State v. James A.

Date Filed2022-12-19
DocketSC20453
JudgeRobinson; McDonald; D’Auria; Mullins; Kahn; Ecker; Keller
Cited0 times
StatusPublished

Syllabus

Convicted of sexual assault in the first degree, sexual assault in the second degree, risk of injury to a child, strangulation in the first degree, threaten- ing in the second degree, and disorderly conduct in four cases that were joined for trial, the defendant appealed to this court. The two cases involving the sexual assault, risk of injury, and strangulation charges arose from the defendant's sexual abuse of J and L, the daughters of the defendant's then girlfriend, D, and his choking of J to the point of unconsciousness on one occasion. The threatening and disorderly conduct charges in the other two cases arose from the defendant's conduct in connection with two incidents that occurred soon after he and D were married. During the wedding after-party, D's eldest daughter, S, accused the defendant of sexually abusing J and called him a ''pedo- phile son of a bitch.'' In response to S's accusation, the defendant became extremely agitated and threatened to decapitate S, D, and other family members if any charges were brought against him, grappled with S's father, A, who had intervened to protect S, punched a hole in the wall, flipped over a table, shattering a chandelier in the process, and thereafter screamed at the remaining guests. Thereafter, S, J, L, and other family members departed for A's house. The following night, after J disclosed the defendant's sexual abuse and her allegations were reported to the police, the defendant arrived at A's house and peered into the living room where J and L were sleeping. D's father, M, and A confronted the defendant with their guns drawn and ordered him to leave the premises. The defendant proceeded to taunt M and then threw an open can of beer and charged at M. M shot the defendant, and the police arrived shortly thereafter. The defendant was charged in separate informations with threatening in the second degree, in connection with his conduct at the after-party, and with disorderly conduct, in connection with his conduct at A's house. The state moved to consolidate the four cases for trial. Although the defendant did not object to the consolidation of the two sexual assault cases, he filed a motion to sever, arguing that the threatening and disorderly conduct cases should be tried separately from the sexual assault cases. The trial court nevertheless granted the state's motion to consolidate and denied the defendant's motion to sever, concluding that the evidence in the sexual assault cases and the threatening and disorderly conduct cases was cross admissible and that, under State v. Boscarino (204 Conn. 714), joinder would not be unduly prejudicial to the defendant. The trial court also granted the defendant's pretrial motion in limine, barring the state from inquiring about the defendant's prior felony record. During the prosecutor's direct examina- tion of M, however, M testified that, at the wedding after-party, the defendant yelled that he was not going back to jail. The court struck that testimony and gave a curative instruction, but it denied defense counsel's request, as a remedy for M's improper disclosure, that the defendant be allowed to testify about the nonsexual nature of his prior felony convictions without opening the door to being asked on cross- examination about the name or nature of those felonies. The defendant ultimately opted not to testify. On the defendant's appeal from the judgment of conviction, held: 1. The defendant could not prevail on his claim that the trial court had abused its discretion when it joined the defendant's sexual assault cases and his threatening and disorderly conduct cases for trial, as the evidence in each case was cross admissible in the other cases: a. This court clarified the procedures involved in the trial court's determi- nation of whether joinder is proper: The trial court first must consider whether, in the event of separate trials, evidence relating to each of the cases would have been admissible in the other, which requires consideration of whether the evidence in each of the cases is relevant in the other case or cases and, if the evidence is relevant, whether admission of the evidence relating to each of the cases would be more probative than prejudicial in the other case or cases. If the court determines that the evidence in each case is relevant in the other case or cases and that its admission would be more probative than prejudicial, the evidence is cross admissible, and the cases may be joined; if the court determines that the evidence in one case is relevant to the other case or cases but that its admission would be more prejudicial than probative, the evidence is not cross admissible, and the cases may not be joined. If the court determines that the evidence in one case is not relevant in the other case or cases, it must determine whether joinder of the cases would be unduly prejudicial by applying the factors set forth in Boscar- ino, including whether the charges involve discrete, easily distinguish- able factual scenarios, whether the crimes were of a violent nature or concerned brutal or shocking conduct, and the duration and complexity of the trial if the cases were to be joined. b. There was no merit to the defendant's contention that, for evidence to be cross admissible, all evidence from each case must be fully admissi- ble in each of the other cases: The defendant's claim regarding the proper standard for joinder was inconsistent with this court's well established joinder jurisprudence, which holds that cross admissibility is not defeated by virtue of the fact that evidence may be admitted only for a limited purpose in one of the cases to be joined and that the state must prove either that the evidence in the cases is cross admissible or that joinder will not unfairly prejudice the defendant pursuant to the Boscarino factors. Moreover, requiring full, bilateral and actual cross admissibility would defeat the benefits of judicial economy and providing context for the trier that are afforded by joinder. c. The trial court did not abuse its discretion in determining that evidence of the conduct that gave rise to the charges in the threatening and disorderly conduct cases was admissible in the sexual assault cases: The evidence in the threatening and disorderly conduct cases was rele- vant in the sexual assault cases, as the defendant's violent reaction to S's accusation of sexual abuse at the after-party, which underlay the threatening and disorderly conduct charges, tended to establish that he was intent on preventing the victims from disclosing the allegations of sexual abuse to the authorities, which, in turn, demonstrated his consciousness of guilt and tended to make it more probable that he had committed the sexual abuse, and the defendant's reaction to the accusations also tended to explain why J and L would have been afraid of the defendant and, in turn, delayed their disclosure of the defendant's sexual abuse. Moreover, the evidence in the threatening and disorderly conduct cases was more probative than prejudicial in the sexual assault cases, and, although the trial court improperly applied the Boscarino undue preju- dice analysis, which applies only when the trial court has determined that the evidence in one case would be irrelevant in the other case or cases, rather than the ordinary more prejudicial than probative eviden- tiary analysis in determining whether the evidence was cross admissible, that error was harmless insofar as those analyses are substantially similar. The trial court reasonably determined that the defendant would not be unduly prejudiced by the admission of the evidence in the threatening and disorderly conduct cases in the sexual assault cases, especially given the shocking and brutal nature of the sexual assault charges, and this court rejected the defendant's contention that he was substantially preju- diced by joinder insofar as he was represented by different attorneys with respect to the sexual assault cases and the threatening and disor- derly conduct cases, the ten count information made it more likely that the jury would draw negative conclusions about the defendant and his guilt, and joinder made it more likely that a witness would disclose that he previously had been incarcerated, in violation of the trial court's ruling prohibiting the admission of such evidence. d. The trial court did not abuse its discretion in determining that evidence of the conduct that gave rise to the charges in the sexual assault cases was cross admissible in the threatening and disorderly conduct cases: With respect to the threatening charge, the evidence pertaining to the charges in the sexual assault cases was relevant to whether the defendant intended to terrorize other persons when he threatened to decapitate S, D, and other family members because, without knowing whether S's accusation that the defendant was a ''pedophile son of a bitch'' had any basis in fact, the jury would have been unable to determine whether his enraged response was a drunken expression of momentary indignation and outrage at being falsely accused or, instead, revealed his conscious- ness of guilt and an intent to terrorize the targets of, and those who heard, the threats to keep them from reporting the sexual abuse to the police, and it was also relevant to whether the targets of the threats and others would interpret them as a genuine threat of violence or, instead, as drunken bluster. With respect to the disorderly conduct charge, the evidence pertaining to the charges in the sexual assault cases was relevant to whether the defendant was aware of and consciously disregarded the risk that he would cause inconvenience, annoyance, or alarm when he went to A's house to confront A's family and threw a can of beer and charged at M, and whether that conduct was genuinely threatening. Moreover, although the sexual assault cases involved conduct that was more brutal and shocking than that involved in the threatening and disorderly conduct cases, the disparity between the cases was not so great that the evidence relating to the sexual assault cases was more prejudicial than probative in the threatening and disorderly conduct cases, especially given the trial court's finding that the cases were inter- woven and the highly probative nature of the evidence. Furthermore, even if the evidence relating to the sexual assault cases was inadmissible in the threatening and disorderly conduct cases because it was more prejudicial than probative, the joinder of the cases was harmless in view of the record, as the defendant failed to establish that the joinder substantially affected the verdict. 2. This court declined to review the defendant's claim that the trial court improperly had denied his request to testify about the nonsexual nature of his prior felony convictions without being subject to cross-examina- tion about the specific nature of those convictions, the record having been inadequate for review of that claim: Nothing in the record indicated the reason for the defendant's ultimate decision not to testify, and it was possible that he would have decided not to testify, even if the trial court had barred the prosecutor from asking the defendant on cross-examination about the specific nature of his prior convictions. Moreover, nothing in the record indicated whether the defendant intended to testify only that his prior convictions were of a nonsexual nature or, instead, that he intended to testify concerning the lack of guilt on the charges he was facing, and, without knowing what the defendant intended to testify about, this court could not determine whether the testimony that the prosecutor intended to elicit on cross-examination would have been relevant to the defendant's veracity. (Two justices concurring separately and one justice concurring in part separately) Argued March 25—officially released December 19, 2022

Full Opinion (html_with_citations)

Case ID: 9367841 • Docket ID: 66730722