People v. Viet Le
The PEOPLE, Plaintiff and Respondent, v. JOHNNY VIET LE, Defendant and Appellant
Attorneys
Counsel, Kyle Gee, under appointment by the Court of Appeal, for Defendant and Appellant., Edmund G. Brown, Jr., Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Gerald A. Engler, Assistant Attorney General, Seth K. Schalit and John H. Deist, Deputy Attorneys General, for Plaintiff and Respondent.
Full Opinion (html_with_citations)
Opinion
A jury found appellant guilty of the second degree murder of his wifeâs lover and also found true an allegation that he had personally used a deadly weapon. (Pen. Code, §§ 187, 12022, subd. (b).) The trial court sentenced him to a state prison term of 15 years to life. Appellant contends, âThe trial court erred in instructing under CALCRIM No. 917 that mere âwordsâ cannot establish a defense to battery, and in permitting the prosecutor to argue to the jury, over objection, that âwordsâ cannot legally constitute âprovocationâ to reduce a homicide to manslaughter.â Appellant further contends that the prosecutor committed misconduct during closing argument and that the trial court erred in responding to a jury question. We reverse.
Evidence at Trial
On May 23, 2003, appellant approached correctional officer Bjorn Meil at the information desk of the Santa Clara County jail. He told Officer Meil that he had an emergency. Meil asked him to wait while Meil concluded his conversation with another person. Appellant waited calmly and, when Meil was finished, appellant told him, âI just killed someone and I want to turn myself in.â In response to Meilâs question, appellant said that he had slit the victimâs throat and âcut his head off.â When Meilâs supervisor arrived and asked appellant how he was doing, appellant said, âNot too good. I just killed somebody.â Appellant told a Vietnamese-speaking officer, in Vietnamese, the location of the slaying and said, âHe is having an affair with my wife. I want warn him, but he say that heâs not afraid of me. So I call him to come to *519 location and I kill him. I slit his throat.â Appellant had with him a plastic bag with a notebook, his driverâs license, a videotape, and some cassette tapes.
Appellant was arrested and questioned by two police officers, one of whom spoke Vietnamese. Most of the questions and answers were in Vietnamese, with one officer translating and paraphrasing for appellant and the other officer. The transcript of appellantâs statement is well over 300 pages long. Although appellant did not testify at trial, a recording of the interrogation was played for the jurors, who were also provided with copies of a transcript of this questioning with the Vietnamese portions translated into English.
Before formal advisement of appellantâs rights could be completed, appellant told the officers, âI come here because I made a mistake because of my anger . . . .â Appellant told the officers that his wife, Nga Pham, had been having an affair with the man that he had killed, Van Van Truoung, known as Thang. He said, âThis guy was dating my wife.â Appellant said that Thang was involved in gang activity and that he was afraid that Thangâs associates were âgonna retaliate by killing me.â
Appellant and Pham met and married in Vietnam. They came to the United States in 1989, settled in San Jose, and raised three children. Appellant became a plumber and had his own business. Pham testified that appellant was a âvery good husband,â that he loved her âa lot,â and that âafter 21 years of marriage, he never raise his hand on me.â
Pham began an affair with Thang when Thang, who had a mobile auto repair business, came to repair her broken car window. In November 2002, appellant found out about the affair and Pham admitted to it. Appellant said that they were able to âiron things out between us, husband and wife.â Pham testified that she promised appellant that she would stop. Appellant called Thang âto tell him to stop.â Appellant also cut off a portion of his finger as a symbol â[mjeaning to forgive allâ so they could âstart a new life.â
The affair continued. At Thangâs request, Pham loaned Thang $10,000. 1 Thang told Pham not to mention this money to appellant or he would tell appellant about the affair. Appellant discovered that the affair was not over, began to monitor Phamâs telephone calls, and took photographs of the hotels and restaurants where Pham had met with Thang.
In April 2003, appellant took Pham and their children to Vietnam. He met with Phamâs parents and showed them a notebook containing his proof of the affair. According to appellant, Phamâs parents âadvised my wife not to *520 continue to have anything to do with this guy.â Pham promised, in front of her parents, to end the affair. The family returned to the United States.
The affair continued. Appellant shaved his head and considered becoming a monk. Appellant told the police, âI wanted to divorce to end everything so that I wouldnât be heartbreaking anymore.â Pham did not want a divorce. In May 2003, appellant and Pham decided to move their family to Texas. Pham did not tell Thang about the move. She did not tell him because âhe kept telling me ... if something happened, he wouldnât have to move his finger.â He had underlings âwho would take care of business.â
Appellant and Pham caravanned with the help of relatives to bring their belongings and vehicles to Texas. On the way, Pham received a call from Thang. Pham put Thang on speakerphone and appellant and another relative heard the call. Thang asked Pham for $10,000 for a trip to Vietnam. He also asked for money to start a business in another state. When Pham said that she did not have the money, Thang asked her whether appellant carried any life insurance.
In mid-May 2003, Pham and appellant returned to San Jose from Texas to collect their children who were finishing up the school year. Once in San Jose, appellant wanted to meet with Thang. He wanted to take pictures of Thang âso that I could send them back to my wifeâs parents to let them know his face.â He also wanted to âbe friend with Thang so that he could understand my circumstances and he would stay away from the wife.â He said that he believed that he and Thang could then âgo hang out and have a few drinks later.â He planned to call Thang to have him fix the broken windshield of a relativeâs car. He thought, âBroken glass gives me a chance to make friends.â
On the morning of May 23, 2003, appellant worked a plumbing job with a relative, Toan Duong. Appellant and Duong retuned to appellantâs house when the job was finished. While Duong waited outside, appellant and Pham discussed Thang. Appellant asked her if Thang had called her. She said no. Appellant explained to Pham his idea of calling Thang to replace the broken glass âSo that I would have this opportunity to make friend with this guy.â Appellant told Pham that he wanted to take Thangâs picture. 2 Pham did not want appellant to meet Thang. As Pham testified, âWe exchanged words. We *521 became loud. And I became angry ... I told him, âIf you good, then you go suck his penis. Stop asking me questions.â â
Appellant was âso madâ that he asked Pham for the keys to the only car that they had left in San Jose at the time so that he could âtake a drive or something.â Pham refused to give him the keys. Appellant then left with a bicycle with two flat tires. Appellant told the police, âAt the time when I was leaving the house, I was heated. I was very angry. I was angry because my wife wouldnât let me meet that guy.â When Pham said that she did not want appellant to see Thang, appellant felt, âWow, I am, angry right away because my wife, that I can, thatâs my wife, still loved Thang. I am very angry.â
Toan Duong saw that appellant was very angry. Duong had known appellant for 17 years and considered him a âpeaceful person.â Duong testified that he had never before seen appellant so angry. He offered to take appellant for a cup of coffee âto cool him down.â Appellant told him, âNo, Iâm going to take the bike for about 30, 45 minutes to get some fresh air, then Iâll come back.â Duong followed appellant as appellant walked the bike to a gas station to put air in its tires. Duong met appellant at the gas station and offered to put the bike in his van. Appellant said, âNo, I need some fresh air.â Appellant was âstill very angry as when he left the house.â Duong âran after [appellant] and begged [him] to return home.â Appellant refused.
Appellant rode the bicycle to a Vietnamese market where he purchased a large butcher knife and a smaller one. He told the police, âI bought the knives only because I was too angry at that time, like this affair is still going on. Like I bought the knives, waiting for the opportunity toâAt that time, I donât know why I just wanted to kill, thatâs all. ... I was way too angry when I was on the road.â When he bought the knives, he had the idea of killing Thang. He said, âI was very angry at my wife. ... I couldnât control myself anymore.â
Appellant rode his bicycle to a residential neighborhood. Using a feature that would block the display of his number, he called Thangâs cell phone, identified himself as a Mr. Ha, and said that he had a car that needed windshield repair. Thang told him to call back in 15 minutes. When appellant called Thang again, Thang told him he would be free in a half-hour. Appellant gave Thang an address of a vacant house for the damaged car. Appellant told the police that as he waited for Thang, âI . . . call[ed] my friends, relatives and bid farewell to them. I only told them that tonight I will be in jail. I did not tell them that within the next half an hour Iâm gonna kill Thang.â
Appellant hid, with the butcher knife in his waistband, as Thang drove up to the address that appellant had given him. Appellant directed Thang to a car *522 parked nearby. As Thang went to inspect the windshield of the car, appellant hit Thang in the neck with the knife. Appellant said, âI cut him once, he ran, I chased after him and I continue cutting him.â Appellant explained, âI butcher unexpectedly.â Appellant had been told that Thang was not afraid of anyone, and was a member of a âBlack society.â Appellant said, âI continuously swang forward at him, I didnât want him to live; otherwise, heâll kill me back.â It had been between an hour and an hour and a half since appellant had had the argument with Pham.
A forensic pathologist later determined that Thang died from several âchopâ wounds to the neck, most of which would have required a significant amount of force. One blow severed Thangâs spine, and probably would have been fatal by itself.
Appellant put the knife in a plastic bag on the handlebars of his bicycle and rode to his brotherâs house. Appellant arrived at Dan Leâs house with his clothes covered in blood and told his brother that he had just killed a man. When Dan Le asked appellant why he had killed a man, appellant told him, âThat guy took my wife. At the same time, he was also usurping my assets. And at the same time he also asked me to go to a park in order to have a fight.â 3 Appellant cleaned himself up and changed his clothes. A woman staying at Dan Leâs house drove appellant to the jail where he surrendered himself.
In addition to Toan Duongâs testimony that appellant was a peaceful person, appellantâs brother testified that for appellantâs âwhole life,â until the day of the homicide, appellant âdid not have any physical fights or verbal arguments with anybody at all.â Nhan Ngo testified, âSince I known him, since he was 16, I never saw him fighting with anyone. He has a very peaceful life, very gracious with everyone, very polite with everyone, hard worker.â She said that appellant was a good husband and good father. Toan Nguyen, who was in a relationship with Thangâs ex-wife, testified that Thang had threatened him and had bragged about being a gangster.
Paul Leung testified as a specialist in cross-cultural psychiatry. Leung is a professor and a psychiatrist with a particular focus on âpatients from Asia.â He described the differences between acute and chronic stress and the importance of âsaving faceâ in Asian culture. He said that an ordinary person under enough pressure âsooner or later will breakâ or âsnap.â He said that at that point, he would expect to see âraw emotions, rage, confusions, disappointment, frustrations, irrational behavior maybe, going out of your mind *523 maybe.â This can bring a person to act rationally while in the process of committing an irrational act.
The prosecutor argued that appellant was guilty of first degree murder under either of two theories, lying in wait or premeditation and deliberation. Defense counsel argued that the crime was voluntary manslaughter. After deliberating for two full court days and part of another, and asking three questions about provocation and heat of passion, the jury convicted appellant of second degree murder.
Judicial Council of California Criminal Jury Instructions (2006-2007) CALCRIM No. 917âMere Words
Appellant contends, âThe trial court erred in instructing under CALCRIM No. 917 that mere âwordsâ cannot establish a defense to battery, and in permitting the prosecutor to argue to the jury, over objection, that âwordsâ cannot legally constitute âprovocationâ to reduce a homicide to manslaughter.â
Background
The prosecutor filed a motion in limine summarizing the evidence in the case and contending, among other things, that âNo manslaughter instruction should be given.â The written response from the defense was that the request âshould be deferred until after the evidence has been received.â During argument on the motions in limine, the prosecutor argued that âitâs not an issue in this case to allow a manslaughter instruction.â The court said, âLetâs not go to the issue of the manslaughter instruction. I think that there is a sua sponte responsibility to give it, but we donât need to deal with that now.â
The trial commenced and, after both sides had rested, the court conferred with counsel about jury instructions during an unreported session. The trial court instructed the jury on first degree murder, premeditation and deliberation, and lying in wait. The trial court instructed the jury that provocation âmay reduce a murder from first degree to second degree and may reduce a murder to manslaughter.â
The trial court instructed the jury on the lesser included offense of voluntary manslaughter as a homicide committed in the heat of passion, pursuant to CALCRIM No. 570 which provides in part as follows, âA killing that would otherwise be murder is reduced to voluntary manslaughter if the defendant killed someone because of a sudden quarrel or in the heat of passion. [j[] The defendant killed someone because of a sudden quarrel or in the heat of passion if: [f] One, the defendant was provoked; [|] Two, as a result of provocation, the defendant acted rashly and under the influence of *524 intense emotion that obscured his reasoning or judgment; and [(J[] Three, the provocation would have caused a person of average disposition to act rashly and without due deliberation, that is, from passion rather than from judgment. [(j[] Heat of passion does not require anger, rage, or any specific emotion. It can be any violent or intense emotion that causes a person to act without due deliberation and reflection. [j[] In order for heat of passion to reduce a murder to voluntary manslaughter, the defendant must have acted under the direct and immediate influence of provocation as I have defined it. While no specific type of provocation is required, slight or remote provocation is not sufficient. Sufficient provocation may occur over a short or long period of time.â 4
At the prosecutionâs request, and over defense objection, the court also instructed the jury pursuant to CALCRIM No. 917 that, âWords, no matter how offensive, and acts that are not threatening, are not enough to justify an assault or battery.â
During his closing argument, the prosecutor, discussing voluntary manslaughter, said, âNow, the law seeks to be fair as possible to people, and thatâs why you get an alternative. Even though I donâtâI never charged this as anything but a murder. You get this option, if you wish, to consider a lesser included offense, to bend over backwards to be fair to the defendant. It doesnât mean that the judge thinks or I think that there is evidence there of a manslaughter, but itâs an option. And thatâs why you are going to get this instruction.â The prosecutor argued that it was âlegally . . . impossibleâ for a murder to be reduced to manslaughter based on an insult. He said, âMerely calling someone a bad name can never amount to sufficient provocation. [][] Youâve already heard this instruction. The law has even taken that more clearly than just making it part of the reasonable man standard, but itâs clear that nothing anyone says to you, or if itâs just words, can allow you to kill someone and justifyââ At this point, defense counsel objected and the court overruled the objection. The prosecutor continued, âProvocation, heat of passion? He never had any contact with that man that day. How can he claim provocation when he gets in a fight with his wife? No reasonable man could claim that, [f] As a matter of law, the insult from his wife cannot be provocation that would reduce this from murder to manslaughter.â
During deliberations, the jury asked, âIn [CALCRIM No. 570]: In order for heat of passion to reduce a murder to voluntary manslaughter, the defendant must have acted under the direct and immediate influence of provocation as I have defined it. We could not find a definition of provocation in the jury instructions. How is provocation legally defined?â (Original boldface.) The *525 trial court answered, âProvocation may be anything that arouses great fear, anger or jealousy. Websterâs Dictionary defines it as follows: To cause anger, resentment, or deep feeling in; to cause to take action; to stir action.â â
The juryâs next question was, âIn [CALCRIM No. 570]: The People have the burden of proving beyond a reasonable doubt that the defendant did not kill as the result of a sudden quarrel or in the heat of passion. Does the âsudden quarrelâ have to be with the victim?â (Original boldface.) The trial court answered, âUnfortunately, we can provide you with no further instruction regarding this issue. This is a question of fact for the jury to decide.â
Later, the jury asked, â[CALCRIM No. 570]: As a result of the provocation, the defendant acted rashly and under the influence of intense emotion that obscured his reasoning or judgment; Does this have to directly lead to voluntary manslaughter (as defined by [CALCRIM No. 570]) or does the provocation just have to lead to the state of mind (âHeat of Passionâ) regardless of [the] ultimate result or decision reached in that state of mind?â This question remained unanswered at the time of the verdict.
Discussion
Appellant contends, âThe trial court erred in instructing under No. CALCRIM 917 that mere âwordsâ cannot establish a defense to battery, and in permitting the prosecutor to argue to the jury, over objection, that âwordsâ cannot legally constitute âprovocationâ to reduce a homicide to manslaughter.â
CALCRIM No. 917 is found in the Judicial Council of California Criminal Jury Instructions in the section âAssaultive and Battery Crimesâ and under the subheadings, âAssaultâ and âSimple Assault.â Penal Code sections 692, 693, and 694 state when an assault is justifiable and not a crime. Provocation by offensive words is not among the listed circumstances. Thus, CALCRIM No. 917 correctly states the law that mere words will not justify an assault.
In contrast, CALCRIM No. 570 is found in the Judicial Council of California Criminal Jury Instructions in the âHomicideâ section and under the subheadings âManslaughterâ and âVoluntary.â The instruction expands upon Penal Code section 192, which defines voluntary manslaughter as âthe unlawful killing of a human being without malice ... [][].. . upon a sudden quarrel or heat of passion.â (Pen. Code, § 192, subd. (a).) CALCRIM No. 570 is accompanied by notations under the heading âHeat of PassionâSufficiency of ProvocationâExamples.â Among the examples given of sufficient provocation are âverbal taunts by an unfaithful wife (People v. Berry (1976) 18 Cal.3d 509, 515 [134 Cal.Rptr. 415, 556 P.2d 777]); and the infidelity of a lover (People v. Borchers (1958) 50 Cal.2d 321, 328-329 [325 P.2d 97]).â
*526 People v. Valentine (1946) 28 Cal.2d 121 [169 P.2d 1] established the rule that words of abuse, insult or reproach may incite the heat of passion specified in the Penal Code section 192 definition of manslaughter, and hence may constitute sufficient provocation to reduce the offense of intentional homicide from murder to manslaughter. Valentine dealt with the question of whether provocative words â âare of themselves sufficient to reduce the offense of an intentional homicide with a deadly weapon from murder to manslaughterâ â as a matter of law. (28 Cal.2d at p. 140.) The Valentine court resolved a split of earlier authority and said that it was a question for the jury to decide whether the facts were sufficient to show that the defendant acted under the heat of such passion as would naturally be aroused in an ordinarily reasonable person.
Here, it was error to give CALCRIM No. 917. 5 As defense counsel argued unsuccessfully to the trial court, âto lift one sentence out of the [CALCRIM] instruction for a misdemeanor to apply here merely because there is evidence that my clientâs wife said something to him, which increased or caused the provocation, is inappropriate and improper.â This case was not one in which the issue was provocative words as justification for an assault. Rather, the issue was appellantâs state of mind and the effect of provocative words upon it. It was for the jury to decide whether Phamâs words, combined with the other evidence of provocation, âwould have caused a person of average disposition to act rashly and without due deliberation, that is, from passion rather than from judgment.â (CALCRIM No. 570.)
The error was exacerbated by permitting the prosecutor, while making reference to CALCRIM No. 917, to argue that âitâs clear that nothing anyone says to you, or if itâs just words, can allow you to kill someone .... As a matter of law, the insult from his wife cannot be provocation that would reduce this from murder to manslaughter.â The prosecutorâs argument essentially removed consideration of appellantâs confrontation with his wife, and her insulting response, from the juryâs evaluation of provocation and its impact on appellantâs state of mind. That the instruction and the prosecutorâs argument caused confusion among the jurors is obvious from the questions they asked. First, the jury asked, âHow is provocation legally defined?â The response, that provocation was âanything that arouses great fear, anger or jealousy,â did nothing to inform the jurors that they could ignore CALCRIM No. 917 and consider the confrontation in determining provocation. The jurors then took a different approach, apparently examining the âsudden quarrelâ prong of voluntary manslaughter, asking, âDoes the âsudden quarrelâ have to be with the victim?â (Original boldface.) The response, that âThis *527 is a question of fact for the jury to decideâ again did nothing to inform the jurors that they actually could consider the confrontation in determining provocation.
The juryâs third question was: âAs a result of the provocation, the defendant acted rashly and under the influence of intense emotion that obscured his reasoning or judgment; Does this have to directly lead to voluntary manslaughter (as defined by [CALCRIM No. 570]) or does the provocation just have to lead to the state of mind (âHeat of Passionâ) regardless of [the] ultimate result or decision reached in that state of mind?â This question was never answered for the jury; the trial court told the jury that the court did not understand the question.
The jury was constrained by CALCRIM No. 917, and the prosecutorâs related argument, from considering the confrontation between appellant and Pham on the day of the homicide in determining whether appellant âkilled someone because of a sudden quarrel or in the heat of passion.â (CALCRIM No. 570.) In pursuit of a first degree murder conviction, the prosecutor presented significant evidence of premeditation and deliberation, as well as lying in wait, and the jury heard argument and instructions on those theories. Yet the jury found appellant not guilty of first degree murder. The trial court instructed the jury that provocation âmay reduce a murder from first degree to second degree and may reduce a murder to manslaughter.â What was left for the jury to do, given the limits on the use of the evidence of provocation under which it was operating, was to convict appellant of second degree murder. Had CALCRIM No. 917 not been given, and had the prosecutor not argued its application to determining provocation, it is reasonably probable that there would have been a verdict more favorable to appellant.
Respondent argues that âthe evidence did not permit a voluntary manslaughter conviction,â âthe trial court instructed the jury on voluntary manslaughter, out of an apparent abundance of caution, and those instructions as a whole were favorable to appellant,â and âeven if there were any errors, they were harmless under the facts of the case.â
Voluntary manslaughter is the unlawful killing of another person without malice âupon a sudden quarrel or heat of passion.â (Pen. Code, § 192, subd. (a); see People v. Koontz (2002) 27 Cal.4th 1041, 1086 [119 Cal.Rptr.2d 859, 46 P.3d 335].) Under that theory, an unlawful killing is voluntary manslaughter â âif the killerâs reason was actually obscured as the result of a strong passion aroused by a âprovocationâ sufficient to cause an â âordinary [person] of average disposition ... to act rashly or without due deliberation and reflection, and from this passion rather than judgment.â â â [Citation.]â (People v. Lasko (2000) 23 Cal.4th 101, 108 [96 Cal.Rptr.2d 441, 999 P.2d 666].)
*528 As the examples given in the CALCRIM manslaughter instructions indicate, provocation can include the verbal taunts of an unfaithful wife and infidelity. There was evidence of both here. Furthermore, there was evidence that appellant was acting ârashly and under the influence of intense emotion that obscured [his] reasoning or judgment.â (CALCRIM No. 570.) The evidence showed that appellant was a 47-year-old man with a peaceful disposition and no criminal record. Appellant described his state of mind after the confrontation with Pham as âway too angry,â and Toan Duongâs observations of appellant at the time confirm this. During the police interrogation, appellant was asked repeatedly if he knew âthat itâs wrong when you kill someone, that you are not supposed to do that.â Appellant answered, in a halting description of classic heat of passion, âWhen I angry, angry, uh, I, I, I donât know. I. I uh, e-everything. I donât know, I, I donât, I donât think go to jail, I donât think nothing. I, I just uh, know, kill him.â It was entirely appropriate for the trial court to give the voluntary manslaughter instructions.
Respondent argues that instructions on voluntary manslaughter âwere particularly beneficial to appellant because they did not explain that provocation must be triggered by words or conduct of the victim.â Respondent further asserts, âEven if CALCRIM No. 917 were unnecessary (or even inappropriate) in this case, the error was meaningless because the defense attorney never argued that Phamâs argument with appellant, without more, triggered the killing of Thang. . . . [T]he defense theory of the case was appellant had killed Thang in response to Thangâs conduct, Phamâs conduct, and Phamâs taunting words.â
âThe provocation which incites the defendant to homicidal conduct in the heat of passion must be caused by the victim [citation], or be conduct reasonably believed by the defendant to have been engaged in by the victim. [Citations.]â (People v. Lee (1999) 20 Cal.4th 47, 59 [82 Cal.Rptr.2d 625, 971 P.2d 1001].) The provocative conduct may be physical or verbal, and it may comprise a single incident or numerous incidents over a period of time. (Ibid.; People v. Wharton (1991) 53 Cal.3d 522, 569 [280 Cal.Rptr. 631, 809 P.2d 290]; e.g., People v. Berry, supra, 18 Cal.3d at pp. 515-516 [provocation over a two-week period and 20 hours between last provocative act and killing]; People v. Brooks (1986) 185 Cal.App.3d 687, 695 [230 Cal.Rptr. 86] [two hours not, as a matter of law, sufficient cooling-off period].)
Respondentâs argument ignores the fact that the prosecutor used CALCRIM No. 917 to take Phamâs insulting words to appellant, and consequently their impact on appellant, out of the equation for the purpose of determining provocation and heat of passion. The prosecutor was permitted to argue, once the defense objection was overruled, âProvocation, heat of passion? He never *529 had any contact with that man that day. How can he claim provocation when he gets in a fight with his wife? No reasonable man could claim that, [f] As a matter of law, the insult from his wife cannot be provocation that would reduce this from murder to manslaughter(Italics added.)
Here, defense counsel argued that Thang had taken appellantâs âwifeâ and âsavingsâ and, referring to Thangâs inquiry to Pham about appellantâs life insurance, suggested that Thang would take appellantâs âlife.â Defense counsel argued that, as to provocation, âThang is the source of this case. . . . Thang is the source of the infidelity.â Counsel reviewed the evidence of appellantâs attempts to forgive his wife and Thang for their affair, including the trip to Vietnam and the move to Texas. Counsel argued that âthe one constant is that Thang will not stop.â Counsel argued that during appellantâs heated exchange with Pham on the morning of the killing, âitâs pretty clear that Thang, the source of this heat of passion, this provocation, is continuing to insert himself into this manâs life.â Thus, the defense to the charge of murder was that the provocation was the ongoing affair, in which appellant reasonably believed Thang was involved, and included Phamâs suggestion that appellant have oral sex with Thang. This was not only perceived by appellant as an insult, but also contained for him the information that his âwife still loved Thang.â Thus, Thang was very much a party to the provocation here. Phamâs insult simply served as the spark that caused this powder keg of accumulated provocation to explode. 6 As appellant told the police, âI come here because I made a mistake because of my anger.â CALCRIM No. 917, and the prosecutorâs argument about the application of that instruction to the evidence in this case, told the jury that it was not to include that spark in its consideration of provocation. We therefore do not consider the error in giving CALCRIM No. 917 to be, as respondent described it, âmeaningless.â As we have explained, it was error to give CALCRIM No. 917 and to permit the prosecutor to argue its application to determining provocation. It is reasonably probable that in the absence of these errors there would have been a verdict more favorable to appellant.
Prosecutorial Misconduct
Appellant contends, âMisconduct occurred in argument, which requires reversal of the judgment.â Appellant points to the part of the prosecutorâs *530 argument in which he said, that, although the court was giving voluntary manslaughter instructions, âIt doesnât mean that the judge thinks or I think that there is evidence there of a manslaughter, but itâs an option.â Appellant argues, âIt is clear that the prosecutor misstated the law. The trial court in instructing on âheat of passionâ and âimperfect self defenseâ found that there was âsubstantial evidenceâ to support a voluntary manslaughter verdict under either theory. It was a misstatement of lawâas well as an improper insertion of âpersonal beliefâ in guiltâto have argued as the prosecutor argued in this case.â
Respondent cites People v. Visciotti (1992) 2 Cal.4th 1 [5 Cal.Rptr.2d 495, 825 P.2d 388], a capital case in which our Supreme Court said that it was not misconduct âfor the prosecutor to anticipate the instructions on lesser included offenses which the court would give by arguing that those instructions were required by law and did not indicate that the court necessarily believed that the instructions applied. A prosecutor is entitled to argue that the evidence shows beyond a reasonable doubt commission of the charged offenses, and that it does not support only a lesser included offense. We see no impropriety in this context to a statement that the fact that instructions are given on lesser offenses should not be understood by the jury as reflecting the view of the court as to the sufficiency of the evidence to support conviction of the charged offense.â (Id. at p. 83.)
We think that there is a subtle but important difference between arguing that the giving of instructions on a lesser included offense should not be interpreted by the jury as an indication that the trial court believes that there is insufficient evidence to support conviction of the charged offense, and arguing that the giving of instructions on a lesser included offense does not mean that âthe judge thinks . . . that there is evidenceâ of the lesser included offense. The trial courtâs decision to instruct on the lesser included offense of voluntary manslaughter was based, presumably, on its assessment that there was substantial support in the evidence for this theory. 7 In other words, contrary to what the prosecutor argued, the giving of the instructions on manslaughter does mean âthat the judge thinks . . . that there is evidence *531 there of a manslaughter.â Because we are reversing the judgment for the reasons stated above, we need not decide whether this argument was prejudicial misconduct.
Response to Third Question from the Jury
Appellant contends, âThe trial court erred under the federal Constitution, and under California law, in asking the jury to clarify its third question in defense counselâs absence, and in accepting a verdict without responding to the third question as requested by the defense.â
The jury asked, â[CALCRIM No. 570]: As a result of the provocation, the defendant acted rashly and under the influence of intense emotion that obscured his reasoning or judgment; Does this have to directly lead to voluntary manslaughter (as defined by [CALCRIM No. 570]) or does the provocation just have to lead to the state of mind (âHeat of Passionâ) regardless of [the] ultimate result or decision reached in that state of mind?â Defense counsel was âdelayed 20 minutesâ and thus was not immediately available. The court consulted with the prosecutor and responded, âCould you be more specific? (We do not quite understand your question.)â The jury deliberated for over half an hour more and was excused for the weekend. On Monday morning, defense counsel proposed two responses to the juryâs third question. 8 However, at 10:00 a.m. the jury announced that it had reached a verdict, which the court then received.
Citing cases about âthe constitutional guarantee of defense counselâs participation in communications with the jury,â appellant argues that âThe trial court should not have responded to the juryâs question, even with a request for clarification, until defense counsel had appeared and had an opportunity to participate in that decision.â In light of our resolution of the instructional issue above, we need not decide this question.
*532 Disposition
The judgment is reversed.
Rushing, R J., and Premo, 1, concurred.
Pham testified that she also lost all of her and appellantâs savings, $15,000, gambling.
Pham testified that she had shown a photograph of appellant to Thang. She said, âSo my husband, I believe, was concerned that since he had known my face, it would be important for me to have his picture. If something happens to me, then my kids will know who he was.â Pham had told appellant that Thang was âvery mean. Each time we got in the car, [Thang] would tell me that he was not afraid of anyone. He always threaten me. Then I got afraid. And when I went home, I would tell my husband about it.â
Dan Le testified that when he was interviewed by the police later that day he did not say that appellant had said that Thang had asked appellant to go to a park to fight.
The trial court also instructed the jury, pursuant to CALCRIM No. 571, on voluntary manslaughter on an imperfect self-defense theory.
Respondent recognizes that CALJIC No. 917 âappears inconsistent with a handful of cases which have stated that âthere is no specific type of provocation required by section 192 and ... verbal provocation may be sufficient.â â
Using CALCRIM No. 917 to discourage the jury from considering the relationship between the accumulated provocation and the insult, the prosecutor argued, âAs a matter of law, the insult from his wife cannot be provocation that would reduce this from murder to manslaughter. [][] The fact that this victim had been having an affair with his wife for six months, well, obviously, thatâs a motive, but it didnât happen the first time he discovered it. The fact that he was aware this affair going on was six months. That shows it had to have been thought about for a long time. It will not justify this explosion, this final decision when he decides to murder him.â
âThe trial court is obligated to instruct the jury on all general principles of law relevant to the issues raised by the evidence, whether or not the defendant makes a formal request.â (People v. Blair (2005) 36 Cal.4th 686, 744 [31 Cal.Rptr.3d 485, 115 P.3d 1145].) âThat obligation encompasses instructions on lesser included offenses if there is evidence that, if accepted by the trier of fact, would absolve the defendant of guilt of the greater offense but not of the lesser. [Citations.]â (Id. at p. 745.) âTo justify a lesser included offense instruction, the evidence supporting the instruction must be substantialâthat is, it must be evidence from which a jury composed of reasonable persons could conclude that the facts underlying the particular instruction exist. [Citations.]â (Ibid.) In other words, â â[substantial evidenceâ in this context is â âevidence from which a jury composed of reasonable [persons] could . . . conclude!]â â that the lesser offense, but not the greater, was committed. [Citations.]â (People v. Breverman (1998) 19 Cal.4th 142, 162 [77 Cal.Rptr.2d 870, 960 P.2d 1094].)
Defense counsel proposed two responses based on People v. Najera (2006) 138 Cal.App.4th 212 [41 Cal.Rptr.3d 244], The first was: âThe focus is on the provocationâthe surrounding circumstancesâand whether it was sufficient to cause a reasonable person to act rashly. How the killer responded to the provocation and the reasonableness of the response is not relevant to sudden quarrel or heat of passion.â The second was: âThe focus [is] on the provocation and the surrounding circumstances. Was the provocation such that it would cause a reasonable person to act rashly? If the provocation was sufficient to cause an ordinary person to act rashly then the threshold of âsudden quarrelâ or âheat of passionâ has been reached. The personâs actual response to the provocation is not relevant.â