People v. Rojas
Date Filed2023-12-18
DocketS275835
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
FERNANDO ROJAS,
Defendant and Appellant.
S275835
Fifth Appellate District
F080361
Kern County Superior Court
BF171239B
December 18, 2023
Justice Liu authored the opinion of the Court, in which Chief
Justice Guerrero and Justices Corrigan, Kruger, Groban,
Jenkins, and Evans concurred.
PEOPLE v. ROJAS
S275835
Opinion of the Court by Liu, J.
In 2000, California voters adopted Proposition 21, the
Gang Violence and Juvenile Crime Prevention Act of 1998
(Proposition 21). Proposition 21 added the gang-murder special
circumstance, codified at Penal Code section 190.2, subdivision
(a)(22) (section 190.2(a)(22)). (All undesignated statutory
references are to the Penal Code.) Under this provision, a
person convicted of first degree murder is subject to the death
penalty or life imprisonment without the possibility of parole if
the jury finds â[t]he defendant intentionally killed the victim
while the defendant was an active participant in a criminal
street gang, as defined in subdivision (f) of Section 186.22, and
the murder was carried out to further the activities of the
criminal street gang.â (§ 190.2(a)(22), italics added.)
Proposition 21 does not permit amendment of its provisions
except by the voters or by legislative amendment passed with a
two-thirds majority of each house. (Voter Information Guide,
Primary Elec. (Mar. 7, 2000) text of Prop. 21, § 39, p. 131.)
The definition of a âcriminal street gangâ in section 186.22,
subdivision (f) (section 186.22(f)) was first enacted in 1988 as
part of the California Street Terrorism Enforcement and
Prevention Act (STEP Act) (§ 186.20 et seq.), which created the
offense of active participation in a gang and introduced
sentencing enhancements for gang-related felonies. (Stats.
1988, ch. 1256, § 1, p. 4179; see Pen. Code, § 186.22, subds. (a),
(b)(2).) The Legislature has amended the definition of âcriminal
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Opinion of the Court by Liu, J.
street gangâ a few times over the years, generally expanding its
scope. But in 2021, the Legislature substantially narrowed
section 186.22(f)âs definition of âcriminal street gangâ and, by
extension, what it means to âfurther the activities of the
criminal street gangâ for purposes of the special circumstance in
section 190.2(a)(22). (See Assembly Bill No. 333 (2021â2022
Reg. Sess.) (Assembly Bill 333).)
The issue before us is whether applying this recent
legislative enactment, Assembly Bill 333, to the gang-murder
special circumstance in section 190.2(a)(22) constitutes an
unlawful amendment of Proposition 21. The issue has divided
the Courts of Appeal. (Compare People v. Rojas (2022) 80
Cal.App.5th 542, 557 [Assembly Bill 333âs amendments to § 186.22 cannot be applied to the gang-murder special circumstance without taking away from the scope of conduct made punishable under Proposition 21] with People v. Lee (2022)81 Cal.App.5th 232
, 245, review granted and briefing deferred Oct. 19, 2022, S275449 (Lee) [Assembly Bill 333 did not amend Proposition 21, which was intended to track any subsequent changes to § 186.22] and People v. Oliva (2023)89 Cal.App.5th 76
, 90, review granted and briefing deferred May 17, 2023,
S279485 [same].) We hold that the application of Assembly Bill
333 to the gang-murder special circumstance does not violate
the limitation on legislative amendment in Proposition 21.
I.
In 2019, Fernando Rojas and his codefendant Victor
Nunez were found guilty of deliberate, premeditated murder
(§ 187, subd. (a)) with true findings on the gang-murder special
circumstance (§ 190.2(a)(22)), a gang enhancement (§ 186.22,
subd. (b)(1)), and various firearm allegations (§§ 12022,
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Opinion of the Court by Liu, J.
subd. (d), 12022.53, subds. (d) & (e)). Nunez, a fellow gang
member, âshot and killed an individual with whom [Rojas] had
an altercation moments prior.â (Rojas, supra, 80 Cal.App.5th at
p. 546.) Rojas and Nunez were also found guilty of active
participation in a criminal street gang. (§ 186.22, subd. (a).)
Based on the special circumstance finding, the trial court
sentenced Rojas to life imprisonment without the possibility of
parole, plus 25 years to life for the firearm enhancement.
In 2021, while Rojasâs appeal was pending, the Legislature
passed Assembly Bill 333, enacting the STEP Forward Act of
2021. (Stats. 2021, ch. 699, § 1.) âAssembly Bill 333 made the
following changes to the law on gang enhancements: First, it
narrowed the definition of a âcriminal street gangâ to require that
any gang be an âongoing, organized association or group of three
or more persons.â (§ 186.22, subd. (f), italics added.) Second,
whereas section 186.22, former subdivision (f) required only
that a gangâs members âindividually or collectively engage inâ a
pattern of criminal activity in order to constitute a âcriminal
street gang,â Assembly Bill 333 requires that any such pattern
have been âcollectively engage[d] inâ by members of the gang.
(§ 186.22, subd. (f), italics added.) Third, Assembly Bill 333 also
narrowed the definition of a âpattern of criminal activityâ by
requiring that (1) the last offense used to show a pattern of
criminal gang activity occurred within three years of the date
that the currently charged offense is alleged to have been
committed; (2) the offenses were committed by two or more gang
âmembers,â as opposed to just âpersonsâ; (3) the offenses
commonly benefitted a criminal street gang; and (4) the offenses
establishing a pattern of gang activity must be ones other than
the currently charged offense. (§ 186.22, subd. (e)(1), (2).)
Fourth, Assembly Bill 333 narrowed what it means for an
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
offense to have commonly benefitted a street gang, requiring
that any âcommon benefitâ be âmore than reputational.â
(§ 186.22, subd. (g).)â (People v. Tran (2022) 13 Cal.5th 1169, 1206 (Tran); see People v. Cooper (2023)14 Cal.5th 735
, 738
[same].)
In Tran, we held that Assembly Bill 333âs amendments to
section 186.22 apply retroactively to cases pending on appeal
under the rule of In re Estrada (1965) 63 Cal.2d 740. (Tran,
supra, 13 Cal.5th at pp. 1206â1207.) In light of Tran, the
Attorney General conceded below that Assembly Bill 333 applies
here and that because a reasonable jury could conclude that the
common benefit of the murder was based only on reputational
evidence, all the gang-based findings must be vacated, except for
the gang-murder special circumstance. (Rojas, supra, 80
Cal.App.5th at p. 546.) Accepting this concession, the Court of
Appeal reversed the gang enhancement and vicarious firearm
findings on Rojasâs murder conviction and his conviction of
active gang participation. (Ibid.) But the court also agreed with
the Attorney General that Assembly Bill 333 could not be
applied to the gang-murder special circumstance. (Rojas, at
pp. 550â558.)
The Court of Appeal reasoned that Assembly Bill 333, as
applied to the gang-murder special circumstance, is
unconstitutional because it would â âtake[] awayâ from the scope
of conduct that Proposition 21 made punishable under section
190.2â and was not passed by a supermajority vote. (Rojas,
supra, 80 Cal.App.5th at p. 555.) The court further explained
that Proposition 21âs increase in the punishment for certain
gang-related murders was âdefinitionally and conceptually
inseparableâ from the gang conduct defined in section 186.22.
(Rojas, at p. 556.) Therefore, applying Assembly Bill 333âs
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
revised definition of a criminal street gang to the gang-murder
special circumstance would be unconstitutional, even though
Assembly Bill 333 did not reduce the penalty established by
Proposition 21âs gang-murder special circumstance. (Rojas, at
p. 556.) The court concluded that â[t]he appropriate remedy is
not to void Assembly Bill 333 in its entirety, but rather to
disallow this unconstitutional application of Assembly Bill 333.â
(Id. at p. 557.)
Justice Snauffer dissented on this issue, observing that
the voters who passed Proposition 21 were concerned only with
âincreasing the punishment for certain gang-related murders,â
not with the underlying definition of any crime. (Rojas, supra,
80 Cal.App.5th at p. 561 (conc. & dis. opn. of Snauffer, J.).) In
his view, Proposition 21âs voters â âgot, and still have, precisely
what they enacted â stronger sentences for persons convicted
of [gang-related special-circumstance] murder.â â (Rojas, at
p. 560, quoting People v. Superior Court (Gooden) 42
Cal.App.5th 270, 289 (Gooden).)
We granted review to decide whether Assembly Bill 333âs
application to the gang-murder special circumstance
unconstitutionally amends Proposition 21.
II.
âThe Legislature may not amend an initiative statute
without subsequent voter approval unless the initiative permits
such amendment, âand then only upon whatever conditions the
voters attached to the Legislatureâs amendatory
powers.â â (People v. Superior Court (Pearson) (2010) 48 Cal.4th
564, 568 (Pearson); see Cal. Const., art. II, § 10, subd. (c).) âThe
purpose of Californiaâs constitutional limitation on the
Legislatureâs power to amend initiative statutes is to âprotect the
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
peopleâs initiative powers by precluding the Legislature from
undoing what the people have done, without the electorateâs
consent.â â (Proposition 103 Enforcement Project v.
Quackenbush (1998) 64 Cal.App.4th 1473, 1484.)
âWe have described an amendment as âa legislative act
designed to change an existing initiative statute by adding or
taking from it some particular provision.â [Citation.] But this
does not mean that any legislation that concerns the same
subject matter as an initiative, or even augments an initiativeâs
provisions, is necessarily an amendment for these purposes.
âThe Legislature remains free to address a â ârelated but distinct
areaâ â [citations] or a matter that an initiative measure âdoes
not specifically authorize or prohibit.â â â (Pearson, supra, 48
Cal.4th at p. 571.)
âWhen we interpret an initiative, we apply the same
principles governing statutory construction. We first consider
the initiativeâs language, giving the words their ordinary
meaning and construing this language in the context of the
statute and initiative as a whole. If the language is not
ambiguous, we presume the voters intended the meaning
apparent from that language, and we may not add to the statute
or rewrite it to conform to some assumed intent not apparent
from that language. If the language is ambiguous, courts may
consider ballot summaries and arguments in determining the
votersâ intent and understanding of a ballot measure.â (Pearson,
supra, 48 Cal.4th at p. 571.)
A.
California voters enacted Proposition 21 in 2000,
increasing the penalties for certain gang-related felonies. As
relevant here, Proposition 21 created the gang-murder special
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
circumstance, codified at section 190.2(a)(22). (People v.
Shabazz (2006) 38 Cal.4th 55, 65.) Section 190.2(a)(22)
provides: âThe penalty for a defendant who is found guilty of
murder in the first degree is death or imprisonment in the state
prison for life without the possibility of parole if one or more of
the following special circumstances has been found under
Section 190.4 to be true: [Âś] . . . [Âś] (22) The defendant
intentionally killed the victim while the defendant was an active
participant in a criminal street gang, as defined in subdivision
(f) of Section 186.22, and the murder was carried out to further
the activities of the criminal street gang.â By its terms,
Proposition 21 established a new penalty for murder committed
by an active participant in a criminal street gang in furtherance
of the gangâs activities, while relying on an existing statutory
provision â section 186.22(f) â to define âcriminal street gang.â
An uncodified provision of Proposition 21 states that the
provisions of the initiative âshall not be amended by the
Legislature except by a statute passed in each house by rollcall
vote entered in the journal, two-thirds of the membership of
each house concurring, or by a statute that becomes effective
only when approved by the voters.â (Voter Information Guide,
Primary Elec., supra, text of Prop. 21, § 39, p. 131.) Assembly
Bill 333 did not receive two-thirds support in either house (Sen.
Daily J. (Sept. 1, 2021) p. 2284 [25 of 40 members voted in favor];
Assem. Daily J. (Sept. 8, 2021.) p. 2927 [41 of 80 members voted
in favor]; see Cal. Const., art. IV, § 2, subd. (a)(1)â(2)), nor was
the bill submitted to the voters for approval. The Attorney
General argues that Assembly Bill 333âs amendment of section
186.22, incorporated by reference into section 190.2(a)(22),
unconstitutionally amends Proposition 21 because the voters
intended the enhanced punishment of death or life without
7
PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
parole to apply to gang murders as defined at the time
Proposition 21 was enacted.
Although Proposition 21 amended section 186.22 by
increasing the punishment of certain enhancements (§ 186.22,
subds. (b), (c), (d)) and adding predicate offenses in determining
âa pattern of criminal gang activityâ (id., subd. (e)), the 2000
initiative did not amend section 186.22(f)âs definition of
âcriminal street gangâ and instead technically reenacted it
without substantive change. (See County of San Diego v.
Commission on State Mandates (2018) 6 Cal.5th 196, 209â210
[âStatutory provisions that are not actually reenacted and are
instead considered to â âhave been the law all alongâ â [citation]
cannot fairly be said to be part of a ballot measureâ]; Gov. Code,
§ 9605.) It follows that the Legislature is free to revise section
186.22(f) independent of the supermajority requirement in
Proposition 21 itself unless the reenacted provision âis integral
to accomplishing the electorateâs goals in enacting the initiative
or other indicia support the conclusion that voters reasonably
intended to limit the Legislatureâs ability to amend that part of
the statute.â (County of San Diego, at p. 214; see also Lee, supra,
81 Cal.App.5th at p. 242, rev.gr.; cf. Cal. Const., art. II, § 10,
subd. (c); Voter Information Guide, Primary Elec., supra, text of
Prop. 21, § 39, p. 131.)
The Attorney General argues that applying Assembly Bill
333âs amendment to section 186.22(f) to a special circumstance
allegation would frustrate the votersâ intent to âlock inâ the
definition of âcriminal street gangâ as it existed at the time of
the 2000 election and would âtake awayâ from the purpose of
Proposition 21. We address these arguments in turn.
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Opinion of the Court by Liu, J.
B.
We begin with the text of the initiative statute. We have
said that â âwhere a statute adopts by specific reference the
provisions of another statute, regulation, or ordinance, such
provisions are incorporated in the form in which they exist at
the time of the reference and not as subsequently modified, and
that the repeal of the provisions referred to does not affect the
adopting statute, in the absence of a clearly expressed intention
to the contrary.â â (Palermo v. Stockton Theatres (1948) 32
Cal.2d 53, 58â59 (Palermo); see generally Jam v. International Finance Corp. (2019)586 U.S. __
, __ [139 S.Ct. 759, 769
]
[referring to this principle of statutory construction as the
â âreferenceâ canonâ].) At the same time, â âthere is a cognate
rule . . . to the effect that where the reference is general instead
of specific, such as a reference to a system or body of laws or to
the general law relating to the subject in hand, the referring
statute takes the law or laws referred to not only in their
contemporary form, but also as they may be changed from time
to time . . . .â â (Palermo, at p. 59.)
While Palermo sets forth the general rule above, it also
makes clear that the presence or absence of language referring
specifically to a statutory or regulatory provision is not
necessarily dispositive. At issue in Palermo was the California
Alien Land Act (Stats. 1921, p. lxxxiii, as amended by Stats.
1923, p. 1021), which referred to â â âany treaty now existingâ â â
at the time of the actâs enactment by the electorate. (Palermo,
supra, 32 Cal.2d at p. 59.) Palermo reasoned that âin view of the
fact that there is grave doubt whether our Legislature could
constitutionally delegate to the treaty-making authority of the
United States the right and power thus directly to control our
local legislation with respect to future acts [citations], we are
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Opinion of the Court by Liu, J.
constrained to hold that the reference is specific and not
generalâ â (id. at pp. 59â60), even though the act did not refer to
any specific treaty. We have observed that â[s]everal modern
decisions have applied the Palermo rule, but none have done so
without regard to other indicia of legislative intent.â (In re
Jovan B. (1993) 6 Cal.4th 801, 816, fn. 10 (Jovan B.); see id. at
p. 816 [â âthe determining factor will be . . . legislative intentâ â].)
Our application of the Palermo rule in Jovan B. is
instructive. In that case, we considered legislation that
incorporated by reference a provision of the Uniform
Determinate Sentencing Act (§ 1170 et seq.), commonly referred
to as the determinate sentencing law (DSL), into section 726 of
the Welfare and Institutions Code as a basis for calculating a
juvenileâs maximum time of confinement or commitment. The
question was whether the Legislature intended to lock in the
provisions of the DSL in effect at the time. (Jovan B., supra,6 Cal.4th at pp. 815â816.) We concluded that it did not and held that a juvenileâs maximum time of confinement or commitment takes into account enhanced penalties incorporated into the DSL after Welfare and Institutions Code section 726 was enacted. (Jovan B., at pp. 816, 820.) We explained that although the statute referred to two specific provisions of the DSL (§ 1170, subd. (a)(2) and § 1170.1, subd. (a)) those provisions merely âstated the general rule that when sentencing a felon to prison, the court must impose either the upper, middle, or lower term provided for the offense at issue, plus âany other . . . additional termâ required or permitted by law in the individual case.â (Jovan B., at p. 818.) âThus, in the language ofPalermo, supra,
32 Cal.2d 53
, 58â59, Welfare and Institutions
Code section 726âs reference to Penal Code sections 1170,
subdivision (a)(2) and 1170.1, subdivision (a) is not a âspecific
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
reference [to] the provisions of another statute,â but rather is a
âgeneralâ reference âto a system or body of laws.â â (Jovan B., at
p. 819.)
Jovan B. went on to consider the purpose of the
amendment of Welfare and Institutions Code section 726, which
âstates a broad general rule that the âmaximum term of
imprisonmentâ for juvenile confinement purposes includes
âenhancementsâ if they are pled and proven.â (Jovan B., supra,
6 Cal.4th at p. 819.) âThe obvious purpose . . . was âto treat adult
and juvenile offenders on equal footing as far as the [maximum]
duration of their incarceration is concernedâ [citation], whatever
that period might be at the moment.â (Ibid.) We concluded:
âThe Legislature cannot have anticipated that in order to
preserve this equality over time, it would be forced to
amend section 726 each and every time it altered the DSA.â
(Ibid.) In light of this determination, we held that the juvenile
was subject to the special allegation under Penal Code section
12022.1 that he had committed the offense in question while out
of custody pending trial on a prior petition, even though that
provision of the Penal Code was enacted five years after Welfare
and Institutions Code section 726. (Jovan B., at pp. 807â808,
815.)
Here, as in Jovan B., the words of the incorporating
statute âdo not make clear whether it contemplates only a time-
specific incorporation.â (Jovan B., supra, 6 Cal.4th at p. 816.)
The initiativeâs uncodified findings and declarations state:
âGang-related crimes pose a unique threat to the public because
of gang membersâ organization and solidarity. Gang-related
felonies should result in severe penalties. Life without the
possibility of parole or death should be available for murderers
who kill as part of any gang-related activity.â (Voter
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Opinion of the Court by Liu, J.
Information Guide, Primary Elec., supra, text of Prop. 21, § 2,
subd. (h), p. 119.) To that end, the electorate chose to impose a
specific punishment for gang-related murder while relying on
the generally applicable definition of âcriminal street gangâ in
section 186.22(f). The voters gave no indication in the statute
that they intended to adopt the definition of âcriminal street
gangâ in effect at the time. Like the statutory references in
Jovan B., the reference to section 186.22(f)âs definition of
âcriminal street gangâ in Proposition 21 is readily understood as
a reference âto the general law relating to the subject in hand,â
and as such, âthe referring statute takes the law . . . referred to
not only in [its] contemporary form, but also as [it] may be
changed from time to time.â (Palermo, supra, 32 Cal.2d at p. 59.)
The Attorney General argues that the provisions at issue
in Jovan B. are âmaterially differentâ from those at issue here
because Proposition 21 refers âto a specific code section and
subdivision defining a particular termâ in contrast to the
âgeneral incorporation of an entire body or system of laws as in
Jovan B.â But section 186.22(f) sets forth the definition of
âcriminal street gangâ that is applied throughout the STEP Act
and other parts of the Penal Code. For example, the general
definition of â â[o]rganized crimeâ â in section 186.2, subdivision
(d) was amended in 1996 to âalso mean[] crime committed by a
criminal street gang, as defined inâ section 186.22(f). (Stats.
1996, ch. 844, § 1, p. 4465.) The penalty for knowingly
supplying, selling, or giving possession or control of a firearm
with the knowledge that the person will use it to commit a felony
for the benefit of a gang, enacted in 1992, also relies on the
definition of âcriminal street gangâ in section 186.22(f).
(§ 186.28, subd. (a)(1); see Stats. 1992, ch. 370, § 1, p. 1405.) So,
too, does the provision for motor vehicle forfeiture when a
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Opinion of the Court by Liu, J.
member of a criminal street gang is convicted of the unlawful
possession of a firearm while present in a vehicle, as amended
in 1993. (§ 246.1, subd. (a); see Stats. 1994, 1st Ex. Sess., ch. 33,
§ 1, p. 8659.) Since 1994, the Welfare and Institutions Code has
also relied on section 186.22 to define âcriminal street gangâ in
providing for information-sharing among âmembers of a juvenile
justice multidisciplinary team engaged in the prevention,
identification, and control of crime, including, but not limited to
criminal street gang activity.â (Welf. & Inst. Code, § 830.1; see
Stats. 1994, 1st Ex. Sess., ch. 24, § 1, p. 8597.) Each of these
provisions was in place prior to the enactment of Proposition 21,
and we presume the voters were aware of the generally
applicable nature of section 186.22(f)âs definition of âcriminal
street gangâ when they enacted Proposition 21. (Professional
Engineers in California Government v. Kempton (2007) 40
Cal.4th 1016, 1048 (Professional Engineers) [âThe voters are
presumed to have been aware of existing laws at the time the
initiative was enacted.â].)
Of course, it is the electorateâs prerogative to give the term
âcriminal street gangâ a fixed meaning if it chooses, regardless
of how the Legislature may subsequently define the term. But
the voters who enacted Proposition 21 did not specify that the
cross-reference to section 186.22(f) was intended to lock in the
contemporary definition, and this omission is particularly
salient in light of other aspects of the same enactment that did
just that.
Sections 14 and 16 of Proposition 21 amended portions of
the existing âThree Strikes Law.â Section 14 added section
667.1 to the Penal Code: âNotwithstanding subdivision (h) of
Section 667, for all offenses committed on or after the effective
date of this act, all references to existing statutes in subdivisions
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Opinion of the Court by Liu, J.
(c) to (g), inclusive, of Section 667, are to those statutes as they
existed on the effective date of this act, including amendments
made to those statutes by this act.â (Voter Information Guide,
Primary Elec., supra, text of Prop. 21, § 14, p. 123, italics
omitted.) Similarly, section 16 added section 1170.125 to the
Penal Code: âNotwithstanding Section 2 of Proposition 184, as
adopted at the November 8, 1994 General Election, for all
offenses committed on or after the effective date of this act, all
references to existing statutes in Section 1170.12 are to those
statutes as they existed on the effective date of this act,
including amendments made to those statutes by this act.â
(Voter Information Guide, Primary Elec., supra, text of Prop. 21,
§ 16, p. 124, italics omitted.)
Sections 14 and 16, by their terms, âchange[d] the âlock-inâ
date for determining the existence of qualifying offenses (such
as violent or serious felonies) under the Three Strikes law.
Thus, before the passage of Proposition 21, references to existing
statutes, such as the law defining violent felonies, in Penal Code
section 667 were âto statutes as they existed on June 30, 1993.â
(§ 667, subd. (h).) Section 14 of Proposition 21 provides that
references to existing statutes in Penal Code section 667, for all
offenses committed on or after the effective date of the initiative,
are to those statutes as they existed on the effective date of
Proposition 21 (March 8, 2000), including, but not limited to,
amendments made to those statutes by this initiative. (§ 667.1.)
Section 16 of the initiative makes a corresponding change to the
lock-in date for statutes referenced in Penal Code section
1170.12. (§ 1170.125.)â (Manduley v. Superior Court (2002) 27
Cal.4th 537, 574â575.)
The Attorney General says these provisions âwere
necessary to convey the electorateâs intent that sections 667 and
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Opinion of the Court by Liu, J.
1170.12, which Proposition 21 did not directly amend, were to
implement the initiativeâs amendments to other statutes that
sections 667 and 1170.12 referenced and which Proposition 21
did amend.â But if the votersâ intent was simply to ensure that
the cross-referenced list of violent felonies included those
updated by Proposition 21, then the phrase âincluding
amendments made to those statutes by this actâ in both section
14 and section 16 would have sufficed. Instead, the voters
coupled that directive with a reference to âthose statutes as they
existed on the effective date of this act,â thus ensuring that
future offenses would be classified in accordance with the
scheme then existing. The Attorney Generalâs explanation of
sections 14 and 16 does not account for why those provisions are
written as they are.
In People v. Fletcher (2023) 92 Cal.App.5th 1374, 1379â 1382, review granted September 20, 2023, S281282, the Court of Appeal held that the narrower definition of âcriminal street gangâ in Assembly Bill 333 cannot be applied to determine what constitutes a serious felony for purposes of the Three Strikes Law without running afoul of the limits on legislative amendment set forth in both Proposition 21 and a 2012 initiative, Proposition 36 (Prop. 36, as approved by voters, Gen. Elec. (Nov. 6, 2012)). We do not decide that issue here. We simply observe that the text of Proposition 21 shows the voters understood that cross-referenced statutes may evolve, and they knew how to lock in the meaning of a cross-referenced statute. Yet the voters chose not to do so with respect to the gang-murder special circumstance. (Cf. Pasadena Police Officers Assn. v. City of Pasadena (1990)51 Cal.3d 564, 576
[âWhen the Legislature
âhas employed a term or phrase in one place and excluded it in
another, it should not be implied where excluded.â â].)
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Opinion of the Court by Liu, J.
C.
The Attorney Generalâs primary argument is that
application of Assembly Bill 333 would frustrate the votersâ
intent by narrowing the scope of conduct covered by the gang-
murder special circumstance, thereby âtaking awayâ from
Proposition 21. In this context, we have described an
amendment as âa legislative act designed to change an existing
initiative statute by adding or taking from it some particular
provision.â (People v. Cooper (2002) 27 Cal.4th 38, 44.) To determine whether Assembly Bill 333 impermissibly takes away from Proposition 21, âwe must decide what the voters contemplated.â (Pearson, supra,48 Cal.4th at p. 571
; see Hodges v. Superior Court (1999)21 Cal.4th 109, 114
[âthe voters
should get what they enacted, not more and not lessâ].)
The Attorney General says application of Assembly Bill
333 here conflicts âwith the electorateâs manifest intent to
substantially augment protections against violent gang crime,
including by punishing more harshly âmurderers who kill as part
of any gang-related activityâ [(Prop. 21, § 2, subd. (h))].â He
adds, âIt would be strange, in light of that intent, to conclude
that the electorate also understood that the Legislature was free
to narrow â in potentially significant ways â the scope of the
protections that Proposition 21 established.â But the phrase
âany gang-related activityâ in Proposition 21 simply begs the
question of what the voters intended âgang-related activityâ to
mean; it does not indicate that the voters wanted to lock in the
then-current definition. The voters chose to define the term
âcriminal street gangâ by reference to the existing statute,
section 186.22(f), which had been amended several times by the
Legislature before Proposition 21. In so doing, the voters
16
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Opinion of the Court by Liu, J.
incorporated a definition that they knew was both changeable
and had been repeatedly subject to change.
As originally enacted, the STEP Act defined âcriminal
street gangâ to mean âany ongoing organization, association, or
group of three or more persons, whether formal or informal,
having as one of its primary activities the commission of one or
more of the criminal acts enumerated in paragraphs (1) to (7),
inclusive, of subdivision (c), which has a common name or
common identifying sign or symbol, whose members
individually or collectively engage in or have engaged in a
pattern of criminal gang activity.â (Former § 186.22, subd. (d),
added by Stats. 1988, ch. 1256, § 1, p. 4181.) That definition has
been amended over the years, both before and after the
enactment of Proposition 21. After being recodified in 1991 at
section 186.22(f), the definition of âcriminal street gangâ was
expanded in 1993 and 1994 to incorporate additional
enumerated predicate offenses. (See Stats. 1993, ch. 601, § 1,
p. 3161; Stats. 1993, ch. 1125, § 3, p. 6291; Stats. 1994, ch. 47,
§ 1, p. 390, eff. Apr. 19, 1994.) Similarly, Proposition 21 added
two crimes to the list of predicate offenses and incorporated
those into the definition of âcriminal street gang.â (Prop. 21, § 4
[amending § 186.22, subds. (e), (f)].) The definition of âcriminal
street gangâ has continued to evolve after Proposition 21, in
ways that both expand (see Stats. 2006, ch. 596, § 1, p. 4932
[amending § 186.22(f) to incorporate an expanded list of
enumerated offenses]) and contract (see Assem. Bill 333) that
definition. The voters who enacted Proposition 21 knew that the
definition of âcriminal street gangâ was changeable (see
Professional Engineers, supra, 40 Cal.4th at p. 1048 [we
presume voters are âaware of existing laws at the time the
initiative was enactedâ]), and there is no indication they
17
PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
intended to foreclose future changes to the definition or to allow
only expansion and not contraction of the definition.
Rather, when the voters adopted Proposition 21 twelve
years after the STEP Act was first enacted, they made clear that
their purpose was to more severely punish crimes that are gang-
related as opposed to crimes that are not gang-related. As noted,
the text declares in relevant part that â[g]ang-related felonies
should result in severe penalties. Life without the possibility of
parole or death should be available for murderers who kill as
part of any gang-related activity.â (Voter Information Guide,
supra, text of Prop. 21, § 2, subd. (h), p. 119.) The proponents of
Proposition 21 emphasized its focus on stronger penalties for
criminal activity by gangs and gang members, explaining that
current law âmust be strengthened to require serious
consequencesâ in order to protect people âfrom the most violent
juvenile criminals and gang offenders.â (Voter Information
Guide, argument in favor of Prop. 21, p. 48, italics omitted.)
Proponents further argued that âProposition 21 ends the âslap
on the wristâ of current law by imposing real consequences for
GANG MEMBERS, RAPISTS AND MURDERERS who cannot
be reached through prevention or education.â (Ibid.) Nowhere
do the arguments in favor of the initiative suggest that the act
would redefine or lock in the then-existing definition of
âcriminal street gangâ rather than incorporate a definition that
had been and continued to be subject to change.
The purpose of Assembly Bill 333 further confirms that its
application here poses no inconsistency with the votersâ intent
in enacting Proposition 21. By the time the Legislature took up
Assembly Bill 333 in 2021, California had more than three
decades of experience under the STEP Act. The Legislature was
motivated by that experience to narrow the definition of
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Opinion of the Court by Liu, J.
criminal street gang in order to focus on âtrue gang-related
crimes,â having determined that âin practice the original
definition of a criminal street gang was not narrowly focused on
punishing true gang-related crimes.â (Lee, supra, 81
Cal.App.5th at p. 245, rev.gr.) Assembly Bill 333 did not change
the punishment associated with gang crimes, including the
punishment of death or life without the possibility of parole for
individuals convicted of the gang-murder special circumstance.
Instead, consistent with the intent of Proposition 21 to severely
punish gang-related crimes, the Legislature in Assembly Bill
333 âredefined the term âcriminal street gangâ so as to truly
target the population of criminals for which an enhanced
punishment is warranted.â (Lee, at p. 245; see Assem. Com. on
Public Safety, Analysis of Assem. Bill 333, as amended Mar. 30,
2021, p. 4 [Assembly Bill 333 â âensur[es] gang enhancements
are only used when necessary and fairâ â].)
The Attorney General argues that this case is similar to
People v. Kelly (2010) 47 Cal.4th 1008, where we considered
whether an aspect of the legislatively enacted Medical
Marijuana Program (MMP) impermissibly amended the
Compassionate Use Act enacted by the voters. The
Compassionate Use Act of 1996 (Health & Saf. Code, § 11362.5
et seq.) permitted individuals to possess and cultivate limited
quantities of marijuana reasonably for âpersonal medical
purposesâ (id., § 11362.5, subd. (d)) and provided a
corresponding affirmative defense to criminal prosecution, but
it did not impose specific quantity limits. (Kelly, at p. 1013.)
The MMP did not amend the specific statutes enacted by the
voters, but it did impose other restrictions, including quantity
limits on the affirmative defense. We found this to be an
unconstitutional amendment of the voter initiative because the
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Opinion of the Court by Liu, J.
Legislature would âtake[] away from rights granted by the
initiative statute,â which âguarantee[d] that a qualified patient
may possess and cultivate any amount of marijuana reasonably
necessary for his or her current medical condition.â (Kelly, at
p. 1043.)
Unlike the legislation at issue in Kelly, Assembly Bill 333
does not intrude upon the purpose of Proposition 21. The
purpose of Proposition 21 was to heighten the penalties for gang
activity and other violent crimes. While narrowing the
definition of âcriminal street gang,â Assembly Bill 333 does not
change the punishment for those convicted of the gang-murder
special circumstance. (See Lee, supra, 81 Cal.App.5th at p. 244,
rev.gr. [applying Assembly Bill 333 here âdoes not change the
punishment for âmurderers who kill as part of any gang-related
activity,â the relevant purpose of Proposition 21â].)
Gooden, supra, 42 Cal.App.5th 270, is instructive on this
point. There, the Court of Appeal held that Senate Bill No. 1437
(2017â2018 Reg. Sess.) (Senate Bill 1437), which amended the
mens rea for murder was not an impermissible amendment of
Proposition 7 (Prop. 7, as approved by voters, Gen. Elec. (Nov. 7,
1978)) (Proposition 7), which increased the punishment for
murder, or Proposition 115 (Prop. 115, as approved by voters,
Primary Elec. (June 5, 1990)), which expanded the list of
predicate offenses for the felony-murder rule. Gooden rejected
the Attorney Generalâs argument that Senate Bill 1437
amended Proposition 7 by taking away from the scope of conduct
that constitutes murder punishable by the increased
punishments specified in the initiative. (Gooden, at p. 281.) The
court emphasized that âthe elements of an offense and the
punishment for an offense plainly are not synonymous.â (Ibid.)
Whereas Proposition 7 addressed the punishment for murder,
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
Senate Bill 1437 addressed only the mental state required to
commit murder. (Gooden, at p. 282.) âSenate Bill 1437 did not
address the same subject matterâ as Proposition 7; rather, it
âpresents a classic example of legislation that addresses a
subject related to, but distinct from, an area addressed by an
initiative.â (Gooden, at p. 282; accord, People v. Nash (2020) 52
Cal.App.5th 1041, 1059 [âWhile the class of individuals standing
convicted of murder may be reduced in light of Senate Bill
No. 1437âs changes to the felony-murder rule and the natural
and probable consequences doctrine, the legislation does not
change or take away from the sentences those convicted of
murder are subject to, which is the mandate of Proposition 7.â].)
Goodenâs distinction between the electorateâs focus on
punishment and the Legislatureâs focus on the substantive
elements of an offense applies here. The voters who enacted
Proposition 21 wanted to harshly punish the members and
activities of a âcriminal street gang,â but there is no indication
that the voters had in mind a fixed meaning of the term. Murder
committed by âan active participant in a criminal street gangâ
in order to âfurther the activities of the criminal street gangâ
(§ 190.2(a)(22)) is still punishable by death or life imprisonment
without the possibility of parole, as provided by Proposition 21.
The statutory amendments enacted by Assembly Bill 333 ensure
that punishment is not imposed in other circumstances.
The Attorney General further notes that on several prior
occasions in which the Legislature amended portions of section
186.22, the Legislative Counsel advised that the amendment
required approval by two-thirds of each house. (See Legis.
Counselâs Dig., Sen. Bill No. 444 (2005â2006 Reg. Sess.) 4 Stats.
2005, ch. 482, Summary Dig., p. 235 [âExisting law authorizes
the Legislature to amend these provisions with a 2/3 vote of each
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PEOPLE v. ROJAS
Opinion of the Court by Liu, J.
house.â]; Legis. Counselâs Dig., Sen. Bill No. 1222 (2005â2006
Reg. Sess.) 6 Stats. 2006, ch. 596, Summary Dig., p. 333 [same].)
But âthe Legislatureâs views regarding the legality of its
enactments are not binding on the judiciary.â (People v. Lopez
(2022) 82 Cal.App.5th 1, 21, fn. 5; see Western Security Bank v. Superior Court (1997)15 Cal.4th 232, 244
.) In any event, â â[t]he Legislature remains free to address a â ârelated but distinct areaâ â [citations] or a matter that an initiative measure âdoes not specifically authorize or prohibit.â â â (Pearson, supra,48 Cal.4th at p. 571
.)
Finally, we observe that the Attorney General does not
argue against application of the amended definition of âcriminal
street gangâ in all contexts, but only when applied to the gang-
murder special circumstance. On this view, the narrower
definition of Assembly Bill 333 would apply in all other
circumstances, effectively making it easier to prove gang
allegations for the purposes of imposing the death penalty or life
imprisonment without the possibility of parole, and more
difficult to impose the less serious consequences that flow from
violations of section 186.22 itself. As one court has observed,
â[i]t is difficult to discern a rational reason for such an
anomalous choice.â (Lee, supra, 81 Cal.App.5th at p. 242,
rev.gr.)
D.
The Attorney General relies on three cases applying the
Palermo rule, but none supports a different result here. First,
the Attorney General says the specific reference in Proposition
21 to section 186.22(f) is comparable to the specific reference in
Vehicle Code section 23152 to subdivisions (a) through (f) of
section 835.6 of the Penal Code, which were held to be time-
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Opinion of the Court by Liu, J.
specific in People v. Domagalski (1989) 214 Cal.App.3d 1380
(Domagalski). The Attorney General notes that Domagalski
synthesized the following rule from intervening cases applying
Palermo: â âWithout exception, in each case where a statute, or
some portion of it, was incorporated by reference to its section
designation, the court found the reference to be specific and the
effect was the same as if the adopted statute had been set out
verbatim in the adopting statute, so that repeal or subsequent
modification of the statute referred to [and] did not affect the
adopting statute. Only in those cases where an entire body of
law relating to a particular subject was adopted by reference did
the court find the reference to be general so that subsequent
amendments to the incorporated statute affected the adopting
statute.â â (Domagalski, at pp. 1385â1386, fn. omitted.)
It is true that Proposition 21, like the statute at issue in
Domagalski, refers to a specific subdivision of section 186.22 to
define âcriminal street gang.â That subdivision, however,
contains the entirety of the Penal Codeâs definition of âcriminal
street gang,â whereas the referenced subdivisions of section
835.6 contain only a portion of the potentially relevant
misdemeanor procedures that the Legislature could have chosen
to incorporate into Vehicle Code section 23152 but did not.
Domagalski also confirms that âthe determining factor will be
the legislative intent behind the incorporating statute,â which
may be assessed through the legislative history. (Domagalski,
supra, 214 Cal.App.3d at p. 1386.) We endorsed the latter point in Jovan B., including Domagalski among other âmodern decisionsâ that âhave applied the Palermo ruleâ while noting that ânone have done so without regard to other indicia of legislative intent.â (Jovan B., supra,6 Cal.4th at p. 816, fn. 10
.)
Domagalski is consistent with our analysis above.
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Opinion of the Court by Liu, J.
The same is true of In re Oluwa (1989) 207 Cal.App.3d 439
(Oluwa), in which the Court of Appeal considered whether an
inmate was subject to the custody credit calculation established
by the voters through Proposition 7 or whether he was entitled
to invoke more generous credit provisions later enacted by the
Legislature. Proposition 7 contained a statement that â â[t]he
provisions of Article 2.5 (commencing with Section 2930) of
Chapter 7 of Title 1 of Part 3 of the Penal Code [article 2.5] shall
applyâ â in calculating custody credit for sentences like the
inmateâs in Oluwa. (Oluwa, at p. 442.) As described in Oluwa,
article 2.5 contained three sections governing custody credit
calculation at the time Proposition 7 was passed; the custody
credits at issue were enacted as separate sections of article 2.5.
(Oluwa, at p. 443.)
The Attorney General points to Oluwaâs statement that
Proposition 7 was ânot a reference to a system or body of laws or
to the general law relating to the subject at hand,â but rather
was âa specific and pointed reference to an article of the Penal
Code . . . at the time Proposition 7 incorporated article 2.5 into
section 190.â (Oluwa, supra, 207 Cal.App.3d at p. 445.) But
Oluwa did not rest on a specific reference to article 2.5; rather,
the court emphasized that the accompanying legislative
analysis âadvised voters that those persons sentenced to 15
years to life in prison would have to serve a minimum of 10 years
before becoming eligible for paroleâ as provided in article 2.5 at
the time Proposition 7 was adopted. (Oluwa, at p. 445.) Oluwa
explained that allowing inmates like Oluwa to benefit from
subsequent amendments that would reduce that minimum
specifically presented to the voters would frustrate the votersâ
intent and constitute an impermissible legislative amendment
of the initiative. (Id. at p. 446.) Here, by contrast, we have no
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Opinion of the Court by Liu, J.
similar representation in the ballot materials accompanying
Proposition 21 that applies or even mentions a specific definition
of âcriminal street gang,â and thus no basis to infer that the
voters intended to lock in such a definition.
The Attorney General also cites People v. Anderson (2002)
28 Cal.4th 767, which concerned the proper interpretation of section 26, a statute precluding duress as a defense to crimes âpunishable with death.â When section 26âs predecessor was first enacted, this category of crimes included all forms of murder. The defendant argued that because only first degree murder with special circumstances is so punishable today, duress should constitute a defense to all forms of murder except first degree murder with special circumstances. (Anderson, at p. 773.) In other words, the defendant argued that the reference to crimes âpunishable with deathâ in section 26 was general and therefore evolves with the changing nature of what constitutes a capital offense. After considering various indicia of legislative intent and the âanomalous[]â and ârandom resultsâ that would result from the defendantâs position, we held that duress is ânot a defense to any form of murderâ and that the reference in section 26 was specific. (Anderson, at pp. 775, 780; seeid.
at
pp. 774â778.)
The Attorney General says âthe reference [in Proposition
21] is even more specific than the reference at issue in
Anderson.â This argument appears to draw the wrong lesson
from Anderson. Anderson illustrates that a statutory reference
that appears to be general can, upon inquiry into legislative
intent, turn out to be specific. This case shows the reverse also
can be true: the statutory reference in section 190.2 may appear
specific, but the relevant indicia of voter intent show that the
reference is general.
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Opinion of the Court by Liu, J.
We conclude that applying Assembly Bill 333âs definition
of âcriminal street gangâ to the gang-murder special
circumstance does not unconstitutionally amend section
190.2(a)(22). Accepting, as did the Court of Appeal, the Attorney
Generalâs concession below that the evidence presented at trial
is not sufficient to sustain the gang allegations under Assembly
Bill 333, we vacate the true finding on the gang-murder special
circumstance in this case.
CONCLUSION
We reverse the judgment below and remand for further
proceedings consistent with this opinion.
LIU, J.
We Concur:
GUERRERO, C. J.
CORRIGAN, J.
KRUGER, J.
GROBAN, J.
JENKINS, J.
EVANS, J.
26
See next page for addresses and telephone numbers for counsel who
argued in Supreme Court.
Name of Opinion People v. Rojas
__________________________________________________________
Procedural Posture (see XX below)
Original Appeal
Original Proceeding
Review Granted (published) XX 80 Cal.App.5th 542Review Granted (unpublished) Rehearing Granted __________________________________________________________ Opinion No. S275835 Date Filed: December 18, 2023 __________________________________________________________ Court: Superior County: Kern Judge: John W. Lua __________________________________________________________ Counsel: Sharon G. Wrubel, under appointment by the Supreme Court, for Defendant and Appellant. Xavier Becerra and Rob Bonta, Attorneys General, Lance E. Winters, Chief Assistant Attorney General, Michael P. Farrell and Susan Sullivan Pithey, Assistant Attorneys General, Dana Muhammad Ali, Idan Ivri, Louis M. Vasquez, Daniel B. Bernstein, Robert Gezi, Amanda D. Cary, William K. Kim and Stacy S. Schwartz, Deputy Attorneys General, for Plaintiff and Respondent. Kent S. Scheidegger and Kymberlee C. Stapleton for the Criminal Justice Legal Foundation as Amicus Curiae on behalf of Plaintiff and Respondent. Gregory D. Totten for the California District Attorneys Association as Amicus Curiae on behalf of Plaintiff and Respondent. Counsel who argued in Supreme Court (not intended for publication with opinion): Sharon G. Wrubel Attorney at Law P.O. Box 1240 Pacific Palisades, CA 90272 (310) 459-4689 Stacy S. Schwartz Deputy Attorney General 300 South Spring Street Los Angeles, CA 90013 (213) 269-6099