Hull v. Town of Newtown
Andrew HULL Et Al. v. TOWN OF NEWTOWN
Attorneys
David N. Rosen, for the appellants (plaintiffs). , Aaron S. Bayer, Hartford, with whom was Tadhg Dooley, New Haven, for the appellee (defendant). , Kathleen M. Flaherty, Newington, and Kirk W. Lowry, Middletown, filed a brief for the Connecticut Legal Rights Project et al. as amici curiae. , Rogers, C.J., and Palmer, Eveleigh, McDonald, Robinson, Vertefeuille and Espinosa, Js. *
Full Opinion (html_with_citations)
This appeal requires us to determine whether certain policy and procedures of the Newtown Police Department (department) imposed a ministerial duty on its officers to search Stanley Lupienski, an individual suffering from auditory hallucinations and shortness of breath, when they took him into custody pursuant to General Statutes ยง 17a-503 (a).
The following undisputed facts are relevant to this appeal. The plaintiffs' claims arise from an incident at Danbury Hospital on March 2, 2010. While a patient at the hospital, Lupienski shot Andrew Hull, an assistant nurse manager. Lupienski had been transported to the hospital approximately thirty-eight hours earlier, after he went to the department complaining of auditory hallucinations and shortness of breath. Without searching Lupienski, Officer Steven Borges took him into involuntary custody and arranged for him to be transported to the hospital by Newtown Emergency Management Services, as provided by ยง 17a-503 (a).
The plaintiffs subsequently brought this action, seeking damages for, inter alia, the injuries sustained by Andrew Hull, and alleging that the police had a ministerial, nondiscretionary duty to search Lupienski pursuant to the arrest policy. The defendant moved for summary judgment, arguing that (1) it was immune from liability because any duty to search was discretionary rather than ministerial, (2) any requirement to search would have been a public duty resulting in a public injury rather than an individual injury, (3) there was no custody pursuant to the arrest policy and therefore no duty to search Lupienski, and (4) the plaintiffs had submitted no proof that a search would have revealed a weapon. The trial court denied the motion. The plaintiffs subsequently filed a motion seeking a legal ruling from the trial court as to whether "custody" under ยง 17a-503 (a) equates to "arrest" under the arrest policy. In its memorandum of decision, the court concluded that "as a matter of law ... taking a person into custody pursuant to ยง 17a-503 (a) is not an 'arrest' and that Lupienski was not 'arrested' under the [Police Policy]." As a result of the trial court's decision, the defendant filed a second motion for summary judgment, contending that the police had no duty to search Lupienski because he was not arrested under the arrest policy or under ยง 17a-503 (a). Several weeks later, the plaintiffs moved to amend the complaint to include their alternative theory that alleged that the police had a duty to search Lupienski pursuant to the transportation policy. The trial court denied the plaintiffs' motion to amend and granted the defendant's motion for summary judgment. The court also denied the plaintiffs' subsequent motion for reconsideration, which argued that the trial court improperly declined to consider the transportation policy as an alternative legal basis for the duty to search. This appeal followed.
The plaintiffs' primary argument implicates governmental immunity. Their theory of liability is that the police had a ministerial or mandatory, nondiscretionary duty to search Lupienski. The plaintiffs rest this conclusion on two premises. First, the plaintiffs contend that the arrest policy requires officers to search arrestees, and that individuals, like Lupienski, who are taken into custody pursuant to ยง 17a-503 (a), have been "arrested" for the purposes of the arrest policy. Second, the plaintiffs offer as an alternative argument that the transportation policy imposed a ministerial, nondiscretionary duty to search Lupienski. The defendant counters that neither ยง 17a-503 (a) nor the arrest or transportation policies imposed such a duty and that, as a result, the defendant is shielded from liability due to governmental immunity.
We begin by setting forth the applicable standard of review. "Summary judgment shall be rendered forthwith if the pleadings, affidavits and other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.... The scope of our appellate review depends upon the proper characterization of the rulings made by the trial court.... When ... the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are legally and logically correct and find support in the facts that appear in the record." (Internal quotation marks omitted.)
Marchesi
v.
Board of Selectmen
,
With respect to governmental immunity, under General Statutes ยง 52-557n, a municipality may be liable for the "negligent act or omission of a municipal officer acting within the scope of his or her employment or
official duties." (Internal quotation marks omitted.)
Coley
v.
Hartford
,
Discretionary acts are treated differently from ministerial acts "in part because of the danger that a more expansive exposure to liability would cramp the exercise of official discretion beyond the limits desirable in our society.... [D]iscretionary act immunity reflects a value judgment that-despite injury to a member of the public-the broader interest in having government officials and employees free to exercise judgment and discretion in their official functions, unhampered by fear of second-guessing and retaliatory lawsuits, outweighs the benefits to be had from imposing liability for that injury." (Citation omitted; footnote omitted; internal quotation marks omitted.) Id., at 161,
These concerns are particularly appropriate in the present case, in light of the "broad scope of governmental immunity that is traditionally afforded to the actions of municipal police departments." Id., at 164,
In the present case, the police would have been required to search Lupienski only if the arrest policy in conjunction with ยง 17a-503 (a), or the transportation policy, imposed a ministerial duty to do so. We address each possibility in turn.
I
The plaintiffs' first argument in support of their claim that the police had a ministerial duty operates in three parts: (1) the arrest policy expressly requires officers to search arrestees; (2) the arrest policy defines arrest as taking a person into custody; and (3) custody under the arrest policy encompasses custody as it is used in ยง 17a-503 (a). As a result, we must examine the meaning of custody in each context, interpreting the arrest policy first and then ยง 17a-503 (a). Although we agree that the policy requires that arrestees be searched, we conclude that the arrest policy applies solely to the criminal context and therefore does not apply when the police take a person into custody pursuant to ยง 17a-503 (a).
The department's arrest policy mandates that "[o]fficers shall conduct a thorough search of the person arrested"; Police Policy, supra, 3.00, pt. IV H, p. 4; and defines arrest as "[t]aking a person into custody." Id., pt. III, p. 1. Assuming, without deciding, that the arrest policy imposes a ministerial duty to search those arrested, the question is what the policy means by "custody." Looking to the text of the arrest policy, custody applies in the criminal context alone. Despite the lack of a definition of custody
First, under the arrest policy, arrest requires either an arrest warrant or probable cause. Id., pt. IV, p. 4. The arrest policy defines probable cause for an arrest as "[t]he existence of facts and circumstances that would lead a reasonably prudent officer to believe that a person had committed a
criminal offense
." (Emphasis added.) Id., pt. III, p. 1. This requirement of probable cause of a criminal offense corresponds closely with the state and federal understanding of probable cause. See, e.g.,
State
v.
Johnson
,
Second, the arrest policy imposes procedural requirements that further clarify that the policy applies solely to the criminal context. For example, "arresting officers shall identify themselves, inform the suspect of his or her arrest, and
specify the charges for which the arrest is being made.
" (Emphasis added.) Id., pt. IV D, p. 3. This requirement would be irrational and impossible beyond the criminal context. The same is true of the arrest policy mandate that "[a]ll arrested persons shall be handcuffed after being taken into custody, except as otherwise provided by departmental policy ...." Id., pt. IV F, p. 3. Relatedly, the arrest policy also directs that "[a]rrestees shall be advised of their
Miranda
These procedures underpin a scheme that would be absurd and troubling outside of the criminal context.
Having established that custody under the arrest policy applies in the criminal context, it is useful to summarize what the resulting meaning of custody is, as doing so further illustrates the criminal purview of the arrest policy. Custody in this court's criminal law jurisprudence is closely linked to the parameters of custodial interrogation set forth by the United States Supreme Court in
Miranda
v.
Arizona
,
Determining whether custody exists under Miranda is circumstance dependent, but "the ultimate inquiry is simply whether there is a formal arrest or restraint on freedom of movement of the degree associated with a formal arrest.... Further, the United States Supreme Court has adopted an objective, reasonable person test for determining whether a defendant is in custody....
Thus, in determining whether
Miranda
rights are required, the only relevant inquiry is whether a reasonable person in the defendant's position would believe that he or she was in police custody of the degree associated with a formal arrest." (Internal quotation marks omitted.)
State
v.
Jackson
,
Therefore, custody, as it is used in the criminal context and under the arrest policy, is a close relative of formal arrest. Indeed, many of the factors that suggest custody-such as handcuffing-would also suggest a formal arrest. See
State
v.
Mangual
, supra,
We next turn to the state statute. Determining whether custody has the same meaning pursuant to ยง 17a-503 (a) and pursuant to the arrest policy presents a question of statutory interpretation, over which we
exercise plenary review, guided by well established principles regarding legislative intent. See, e.g.,
Kasica
v.
Columbia
,
Applying these principles as directed by ยง 1-2z, we begin with the text of ยง 17a-503 (a). Section 17a-503 (a) provides that "[a]ny police officer who has reasonable cause to believe that a person has psychiatric
disabilities and is dangerous to himself or herself or others or gravely disabled, and in need of immediate care and treatment, may take such person into custody and take or cause such person to be taken to a general hospital for emergency examination under this section. The officer shall execute a written request for emergency examination detailing the circumstances under which the person was taken into custody, and such request shall be left with the facility. The person shall be examined within twenty-four hours and shall not be held for more than seventy-two hours unless committed under section 17a-502."
The text of section ยง 17a-503 (a) uses the term custody in a manner inconsistent with criminal custody or arrest. In ยง 17a-503 (a), custody is justified by a reasonable cause belief that a person is suffering from a psychiatric disability and may pose a danger to himself or others, or that a person is "[g]ravely disabled, and in need of immediate care and treatment ...." This stands in contrast to the criminal arrest requirement that there be either a warrant or a probable cause belief of a criminal offense. See, e.g.,
Devenpeck
v.
Alford
, supra,
Other language in ยง 17a-503 (a) illustrates that custody is not used in the criminal context. Specifically, ยง 17a-503 (a) allows the police to take a psychiatrically or gravely disabled "person into custody and take or cause such person to be taken to a general hospital for
emergency examination
under this section." (Emphasis added.) As a result, the scope of custody is narrow under the statute-its purpose is to facilitate emergency evaluation, not to serve as the initial volley in an interrogation or a criminal investigation. This conclusion comports with this court's previous interpretation of ยง 17a-503. See
Hopkins
v.
O'Connor
,
The other subsections of ยง 17a-503 further confirm the scope of subsection (a). They outline alternative
procedures for obtaining emergency treatment for individuals dangerous to themselves or others due to psychiatric disability, or with a grave disability. For example, pursuant to ยง 17a-503 (b),
The relationship between ยง 17a-503 (a) and other statutes further illustrates that its use of the term custody does not denote criminal custody.
Section 17a-503, then, is part of a broader legislative scheme focused on psychiatric disability, mental health, and commitment, not criminal procedure.
Although we recognize that there is an aspect of involuntariness to custody under ยง 17a-503 (a), it is not enough to transform the act of taking into custody into criminal arrest. Section 17a-503 (a) is distinguishable: its aim is psychiatric treatment, rather than criminal justice; it requires reasonable cause to believe a person has a psychiatric or grave disability rather than probable cause for a criminal offense; and it prescribes an entirely different procedure grounded in its mental health purpose. As a result, under ยง 17a-503 (a), the police are not required to follow the same procedures that they would have been bound by in a criminal arrest.
Thus, the term custody is used differently in ยง 17a-503 (a) and in the arrest policy. The arrest policy plainly and unambiguously uses the term custody in the context of criminal arrest. In contrast, ยง 17a-503 (a) uses the term in the context of providing emergency medical treatment. In the present case, the police did not have a ministerial duty to search Lupienski under the arrest policy. Lupienski was taken into custody pursuant to ยง 17a-503 (a), but not into "custody" as understood in the arrest policy. Therefore, any duty to search arrestees under the arrest policy was not triggered, and no search of Lupienski was required.
The plaintiffs' other arguments in favor of this theory of liability are not persuasive. The plaintiffs caution that relegating the arrest policy to the criminal context would result in unfettered police discretion and deprive those taken into custody under ยง 17a-503 (a) of the procedural protections for arrestees under the policy. In the context of ยง 17a-503 (a), however, the only statute at issue in the present case, police discretion is limited by the narrowly cabined justification and procedures
outlined in its text. See
Hopkins
v.
O'Connor
, supra,
Additionally, it is well established that this court has a duty "to construe statutes, whenever possible, to avoid constitutional infirmities ...."
Denardo
v.
Bergamo
,
The plaintiffs also argue that there are similarities between criminal arrest and custody of the sort envisioned by ยง 17a-503 (a), because mental health related seizures under New York's civil commitment statute;
Finally, we reject the plaintiffs' argument that those in custody under ยง 17a-503 (a) are subject to search incident to arrest because civil arrestees are subject to search incident to arrest in other contexts, such as civil immigration arrests or under the New York civil commitment statute. Those issues are not before the court. Even if a search may be possible in such contexts, it does not mean that it is mandatory. That is the relevant question in the present case.
Thus, we hold that the arrest policy does not impose a ministerial duty on officers to search those taken into custody pursuant to ยง 17a-503 (a). Lupienski was not taken into custody under the policy, and, therefore, he was not arrested and he was not subject to the search requirement.
II
The plaintiffs' second claim is that the police had a ministerial, nondiscretionary duty to search Lupienski under the transportation policy. See Police Policy, supra, 3.07. We disagree.
The transportation policy states that, "[p]rior to transport, all prisoners shall be thoroughly searched for any weapons or contraband." Id., pt. IV, p. 1. According to the transportation policy statement of purpose, the policy is in place to "provide guidelines for transporting persons in the custody [of the] ... officers." Id., pt. I, p. 1. The text of the prisoner transportation policy indicates that its purview is criminal and does not implicate mental health custody. For example, the policy requires officers to "handcuff (double-locked) all prisoners with their hands behind their back with palms facing outward." Id., pt. IV B, p. 1. There is an exception to this requirement for the "medically ill," but not for the psychiatrically disabled. Id., p. 2.
In the present case, Lupienski was not in custody or arrested within the meaning of the policy for the reasons discussed in the preceding section, and, therefore, the transportation policy is inapposite. There was no prisoner to search. Furthermore, the focus of the transportation policy on criminal arrest procedures, like handcuffing, illustrates that the policy is not intended to govern transport to the hospital pursuant to ยง 17a-503 (a).
According to the plaintiffs, the transportation policy has a broad definition of prisoner because it applies not only to those prisoners in custody, but also to those "awaiting interrogation, arrest processing, transfer to court, or other administrative procedures ...." Police Policy, supra, 2.01, pt. II, p. 1 (revised July 1, 2008). The plaintiffs' reliance on this language is misplaced because it comes not from the transportation policy, but rather from a separate chapter of the policy focused on prisoner holding facilities. Id. The full sentence states that "[i]t is the policy of this agency to provide secure temporary holding cells for prisoners awaiting interrogation, arrest processing, transfer to court, or other administrative procedures, and to maintain these facilities in a sanitary and safe manner." Id. This statement does not expand the definition of prisoner, or list reasons someone may be in custody, but merely details situations in which holding cells should be available to someone who is already a prisoner.
We therefore reject the plaintiffs' argument that Lupienski was a prisoner under the transportation policy and that, as a result, the officers were required to search him before sending him to the hospital. Accordingly, the trial court properly concluded that the defendant did not have a ministerial duty to search Lupienski under the policy when he was taken into custody pursuant to ยง 17a-503 (a) and properly granted the defendant's motion for summary judgment.
The judgment is affirmed.
In this opinion ROGERS, C. J., and PALMER, McDONALD, ROBINSON, and VERTEFEUILLE, Js., concurred.
General Statutes ยง 17a-503 (a) provides: "Any police officer who has reasonable cause to believe that a person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, and in need of immediate care and treatment, may take such person into custody and take or cause such person to be taken to a general hospital for emergency examination under this section. The officer shall execute a written request for emergency examination detailing the circumstances under which the person was taken into custody, and such request shall be left with the facility. The person shall be examined within twenty-four hours and shall not be held for more than seventy-two hours unless committed under section 17a-502."
Erica Hull, Andrew Hull's wife, alleged loss of care, companionship, and consortium. She is also a party to this appeal. We refer to the plaintiffs individually by name when appropriate.
The plaintiffs appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes ยง 51-199 (c) and Practice Book ยง 65-1.
A different section of the policy, entitled "Interrogations and Confessions," defines custody as existing when "an officer tells a suspect that he is under arrest." Police Policy, supra, 5.14, pt. III, p. 1 (revised May 6, 2008). In the present case, the plaintiffs' argument would fail under this definition unless Lupienski was explicitly told he was under arrest.
Miranda
v.
Arizona
,
The plaintiffs warn that reading the arrest policy as limited to the criminal context would lead to absurd, illogical, and unworkable results. In particular, the plaintiffs list a range of custodial situations outside of the criminal context that would not be covered by the arrest policy, including failure to respond to a subpoena and debtors prison under the common law. Although we conclude that custody pursuant to ยง 17a-503 (a) is beyond the scope of the policy, it is irrelevant to this holding whether other civil forms of custody are within the scope of the arrest policy.
General Statutes ยง 17a-503 (b) provides: "Upon application by any person to the court of probate having jurisdiction in accordance with section 17a-497, alleging that any respondent has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, and in need of immediate care and treatment in a hospital for psychiatric disabilities, such court may issue a warrant for the apprehension and bringing before it of such respondent and examine such respondent. If the court determines that there is probable cause to believe that such person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, the court shall order that such respondent be taken to a general hospital for examination. The person shall be examined within twenty-four hours and shall not be held for more than seventy-two hours unless committed under section 17a-502."
It is telling that probate courts may issue warrants under ยง 17a-503 (b), because they do not have the power to issue criminal arrest warrants. See, e.g., General Statutes ยง 45a-98 (enumerating powers of probate court, none of which includes power to issue criminal arrest warrants);
In re Bachand
,
General Statutes ยง 17a-503 (c) provides: "Any psychologist licensed under chapter 383 who has reasonable cause to believe that a person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, and in need of immediate care and treatment, may issue an emergency certificate in writing that authorizes and directs that such person be taken to a general hospital for purposes of a medical examination. The person shall be examined within twenty-four hours and shall not be held for more than seventy-two hours unless committed under section 17a-502."
General Statutes ยง 17a-503 (d) provides: "Any clinical social worker licensed under chapter 383b or advanced practice registered nurse licensed under chapter 378 who (1) has received a minimum of eight hours of specialized training in the conduct of direct evaluations as a member of (A) any mobile crisis team, jail diversion program, crisis intervention team, advanced supervision and intervention support team, or assertive case management program operated by or under contract with the Department of Mental Health and Addiction Services, or (B) a community support program certified by the Department of Mental Health and Addiction Services, and (2) based upon the direct evaluation of a person, has reasonable cause to believe that such person has psychiatric disabilities and is dangerous to himself or herself or others or gravely disabled, and in need of immediate care and treatment, may issue an emergency certificate in writing that authorizes and directs that such person be taken to a general hospital for purposes of a medical examination. The person shall be examined within twenty-four hours and shall not be held for more than seventy-two hours unless committed under section 17a-502. The Commissioner of Mental Health and Addiction Services shall collect and maintain statistical and demographic information pertaining to emergency certificates issued under this subsection."
In the General Statutes, the term "custody" has a variety of different uses, many of which are not criminal custody or criminal arrests. See, e.g., General Statutes ยงยง 15-140c (f) (4), 22-329a and 46b-1.
Because we conclude that this claim is meritless, we need not discuss the parties' arguments regarding whether the trial court improperly declined to consider it, as the plaintiffs contend. The defendant argues that the trial court was not required to consider the transportation policy argument because it was not raised in a timely manner or briefed adequately.