysis under the specific facts of this case â whether âa reasonable officer in fight of the circumstances would have understoodâ the statement to be a request for an attorney. Davis v. United States, 512 U.S. 452, 459,114 S.Ct. 2350, 2355, 129 L.Ed.2d 362, 371 (1994). A proper analysis leads to only one conclusion: this court should reverse the district court decision, suppress Efflerâs statements, affirm the court of appeals, and order a new trial.
I. Analysis.
A. Fifth Amendment Right to Counsel. In Davis, the United States Supreme Court explored what a suspect must do to invoke his right to counsel in a custodial setting under the Federal Constitution. There the Supreme Court held a suspect must unambiguously request the assistance of counsel to trigger the right to counsel under Edwards v. Arizona, 451 U.S. 477, 484-85, 101 S.Ct. 1880, 1885, 68 L.Ed.2d 378, 386 (1981). Id. The test of whether a suspect has unambiguously asserted his right to counsel is whether âa reasonable officer in light of the circumstances would have understoodâ the statement to be a request for an attorney. Id. (emphasis added).
Although I have no quarrel with the facts as set forth in the opinion written to affirm the district court, I believe that opinion omits other important facts that shed fight on the circumstances surrounding Efflerâs statement. Prior to interviewing Effler, the detective went to the library to interview the witnesses to get an idea of what had transpired there. By the time he began interviewing Effler, the detective clearly knew from his investigation that the witnesses had found Effler shirtless, kneeling next to the naked two-year old in the locked bathroom at the library. When he began the interview, the detective also knew Effler was a registered sex offender who would be booked for the crimes he committed at the library and sent to jail as soon as the interrogation ended.
In determining whether the State has violated a personâs federal constitutional rights, a reviewing court cannot simply analyze a few words out of context and search for ambiguity through linguistic acrobatics. As anybody who speaks the English language knows, just about any word, or group of words, in isolation, may be made to look ambiguous. Thus, under Davis, the court must ask â whether a reasonable police officer, in light of the circumstances, would believe that a suspect unequivocally requested the assistance of counsel.
The State claims Efflerâs request, âI do want a court-appointed lawyer.... If I go to jail,â was conditional and did not constitute a clear and unequivocal request for a lawyer. Although the United States Supreme Court has not addressed the issue
In Gonzalez, the detectives questioned the defendant concerning the murder of a police officer. Id. 23 Cal.Rptr.3d 295, 104 P.3d at 101. After waiving his rights, the defendant denied he shot the officer. Id. The detectives then asked the defendant if he would take a lie detector test to reconcile the defendantâs denial with the evidence the defendant was involved with the shooting. Id. At that point, the defendant said,
âThat um, one thing I want to ask you to that, if for anything you guys are going to charge me I want to talk to a public defender too, for any little thing. Because my brother-in-law told me that if theyâre trying to charge you for this case you might as well talk to a public defender and let him know cause they canât [Untranslatable].â
Id. 23 Cal.Rptr.3d 295,104 P.3d at 102. In response to this statement, a detective explained to the defendant that they were going to book him for the murder and continue to investigate the case. Id. If the investigation showed the defendant was not involved in the murder, the detective would let the defendant go. Id. Another detective told the defendant, â â[A]n arrest is not a prosecution; you hear me?â â Id. The defendant responded, â Tes, sir.â â Id. The next day the defendant admitted he shot the officer. Id.
The defendant moved to suppress the statements he made regarding shooting the officer because the detectives took his statements in violation of his Miranda rights. Id. 23 Cal.Rptr.3d 295, 104 P.3d at 102-03. At the suppression hearing, the detectives testified they understood the defendantâs reference to a public defender to mean the defendantâs brother-in-law told him âif âhe was charged with a crime, did he want to have the services of a public defender.ââ Id. 23 Cal.Rptr.3d 295, 104 P.3d at 103. The detectives further testified that they explained to the defendant the distinction of being arrested and being charged with a crime. Id. None of the detectives interpreted the defendantâs statement as a request for an attorney, but rather the defendantâs reaffirmance that he had a right to an attorney if he wanted one. Id.
The California court found the defendantâs request to be conditional; âhe wanted a lawyer if he was going to be charged.â Id. 23 Cal.Rptr.3d 295, 104 P.3d at 106. The court explained,
The conditional nature of the statement rendered it, at best, ambiguous and equivocal because a reasonable police officer in these circumstances would not necessarily have known whether the condition would be fulfilled since, as these officers explained, the decision to charge is not made by police. Confronted with this statement, a reasonable officer would have understood only that âthe suspect might be invoking the right to counsel,â which is insufficient under Davis to require cessation of questioning.
Id. (quoting Davis, 512 U.S. at 459, 114 S.Ct. at 2355, 129 L.Ed.2d at 371). Moreover, the California court considered the defendantâs lack of a request for counsel after the detectives explained to him the difference between being arrested and being charged in deciding the defendant did not unequivocally request the immediate presence of an attorney before he would answer any more questions. Id.
The second significant circumstance is the nature of the conversation between the detective and Effler just prior to Efflerâs statement requesting a court-appointed attorney. Only a few seconds before Effler made his request he asked the detective if he was going to be released. In response to that question the detective told Effler that in all likelihood he would spend a night in jail on an intoxication charge. It would have been obvious to a reasonable police officer that Effler used this fresh piece of information to further the conversation when he stated, âI do want a court appointed lawyer.... If I go to jail.â
No reasonable detective would believe that Effler, through the added words âIf I go to jail,â was expressing the view that a court-appointed attorney would provide more effective assistance in the confines of a jail cell than in the police interrogation room. Instead, a reasonable police officer, in light of the circumstance of the officerâs previous statement about jail, would believe that Effler was just building on the prior police comment when he requested the assistance of counsel as part of his oral conversation.
Gonzalez supports our finding that Ef-fler had effectively invoked his right to counsel. In Gonzalez, the court held that the purportedly conditional request of the defendant was ambiguous because a reasonable police officer would not have known if the State was going to charge the defendant with murder. Id. In this case, however, the detective told Effler that he was going to be held in jail at least overnight. Effler was responding to a statement made by the officer, not introducing ambiguity, when he added the phrase âIf I go to jail.â Additionally, at the time Effler made the statement, the detective knew that after the interview he was going to book Effler and send him to jail for the crimes Effler committed at the library. Unlike in Gonzalez, the interrogating officer knew that Effler was going to jail. Accordingly, I would find the district court erred in failing to suppress all the statements made by Effler after he requested the assistance of counsel.
B. Harmless Error. The State contends that even if the district court should have granted Efflerâs motion to suppress, the district court committed harmless error when it denied the motion. To establish harmless error when a defendantâs constitutional rights have been violated, the State must â âprove beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.â â State v. Walls, 761 N.W.2d 683, 686 (Iowa 2009) (quoting State v. Peterson, 663 N.W.2d 417, 431 (Iowa 2003)).
The jury found Effler guilty of kidnapping in the first degree. To prove Effler guilty of kidnapping in the first degree, the State must show âthe person kidnapped, as a consequence of the kidnap
After the incident, the medical director of the Regional Child Protection Center examined the child. Although the comprehensive sexual abuse assessment did not reveal that the child was sexually abused, it did reveal redness on her genitalia. The examiner testified irritation from urine, bladder infection, diaper rash, irritation from wearing a diaper, or trauma could have caused the redness. She was unable to determine the cause of the redness.
This testimony, without Efflerâs statements, may have been enough to convict Effler of kidnapping in the first degree. However, I cannot say that the State proved beyond a reasonable doubt that Efflerâs improperly admitted confession that he took off her clothes, licked and rubbed her genitalia, masturbated, and tried to put his penis inside her vagina did not contribute to the verdict obtained. Thus, I would hold Effler is entitled to a new trial.
C. Ineffective Assistance of Counsel.
Effler alleges he received ineffective assistance of counsel for his counselâs failure to challenge the admissibility of his statements under the Iowa Constitution. I need not reach this issue because I would find the violation of his Fifth Amendment rights under the Federal Constitution requires that he receive a new trial.
II. Conclusion.
I would reverse the district court and affirm the court of appeals decision. Although Efflerâs request for counsel might, if taken out of context, be viewed as conditional, I believe it must be viewed as unequivocal when considered in light of the circumstances in which it was expressed. As the detective had told Effler he was going to jail, and the detective knew he would send Effler to jail as soon as the interrogation ended for the crimes he committed at the library, the court should conclude Effler invoked his Fifth Amendment right to counsel.
HECHT and APPEL, JJ., join this opinion.
. Chief Justice Ternus and Justices Cady and Streit would vacate the decision of the court of appeals and affirm the judgment of the district court. Justices Wiggins, Hechl, and Appel would affirm the decision of the court of appeals and reverse the judgment of the district court. Justice Baker takes no part.
. A videotape of the Arizona interrogation revealed Newell said, âI want to call my lawyer,â while the detective was talking. State v. Newell, 212 Ariz. 389, 132 P.3d 833, 841 (2006). As the detective did not understand what Newell was saying, since they were both talking at the same time, the detective asked him whether he was requesting a lawyer. Id. Newell responded, "No. If I'm getting accused right now, if Iâm getting charged for it yeah, I want my lawyer.â Id. at 842 n. 8. The detective then attempted to further clarify whether Newell wanted a lawyer. Id. New-ell then said something like "I'm willing,â followed by something unintelligible, and then he said, "If I'm going to jail, I want to talk to my lawyer.â Id. Using an abuse of discretion standard in reviewing the superior courtâs decision, the Arizona Supreme Court did not analyze why the statement was ambiguous but simply concluded "a reasonable officer would not consider [the statements] unequivocal.â Id. at 842.