State v. FERNANDO A.
Full Opinion (html_with_citations)
Opinion
In this public interest appeal, we consider the nature of the hearing that a defendant must receive prior to the issuance of a criminal protective order in a family violence case (criminal protective order) pursuant to General Statutes § 54-63c (b).
The record reveals the following undisputed facts and procedural history. The defendant and his wife are involved in divorce proceedings. On October 14, 2007, the defendant was arrested on numerous family violence criminal charges arising from an incident wherein he allegedly had assaulted his wife.
Subsequently, on October 18, 2007, the defendant appeared before the trial court, Bingham, J., to request an evidentiary hearing to contest the continuation of the criminal protective order. The defendant argued that he was entitled to a full evidentiary hearing under both § 54-63c and the due process clause of the four
On appeal, the defendant contends, inter alia, that the trial court improperly failed to conduct an evidentiary hearing prior to issuing a criminal protective order because § 54-63c (b) āexpressly require[d]ā the trial court to hold such a hearing when he first appeared in court. The defendant argues that the word āhearing,ā as used in § 54-63c (b), means an adversarial and formal adjudicative proceeding at which issues of fact and law are tried, evidence is taken, and witnesses and parties are heard. The defendant further contends that the cross-reference in § 54-63c (b) to § 46b-38c, the family violence criminal procedure statute that authorizes courts to impose criminal protective orders at the defen
In response, the state contends that criminal protective orders arise from bail or pretrial release proceedings that do not by themselves require an evidentiary hearing. The state also argues that, when the legislature enacted No. 07-123, § 1, of the 2007 Public Acts (P.A. 07-123), which amended § 54-63c (b), it presumptively
āIssues of statutory construction raise questions of law, over which we exercise plenary review. . . . The process of statutory interpretation involves the determination of the meaning of the statutory language as applied to the facts of the case, including the question of whether the language does so apply. . . .
āWhen construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case,
We begin with the text of § 54-63c (b), which authorizes police officers in āfamily violence crimeā cases, after making āreasonable,ā but unsuccessful, attempts to reach a bail commissioner, to āorder the release of such person upon the execution of a written promise to appear or the posting of such bond as may be set by the police officer and may impose nonfinancial conditions of release which may require that the arrested person do one or more of the following: (1) Avoid all contact with the alleged victim of the crime, (2) comply with specified restrictions on the personās travel, association or place of abode that are directly related to the protection of the alleged victim of the crime, or (3) not use or possess a dangerous weapon, intoxicant or controlled substance. . . .ā
The text of § 54-63c (b) does not specify the nature of the hearing other than describing it as one held āpursuant to section 46b-38c,ā upon being presented to the trial court pursuant to General Statutes § 54-lg (a). Thus, § 54-63c (b) must be read in conjunction with § 46b-38c (a), which establishes āfamily violence
Subsection (d) of § 46b-38c prescribes only certain limited aspects of the hearing process and provides: āIn all cases of family violence, a written or oral report and recommendation of the local family violence intervention unit shall be available to a judge at the first court date appearance to be presented at any time during the court session on that date. . . .ā With the family services report available to it, the trial court then is authorized to āconsider and impose the following conditions to protect the parties, including, but not limited to: (1) Issuance of a protective order pursuant to subsection (e) of this section; (2) prohibition against subjecting the victim to further violence; (3) referral to a family violence education program for batterers; and (4) immediate referral for more extensive case assessment. . . .ā General Statutes § 46b-38c (d); see also footnote 4 of this opinion.
Similar to § 54-63c (b), the text of § 46b-38c (d) does not specify the precise nature of how the hearing shall be conducted, or what the defendantās rights are therein. Because the term āhearingā is ānot defined in
The legislative history of both §§ 46b-38c and 54-63c (b) similarly does not disclose clearly the nature of the hearing required. The history of P.A. 07-123, codified in part at § 54-63c (b), indicates only that the statute was enacted to authorize police officers, in the event that āreasonable effortsā to locate a bail commissioner failed, to impose nonfinanciai conditions of release pending the defendantās first appearance before the trial court. See 50 S. Proc., Pt. 11, 2007 Sess., p. 3390, remarks of Senator Andrew McDonald (noting āproblem in our domestic violence laws and domestic family relations laws with the setting of bail conditions when an individual is arrested, most normally, over the weekendā);
The legislative history of the cross-referenced § 46b-38c similarly fails to illuminate the nature of the required hearing. That statute was enacted in 1986 in response to the domestic abuse of Tracey Thurman, a woman whose local police department had failed to aid her after repeated beatings by her former husband. See 29 H.R. Proc., Pt. 14, 1986 Sess., pp. 5258-59, remarks of Representative Pauline Kezer. The legislature created family violence response and intervention units to accept referrals of family violence cases from judges or prosecutors, and prepare family services reports and recommendations for the court based on interviews of the complainant and the defendant. See General Statutes § 46b-38c (c) and (d). The legislative history of § 46b-38c does not, however, explain further the nature of the hearing that should be held before the trial court on the defendantās first court date.
Thus, it is significant that the language of § 54-63c (b) contemplates that the criminal protective order hearing held pursuant to § 46b-38c will be held in conjunction with an arraignment pursuant to § 54-lg (a). This is because the Superior Court, in the 2000 decision in States. Doe, supra, 46 Conn. Sup. 598, relied on Gerstein v. Pugh, 420 U.S. 103, 119, 95 S. Ct. 854, 43 L. Ed. 2d 54 (1975), and concluded that a hearing held pursuant to § 46b-38c, at which the defendant did not have the opportunity to cross-examine the complainant prior to the issuance of a criminal protective order in a family violence case, did not violate the defendantās due process rights because it was a bail related hearing that required āthe need for expeditious assumption of judicial control . . . .ā (Internal quotation marks omitted.) State v. Doe, supra, 609. The court reasoned that āthe defendant may at any time have the conditions of his release modified pursuant to General Statutes § 54-69.
A review of other criminal procedure statutes demonstrates that, when the legislature has desired to impose specific requirements on the conduct of a pretrial hearing, it has said so explicitly. For example, § 54-82r, which authorizes courts to impose protective orders prohibiting the harassment of witnesses in criminal cases; see footnote 10 of this opinion; is drafted similarly to § 54-63c. Unlike the family violence statute, however, the legislature specifically required in § 54-82r (a) that a judge considering the entry of a protective order for the benefit of a witness hold a āhearing at which hearsay evidence shall be admissibleā and ā[find] by a preponderance of the evidence that harassment of an identified witness in a criminal case exists or that such order is necessary to prevent and restrain the commission of a violation of section 53a-151 or 53a-151a. Any adverse party named in the complaint has the right to present evidence and cross-examine wit
Moreover, our construction of § 46b-38c (d) necessarily is informed by the various exigencies faced by a trial court considering whether to grant a criminal protective order in a family violence case. Thus, we emphasize that the legislature did not intend for §§ 54-63c (b) and 46b-38c to entitle a defendant to an evidentiary hearing beyond consideration of the partiesā arguments and the family services report prior to the initial issuance of a criminal protective order at arraignment, which may well occur within hours of the alleged incident of family violence. See General Statutes § 54-63c (b) (stating only that ādefendant is entitled to be heardā at § 46b-38c hearing held at arraignment); see also State v. Doe, supra, 46 Conn. Sup. 609-10 (procedural due process does not require that defendant receive evidentiary
We agree, however, with the defendantās claims that the extended effects of that initial emergency order may well cause a defendant significant pretrial deprivations of family relations and/or property.
With respect to the type of proof required at this subsequent hearing, we further conclude that, inasmuch
Indeed, requiring the evidence admitted at this subsequent hearing to comply with the rigors of the rules
Accordingly, we conclude that §§ 54-63c (b) and 46b-38c permit the trial court to issue a criminal protective
The order in Docket No. SC 18103 is affirmed. The order in Docket No. SC 18045 is reversed and the case is remanded for further proceedings in accordance with the preceding paragraph.
In this opinion ROGERS, C. J., and VERTEFEUILLE, ZARELLA and McLACHLAN, Js., concurred.
General Statutes § 54-63c (b) provides: āIf the person is charged with the commission of a family violence crime, as defined in section 46b-38a, and the police officer does not intend to impose nonfinancial conditions of release pursuant to this subsection, the police officer shall, pursuant to the procedure set forth in subsection (a) of this section, promptly order the release of such person upon the execution of a written promise to appear or the posting of such bond as may be set by the police officer. If such person is not so released, the police officer shall make reasonable efforts to immediately contact a bail commissioner to set the conditions of such personās release pursuant to section 54-63d. If, after making such reasonable efforts, the police officer is unable to contact a bail commissioner or contacts a bail commissioner but such bail commissioner is unavailable to promptly perform such bail commissionerās duties pursuant to section 54-63d, the police officer shall, pursuant to the procedure set forth in subsection (a) of this section, order the release of such person upon the execution of a written promise to appear or the posting of such bond as may be set by the police officer and may impose nonfinancial conditions of release which may require that the arrested person do one or more of the following: (1) Avoid all contact with the alleged victim of the crime, (2) comply with specified restrictions on the personās travel, association or place of abode that are directly related to the protection of the alleged victim of the crime, or (3) not use or possess a dangerous weapon, intoxicant or controlled substance. Any such nonfinancial conditions of release shall be indicated on a form prescribed by the Judicial Branch and sworn to by the police officer. Such form shall articulate (A) the efforts that were made to contact a bail commissioner, (B) the specific factual basis relied upon by the police officer to impose the nonfinancial conditions of release, and (C) if the arrested person was non-English-speaking, that the services of a translation
Section 54-63c was substantially amended by No. 07-123, § 1, of the 2007 Public Acts, which was effective at the time of the defendantās arrest. Hereafter, unless otherwise indicated, references to this statute in this opinion are to the current revision, which includes the changes effected by that amendment.
This appeal is the consolidation of two separate proceedings, Docket Nos. SC 18045 and SC 18103. Docket No. SC 18045 is an appeal from the October 18, 2007 order of the trial court, Bingham,, J., filed pursuant to General Statutes § 52-265a, which provides in relevant part: ā(a) Notwithstanding the provisions of sections 52-264 and 52-265, any party to an action who is aggrieved by an order or decision of the Superior Court in an action which involves a matter of substantial public interest and in which delay may work a substantial injustice, may appeal under this section from the order or decision to the Supreme Court within two weeks from the date of the issuance of the order or decision. The appeal shall state the question of law on which it is based.
ā(b) The Chief Justice shall, within one week of receipt of the appeal, rule whether the issue involves a substantial public interest and whether delay may work a substantial injustice. . . .ā
Because Chief Justice Rogers was unavailable, Justice Norcott, as the senior available associate justice, considered and granted the defendantās application in SC 18045 pursuant to Practice Book § 83-4. In addition, we note that this interlocutory appeal properly is before this court because āthe āorder or decisionā referred to in § 52-265a from which an appeal may be taken need not be a final judgment.ā Laurel Park, Inc. v. Pac, 194 Conn. 677, 678 n.1, 485 A.2d 1272 (1984).
Docket No. SC 18103 is an appeal from the October 15, 2007 order of the trial court, Pavia, J., to the Appellate Court, and raises an issue identical to that of the certified appeal in SC 18045. Ordinarily, this appeal would not properly be before this court because a defendantās exclusive nondiscretionary remedy from an order concerning conditions of release is a petition to the Appellate Court pursuant to General Statutes § 54-63g. See State v. Ayala, 222 Conn. 331, 338-39, 610 A.2d 1162 (1992). Nevertheless, we will exercise our discretion and treat the defendantās appeal in SC 18103 as a properly filed bail review petition in the Appellate Court. Cf. id., 341-42 (dismissing defendantās petition for certification to appeal pursuant to General Statutes § 51-1971 from Appellate Courtās determination on bail review motion, but treating that petition as properly filed § 52-265a petition). Inas
General Statutes § 46b-38c provides in relevant part: ā(a) There shall be family violence response and intervention units in the Connecticut judicial system to respond to cases involving family violence. The units shall be coordinated and governed by formal agreement between the Chief Stateās Attorney and the Judicial Department.
ā(b) The Court Support Services Division, in accordance with the agreement between the Chief Stateās Attorney and the Judicial Department, shall establish within each geographical area of the Superior Court a local family violence intervention unit to implement sections 46b-1, 46b-15, 46b-38a to 46b-38f, inclusive, and 54-lg. The Court Support Services Division shall oversee direct operations of the local units.
ā(c) Each such local family violence intervention unit shall: (1) Accept referrals of family violence cases from a judge or prosecutor, (2) prepare written or oral reports on each case for the court by the next court date to be presented at any time during the court session on that date, (3) provide or arrange for services to victims and offenders, (4) administer contracts to carry out such services, and (5) establish centralized reporting procedures. All information provided to a family relations officer in a local family violence intervention unit shall be solely for the purposes of preparation of the report and the protective order forms for each case and recommendation of services and shall otherwise be confidential and retained in the files of such unit and not be subject to subpoena or other court process for use in any other proceeding or for any other purpose, except that if the victim has indicated that the defendant holds a permit to carry a pistol or revolver or possesses one or more firearms, the family relations officer shall disclose such information to the court and the prosecuting authority for appropriate action.
ā(d) In all cases of family violence, a written or oral report and recommendation of the local family violence intervention unit shall be available to a judge at the first court date appearance to be presented at any time during the court session on that date. A judge of the Superior Court may consider and impose the following conditions to protect the parties, including, but not limited to: (1) Issuance of a protective order pursuant to subsection (e) of this section; (2) prohibition against subjecting the victim to further violence; (3) referral to a family violence education program for batterers; and (4) immediate referral for more extensive case assessment. Such protective order shall be an order of the court, and the clerk of the court shall cause (A) a certified copy of such order to be sent to the victim, and (B) a copy of such order, or the information contained in such order, to be sent by facsimile or other means within forty-eight hours of its issuance to the law enforcement agency for the town in which the victim resides and, if the defendant resides in a town different from the town in which the victim
ā(e) A protective order issued under this section may include provisions necessary to protect the victim from threats, harassment, injury or intimidation by the defendant, including, but not limited to, an order enjoining the defendant from (1) imposing any restraint upon the person or liberty of the victim, (2) threatening, harassing, assaulting, molesting or sexually assaulting the victim, or (3) entering the family dwelling or the dwelling of the victim. A protective order issued under this section may include provisions necessary to protect any animal owned or kept by the victim including, but not limited to, an order enjoining the defendant from irquring or threatening to injure such animal. Such order shall be made a condition of the bail or release of the defendant and shall contain the following language: āIn accordance with section 53a-223 of the Connecticut general statutes, any violation of this order constitutes criminal violation of a protective order which is punishable by a term of imprisonment of not more than five years, a fine of not more than five thousand dollars, or both. Additionally, in accordance with section 53a-107 of the Connecticut general statutes, entering or remaining in a building or any other premises in violation of this order constitutes criminal trespass in the first degree which is punishable by a term of imprisonment of not more than one year, a fine of not more than two thousand dollars, or both. Violation of this order also violates a condition of your bail or release, and may result in raising the amount of bail or revoking release.ā Every order of the court made in accordance with this section after notice and hearing shall also contain the following language: āThis court had jurisdiction over the parties and the subject matter when it issued this protection order. Respondent was afforded both notice and opportunity to be heard in the hearing that gave rise to this order. Pursuant to the Violence Against Women Act of 1994, 18 USC 2265, this order is valid and enforceable in all fifty states, any territory or possession of the United States, the District of Columbia, the Commonwealth of Puerto Rico and tribal lands.ā The information contained in and concerning the issuance of any protective order issued under this section shall be entered in the registry of protective orders pursuant to section 51-5c. ...ā
The defendant was charged with one count each of the crimes of assault in the third degree in violation of General Statutes § 53a-61, disorderly conduct in violation of General Statutes § 53a-182, and reckless endangerment in the second degree in violation of General Statutes § 53a-64, and two counts of the crime of risk of injury to a child in violation of General Statutes (Rev. to 2007) § 53-21 (a) (1).
The fourteenth amendment to the United States constitution, § 1, provides in relevant part: āNo State shall . . . deprive any person of life, liberty or property, without due process of law . . .
Specifically, Judge Bingham concluded that giving the defendant a full evidentiary hearing with the right to examine and subpoena witnesses, including the complainant, would place an āundue burdenā on the complainant, who had indicated her fear of the defendant. Judge Bingham also rejected the defendantās statutory argument, concluding that the language of the statute did not expressly mandate a āfull evidentiary hearing,ā and required only notice and the opportunity to be heard. For a more complete discussion of Judge Binghamās ruling, see footnote 26 of this opinion.
We note that Judge Bingham subsequently modified the criminal protective order to permit the defendant some visitation with his children.
General Statutes § 46b-15 provides in relevant part: ā(a) Any family or household member as defined in section 46b-38a who has been subjected to a continuous threat of present physical pain or physical injury by another family or household member or person in, or has recently been in, a dating relationship who has been subjected to a continuous threat of present physical pain or physical injury by the other person in such relationship may make an application to the Superior Court for relief under this section.
ā(b) The application form shall allow the applicant, at the applicantās option, to indicate whether the respondent holds a permit to carry a pistol or revolver or possesses one or more firearms. The application shall be accompanied by an affidavit made under oath which includes a brief statement of the conditions from which relief is sought. Upon receipt of the application the court shall order that a hearing on the application be held not later than fourteen days from the date of the order. The court, in its discretion, may make such orders as it deems appropriate for the protection of the applicant and such dependent children or other persons as the court sees fit. Such order may include temporary child custody or visitation rights and such relief may include but is not limited to an order enjoining the respondent from (1) imposing any restraint upon the person or liberty of the applicant; (2) threatening, harassing, assaulting, molesting, sexually assaulting or attacking the applicant; or (3) entering the family dwelling or the dwelling of the applicant. The court, in its discretion, may make such orders as it deems appropriate for the protection of any animal owned or kept by the applicant including, but not limited to, an order enjoining the respondent from injuring or threatening to ipjure such animal. If an applicant alleges an immediate and present physical danger to the applicant, the court may issue an ex parte order granting such relief as it deems appropriate. If a postponement of a hearing on the application is requested by either party and granted, the order shall not be continued except upon agreement of the parties or by order of the court for good cause shown.
ā(c) Every order of the court made in accordance with this section shall contain the following language: āThis order may be extended by the court beyond six months. In accordance with section 53a-107, entering or remaining in a building or any other premises in violation of this order constitutes criminal trespass in the first degree. This is a criminal offense punishable by a term of imprisonment of not more than one year, a fine of not more than two thousand dollars or both.ā
ā(d) No order of the court shall exceed six months, except that an order may be extended by the court upon motion of the applicant for such additional time as the court deems necessary. If the respondent has not appeared
ā(e) The applicant shall cause notice of the hearing pursuant to subsection (b) of this section and a copy of the application and the applicantās affidavit and of any ex parte order issued pursuant to subsection (b) of this section to be served on the respondent not less than five days before the hearing. The cost of such service shall be paid for by the Judicial Branch. Upon the granting of an ex parte order, the clerk of the court shall provide two certified copies of the order to the applicant. Upon the granting of an order after notice and hearing, the clerk of the court shall provide two certified copies of the order to the applicant and a copy to the respondent. Every order of the court made in accordance with this section after notice and hearing shall contain the following language: āThis court had jurisdiction over the parties and the subject matter when it issued this protection order. Respondent was afforded both notice and opportunity to be heard in the hearing that gave rise to this order. Pursuant to the Violence Against Women Act of 1994,18 USC 2265, this order is valid and enforceable in all fifty states, any territory or possession of the United States, the District of Columbia, the Commonwealth of Puerto Rico and tribal lands.ā Immediately after making service on the respondent, the proper officer shall send or cause to be sent, by facsimile or other means, a copy of the application, or the information contained in such application, stating the date and time the respondent was served, to the law enforcement agency or agencies for the town in which the applicant resides, the town in which the applicant is employed and the town in which the respondent resides. The clerk of the court shall send, by facsimile or other means, a copy of any ex parte order and of any order after notice and hearing, or the information contained in any such order, to the law enforcement agency or agencies for the town in which the applicant resides, the town in which the applicant is employed and the town in which the respondent resides, within forty-eight hours of the issuance of such order. ...ā
General Statutes § 54-82r provides in relevant part: ā(a) Upon application of a prosecutorial official, a court may issue a protective order prohibiting the harassment of a witness in a criminal case if the court, after a hearing at which hearsay evidence shall be admissible, finds by a preponderance of the evidence that harassment of an identified witness in a criminal case exists or that such order is necessary to prevent and restrain the commission of a violation of section 53a-151 or 53a-151a. Any adverse party named in the complaint has the right to present evidence and cross-examine witnesses at such hearing. Such order shall be an order of the court, and the clerk of the court shall cause a certified copy of such order to be sent to the witness, and a copy of such order, or the information contained in such order, to be sent by facsimile or other means within forty-eight hours of its issuance to the appropriate law enforcement agency.
ā(b) A protective order shall set forth the reasons for the issuance of such order, be specific in terms and describe in reasonable detail, and not by reference to the complaint or other document, the act or acts being restrained. A protective order issued under this section may include provisions necessary to protect the witness from threats, harassment, irvjury or intimidation by the adverse party including, but not limited to, enjoining the adverse party from (1) imposing any restraint upon the person or liberty of the witness, (2) threatening, harassing, assaulting, molesting or sexually assaulting the witness, or (3) entering the dwelling of the witness. Such order shall contain the following language: āIn accordance with section 53a-223 of the Connecticut general statutes, any violation of this order constitutes criminal violation of a protective order which is punishable by a term of imprisonment of not more than five years, a fine of not more than five thousand dollars, or both. Additionally, in accordance with section 53a-107 of the Connecticut general statutes, entering or remaining in a building or any other premises in violation of this order constitutes criminal trespass in the first degree which is punishable by a term of imprisonment of not more than one year, a fine of not more than two thousand dollars, or both.ā If the adverse party is the defendant in the criminal case, such order shall be made a condition of the bail or release of the defendant and shall also contain the following language: āViolation of this order also violates a condition of your bail or release and may result in raising the amount of bail or revoking release.ā . . .ā
On appeal, the defendant also renews his claim that the due process clauses of the United States and Connecticut constitutions; see U.S. Const., amend. XIV, § 1; Conn. Const., art. I, § 8; entitle him to an evidentiary hearing prior to the issuance of a criminal protective order. Because of our conclusion with respect to the defendantās statutory claims, and the fact that he notes that a civil protective order hearing under § 46b-15 (b) may be delayed for up to fourteen days, and concedes that āa short delay in the hearing date likely would not violate due process requirements,ā we do not reach these constitutional issues, except as necessary to delineate the contours of the hearing required by §§ 54-63c (b) and 46b-38c (d). See, e.g., Kelo v. New London, 268 Conn. 1, 12 n.10, 843 A.2d 500 (2004), aff'd, 545 U.S. 469, 125 S. Ct. 2655, 162 L. Ed. 2d 439 (2005); see also footnote 21 of this opinion.
The procedure for the release of an arrestee is set forth by General Statutes § 54-63c (a), which provides: āExcept in cases of arrest pursuant to a bench warrant of arrest in which the court or a judge thereof has indicated that bail should be denied or ordered that the officer or indifferent person making such arrest shall, without undue delay, bring such person before the clerk or assistant clerk of the superior court for the geographical area under section 54-2a, when any person is arrested for a bailable offense, the chief of police, or the chiefs authorized designee, of the police department having custody of the arrested person shall promptly advise such
General Statutes § 54-lg (a) provides: āAny arrested person who is not released sooner or who is charged with a family violence crime as defined in section 46b-38a or a violation of section 53a-181c, 53a-181d or 53a-181e shall be promptly presented before the superior court sitting next regularly for the geographical area where the offense is alleged to have been committed. If an arrested person is hospitalized, or has escaped or is otherwise incapacitated, the person shall be presented, if practicable, to the first regular sitting after return to police custody.ā
General Statutes § 54-69 provides in relevant part: ā(a) Whenever in any criminal prosecution the stateās attorney for any judicial district or the assistant stateās attorney is of the opinion that the bond without or with surety given by any accused person is excessive or insufficient in amount or security, or that the written promise of such person to appear is inadequate, or whenever any accused person alleges that the amount or security of the bond given by such accused person is excessive, such stateās attorney
Although State v. Doe, supra, 46 Conn. Sup. 598, is a Superior Court decision, rather than an opinion of this court or the Appellate Court, we may rely on the doctrine of legislative acquiescence because, as an officially published decision, it is part of a limited group of trial court opinions that are āuseful as precedents or [whose publication] will serve the public interest . . . .ā General Statutes § 51-215a (a). Thus, we disagree with Justice Palmerās criticism in his dissent of our reliance on Doe as āstretch[ing] the doctrine of legislative acquiescence beyond its breaking point.ā Although we acknowledge, and presume that the legislature is aware of, the decisional hierarchy in the court system, the fact that Doe is a Superior Court decision not binding statewide does not detract from its status at that time as the only published authority construing § 46b-38c.
General Statutes § 54-64f provides in relevant part: ā(a) Upon application by the prosecuting authority alleging that a defendant has violated the conditions of the defendantās release, the court may, if probable cause is found, order that the defendant appear in court for an evidentiary hearing upon such allegations. An order to appear shall be served upon the defendant by any law enforcement officer delivering a copy to the defendant personally, or by leaving it at the defendantās usual place of abode with a person of suitable age and discretion then residing therein, or mailing it by registered or certified mail to the last-known address of the defendant.
ā(b) If the court, after an evidentiary hearing at which hearsay or secondary evidence shall be admissible, finds by clear and convincing evidence that the defendant has violated reasonable conditions imposed on the defendantās release it may impose different or additional conditions upon the defendantās release. If the defendant is on release with respect to an offense for which a term of imprisonment of ten or more years may be imposed and the court, after an evidentiary hearing at which hearsay or secondary evidence shall be admissible, finds by clear and convincing evidence that the defendant has violated reasonable conditions of the defendantās release and that the safety of any other person is endangered while the defendant is on release, it may revoke such release.
ā(c) If the defendant is on release with respect to an offense for which a term of imprisonment of ten or more years may be imposed and the court, after an evidentiary hearing at which hearsay or secondary evidence shall be admissible, finds by clear and convincing evidence that the safety of any other person is endangered while the defendant is on release and that there is probable cause to believe that the defendant has committed a federal, state or local crime while on release, there shall be a rebuttable presumption that the defendantās release should be revoked. . . .ā (Emphasis added.)
Other statutes similarly are illustrative of the legislatureās prerogative to require that the courts conduct a certain type of adversarial or evidentiary hearing. See, e.g., General Statutes § 17a-498 (c) (At a Probate Court hearing on an application for a civil commitment of a mentally ill person to a
It is undisputed that criminal protective orders may have a significant impact on a defendantās fundamental constitutional rights. See Williams v. State, 151 P.3d 460, 465 (Alaska App. 2006) (defendant subject to criminal protective order āhas a liberty interest in choosing his family living arrangementsā);'People v. Forman, supra, 145 Misc. 2d 121 (āEach of the temporary orders of protection restrict [the] defendantās liberty to go where he pleasesāhe may not go to the home, place of business or place of employment of his wife, as well as his associations! liberty in relation to his wife.
. .. The orders also exclude him from real property in which [the] defendant otherwise shares ownership and a right to possession.ā [Citations omitted.]); Moore v. Moore, 376 S.C. 467, 474-75, 657 S.E.2d 743 (2008) (subject of civil protective order faces, inter alia, āimmediate loss of his children . . . and possession of the marital residence,ā as well as āfuture ramificationsā with ālong-term impactā on marital litigation). Moreover, by imposing what some commentators have referred to as āde facto divorce,ā albeit without the benefit of property division and procedures attendant to the dissolution context, the protective order further compounds the financial difficulties
On June 27, 2008, after this case had been argued before the original panel of this court, we ordered the parties to file supplemental briefs addressing the following question: āIf this court concludes that an evidentiary hearing is required for the imposition of a domestic violence protective order in a criminal case, should the state be required to prove the necessity of that order by a preponderance of the evidence or by clear and convincing evidence?ā Thereafter, both the state and the defendant filed comprehensive
We emphasize that this subsequent hearing should not be a minitrial on the underlying criminal charges, or, put differently, the state is not required to prove the elements of those crimes charged by a preponderance of the evidence. Indeed, only those defendants charged with crimes punishable by death or life imprisonment have a right to a probable cause hearing in Connecticut. See, e.g., State v. Mitchell, 200 Conn. 323, 324-26, 512 A.2d 140 (1986) (discussing article first, § 8, of constitution of Connecticut, as amended by article seventeen of amendments); see also Gerstein v. Pugh, supra, 420 U.S. 119-20 (federal constitution does not require adversary procedures at probable cause proceeding). Thus, once probable cause has been established for the defendantās arrest; see Practice Book § 37-12 (a) (defendant is entitled to probable cause determination within forty-eight hours of warrantless arrest which āshall be made in a nonadversary proceeding, which may be ex parte based on affidavitsā); the stateās burden is limited to proving by a preponderance of the evidence the necessity of the criminal protective order as a regulatory means for protecting the complainant and other members of the defendantās household. The defendant remains free, however, to adduce his own evidence tending to negate the necessity for the criminal protective order or portions thereof, evidence that may well pertain to the merits of the underlying criminal charges.
We note that the defendant does not argue that the confrontation clause of the sixth amendment to the United States constitution requires that he be given the absolute right to examine the complainant at this early stage in the proceedings, particularly if she does not appear to testify on the stateās behalf. See State v. Randolph, 284 Conn. 328, 378-79 n.15, 933 A.2d 1158 (2007) (declining to decide issue, but noting that āmajority of states, however, have concluded that the sixth amendment right to confrontation āis basically a trial rightā . . . that does not apply to preliminary hearingsā [citation omitted]). To the extent, however, that the defendant claims that his due process rights entitle him to procedural protections beyond those delineated in our interpretation of §§ 54-63c (b) and 46b-38c, namely, a full minitrial, with the right to compel the testimony of and examine the complainant, we disagree. Specifically, we note that several federal courts of appeal have held, following United States v. Salerno, 481 U.S. 739, 742, 107 S. Ct. 2095, 95 L. Ed. 2d 697 (1987), which upheld the constitutionality of the federal Bail Reform Act, 18 U.S.C. § 3141 et seq., that a defendant facing the even greater liberty restriction of preventive detention on the basis of predicted dangerousness is not entitled to those rights as matter of due process. See, e.g., United States v. LaFontaine, 210 F.3d 125, 130-32 (2d Cir. 2000); United States v. Smith, 79 F.3d 1208, 1210 (D.C. Cir. 1996); see also Hamish v. State, 531 A.2d 1264, 1268 n.8 (Me. 1987) (For the pretrial detention of those charged with ācapitalā offenses, the court followed Gerstein v. Pugh, supra, 420 U.S. 120, and concluded that ā[t]he pretrial bail proceeding in which the [s]tate makes the required probable cause showing is not to be a mini-trial. The [s]tate may make that showing on affidavits and reliable hearsay as in other pretrial proceedings to determine probable cause.ā). Indeed, other courts have, consistent with these decisions, concluded that a defendant is not constitutionally entitled to an evidentiary hearing with the right to confront and to cross-examine the complainant prior to the issuance of a criminal protective order in a domestic violence case. See Mendez v. Robertson, 202 Ariz. 128, 130, 42 P.3d 14 (App. 2002) (rejecting defendantās claim that āhe was entitled to an evidentiary hearing on his motion for reexamination of his release conditions, that the respondent judge erred in accepting avowals by the prosecutor, and that [he] should have been permitted to call the victim as a witness so he could cross-examine herā); People v. Koertge, 182 Misc. 2d 183, 189, 701 N.Y.S.2d 588 (1998) (defendant facing criminal protective order does not have āstatutory
Should the trial court, in the exercise of its sound discretion, deem it necessary for the complainant or children to testify, we note that such testimony may be taken and the witness cross-examined in a manner intended to address concerns, expressed herein by the state and the amici curiae, Connecticut Coalition Against Domestic Violence, office of the victim advocate and department of children and families, as well as both Justices Palmer and Schaller in their dissents, about the potential intimidation of testifying complainants and children. Cf. Public Acts 2008, No. 08-67, § 1, codified at General Statutes § 46b-15c (authorizing court to order sworn testimony in family relations matter by party or child who is subject of protective order, when other party is subject of protective order, to be taken via videoconference technology with witness either outside courtroom or in remote location).
General Statutes § 54-63g provides: āAny accused person or the state, aggrieved by an order of the Superior Court concerning release, may petition the Appellate Court for review of such order. Any such petition shall have precedence over any other matter before said Appellate Court and any hearing shall be heard expeditiously with reasonable notice.ā
Justice Schaller expresses concern about the uncertainties that might develop during the implementation of this procedure, namely, the definition of terms such as āreasonable time,ā and whether the arraignment court must inform the defendant of his right to the subsequent hearing. We acknowledge the impracticability of addressing in dicta every possible dispute that might arise during the implementation of this, or any other, judicial decision, and note that many such concerns are best addressed either through the rule-making process or the development of future case law.
Justice Schaller argues in his dissent that our conclusion is āunwise policyā because, given the āunique kind of vulnerabilityā of family violence victims, the likelihood of examination and cross-examination at an early stage in the proceedings will deter them from pursuing criminal complaints against their abusers. We acknowledge Justice Schallerās observations about the unique concerns of those involved in family violence cases, and emphasize that the state is not required to call a family violence complainant to testify at the subsequent hearing, and the trial court retains considerable discretion about whether to grant such a request by the defendant. To the extent that a defendant does āproffer [a] highly damaging [challenge]ā to a complainantās account, āvirtually compelling the state to call victims in order to prove the necessity of continuing the order,ā that concern is dependent solely on the trial courtās assessment of the credibility of the defense. Moreover, should the trial court in its discretion deem the complainantās testimony necessary prior to the issuance of a criminal protective order, statutory mechanisms exist to facilitate that testimony in a manner that will mitigate intimidation concerns. See footnote 22 of this opinion.
In his dissent, Justice Palmer argues that we should affirm the judgment of the trial court because the defendant failed to argue before the trial court in support of the particular conclusion of law that we adopt herein, and argued only that he was entitled to a full, trial-like, evidentiary hearing. We agree, however, with Justice Schaller that Justice Palmerās position represents a hypertechnical and unduly restrictive application of the rules of preservation, which we acknowledge āgenerally limit this courtās review to issues that are distinctly raised at trial.ā (Internal quotation marks omitted.) Rowe v. Superior Court, 289 Conn. 649, 660, 960 A.2d 256 (2008). On this point, like Justice Schaller, we find persuasive the analysis from our recent decision in Rowe, wherein we concluded that trial counsel had preserved for appellate review via writ of error his claim that a second finding of criminal contempt, based on a witnessā refusal to answer subsequent and rephrased questions on the same topic, violated the common law. Id., 662-63. We noted in Rowe that we were āmindful that [although] the plaintiff did not raise [before the trial court] all of the theories that he raises in his writ as to why his conduct should be deemed a single act of contempt, those theories are related to a single legal claim,ā and that there is āsubstantial overlap between these theories under the case law.ā Id., 663. Accordingly, we concluded that āwe [could not] conclude that the plaintiff has ambushed the trial court by seeking reversal of an issue that he had failed to raise at trial.ā Id., 662-63; see also id., 661 n.6 (declining to construe ambiguity in record against plaintiff-in-error because of āsummary nature of the proceedings and the fact that this issue is one of first impressionā). Indeed, we also noted in Rowe that the concerns of judicial economy implicated by appeals by ambuscade, namely, that new trials would be required, were not implicated because āsuccess on the writ would not require a new trial.ā Id., 661 n.6.
A review of the applicable transcript reveals that a reversal in this interlocutory public interest appeal does not operate as a judicial ambush of Judge Bingham, as, after he denied the defendant a full, trial-like hearing, defense counsel questioned him about the nature of the hearing to which the defendant was entitled. Defense counsel also pointed out that the state had not shown him any supporting affidavits, notwithstanding the fact that the defendant himself did not make a proffer in support of his request to call witnesses. Finally, a reversal here would not frustrate judicial economy, as the case has not been tried, and no evidence has been admitted in this pretrial hearing; this appeal, therefore, concerns solely a proposition of law that requires the defendant to receive what likely will be a brief hearing.
Indeed, for a more complete understanding of what took place before Judge Bingham, we note in detail that, during argument, the following exchange occurred between Judge Bingham and defense counsel.
āThe Court: Well . . . youāre not entitled to a full hearing, with the right to subpoena witnesses and the right to call the wife. This puts an undue burden on the wife because she hasāand the affidavits, evidently, indicate
ā[Defense Counsel]: If I may then, Your Honor, if weāre doing it today, Iwouldpointoutto the court that weāve been shoumno affidavits.āā (Emphasis added.)
After further argument on the legislatureās intent, the following exchange occurred between the prosecutor, the court and defense counsel.
ā[The Prosecutor]: . . . [W]e donāt do this arbitrarily and cavalierly. We have pictures; this is a documented case. This is not something that weāre just saying itās a credibility issue, here. Thereās plenty of facts that substantiate probable cause that the police found to make an arrest, and certainly the issuance of a protective order. Thatās all I have to say, Your Honor. And, counsel, if the Appellate Court agrees with you, then the state will, in the futureāwill comply with any evidentiary hearing the court deems fit.
āThe Court: Wellā
ā[The Prosecutor]: Iām going to ask for a continuance, Your Honor. We can put it on the regular docket. I think counselās been heard in our argument. I think itās essentially a legal argument, Your Honor. The court would certainly be leavingāwe issue, literally, hundreds and hundreds of these a week, Your Honor. And Iām not saying court efficiency or court economy is the determinant fact here, but the court understands the type of argument counsel is making. Heās saying that, essentially, we have a little minitrial before we have another trial, to determine whether this happened. The court makes decisions like this all the time, and not just only domestic violence cases. The fact that sheās a woman, believe me, plays no determination in this whatsoever for the stateās opinion on this case. It has nothing to do with it.
ā[Defense Counsel]: I can only act on the basis of what Iāve heard in this courtroom, counsel.
āThe Court: Well, my ruling is that you are not entitled to a full trial, with the ability to subpoena witnesses and have a full trial.
ā[Defense Counsel]: May I know, then, Your Honorās interpretation of the nature of the hearing that we are, then, permitted under § 46b-38c, as referenced in Public Act 07-1231
āThe Court: We gave you a right to be heard today.
ā[Defense Counsel]: How, Your Honor, when I have heard no evidence against my client except statements which are not under oath? There [are] no facts before the court when, in fact, the Public Act itself states that the . . . protective orderāissued by the police remains only in effect until the presentment under § 54-lg, the arraignment statute, which was Monday, at which time there has to be a hearing. Well, if the hearing is simply the state saying, āwe want a restraining order,ā and they submit to the court the report of the familyāor the domestic violence response unit, what hearing is that?
ā[The Prosecutor]: Thatās the hearing youāre entitled to, counsel.
ā[Defense Counsel]: Oh.
ā [The Prosecutor]: And if counsel has toāwants to putina hearing right now, say that he has reason to believe the credibility and the statements of the victim, or the Gerstein of the credibility of the police officers that responded, Iād like to hear that, myself, because the stateās interest here is to do justice. If this was a situation where there wasāyou know, things that were manufacturedā
ā[Defense Counsel]: Well, thatāsā
ā[The Prosecutor]: Iād like to hear it.
*33 ā[Defense Counsel]: āthatāsā
ā[The Prosecutor]: Iām certainlyāmy own eyes, I met with the victim today, Your Honor, and I see bruises all over her body; so based on the statements that the police officers gave me when they made the arrest, I have reason to believe that an assault took place, here. And thatās what we do here on a daily basis, counsel. And I guess youāre going to have to meet with your local legislators] to maybe, you know, change the law. . . .
āThe Court: Well, the argument of counsel for the defendant I donāt accept, and I am adopting the procedure which has beenāthis is similar to a bail hearing, and youāre not entitled to a full trial on a bail hearing. So, you may have an appeal ....
ā[Defense Counsel]: We filed the appeal already, Your Honor.ā (Emphasis added.)
Although we acknowledge the importance of preservation requirements to an orderly system of appellate review, it appears that Justice Palmer would conclude that a reviewing court may consider only those specific arguments made before the trial court on the given issue, namely, what type of hearing is required under § 46b-38c, or subject of a dispute, and also is required to accept an appellantās arguments in their entirely before granting any relief at all. Put differently, adopting Justice Palmerās restrictive application of those requirements would frustrate a reviewing courtās ability to address claims on appeal appropriately and effectively because that court would be precluded from granting partial relief unless the appellant has elected to proceed in the alternative before the trial court and ask specifically for that partial relief before that court, prior to repeating those arguments verbatim on appeal. Thus, we disagree with Justice Palmerās view that we apply preservation principles in this case in an āexpansiveā manner ānever before . . . adopted . . . .ā Expressed in the symbolic language that Justice Palmer uses to illustrate his misunderstanding of this opinion, we simply state that, if a defendant asks for relief at the trial court that encompasses elements A, B, C and D, that request is adequate to permit relief on appeal that only grants elements A and B, but not C and D. Under Justice Palmerās view, a defendant would need to argue explicitly that, āif Iām not entitled to A, I am still entitled to B, C and D,ā and āif Iām not entitled to A and B, then I am still entitled to C and D,ā and so on, in order to render that relief available on appeal. That strikes us as an unduly onerous burden on litigants. Moreover, we disagree with Justice Palmerās reliance on case law concluding that evidentiary claims were not properly preserved. See State v. Cabral, 275 Conn. 514, 530-31, 881 A.2d 247, cert. denied, 546 U.S. 1048, 126 S. Ct. 773, 163 L. Ed. 2d 600 (2005); State v. Meehan, 260 Conn. 372, 388-89, 796 A.2d 1191 (2002). Evidentiary rulings are subject to a preservation and briefing standard under Practice Book §§ 5-5 and 67-4 (d) (3) that reflects the discretionary nature of those decisions, as compared to questions of law such as that present in this case, which are subject to plenary review. See State v. Cabral, supra, 530-31 (ā[T]he standard for the preservation of a claim alleging an improper evidentiary ruling at trial is well settled. This court is not bound to consider claims of law not made at the trial. ... In order to preserve an evidentiary ruling for review, trial counsel must object properly. ... In objecting to evidence, counsel must properly articulate the basis of the objection so as to apprise the trial court of the precise nature of the objection and its real purpose, in order to form an adequate basis for a reviewable ruling. . . . Once counsel states the authority and ground of [the] objection, any appeal will be limited to the ground asserted.ā
In our view, a more functional approach to preservation acknowledges the tension that exists between decision making by busy trial courts, which, as Justice Schaller acknowledges, frequently must occur at a rapid pace, and decision making by appellate courts, which often have available to them the luxury of a more comprehensive briefing process, as well as ample time to engage in a more thorough argument, research and writing process prior to issuing an opinion.