Coldwell Banker Manning Realty, Inc. v. Cushman & Wakefield
Full Opinion (html_with_citations)
Opinion
This is one of two separate appeals
Thereafter, CSC contacted Coldwell Banker and requested a meeting to discuss the contract. The meeting was held on April 13, 2000, and also was attended by Cushmanâs agents, Grieco and Kelly. At the meeting, Grieco and Kelly represented to Coldwell Banker that Cushman had a simultaneous contract with CSC as its sole and exclusive real estate broker and, therefore, that Cushman would be entitled to the commission on any transaction involving Riverview Square that Cold-well Banker might be in the process of negotiating. As a result of the meeting, CSC requested and obtained a new contract pursuant to which the three parties agreed that CSC would be allowed to select either Coldwell Banker or Cushman to represent it in the Riverview Square transaction, with the company selected receiving 80 percent of the commission and the other company receiving 20 percent. CSC selected Cushman, and Cushman allegedly received a commission of approximately $500,000 following completion of the transaction, none of which it shared with Coldwell Banker.
On April 26, 2002, Coldwell Banker filed a complaint against Cushman, Grieco and Kelly. Coldwell Banker asserted six claims against each defendant, including
On August 14, 2002, the defendants filed a motion to dismiss the complaint for lack of subject matter jurisdiction or, alternatively, to stay the proceedings pursuant to General Statutes § 52-409
Coldwell Banker did not seek to arbitrate its claims against Cushman immediately but chose instead to commence an action against CSC
On December 8, 2005, more than three years after the trial court, Sheldon, J., stayed Coldwell Bankerâs action against Cushman, Grieco and Kelly, Coldwell Banker filed a request for arbitration of the claims
On August 2, 2006, the trial court, Bryant, J., granted the joint motion filed by Cushman, Grieco, Kelly and CSC to consolidate the action against Cushman, Grieco and Kelly with the action against CSC. On December 1, 2006, Coldwell Banker filed motions to lift the stays imposed by the trial court in both actions. Cushman and CSC each filed an application to confirm the alleged arbitration award in their respective cases, and Cushman, Grieco and Kelly filed a motion to dismiss the noncontract claims against Cushman and all of the claims against Grieco and Kelly, contending that the trial court lacked subject matter jurisdiction to hear the claims in light of the arbitration award and the fact that arbitration was the exclusive remedy for settling the partiesâ dispute. On April 19, 2007, the trial court, Miller, J., granted the applications to confirm the awards and the motion by Cushman, Grieco and Kelly to dismiss the noncontract claims against Cushman and all of the claims against Grieco and Kelly. The court did not act on Coldwell Bankerâs motions to lift the stays.
In its memorandum of decision, the trial court concluded that the grievance committeeâs dismissals of Coldwell Bankerâs requests for arbitration constituted arbitration awards within the meaning of § 52-417 because the dismissals conclusively determined the matters submitted for arbitration, leaving the arbitrator with nothing more to do. Moreover, Coldwell Banker had not contested the dismissals within thirty days. See General Statutes § 52-420 (b).
I
Coldwell Banker first claims that the trial court improperly concluded that the associationâs dismissal of its request for arbitration for untimeliness constituted an arbitration award for purposes of § 52-417. Coldwell Banker specifically claims that the dismissal was not an arbitration award because the association refunded the $500 application fee and rejected the sub
Cushman responds that the dismissal constituted an arbitration award because the grievance committee followed the instructions in the arbitration manual before reaching its decision, and, therefore, an arbitration occurred. Cushman asserts that the arbitration procedure outlined in the manual consists of two distinct steps, the first being a determination as to whether a hearing is warranted and the second being a determination of the merits by a hearing panel, and that the second step was not required in this case because the request for arbitration was time barred. Cushman further asserts that, because Coldwell Banker chose not to exercise its right to appeal from the grievance committeeâs dismissal, it cannot now object to the award. Cushman contends that, in light of the grievance committeeâs determination that the claims were substantively arbitrable but time barred, there is nothing left to litigate. It adds that enforcing time limitations promotes the finality of arbitrable disputes and prevents parties from circumventing their contractual obligations. We agree with Coldwell Banker that the dismissal did not constitute an arbitration award.
The parties do not dispute the underlying facts. Accordingly, whether the trial court properly concluded
We first turn to the governing legal principles. Arbitration is â[a] process of dispute resolution in which a neutral third party (arbitrator) renders a decision after . . . both parties have an opportunity to be heard.â Blackâs Law Dictionary (6th Ed. 1990). The decision rendered by the arbitrator upon the controversy submitted for arbitration constitutes the arbitration award. The principal characteristic of an arbitration award is its finality as to the matters submitted âso that the rights and obligations of the parties may be definitely fixed.â Local 63, Textile Workers Union of America, C.I.O. v. Cheney Bros., 141 Conn. 606, 617, 109 A.2d 240 (1954), cert. denied, 348 U.S. 959, 75 S. Ct. 449, 99 L. Ed. 748 (1955). In other words, â[a] final award is [o]ne [that] conclusively determines the matter submitted and leaves nothing to be done except to execute and carry out [its] terms . . . .â (Internal quotation marks omitted.) Marone v. Waterbury, 244 Conn. 1, 12, 707 A.2d 725 (1998). The requirement that an award âbe mutual, final and definite as between the parties to the arbitrationâ has been codified at General Statutes § 52-418 (a) (4).
Section 41 of the associationâs arbitration manual, which describes the procedures to be followed by the grievance committee upon receiving a request for arbitration, distinguishes the function of the grievance committee from that of the professional standards committee, explaining that the latter is similar to a court that adjudicates the matters that come before it, whereas the former is similar to a grand jury that âevaluates potentially criminal conduct to determine whether the evidence and testimony presented [warrant] indictment and trial.â
Section 42 of the associationâs arbitration manual sets forth the procedure for reviewing a request for arbitration. Section 42 specifically provides that the committee shall âconsiderâ eleven factors in reviewing such a request. Among these factors is whether âthe request for arbitration [was] filed within [180] days after the closing of the transaction, if any, or within [180] days after the facts constituting the arbitrable matter could have been known in the exercise of reasonable diligence, whichever is later . . . .â Other factors to be considered include whether all necessary parties are named in the request, whether an arbitrable issue exists, whether the issue is âtoo legally complex,â whether the amount in dispute is âtoo small or too large ... to arbitrate,â and whether there is a âsufficient number of knowledgeable arbitrators available . . . .â Section 42 then provides in relevant part that, following consideration of these eleven factors, â[i]f ... a majority of the [g]rievance [c]ommittee conclude[s] that the matter is properly arbitrable . . . the [g]rievance [c]ommittee shall send the request for arbitration to the [c]hairperson of the [professional [standards [c]ommittee for arbitration by an arbitration [h]earing [p]anel. . . .â Section 42 finally provides that, â[i]f the [g]rievance [c]ommittee determines that a matter should not be arbitrated . . . because of the amount involved or the legal complexity, or for any other valid reason specified in the [g]rievance [c]ommittee decision and written report, either of the parties may appeal the decision to the [b]oard of [directors within twenty . . . days of the date of notice of the committee decision .... The [h]earing [p]anel can also dismiss the arbitration
âIn the event a request for arbitration is dismissed, any deposit submitted by the complainant shall be returned to the complainant.â
We begin our analysis by noting that, â[e]arly in our judicial history we expressed the view that, since arbitration is designed to prevent litigation, it commands much favor from the law. . . . Especially is it to be encouraged as a means of promoting tranquility and the prompt and equitable settlement of disputes in the field of labor relations. ... It is true, however, that the submission should set forth the questions to be resolved in such a manner as to show clearly what disputes are to be arbitrated.â (Citations omitted.) Local 63, Textile Workers Union of America, C.I.O. v. Cheney Bros., supra, 141 Conn. 612-13. âIt necessarily follows that an awardmust conform to the submission.â Id., 613.
In the present case, we conclude that the grievance committeeâs dismissal of the request for arbitration was a discretionary decision made on the basis of one of the eleven considerations set forth in the associationâs arbitration manual, in particular, the consideration of timeliness.
Our conclusion that the dismissal did not constitute an arbitration award also is supported by our decision in Naugatuck v. AFSCME, Council #4, Local 1303, 190 Conn. 323, 460 A.2d 1285 (1983). In that case, we upheld the trial courtâs determination that a finding on the issue of arbitrability did not constitute an award because it did not represent a final resolution of the underlying claim. See id., 325-27. The submission in Naugatuck had been divided into two questions: whether the grievance was arbitrable, and, if so, what disposition should follow. Id., 324. After the state board of labor and arbitration determined that the grievance was arbitrable, the plaintiff filed an application to vacate the decision of arbitrability before the board could address the merits; id.; but the trial court concluded that the application was premature because no award had been rendered.
In the present case, as in Naugatuck, there was no award because the grievance committee did not address and resolve the issues raised in the request for arbitration, and the question of timeliness was not submitted to and determined by the arbitration panel. Consequently, as we previously noted, the dismissal did not conform to the submission. Moreover, the arbitration manualâs description of the grievance committeeâs function makes clear that the grievance committee has no authority to make an arbitration award. In distinguishing the roles of the grievance committee and the professional standards committee, § 41 of the arbitration manual states that the latter functions as a court to adjudicate and make decisions on matters involving ethics or arbitration, whereas the grievance committee functions as a gatekeeper to determine whether a matter submitted for arbitration should in fact be arbitrated. Section 42 of the arbitration manual specifies that, after the grievance committee has considered the eleven enumerated factors, it shall determine whether âthe matter is properly arbitrable,â and, if so, shall forward the
The foregoing provisions establish, without question, that the grievance committee has no function beyond that of determining whether a matter should be arbitrated. Under the applicable rules and procedures, the grievance committee thus has no authority to arbitrate the matter itself. Accordingly, we conclude that the grievance committeeâs dismissal of Coldwell Bankerâs request for arbitration did not constitute an award under the arbitration manualâs provisions and that the trial court improperly granted Coldwell Bankerâs application to confirm the award because there was no award to confirm.
Cushman concedes that the grievance committee dismissed the arbitration request for untimeliness without reaching the merits but contends that enforcing the limitations regarding timeliness contained in the arbitration agreement, thereby precluding litigation of substantively arbitrable yet untimely commenced claims, promotes the finality of arbitrable disputes in the same manner as a statute of limitations. Cushman also argues that, unless such limitations are enforced, parties will be able to avoid their contractual obligations, safe in the knowledge that Connecticut courts nonetheless will be open to litigate their claims. We disagree.
As we previously discussed, the associationâs arbitration manual does not establish strict time limitations for the submission of arbitrable claims that have the
Cushman cites Cole v. Clifford, Docket No. DV-00-234, 2000 Mont. Dist. LEXIS 2090, *23 (December 12,
II
Coldwell Banker next contends that the trial court improperly granted the defendantsâ motion to dismiss
Ill
Cushman argues as an alternate ground for affirmance of the trial courtâs dismissal of the noncontract claims against Cushman and all of the claims against Grieco and Kelly that, even if this court determines that the alleged arbitration award applies only to the breach of contract and fraud claims against Cushman and that the remaining claims were not submitted
The following additional facts are relevant to our resolution of this claim. In the motion to dismiss the noncontract claims and the claims against Grieco and Kelly, which was filed in conjunction with Cushmanâs application to confirm the arbitration award, the defendants argued that the trial court lacked jurisdiction to consider those claims because the parties were bound, by virtue of their membership in the association, to submit the claims to arbitration. The defendants further argued that, because the associationâs standards of
Turning to the applicable legal principles, we observe that Practice Book § 63-4 (a) (1) provides in relevant part: âIf any appellee wishes to (A) present for review alternate grounds upon which the judgment may be affirmed . . . that appellee shall file a preliminary statement of issues within twenty days from the filing
In the present case, Cushman properly filed a preliminary statement of issues that included the issue of exclusive arbitrability. This court, however, is not bound to consider Cushmanâs argument that the grievance committee must make a threshold determination of arbitrability prior to litigation because such a claim was not distinctly raised at trial. See footnote 29 of this opinion; see also, e.g., Gallo v. Barile, 284 Conn. 459, 478 n.15, 935 A.2d 103 (2007) (declining to consider alternate ground for affirmance because claim not raised at trial). We nevertheless consider the exclusivity claim in its entirety because it implicates the trial courtâs subject matter jurisdiction, and a claim that a court lacks subject matter jurisdiction may be raised at any time during the proceedings.
With respect to the contract claims against the individual defendants, Judge Sheldon found that Grieco and Kelly were not signatories to the contract and, therefore, that the contract claims against them could not be arbitrated. Neither party disputes this finding. Accordingly, the noncontract claims against the defendants and the contract claims against Grieco and Kelly would not have satisfied the requirements for arbitra
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion NORCOTT, PALMER and VERTE-FEUILLE, Js., concurred.
Our decision in the second appeal, released on the same date as this decision, is Coldwell Banker Manning Realty, Inc. v. Computer Sciences Corp., 293 Conn. 628, 980 A.2d 812 (2009).
Coldwell Banker also named Joel M. Grieco and Robert E. Kelly as defendants. CSC was not named as a defendant in the present action. We refer to Cushman, Grieco and Kelly collectively as the defendants. We refer to Cushman, Grieco or Kelly individually by name.
The Greater Hartford Association of Realtors, Inc., is a voluntary, professional association of licensed real estate agents and brokers serving the greater Hartford area.
General Statutes § 52-417 provides: âAt any time within one year after an award has been rendered and the parties to the arbitration notified thereof, any party to the arbitration may make application to the superior court for the judicial district in which one of the parties resides or, in a controversy concerning land, for the judicial district in which the land is situated or, when the court is not in session, to any judge thereof, for an order confirming the award. The court or judge shall grant such an order confirming the award unless the award is vacated, modified or corrected as prescribed in sections 52-418 and 52-419.â
General Statutes § 52-409 provides: âIf any action for legal or equitable relief or other proceeding is brought by any party to a written agreement to arbitrate, the court in which the action or proceeding is pending, upon being satisfied that any issue involved in the action or proceeding is referable to arbitration under the agreement, shall, on motion of any party to the arbitration agreement, stay the action or proceeding until an arbitration has been had in compliance with the agreement, provided the person making application for the stay shall be ready and willing to proceed with the arbitration.â
In their motion to dismiss or to stay the proceedings, the defendants referred to the following language that the association adopted from the code of ethics of the National Association of Realtors: âIn the event of contractual disputes between [realtors] (principals) associated wdth different firms, arising out of their relationship as [realtors], the [realtors] shall submit the dispute to arbitration in accordance with the regulations of their [b]oard or [bjoards, rather than litigate the matter." (Emphasis in original; internal quotation marks omitted.)
In an affidavit dated December 6, 2006, Jeffrey P. Arakelian, chief executive officer of the association, attested that Coldwell Banker, Cushman, Grieco and Kelly were realtors and members of the association in good standing.
CSC was the sole defendant named in that action.
The complaint against CSC alleged fraud, breach of the duty to deal in good faith, breach of contract and violation of CUTPA.
The Appellate Court subsequently granted CSCâs motion to dismiss Coldwell Bankerâs appeal from the trial courtâs decision granting the motion to stay pending arbitration.
In preparing the arbitration request for submission, Coldwell Banker used a form provided by the association that included the following language: âI request and consent to arbitration through the [a]ssociation in accordance
Jeffrey P. Arakelian, chief executive officer of the association, attested in an affidavit that, â[i]n accordance with [§] 42 of the [c]ode of [e]thics and [arbitration [m]anual of the National Association of [Realtors] . . . when [the association] receives a request for arbitration, it must be forwarded to the [associationâs] [g]rievance [c]ommittee.The [gjrievance [c]ommittee has sole responsibility for determining whether ... a matter is subject to arbitration, including, inter alia, whether it has been submitted within the required time frame and whether the issue relates to a real estate transaction and is properly arbitrable.â
The request for arbitration provided in relevant part: âUnder the penalties of perjury, I declare that this application and the allegations contained herein are true and correct to the best of my knowledge and belief and this request for arbitration is filed within 180 days after the closing of the transaction, if any, or within 180 days after the facts constituting the arbitrable matter could have been known in the exercise of reasonable diligence, whichever is later.â (Emphasis added.) Coldwell Banker crossed out the first reference to â180 days,â which we have emphasized in italics, but did not cross out the second reference to â180 days.â
As we noted previously, the trial court, Sheldon, J., determined that two of Coldwell Bankerâs six claims against Cushman were subject to arbitration.
Coldwell Banker crossed out both references to â180 daysâ in the request for arbitration of the claims against Cushman. In its earlier request for arbitration of the claims against CSC, however, it crossed out only one reference to â180 days.â See footnote 13 of this opinion.
General Statutes § 52-420 (b) provides: âNo motion to vacate, modify or correct an award may be made after thirty days from the notice of the award to the party to the arbitration who makes the motion.â
Coldwell Banker appealed to the Appellate Court from the judgment of the trial court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1. Although Coldwell Bankerâs action against Cushman, Grieco and Kelly was consolidated with the action against CSC for trial, Coldwell Banker opted to take a separate appeal from the trial courtâs judgment in each case.
General Statutes § 52-418 (a) provides in relevant part: âUpon the application of any party to an arbitration, the superior court . . . shall make an order vacating the award if it finds any of the following defects ... (4) if the arbitrators have exceeded their powers or so imperfectly executed them that a mutual, final and definite award upon the subject matter submitted was not made.â
Article 7 of the associationâs bylaws, entitled âProfessional Standards and Arbitration,â provides:
âSection 1. The responsibility of the [association and of [a]ssociation [m]embers relating to the enforcement of the [c]ode of [e]thics . . . and the arbitration of disputes, and the organization and procedures incident thereto shall be governed by the [c]ode of [e]thics and [a]rbitration [m]anual of the [a]ssociation, which by this reference is made a part of these [b]ylaws . . . .
âSection 2. It shall be the duty and responsibility of every [realtor] [m]ember of this [a]ssociation to abide by the constitution, [b]ylaws and [Rules and [Regulations of the [a]ssociation . . . and to abide by the [c]ode of [e]thics of the [National Association of Realtors], including the duty to arbitrate controversies arising out of real estate transactions as specified by [a]rticle 17 of the [c]ode of [e]thics, and as further defined in accordance with the procedures set forth in the [c]ode of [e]thics and [a]rbitration [m]anual of this [a]ssociation, as from time to time as amended.â
Hereinafter, we refer to the National Association of Realtors by its full name. All references to the âassociationâ are to the Greater Hartford Association of Realtors.
Justice Katz observes in her concurring and dissenting opinion that â[a] . . . principle that is of paramount significance in the present case is that, when arbitration is mandated as the exclusive method of dispute resolution, a dismissal of a request to arbitrate for failure to file the request within mandatory time limits conclusively determines the controversy.â (Emphasis added.) Arbitration, however, is not the exclusive method of dispute resolution in this case, and the issue of whether the 180 day filing period is discretionary or mandatory is an issue that this court must resolve on appeal.
Section 41 of the associationâs arbitration manual provides in relevant part: âThe function of the [g]rievance [c]ommittee is clearly distinguishable from the function of the [p]rofessional [s]tandards [c]ommittee. The [p]rofessional [s]tandards [c]ommittee is similar to a court. The court adjudicates matters that come before it. The [p]rofessional [s]tandards [c]ommittee makes decisions on matters involving ethics or arbitration.
âIf the function of the [p]rofessional [s]tandards [c]ommittee is understood as similar to a court, the function of the [g]rievance [c]ommittee can then be understood as similar to that of the grand jury. A grand jury evaluates potentially criminal conduct to determine whether the evidence and testimony presented [warrant] indictment and trial.
âIn a similar manner, the [g]rievance [c]ommittee receives ethics complaints and arbitration requests to determine if, taken as true on their face, a hearing is to be warranted. The [g]rievance [c]ommittee makes only such preliminary evaluation as is necessary to make these decisions. While the [g]rievance [c]ommittee has meetings, it does not hold hearings, and it does not decide whether members have violated the [c]ode of [e]thics. The [g]rievance [c]ommittee does not mediate or arbitrate business disputes. . . ."
We disagree with Justice Katzâ conclusion that certain factors that the grievance committee must consider, including the 180 day filing limitation, are not discretionary in nature. The associationâs arbitration manual makes no distinction among the different factors. If, as Justice Katz suggests, the manual had intended certain factors to be considered mandatory and others to be discretionary, it would have included a provision to that effect.
Furthermore, there is no support for the view that the arbitration manual may be construed to mean that the grievance committee must dismiss a request for arbitration if affirmative findings are made with respect to factors other than the amount in dispute and the complexity of the legal issue raised. Although Justice Katz relies on Stratford v. International Assn. of Firefighters, AFL-CIO, Local 998, 248 Conn. 108, 728 A.2d 1063 (1999), to make this point, the question of arbitrability in Stratford, in contrast to the question in present case, was submitted directly to the arbitrator, who rendered a decision and award resolving the issue on its merits. Moreover, the language used in the arbitration manual does not suggest that the griev
Justice Katz also creates an artificial distinction between the factors when she asserts that the 180 day time limitation is mandatory because it is âqualitatively differentâ from other, concededly discretionary factors that the grievance committee considers, such as the amount in dispute. Findings as to the amount in dispute and the timeliness of an arbitration request are not discretionary in and of themselves but, rather, require the exercise of discretion when the grievance committee decides whether to forward the arbitration request to the hearing panel.
The contention that the arbitration request requires the applicant to declare under penalty of perjury that it is filed within 180 days also has no bearing on whether the filing time is mandatory. As we subsequently note in this opinion, the applicant must agree when filing the arbitration request to abide by any potential arbitration award and to comply with it promptly, whereas the arbitration manual provides for an appeal from the grievance committeeâs dismissal of an arbitration request, thus strongly suggesting that a dismissal on the ground of an untimely filing is not an award.
Lastly, merely because the obligation to file an arbitration request within 180 days is not binding does not thereby allow the parties to pursue their claims in another forum or to undermine arbitration as a means of settling disputes because the committee only is required to âconsiderâ the eleven factors and, therefore, a late filing does not necessarily preclude arbitration.
We also note that Justice Katzâ assertion that the 180 day filing period may be mandatory has significant constitutional implications. She correctly notes that 180 days is an exceptionally short period of time in which to
Significantly, none of the cases that Justice Katz cites in her concurring and dissenting opinion for the proposition that â[a] decision that a matter is not arbitrable can be an awardâ and that âa dismissal of a request to arbitrate for failure to file the request within mandatory time limits is an awardâ is applicable in the present context because the questions of arbitrability and mandatory time limits in each of the cited cases, unlike in the present case, were specifically raised by the parties and submitted, to an arbitrator or arbitration panel for resolution pursuant to the language contained in the partiesâ arbitration agreement. Likewise, to the extent that Justice Katz refers to commentary providing that, â[sjhould the arbitrator declare [that] the dispute [is] not arbitrable, such a declaration would constitute an âawardâ determinative of the rights of the parties and thus a final
The grievance committeeâs determination that Coldwell Bankerâs submission was not subject to arbitration is not the same as a determination that a matter is nonarbitrable for substantive reasons. As the grievance committeeâs report suggests, a matter may be considered arbitrable from a substantive standpoint, as in the present case, but may not be subject to arbitration because the arbitrator declines to arbitrate in the exercise of discretion. We conclude, however, that the effect of a dismissal on these grounds is the same as the effect of a dismissal on the ground of nonarbitrability, and thus rely on cases in which findings of nonarbitrability were not deemed to constitute arbitration awards.
We disagree with Cushmanâs contention that Metro Properties, Inc., is inapplicable. Although the basis for the grievance committeeâs determination of nonarbitrability in Metro Properties, Inc., was not untimeliness but, rather, a lack of evidence demonstrating a contractual relationship between the parties that would have given rise to a duty to arbitrate; see Metro Properties, Inc. v. Yatsko, supra, 763 A.2d 622; there was no arbitration following the determination of nonarbitrability in that case, and, therefore, no decision was rendered on the merits that could be considered an award.
In Daley v. Hartford, 215 Conn. 14, 19, 574 A.2d 194, cert. denied, 498 U.S. 982, 111 S. Ct. 513, 112 L. Ed. 2d 525 (1990), this court referred to the fact that the state board of mediation and arbitration had issued an âawardâ that the grievance was nonarbitrable. The statement was nothing more than dictum, however, as the issue in that case did not require a determination as to whether a finding of arbitrability constituted an award.
As we noted previously, the trial court concluded that when Coldwell Banker signed the form provided by the association as part of its submission of the dispute for arbitration, it thereby authorized the association to issue a binding determination on any contract or specific noncontract claims arising out of the disputed transaction.
Cushman appears to assert, in its brief to this court, two theories in support of this claim. On the one hand, Cushman contends that Coldwell Bankerâs claims are exclusively arbitrable because the agreement provides that they are subject to arbitration alone and never may be considered by the trial court, a position Cushman also took in arguing in support of the motion to dismiss before the trial court following the grievance committee's decision. In other words, â[l]itigation in the courts [simply] is not an option.â On the other hand, Cushman also contends that the remaining claims must be submitted to the grievance committee âfor a threshold determination of arbitrability,â and that, â[u]ntil Coldwell [Banker] pursues arbitration of its claims . . . the trial court lacks subject matter jurisdiction over [the] complaint.â This argument clearly anticipates that the court may have subject matter jurisdiction at some point in time following an initial determination of arbitrability by the grievance committee. Cushman, however, did not make this argument before the trial court.
The memorandum in support of the motion to dismiss indicated that the exclusive procedure for dispute resolution that deprived the court of subject matter jurisdiction âforeclosfed] the possibility that the merits of arbitrable disputes between realtors of different firms [could] ever be litigated in the courtsâ; (emphasis in original); and, accordingly, âthe court, permanently lack[ed] subject matter jurisdiction over the merits of these claims.â (Emphasis added.)
For the same reason, we reject Coldwell Bankerâs contention that we should not consider this alternate ground because it merely is a belated and improper appeal from the trial courtâs partial denial of the first motion to dismiss and that the claim should have been raised in a cross appeal.
In the present case, the defendants originally filed a motion to dismiss, or, in the alternative, to stay the proceedings pending arbitration under § 52-409. Judge Sheldon thus did not dismiss the contract claims against the defendants but granted the motion to stay pending arbitration of the contract claims against Cushman and denied the motion to dismiss the remaining claims against Grieco and Kelly after determining that they were not subject to the arbitration agreement.
In Real Estate Listing Service, Inc. v. Connecticut, Real Estate Commission, 179 Conn. 128, 425 A.2d 581 (1979), we explained that a listing agreement is an agreement between the property owner and the broker, and described the three basic types of listing agreements traditionally used in this state: â[T]he open listing, under which the property owner agrees to pay to the listing broker a commission if that broker effects the sale of the property but retains the right to sell the property himself as well as the right to procure the services of any other broker in the sale of the property; the exclusive agency listing, which is for a time certain and authorizes only one broker to sell the property but permits the property owner to sell the property himself without incurring a commission . . . and the exclusive right to sell listing, under which the sale of the property during the contract period, no matter by whom negotiated, obligates the property owner to pay a commission to the listing broker.â (Citations omitted.) Id., 132.