State v. Orr
Full Opinion (html_with_citations)
Opinion
The defendant, John Dean Orr, appeals
The jury reasonably could have found the following facts. Beginning in 2001, the defendant began visiting with Kenneth Edwards, Jr., a captain in the New London police department. Over a two year period, the defendantâs visits with Edwards at his office occurred almost weekly. During these visits, conversation between the two ranged from the defendantâs concerns about the police department to discussion about both of their families and themselves. The defendant also regularly called Edwards by telephone, and the two exchanged dialogue similar to that of their face-to-face visits.
On January 11 and 13, 2005, the defendant left two voicemail messages for Edwards on his office telephone in which he used curse words and accused Edwards of, among other things, giving the defendantâs name âup to drug dealers,â and attempting to charge him with arson.
The state ultimately charged the defendant with four counts of harassment in the second degree in violation of § 53a-183 (a) (l)
At trial, the state sought to introduce evidence of misconduct by the defendant through the testimony of five different witnesses. Doreen Fuller, the principal of an elementary school, Officers Graham Mugovero, Todd Bergeson and William Edwards,
At the conclusion of the trial, the jury acquitted the defendant of two counts of harassment in the second degree under § 53a-183 (a) (1), but found him guilty of two counts of harassment in the second degree in violation of § 53a-183 (a) (3). The trial court thereafter sentenced the defendant to a total effective term of six months incarceration, suspended after sixty days, with one year probation. This appeal followed.
I
The defendant first claims that the trial court improperly concluded that the dangerous client exception to the social worker-client confidentiality rule contained in § 52-146q (c) (2) permits in-court testimony by the social worker, and that Burkeâs testimony therefore was improperly ordered by the trial court. More specifically, the defendant claims that the trial court improperly ordered Burke to testify because the social worker-client confidence protected his testimony as confidential. The defendant further claims that recognition of the social worker-client confidence is essential to the mental health and well-being of Connecticut citizens, and that a testimonial exception to this confidentiality under § 52-146q (c) (2) would directly undermine this well-being. Additionally, the defendant asserts that admission of Burkeâs testimony was not a harmless impropriety because the testimony was probative in showing that Edwards was not alone in concluding that the defendant was a danger to Edwards and his family.
In response, the state asserts that § 52-146q (c) (2) creates a testimonial exception to the social worker-
The following additional undisputed facts and procedural history are relevant to our resolution of this claim. The defendant filed a motion in limine to preclude the state from admitting evidence of misconduct by the defendant. Specifically, the defendant sought to preclude Burke, Fuller, Mugovero, Bergeson, and William Edwards from testifying. In his motion, the defendant objected to the admission of testimony by Burke, whom he argued would improperly breach the statutory social worker-client confidence by testifying. The trial court denied the motion in limine and ordered Burke to testify before the jury about the nature of his relationship as well as his prior communications with the defendant, concluding that his testimony fell within the dangerous client exception to the social worker-client confidentiality statute. The trial court then ordered Burke to answer questions not about the precise statements made to him by the defendant, but instead about his perceptions of what the defendant had told him. The trial court also gave a limiting instruction to the jury
At trial, Burke testified that after being telephoned by the police department, he interviewed the defendant in August, 2003, while the defendant was in lockup for a prior, unrelated charge. Without testifying as to the specific content of his interview of the defendant, Burke testified that his impression after the interview was one of âconcernâ; he âwas very concerned about some of the contents of what [the defendant] had said,â and believed that the defendant was âvery angryâ with Edwards and that both Edwards and his family âmight be in danger.â Burke further testified that pursuant to the statutory exception to the social worker-client confidentiality statute, he âfelt [he] had a duty to warn [Edwards]â of this danger. In answering the stateâs questions on redirect examination, Burke again testified before the jury that his interview of the defendant occurred while the defendant was in âlockup.â
The defendantâs claim requires us to interpret § 52-146q (c) (2). We first address the appropriate standard of review. âWell settled principles of statutory interpretation govern our review.â Viera v. Cohen, 283 Conn. 412, 420-21, 927 A.2d 843 (2007); see also, e.g., Edelstein v. Dept. of Public Health & Addiction Services, 240 Conn. 658, 659, 692 A.2d 803 (1997) (interpretation of General Statutes § 52-146o, physician-patient confidentiality statute). âBecause statutory interpretation is a question of law, our review is de novo.â Andover Ltd. Partnership I v. Board of Tax Review, 232 Conn. 392, 396, 655 A.2d 759 (1995); see also State v. Arthur H., 288 Conn. 582, 590, 953 A.2d 630 (2008) (â[a]s with any question of statutory construction, our review of this threshold question as to the requirements of the statute is plenaryâ).
In accordance with § l-2z, we begin our analysis with the text of the statute. Section 52-146q (b) provides in relevant part: âAll communications and records shall be confidential and, except as provided in subsection (c) of this section, a social worker shall not disclose any such communications and records unless the person or his authorized representative consents to such disclosure. . . .â The subsection creating the relevant exception in the present case, § 52-146q (c), provides in relevant part: âConsent of the person shall not be required for the disclosure or transmission of such personâs communications and records in the following situations as specifically limited ... (2) Communications and records may be disclosed when a social worker determines that there is a substantial risk of imminent physical injury by the person to himself or others . . . .â (Emphasis added.)
The text of § 52-146q (c) thus provides us with particular instructions: it requires that the statutory exceptions to the social worker-client confidentiality statute
We note with particular emphasis that this silence does not constitute ambiguity.
We are mindful of the significance of the precise language and syntax used by the legislature in § 52-146q
The implications of this strict reading of the text are significant. Because all communications between social workers and their clients are confidential, those communications falling under the dangerous client exception are confidential as well. When a social worker determines, through communication with his or her
The marked difference in the text of the statutory exceptions, together with the specific language and syntax used by the legislature, as well as the statuteâs direction to read the exceptions âas specifically limited,â leads us to conclude that this exception was not intended to permit in-court testimony. If the legislature wanted to make specific allowances for the disclosure of otherwise confidential communications between social workers and their clients in court proceedings, it could have done so, and, in fact, has already done so in two other subdivisions of § 52-146q (c). See, e.g., Genesky v. East Lyme, supra, 275 Conn. 258 (âif the legislature wants to grant benefits to [constables and police officers] in a single statutory provision, it knows howto do soâ); Carmel Hollow Associates Ltd. Partnership v. Bethlehem, supra, 269 Conn. 135 (âif the legislature had wanted to grant a municipality . . . discretionary authority with respect to the classification of property as forest land it could have done soâ); State v. Higgins, 265 Conn. 35, 46, 826 A.2d 1126 (2003) (âif the legislature had wanted to make knowledge as to location of a school an element of the offense [of possession of narcotics within 1000 feet of a school], it would have done soâ [internal quotation marks omitted]); State v. Sostre, 261 Conn. 111, 135-36, 802 A.2d 754 (2002) (âif the legislature had wanted to turn killings accomplished during robberies, burglaries and laxce-
Our examination of the relationship of § 52-146q (c) (2) to other statutes establishing confidentiality of certain records and communications requires a similar interpretation. General Statutes § 52-146o, which was enacted in 1990 only two years prior to § 52-146q, protects patientsâ communications and information from disclosure by physicians, surgeons and health care providers. Section 52-146o (a) specifically provides that âin any civil action or any proceeding preliminary thereto or in any probate, legislative or administrative proceeding, a physician or surgeon . . . shall not discloseâ any communications by or information from a patient. Although § 52-146o is not substantively parallel to § 52-
Having concluded that § 52-146q is clear and unambiguous, we are statutorily prohibited by § l-2z from conducting any extratextual analysis. Even if we were to conclude, however, that § 52-146q is ambiguous and that we are therefore permitted to consider extratextual
The statutory exceptions in § 52-146q (c) should be strictly construed and limited to their plain and literal meaning. When compared to other subdivisions of the same statute as well as other similar confidentiality statutes, it is clear that the legislature carefully chose the very precise words that it used in § 52-146q (c) (2) and failed to authorize testimony in court proceedings. Where a social worker âdetermines that there is a substantial risk of imminent physical injury by the person to himself or others,â he or she may choose to disclose that information to prevent physical injury. General Statutes § 52-146q (c) (2). That exception, however, as âspecifically limitedâ by the precise language of the statute, does not permit the social worker to testify as to the clientâs confidential communication in any court proceedings. Accordingly, we further conclude that the trial court improperly ordered Burke to testify about the communications made to him by the defendant in violation of § 52-146q (c) (2).
â[WJhether [the improper admission of a witnessâ testimony] is harmless in a particular case depends upon a number of factors, such as the importance of the witnessâ testimony in the prosecutionâs case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contradicting the testimony of the witness on material points, the extent of cross-examination otherwise permitted, and, of course, the overall strength of the prosecutionâs case. . . . Most importantly, we must examine the impact of the [improperly admitted] evidence on the trier of fact and the result of the trial.â (Internal quotation marks omitted.) State v. Sawyer, supra, 279 Conn. 358; see also State v. Gonzalez, 272 Conn. 515, 527, 864 A.2d 847 (2005); State v. Peeler, 271 Conn. 338, 385, 857 A.2d 808 (2004), cert. denied, 546 U.S. 845, 126 S. Ct. 94, 163 L. Ed. 2d 110 (2005); State v. Rolon, 257 Conn. 156, 174, 777 A.2d 604 (2001).
In the present case, Burkeâs testimony was not of great importance to the stateâs case against the defendant. First, Burkeâs testimony did not include a repeti
Fourth, the defendant was given a unique opportunity to prepare his cross-examination of Burke with the knowledge and foresight of what questions the state would ask Burke during its direct examination. During argument over the defendantâs objection to the admission of Burkeâs testimony, the state specifically outlined for both the court and the defendant the exact questions it planned to ask Burke. As the trial court remarked, the defendant â[knew] exactly what the direct questions [would] beâ and thus could âcross-examine with any questions . . . with regard to any documentation or whatever else [he felt to be] necessary.â Additionally, the defendant was given an opportunity to speak with Burke during the recess before Burkeâs testimony, in order to clarify certain points that would be important in his cross-examination. The defendant was thus clearly given a broad opportunity to prepare for his cross-examination of Burke.
II
The defendant next claims that the trial court improperly admitted the uncharged misconduct testimony of Fuller, and Officers Mugovero, Bergeson and William Edwards. The defendant claims that each witnessâ testimony should have been barred as irrelevant, more prejudicial than probative, or cumulative, or all three. He further contends that the admission of any and all of this testimony was harmful. In response, the state claims that the testimony of the four witnesses properly was admitted within the trial courtâs broad discretion. Specifically, the state asserts that the witnessesâ testimony was relevant to the defendantâs state of mind and not to his character. We agree with the state and conclude that the trial court did not abuse its discretion in admitting the challenged testimony.
The following undisputed additional facts and procedural history are relevant to our resolution of this claim. At trial, the state introduced the uncharged misconduct testimony.
Bergeson, another New London police officer, testified that: (1) while investigating a reported disturbance at the defendantâs home on November 15,2005, he heard the defendant âyelling and screamingâ about how âboth . . . Edwards and his brother [William] Edwards should both be deadâ; and (2) on April 12, 2006, the defendant told Bergeson that his constitutional rights were being violated, that âEdwards has one more coming,â and that Bergeson should â[j]ust tell . . . Edwards that [he is] trying to protect his children, maybe [Edwards will] give [him] $20 for it.â Finally, William Edwards, Captain Edwardsâ brother and an officer with the New London police department, testified about three encounters with the defendant prior to his arrest. During these encounters, which occurred in December, 2003, October, 2004 and November, 2004, respectively, the defendant: (1) accused William Edwards of being a thief; (2) stated that âyouâll get yours, I know where your daddy is and where your brother isâ; and (3) called William Edwards a coward and stated that âtime was running outâ for the Edwards family.
We first address the applicable standard of review for this evidentiary challenge. âWe review the trial courtâs decision to admit evidence, if premised on a correct view of the law ... for an abuse of discretion.â State v. Saucier, 283 Conn. 207, 218, 926 A.2d 633 (2007). âWe will make every reasonable presumption in favor of upholding the trial courtâs ruling, and only upset it for a manifest abuse of discretion.â (Internal quotation marks omitted.) State v. Ritrovato, 280 Conn. 36, 50,
âThe rules governing the admissibility of evidence of a criminal defendantâs prior misconduct are well established. Although evidence of prior unconnected crimes is inadmissible to demonstrate the defendantâs bad character or to suggest that the defendant has a propensity for criminal behavior . . . such evidence may be admissible for other purposes, such as to prove knowledge, intent, motive, and common scheme or design, if the trial court determines, in the exercise of judicial discretion, that the probative value of the evidence outweighs its prejudicial tendency.â (Internal quotation marks omitted.) State v. Ellis, supra, 270 Conn. 354; see also State v. Morowitz, 200 Conn. 440, 442, 512 A.2d 175 (1986).
It is well established that the trial court is afforded broad discretion in determining whether to admit each witnessâ testimony; State v. Ellis, supra, 270 Conn. 355; and must conduct a balancing act of the testimonyâs prejudicial versus probative value. Id., 354. Also, â[s]ome degree of prejudice inevitably accompanies the admission of evidence of a defendantâs other misconduct.â (Internal quotation marks omitted.) Id., 365; see also State v. Sierra, 213 Conn. 422, 436, 568 A. 2d 448 (1990); State v. Faria, 47 Conn. App. 159, 175, 703 A.2d 1149 (1997), cert. denied, 243 Conn. 965, 707 A.2d 1266 (1998). âEvidence is prejudicial when it tends to have some adverse effect upon a defendant beyond tending to prove the fact or issue that justified its admission into
We begin our analysis by noting first that harassment in the second degree under § 53a-183 (a) (3) is a specific intent crime. In the present case, therefore, the state had the burden to prove, beyond a reasonable doubt, the defendantâs intent to âharass, annoy or alarmâ Edwards. General Statutes § 53a-183 (a) (3); see, e.g., State v. Roy, 233 Conn. 211, 212-13, 658 A.2d 566 (1995) (state must âconvince a trier of fact beyond a reasonable doubt of the existence of every element of the offenseâ [internal quotation marks omitted]).
The testimony of each of these four witnesses was relevant to the defendantâs intent. Fullerâs testimony corroborated the stateâs claim that the defendant was fixated on Edwards, and was relevant to show the defendantâs specific intent to cause alarm with regard to the safety of Edwardsâ children. The testimony of Mugovero and Bergeson showed the defendantâs specific intent to cause annoyance, and helped the jury understand how a police officer might have been alarmed by the defendantâs conduct. Likewise, William Edwardsâ testimony was relevant to show the defendantâs intent to âharass, annoy or alarmâ Captain Edwards in violation of § 53a-183 (a) (3).
Furthermore, the record in the present case reflects that the trial court properly undertook a balancing of the probative value of the evidence against its prejudicial effect and determined that the prejudice did not outweigh its probative value. The trial court carefully listened to the defendantâs arguments about prejudice as well as the stateâs offers of proof as to the probative value of the testimony. The court nevertheless properly found the evidence admissible.
We briefly address the defendantâs claim that the testimony of Fuller and Bergeson was irrelevant because it concerned events that occurred three to four months after the defendant had been arrested. We conclude that the trial court reasonably could have determined that their testimony was relevant to the issue of
Under the given circumstances, with due regard for the broad leeway possessed by trial courts in determining the admissibility of evidence, we conclude that the trial court did not abuse its broad discretion in admitting the testimony of Fuller, Mugovero, Bergeson and William Edwards. Accordingly, we conclude that the trial court acted properly.
The judgment is affirmed.
In this opinion ROGERS, C. J., and NORCOTT and SCHALLER, Js., concurred.
The defendant appealed from the judgment of conviction to the Appellate Court, and we transferred the case from the Appellate Court to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
General Statutes § 53a-183 (a) provides in relevant part: âA person is guilty of harassment in the second degree when ... (3) with intent to harass, annoy or alarm another person, he makes a telephone call, whether or not a conversation ensues, in a manner likely to cause annoyance or alarm.â
General Statutes § 52-146q (c) provides in relevant part: âConsent of the person shall not be required for the disclosure or transmission of such personâs communications and records in the following situations as specifically limited . . .
â(2) Communications and records may be disclosed when a social worker determines that there is a substantial risk of imminent physical injury by the person to himself or others . . . .â
The defendant raises two additional issues in his brief. He first claims that the trial court improperly denied his motion to dismiss the first two counts of the stateâs substitute information as being time barred by the applicable statute of limitations. He also claims that the prosecution was void ab initio on the ground that the arrest warrant was issued with the wrong name. The defendant fails to cite any authority or to provide adequate analysis in support of these claims, however, and we therefore decline to review them. See State v. T.R.D., 286 Conn. 191, 213-14 n.18, 942 A.2d 1000 (2008) (âWe repeatedly have stated that [w]e are not required to review issues that have been improperly presented to this court through an inadequate brief. . . . Analysis, rather than mere abstract assertion, is required in order to avoid abandoning an issue by failure to brief the issue properly. . . . Where a claim is asserted in the statement of issues but thereafter receives only cursory attention in the brief without substantive discussion or citation of authorities, it is deemed to be abandoned.â [Internal quotation marks omitted.]).
Edwards saved the voicemails, which were played for the jury during the trial. The defendant left Edwards the following voicemail on January 11, 2005: âHi, Ken Edwards. This is John Orr. Once again Iâm telling the story about how you cheated me every day, denied my subpoena, denied me the rightâ(beeping sound heard}âanything else in the world, and that your brother threatens to kill me and you let him get away with it, and, urnâuhh, I think the other day somebody was making a comment about me up at Samâs. You know, itâs really a good police department you (beeping sound heard), right? Whatâs the matter, you canât bust the heroin dealers in this town, Mr. Edwards? Well, just remember this: Donât tick me off too much because I will go toâI will go to Providence, I will go to New York City, I will go somewhere that (beeping sound heard) somebody that f king really doesnât give a damn, okay? Have a good day, Captain Edwards.â
The defendant left Edwards the following voicemail on January 13, 2005: âHi, Captain Edwards. This is John Orr and I was just talking to some people that are telling me how you get people that are drug addicts to rat out on their drug dealers. And I just thought I would mention to them about Sheri and how she bought at 81 Hempstead Street and when I went to you (beeping sound heard), you gave my name up or somebody in your department gave my name up to drug dealers. And then you proceeded to use your father, the little stinkinâ fire departmentâwhat was he, a deputy faggot or something like that? But anyway, umâand, Iâm sorry, deputy chief (beeping sound heard), thatâs what they call it, right? And then you went after me for attempting assâarson, assholeâarson, Iâm sorry. I stutter, you know, mental
Keith Crandall, a detective in the New London police department who was the initial investigating officer, testified at trial that the beeping sound heard during the recorded voicemails is an âelectronic signatureâ to let the person who is making the call to the police department know that they are being recorded.
General Statutes § 53a-183 (a) provides in relevant part: âA person is guilty of harassment in the second degree when: (1) By telephone, he addresses another in or uses indecent or obscene language . . . .â
See footnote 2 of this opinion for the text of § 53a-183 (a) (3).
William Edwards is Captain Edwardsâ brother. We refer herein to Captain Edwards by his last name only and to William Edwards by his full name.
General Statutes § l-2z provides: âThe meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.â
We are mindful that under § l-2z, we must first look to construe the text as it exists, without reference to outside sources. See, e.g., Genesky v. East Lyme, 275 Conn. 246, 277-78, 881 A.2d 114 (2005) (must first look to text under § l-2z analysis). Accordingly, we are careful not to describe the social worker-client confidentiality statute as a privilege until we find an ambiguity that permits reference to extratextual sources and thus allows a deeper exploration of any alleged distinction between confidentiality and privilege.
General Statutes § 52-146q (c) (3) provides: âCommunications and records made in the course of an evaluation ordered by a court may be disclosed at judicial proceedings in which the person is a party provided the court finds that the person has been informed before making the communications that any communications and records may be so disclosed and provided further that communications and records shall be admissible only on issues involving the personâs mental condition.â
General Statutes § 52-146q (c) (4) provides: âCommunications and records may be disclosed in a civil proceeding in which the person introduces his mental condition as an element of his claim or defense or, after the personâs death, when his condition is introduced by a party claiming or defending through or as a beneficiary of the person. For any disclosure under this subdivision, the court shall find that it is more important to the interests of justice that the communications and records be disclosed than that the relationship between the person and the social worker be protected. â
The concurring opinion focuses on this silence and contends that because â[t]he provision does not specify one way or the other whether disclosable, nonconfidential communications and records are, nevertheless, privileged,â the passage is ambiguous and therefore permits the consideration of extratextual sources. We strongly disagree because, as we will explain, statutory silence does not constitute ambiguity. Moreover, § 52-146q (c) (2) does not meet the standard for ambiguity that we have established in our case law.
This is contrary to the assertion by the concurring opinion that the word âconfidentialâ plainly and unambiguously means that the communications âgenerally may be disclosed under court order, over the objection of the information supplier, when a court deems it necessary to do so under a standard such as in the interests of justice or necessity.â (Internal quotation marks omitted.) If the legislature intended to use this meaning of âconfidential,â it would not have felt the need to provide explicitly for both confidentiality and limited disclosure. Instead, the legislature would merely have described the communications as âconfidential,â without need to include any disclosure clause because of its inclusion within the meaning of confidentiality. The legislatureâs provision for confidentiality, however, is separate from its provision that prohibits limited disclosure, and so it is clear that, contrary to the concurrenceâs conclusion, the legislature intended that all communications between social workers and their cliente be confidential.
The concurrence finds it significant that while § 52-146q (c) (2) does not expressly allow the disclosure of communications or records in court proceedings, it also does not expressly prohibit that disclosure. Section 52-146q (c) explicitly requires, however, that the exceptions contained within be read as âspecifically limited . . . Where those exceptions are limited to include disclosure during in-court testimony, such allowances are specifically made. See General Statutes § 52-146q (c) (3) and (4). Where those allowances are not specifically referenced, however, we decline to read them into the text.
We note that many of the confidentiality statutes established in Connecticut contain specific exceptions for dangerous clients or patients, where those personsâ confidences may be breached without their consent if the professional sharing those confidences believes, in good faith, that the person poses an imminent threat or danger either to themselves or to others. Most of these statutes notably reference court proceedings where the legislature either creates or prohibits in-court testimony opportunities. See generally, e.g., General Statutes § 52-146c (psychologist-patient confidentiality statute); General Statutes § 52-146Ă (psychiatrist-patient confidentiality statute); General Statutes § 52-146o (physician-patient confidentiality statute); General Statutes § 52-146p (marital and family therapist-person confidentiality statute); General Statutes § 52-146s (professional counselor-person confi
General Statutes § 52-146f (4) provides in relevant part: âCommunications made to or records made by a psychiatrist in the course of a psychiatric examination ordered by a court or made in connection with the application for the appointment of a conservator by the Probate Court for good cause shown may be disclosed at judicial or administrative proceedings . . . .â
General Statutes § 52-146f (5) provides: âCommunications or records may be disclosed in a civil proceeding in which the patient introduces his mental condition as an element of his claim or defense, or, after the patientâs death, when his condition is introduced by a party claiming or defending through or as a beneficiary of the patient and the court or judge finds that it is more important to the interests of justice that the communications be disclosed than that the relationship between patient and psychiatrist be protected.â
General Statutes § 52-146f (2) provides in relevant part: âCommunications or records may be disclosed when the psychiatrist determines that there is substantial risk of imminent physical injury by the patient to himself or others or when a psychiatrist, in the course of diagnosis or treatment of the patient, finds it necessary to disclose the communications or records for the purpose of placing the patient in a mental health facility . . . .â
The concurrence focuses on §§ 52-146e and 52-146Ă as the model for the legislatureâs enactment of § 52-146q. It contends that the legislatureâs 1969 creation of the dangerous patient exception to the psychiatrist-patient confidentiality statute; see Public Acts 1969, No. 819, § 4 (b), now codified at § 52-146Ă (2); was intended to be an exception to the more general evidentiary privilege as evidenced by its placement with other such exceptions within the statutory scheme, namely, § 52-146Ă (1), (4) and (5). We disagree. While the language of subsection (4) and (5) of § 52-146Ă itself creates exceptions to the evidentiary privilege for in-court testimony, subsection (1) merely allows for the disclosure of communications or records for the purpose of diagnosis or treatment and contains no provision that either explicitly permits disclosure of this information during in-court testimony or that has been interpreted by this court to permit the same.
Both the state and the concurrence emphasize in particular the analysis in United States v. Auster, 517 F.3d 312 (5th Cir.), cert. denied, 555 U.S. 840, 129 S. Ct. 75, 172 L. Ed. 2d 67 (2008). The analysis by the court in Auster bears no relation to our analysis today, however, because its reasoning is based on common-law principles governing federal evidentiary privileges. Thus, the court was not interpreting a statutory enactment, as we are in the present case. Common-law principles have no bearing on our statutory analysis in the present case.
We briefly address the hypothetical situation proposed by the concurrence, which concerns a third partyâs failure to apply successfully for a restraining order because of a social workerâs inability to testify at the court hearing for such an order. First, we emphasize that â[t]he process of statutory interpretation involves the determination of the meaning of the statutory language as applied to the facts of the case . . . .â (Emphasis added; internal quotation marks omitted.) Weems v. Citigroup, Inc., 289 Conn. 769, 778, 961 A.2d 349 (2008). Section l-2z, which specifically directs our attention to the actual text of the statute and its relationship to other statutes, does not permit statutory interpretation to be influenced by hypotheticals. Moreover, although § 52-146q (c) (2) prohibits social workers from testifying as to the substantive content of their confidential communications with and records of their clients, it may not preclude social workers from testifying to: (1) the existence of a confidential relationship; and (2) the fact that the social worker warned the third party of possible injury as permitted under the statute. Some courts have noted a possible distinction between testimony concerning the substance of confidential communications and testimony concerning the fact of disclosure of those communications. See, e.g., United States v. Chase, 340 F.3d 978, 988 n.4 (9th Cir. 2003), cert. denied, 540 U.S.
The defendantâs motion in limine sought to preclude the testimony of these four witnesses as well as that of Burke. As we previously have referenced herein, the trial court denied the motion. It did, however, give limiting instructions to the jury after each witness testified so that the jury would know for what specific purposes it should consider the testimony.
We note that the trial court admitted the testimony of these witnesses for the perhaps improper purpose of corroborating the state of mind of the victim. See footnote 25 of this opinion. Because the testimony was otherwise properly admissible to show the intent of the defendant, however, any evidentiary or instructional impropriety by the trial court was harmless. See, e.g., State v. DeJesus, 288 Conn. 418, 474-76, 953 A.2d 45 (2008) (uncharged misconduct evidence improperly admitted to prove common scheme or plan constituted harmless evidentiary impropriety where evidence otherwise was admissible to show defendantâs propensity to engage in criminal behavior). The trial court properly instructed the jury that it should not consider the testimony as evidence of the defendantâs character, thus preventing its consideration for a highly improper and prejudicial purpose.
The trial court gave the jury the following charge: âThe testimony of this witness isnât being offered to go to the character of [the defendant], it is not to say that he has a bad character. Thatâs not what itâs admissible for. What we are talking about here is circumstantial evidence which I told you about and Iâll tell you about again later. It goes to corroboration of the state of mind of the victim and not to [the defendantâs] character which is not the issue here at all, [the defendantâs] character. And when we do the final instructions Iâll go back over this. I want you to be aware each time a witness testifies, that itâs not [the defendantâs] character thatâs in question here but what the state is doing now is putting on witnesses that they feel corroborate Captain Edwardsâ statements. And Iâll be bringing that up again. I want you to hear that each time a witness testifies.â