in Interest of A.R
Citation2018 COA 177
Date Filed2018-12-13
Docket17CA2038, People
Cited676 times
StatusPublished
Full Opinion (html_with_citations)
The summaries of the Colorado Court of Appeals published opinions
constitute no part of the opinion of the division but have been prepared by
the division for the convenience of the reader. The summaries may not be
cited or relied upon as they are not the official language of the division.
Any discrepancy between the language in the summary and in the opinion
should be resolved in favor of the language in the opinion.
SUMMARY
December 13, 2018
2018COA177
No. 17CA2038, People in Interest of A.R. â Juvenile Court â
Dependency and Neglect â Termination of Parent-Child Legal
Relationship; Attorneys and Clients â Ineffective Assistance of
Counsel
In this dependency and neglect proceeding, a division of the
court of appeals considers what constitutes ineffective assistance of
counsel in a termination of parental rights proceeding and the
proper procedure for evaluating this claim.
The division applies the familiar test for ineffective assistance
of counsel claims articulated in Strickland v. Washington, 466 U.S.
668(1984), but departs from the outcome-determinative prejudice inquiry applied by previous divisions of this court. Because the Supreme Court requires states to afford respondent parents fundamentally fair procedures when seeking to terminate parental rights, as stated in Santosky v. Kramer,455 U.S. 745, 753-54
(1982), and the statutory right to counsel ensures that respondent parents receive fundamentally fair procedures, we conclude the prejudice inquiry should focus on whether counselâs deficient performance rendered the proceeding fundamentally unfair or the result of the proceeding unreliable, see Lockhart v. Fretwell,506 U.S. 364, 372
(1993).
Applying this prejudice inquiry, the division holds that mother
has made a sufficient showing of ineffective assistance of trial
counsel based on her counsel failing to subject the case to
meaningful adversarial testing. See United States v. Cronic, 466
U.S. 648, 659(1984). Accordingly, the division reverses the judgment terminating her parental rights and remands the case to the juvenile court for further proceedings. COLORADO COURT OF APPEALS2018COA176
Court of Appeals No. 17CA2038
Pueblo County District Court No. 16JV584
Honorable William D. Alexander, Judge
The People of the State of Colorado,
Petitioner-Appellee,
In the Interest of A.R., a Child,
and Concerning D.R.,
Respondent-Appellant.
JUDGMENT REVERSED AND CASE
REMANDED WITH DIRECTIONS
Division V
Opinion by JUDGE FURMAN
RomĂĄn and Lichtenstein, JJ., concur
Announced December 13, 2018
Cynthia Mitchell, County Attorney, David A. Roth, Special Assistant County
Attorney, Pueblo, Colorado, for Petitioner-Appellee
Anna N.H. Ulrich, Guardian Ad Litem
Jordan Juvenile and Family Law, LLC, Melanie Jordan, Golden, Colorado, for
Respondent-Appellant
¶1 In this case, we analyze the important question of what
constitutes ineffective assistance of counsel in a termination of
parental rights proceeding and the proper procedure for evaluating
this claim.
¶2 Mother, D.R., appeals the judgment terminating her parent-
child legal relationship with the child, A.R. Although the county
attorney offered minimal evidence, motherâs trial counsel did little to
test this evidence. Motherâs appellate attorney directs our attention
to three proceedings that reflect this.
¶3 First, at the adjudicatory hearing, the county attorney
presented no testimony. Instead, the county attorney asked the
court to adjudicate the child dependent or neglected based on a
written report of the investigation conducted by the Pueblo County
Department of Social Services. Mother did not attend this hearing.
Even so, motherâs attorney stated that it would be in her âbest
interestsâ to have the court enter motherâs no-fault admission to the
petition. The court then adjudicated the child dependent or
neglected without ensuring that mother knew and understood the
consequences of the adjudication.
1
¶4 Second, at the termination of parental rights hearing, the
juvenile court terminated motherâs parental rights using a
procedure it termed âoffer of proof.â By this, the court heard no
testimony. Instead, it listened to the county attorneyâs statements
about how the caseworker would testify if she were called as a
witness. Motherâs attorney did not object to this procedure.
¶5 Third, at a hearing to discuss the childâs placement after the
termination of parental rights hearing, the court addressed
maternal grandmotherâs request for custody of the child. Afterward,
the court issued a minute order clarifying that had the âcourt
known of extended family,â it was likely the court âwould have
deniedâ the motion to terminate motherâs parental rights.
¶6 Mother, through appellate counsel, raises several arguments
in support of her appeal. She contends the juvenile court (1) lacked
personal jurisdiction over her because the court did not enter a
valid adjudication; and (2) erred in finding there was no less drastic
alternative to termination. She also contends that she received
ineffective assistance of trial counsel during the adjudicatory and
termination hearings. We disagree with motherâs first contention.
But we agree that mother alleges sufficient facts to show that
2
counselâs deficient performance rendered the termination
proceeding presumptively unfair and unreliable, and her less
drastic alternative argument is closely intertwined. We therefore
reverse the judgment and remand for a new termination hearing.
¶7 Like other divisions before us, we apply the two familiar
Strickland v. Washington, 466 U.S. 668(1984), prongs governing review of ineffective assistance claims in dependency and neglect cases. See, e.g., People in Interest of C.H.,166 P.3d 288
, 291 (Colo. App. 2007) (The Strickland prongs are that â(1) counselâs performance was outside the wide range of professionally competent assistance; and (2) the parent was prejudiced by counselâs errors.â); People in Interest of D.G.,140 P.3d 299, 308
(Colo. App. 2006). ¶8 These prior divisions, however, did not analyze how to best adapt Stricklandâs prejudice prong to dependency and neglect cases. Rather, without discussion, they borrowed the prejudice test from criminal cases and determined that to demonstrate prejudice, the parent must show âthere is a reasonable probability that, but for counselâs deficient performance, the outcome of the hearing would have been different.â D.G.,140 P.3d at 308
. For the reasons we
articulate below, we part ways with these divisionsâ prejudice
3
inquiry and apply a prejudice inquiry that better suits parentsâ right
to counsel under Coloradoâs statutory framework for termination of
parental rights proceedings.
¶9 Parentsâ fundamental liberty interest in the care, custody, and
management of their children under the Due Process Clause of the
Fourteenth Amendment requires states to afford respondent
parents fundamentally fair procedures when seeking to terminate
parental rights. Santosky v. Kramer, 455 U.S. 745, 753-54(1982). ¶ 10 In protecting this fundamental liberty interest, the statutory right to counsel in a termination of parental rights proceeding ensures that respondent parents receive fundamentally fair procedures. See A.M. v. A.C.,2013 CO 16, ¶¶ 27-30
(stating that
the procedural protections afforded to parents facing termination of
the parent-child legal relationship, which include the statutory right
to counsel, guarantee fundamental fairness at termination
hearings).
¶ 11 Therefore, we conclude that the prejudice inquiry for
ineffective assistance claims in termination of parental rights
proceedings should focus on whether counselâs deficient
performance rendered the proceeding fundamentally unfair or the
4
result of the proceeding unreliable. See Lockhart v. Fretwell, 506
U.S. 364, 372 (1993).
I. The Dependency and Neglect Case
¶ 12 Because the Department offered no testimony at the
adjudicatory and termination of parental rights hearings, we glean
the following from statements made by the county attorney and
various pleadings filed in the case.
¶ 13 In July 2016, the childâs paternal stepgrandmother took the
child to the emergency room to receive treatment for scabies.
Physicians determined that the severity of the childâs scabies was
due to neglect and that the child had a skull fracture. Although the
skull fracture could have resulted from an accident, mother could
not recall any incident that would have caused the fracture and
explained that she had allowed other family members to care for the
child.
¶ 14 The paternal stepgrandmother also reported to the
Department that the child appeared to be developmentally delayed,
mother and the childâs father were using drugs, and the parents did
not provide appropriate care for the child while they had all stayed
in her home a few months earlier. As a result, the Department
5
initiated this dependency and neglect case. The juvenile court
granted the Department custody of the child, and the court ordered
the child placed with the paternal stepgrandmother.
¶ 15 At the adjudicatory hearing â to determine whether the child
was dependent or neglected â mother did not personally appear,
but her counsel was present. Motherâs counsel told the court, âIâm
going to proceed in my clientâs best interests . . . .â Then, instead of
presenting any testimony, the county attorney asked the court âto
rest uponâ a written report of the investigation conducted by the
Department because the county attorney had âissues regarding [its]
witnesses.â The court did not advise mother of the right to
cross-examination regarding this report, see § 19-1-107(4), C.R.S.
2018, because she was not there.
¶ 16 Despite motherâs absence, her counsel then stated that it
would be in motherâs âbest interestsâ to have the court enter
motherâs no-fault admission to the petition. The childâs guardian ad
litem (GAL) agreed with this procedure, stating it was in the childâs
best interests to âmove forward.â Based on this information, the
court then entered a no-fault adjudication, without ensuring that
mother knew and understood the consequences of the adjudication.
6
¶ 17 Later, based on allegations that mother did not comply with
her treatment plan, the Department moved to terminate the legal
relationship between mother and the child. About one month later,
the childâs maternal grandmother expressed interest in participating
in the case and raising the child. She moved to intervene and
requested an allocation of parental responsibilities (APR) for the
child. Motherâs counsel did not respond to either motion. He also
did not file a motion asking the court to place the child with the
maternal grandmother as a less drastic alternative to termination.
Instead, motherâs counsel filed a ânotice of depositâ with an
attached handwritten letter from mother that requested that the
maternal grandmother have temporary custody of the child.
¶ 18 But the court did not grant the maternal grandmotherâs
motions. Instead, it issued an order stating that it would treat the
maternal grandmother as a possible placement for the child after
motherâs rights were terminated, under section 19-3-605, C.R.S.
2018, and proceeded to a termination hearing without making the
maternal grandmother a party to the case.
¶ 19 Mother was not present at the termination hearing, but the
maternal grandmother was. Motherâs attorney was under the
7
mistaken impression that the maternal grandmother had
successfully intervened and told the court that âwhere Iâm going to
come from on behalf of my client is through the Intervenor. I
presume sheâll be able to make a statement.â Motherâs attorney
then informed the court that the maternal grandmother was a
long-term âplacement for the child, and she doesnât need to adopt
the child to care for the child.â The maternal grandmother never
spoke.
¶ 20 The county attorney then informed the court that âIâm
prepared to, if counsel would allow, to proceed by offer of
proof . . . .â By that, the county attorney asked merely to inform the
court about what he would offer as evidence â if the court held a
contested hearing â instead of introducing testimony. Motherâs
attorney responded, âI donât have any objection to that, Judge.â The
court then permitted the county attorney to describe how the
caseworker would testify if the caseworker were called as a witness.
The county attorney also moved to admit exhibits, including
motherâs substance abuse evaluation and letters sent to mother.
¶ 21 Following the county attorneyâs offer of proof, the court asked
motherâs attorney, â[I]s there anything else youâd like to add?â
8
Motherâs attorney responded â[n]oâ and only added that he âwould
stipulateâ that his âclient indicated to the Court that the Indian
Child Welfare Act did not apply.â And regarding the âother matters,
the best interests,â motherâs attorney told the court, âI maintain the
same position that I donât agree with that but thatâs for that other
procedure that I think weâre going to be scheduling.â
¶ 22 After the hearing, the court concluded that it would
âtentatively grant the request to terminate parental rights.â But it
did not enter the judgment terminating motherâs rights because âif
the Court decided to place the child with . . . the grandparent in the
case, that would be a less drastic alternative to termination.â The
court then set a review hearing to âhear how the Departmentâs going
to deal with that issue involving the grandparent,â including
visitation and contact with the child.
¶ 23 At the review hearing, the court heard different proposals.
Again, mother was not present. The Department suggested
granting APR to the paternal stepgrandmother, with whom the child
had been living since the beginning of the case, and allowing visits
with the maternal grandmother. But the childâs GAL believed that
termination was necessary. Motherâs attorney then informed the
9
court that his client wanted the child placed with the maternal
grandmother, but he did not request an evidentiary hearing to
determine whether the child could be placed with the maternal
grandmother as a less drastic alternative to termination.
¶ 24 The court ended the hearing to allow the parties to meet and
find a resolution that would allow both the paternal
stepgrandmother and maternal grandmother to maintain contact
with the child. The court set another hearing without entering a
judgment terminating motherâs parental rights.
¶ 25 At the next hearing, the county attorney requested that the
court enter a judgment terminating motherâs rights. Only then did
motherâs attorney request a hearing regarding placing the child with
the maternal grandmother. The judge responded, âWell, Iâm gonna
deny a request for a hearing. I already had the hearing.â The court
then signed the order terminating motherâs parental rights, ordered
that the maternal grandmother have visits with the child, and set
another hearing to discuss the childâs placement.
¶ 26 The juvenile court supplemented its termination judgment a
few months later, after a hearing to discuss the childâs placement,
ruling as follows:
10
The order terminating the parental rights of
Respondents is currently on appeal. The
Court may have dropped the ball on this case
early on. The child has extended family on
both sides. There is a less drastic alternative
to termination. Until the appeals court enters
a ruling, this court will hold off on issuing any
orders as it relates to the permanent
placement of this child. Should the appeals
court overturn the termination order, the court
will look at maintaining the relationship
between the minor child and his extended
family.
A minute order clarified that had the âcourt known of extended
family,â it was likely the court âwould have deniedâ the motion to
terminate motherâs parental rights.
¶ 27 We now turn to motherâs contentions on appeal.
II. Jurisdiction to Terminate
¶ 28 Initially, we address whether the juvenile court had personal
jurisdiction to terminate the parent-child legal relationship. We
conclude that it did.
¶ 29 The childâs status as dependent or neglected is established at
the adjudication stage of a dependency or neglect proceeding, and
âthe resulting adjudication provide[s] the jurisdictional bases for
State intervention to assist the parents and child in establishing a
relationship and home environment that will preserve the family
11
unit.â People in Interest of A.M.D., 648 P.2d 625, 640(Colo. 1982); see also People in Interest of J.W. v. C.O.,2017 CO 105, ¶¶ 20, 31
. ¶ 30 If there are procedural errors at the adjudication stage, a parent may challenge these errors by filing a timely appeal of the adjudication order after entry of the disposition. § 19-1-109(2)(c), C.R.S. 2018; C.A.R. 3.4(b). After a court has acquired jurisdiction, procedural errors do not divest the court of jurisdiction. See People in Interest of Clinton,762 P.2d 1381, 1387-88
(Colo. 1988). ¶ 31 Mother mounts two separate personal jurisdiction challenges. She first contends that the court lacked personal jurisdiction because the record does not show she was served with the petition or waived service of the petition. We conclude that the record supports a contrary conclusion. Mother personally appeared with counsel at a hearing in July 2016. She did not assert a defect in service and waived further advisement. Because mother appeared and did not object to the juvenile courtâs jurisdiction over her, she may not raise this issue on appeal. See Gognat v. Ellsworth,224 P.3d 1039, 1054
(Colo. App. 2009) (recognizing that one who enters an appearance may not later challenge personal jurisdiction), affâd,259 P.3d 497
(Colo. 2011).
12
¶ 32 Mother also contends that the court lacked personal
jurisdiction because the court did not enter a valid adjudication.
She points to three deficiencies: (1) there is no indication she was
advised of her rights before her counsel agreed to the childâs
adjudication; (2) her trial counselâs statement that an admission
would be in her âbest interestsâ was not an effective admission; and
(3) the adjudicatory hearing was not held within sixty days as
required under section 19-3-505(3), C.R.S. 2018. But these are
procedural errors, and procedural errors at the adjudication stage
do not divest the court of personal jurisdiction. See Clinton, 762
P.2d at 1387-88. ¶ 33 Mother or her counsel had an opportunity to contest these procedural errors by filing a timely appeal from the adjudication order after entry of the written disposition. See § 19-1-109(2)(c). She or her counsel also could have objected to the entry of adjudication at a later hearing. Because they did neither, she may not raise these issues on appeal from the termination judgment. People in Interest of E.H.,837 P.2d 284
, 287 (Colo. App. 1992).
13
¶ 34 We, therefore, conclude these purported errors did not divest
the juvenile court of jurisdiction, and the court had personal
jurisdiction to terminate motherâs parental rights.
III. Ineffective Assistance of Counsel
¶ 35 We next consider motherâs claim, raised for the first time on
appeal, that she received ineffective assistance of trial counsel at
the adjudicatory and termination hearings. To address these
claims, we need to answer these questions:
1. Do respondent parents have a right to effective assistance of
counsel in a termination of parental rights hearing?
2. If so, may we consider such a claim when it is first raised
on appeal of a judgment terminating parental rights?
3. What test applies when a parentâs appellate counsel raises a
claim of ineffective assistance of trial counsel in a
termination of parental rights proceeding?
A. Do Parents Have a Right to Effective Assistance of Counsel?
¶ 36 In Colorado, a respondent parentâs right to appointed counsel
in a termination proceeding is âsecured by statute and not
constitutional mandate.â C.S. v. People in Interest of I.S., 83 P.3d
627, 636 (Colo. 2004). The Colorado Childrenâs Code provides that
14
respondent parents have a right âto be represented by counsel at
every stageâ of dependency and neglect proceedings and a right âto
seek the appointment of counsel through the office of respondent
parentsâ counselâ if the parent cannot financially secure counsel on
his or her own. § 19-3-202(1), C.R.S. 2018; see also §§ 19-1-105(2),
19-3-602(2), C.R.S. 2018; C.S., 83 P.3d at 636. ¶ 37 Divisions of this court, like other courts around the country, have recognized that a parentâs statutory right to counsel includes the right to effective assistance of counsel. People in Interest of S.L.,2017 COA 160, ¶ 58
; C.H., 166 P.3d at 290; D.G.,140 P.3d at 308
; People in Interest of V.M.R.,768 P.2d 1268, 1270
(Colo. App. 1989); In re Parental Responsibilities Concerning Torrance P.,724 N.W.2d 623, 631
(Wis. 2006) (â[T]he statutory right to counsel [under the Wisconsin Childrenâs Code] includes the right to effective assistance of counsel[.]â); In the Interest of M.S.,115 S.W.3d 534, 544
(Tex. 2003) (âWe hold that the statutory right to counsel in parental- rights termination cases embodies the right to effective counsel.â). ¶ 38 Without effective representation, after all, a party âis in no better position than one who has no counsel.â In the Interest of K.L.,91 S.W.3d 1, 7
(Tex. App. 2002) (quoting Evitts v. Lucey, 469
15
U.S. 387, 396(1985)). And, counsel plays a critical role in protecting parentsâ interests and ensuring that respondent parents receive fair proceedings. See A.M., ¶¶ 28-30; Torrance P.,724 N.W.2d at 631
.
¶ 39 Accordingly, we agree with these holdings and follow the great
weight of authority recognizing that respondent parentsâ statutory
right to counsel in termination proceedings includes the right to
effective assistance of counsel.
B. When May a Court Consider a Claim of Ineffective Assistance of
Counsel?
¶ 40 Dependency and neglect cases do not have a specific
procedure for challenging counselâs effectiveness. C.H., 166 P.3d at
291. Divisions of this court have therefore permitted respondent
parents to challenge trial counselâs effectiveness on direct appeal
from a judgment terminating their parental rights. S.L., ¶¶ 1, 58;
C.H., 166 P.3d at 291; D.G., 140 P.3d at 302, 308; V.M.R.,768 P.2d at 1269-70
.
¶ 41 We agree with this procedure because it allows a reviewing
court to consider all errors that could potentially disrupt the finality
of a termination judgment in one step. People in Interest of P.N.,
16
663 P.2d 253, 258(Colo. 1983) (âThere must be finality to litigation involving children.â); see also Santosky,455 U.S. at 760
(Children
and parents âshare a vital interest in preventing erroneous
termination of their natural relationship.â). Accordingly, this
procedure is the most expedient way to address an ineffective
assistance of counsel claim, and it mitigates the delay in achieving
permanency for children. See, e.g., § 19-1-109(1) (Appeals involving
dependency and neglect proceedings âshall be advanced on the
calendar of the appellate court and shall be decided at the earliest
practical time.â).
C. What is the Test for Evaluating an Ineffective Assistance of
Counsel Claim?
¶ 42 Although Strickland has two prongs governing review of
ineffective assistance of counsel claims, the major issue here is the
prejudice component.
¶ 43 Previous divisions of this court have borrowed the Strickland
outcome-determinative test applied in criminal cases when
evaluating the prejudice component of a claim of ineffective
assistance of trial counsel in a termination of parental rights
proceeding. Under this test, parents must show that, but for
17
counselâs deficient performance, the result of the termination
proceeding likely would have been different. See S.L., ¶ 59; C.H.,
166 P.3d at 290-92; D.G., 140 P.3d at 308; V.M.R.,768 P.2d at 1270
. That is, without counselâs errors, the court would not have terminated parental rights. ¶ 44 Some jurisdictions, however, have applied a âfundamental fairnessâ test to determine prejudice. See, e.g., In re Geist,796 P.2d 1193, 1204
(Or. 1990) (A parent âmust show, not only that her trial counsel was inadequate, but also that any inadequacy prejudiced her cause to the extent that she was denied a fair trial, and, therefore, that the justice of the circuit courtâs decision is called into serious question.â); see also People in Interest of RGB,229 P.3d 1066, 1090
(Haw. 2010) (holding that the proper inquiry is âwhether the proceedings were fundamentally unfair as a result of counselâs incompetenceâ); Baker v. Marion Cty. Office of Family & Children,810 N.E.2d 1035, 1041
(Ind. 2004) (â[W]e deem the focus of the
inquiry to be whether it appears that the parents received a
fundamentally fair trial whose facts demonstrate an accurate
determination.â).
18
¶ 45 We likewise conclude that the focus of the prejudice inquiry
should be fundamental fairness. But, we do so because parentsâ
statutory right to counsel is one of the procedural protections
afforded in termination proceedings to ensure fundamental fairness.
See A.M., ¶¶ 27-30.
¶ 46 We, therefore, depart from other divisions of this court that
have exclusively applied the Strickland outcome-determinative test,
without considering fundamental fairness, to determine whether a
parent was prejudiced by counselâs deficient performance in a
termination of parental rights proceeding. See People in Interest of
S.N-V., 300 P.3d 911, 914 (Colo. App. 2011) (one division of the court of appeals is not bound by the decision of another division). ¶ 47 Fundamental fairness has long been the hallmark of due process in termination of parental rights proceedings. A.M., ¶ 28 (âDue process is ultimately rooted in the concept of fundamental fairness . . . .â). The foundation of the Strickland test is criminal defendantsâ right to counsel under the Sixth Amendment. See Strickland,466 U.S. at 684-85, 687
. But the foundation of the
fundamental fairness test is the fundamentally fair procedures
required in termination proceedings to protect parentsâ fundamental
19
liberty interest under the Due Process Clause of the Fourteenth
Amendment. Santosky, 455 U.S. at 753-54. ¶ 48 Following Santosky, fundamental fairness has also been the benchmark by which our supreme court has measured the sufficiency of procedures afforded to parents in termination proceedings. A.M.D.,648 P.2d at 636
. Our supreme court considered whether a trial courtâs error in not entering a formal order of adjudication confirming the childrenâs status as dependent or neglected impaired the fundamental fairness of the termination proceeding or deprived the parent of due process under the circumstances of that case. J.W., ¶ 20. In a different case, the court considered whether full participation by foster parent intervenors undermined the fundamental fairness of the termination hearing. A.M., ¶ 38. The supreme court has also observed that the statute authorizing an expert witness for an indigent parent âis part of the complex statutory scheme designed to accord fundamental fairness to all parties in parental rights termination proceedings.â B.B. v. People,785 P.2d 132, 137
(Colo.
1990).
20
¶ 49 Fundamental fairness as a focus of Stricklandâs prejudice
inquiry is also simply more suited to the highly discretionary nature
of termination proceedings. Because of the extent of discretion
afforded to the juvenile court, discerning the impact of counselâs
deficient performance in the courtâs decision to terminate a parentâs
rights, as required by an outcome-determinative test, is
problematic, if not impossible. In a criminal trial, the fact finder
must decide whether the defendant committed a particular crime by
determining whether the prosecution proved beyond a reasonable
doubt âthe existence of all essential elements necessary to
constitute the offense charged.â Leonard v. People, 149 Colo. 360,
372,369 P.2d 54, 61
(1962). But in a termination proceeding, the
juvenile court, as fact finder, retains discretion in deciding whether
to terminate a parentâs rights.
¶ 50 We acknowledge that section 19-3-604(1)(c), C.R.S. 2018, sets
forth the statutory factors that a juvenile court must find by clear
and convincing evidence before it may terminate parental rights.
These include âan appropriate treatment plan approved by the court
has not been reasonably complied with by the parent . . . or has not
been successful,â âthe parent is unfit,â and âthe conduct or
21
condition of the parent . . . is unlikely to change within a
reasonable time.â § 19-3-604(1)(c)(I)-(III). The court must also
determine whether reasonable efforts by child-caring agencies have
been unable to rehabilitate the parent. § 19-3-604(2)(h).
¶ 51 By requiring the juvenile court to determine what is
appropriate, reasonable, fit, and likely, these statutory factors
require the court to exercise discretion in determining whether
sufficient evidence exists to terminate a parentâs rights. The
ultimate decision of whether to terminate the parent-child legal
relationship also remains in the juvenile courtâs discretion. See
§ 19-3-604(1) (âThe court may order a termination of the parent-
child legal relationship upon the finding by clear and convincing
evidence of any one of the following . . . .â).
¶ 52 The juvenile court retains this expansive discretion because its
decision depends on additional, fact-specific inquiries. For
example, it must determine whether there is a less drastic
alternative to termination, such as the possibility here of placing
the child in the permanent custody of the maternal grandmother.
See People in Interest of M.M., 726 P.2d 1108, 1122(Colo. 1986); see also People in Interest of A.R.,2012 COA 195M
, ¶¶ 37-38. And,
22
most important, the court must give primary consideration to the
childâs âphysical, mental, and emotional conditions and needs.â
§ 19-3-604(3). In other words, the juvenile court must determine
whether termination is in the childâs best interests, and that
determination is a fact-specific inquiry. See C.H., 166 P.3d at 289;
see also A.M., ¶ 26; In re Dependency of M.-A.F.-S., 421 P.3d 482,
503(Wash. Ct. App. 2018). ¶ 53 In making these highly discretionary determinations, the juvenile court, as fact finder, must assess the credibility of witnesses and determine the weight, sufficiency, and probative value of the evidence. People in Interest of A.J.L.,243 P.3d 244
, 249-50 (Colo. 2010). And âthe sanctity of trial court findings is derived from the recognition that the trial judgeâs presence during the presentation of testimonial evidence provides an unparalleled opportunityâ to make these determinations. Id. at 250 (quoting Page v. Clark,197 Colo. 306, 313
,592 P.2d 792, 796
(1979)). ¶ 54 Accordingly, an appellate court substantially defers to a juvenile courtâs findings in a termination proceeding and only disturbs the courtâs findings if they are âso clearly erroneous as to find no support in the record.âId.
(quoting People in Interest of
23
C.A.K., 652 P.2d 603, 613(Colo. 1982)). An appellate court may not reweigh the evidence or substitute its judgment for that of the juvenile court. See id. at 253. ¶ 55 Because the outcome of a termination proceeding may depend on any of a variety of discretionary inquiries, an appellate court can only speculate on the extent to which counselâs performance affected the juvenile courtâs decision to terminate a parentâs rights. Thus, given the considerable discretion afforded to the juvenile court, an appellate court usually cannot resolve whether there is a reasonable probability that, but for counselâs deficient performance, the court would not have terminated parental rights. See D.G.,140 P.3d at 308
.
¶ 56 But an appellate court can still assess whether a parent has
made a sufficient showing that counselâs deficient performance
prejudiced the parent by rendering the proceeding fundamentally
unfair or unreliable. We, therefore, conclude that a fundamental
fairness test is the better approach.
D. The Fundamental Fairness Test
¶ 57 Applying a fundamental fairness test, then, a parent asserting
ineffective assistance of trial counsel must allege on appeal
24
sufficient facts to demonstrate that (1) counselâs performance was
outside the range of professionally competent assistance and (2)
counselâs deficient performance prejudiced the parent by rendering
the proceeding fundamentally unfair or unreliable. Lockhart, 506
U.S. at 372; C.H., 166 P.3d at 291; see People in Interest of A.G.,262 P.3d 646, 651
(Colo. 2011) (âWe decline to decide whether
Strickland applies to a claim of ineffective assistance in a
termination hearing, but we acknowledge that if such a claim is
cognizable, at the very least, an allegation of prejudice would be
required.â).
1. Competent Assistance
¶ 58 To demonstrate that counselâs performance was outside the
range of professionally competent assistance, we look to the
practice standards adopted by our supreme court for trial counsel
appointed on behalf of indigent parents in dependency and neglect
cases. Chief Justice Directive 16-02 includes minimum
requirements that a respondent parentâs counsel must pursue,
such as the following:
âą âAdvocate for the clientâs goals and empower the client to
direct the representation and make informed decisions,â
25
Chief Justice Directive 16-02, Court Appointment
Through the Office of Respondent Parentsâ Counsel,
attach. A, p.1 (effective July 1, 2017) (hereinafter CJD
16-02);
âą âWhen needed, use formal discovery methods to obtain
information,â id. at p.2;
âą âTimely file all pleadings, motions, and briefs,â id. at p.3;
âą âResearch applicable legal issues and advance legal
arguments when appropriate,â id.;
âą âPrepare and make all appropriate motions and
evidentiary objections,â id.;
âą âPresent and cross-examine witnesses, prepare and
present exhibits,â id.; and
âą âRequest the opportunity to make opening and closing
arguments,â id.
¶ 59 Deciding whether trial counsel rendered deficient performance
is in many instances a factual endeavor because some practice
standards may not apply to a given case. See C.H., 166 P.3d at
291. Thus, a parentâs ineffective assistance of trial counsel claim
must first allege sufficient facts in the opening appellate brief that,
26
if proved, would allow a juvenile court on remand to conclude that
trial counselâs performance was outside the range of professionally
competent assistance as defined by any chief justice directive or
another standard of professional conduct. Conversely, if the
parentâs allegations lack sufficient specificity, the ineffective
assistance claim may be summarily denied. See id.
2. Prejudice
¶ 60 To demonstrate prejudice under a fundamental fairness test,
the parent is not required to establish that counselâs deficient
performance determined the result of the termination of parental
rights proceeding; instead, the parent must show that counselâs
deficient performance rendered the termination proceeding
fundamentally unfair or unreliable. See Lockhart, 506 U.S. at 372.
¶ 61 A judgment terminating parental rights may be unreliable
when, due to counselâs deficient performance, the court did not
receive essential information favorable to the parent that directly
related to the termination criteria under section 19-3-604. And, a
termination proceeding is fundamentally unfair if, due to counselâs
deficient performance, a parent is deprived of a significant
27
procedural safeguard to which the law entitles him or her. See
Lockhart, 506 U.S. at 372. ¶ 62 The Supreme Court in Santosky noted that parents âfaced with forced dissolution of their parental rights have a more critical need for procedural protections . . . .â Santosky,455 U.S. at 753
. Accordingly, when âthe State moves to destroy weakened familial bonds, it must provide the parents with fundamentally fair procedures.âId. at 753-54
. This means that the State must provide parents adequate procedural safeguards in termination hearings.Id.
at 754 n.7 (The State may not deny ânatural parents constitutionally adequate procedures. Nor can the State refuse to provide natural parents adequate procedural safeguards on the ground that the family unit already has broken down.â). ¶ 63 Following Santosky, our supreme court agreed that a county department âmust meet certain due process and equal protection standards before [a parentâs] constitutional rights can be extinguished. Logically, the greater the deprivation, the greater the procedural protection provided to parents.â L.L. v. People,10 P.3d 1271, 1276
(Colo. 2000). Thus, because termination proceedings
affect important constitutional rights, âthere must be substantial
28
compliance with statutory requirements.â A.M.D., 648 P.2d at 631.
These statutory requirements that provide procedural safeguards to
parents in termination proceedings include the following:
ï· Notice. See § 19-3-602(1) (âTermination of a parent-child
legal relationship shall be considered only after the filing of
a written motion alleging the factual grounds for
termination.â).
ï· Right to a separate hearing. See id. (â[T]ermination of a
parent-child legal relationship shall be considered at a
separate hearing following an adjudication of a child as
dependent or neglected. Such motion shall be filed at least
thirty days before such hearing.â).
ï· Counsel. See § 19-3-602(2) (â[T]he parent or parents shall
be advised of the right to counsel if not already represented
by counsel . . . .â).
ï· Appointment of counsel if indigent. See § 19-3-202(1)
(â[T]he court shall fully advise the respondent [parent] of his
or her . . . right to seek the appointment of counsel through
the office of respondent parentsâ counsel . . . if the
29
respondent is unable to financially secure counsel on his or
her own.â).
ï· Appointment of an expert if indigent. See § 19-3-607(1),
C.R.S. 2018 (âAn indigent parent has the right to have
appointed one expert witness of his or her own choosing
whose reasonable fees and expenses, subject to the review
and approval by the office of the respondent parentsâ
counsel, shall be paid by the state of Colorado.â).
ï· Review of all ordered evaluations. See § 19-3-607(2) (âAll
ordered evaluations shall be made available to counsel at
least fifteen days prior to the hearing.â).
ï· Appointment of a guardian ad litem. See § 19-3-602(3) (âA
guardian ad litem, who shall be an attorney and who shall
be the childâs previously appointed guardian ad litem
whenever possible, shall be appointed to represent the
childâs best interests in any hearing determining the
involuntary termination of the parent-child legal
relationship.â).
ï· Proof by clear and convincing evidence. See § 19-3-604(1)
(âThe court may order a termination of the parent-child
30
legal relationship upon the finding by clear and convincing
evidence . . . .â).
ï· Right to cross-examine adverse parties and call witnesses.
A.M., ¶ 29.
ï· The juvenile courtâs consideration and elimination of less
drastic alternatives to terminating parental rights. M.M.,
726 P.2d at 1123.
ï· Right to appeal an adverse judgment. See § 19-1-109(2)(b)
(âAn order terminating . . . the legal relationship between a
parent or parents and one or more of the children of such
parent or parents on a petition, or between a child and one
or both parents of the child, shall be a final and appealable
order.â).
See A.M., ¶¶ 28-29.
¶ 64 In light of these requirements, a parentâs ineffective assistance
of trial counsel claim must also allege sufficient facts in the opening
appellate brief that, if proved, would allow a juvenile court on
remand to conclude, on the one hand, that counselâs deficient
performance impaired a significant procedural safeguard. See
Lockhart, 506 U.S. at 372. Significant procedural safeguards
31
include, for example, the right to notice, see § 19-3-602(1), the right
to a separate hearing, see id., the right to counsel and appointed
counsel if indigent, see §§ 19-3-602(2), 19-3-202(1), proof by clear
and convincing evidence, see § 19-3-604(1), and the right to appeal,
see § 19-1-109(2)(b).
¶ 65 Or, on the other hand, a parent must allege sufficient facts
that, if proved, would allow a juvenile court on remand to conclude
that because of counselâs deficient performance, the court did not
receive essential information favorable to the parent that related to
the termination criteria under section 19-3-604. Failure to receive
essential information might relate to counselâs efforts to rebut the
county departmentâs evidence through cross-examining adverse
parties, calling witnesses, obtaining an expert witness, timely review
of an ordered evaluation, or litigating a less drastic alternative to
termination when a relative has previously been identified. See
§ 19-3-602(2) (The court must advise a parent that relatives âmust
file a request for guardianship and legal custody of the child within
twenty daysâ of the filing of the motion to terminate parental
rights.).
32
¶ 66 But, again, if the parentâs allegations lack sufficient specificity,
such as how the information was essential to the parentâs case, the
ineffective assistance claim may be summarily denied. See C.H.,
166 P.3d at 291.
¶ 67 Nonetheless, a reviewing court may, in some circumstances,
find that counselâs deficient performance was so likely to prejudice
the parent that the termination proceeding was presumptively
unfair and unreliable. See United States v. Cronic, 466 U.S. 648,
658-59(1984). That is, âif counsel entirely fails to subject the [adverse partyâs] case to meaningful adversarial testing,â then âthe adversary process itselfâ is âpresumptively unreliable.âId.
This is so because, âas our adversary system presupposes, accurate and just results are most likely to be obtainedâ in termination of parental rights proceedings âthrough the equal contest of opposed interests.â Lassiter v. Depât of Soc. Servs.,452 U.S. 18, 28
(1981).
¶ 68 Accordingly, where an appellate court concludes that counselâs
deficient performance rendered the termination proceeding
presumptively unfair or unreliable, it need not remand a parentâs
ineffective assistance claim to the juvenile court for further
proceedings because âthe cost of litigatingâ the effect of counselâs
33
deficient performance âin a particular case is unjustified.â Cronic,
466 U.S. at 658.
¶ 69 We now turn to motherâs ineffective assistance of counsel
claim.
E. Motherâs Ineffective Assistance of Counsel Claim
¶ 70 Motherâs ineffective assistance of counsel claim, as we
understand, addresses the fact of the earlier adjudication and other
deficiencies at the termination hearing. We address each in turn.
1. The Fact of the Earlier Adjudication
¶ 71 Mother, as we understand, points to a lack of compliance with
the statutory requirements for establishing the fact of the earlier
adjudication and contends that her counsel was ineffective at the
adjudicatory stage because he did not
ï· make a record of her request for an adjudicatory hearing,
including requesting or waiving a jury trial;
ï· represent her position at the adjudicatory hearing (as
opposed to purporting to represent her âbest interestsâ); and
ï· request that evidence be presented at the adjudicatory
hearing.
34
Mother also contends that her counsel was ineffective because he
did not object to the court entering an adjudication without
ensuring that her admission was knowing and voluntary.
¶ 72 To address motherâs contentions, we must first determine
whether her claim is cognizable. Because we conclude her claim is
cognizable, we must then determine whether she has alleged
sufficient facts that, if proved, would allow a juvenile court on
remand to conclude that she received ineffective assistance of trial
counsel at the termination hearing.
a. The Claim is Cognizable
¶ 73 â[T]he fact of an earlier dependency or neglect adjudication
must be established by clear and convincing proofâ at a termination
hearing. A.M.D., 648 P.2d at 641 n.14; see § 19-3-604(1). This fact
rests on proof of the childâs status as dependent or neglected. See
J.W., ¶ 32 (noting that motherâs admission established the
childrenâs factual status as dependent or neglected and thus met
the purpose of the adjudicatory process). This status is proved at
the earlier adjudicatory hearing in several ways.
¶ 74 First, a county department may prove that the factual
allegations in the petition are supported by a preponderance of the
35
evidence under section 19-3-505(1) and (7)(a). See People in Interest
of A.H., 271 P.3d 1116, 1120(Colo. App. 2011). The fact of an adjudication may be determined by a court or by a jury. § 19-3- 202(2); see People in Interest of K.J.B.,2014 COA 168, ¶ 29
; A.H.,271 P.3d at 1120
. Or, the material facts may be undisputed. See People in Interest of S.N.,2014 CO 64, ¶ 21
. ¶ 75 Second, a parent may waive his or her right to an adjudicatory hearing and enter an admission to the petition. People in Interest of N.D.V.,224 P.3d 410, 415
(Colo. App. 2009); see C.R.J.P. 4.2(b). When the parent admits or stipulates that the child is dependent or neglected, the county department is relieved of its burden of proving the allegations in the petition. See People in Interest of A.M.,786 P.2d 476
, 479 (Colo. App. 1989). Before accepting the admission, the court must find that (1) the parent understands his or her rights, the allegations in the petition, and the effect of the admission; and (2) the admission is voluntary. People in Interest of N.G.,2012 COA 131, ¶ 19
; see also C.R.J.P. 4.2(c)(1)-(2). ¶ 76 (Some juvenile courts enter an adjudication by default. See generally K.J.B.,2014 COA 168
. In our case, the court found at the
termination hearing that the child had been adjudicated dependent
36
and neglected by default. We agree with mother that the record
does not show that the court entered a default judgment against
her at the adjudicatory hearing. We express no opinion on whether
a default would be an appropriate method to prove an adjudication.
See id.)
¶ 77 But, if, due to counselâs deficient performance, a county
department did not have to prove the factual allegations in the
petition by a preponderance of the evidence and the parent did not
make a knowing and voluntary admission, the childâs factual status
as dependent or neglected was not properly established.
¶ 78 Because the fact of adjudication must be established by clear
and convincing evidence at a termination of parental rights hearing,
A.M.D., 648 P.2d at 641 n.14, a claim attacking this fact based on
counselâs performance at the adjudicatory stage is cognizable. But
this claim is only cognizable in the narrow circumstance where,
because of counselâs deficient performance, the county department
did not prove the childâs status as dependent or neglected by a
preponderance of the evidence or by a parentâs knowing and
voluntary admission. See J.W., ¶ 32. In so concluding, we express
no opinion on whether a parent may raise an ineffective assistance
37
of counsel claim in the direct appeal of an adjudication after the
entry of disposition. See § 19-1-109(2)(c).
¶ 79 Thus, for us to consider a claim of ineffective assistance of
counsel based on counselâs performance at the adjudicatory hearing
in a direct appeal from a judgment terminating parental rights, a
parent must allege sufficient facts in the opening appellate brief
that, if proved, would allow a juvenile court on remand to conclude
that
ï· counsel rendered deficient performance at the adjudicatory
hearing; and
ï· due to counselâs deficient performance, there was not
substantial compliance with the requirements for
establishing a childâs status as dependent or neglected.
¶ 80 We now turn to motherâs contentions.
b. Motherâs Contentions
¶ 81 Motherâs contention that her counsel made no record of her
request for an adjudicatory hearing is unsupported. Her counsel
appeared before the court in early August 2016 to set the matter for
a hearing. Still, as mother correctly asserts, counsel neither
38
requested nor waived motherâs right to have a jury at the
adjudicatory hearing.
¶ 82 When the adjudicatory hearing began, motherâs counsel
informed the court that he was unsure why mother was not present
because he âhad arrangements withâ mother to be there. Motherâs
counsel stated that he would proceed in motherâs âbest interestsâ
and that it was in her âbest interestsâ for the court to enter a no-
fault adjudication.
¶ 83 The record does not show why counsel believed it was in
motherâs best interests to accept a no-fault adjudication in her
absence. Counselâs obligation, however, was to advocate for
motherâs position, not to represent his idea of her âbest interests.â
CJD 16-02, attach. A, p.1; see also A.L.L. v. People in Interest of
C.Z., 226 P.3d 1054, 1063-64 (Colo. 2010). Thus, because of
counselâs deficient performance, the court adjudicated the child
dependent or neglected without requiring the Department to prove
the allegations in the petition by a preponderance of the evidence or
ensuring that mother was making a knowing and voluntary
admission.
39
¶ 84 Accordingly, we conclude that mother has alleged sufficient
facts that, if proved, would allow a juvenile court on remand to
conclude that trial counselâs performance was outside the range of
professionally competent assistance as defined by CJD 16-02 and
that, due to counselâs deficient performance, there was not
substantial compliance with the requirements for establishing the
childâs status as dependent or neglected. CJD 16-02, attach. A,
pp.1, 3 (noting that the parentâs attorney shall advocate for the
clientâs goals, empower the client to make informed decisions, and
make all appropriate motions and evidentiary objections).
¶ 85 Thus, mother has made a sufficient showing that counselâs
deficient performance relieved the Department of its burden of
proving the fact of the earlier adjudication by clear and convincing
evidence. § 19-3-604(1)(c); A.M.D., 648 P.2d at 641 n.14 (â[T]he fact
of an earlier dependency or neglect adjudication must be
established by clear and convincing proof at a subsequent
termination of parental rights proceeding since the existence of a
dependency or neglect adjudication is an essential prerequisite to
termination.â).
40
¶ 86 Accordingly, motherâs counsel did not subject this essential
element to any meaningful adversarial testing, rendering the
termination proceeding presumptively unfair and unreliable.
Cronic, 466 U.S. at 659.
2. Termination Hearing
¶ 87 Mother also contends that her counsel was ineffective at the
termination hearing because he
ï· made no objection to admitting exhibits containing
inadmissible hearsay statements;
ï· agreed to proceed by offer of proof; and
ï· did not effectively litigate placing the child with maternal
grandmother as a less drastic alternative.
We agree, in part. Applying the fundamental fairness test, we
conclude that overall mother has made a sufficient showing of
ineffective assistance of counsel at the termination hearing.
a. Exhibits
¶ 88 We initially conclude that mother has not made a sufficient
showing of ineffective assistance based on her counselâs failure to
object to the admission of the exhibits. Mother does not explain
which exhibits contained inadmissible hearsay or how the
41
admission of the exhibits led to a fundamentally unfair or
unreliable proceeding.
b. Offer of Proof
¶ 89 But we conclude that mother has made a sufficient showing of
ineffective assistance based on her counselâs agreement to proceed
by offer of proof at the termination hearing.
¶ 90 Offers of proof are governed by CRE 103. CRE 103(a)(2)
provides that when a trial court makes a ruling excluding evidence,
âthe substance of the evidence [i]s made known to the court by
offer.â An offer of proof apprises the court of the nature and
substance of proposed evidence. See Lanari v. People, 827 P.2d
495, 503(Colo. 1992). But an offer of proof is not evidence. See People v. Gillis,883 P.2d 554, 559
(Colo. App. 1994).
¶ 91 We recognize there is an opinion of the Colorado Bar
Associationâs Ethics Committee broadly stating that in dependency
and neglect proceedings, a respondent parentâs attorney âmay agree
to, or not object to, the presentation of evidence by offers of proof.â
Colo. Bar Assân Ethics Comm., Formal Op. 114 (modified June 19,
2010) (hereinafter, Formal Opinion 114). We also recognize that
footnote 15 of Formal Opinion 114 states that such offers of proof
42
are not the same as offers of proof under CRE 103(a)(2) and that
many Colorado jurisdictions use informal offers of proof to expedite
proceedings.
¶ 92 Whether proffered evidence at a termination of parental rights
hearing is called an âoffer of proofâ or something else is
unimportant. Although the Childrenâs Code permits juvenile courts
to conduct hearings informally, see § 19-1-106(2), C.R.S. 2018,
Formal Opinion 114 does not specifically address the use of âoffers
of proofâ at termination of parental rights proceedings, and our
supreme court has held that âbefore a parent-child relationship may
be terminated due process of law requires that the state support the
alleged grounds for termination by a standard of proof no less
demanding than clear and convincing evidence.â A.M.D., 648 P.2d
at 631(referring to the Supreme Courtâs holding in Santosky). Only if âa parent is deemed unfit when tested by demanding standards is a parent-child relationship to be terminated.âId. at 640
(citation omitted). Thus, the informal âoffer of proofâ proceeding discussed in Formal Opinion 114 should not serve as a substitute for an evidentiary termination of parental rights proceeding. See People in Interest of L.M.,2018 CO 34, ¶ 36
(noting the âsubstantial burden of
43
proof that the legislature has imposed on the State for terminating
parental rights in a dependency and neglect proceedingâ).
¶ 93 And, statements by an attorney representing the county
department about how the caseworker would testify at a
termination of parental rights proceeding is not equivalent to live
testimony made under oath. See People v. Fry, 92 P.3d 970, 975
(Colo. 2004) (â[T]estimony is much more reliable when it is given
under oath at trial where the witness can be cross-examined and
the [fact finder] may observe the witnessâs demeanor.â). (We do not
mean to suggest that it is always improper for counsel to stipulate
to facts not in dispute.)
¶ 94 Motherâs counsel here stated that he did not âhave any
objectionâ to the county attorney talking about the evidence instead
of offering live testimony at the termination hearing. Motherâs
counsel also neither contested the county attorneyâs statements,
nor made clear that he was not stipulating to the statements. See
Formal Opinion 114 at n.15 (cautioning opposing counsel to not
stipulate to the statements made in an âoffer of proofâ proceeding).
As a result, the court terminated motherâs parental rights without
hearing any testimony and with little evidence.
44
¶ 95 Accordingly, mother has made a sufficient showing that trial
counselâs performance was outside the range of professionally
competent assistance as defined by CJD 16-02. CJD 16-02, attach.
A, p.3 (providing that the parentâs attorney shall advance a legal
argument, prepare and make all evidentiary objections, present and
cross-examine witnesses, present exhibits, and request the
opportunity to present opening and closing arguments). And,
because motherâs counsel did not subject the Departmentâs case to
any meaningful adversarial testing, see Cronic, 466 U.S. at 659, counselâs deficient performance further rendered the termination proceeding presumptively unfair and unreliable. Seeid.
¶ 96 Thus, we reverse the termination judgment and remand for a
new termination of parental rights hearing.
c. Less Drastic Alternatives
¶ 97 Mother mounts two challenges regarding less drastic
alternatives to termination. She contends that (1) the court erred in
finding no less drastic alternative to termination, and (2) motherâs
counsel did not effectively litigate placing the child with maternal
grandmother as a less drastic alternative to termination. Because
these two issues are so intertwined, and we are otherwise
45
remanding for a new termination of parental rights hearing, we
need not address motherâs ineffective assistance of counsel
contentions regarding a less drastic alternative.
¶ 98 The maternal grandmother asked to be made a party to the
case and even moved for the court to allocate parental
responsibilities for the child to her. Motherâs counsel indicated that
the maternal grandmother could be a long-term placement for the
child and could care for the child without an adoption. But he did
not move for APR to the maternal grandmother, respond to the
maternal grandmotherâs APR motion, object to the juvenile courtâs
denial of the maternal grandmotherâs motion to intervene, or timely
request an evidentiary hearing on the matter.
¶ 99 Because motherâs counsel did not litigate this issue, the record
is unclear as to whether the juvenile court fully considered the
maternal grandmother as a less drastic alternative to termination.
This may be the reason the judge could not recall at a later hearing
that maternal grandmother had moved for custody of the child
before the termination hearing.
¶ 100 A reviewing court often presumes that the juvenile court
considered and eliminated less drastic alternatives to termination if
46
the courtâs findings conform to the statutory criteria for termination
and its findings are supported by clear and convincing evidence.
C.S., 83 P.3d at 640-41. But counsel did not timely litigate the less drastic alternative issue, the juvenile courtâs findings are based on little evidence, and the court at a later hearing indicated that it wanted to consider maternal grandmother as a less drastic alternative to termination. Thus, this is not a case where we can presume anything about maternal grandmother based on the juvenile courtâs findings regarding the other termination criteria and their record support.Id.
¶ 101 Indeed, the juvenile court indicated it likely would have denied
the Departmentâs motion to terminate parental rights and that there
was a less drastic alternative. For these reasons, in the interest of
judicial economy, the juvenile court may consider maternal
grandmother as a less drastic alternative before conducting a full
evidentiary termination hearing.
IV. Conclusion
¶ 102 We reverse the judgment and remand the case to the juvenile
court for further proceedings.
47
¶ 103 As a threshold matter, the juvenile court may consider the
maternal grandmother as a viable less drastic alternative to
termination. If, however, the court determines that maternal
grandmother is not a viable less drastic alternative, the court must
hold a new evidentiary termination hearing and allow mother to
present evidence and argument in opposition. The court and
parties must give priority on the docket to holding such a hearing.
See § 19-5-202.5(1), C.R.S. 2018.
¶ 104 Any party may appeal the order terminating or refusing to
terminate the legal relationship between mother and her child.
§ 19-1-109(2)(b).
JUDGE ROMĂN and JUDGE LICHTENSTEIN concur.
48