People v. Lockett

                                            No. 1-19-0716
                                   Opinion filed: December 16, 2022
                                                                                        Sixth Division
 ______________________________________________________________________________

                                               IN THE
                                  APPELLATE COURT OF ILLINOIS
                                          FIRST DISTRICT
 ______________________________________________________________________________
 THE PEOPLE OF THE STATE OF ILLINOIS,                          )   Appeal from the
                                                               )   Circuit Court of
           Plaintiff-Appellee,                                 )   Cook County.
                                                               )
     v.                                                        )   No. 16 CR 5118
                                                               )
 PIERRE LOCKETT,                                               )   Honorable
                                                               )   Neil J. Linehan &
           Defendant-Appellant.                                )   Michael J. Kane,
                                                               )   Judges, presiding.



           JUSTICE C.A. WALKER delivered the judgment of the court, with opinion.
           Justices Hyman and Coghlan concurred in the judgment and opinion.

                                            OPINION

¶1        Following a bench trial before Judge Michael J. Kane, defendant Pierre Lockett was found

guilty of two counts of unlawful use of a weapon by a felon (UUWF) and sentenced to concurrent

terms of seven years’ imprisonment. On appeal, Lockett contends the trial court erred in denying

his motion to suppress evidence that he had a firearm, where the police officers did not have a

legal basis to pat him down upon stopping him. He also argues that his sentence violates the one-

act, one-crime doctrine, as he received two sentences for a single act of possession. We reverse the

trial court’s denial of defendant’s motion to quash arrest and suppress evidence where police
No. 1-19-0716


officers lacked reasonable suspicion that he was armed and dangerous when they conducted a pat-

down. Defendant’s convictions are vacated.

¶2                                       I. BACKGROUND

¶3     The State charged Lockett with nine counts but proceeded to trial on one count of being an

armed habitual criminal (720 ILCS 5/24-1.7(a) (West 2016)) and two counts of UUWF (id. § 24-

1.1(a)). It nol-prossed the remaining counts.

¶4     Prior to trial, on August 16, 2016, Lockett filed a “motion to quash arrest and suppress

evidence,” alleging that police officers unlawfully detained, searched, and arrested him without

reasonable suspicion or probable cause. As a result of the “unlawful search,” the police recovered

a handgun and cannabis from him.

¶5     At a hearing on the motion before Judge Neil J. Linehan, Chicago Police Officer Healy 1

testified that on March 13, 2016, at about 1 p.m., he and his partner, Officer Kevin McCann, were

driving an unmarked vehicle on the 2600 block of East 87th Street. Healy and McCann were in

plain clothes, wore vests with a star or badge number on them, and had holstered weapons. Healy

saw Lockett, whom he identified in court. Lockett looked in the officers’ direction and “adjusted

his waist area.” The officers parked the vehicle about 10 feet from Lockett and exited their vehicle.

As they approached Lockett, he reached for his waistband again and “stated along the lines [sic]

that he just dropped a bag of weed.” McCann then told Lockett to remove his hand from his

waistband.

¶6     Healy was presented with a Chicago Police Department incident report that he authored,

and Healy confirmed that the report reflected that Lockett did not state he “just dropped a bag of


       1
        The first name of Officer Healy does not appear in the transcript of the proceedings.

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weed” until after McCann told him to remove his hand from his waistband. When asked if the

report was correct, Healy testified, “Yes, but he grabbed his waistband again,” and then confirmed

again that what he wrote in the report was correct. He also confirmed that, prior to McCann

ordering Lockett to remove his hand from his waistband, Healy did not observe Lockett violate

any law, and he did not know Lockett or his parole status. Healy did not have a warrant to arrest

Lockett.

¶7     On cross-examination, Healy confirmed that he learned Lockett was on parole after “the

event.” When McCann ordered Lockett to remove his hand from his waistband, McCann did not

physically contact Lockett.

¶8     The trial court denied Lockett’s “motion to quash arrest and suppress evidence.” 2 The court

stated that Lockett’s adjusting of his waistband was “curious behavior” to the police officers, so

they stopped their vehicle to speak to him “based on their experience.” The court noted that Lockett

was on a public way, and the officers had a “right to talk to any ordinary citizen.” It was “up to

that citizen whether or not he wants to stop and talk to the police unless the police are ordering

[Lockett] over, ordering him to stop.” The court stated that the officers had a right to “engage with”

Lockett and then “stop” him once he repeatedly adjusted his waist and “uttered on his own that he

dropped a bag of weed.” The court found once Lockett’s behavior “continued,” the officers

“certainly had a right to put their hands on him.” At that point, one officer searched for the

contraband while the other officer “did a protective pat down,” which resulted in the recovery of

the weapon.




       2
        Judge Neil J. Linehan ruled on defendant’s motion to suppress.

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¶9     On April 4, 2017, Lockett filed a motion to reconsider, arguing that the officers’ search

was not justified, as it was based solely on his behavior of adjusting his waistband and statement

that he dropped a “bag of weed.” Lockett emphasized that Healy’s testimony conflicted with his

arrest report, which showed the officers ordered him to remove his hands from his pocket and

detained him before he made the statement. Lockett asserted that the subsequent search was

unconstitutional and requested that the court reconsider its denial of his motion to suppress. The

trial court denied the motion, stating, “I do find the police officer to be credible” and “I believe

my original ruling was specific and accurate.”

¶ 10   At trial, McCann testified that he had been a Chicago police officer for over six years. On

March 13, 2016, shortly after 1 p.m., he was in a patrol vehicle with his partner on the 2600 block

of East 87th Street. He saw Lockett walking eastbound. He stopped and exited his vehicle,

approached Lockett, had a “conversation” with him, and then patted him down. He recovered a

loaded 9-millimeter handgun from Lockett’s person.

¶ 11   On cross-examination, McCann testified that when he saw Lockett, Lockett was just

walking and was not doing “anything else.” McCann testified that while the police vehicle was

moving, the officers saw Lockett “adjust his waistband” from about 10 or 15 feet. Because the

officers believed Lockett “could have been possibly concealing a handgun,” they exited their

vehicle. As McCann and his partner approached Lockett, he adjusted his waistband a second time

and simultaneously said that he had “dropped a bag of weed on the ground.” McCann ordered him

to remove his hands from his waistband. McCann’s order and Lockett’s statement were “pretty

simultaneous.” McCann then patted Lockett down and recovered the firearm from his right pants

pocket. No cannabis was recovered. There was no body camera footage of the encounter.



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No. 1-19-0716


¶ 12   The State submitted into evidence the certified copies of Lockett’s three convictions from

Iowa it used as predicates for the charges.

¶ 13   Lockett requested to reopen his motion to suppress, but the court denied his request.

¶ 14   The trial court found Lockett guilty of two counts of UUWF but acquitted him of being an

armed habitual criminal. It denied Lockett’s motion for a new trial, which alleged in relevant part

that the court erred in denying his “motion to quash arrest and suppress evidence.” The court

sentenced Lockett to concurrent terms of seven years’ imprisonment for both UUWF counts.

¶ 15                                      II. ANALYSIS

¶ 16   On appeal, Lockett argues that the trial court erred in denying his motion to suppress, where

the police officers did not have a legal basis for frisking him. Lockett also contends that evidence

of possession of one gun cannot support two convictions for UUWF.

¶ 17   The State responds that the officers’ initial encounter with Lockett was consensual, and the

officers had the right to approach him to ask questions. The State maintains that the officer

conducted a proper stop and pat-down of Lockett for their safety and the safety of the public, as

allowed under Terry v. Ohio, 

 (1968).

¶ 18   The fourth amendment of the United States Constitution and the Illinois Constitution

guarantee the “right of individuals to be free from unreasonable searches and seizures.” People v.

Colyar, 

; U.S. Const., amend. IV; Ill. Const. 1970, art. I, § 6.

“Reasonableness under the fourth amendment generally requires a warrant supported by probable

cause.” People v. Flowers, 

 (1997). However, “ ‘[w]hen faced with special law

enforcement needs, diminished expectations of privacy, minimal intrusions, or the like, *** certain

general, or individual, circumstances may render a warrantless search or seizure reasonable.’ ”


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People v. Jones, 

 (2005) (quoting Illinois v. McArthur, 

(2001)). Courts have categorized police-citizen encounters into three tiers: (1) the arrest of a

citizen, which must be supported by probable cause, (2) a “temporary investigative seizure,” or

Terry stop, conducted pursuant to Terry, 

, and (3) a consensual encounter, which

involves “no coercion or detention” and thus implicates no fourth amendment interests. People v.

McDonough, 

 (2010).

¶ 19    Under the “fruit of the poisonous tree” doctrine, any evidence obtained by exploiting a

fourth amendment violation “is subject to suppression as the ‘fruit’ of that poisonous tree.” People

v. Henderson, 

. When reviewing a trial court’s ruling on a motion to suppress

evidence, we apply the bifurcated standard of review adopted in Ornelas v. United States, 

 (1996). People v. Luedemann, 

 (2006). Under that standard, we review

the trial court’s findings of historical fact for clear error, giving great deference to the court’s

factual findings and reversing them only if against the manifest weight of evidence, but we review

de novo the court’s ultimate determination on whether suppression is warranted. 

 We may

consider evidence adduced in both the suppression hearing and at trial. People v. Hood, 

.

¶ 20    There is no issue here regarding whether the officers’ initial approach to Lockett was a

consensual encounter as, in his reply brief, Lockett states he “does not challenge that he was not

legally seized prior to the pat down.” Rather, he disputes the constitutionality of his Terry pat-

down.

¶ 21    Under Terry, “ ‘where a police officer observes unusual conduct which leads him

reasonably to conclude in light of his experience that criminal activity may be afoot…,’ the officer



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may briefly stop the suspicious person and make ‘reasonable inquiries’ aimed at confirming or

dispelling his suspicions.” Minnesota v. Dickerson, 

 (1993) (quoting Terry, 

). “When an officer is justified in believing that the individual whose suspicious

behavior[,] he is investigating at close range is armed and presently dangerous to the officer or to

others,” the officer may “take necessary measures to determine whether the person is in fact

carrying a weapon and to neutralize the threat of physical harm.” Terry, 

. The scope

of the search is “strictly limited to a search for weapons,” and its “sole justification” is “the

protection of the police officer and others in the vicinity, not to gather evidence.” Flowers, 

. The right to frisk does not automatically flow from a valid Terry stop (People v. Galvin,

 (1989)), and “[w]hether an investigatory stop is valid is a separate question

from whether a search for weapons is valid” (Flowers, 

).

¶ 22   Here, based on the evidence presented at the motion to suppress hearing and at trial, the

officers’ decision to frisk Lockett was based on the following observations: Lockett looked in the

direction of their unmarked vehicle; he adjusted his waistband once, while the officers were in the

vehicle, causing them to suspect he was concealing a firearm; he adjusted his waistband a second

time when the officers approached him on foot wearing plain clothes; and he stated that he dropped

a “bag of weed” after being ordered to remove his hands from his waistband. Considering the

circumstances known to the officers at the time of the pat-down (People v. McMichaels, 

), there was no justification in believing Lockett was armed and dangerous,

especially where he did not attempt to flee and simply adjusted his waistband. See People v.

Flunder, 

 (officers were not justified in frisking the defendant,




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No. 1-19-0716


where the defendant did not attempt to flee, reached into his pocket, and honestly admitted

possession of a firearm).

¶ 23   The State maintains that McCann’s protective pat-down was justified, based on Lockett’s

adjusting his waistband and his statement that he dropped the “bag of weed.” We disagree.

Grabbing one’s waistband is not in itself sufficient to support a reasonable suspicion of criminal

activity, let alone that someone is armed and dangerous as required for a Terry frisk. See In re

Jarrell C., 

 (“the mere holding up [someone’s] pants or [p]utting

something in one’s pockets *** is not a hallmark of criminal activity” (internal quotation marks

omitted)). Further, neither officer provided any articulation as to why Lockett’s apparent

announcement that he dropped cannabis, alone or taken with the waistband adjustment, supported

a belief that he was armed and dangerous. See People v. Rivera, 

 (1995)

(general suspicion that the defendant “was involved in a drug transaction and because of this, he

may have been armed” did not support reasonable suspicion to conduct a frisk, and “Terry requires

more than a generalized belief or statement that narcotic dealers may carry weapons”).

¶ 24   Here, the officers failed to identify any “specific and articulable facts necessary to justify

a search for weapons.” Galvin, 

; see People v. F.J., 

(2000) (while it may be the case that the officer’s “trained eye” perceived special significance in

the defendant’s behavior, the police must “articulate the facts and what their experience reveals as

to those facts” (internal quotation marks omitted)). Accordingly, we find that the officers

unconstitutionally performed a pat down of Lockett without justification, and the trial court erred

in denying his motion to suppress.




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No. 1-19-0716


¶ 25   The State argues that, if we find a fourth amendment violation, we should nonetheless find

that the exclusionary rule requiring evidence suppression does not apply because the officers acted

in good faith when they performed the pat-down.

¶ 26   The United States Supreme Court created the exclusionary rule as a general deterrent to

future fourth amendment violations. Arizona v. Evans, 

 (1995). Under this rule,

evidence unconstitutionally gathered as the result of an unreasonable search or seizure is

suppressed. People v. Krueger, 

 (1996).

¶ 27   To the extent that the State raises the good-faith exception to the exclusionary rule, we find

that the exception does not apply here.

¶ 28   The good faith exception to the exclusionary rule provides that “[w]here the particular

circumstances of a case show that police acted with an objectively reasonable good-faith belief

that their conduct [was] lawful, or when their conduct involved only simple, isolated negligence,

there is no illicit conduct to deter.” (Internal quotation marks omitted.) People v. LeFlore, 

, ¶ 24. The exception was codified in section 114-12 of the Code of Criminal Procedure of

1963 (725 ILCS 5/114-12 (West 2016)). People v. Strickland, 

, ¶ 60.

Under section 114-12(b)(1), “[t]he court shall not suppress evidence which is otherwise admissible

in a criminal proceeding if the court determines that the evidence was seized by a peace officer

who acted in good faith.” 725 ILCS 5/114-12(b)(1) (West 2016).

¶ 29   Section 114-12(b)(2) defines good faith as follows:

       “ ‘Good faith’ means whenever a peace officer obtains evidence:

                (i) pursuant to a search or an arrest warrant obtained from a neutral and detached

       judge, which warrant is free from obvious defects other than non-deliberate errors in


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No. 1-19-0716


       preparation and contains no material misrepresentation by any agent of the State, and the

       officer reasonably believed the warrant to be valid; or

                (ii) pursuant to a warrantless search incident to an arrest for violation of a statute or

       local ordinance which is later declared unconstitutional or otherwise invalidated.” Id.

       § 114-12(b)(2).

Our supreme court has also expanded the good-faith exception to include “good-faith reliance

upon binding appellate precedent that specifically authorized a particular practice but was

subsequently overruled.” Strickland, 

 (citing LeFlore, 

, ¶¶ 29-31, citing Davis v. United States, 

 (2011)).

¶ 30   None of the three good faith exceptions apply here. There was no warrant to search or arrest

Lockett. There is no indication in the record that Lockett was searched and arrested for violation

of a statute or local ordinance later declared unconstitutional. Nor are we aware of any binding

precedent that the police officers may have relied on when frisking Lockett, where there were no

specific facts showing Lockett was armed and dangerous.

¶ 31   We recognize the State’s concern regarding the severity of the remedy provided by the

exclusionary rule. The United States Supreme Court in Terry v. Ohio, explored the reasons for

suppression:

       “The wholesale harassment by certain elements of the police community, of which

       minority groups *** frequently complain, will not be stopped by the exclusion of

       any evidence from any criminal trial. *** [C]ourts still retain their traditional

       responsibility to guard against police conduct which is overbearing or harassing, or

       which trenches upon personal security without the objective evidentiary


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No. 1-19-0716


       justification which the Constitution requires. When such conduct is identified, it

       must be condemned by the judiciary and its fruits must be excluded from evidence

       in criminal trials.” Terry , 

.

¶ 32   One federal judge enlarged on the court’s comment regarding harassment:

       “There are two specific aspects to this social problem. First, inappropriate use of

       Terry in America’s minority neighborhoods offends the principle of equal justice

       under law. For, as we all know, courts would not approve the search of four men in

       business attire, conversing peaceably in front of a Starbucks, if the only basis for

       the search was a ‘lookout’ broadcast specifying a white man, medium height and

       build, wearing a business suit. Second, excessive Terry searches set poor black

       communities and the police on opposing sides of pitched battle. At a minimum,

       these perpetual intrusions leave young black men feeling bruised and insulted.

       Often enough, the anger leads to confrontations with the police, sometimes with

       violent or lethal consequences.” United States v. Goddard, 

 (D.C.

       Cir. 2007) (Brown, J., dissenting).

¶ 33   Suppression of the evidence

       “may seem like a drastic remedy in a case like this where a gun was actually found.

       However, we do not know how many men, if any, were stopped before one was found with

       a gun because only the ones who are charged move to suppress. The fourth amendment is

       a blunt-edged sword, but it protects the privacy of us all, both the ones with contraband

       and the ones without it.” Flunder, 

.




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No. 1-19-0716


¶ 34   Where, as here, police officers approach a person, who is simply present on a public street

and not observed committing any crime, and quickly frisk him with no evidence that he is armed

and dangerous, we find the deterrent benefit of suppression outweighs any social costs. No

evidence admitted at trial contradicted McCann’s testimony, which showed that the confession did

not precede the seizure. “Reasonable suspicion must be formed before the seizure occurs.” Buffkins

v. City of Omaha, 

 (8th Cir. 1990).

¶ 35   “[T]he pretrial ruling on a motion to suppress is not final and may be changed or reversed

at any time prior to final judgment.” People v. Brooks, 

, 

 (1999).

The trial court erred by failing to reconsider the motion to suppress in light of McCann’s testimony.

See People v. Cannon, 

, 

 (1997).

¶ 36   We find that the evidence obtained through the illegal frisk of Lockett’s person, here the

firearm recovered from his pocket, is suppressed. Since Lockett could not have been convicted

without that evidence, his convictions are vacated. See People v. White, 

. Because Lockett’s convictions are vacated, we do not address whether his

convictions violate the one-act, one-crime rule, which the State concedes.

¶ 37                                    III. CONCLUSION

¶ 38   For the foregoing reasons, we reverse the trial court’s order denying Lockett’s motion to

quash arrest and suppress evidence. The seized evidence is suppressed, and Lockett’s convictions

are vacated.

¶ 39   Reversed and vacated.




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No. 1-19-0716



                     People v. Lockett, 

Decision Under Review:     Appeal from the Circuit Court of Cook County, No. 16-CR-
                           5118; the Hon. Neil J. Linehan and the Hon. Michael J. Kane,
                           Judges, presiding.


Attorneys                  James E. Chadd, Douglas R. Hoff, and Rebecca I. Levy, of State
for                        Appellate Defender’s Office, of Chicago, for appellant.
Appellant:


Attorneys                  Kimberly M. Foxx, State’s Attorney, of Chicago (Douglas P.
for                        Harvath, Whitney Bond, and Ashley Moore, Assistant State’s
Appellee:                  Attorneys, of counsel), for the People.




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