In re Lawrence
Full Opinion (html_with_citations)
Opinion
In 1971, Sandra Davis Lawrence (petitioner) murdered her loverâs wife, Rubye Williams. Petitioner fled the state, remaining a fugitive until 1982, when she voluntarily returned to California and surrendered to the authorities. Petitioner declined a plea offer that would have resulted in a two-year prison sentence. After the jury returned a guilty verdict on a charge of first degree murder, the trial court imposed a sentence of life imprisonmentâthe statutory penalty for murders committed prior to November 8, 1978âand set a minimum eligible parole date of November 29, 1990.
In August 2005, after numerous hearings before the Board of Parole Hearings (the Board),
The Governor, however, as he had done previously, found that the gravity of the commitment offense indicated petitioner remained unsuitable for parole, and reversed the Boardâs decision. In an original petition for writ of habeas corpus filed in the Court of Appeal, Second Appellate District, petitioner challenged on several grounds the Governorâs decision denying parole. Finding the Governor lacked âsome evidenceâ upon which to conclude, consistently with state and federal constitutional standards, that petitionerâs release on parole would represent an âunreasonable riskâ of danger to the community, the Court of Appeal in a split decision issued a writ vacating the Governorâs reversal and reinstating the Boardâs 2005 grant of a parole release to petitioner.
We granted review to consider the Attorney Generalâs contention that the Court of Appeal improperly applied the highly deferential âsome evidenceâ standard of review set forth in our decision in In re Rosenkrantz (2002) 29
Applying the âsome evidenceâ standard to the case presently before us, we agree with the Court of Appeal that the record fails to support the Governorâs conclusion that petitioner remains a current danger to public safety. Accordingly, we affirm the judgment of the Court of Appeal rendered in favor of petitioner.
The facts underlying the commitment offense and the history of petitionerâs parole hearings are not in dispute. The following summary is taken from the Court of Appealâs lengthy and thorough statement of the facts.
A
Petitioner was bom and raised in Birmingham, Alabama, the youngest of 12 children. Following her graduation from high school, she moved to Chicago, where she married and had two children. After her marriage dissolved due to her husbandâs infidelity and her own immaturity, petitioner relocated to Los Angeles, where several of her siblings resided. She took a position as a receptionist in her brotherâs dental office, where she met and began a romantic affair with Robert Williams, a married dentist employed by her brother. Williamsâs wife, the victim Rubye Williams, was aware of the affair. She frequently confronted both petitioner and her husband about the relationship in telephone calls and notes left on the front door of the apartment that Dr. Williams rented for petitioner.
Dr. Williams repeatedly told petitioner he would divorce his wife and marry her. When he failed to follow through with any of these promises, however, petitioner terminated the relationship in late 1970, ceasing all contact with Dr. Williams. On February 10, 1971, petitioner was celebrating her 24th birthday at a family party held at her brotherâs home, when Dr. Williams unexpectedly arrived, uninvited. He announced that he intended to leave his wife and return to petitioner. During the next few days, petitioner and Dr. Williams planned their romantic and professional future together, which was to include petitionerâs obtaining certification as a dental assistant in order to assist Dr. Williams in the new dental practice he was then in the process of opening.
On February 13, 1971, however, Williams telephoned petitioner and told her he had changed his mind; he could not bear losing his children, and hence would remain with his wife. During the conversation, he mentioned Mrs. Williams would be helping him set up his new dental practice, and that she was at that time present at the new office waiting for the delivery of some equipment.
Petitioner was enraged with Dr. Williams, but as she subsequently recognized in therapy sessions with prison psychologists, she instead took out this
Petitioner returned to her sisterâs home and replaced the pistol under the mattress. A few weeks later, petitionerâs sister discovered the pistol had been fired. She contacted the police and reported the handgun had been used and not by her or anyone in her household. She also informed the police that petitioner had told family members that petitioner had killed Mrs. Williams as a birthday present to herself.
The authorities did not immediately investigate petitionerâs involvement in Mrs. Williamsâs death, and petitioner moved to Chicago, Illinois with her children. A few weeks later, petitionerâs family telephoned to tell her that the Federal Bureau of Investigation had informed them there existed a fugitive warrant for her arrest, arising from the death of Mrs. Williams. Petitioner left her children with their father in Chicago and flew back to Los Angeles, but during the flight she decided against turning herself in. She instead fled by bus to Las Vegas, Nevada. In the ensuing years, she resided in Puerto Rico, New York, and Pennsylvania, and worked in various professions, including real estate, sales, and cosmetology. In 1982, some 11 years after the murder, petitioner voluntarily returned to Los Angeles, hired an attorney, and surrendered to the police. Thereafter, she pleaded not guilty and suggested that Dr. Williams may have committed the crime.
As reflected in the report prepared by the probation department after her subsequent conviction, petitioner rejected a plea offer that would have resulted in a two-year prison sentence. The case went to trial in 1983, and the jury returned a guilty verdict on the charge of first degree murder.
The probation departmentâs report noted that petitioner had no prior criminal record as a juvenile or as an adult, but recommended the court deny probation based upon the seriousness of the offense. The report recounted the circumstances surrounding the murder and petitionerâs subsequent flight, but stated: âDefendant presented herself as an intelligent, articulate, and thoughtful woman who stands convicted of a premeditated murder which occurred 12-and-a-half years ago. Defendant fled the jurisdiction of the court and has now surrendered herself to the court and has been found guilty by a jury of
B
During the 23 years petitioner spent in prison serving her sentence on the present offense, she was free of serious discipline, except for two administrative violations for being late to work assignments, and several other instances of being counseled for administrative violations that did not result in discipline. Within a year of her incarceration, she was placed in Miller A Honor house, housing reserved for discipline-free inmates. She worked as a plumber for the prison and volunteered as a tennis coach for other inmates. She was a charter member of the Yes-I-Can tutorial program, a member of Toastmasters International and the Friends Outside parenting program, and a physical trainer for other inmates. Petitioner earned a bachelorâs degree in computer science from the University of La Verne, and was described by prison staff as a âteam player who interacts with everyone in a courteous manner.â
Petitionerâs psychological reports map the path of her rehabilitation. Her initial report, received in September 1984 shortly after her incarceration, concluded petitioner was narcissistic, lacked emotional insight, repressed her emotions, and avoided reality through excessive activity. The examining psychologist predicted these characteristics could lead to problems with other inmates and staff. He recommended greater altruistic involvement in activities benefiting others. The report also characterized petitioner as âexplosiveâ and a âhigh flight risk if she loses her appeal.â
By 1989, petitionerâs psychological report provided a positive review of petitionerâs health, intelligence, and overall psychological condition. Although the examining psychologist found she exhibited some indicia of an âavoidant personality disorder,â he also reported that she has âmuch to offer any community.â Significantly, the examining psychologist found petitioner no longer represented a danger to society.
The psychological assessment in August 1991 was less favorable, recommending intensive psychotherapy based upon a finding that petitioner exhibited features of three psychological disordersâborderline personality
Petitionerâs November 1992 psychological evaluation reflected improvement. The examining psychologist reported petitioner had gained insight into the monstrous dimension of her crime. She also now comprehended her psychological motivationâthat she killed Dr. Williamsâs wife in order to retaliate against him. The examining psychologist assessed petitionerâs violence potential at the time of the crime as greater than the average personâs, but opined that this potential had substantially decreased.
The psychological report from 1994 repeated the positive findings in the earlier reports, and stated that petitioner âwould not have surrendered [to the authorities] back in 1982, if the earlier narcissistic, antisocial or borderline personality disorder diagnoses had been correct.â Positive psychological reports continued in subsequent years, although in July 1996, the psychological evaluation reported that petitioner received her first âdisciplinary CDC 115â in January 1996 for allegedly stealing excess food from the kitchen. Although this troubled the examining psychologist, he found petitioner exhibited no indicia of any psychological disorder. The June 1997 evaluation reported that petitioner successfully had appealed the food-theft-related discipline from the previous year and hence her record remained discipline free.
Psychological reports after 1997 disqualified petitioner from receiving any further psychotherapy, concluding she no longer tested as having any psychiatric or psychological disorder. In total, five psychologists conducting 12 separate evaluations since 1993 concluded that petitioner no longer represented a significant danger to public safety.
C
In late December 1993, the Board made the first of four positive recommendations that petitioner should be granted parole. Among its findings, the Board concluded that petitioner committed the crime as a result of significant stress, and had demonstrated motivation, growth, and a greater understanding of herself and the crime she committed. It also found a reduced probability of
Employing a matrix applicable to first degree murderers who committed their crime prior to November 8, 1978 (Cal. Code Regs., tit. 15, § 2282, subd. (b)),
In March 1994, former Governor Pete Wilson reversed the Boardâs recommendation, providing two reasons for his decision. First, he stated âpublic safetyâ might require a lengthier incarceration. Second, he found the Board had given inadequate consideration to the âpublic interest in a punishment proportionate to the seriousness of the crime.â These findings gave primary credence to the earlier psychological reports and tests reflecting various psychological disorders, as opposed to the more recent reports finding no current evidence that petitioner remained subject to those problems. The Governorâs statement also asserted the base term should be longer.
In both 2000 and 2001, petitionerâs parole hearings resulted in split decisions, with one commissioner voting against release. This required en banc consideration and each time, parole was denied. In November 2002, the Board issued its second positive recommendation that petitioner be granted parole.
The reasons given at this time parallel the findings contained in the Boardâs favorable recommendation in 1993. Additionally, there was further psychiatric evidence indicating that petitioner had taken responsibility for her crime and felt greater remorse, and that she would not be a danger to public safety. By then, she also had a much longer record as a model inmate. She was only a few credits short of a masterâs degree in business administration, held membership in the plumbers union, and had made major contributions to a number of educational and public service programs at the prison. The Board calculated the appropriate period of incarceration as 216 months for the aggravated term and 12 more for use of a firearm. From this, however, it
In April 2003, former Governor Gray Davis reversed petitionerâs second positive parole recommendation.
In May 2004, the Board again recommended granting parole to petitioner. This time the net term was calculated at 130 months (10 years 9 months). After reciting essentially the same list of findings as in the previous two parole recommendations, the Board highlighted that petitioner had no â115âsâ (that is, serious rules violations) in her nearly two decades at the prison. Although she had received a few â128(a)âsâ (administrative rules violations) for being late to work appointments or counseling sessions, the last of those had been received a decade earlier, in April 1993. An April 2004 psychological evaluation once again had been favorable and reported petitioner was not a danger to public safety and understood the seriousness of her crime and what had led to it. The Board recommended as a condition of parole that petitioner be required to undergo drug counseling and monitoring for one year.
A month later, Governor Arnold Schwarzenegger reversed this third positive parole recommendation. He based his decision upon a finding that petitionerâs release would pose an unreasonable risk of danger to public safety. His decision characterized the murder as a vicious crime committed for an âincredibly pettyâ reason, and found that this constituted âreason enough to pose an unreasonable risk to public safety.â
In August 2005, the Board again recommended petitioner be paroled. The Boardâs report reflects that the panel heard testimony from petitioner, considered her prison record, read some 24 letters from petitionerâs family and other supporters, studied the full statement issued by the Governor in reversing the May 2004 Board recommendation that petitioner be released, and considered arguments from a representative of the Los Angeles County District Attorneyâs Office opposing parole as well as from petitionerâs attorney. The panel commended petitioner for her resilience after experiencing the disappointment of a gubernatorial reversal of her third parole-release recommendation. It then recited a number of favorable developments subsequent to the Governorâs action, including a laudatory note from a staff member describing petitioner as a âteam player who interacts with everyone in a courteous manner.â Another internal evaluation reflects her continued participation in a conflict transformation program. Other reports discuss activities that have
Additional developments described in the Boardâs report include the circumstance that petitioner obtained her masterâs degree in business administration in June 2005. She also updated her computer skills and received above-average evaluations in her âoffice servicesâ assignment. The file also contained a letter from a lieutenant on the prison staff commending petitioner for her work as a physical fitness trainer during the previous five years, stating she is âa superb motivator and trainer.â This was accompanied by a letter bearing the signatures of 78 physical fitness trainees praising petitioner for what she âhas done for us in reference to getting some self-esteem, along with some know-how, along with mental strength and physical strength.â This letter proceeds âto commend [petitioner] on being just one person that has to deal with hundreds of women with different personalities and attitudes, and still continues to get up each morning and encourage and teach us how to be just as strong. ... I truly believe that if a person such as [petitioner] gives so much of herself to so many people, then the least we can do is give something back.â
The Boardâs report also discussed numerous other letters written by persons outside the institution in support of petitionerâs parole, which variously describe petitioner as a good student and a âremarkable woman.â A letter from the coordinator of the Partnership for Reentry Program stated that petitioner had applied for and been accepted into the Los Angeles Archdioceseâs Partnership for Reentry Program, a four-year program in which, upon release, a mentor and a team meet with the participant weekly. The coordinator expressed confidence that petitioner would succeed in the program and in reentry into society. Additional letters from various clergy and social workers who knew petitioner stated the writersâ belief that petitioner would be a productive member of society if released from prison. With the sole exception of a pro forma argument from the District Attorney, no one spoke or wrote in opposition to a grant of parole.
After reviewing the evidence that became available following the Governorâs reversal of the 2004 Board recommendationâ-as well as the earlier evidence relevant to her suitabilityâthe panel announced its decision orally, stating its reasons for concluding that petitioner was suitable for parole and would not pose any unreasonable risk of danger to society or a threat to public safety if released. Those reasons included the circumstances that petitioner has no juvenile record of assaulting others, nor any adult record other than the
The Board concluded, as it had in prior recommendations, that petitioner should be granted parole. In reaching this conclusion, the Board found that the crime was committed as the result of stress, and that the possibility of recidivism was low because of petitionerâs maturation, growth, greater understanding, and advancing age, and the absence of a history of significant violent crime. The Board also found that petitioner âunderstands the nature and magnitude of the offense, and accepts responsibility for her criminal behavior and has decided to change towards good citizenship.â The Board further cited favorably the most recent psychological report, in which the examining psychologist explained that petitioner had demonstrated substantial insight and understanding into her life and the circumstances that led her to commit the crime, including her past relationships with predatory and pathological men, and that petitioner is ânow able to look at her behavior and formulate a number of different options in order to avoid conflict and violence in other settings and situations.â Consulting its matrix once again, the Board set the total period of confinement at 130 monthsâless than half of petitionerâs actual incarceration at that time, which was nearly 24 years.
In mid-January 2006, the Governor again reversed the Boardâs decision. His statement recounted the circumstances of the crime and petitionerâs subsequent flight from the authorities. The Governor, while acknowledging that petitioner had surrendered voluntarily, discounted this circumstance by observing that at the time, petitioner denied any involvement in Mrs. Williamsâs murder and instead attempted to blame Dr. Williams.
The Governor observed that subsequent to her incarceration, petitioner had been counseled eight times for misconduct, including as recently as 2005, but acknowledged that she has not been subject to any disciplinary actions. He further acknowledged that petitioner had made additional efforts toward rehabilitation subsequent to the Governorâs last statement. âShe has, since my last reversal of the Boardâs decision to grant [petitioner] parole in 2004, earned a Masterâs degree in Business Administration. Prior to that, she earned her Bachelorâs degree in Human Development and an Associate of Arts degree. She received vocational training in data processing, word processing, and plumbing and has worked within the institutional setting as a library porter, which is her current position, and as a plumber, fitness trainer, and food managerâs clerk. [Petitioner] has continued to avail herself of self-help and therapy, including Conflict Transformation Skills, Pathways to Wholeness, an array of substance-abuse programs, Stress Management, and Anger
Nonetheless, the Governor again relied upon the circumstances of the offense to justify his reversal of the Boardâs decision: â[T]he murder perpetrated by [petitioner] demonstrated a shockingly vicious use of lethality and an exceptionally callous disregard for human suffering because after she shot Mrs. Williamsâfour timesâcausing her to collapse to the floor, [petitioner] stabbed her repeatedly. And the gravity alone of this murder is a sufficient basis on which to conclude presently that [petitionerâs] release from prison would pose an unreasonable public-safety risk.â The Governor described petitionerâs crime as âa cold, premeditated murder carried out in an especially cruel manner and committed for an incredibly petty reason.â
Despite acknowledging petitionerâs recent positive mental health evaluations, the Governor noted that early prison reports by mental health evaluators characterized petitioner as sociopathic, unstable, and moderately psychopathic. He also emphasized that for many years, petitioner denied killing Mrs. Williams, although âshe since has admitted that she committed this crime. She says that she fully understands and is sorry for what she did.â The Governor further observed that at both the 2004 and 2005 parole hearings, petitioner denied having brought the gun to the dental office with the intent to shoot the victim.
Regarding the Boardâs finding that the âcommitment of the crime was the result of stress and life, [petitioner] was spumed by a lover in favor of his wife,â the Governor concluded that âthere is evidence in the record that any stress under which [petitioner] was operating at the time was not of such level or significance to mitigate her murderous conduct.â In this respect, he emphasized that as petitioner herself admitted at the 2005 Board hearing, âshe returned the gun to her sisterâs home, even put it back under the mattress, right after murdering Mrs. Williams. . . . [J]ust after returning the gun, she proceeded to another sisterâs home and went to sleep on her couch before ultimately fleeing the state.â
Although petitioner had been incarcerated nearly 24 years at the time of the Governorâs review and had âmade creditable gainsâ during that time, he concluded that âthe factors weighing against [petitionerâs] parole suitability presently outweigh the positive ones tending to support it. Accordingly, because I continue to believe that her release from prison would pose an
In an original petition for writ of habeas corpus filed in the Court of Appeal, petitioner challenged on several grounds the latest decision of the Governor denying parole. In a split decision, the appellate court found that the Governorâs decision âis not supported by some evidence rationally indicating [petitioner] presently represents an unreasonable risk to public safety if released on parole.â The majority found that the commitment offense did not demonstrate a more âshockingly vicious use of lethalityâ or a more âexceptionally callous disregard for human sufferingâ than other premeditated first degree murders, or than the murders in other appellate cases in which courts had found no evidence supporting the Governorâs decision. The majority also concluded that even if some evidence supported his characterization of the seriousness of the murder, the gravity of the commitment offense did not supply some evidence ârationally demonstrating [petitioner] represents an unreasonable danger to public safety at the present time.â
The dissent criticized the majority for misapplying the deferential standard of review set forth in Rosenkrantz, supra, 29 Cal.4th 616, and for relying upon federal authority to consider the predictive value of the offense. The dissent concluded that, because the commitment offense involved facts beyond the minimum necessary for a conviction of first degree murder, the aggravated circumstances of the commitment offense supplied some evidence supporting the Governorâs decision.
Accordingly, the Court of Appeal issued a writ vacating the Governorâs reversal of the Boardâs decision, and reinstated the Boardâs 2005 grant of parole to petitioner. After we declined to issue a writ of supersedeas to stay the judgment rendered by the Court of Appeal, petitioner was paroled on July 11, 2007. The Attorney General sought review in this court, which we granted on September 19, 2007.
II
A
The applicable statutes provide that the Board is the administrative agency within the executive branch that generally is authorized to grant parole and set release dates. (§§ 3040, 5075 et seq.) The Boardâs parole decisions are governed by section 3041 and title 15, section 2281
Title 15, section 2281 of the California Code of Regulations sets forth the factors to be considered by the Board in carrying out the mandate of the statute. The regulation is designed to guide the Boardâs assessment of whether the inmate poses âan unreasonable risk of danger to society if released from prison,â and thus whether he or she is suitable for parole. (Regs., § 2281, subd. (a).)
In Rosenkrantz, supra, 29 Cal.4th 616, we were presented with the threshold question of whether courts are authorized to review the merits of a Governorâs decision affirming, reversing, or modifying a parole decision of the Board. We held that both the Board and the Governor must consider the statutory factors concerning parole suitability set forth by section 3041 and Board regulations (Regs., § 2230 et seq.), and that âbecause due process of law requires that a decision considering such factors be supported by some evidence in the record, the Governorâs decision is subject to judicial review to ensure compliance with this constitutional mandate.â (Rosenkrantz, supra, 29 Cal.4th at p. 664.)
Nonetheless, we emphasized in Rosenkrantz that the Boardâs â âdiscretion in parole matters has been described as âgreatâ [citation] and âalmost unlimitedâ [citation].â â (Rosenkrantz, supra, 29 Cal.4th at p. 655.) âResolution of any conflicts in the evidence and the weight to be given the evidence are within the authority of the Board.â (Id. at p. 656.) We further concluded that the broad discretion to be granted to the Board also exists with regard to decisions rendered by the Governor. (Id. at p. 677.) Although âthe Governorâs decision must be based upon the same factors that restrict the Board in rendering its parole decisionâ (id. at p. 660), the Governor undertakes an independent, de novo review of the inmateâs suitability for parole (ibid.). Thus, the Governor has discretion to be âmore stringent or cautiousâ in determining whether a defendant poses an unreasonable risk to public safety. (Id. at p. 686.) â[T]he precise manner in which the specified factors relevant to parole suitability are considered and balanced lies within the discretion of the Governor. ... It is irrelevant that a court might determine that evidence in the record tending to establish suitability for parole far outweighs evidence demonstrating unsuitability for parole. As long as the Governorâs decision reflects due consideration of the specified factors as applied to the individual prisoner in accordance with applicable legal standards, the courtâs review is limited to ascertaining whether there is some evidence in the record that supports the Governorâs decision.â (Id. at p. 677, italics added.)
Although we emphasized that a courtâs review should be highly deferential, we rejected the Governorâs contention that the judicial branch is authorized to review parole decisions only to ensure that all procedural safeguards have been satisfied, but not to consider the merits of a parole decision. (Rosenkrantz, supra, 29 Cal.4th at p. 657.) In doing so, we cautioned against a less stringent standard of review that would permit the Board to render a decision without any âbasis in factâ and not supported by any evidence in the record simply because âthe decision, on its face, recited supposed facts corresponding to the specified factors and appeared reasonable.â (Id. at
We held that despite the broad authority granted to the Board and the Governor, and the limited nature of judicial review, a petitioner is entitled to a constitutionally adequate and meaningful review of a parole decision, because an inmateâs due process right âcannot exist in any practical sense without a remedy against its abrogation.â (Rosenkrantz, supra, 29 Cal.4th at p. 664.) Accordingly, the judiciary is empowered to review a decision by the Board or the Governor to ensure that the decision reflects âan individualized consideration of the specified criteriaâ and is not âarbitrary and capricious.â (Id. at p. 677.)
Subsequently, in Dannenberg, supra, 34 Cal.4th 1061, we specifically rejected the petitionerâs contention that the Board must schedule an indeterminate life inmateâs release on parole, within the parameters of uniform terms for similar offenses, unless it finds the callousness and brutality of a particular inmateâs offense, or other indicia of his or her dangerousness, so extreme that the case falls outside the uniform-term matrices set forth in the Boardâs regulations. Instead, in construing section 3041, we considered it âobviousâ that the public safety provision of subdivision (b) takes precedence over the âuniform termsâ principle of subdivision (a). We recognized that the âstatute expressly provides that the fixing of a âuniformâ parole release date shall occur unless the Board finds the indeterminate life inmate unsuitable on grounds of âpublic safety.â â (Dannenberg, supra, 34 Cal.4th at p. 1082, italics omitted.) Accordingly, emphasizing that the primary, overriding consideration for the Board is public safety, we affirmed the âsome evidenceâ standard of review, but our decision did not specifically reconsider, limit, or amplify the contours of the standard of review recognized and outlined in Rosenkrantz.
In sum, the Penal Code and corresponding regulations establish that the fundamental consideration in parole decisions is public safety (§ 3041; Regs., §§ 2281, 2402), and our discussion in both Rosenkrantz and Dannenberg emphasized this point. Moreover, it is apparent from the foregoing discussion that the core determination of âpublic safetyâ under the statute and corresponding regulations involves an assessment of an inmateâs current dangerousness. As noted above, a parole release decision authorizes the Board (and the Governor) to identify and weigh only the factors relevant to
B
In the years since our decision in Dannenberg, supra, 34 Cal.4th 1061, courts have struggled to strike an appropriate balance between deference to the Board and the Governor and meaningful review of parole decisions. A growing tension has emerged in the decisions regarding the precise contours of the âsome evidenceâ standard of review. This conflict is rooted in the practical reality that in every published judicial opinion addressing the issue, the decision of the Board or the Governor to deny or reverse a grant of parole has been founded in part or in whole upon a finding that the inmate committed the offense in an âespecially heinous, atrocious or cruel manner,â
In Rosenkrantz, supra, 29 Cal.4th 616, we held that â[t]he nature of the prisonerâs offense, alone, can constitute a sufficient basis for denying
In Dannenberg, we confirmed that â[w]hen the Board bases unsuitability on the circumstances of the commitment offense, it must cite âsome evidenceâ of aggravating facts beyond the minimum elements of that offense. (Rosenkrantz, supra, 29 Cal.4th 616, 658, 683.)â (Dannenberg, supra, 34 Cal.4th at pp. 1095-1096, fn. 16.) We also clarified that â[o]ur use of the phrase âparticularly egregiousâ â in Rosenkrantz did not mandate a proportionality review as a threshold inquiry in every case, but âconveyed only that the violence or viciousness of the inmateâs crime must be more than minimally necessary to convict him of the offense for which he is confined.â (Dannenberg, supra, 34 Cal.4th at p. 1095, quoting Rosenkrantz, supra, 29 Cal.4th at p. 683.)
In considering whether such evidence existed in petitioner Dannenbergâs case, we recounted that the inmate had bludgeoned his wife with a pipe wrench and then either pushed his wife into a bathtub of water, or left her to drown in the tub despite awareness of her injuries. In light of these circumstances, we concluded âthere clearly was âsome evidenceâ (Rosenkrantz, supra, 29 Cal.4th 616, 658) to support the Boardâs determination that Dannenbergâs crime was âespecially callous and cruel,â showed âan exceptionally callous disregard for human suffering,â and was disproportionate to the âtrivialâ provocation. Accordingly, under Rosenkrantz, the Board could use the murder committed by Dannenberg as a basis to find him unsuitable, for reasons of public safety, to receive a firm parole release date.â (Dannenberg, supra, 34 Cal.4th at p. 1095, fn. omitted, italics added.)
Although we did not explicitly consider whether the aggravated circumstances of the commitment offense established that the inmate remained a current threat to public safety, it is apparent that in basing our conclusion that the inmateâs due process rights were not violated upon the existence of evidence in the record establishing that the commitment offense was particularly egregious, we presumed that the evidence of egregiousness supported the ultimate determination that the inmate posed a threat to public safety, as
Applying the presumption that evidence of egregiousness supports the ultimate determination that an inmate poses a threat to public safety, some courts have concluded that a denial-of-parole decision must be affirmed if âsome evidenceâ supports the Boardâs or the Governorâs factual determination that the commitment offense was particularly aggravated, or that some other factor establishing unsuitability is present. (See Bettencourt, supra, 156 Cal.App.4th at p. 800; Andrade, supra, 141 Cal.App.4th at p. 819; Burns, supra, 136 Cal.App.4th at pp. 1327-1328; Fuentes, supra, 135 Cal.App.4th at pp. 162-163; Honesto, supra, 130 Cal.App.4th at p. 96; Lowe, supra, 130 Cal.App.4th at pp. 1427-1428; DeLuna, supra, 126 Cal.App.4th at p. 593.) Under this approach, if some evidence supports a finding that the crime is especially heinous, atrocious, or cruel, and the record establishes that the Board or the Governor gave consideration to the factors required by law to be taken into account, the court will not weigh the balance of relevant factors differently, and will not independently assess whether an inmate poses an âunreasonable riskâ to public safety.
Conversely, an emerging majority of courts, concluding that an inquiry focused only upon the existence of unsuitability factors fails to provide the meaningful review guaranteed by the due process clause, define the âsome evidenceâ standard by focusing upon those aspects of our earlier opinions in which we stated that the judicial inquiry is centered upon an evaluation of the evidence supporting the Boardâs or the Governorâs decision
These cases emphasize that public safety is the overarching consideration for both the Board and the Governor, and interpret the Rosenkrantz âsome evidenceâ test as âmeaning that suitability determinations must have some rational basis in fact.â (Scott, supra, 133 Cal.App.4th at p. 590, fn. 6.) Accordingly, these decisions conclude that the some evidence standard described in Rosenkrantz and Dannenberg poses not simply a question of whether some evidence supports the factors cited for denial, but instead, whether the evidence supports the core determination required by the statute before parole can be deniedâthat an inmateâs release will unreasonably endanger public safety. As articulated in Lee, supra, 143 Cal.App.4th 1400, these decisions conclude that â[s]ome evidence of the existence of a particular factor does not necessarily equate to some evidence the paroleeâs release unreasonably endangers public safety.â (Id. at p. 1409, fn. omitted.)
In most of the decisions discussed above, the courts have not explicitly recognized a conflict between the two alternative approaches. Several dissenting justices, however, including Justice Perluss in the present case, as well as the majority in several cases in which we have granted review (and which we have held pending resolution of the present case), have criticized the so-called current dangerousness approach as incompatible with our analysis in Rosenkrantz and Dannenberg. (E.g., Roderick, supra, 154 Cal.App.4th at pp. 311-312 (dis. opn. of Sepulveda, J.).) These justices view a standard of review focusing upon the ultimate statutory decision rather than the existence
We disagree with the view that a standard of review that focuses upon the existence of âsome evidenceâ that an inmate poses a current threat to public safetyârather than merely some evidence of the existence of an unsuitability factorâis incompatible with either Rosenkrantz or Dannenberg. As set forth above, our previous cases recognize that the paramount consideration for both the Board and the Governor under the governing statutes is whether the inmate currently poses a threat to public safety and thus may not be released on parole. (Dannenberg, supra, 34 Cal.4th at pp. 1070-1071, 1079-1080, 1083-1084, 1091, 1094, 1098; Rosenkrantz, supra, 29 Cal.4th at pp. 653-654, 682-683.) We have held that to ensure that the Boardâs decision comports with due process, a court must consider whether âsome evidence in the record before the Board supports the decision to deny parole, based upon the factors specified by statute and regulation. If the decisionâs consideration of the specified factors is not supported by some evidence in the record and thus is devoid of a factual basis, the court should grant the prisonerâs petition for writ of habeas corpus and should order the Board to vacate its decision denying parole and thereafter to proceed in accordance with due process of law.â (Rosenkrantz, supra, 29 Cal.4th at p. 658, italics added.)
We also have emphasized that under the some evidence standard, a reviewing court reviews the merits of the Boardâs or the Governorâs decision, and is not bound to affirm a parole decision merely because the Board or the Governor has adhered to all procedural safeguards. We have remarked that â[a]s long as the Governorâs decision reflects due consideration of the specified factors as applied to the individual prisoner in accordance with applicable legal standards, the courtâs review is limited to ascertaining whether there is some evidence in the record that supports the Governorâs decision.â (Rosenkrantz, supra, 29 Cal.4th at p. 677, italics added.) This standard is unquestionably deferential, but certainly is not toothless, and âdue considerationâ of the specified factors requires more than rote recitation of the relevant factors with no reasoning establishing a rational nexus between those factors and the necessary basis for the ultimate decisionâthe determination of current dangerousness. âIt is well established that a policy of rejecting parole solely upon the basis of the type of offense, without individualized treatment and due consideration, deprives an inmate of due process of law.â (Id. at p. 684.)
Indeed, our conclusion that current dangerousness (rather than the mere presence of a statutory unsuitability factor) is the focus of the parole decision
In expressly rejecting a purely procedural standard of review in Rosenkrantz, we recognized that in light of the constitutional liberty interest at stake, judicial review must be sufficiently robust to reveal and remedy any evident deprivation of constitutional rights. If simply pointing to the existence of an unsuitability factor and then acknowledging the existence of suitability factors were sufficient to establish that a parole decision was not arbitrary, and that it was supported by âsome evidence,â a reviewing court would be forced to affirm any denial-of-parole decision linked to the mere existence of certain facts in the record, even if those facts have no bearing on the paramount statutory inquiry. Such a standard, because it would leave potentially arbitrary decisions of the Board or the Governor intact, would be incompatible with our recognition that an inmateâs right to due process âcannot exist in any practical sense without a remedy against its abrogation.â (Rosenkrantz, supra, 29 Cal.4th at p. 664; see In re Scott (2004) 119 Cal.App.4th 871, 898 [15 Cal.Rptr.3d 32] [observing that the deferential standard of review set forth in Rosenkrantz, although requiring courts to be
Accordingly, if we are to give meaning to the statuteâs directive that the Board shall normally set a parole release date (§ 3041, subd. (a)), a reviewing courtâs inquiry must extend beyond searching the record for some evidence that the commitment offense was particularly egregious and for a mere acknowledgement by the Board or the Governor that evidence favoring suitability exists. Instead, under the statute and the governing regulations, the circumstances of the commitment offense (or any of the other factors related to unsuitability) establish unsuitability if, and only if, those circumstances are probative of the determination that a prisoner remains a danger to the public. It is not the existence or nonexistence of suitability or unsuitability factors that forms the crux of the parole decision; the significant circumstance is how those factors interrelate to support a conclusion of current dangerousness to the public.
Accordingly, when a court reviews a decision of the Board or the Governor, the relevant inquiry is whether some evidence supports the decision of the Board or the Governor that the inmate constitutes a current threat to public safety, and not merely whether some evidence confirms the existence of certain factual findings. (Rosenkrantz, supra, 29 Cal.4th at p. 658; Dannenberg, supra, 34 Cal.4th at p. 1071; Lee, supra, 143 Cal.App.4th at p. 1408.)
Contrary to the Attorney Generalâs contention, our recognition that judicial review contemplates an evaluation of the record for some evidence supporting the decision reached by the Board or the Governor does not impermissibly shift the ultimate discretionary decision of parole suitability from the executive branch to the judicial branch. In Rosenkrantz, supra, 29 Cal.4th 616, we expressly recognized that judicial review of a Governorâs parole decision for adherence to both statutory and constitutional mandates was both (a) contemplated by the governing statutes and the California Constitution, and (b) integral to protecting an inmateâs constitutional liberty interest in the setting of a parole date. (29 Cal.4th at p. 664.) Our recognition today that the focus upon current dangerousness is the appropriate articulation of the âsome evidenceâ standard does not alter the role assigned either to the executive or to the judiciary, but merely articulates the circumstance that the relevant consideration both for the executive decision makers and for reviewing courts is the core statutory determination of public safety. (Id. at p. 662.)
The Attorney General further asserts that the some evidence standard, focused upon current dangerousness, does not lend itself to appropriate judicial review, because a âpredictiveâ determination regarding parole suitability is not subject to objective proof and thus is not amenable to review
in
The Attorney General contends that the aggravated circumstances of a commitment offense inherently establish current dangerousness, and that the existence of âsome evidenceâ demonstrating that the offense was aggravated beyond the minimum elements of the offense therefore is sufficient to support the conclusion that an inmate is currently dangerous. Arguably, the manner in which we applied the some evidence standard in Rosenkrantz and Dannenberg implicitly endorsed the Attorney Generalâs position. In each case, we evaluated the egregiousness of the commitment offense by considering whether the offense involved some act beyond the minimum required for conviction of the offense, and upon finding that the circumstances of the offense established egregiousness, we affirmed the Boardâs or the Governorâs decision without specifically considering whether there existed a rational nexus between those egregious circumstances and the ultimate conclusion that the inmate remained a threat to public safety.
In light of the conflict among the Courts of Appeal discussed above, it is necessary to clarify the manner in which courts must apply the some evidence standard. As we explain below, an inquiry into whether the offense is more aggravated than the minimum elements necessary to sustain a conviction was not intended by this court to be the exclusive measure of due process, and has proved in practice to be unworkable, leading to arbitrary results. Most importantly, the circumstance that the offense is aggravated does not, in every case, provide evidence that the inmate is a current threat to public safety. Indeed, it is not the circumstance that the crime is particularly
Accordingly, we conclude that although the Board and the Governor may rely upon the aggravated circumstances of the commitment offense as a basis for a decision denying parole, the aggravated nature of the crime does not in and of itself provide some evidence of current dangerousness to the public unless the record also establishes that something in the prisonerâs pre- or postincarceration history, or his or her current demeanor and mental state, indicates that the implications regarding the prisonerâs dangerousness that derive from his or her commission of the commitment offense remain probative of the statutory determination of a continuing threat to public safety.
A
Although we relied upon a âminimum elementsâ inquiry to determine whether the commitment offenses in Rosenkrantz and Dannenberg were particularly egregious, by doing so we did not intend to define the exclusive situation in which a decision relying solely upon the circumstances of the commitment offense to justify a denial-of-parole decision might be found to be arbitrary or capricious. After all, we recognized that the fundamental purpose of judicial review is to permit courts to provide a remedy for arbitrary decisions. As noted above, we observed that a parole denial based upon the circumstances of the offense might, âfor example,â violate due process under the California Constitution âwhere no circumstances of the offense reasonably could be considered more aggravated or violent than the minimum necessary to sustain a conviction for that offense. . . . . Therefore, a life term offense or any other offenses underlying an indeterminate sentence must be particularly egregious to justify the denial of a parole date.â â (Rosenkrantz, supra, 29 Cal.4th at p. 683.) To the extent this language has been read to suggest that reliance solely upon the circumstances of the commitment offense would violate an inmateâs due process rights only in those cases in which the circumstances of the crime are not particularly egregious, we emphasize that due process cannot, and should not, be so narrowly defined.
B
Nonetheless, reading the minimum elements language as talismanic, Court of Appeal decisions have interpreted our cases as establishing this focus as
A review of these cases reveals that resort to a minimum elements inquiry has proved to lead to arbitrary results. For example, in Bettencourt, supra, 156 Cal.App.4th at page 800, the court found the commitment offense particularly aggravated where the petitioner and his friend beat and stabbed the victim
In contrast, in Barker, supra, 151 Cal.App.4th, at pages 377-378, the court found the commitment offense was not particularly aggravated where the petitioner and his accomplice planned to kill the accompliceâs parents for money. After the accomplice shot the parents, the petitioner killed the accompliceâs 76-year-old grandfather by striking him on the head with a chisel several times and then shooting him twice in the head. Following the murders, the petitioner and his accomplice ransacked the house to make the crime look like a burglary. (See also Elkins, supra, 144 Cal.App.4th at p. 502 [crime found not particularly aggravated where the petitioner, a drug dealer, owed the victim money; after drinking alcoholic beverages and consuming cocaine, the petitioner planned to rob the victim of money and drugs; the petitioner killed victim by repeatedly beating him over the head with a baseball bat while he was sleeping; after the murder, the petitioner dumped the body in a remote area, burglarized victimâs storage area and his girlfriendâs house, and left the state].)
Focus upon whether a petitionerâs crime was âparticularly egregiousâ in comparison to other murders in other cases is not called for by the statutes, which contemplate an individualized assessment of an inmateâs suitability for parole, nor is it a proper method of assessing whether âsome evidenceâ supports the Governorâs conclusion that a particular inmate represents an unreasonable threat to public safety. The circumstance that some inmates who committed murders were or were not adjudged to be threats to public safety has a minimal bearing upon whether any other inmate poses such a threat. Moreover, comparative analysis is incompatible with our decision in Dannenberg. In Dannenberg, supra, 34 Cal.4th 1061, we held that nothing in section 3041 suggests that the Boardâs members must vote in favor of parole unless the inmateâs offense is substantially more serious than most others of the same class. (34 Cal.4th at pp. 1083-1084, 1095.) In other words, we recognized that the statute does not require the Board to compare the inmateâs actual period of confinement with that of other individuals serving life terms for similar crimes. (Id. at pp. 1070-1071.) Rather, the statutory suitability determination is individualized, and focuses upon the public safety risk posed by the particular offender. (Ibid.)
C
Reiterating the contention that the statutory factors inherently provide a means of assessing unsuitability for parole, and thus that no additional inquiry regarding current dangerousness is required, the Attorney General contends that if it is determined that a crime involves an act beyond the minimum necessary for
A survey of the appellate court decisions reveals, however, that the minimum elements inquiry is unworkable in practice, not merely because it has led courts to engage in comparative analysis or to characterize clearly aggravated conduct as not particularly egregious, but also because it has become evident that there are few, if any, murders that could not be characterized as either particularly aggravated, or as involving some act beyond the minimum required for conviction of the offense. Accordingly, because it also is apparent that the gravity of the offense is the sole or primary determinative factor in each of these cases, a strict minimum elements inquiry would mandate upholding in every case the denial of parole, regardless of whether other evidence in the record clearly attenuates the predictive value of the offense, and without any consideration of whether the gravity of the offense continues to provide some evidence that the inmate remains a threat to public safety many years after commission of his or her offense. Similarly, the unexceptional nature of the commitment offense will not inevitably reflect a lack of current dangerousness without due consideration of the inmateâs postconviction actions and progress toward rehabilitation.
More importantly, the minimum elements inquiry, which assesses only the gravity of the commitment offense, fails to provide a workable standard for judicial review, because it is now apparent that the aggravated nature of the commitment offense does not, in every case, provide some evidence that the inmate remains a current threat to public safety. (Roderick, supra, 154 Cal.App.4th at p. 277 [although record indicated the petitioner had a long criminal history, court required the Board to hold a new hearing, noting inmateâs age and âthe immutability of [his] past criminal history and its diminishing predictive value for future conductâ]; Elkins, supra, 144 Cal.App.4th at pp. 498-499 [recognizing that the predictive value of the commitment offense may be very questionable after a long period of time, and concluding that â[g]iven the lapse of 26 years and the exemplary rehabilitative gains made by [the petitioner] over that time, continued reliance on these aggravating facts of the crime no longer amount to âsome evidenceâ
An evaluation of the circumstances of the crime in isolation allows a fact finder or reviewing court to determine whether a commitment offense was particularly egregiousâa designation that we have seen applied in nearly every murder case considered by the Board or the Governorâand to conclude that the prisoner was a danger to the public at or around the time of his or her commission of the offense. Absent affirmative evidence of a change in the prisonerâs demeanor and mental state, the circumstances of the commitment offense may continue to be probative of the prisonerâs dangerousness for some time in the future. At some point, however, when there is affirmative evidence, based upon the prisonerâs subsequent behavior and current mental state, that the prisoner, if released, would not currently be dangerous, his or her past offense may no longer realistically constitute a reliable or accurate indicator of the prisonerâs current dangerousness.
As we recognized in Rosenkrantz, supra, 29 Cal.4th 616, when evaluating whether an inmate continues to pose a threat to public safety, both the Board and the Governor must consider all relevant statutory factors, including those that relate to postconviction conduct and rehabilitation. (Id. at p. 655 [noting that the Board â âcannot, consistently with its obligation, ignore postconviction factors unless directed to do so by the Legislature,â â and that â â[although a prisoner is not entitled to have his term fixed at less than maximum or to receive parole, he is entitled to have his application for these benefits âduly consideredâ â based upon an individualized consideration of all relevant factorsâ].) Indeed, in directing the Board to consider the statutory factors relevant to suitability, many of which relate to postconviction conduct and rehabilitation, the Legislature explicitly recognized that the inmateâs threat to public safety could be minimized over time by changes in attitude, acceptance of responsibility, and a commitment to living within the strictures of the law. In other words, contrary to the Attorney Generalâs contention that if the circumstances of the commitment offense are egregious, those circumstances will provide some evidence of current dangerousness in perpetuity, it is evident that the Legislature considered the passage of
The minimum elements test, because it functionally removes consideration of relevant suitability factors and fails to assess current dangerousness, substantially undermines the rehabilitative goals of the governing statutes.
In sum, the Board or the Governor may base a denial-of-parole decision upon the circumstances of the offense, or upon other immutable facts such as an inmateâs criminal history, but some evidence will support such reliance only if those facts support the ultimate conclusion that an inmate continues to pose an unreasonable risk to public safety. (Regs., § 2281, subd. (a).) Accordingly, the relevant inquiry for a reviewing court is not merely whether an inmateâs crime was especially callous, or shockingly vicious or lethal, but whether the identified facts are probative to the central issue of current dangerousness when considered in light of the full record before the Board or the Governor.
IV
Turning now to the facts of the present case, we observe that the Governor concluded that the murder of Rubye Williams âdemonstrated a shockingly vicious use of lethality and an exceptionally callous disregard for human suffering because after she shot Mrs. Williamsâfour timesâcausing her to collapse to the floor, [petitioner] stabbed her repeatedly. . . . She made it a point to arm herself, not with one weapon but with two, and show up at a
Before evaluating the Governorâs reliance upon the gravity of the commitment offense, we first consider his discussion of facts not related to the circumstances of the commitment offense. Although his statement does not directly rely upon a lack of remorse to justify denial of parole, the Governor suggested that petitioner continued to pose a threat to public safety because she was not remorseful and because she continued to attempt to justify the victimâs murder. As support, the Governor pointed to quotations excerpted from the proceedings at petitionerâs 2002 and 2005 Board hearings, such as petitionerâs observation at the latter hearing that â T always viewed [Mrs. Williams] as the obstacle in my fantasy romance. That she was the one that was keeping me from having what I wanted. So in my mind, it was natural for me to confront her as though she would disappear . . . .â [Petitioner also] said that she saw Mrs. Williams as her âproblem.â â
We agree with the Court of Appeal majority that it is evident from the full context of petitionerâs statements that she merely was explaining her state of mind at the time of the homicide, not justifying it. âTo the contrary, these and tike statements were made in the course of condemning her own behavior on that occasion and expressing deep remorse for what she had done and why she had done it.â
Although again the following circumstance is not expressly advanced as a ground for reversing the Boardâs grant of parole, there is an implication in the Governorâs statement that petitioner has serious psychiatric problems and therefore her release would pose an unreasonable risk of danger to the public. Specifically, his statement recites the negative language found in several early psychiatric evaluations. â[Petitioner] was categorized in early prison reports by mental-health evaluators as sociopathic, unstable and moderately psychopathic. Subsequent mental-health evaluations have been more favorable and include low risk assessments.â
Here, too, we agree with the Court of Appeal majority that the Governorâs conclusion is not supported by any evidence. Rather, the positive psychological assessments of petitioner in every evaluation conducted during the last 15 years have undermined the evidentiary value of these dated reports setting
The Governor also stated that â[s]ince her incarceration, while [petitioner] has been counseled eight times for misconduct, including as recently as 2005, she has avoided any disciplinary actions.â Again, it is unclear whether the Governor directly relied upon this circumstance to justify his reversal of the Boardâs parole decision, but in any event the record indicates that petitioner was counseled when she was late to a class or other appointment. Nothing in the record supports a conclusion that petitioner poses a threat to public safety because she was occasionally late to appointments or job assignments during her almost 24 years of incarceration.
The sole remaining ground supporting the Governorâs decision is the gravity of petitionerâs commitment offense. Under the standard of review recognized above, we must determine whether some evidence in the record supports the Governorâs conclusion that petitioner poses an unreasonable public safety risk because of the gravity of her commitment offense. The facts cited by the Governorâthe use of multiple weapons, the premeditated nature of the offense, the cruelty attendant to the murder, as well as the petty motive attributed to petitionerâundoubtedly supply some evidence supporting the Governorâs conclusion that the commitment offense was carried out in an âespecially heinous, atrocious or cruel manner.â (Regs., § 2281, subd. (c)(1).)
In the present case, the Board found, as it had after three previous parole hearings resulting in a grant of parole, that petitionerâs record exhibited all the factors listed in the regulations indicating suitability for release on parole, except for the factor applicable only to battered spouses. The Board noted petitionerâs long-standing involvement in self-help, vocational, and educational programs, her insight into the circumstances of the offense, her acceptance of responsibility and remorse, and her realistic parole plans, which included a job offer and family support. Regarding the commitment offense, the Board found petitioner had committed the murder while under the stress of an emotional love triangle. The Board found no evidence establishing the existence of any other statutory factor relevant to an inmateâs unsuitability for parole. Petitioner had no prior criminal record or history of violent crimes or assaultive behavior. There also was no evidence of sadistic sexual acts or an unstable social history. Although earlier psychological reports were mixed or negative, petitionerâs psychological examinations for the most recent 15 years were uniformly positive, finding her to be psychologically sound and to pose no unusual danger to public safety should she be released. Finally, petitioner was free of âserious misconductâ during her more than two decades of incarceration, and exhibited exemplary efforts toward rehabilitative programming.
The commitment offense occurred 36 years ago when petitioner, who is now 61 years of age, was 24 and, as the Board found, under significant emotional stress as a result of her love affair with the victimâs husband. Although the Governorâs statement sought to diminish the emotional stress factor by suggesting that, even if genuine, it still does not reduce petitionerâs culpability for the murder, the existence of emotional stress as a mitigating factor favoring suitability is not dependent upon a degree of stress that would fully negate culpability for the murder. Indeed, if facts fully negated culpability, the inmate would not have been convicted of murder. In the present case, there is no doubt petitioner is culpable for the premeditated murder of Rubye Williams, despite the emotional stress she was experiencing at the time. The Governor, however, was reviewing petitionerâs twelfth parole suitability hearing and the fourth grant of parole by the Board. Psychological evaluations of petitioner conducted during the last 15 years, as well as the
Moreover, other factors establishing suitability, which the Governor considered but did not find dispositive in making his final evaluation, strongly support our view that the Governorâs ultimate conclusion is not supported by some evidence. Petitioner was incarcerated for nearly 24 years and during that period had an exemplary record of conduct. She participated in many years of rehabilitative programming specifically tailored to address the circumstances that led to her commission of the crime, including anger management programs as well as extensive psychological counseling, leading to substantial insight on her part into both the behavior that led to the murder and her own responsibility for the crime. Petitioner repeatedly expressed remorse for the crime, and had been adjudged by numerous psychologists and by the Board as not representing any danger to public safety if released from prison.
In light of petitionerâs extraordinary rehabilitative efforts specifically tailored to address the circumstances that led to her criminality, her insight into her past criminal behavior, her expressions of remorse, her realistic parole plans, the support of her family, and numerous institutional reports justifying parole, as well as the favorable discretionary decisions of the Board at successive hearingsâdecisions reversed by the Governor based solely upon the immutable circumstances of the offenseâwe conclude that the unchanging factor of the gravity of petitionerâs commitment offense has no predictive value regarding her current threat to public safety, and thus provides no support for the Governorâs conclusion that petitioner is unsuitable for parole at the present time.
Our deferential standard of review requires us to credit the Governorâs findings if they are supported by a modicum of evidence. (Rosenkrantz, supra, 29 Cal.4th at p. 658.) This does not mean, however, that evidence suggesting a commitment offense was âespecially heinousâ or âparticularly egregiousâ will eternally provide adequate support for a decision that an inmate is unsuitable for parole. As set forth above, the Legislature specifically contemplated both that the Board âshall normallyâ grant a parole date, and that the passage of time and the related changes in a prisonerâs mental attitude and demeanor are probative of the determination of current dangerousness. When,
Accordingly, under the circumstances of the present caseâin which the record is replete with evidence establishing petitionerâs rehabilitation, insight, remorse, and psychological health, and devoid of any evidence supporting a finding that she continues to pose a threat to public safetyâ petitionerâs due process and statutory rights were violated by the Governorâs reliance upon the immutable and unchangeable circumstances of her commitment offense in reversing the Boardâs decision to grant parole. Contrary to the assertion of the dissent, the Governorâs action vacating the Boardâs grant of parole to petitioner runs contrary to both his statutory and his constitutional obligations. As set forth in detail above, both the governing statutes and constitutional due process principles require the Governor to base his decision to set aside a grant of parole on âsome evidenceâ of current dangerousness. The evidence relied upon by the Governor in this caseâthe egregiousness of the commitment offenseâdoes not provide âsome evidenceâ that petitioner remains a current threat to public safety. Accordingly, the Governorâs decision is not supported by âsome evidenceâ of current dangerousness and is properly set aside by this court.
We emphasize that our recognition that a proper review of a parole decision must focus upon âsome evidenceâ of current dangerousness does not alter our recognition in Rosenkrantz and Dannenberg that the purpose of the parole statutes is to guarantee that the decision makers fully have addressed the public safety implications of releasing on parole any inmate serving a maximum term of life imprisonment. The relevant determination for the Board and the Governor is, and always has been, an individualized assessment of the continuing danger and risk to public safety posed by the inmate. If the Board determines, based upon an evaluation of each of the statutory factors as required by statute, that an inmate remains a danger, it can, and must, decline to set a parole date. The same holds true for the Governorâs decision to set aside a decision of the Board. Notably, despite the conclusion we reach in the present case, we reiterate our recognition in Dannenberg that pursuant to section 3041, subdivision (b), the Board has the express power and duty, in an individual case, to decline to fix a firm release
Our conclusion that petitionerâs conviction offense does not reliably predict, 36 years after commission of the offense and following 24 years of incarceration and demonstrated rehabilitation, that petitioner currently poses a danger to society, does not alter our affirmation that certain conviction offenses may be so âheinous, atrocious or cruelâ that an inmateâs due process rights would not be violated if he or she were to be denied parole on the basis that the gravity of the conviction offense establishes current dangerousness. In some cases, such as those in which the inmate has failed to make efforts toward rehabilitation, has continued to engage in criminal conduct postincarceration, or has shown a lack of insight or remorse, the aggravated circumstances of the commitment offense may well continue to provide âsome evidenceâ of current dangerousness even decades after commission of the offense.
Indeed, as established in the companion case of In re Shaputis, supra, 44 Cal.4th 1241, 1259-1261, filed concurrently with this opinion, the Governor does not act arbitrarily or capriciously in reversing a grant of parole when evidence in the record supports the conclusion that the circumstances of the crime continue to be predictive of current dangerousness despite an inmateâs discipline-free record during incarceration. As explained in detail in that case, where the record also contains evidence demonstrating that the inmate lacks insight into his or her commitment offense or previous acts of violence, even after rehabilitative programming tailored to addressing the issues that led to commission of the offense, the aggravated circumstances of the crime reliably may continue to predict current dangerousness even after many years of incarceration. (See also Hyde, supra, 154 Cal.App.4th at p. 1215; Tripp, supra, 150 Cal.App.4th at pp. 314, 320.)
Finally, it should be noted that our recognition that the proper articulation of the some evidence standard focuses upon the inmateâs current dangerousness should not produce a wave of reversals of decisions denying parole. In the overwhelming majority of post-Rosenkrantz/Dannenberg appellate decisions that have applied the strict minimum elements inquiry, the affirmance of a denial-of-parole determination was not founded solely upon the conclusion that the circumstances of the commitment offense were more than what was minimally required to obtain a conviction of that offense, but rather upon the presence of other additional statutory factors establishing unsuitability. (Bettencourt, supra, 156 Cal.App.4th at p. 807 [unsuitability based upon
V
For the reasons discussed above, the judgment of the Court of Appeal is affirmed.
Kennard, J., Werdegar, J., and Moreno, J., concurred.
The Board of Parole Hearings replaced the Board of Prison Terms in July 2005. (Pen. Code, § 5075, subd. (a).) For ease of reference, and because both entities have performed the same duties, we refer to both as âthe Board.â
In the companion case of In re Shaputis (2008) 44 Cal.4th 1241, 1259-1261 [82 Cal.Rptr.3d 213, 190 P.3d 573], filed concurrently with this opinion, the Court of Appeal also properly recognized that the relevant inquiry is whether some evidence supports the Governorâs ultimate decision that the inmate poses a current risk to public safety. As we explain in Shaputis, however, our clarification that the âsome evidenceâ standard of review focuses upon evidence supporting the core statutory determination of public safety does not alter our recognition in Rosenkrantz and Dannenberg that the decisions of both the Board and the Governor are entitled to deference. In Shaputis, the Court of Appeal impermissibly substituted its own evaluation of the record for that conducted by the Governor. Because, unlike the record before us in the present case, the record in Shaputis contains some evidence supporting the
Pursuant to Penal Code section 3046, persons sentenced to life imprisonment cannot be paroled during the first seven years of their confinement.
Unless otherwise indicated, all further unspecified statutory references are to the Penal Code, and all further undesignated references to regulations are to title 15 of the California Code of Regulations.
Because petitionerâs murder was committed prior to November 8, 1978, title 15, section 2281 governs her parole suitability. Title 15, section 2402, which we discussed in Rosenkrantz,
These factors include âthe circumstances of the prisonerâs: social history; past and present mental state; past criminal history, including involvement in other criminal misconduct which is reliably documented; the base and other commitment offenses, including behavior before, during and after the crime; past and present attitude toward the crime; any conditions of treatment or control, including the use of special conditions under which the prisoner may safely be released to the community; and any other information which bears on the prisonerâs suitability for release. Circumstances which taken alone may not firmly establish unsuitability for parole may contribute to a pattern which results in a finding of unsuitability.â (Regs., § 2281, subd. (b).)
Unsuitability factors are: (1) a commitment offense carried out in an âespecially heinous, atrocious or cruel mannerâ; (2) a â[previous [r]ecord of [violenceâ; (3) âa history of unstable or tumultuous relationships with othersâ; (4) â[s]adistic [s]exual [o]ffensesâ; (5) âa lengthy history of severe mental problems related to the offenseâ; and (6) â[t]he prisoner has engaged in serious misconduct in prison or jail.â (Regs., § 2281, subd. (c)(1)â(6).) This subdivision further provides that âthe importance attached to any circumstance or combination of circumstances in a particular case is left to the judgment of the panel.â (Regs., § 2281, subd. (c).)
Factors supporting a finding that the inmate committed the offense in an especially heinous, atrocious, or cruel manner include the following: (A) multiple victims were attacked, injured, or killed in the same or separate incidents; (B) the offense was carried out in a dispassionate and calculated manner, such as an execution-style murder; (C) the victim was abused, defiled, or mutilated during or after the offense; (D) the offense was carried out in a manner that demonstrates an exceptionally callous disregard for human suffering; and (E) the motive for the crime is inexplicable or very trivial in relation to the offense. (Regs., § 2281, subd. (c)(1).)
Suitability factors are: (1) the absence of a juvenile record; (2) âreasonably stable relationships with othersâ; (3) signs of remorse; (4) a crime committed âas the result of significant stress in [the prisonerâs] lifeâ; (5) battered woman syndrome; (6) the lack of âany significant history of violent crimeâ; (7) â[t]he prisonerâs present age reduces the probability of recidivismâ; (8) â[t]he prisoner has made realistic plans for release or has developed marketable skills that can be put to use upon releaseâ; and (9) the inmateâs â[institutional activities indicate an enhanced ability to function within the law upon release.â (Regs., § 2281, subd. (d)(1)â(9).)
Article V, section 8, subdivision (b) of the California Constitution provides in full: âNo decision of the parole authority of this State with respect to the granting, denial, revocation, or suspension of parole of a person sentenced to an indeterminate term upon conviction of murder shall become effective for a period of 30 days, during which the Governor may review the decision subject to procedures provided by statute. The Governor may only affirm, modify, or reverse the decision of the parole authority on the basis of the same factors which the parole authority is required to consider. The Governor shall report to the Legislature each parole decision affirmed, modified, or reversed, stating the pertinent facts and reasons for the action.â
The statutory procedures governing the Governorâs review of a parole decision pursuant to California Constitution article V, section 8, subdivision (b), are set forth in Penal Code section 3041.2, which states: â(a) During the 30 days following the granting, denial, revocation, or suspension by a parole authority of the parole of a person sentenced to an indeterminate prison term based upon a conviction of murder, the Governor, when reviewing the authorityâs decision pursuant to subdivision (b) of Section 8 of Article V of the Constitution, shall review materials provided by the parole authority. Q] (b) If the Governor decides to reverse or modify a parole decision of a parole authority pursuant to subdivision (b) of Section 8 of Article V of the Constitution, he or she shall send a written statement to the inmate specifying the reasons for his or her decision.â
(Regs., §§ 2281, subd. (c)(1), 2402, subd. (c)(1); see In re Bettencourt (2007) 156 Cal.App.4th 780, 791 [67 Cal.Rptr.3d 497] (Bettencourt); In re Roderick (2007) 154 Cal.App.4th 242, 260 [65 Cal.Rptr.3d 16] (Roderick); In re Gray (2007) 151 Cal.App.4th 379, 396 [59 Cal.Rptr.3d 724] (Gray); In re Tripp (2007) 150 Cal.App.4th 306, 316 [58 Cal.Rptr.3d 64] (Tripp); In re Barker (2007) 151 Cal.App.4th 346, 361-362 [59 Cal.Rptr.3d 746] (Barker); In re Burns (2006) 136 Cal.App.4th 1318, 1323 [40 Cal.Rptr.3d 1] (Burns); In re Andrade (2006) 141 Cal.App.4th 807, 813 [46 Cal.Rptr.3d 317] (Andrade); In re Lee (2006) 143 Cal.App.4th 1400, 1405 [49 Cal.Rptr.3d 931] (Lee); In re Weider (2006) 145 Cal.App.4th 570, 581 [52 Cal.Rptr.3d 147] (Weider); In re Elkins (2006) 144 Cal.App.4th 475, 486 [50 Cal.Rptr.3d 503] (Elkins); In re Scott (2005) 133 Cal.App.4th 573, 587-588 [34 Cal.Rptr.3d 905] (Scott); In re DeLuna (2005) 126 Cal.App.4th 585, 590 [24 Cal.Rptr.3d 643] (DeLuna); In re Honesto (2005) 130 Cal.App.4th 81, 89 [29 Cal.Rptr.3d 653] (Honesto); In re Fuentes (2005) 135 Cal.App.4th 152, 158 [37 Cal.Rptr.3d 426] (Fuentes); In re Lowe (2005) 130 Cal.App.4th 1405, 1414-1415 [31 Cal.Rptr.3d 1] (Lowe).)
As discussed in part m, post, implicit in this approach is the assumption, gleaned from our application of the standard in Rosenkrantz and Dannenberg, that evidence establishing that a commitment offense was particularly egregious inherently assesses the threat currently posed by the inmate to public safety.
(Rosenkrantz, supra, 29 Cal.4th at p. 658 [âthe court may inquire only whether some evidence in the record before the Board supports the decision to deny parole, based upon factors specified by statute and regulationâ (italics added)]; Hill, supra, 472 U.S. at pp. 455-456 [âthe relevant question is whether there is any evidence in the record that could support the conclusion reached by theâ decision maker (italics added)].)
(See Roderick, supra, 154 Cal.App.4th at p. 263; Gray, supra, 151 Cal.App.4th at p. 410; Barker, supra, 151 Cal.App.4th at p. 366; Tripp, supra, 150 Cal.App.4th at p. 313; Weider, supra, 145 Cal.App.4th at p. 589; Elkins, supra, 144 Cal.App.4th at p. 499; Lee, supra, 143 Cal.App.4th at p. 1408; Scott, supra, 133 Cal.App.4th at p. 595.)
(See Bettencourt, supra, 156 Cal.App.4th at p. 807; Burns, supra, 136 Cal.App.4th at p. 1329; Andrade, supra, 141 Cal.App.4th at pp. 818-819; Fuentes, supra, 135 Cal.App.4th at p. 163; Honesto, supra, 130 Cal.App.4th at pp. 96-97; Lowe, supra, 130 Cal.App.4th at p. 1429.)
The court in DeLuna, supra, 126 Cal.App.4th at page 600, found no evidence in the record supporting the existence of any of the multiple factors cited by the Board, except for the aggravated nature of the commitment offense. The appellate court reversed the trial courtâs decision granting petitionerâs habeas corpus petition, but did not affirm the Boardâs decision, instead ordering the trial court to remand the matter to the Board for a new hearing. (Ibid.)
Two cases diverged from the pattern by applying the some-evidence-of-current-dangerousness approach and finding both that the crime involved more than the minimum elements, and that the circumstances of the crime continued to be predictive of current dangerousness. In Tripp, supra, 150 Cal.App.4th at pages 314, 320, the court recognized the current dangerousness test, but concluded that the circumstances surrounding petitionerâs commitment offense were particularly egregious, and could constitute some evidence if the Governor duly considered all other relevant factors. In In re Hyde (2007) 154 Cal.App.4th 1200, 1215 [65 Cal.Rptr.3d 162] (Hyde), the court analyzed the record for some evidence of current dangerousness, and also concluded that the circumstances of petitionerâs numerous commitment offenses were both particularly egregious and provided evidence of his continuing threat to public safety.
(See Roderick, supra, 154 Cal.App.4th at p. 278; Gray, supra, 151 Cal.App.4th at p. 410; Barker, supra, 151 Cal.App.4th at pp. 377-378; Weider, supra, 145 Cal.App.4th at pp. 590-591; Elkins, supra, 144 Cal.App.4th at pp. 502-503; Lee, supra, 143 Cal.App.4th at pp. 1414â1415; Scott, supra, 133 Cal.App.4th at pp. 603-604.)
(See also Andrade, supra, 141 Cal.App.4th at p. 819 [crime found particularly aggravated where during an altercation between the petitioner and another naan, the petitionerâs adversary cut his neck with a knife; the petitioner left the scene, returned with a shotgun, and shot two bystanders, one of whom was believed by the petitioner to have stabbed him; the petitioner fired three shots, killing one victim and injuring the second]; Fuentes, supra, 135 Cal.App.4th at pp. 162-163 [crime found particularly aggravated where the petitioner and his acquaintance had an altercation with two men; during the altercation, either the petitioner or his acquaintance pulled a knife and stabbed one of the men once in the face and once in the chest; after the stabbing, the petitioner fled the scene]; Honesto, supra, 130 Cal.App.4th at p. 96 [crime found particularly aggravated where the petitioner and two coconspirators planned to kidnap, rob, and possibly kill the victim, who was the head clerk at a grocery store and once had refused to cash a check for one of the men; the men confronted the victim at his home with firearms and forced him to drive to the store; during the drive, the petitioner shot the victim with a shotgun, causing a collision; victim died several hours later]; Lowe, supra, 130 Cal.App.4th at pp. 1427-1428 [crime found particularly aggravated where the petitioner and the victim had a sexual relationship; after the relationship deteriorated, the petitioner purchased a gun and fired five shots at the victimâs head and chest while he was asleep; after the murder, the petitioner covered the body in sheets and blankets, leaving it on the bed for two months; the petitioner later placed the body in a coffin, which he used as a nightstand; after learning that the police discovered the body, the petitioner fled].)
(See also Weider, supra, 145 Cal.App.4th at p. 587 [crime found not particularly aggravated where after the petitionerâs wife moved in with the victim, the petitioner confronted wife and victim in a bar with a gun, intending to kill himself; after a struggle over the gun, the petitioner shot at the victim, killing him and wounding two patrons]; Lee, supra, 143
Although we have not previously emphasized the rehabilitative aspects of the governing statutory requirements and the underlying legislative intent that the Board and the Governor consider an inmateâs rehabilitation when evaluating parole suitability, an examination of the regulatory factors favoring suitability (quoted, ante, fn. 8) establishes that in determining whether further incarceration is necessary to protect the public, the Board (and the Governor) must consider, among other factors, whether the inmate exhibits signs of remorse, has made realistic plans for release or has developed marketable skills that can be put to use upon release, and whether the inmateâs institutional activities reflect an enhanced ability to function within the law upon release. (Regs., § 2281, subd. (d)(3), (8), (9).) Moreover, the Board must consider the inmateâs past and present mental state and past and present attitude toward his or her crime. (Regs., § 2281, subd. (b).) These suitability factors clearly establish that the statutes contemplate the consideration of an inmateâs rehabilitation as an integral element of a parole suitability determination, and that a determination of the current threat posed by an inmate necessarily involves consideration of the inmateâs postconviction conduct and mental state as it relates to his or her current ability to function within the law if released from prison.
Additionally, the regulatory emphasis on institutional behavior, and the specific proviso that âserious misconduct in prison or jailâ is an indicator of unsuitability for parole (Regs., §§ 2402, subd. (c), 2281, subd. (c)), suggest that the possibility of parole acts as an incentiveâ encouraging good behavior and discouraging misconduct by confined prisoners. Failure to consider a prisonerâs postconviction behavior when evaluating suitability for parole would undermine tile practical institutional benefits of this regulatory incentive.
As the United States Court of Appeals for the Ninth Circuit cogently observed in Biggs v. Terhune: âTo insure that a state-created parole scheme serves the public interest purposes of rehabilitation and deterrence, the Parole Board must be cognizant not only of the factors required by state statute to be considered, but also the concepts embodied in the Constitution requiring due process of law. [Citation.] H] . . . HQ We must be ever cognizant that â[d]ue [p]rocess is not a mechanical instrument. It is not a yardstick. It is a process. It is a delicate process of adjustment inescapably involving the exercise of judgment by those whom the Constitution entrusted with the unfolding of the process.â [Citation.] A continued reliance in the future on an unchanging factor, the circumstance of the offense and conduct prior to imprisonment, runs contrary to the rehabilitative goals espoused by the prison system and could result in a due process violation.â (Biggs v. Terhune (9th Cir. 2003) 334 F.3d 910, 916-917.)
Later at the hearing, in answer to the question why she took out her rage on Mrs. Williams instead of Dr. Williams, who had chosen to remain with his wife, petitioner explained: âBecause women blame women when not getting what they want. They donât blame men. And a 24-year-old distraught, betrayed woman looked for the easiest probably person to take out any frustration on. I wanted him, so in my 24-year-old [mind], she was my problemâhe wasnât my problem. So itâs irrational, itâs unfounded, itâs unfair, and I understand that now. She was not the person to blame for my rage. I just took it out on her because it wasâit was just probably the easiest thing to do to confront her instead of Robert.â
As the Court of Appeal majority noted, at the 2005 hearingâafter discussing the commission of the crime and petitionerâs flight from prosecution two months laterâshe was asked whether there was anything else she had to say about the crime itself. Petitioner responded: âI would like to let you know, you know, that Iâm totally, totally aware of what I did. I take full responsibility for what I did. . . . And I made that first step back into reality to come and let you know that I do understand that I did something horrible, and Iâm willing to suffer the consequences for what I did. And I lived here for 21 Vi years suffering those consequences, and have grown and gotten stronger behind it. So I come to you today, apologizing as I do on a daily basis when it comes up in my mindâapologize to [Rubye] Williams, knowing that I took her life. She was not my victim. She was the object of my rage. She was the object of my disgust with everything that had happened to my life, and my unfulfillment in my life up to that point. And it was an irrational act that I committed against her, her family, and [that] stone knife that I threw in that river that morning, how it affected so many people. I understand that. And I have stood strong here for 21 years letting everyone know that I was willing to make a change, and I worked every day to make a change and to let anybody and everybody know that nothing like that could happen in my life again, and anybodyâs life that comes within my contact, because my life is an open book where anybody could see how they can [be] involved in situations that [lead] to much damage to people and society. So I just want to apologize to [Rubye] and her children for doing that to her, as well as to my children and my family, and to the community at large. I canât take it back. All Iâve done is try to work to improve myself and improve my surroundings. And thatâs all I can do today.â
As noted in his statement quoted above, the Governor also relied upon petitionerâs flight from California and her fugitive status for 11 years following the murder, as well as her denial of involvement in the crime when she finally returned to California in 1982, as relevant to his action vacating the Boardâs parole decision. Petitioner, however, voluntarily ended her fugitive status more than 25 years ago, when surrendering to the authorities in 1982. From at least 1992, she also has taken responsibility for the murder of Mrs. Williams. Accordingly, these circumstances, even if the Governor relied upon them, would fail to establish that petitioner currently remains a danger to public safety.
Although the majority of appellate opinions applying the strict minimum elements test have affirmed the decision to deny parole, only oneâAndrade, supra, 141 Cal.App.4th 807âbased its determination solely upon the Governorâs findings regarding the gravity of the commitment offense. (Id. at pp. 818-819.) That conclusion elicited a dissent by Justice Poliak, who contended that the Boardâs conclusion could not be sustained based solely upon the circumstances of the commitment offense, because there was no evidence in the record establishing that the petitioner would â âpose an unreasonable risk of danger to society if released from prison.â â (Andrade, supra, 141 Cal.App.4th at p. 819 (dis. opn. of Poliak, J.).)