People v. Krebs
Citation452 P.3d 609, 255 Cal. Rptr. 3d 95, 8 Cal. 5th 265
Date Filed2019-11-21
DocketS099439
Cited120 times
StatusPublished
Full Opinion (html_with_citations)
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
REX ALLAN KREBS,
Defendant and Appellant.
S099439
San Luis Obispo County Superior Court
No. F283378
November 21, 2019
Chief Justice Cantil-Sakauye authored the opinion of the
Court, in which Justices Chin, Corrigan, Liu, Cuéllar, Kruger,
and Groban concurred.
PEOPLE v. KREBS
S099439
Opinion of the Court by Cantil-Sakauye, C. J.
A jury convicted defendant Rex Allan Krebs of the first
degree murder of Rachel Newhouse and Aundria Crawford (Pen.
Code, § 187),1 one count of kidnapping Newhouse to commit rape
and one count of kidnapping Crawford to commit rape and
sodomy (§ 209, subd. (b)), one count of rape by force of Newhouse
and two counts of rape by force of Crawford (§ 261, subd. (a)(2)),
one count of sodomy by force of Crawford (§ 286, subd. (c)), and
one count of first degree burglary (§ 459). The jury found true
the special circumstance allegations that defendant committed
multiple murders, that the murder of Newhouse was committed
while engaged in kidnapping and rape, and that the murder of
Crawford was committed while engaged in kidnapping, rape,
and sodomy. (§ 190.2, subd. (a)(3), (17).) Defendant admitted
prior convictions for rape, sodomy, assault to commit rape,
residential burglary, and felony grand theft. The court found
the prior convictions to be true.
Following the penalty phase of the trial, the jury returned
verdicts of death for each of the two murder convictions. The
trial court denied defendantâs motion to modify the death
penalty verdict and his motion for a new trial. (§ 190.4, subd.
(e).) The court sentenced defendant to death for each of the
murder convictions. It also sentenced him to a total of 166 years
1
All further statutory references are to the Penal Code
unless otherwise indicated.
1
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
to life with the possibility of parole for the other offenses and
enhancements, a sentence it stayed pursuant to section 654.
This appeal is automatic. (§ 1239, subd. (b).) We affirm the
judgment in its entirety.
I. BACKGROUND
A. Evidence at the Guilt Phase
1. Investigation prior to defendantâs confession
Rachel Newhouse, a student at California Polytechnic
State University at San Luis Obispo, was last seen on November
12, 1998, at about 11:30 p.m., in Tortilla Flats, a restaurant and
bar in San Luis Obispo. Blood drops were found an hour or so
later on the Jennifer Street Bridge, a pedestrian bridge that
Newhouse would have crossed if she walked home from Tortilla
Flats. Samples taken from blood recovered from the bridge and
a nearby parking lot matched blood samples from Newhouseâs
parents.
Aundria Crawford, a student at Cuesta College who lived
in San Luis Obispo, spoke with a friend by telephone until 2:46
a.m. on March 11, 1999.2 Crawford missed an appointment and
failed to respond to texts on March 11, and an investigation
begun the next day failed to locate her.
Defendantâs parole officer, David Zaragoza, thought there
were similarities between the description in a newspaper article
of the abduction of Crawford and defendantâs prior crimes. In
mid-March, he visited defendant at his residence. When
defendant came out to meet Zaragoza, he was walking as if in
pain, and he was holding his rib area. Defendant stated that he
2
All further date references are to the year 1999 unless
otherwise specified.
2
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
had hurt his ribs when he fell off a wall into some firewood, but
Zaragoza was suspicious because he did not see any injuries to
defendantâs hands or arms. Zaragoza reported his suspicions to
the lead investigator of the Crawford abduction.
Two days later, Zaragoza and other agents conducted a
parole search of defendantâs residence. Among the items seized
was an eight-ball keychain. Zaragoza also found BBs. One of
defendantâs parole conditions was that he was not allowed to
possess objects resembling a firearm. The next day, Zaragoza
seized a BB gun at defendantâs place of employment and caused
defendant to be arrested and transported to the San Luis Obispo
County jail.
Larry Hobson, an investigator with the County of San Luis
Obispo District Attorneyâs Office, interviewed defendant a day
after his arrest. At this point, defendant had been arrested for
violating his parole by possessing a simulated firearm and
drinking alcohol. When Hobson asked defendant if he had any
idea why he was being interviewed, defendant stated he
assumed it related to the disappearance of the two victims,
because defendant was on parole for rape and had a prior sex
offense. He did not recall where he was the day Newhouse
disappeared. However, defendant said he stayed home all night
on March 10, the night of Crawfordâs disappearance. At about
8:00 a.m. the next day, he walked to a woodpile, and his
landlordâs daughter, Debra Wright, stopped and talked to him
briefly. He said he had slipped on some lattice work and fallen
into the woodpile, injuring his ribs.
Defendant denied ever driving down Crawfordâs street or
seeing the victims except on fliers posted around San Luis
Obispo. Hobson asked where defendant had acquired the eight-
3
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
ball keychain found during the parole search, and he said he
found it on the yard while in Soledad prison in 1996. In response
to Hobsonâs telling defendant that he might have to question
him again, defendant said he was willing to do anything to prove
that he was not responsible for the abductions, and he gave
Hobson permission to search his vehicle and his residence.
A few days later, a search of defendantâs truck disclosed
duct tape, binoculars, and a bottle of stain remover. Also, some
of the carpet had been cut out, and one of the jump seats was
missing.
In early April, Hobson interviewed defendant a second
time. Defendant gave an account of his whereabouts on March
11 that was partly inconsistent with his prior statements. When
asked why someone would identify him or his truck in the
vicinity of Crawfordâs house, he stated he had driven down
Crawfordâs street two or three times. With respect to the eight-
ball keychain that defendant claimed to have found in 1996,
Hobson asserted that it had not been manufactured until 1998.
Defendant responded, â âthatâs strange.â â
Five days later, a search of defendantâs home led to the
discovery of the jump seat from his truck. The seat had blood
stains on it.
On April 21, Hobson interviewed defendant a third time.3
Defendant again had difficulty recalling what he did on March
11. Hobson and defendant discussed defendantâs prior sex
3
In this appeal, defendant challenges the trial courtâs
admission of his various statements made after this interview
under Miranda v. Arizona (1966) 384 U.S. 436 (Miranda). We
discuss the circumstances of the interviews in more detail in
part II.B.1, post.
4
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
crimes, and defendant admitted that he fantasized about
abducting women but claimed to have âworked throughâ that.
Hobson then showed defendant the eight-ball keychain and said
it belonged to Crawford. Defendant denied the keychain was
the one that had been found in his home. Hobson told defendant
that the police had found the missing jump seat, and that there
were traces of Newhouseâs blood on it. Defendant then stopped
talking for about 15 minutes while Hobson kept up a monologue.
Hobson asked defendant to take him to the victims, and
defendant stated he did not want to help Hobson at that time.
Hobson eventually returned defendant to the county jail.
2. Defendantâs confession
On April 22, Hobson returned to the jail, and correctional
officers brought defendant to an employee breakroom to meet
him. Some minutes into the conversation, defendant asked
what Hobson wanted him to say, and Hobson said he wanted the
truth. Defendant responded, âokayâ and said that he wanted to
talk somewhere else. Before transporting defendant from the
jail and after giving him Miranda warnings, Hobson asked
defendant if he was responsible for the disappearance and death
of Newhouse and Crawford. Defendant responded, âyes.â
Hobson then took defendant to the police department, where the
ensuing interrogation was recorded. The jury was shown the
videotape, during which defendant described what he had done
to the victims.4
4
Video recordings of interviews conducted on April 22 and
April 27 were played for the jury, and transcripts of these two
interviews were provided to assist the jury. The jury was also
shown a video recording made on April 22, which depicted
5
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Defendant stated that starting at about 8:30 p.m. on
November 12, 1998, he drank six or seven shots of whiskey. At
about midnight, he saw Newhouse walking down a street in San
Luis Obispo. He told Hobson he had a premonition that
Newhouse would walk across a bridge, so he parked his truck
and walked onto the bridge. As Newhouse walked behind him
on the bridge, defendant turned around and hit her on the jaw
with his fist. When she screamed, defendant picked her up and
threw her down on her back. Then he hit her again, knocking
her unconscious, and dragged her by her hair down the stairs.
At this point, she was bleeding from the back of her head and
about her face. When he reached his truck, he put the still-
unconscious Newhouse behind the front passenger seat in the
area where the jump seats were located. He got rope from the
bed of his truck and tied her hands behind her back. He then
drove along railroad tracks for about 200 yards, where he
stopped and used the same rope to tie her legs. Finally, he
reached into her pants, ripped off her panties, stuffed them in
her mouth, and tied the rope through her mouth.
Beside the road that led to defendantâs residence was an
abandoned cabin. Defendant drove to the cabin, carried
Newhouse inside, removed her pants, and raped her. She was
conscious by this time, and was cursing at him. After he raped
her, he re-tied her legs, hogtied her legs to her hands, and
stuffed her panties back into her mouth. Then he drove up to
his residence, leaving Newhouse in the cabin. He returned to
the cabin 15 or 20 minutes later and found Newhouse dead. He
defendant pointing out the victimsâ burial sites and items at his
house. In addition, Hobson testified about his subsequent
interviews of defendant in late April and early May.
6
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
told Hobson that when he left her, the rope he had tied around
her neck was not in a position that would have prevented her
from breathing. Hobson asked whether defendant was saying
that Newhouseâs struggling had caused her strangulation. He
responded, âThat or her legs relaxed or something, I donât know.â
Defendant told Hobson that he panicked, put her body behind
the cabin, and went home.
The next morning, defendant drove his truck past a spot
where he had been cutting wood and dug a grave. He returned
home and, at some point, cleaned blood from his truck. When
he was unable to remove all of the blood, he cut out portions of
carpet, threw them in a dumpster, and put the stained jump seat
in his home. Sometime between 11:00 p.m. and midnight, he
put Newhouseâs body in the back of his truck, drove to where he
had dug a grave, and buried it.
Turning to the Crawford case, defendant stated that the
first time he saw her he was driving by her house as she was
getting out of her car. He followed her back to the house, got out
of his truck, and looked at her through a small gap at the bottom
of the curtains on a window. He left after a few minutes.
Over the following days, defendant twice more returned to
Crawfordâs house to watch her. Each time he was intoxicated.
Finally, defendant returned for a third time, knowing that he
was going to abduct her. Again intoxicated, defendant was not
certain what time he went to her house, but it could have been
as late as 2:00 or 3:00 a.m.
Defendant found a small bathroom window that was not
latched, removed the screen, and crawled feet first into a shower
stall. He hurt his ribs going through the window. Defendant
told Hobson that he was âgetting ready to go out the bathroom
7
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
door. The only thing Iâm thinking of is leaving right thenâ when
Crawford opened the bathroom door, wearing a T-shirt and
underwear. He punched her, knocking her back against the
wall, and kept punching her, causing her to lose consciousness.
He hogtied her with a rope he had brought with him and put
duct tape across her mouth. He went upstairs and got two
pillowcases. Although he was wearing pantyhose over his head,
he put a pillowcase over Crawfordâs head and tied it on so she
could not identify him. He put CDs and some of Crawfordâs
clothes in the other pillowcase. He also took a VCR, videotapes
of movies, and her keys with the eight-ball keychain, which he
put in his truck.
When defendant returned to the house, Crawford had
regained consciousness and was struggling. He put her in his
truck and went back to her house to clean up the blood. Then
he drove her to the abandoned cabin, left her on a couch, drove
home, and drank more whiskey. As it was starting to get light,
he drove to the woodpile to chop some wood so that his landlordâs
daughter, Debra Wright, would see him as she went to work.
After Wright left, defendant brought Crawford from the cabin to
his residence. He removed some of the rope, but he left her
hands tied together and kept the pillowcase and duct tape in
place. He raped and sodomized Crawford on the bed, tied her
feet back together, went to the kitchen for more liquor and
coffee, and fell asleep on the couch. When he woke up an hour
or so later, he replaced the pillowcase with a bandanna blindfold
and removed the duct tape. She asked him why he was doing
this, asked him to stop, pleaded with him to let her go, and cried.
He did not say anything to her, and raped her over a coffee table.
Leaving her hands tied and her legs untied, he clothed her in a
8
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
sweatshirt and sweatpants he had brought from her home. He
put her back in his bed and went to sleep on the couch.
Defendant was awakened by a noise and saw Crawford
coming out of the bedroom without the blindfold. He threw her
to the floor and strangled her to death with a rope. He moved
her body to the bedroom and drank more whiskey. Then he dug
a grave in his yard and buried her. Defendant disposed of
everything he had taken except the eight-ball keychain, a second
black sweatshirt, and the CDs. He threw the VCR and
videotapes, which were in a garbage bag, near a road and burned
everything else.
After confessing, defendant accompanied Hobson and
others to his home and the locations of the graves and the
garbage bag that contained the VCR, videotapes, and CDs. The
jury was shown a videotape of the trip.
3. Exhumations and autopsies
The victimsâ bodies were recovered the day after defendant
confessed. Newhouseâs body was found buried about 30 feet
above the road. Crawfordâs body was found by defendantâs
residence, buried about two feet deep.
Dr. George Sterbenz, a forensic pathologist, observed the
exhumations. He testified that Newhouseâs body was in an
advanced state of decomposition. She had on a shirt that had
been cut in half up the back, and a bra with shoulder straps
pulled down from her shoulders. She had on no other clothing.
Two areas of her scalp were more decomposed, indicating that
they had been injured, and dried fluid on top of her head was
consistent with blood. Dr. Sterbenz believed the cause of death
was asphyxiation, but decomposition prevented him from
determining the specific mechanism by which this occurred.
9
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Decomposition also prevented a determination of whether
Newhouse suffered any trauma to the vaginal area.
Crawfordâs body was not as decomposed as Newhouseâs
body, although the level of decomposition precluded a
determination of whether Crawfordâs vaginal or anal area was
bruised. Crawford was wearing a black sweatshirt with a Hard
Rock Cafe logo and black sweatpants. A blindfold made from a
bandanna covered her eyes and nose. A rope circled her neck
two and one-half times and was also wrapped about her torso
and extremities. Two black flex ties were tied around her wrists,
and a third flex tie connected them and passed through the rope.
There were two lacerations inside her mouth that were
consistent with a blow by a fist to the face. There was also an
area of bruising on her scalp. Dr. Sterbenz concluded that her
cause of death was asphyxia by ligature strangulation.
4. Other corroborating evidence
On April 23, a search of the abandoned cabin close to
defendantâs residence disclosed a large blood stain on the pad
underneath the cushions of the couch. The next day, another
search of defendantâs home led to the discovery of black flex ties
that matched the flex ties on Crawfordâs wrists. Searchers also
discovered some keys about 48 feet from his home. The keys
unlocked the doors to Crawfordâs house.
Analyses of blood stains and hair at the Jennifer Street
Bridge and surrounding areas corroborated defendantâs
description of his abduction of Newhouse. Rodney Andrus, the
assistant director at the Attorney Generalâs laboratory in
Fresno, also tested blood stains from the jump seat and the
couch in the cabin. He found that their markers were consistent
with Newhouseâs blood and the blood stains on the bridge.
10
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
An inspection of Crawfordâs home further corroborated
defendantâs confession. Items that defendant confessed to
taking were indeed missing. The state of the bed also suggested
that Crawford had gotten out of bed shortly before she was
abducted. Blood stains matching Crawfordâs were found in the
bathroom.
Evidence concerning Crawfordâs clothes and belongings
was also consistent with defendantâs confession. Crawfordâs
mother, Leslie Crawford, described some of her daughterâs
belongings, including an eight-ball keychain and a souvenir
sweatshirt with a Hard Rock Cafe logo which she wore only
infrequently. She recalled that her daughter normally wore a
T-shirt and panties to bed. A search of Crawfordâs house failed
to find the dark sweatclothes that Crawfordâs mother reported
missing.
5. Additional interviews of defendant
After the interview on April 22, during which defendant
confessed, Hobson interviewed defendant six more times. Two
days after the confession, Hobson interviewed defendant to
review some of the details of the crimes and his interactions with
the victims. Hobson next contacted defendant the following day
to discuss his childhood and upbringing. The day after that,
Hobson met with defendant to talk about defendantâs relatives.
On April 27, after driving defendant to view the area
where he abducted Newhouse, Hobson conducted a videotaped
interview, which was shown to the jury. Defendant told Hobson
that Newhouse cursed at him and the more she cursed, the
angrier he became. Hobson asked, âWhen you get mad, what do
you want to do?â Defendant responded, âRape her.â He stated
that after he raped her, he was no longer angry, and he denied
11
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
intentionally tying her so tightly that she would strangle
herself. He confirmed, however, that he had tied her differently
when she was in the truck.
In contrast to Newhouse, Crawford did not curse at
defendant; he had placed duct tape over her mouth. When
raping Crawford, defendant was acting out a fantasy that
involved sexual pleasure and dominance. Control was part of
the fantasy, and he had used plastic restraints on Crawford
because they were a better means of control. He agreed with
Hobsonâs theory that once Crawford saw defendant, âit took
away the rest of the fantasy and you just knew you had to kill
her.â He also agreed that when he hogtied her, he was hoping
that she would die like Newhouse so he would not have to kill
her himself, but when she broke a thin rope he had put around
her feet, he pulled on both sides of the rope around her neck and
strangled her. When Hobson pointed out the inconsistency
between this description and an earlier account in which
defendant said he hogtied Crawford, left to drink more, and then
came back and took a small piece of rope and strangled her,
defendant said his current description was more accurate. He
said that if Crawford had not struggled, he would have released
her that night.
With respect to defendantâs assertion that he had planned
to release both of the victims, Hobson asked how he planned to
avoid being identified as the perpetrator, given that he had not
used a condom. Defendant stated that he planned to wash them
in the bathtub at his home and use a bottle to wash out his
semen.
Hobson asked whether defendant committed his first rape
when he was 21 years old, and defendant said he committed an
12
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
attempted rape when he was 18, in Sandpoint, Idaho. The
victim was a young girl. By the time he abducted Crawford, his
fantasies always involved tying his victims up and cutting their
clothes off. Torture had never been part of his fantasy, which
involved only dominance and the ability to have sex repeatedly.
He was uncomfortable when he killed Crawford; it made him
feel sick and angry at himself. When he saw fliers about
Newhouse or Crawford, he felt sick and sorry for them. Finally,
he denied taking a camera from Crawfordâs house, and said he
had not committed any other crimes while on parole. He also
denied shooting a person in the chest in Santa Barbara over a
drug deal before he went to prison. The transcript of the
interview included parenthetical statements, added to inform
the jury that defendant later admitted off-camera to stealing
Crawfordâs camera and shooting a man in Santa Barbara.
Hobson met again with defendant in the last days of April,
when they discussed Hobsonâs intention to go to Idaho and
interview defendantâs relatives. Then in early May, after
interviewing defendantâs friends and relatives, Hobson met with
defendant to discuss what Hobson had learned.
6. Defendantâs prior sexual assault of Shelley C.
At trial, the prosecution introduced testimony regarding
defendantâs prior assault of Shelley C. Shelley testified that
early one morning in 1987 when she was living in San Luis
Obispo County, she woke to a manâs hand over her mouth. He
held a knife to her throat and tied her hands behind her back.
He cut off her clothes, started to gag and blindfold her, but
stopped when she said she would not say anything or look. He
raped and sodomized her and then hogtied her. When he heard
Shelleyâs roommateâs car, he fled. There was a strong odor of
13
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
alcohol on the assailant. When he was interrogated concerning
this assault, defendant stated that he wanted counseling, but
was afraid of the time he would spend in prison. Defendant
confessed to the crimes and pleaded guilty to residential
burglary, rape and sodomy.
7. Defense case
The defense offered no evidence at the guilt phase.
B. Evidence at the Penalty Phase
1. Defense case
Defendant introduced extensive evidence at the penalty
phase. The evidence falls into two general categories. In the
first category is testimony that painted defendant as a
sympathetic character, a child who was abused by a violent
father and a person who, despite the abuse suffered, still had a
moral compass, good personality traits, and the ability to form
positive relationships. In the second category is testimony that
aimed to reduce defendantâs moral culpability. Defendant
introduced evidence to show that he suffered from a mental
illness, one that impaired his ability to control himself, and that
the various institutions under which he was placed â including
Californiaâs Department of Corrections â failed to afford him
any treatment.
Through the testimony of his mother, sisters,
grandmother, aunts, uncles, stepmother, stepsister, elementary
school classmates, teacher, principal, neighbor, and others,
defendant described the serious mental and physical abuse he
suffered as a child. Born in 1966 to Connie Ridley and Allan
Krebs, defendant was the second of four children. Allan Krebs
drank, abused drugs, and beat Ridley. When she left Allan,
Ridley, then an alcoholic, began living with a man who spanked
14
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
defendant, forced him to wear soiled underwear on his head, and
once made defendant go to school in a diaper. Ridley eventually
sent defendant back to live with his father. Allan beat
defendant, once severely enough to leave âblack and blueâ marks
and cuts from the âwaistline, all the way down to his ankles.â
In 1981, when defendant was 15 years old, he broke into a
neighborâs home and stole a gun and some other items. As a
result, defendant was sent to the North Idaho Childrenâs Home
(Childrenâs Home), a âprivate, nonprofit, residential treatment
facility.â Defendant introduced the testimony of several staff
members from the Childrenâs Home, who described his good
behavior while at the facility. Consistent with the defense
presentation of defendant as a person capable of empathy for his
victims and remorse for his actions, a childcare worker from the
Childrenâs Home, Scott Mosher, testified that defendant was
âvery remorsefulâ if he âdid something wrong during this period
of time.â Toward the end of this testimony, counsel asked
Mosher whether he felt defendant âshould receive the death
penalty.â The prosecution objected, and the trial court sustained
the objection, explaining that Mosherâs opinion lacked relevance
because Mosher last saw defendant in 1983 and no longer had
any relationship with him.
When he was at the Childrenâs Home, defendant dated an
11-year-old girl, Adonia Krug. Krug testified that defendant
âhelped [her] through a lot.â The relationship ended amicably
when Diana Scheyt, Krugâs mother, told defendant how old Krug
was. Scheyt thought defendant had a positive influence on her
daughter and allowed the two to keep in contact as friends.
In 1984, after defendant turned 18, he assaulted a 12-
year-old girl in Sandpoint, Idaho. Defendant pleaded guilty to
15
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
a misdemeanor assault charge and spent three months in the
county jail for the attack. The victim, Jennifer E., testified for
the prosecution during the penalty phase, and the prosecution
used this incident to cross-examine several witnesses who
opined that defendant should not receive the death penalty.
During the same year, defendant was convicted of grand
theft of an automobile. For this infraction, defendant served a
prison term at the North Idaho Correctional Institute at
Cottonwood (Cottonwood). Defendant presented the testimony
of a Cottonwood correctional officer who recounted his generally
positive attitude and good behavior while incarcerated.
Shortly after he was released from prison in 1986,
defendant went to California to live with his mother and her
then-husband, John Hollister. Hollister testified that he and
defendant had a friendly relationship, and that defendant had a
girlfriend during this time, Liesel Turner. According to
Hollister, defendant and Turner had â[a] good relationshipâ and
defendant was âinfatuated with her, wanted to impress her.â As
described post, the prosecution called Turner as a rebuttal
witness.
In 1987, defendant was arrested and convicted of the
attempted rape and rape of two women, A.C. and Shelley C.
Defendant served his sentence at Soledad prison. He introduced
the testimony of three correctional officers who worked at the
facility. According to Officer Jeanne Pullano, defendant was âa
model prisoner.â Pullano further testified that there was no
counseling for âsexual predatorsâ available at Soledad at that
time, and even if there had been, inmates âprobably would not
attend because they would be identified as sex offenders if they
didâ and âchild molestersâ and ârapistsâ were âlow . . . on the
16
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
totem poleâ âwithin the prison population.â The other
correctional officers offered similar testimony.
In September 1997, defendant was paroled to San Luis
Obispo County. Defendant found a job in the surrounding area,
made friends, and began a relationship with a woman named
Rosalynn Moore. Moore testified that defendant treated her
âfairly well.â In particular, defendant was never
âinappropriately forceful with [her]â âin a sexual way,â and if she
âdidnât want to do something, he would say okay and . . . that
was the end of it.â
Three of defendantâs friends testified that they were
present at a bar called Outlaws in August 1998 when defendant
got into a fight with a man. One of the friends, Melissa
Copeland, said that defendant had gotten into the fight because
the man had threatened her and defendant âwas defending
[her],â âdefending [her] honor.â
Defendant pressed the theme of institutional failure as it
pertained to his parole. For example, his counsel drew from
Parole Officer Zaragoza the statements that (1) although San
Luis Obispo referred all sex offenders to a âparole outpatient
clinic,â the program was âmore monitoringâ than âconfidential
psychotherapy,â and (2) other than the parole outpatient clinic,
there was no other program âavailable to parolees of rape
convictions for their treatment.â Defendant also introduced the
testimony of Dr. Randall True, who worked at the parole
outpatient clinic and saw defendant while he was on parole.
True testified to the âlimited resourcesâ that he had to do his
work. In response to the question, âif the resources were
available â for a person such as [defendant] at the time you saw
him â what programs would you put him in,â True named a
17
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
number of treatment programs that defendant, in fact, was not
afforded. True admitted, however, that defendant never told
him that he had fantasies about raping women. Had defendant
done so, True would have undertaken additional work.
In addition to the lay witnesses, defendant introduced the
testimony of two experts, Drs. Craig Haney and Fred Berlin.
Haney, a psychologist, examined defendantâs background with
an eye to forming an opinion concerning (1) the âopportunities
in which [defendant] might have been treated for the problems
from which he suffered and whether or not there was evidence
that, in fact, he had been treated,â and (2) the âkind of
adjustment [defendant] would make . . . under a sentence of life
in prison without the possibility of parole.â After interviewing
defendant and people who knew him, Haney came to the
following conclusions. First, defendant has lived âa traumatic
and traumatically damaging life.â His manifestations of certain
âlong-lasting problemsâ were observed throughout his life by
various people. Yet, despite the fact that â[o]ftentimes the
observations were accompanied with very clear
recommendations that [defendant] receive treatment,â
defendant âreceived no psychotherapy, really no psychotherapy
throughout his entire life, including the ten-year period of time
during which he was incarcerated in the California Department
of Corrections.â Second, defendant was âa person who [would]
make[] a remarkably good adjustment to institutional settings,â
including life in prison.
The main defense expert was Dr. Berlin, a board-certified
psychiatrist who interviewed defendant and âmade two
diagnoses with conviction.â Berlin first diagnosed defendant
with sexual sadism, a sexual disorder characterized by âintense,
recurrent, erotically arousing fantasies and urges [that] are
18
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
about having sex in a coercive and sadistic fashion rather than
in a consenting fashion.â Crucially, Berlin opined that sexual
sadism impaired defendantâs âability to be in full control of
himself.â In slightly more technical terms, Berlin said that
sexual sadism caused defendant to be volitionally impaired.
According to Berlin, sexual sadists, like alcoholics or heroin
addicts, âon their own, often canât stop doing it [giving in to their
urges] because they have an impairment in their ability to be in
control.â Like a kleptomaniac who is âdriven to repeatedly
steal,â defendant was driven to engage in his behavior.
Anticipating the prosecutionâs argument, Dr. Berlin
explained that a person suffering from volitional impairment is
nonetheless able to plan and premeditate his or her actions.
Berlin also explained that such a person is able to defer his or
her urges. A volitionally impaired person could desist from
acting out his or her urges given sufficient âexternal controls,â
for example, those controls that exist in a prison setting. This
does not mean that the person has the internal controls
necessary to control his or her behavior. Berlin opined that
sexual sadism is a treatable disorder.
In addition to his diagnosis of sexual sadism, Dr. Berlin
diagnosed defendant with alcoholism. Berlin testified that the
impact of alcoholism âon sexual sadism is like pouring a fuel on
the fire.â The witness elaborated that âboth because he was
intoxicated and because he had a disorder that does impair a
personâs ability to be in full control of himself,â defendantâs
capacity âto conform his conduct to the requirements of lawâ was
âimpaired.â Finally, Berlin considered but did not diagnose
defendant with antisocial personality disorder.
19
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
At the point in his testimony in which Dr. Berlin discussed
the ability of a sexual sadist to defer his actions, defense counsel
attempted to ask the witness about a law in California known
as the Sexually Violent Predator Act. The prosecution objected,
and after an extensive discussion with counsel, the court
sustained the objection.
On cross-examination, the prosecution attacked Dr.
Berlinâs opinion that defendant could not control his urges. For
instance, the prosecution inquired about a test known as the
âpoliceman at the elbow,â which asked whether an individual
would have acted on his or her impulses if there had been a
police officer present. Berlin conceded that âif the policeman
had come, [defendant] would have stopped and tried not to be
apprehended.â However, a police officer was an external control,
and once that external control was removed, Berlin did not
âbelieve for a minute that [defendant] wouldnât have been driven
to then seek out somebody else.â Last, the prosecution asked
Berlin what defendant did to resist the urge to kidnap
Newhouse or break into Crawfordâs house. Berlin replied that
defendant âdidnât say he tried to resist.â âIn fact,â elaborated
the doctor, âhe said that after these urges had come back, and
he dates it to the incident in which he was in the bar fight [at
Outlaws], that after fighting so hard for so many years to resist
it, he kind of became demoralized and gave up and kind of
stopped fighting as hard as he had previously.â
2. Prosecution case
The prosecution presented three types of aggravating
evidence: defendantâs prior criminal activities, surviving family
membersâ victim impact statements, and testimony to rebut
defendantâs mitigating evidence.
20
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
To establish defendantâs prior criminal activities, the
prosecution introduced evidence of his assaults on Jennifer E.
and A.C. Jennifer E. testified that in 1984, when she was 12
years old, she met defendant. One night in February 1984,
Jennifer was downtown with a group of friends that included
defendant. At some point, defendant pulled Jennifer âoff to one
sideâ and tried to kiss her. She said, âno, Iâm only 12.â When
she tried to walk away, defendant grabbed her, and they both
fell to the ground. Defendant then attempted âto undo his pants
and [her] pants.â Jennifer fought to get defendant off, and
defendant struck her three or four times with a closed fist.
Eventually, the two rolled over an embarkment, and Jennifer
was able to get away.
A.C. testified that in 1987, she lived in San Luis Obispo
County. On a night in mid-June, she was in bed with her
daughter when defendant broke into the house and climbed on
top of her. Defendant was carrying a knife and a screwdriver.
A.C.âs daughter cried and screamed. A.C. asked defendant to
take her to another room. When they were walking down the
hallway, defendant attempted to tie A.C. up and âgot really
upsetâ when she did not cooperate. He âhit [her] head against
the wall.â When A.C. tried (unsuccessfully) to stab defendant
with his knife, defendant âgot mad . . . and bit [her] finger.â
Defendant then left. A.C. later underwent surgery on her finger
but could not make full use of it again.
To show the impact that defendantâs crimes had on the
victimsâ families, the prosecution introduced the testimony of
Newhouseâs mother and aunt and Crawfordâs mother and
grandmother. The family members testified about the victimsâ
lives and plans they had for the future. They also described the
devastation brought by the victimsâ deaths.
21
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Finally, the prosecution produced rebuttal testimony. It
called Liesel Turner, who was defendantâs girlfriend in 1987.
Turner testified that she ended the relationship with defendant
because she did not âfeel safeâ and gave reasons for her feelings.
In addition, the prosecution rebutted Dr. Berlinâs
testimony with the testimony of Dr. Park Dietz. Unlike Berlin,
Dietz testified that individuals âwhose only problem is sexual
sadismâ did not suffer from volitional impairment. Dietz
nonetheless afforded a role to mental illness, opining âthe reason
[defendant] behaves in this way toward victims is because he
has an antisocial personality disorder.â Finally, Dietz rested his
conclusion that defendant did not suffer volitional impairment
on the particular facts of the case. Specifically, Dietz testified
that defendantâs decisions to drink, lie to his doctor, âcruiseâ for
victims, carry a ârape kit,â and stop resisting his impulses
showed that his âvolitional control was there.â When asked
âwhether at the time of the offense the capacity of the defendant
. . . to conform his conduct to the requirements of the law was
impaired as a result of a mental disease or defect,â Dietzâs
answer was that defendantâs âdecision to stop resisting, to stop
trying to conform his conduct, is a choice, a bad choice, he made,
rather than his not having the ability to control himself.â
II. DISCUSSION
A. Jury Selection Issues
Defendant claims that the prosecutor improperly used his
peremptory challenges to remove Catholic prospective jurors in
violation of People v. Wheeler (1978) 22 Cal.3d 258(Wheeler) and People v. Batson (1986)476 U.S. 79
(Batson). Although
defendant argued before the trial court that the prosecution
wrongfully removed six prospective jurors on the basis of their
22
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
religious affiliation, Catholicism, defendantâs Batson/Wheeler
claim on appeal is restricted to the removal of a single
prospective juror, Juror No. 6.5 For the reasons explained below,
we reject his claim.
1. Background
Prospective Juror No. 6, along with more than 150 other
venire members, filled out a written questionnaire and was
individually questioned by the court and counsel. Jurors who
were not excused during the individual questioning were asked
to return some days later. Upon their return, the remaining
jurors were subject to peremptory challenges by the prosecution
and defense â each of which had 20 such challenges. In quick
succession, the parties struck 25 jurors, with the prosecution
striking Juror No. 6 as his eighth strike. After the prosecution
also struck Juror Nos. 122 and 126, the defense raised a
Batson/Wheeler challenge, arguing that the prosecution had
improperly removed these three jurors because they were
Catholic.6 Defense counsel acknowledged that defendant was
5
Batson has been held to preclude the removal of a
potential juror based solely on the venire memberâs religious
affiliation. (U.S. v. Brown (2d Cir. 2003) 352 F.3d 654, 667-669; see People v. Gutierrez (2017)2 Cal.5th 1150, 1158
(Gutierrez)
[âAt issue in a Batson/Wheeler motion is whether any specific
prospective juror is challenged on account of bias against an
identifiable group distinguished on racial, religious, ethnic, or
similar groundsâ].) The Attorney General does not contend
otherwise.
6
Defense counsel also mentioned Prospective Juror No. 49
but admitted that âthe record is a little more ambiguousâ about
whether he was Catholic. The trial court did not inquire about
this juror much thereafter, and we infer that the court
determined Juror No. 49 was not Catholic.
23
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
not Catholic but stressed that he âhas received religious
counseling from a Catholic nun.â
Before asking the prosecution to give its reasons for
striking the three jurors, the court made the following
statement. â[T]hereâs some question as to whether â in the case
law the record assumes that the finding has been made of a
reasonable inference if you ask for justification from the other
party. And on this record I donât think I can make a finding that
thereâs a reasonable inference although there does seem to be at
least the beginnings of a trend. [¶] But with three jurors â I
know there are a lot of Catholics on this panel, just in my
memory. I donât know which numbers they are, but I know there
are a lot.â The court then stated, âwith that caveat, Iâll ask the
prosecutor to state what his reasons were for those three jurors.â
The prosecutor offered his reasons for excusing the venire
members. With regard to Prospective Juror No. 6, the
prosecutor stated that he was concerned with the jurorâs stance
on âpsychiatric issues.â Citing questions from the written
questionnaire, the prosecutor described the jurorâs answers as
revealing that she âputs faith in psychiatric testing, thinks
psychology and psychiatry is very useful, and believes it can
explain a lot about a person.â7 These responses concerned the
7
The questions and answers from the written questionnaire
the prosecutor referred to are as follows:
âQ111. Are you familiar with psychological testing?
âA. [Juror circled âYes.â]
âQ. Which tests?
âA. Not sure.
24
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
prosecution because âthe defense has hired one of the top
psychologists in the country, Dr. Fred Berlin.â
The prosecutor also cited Prospective Juror No. 6âs
response to Question No. 129 on the questionnaire. This
question asks, âIs there any type of information regarding a
defendantâs background or character that would be important to
you when choosing between life without parole and death (e.g.
work record, childhood abuse, brutal parents, alcoholism,
former good deeds, illnesses, etc.)?â In response, the juror wrote,
âchildhood abuse, brutal parents, alcoholism, illnesses.â The
âQ. How do you feel about these tests?
âA. It determines what is the true feelings of that
person.â
âQ113. What is your opinion about the use of
psychology or psychiatry to explain human
behavior?
âA. I think it[â]s very useful.â
âQ114. Have you ever studied psychiatry, psychology,
or any related subjects?
âA. [Juror circled âNo.â]
âQ. Do you have an interest in the psychology of
the mind?
âA. Iâm curious to know.
âQ. Have you read articles or watched information
and/or entertainment programs relating to
this subject?
âA. Yes.
âQ. What are your general opinions about this
subject?
âA. I think it can explain a lot about a person.â
25
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
prosecution noted that childhood abuse, brutal parents, and
alcoholism were things âwe know will be offered in this caseâ as
mitigating factors at the penalty phase.
The court made its ruling after hearing the prosecutionâs
reasons and the defenseâs response. Directing its comments at
the prosecutor, the court stated, âActually went a lot further
than you needed to, but on the basis of this record, I canât find a
reasonable inference, as I indicated earlier, based on just three
jurors. My feeling was there were probably about 20 [Catholic
prospective jurors] in the field of 83. Ms. Ashbaughâs [one of
defendantâs attorneys] indicating that there are 18. [¶] But in
any event, it appears that there certainly are secular reasons for
excusing each of the jurors, and it clearly â in the process that
weâve gone through, the record obviously reflects that the
questionnaire is replete with questions that would give you
information for preempts on both sides. . . . [¶] But, as I say, in
this case I donât at this point even find a reasonable inference.
I only asked for the response just for the record.â The court
denied defendantâs Batson/Wheeler motion.
The defense renewed its motion upon dismissals of more
prospective jurors, and the court deferred discussion until jury
selection had finished. Once both parties had exhausted their
peremptory challenges, the defense contested the prosecutionâs
excusal of Prospective Juror Nos. 127, 201, and 141. Juror No.
141 was the prosecutionâs last challenge; the prosecution had
previously accepted a panel with Juror No. 141 on the panel, but
after the defense struck another juror, the prosecution exercised
its two remaining peremptory challenges to strike more jurors,
including Juror No. 141. The court heard the partiesâ arguments
regarding the strikes and once again denied the Batson/Wheeler
motion. In so ruling, the court stated, âI donât find a reasonable
26
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
inference of a group bias, but I did get reasons on the record from
the prosecutor as to why the excusals were made. . . . [¶] And
the fact that there are . . . two jurors still on the panel who are
Catholics is of some weight, except that all the challenges have
been exhausted.â
Despite the objections raised to the excusals of multiple
panelists during jury selection, defendant, as noted earlier, now
challenges the trial courtâs ruling only with respect to
Prospective Juror No. 6. Because âreviewing courts must
consider all evidence bearing on the trial courtâs factual finding
regarding discriminatory intent,â we bear the above record in
mind as we examine defendantâs Batson/Wheeler arguments
with regard to this single juror. (People v. Lenix (2008) 44
Cal.4th 602, 607 (Lenix).)
2. Analysis
The framework for analyzing a Batson/Wheeler challenge
is well established. The analysis proceeds in three stages.
âFirst, the trial court must determine whether the defendant
has made a prima facie showing that the prosecutor exercised a
peremptory challenge based on [religious affiliation]. Second, if
the showing is made, the burden shifts to the prosecutor to
demonstrate that the challenges were exercised for a [group]-
neutral reason. Third, the court determines whether the
defendant has proven purposeful discrimination.â (Lenix, supra,
44 Cal.4th at p. 612.)
A preliminary question is whether defendantâs
Batson/Wheeler challenge here should be reviewed at the first or
third stage. Defendant presses that we should conduct a third-
stage inquiry. The Attorney General concedes the point, but her
brief was filed before we decided People v. Scott (2015) 61
27
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Cal.4th 363, 391 (Scott). In Scott, we acknowledged that our
jurisprudence in distinguishing between a first- and a third-
stage review âhas not always been entirely consistent.â (Id. at
p. 386.) We sought to rectify the inconsistency by clarifying that
âwhere (1) the trial court has determined that no prima facie
case of discrimination exists, (2) the trial court allows or invites
the prosecutor to state his or her reasons for excusing the juror
for the record, (3) the prosecutor provides nondiscriminatory
reasons, and (4) the trial court determines that the prosecutorâs
nondiscriminatory reasons are genuine, an appellate court
should begin its analysis of the trial courtâs denial of the
Batson/Wheeler motion with a review of the first-stage ruling.â
(Id. at p. 391.) Accordingly, if the trial court makes a first-stage
ruling before the prosecutor states his or her reasons for
excusing the prospective jurors, an appellate court reviews that
first-stage ruling. In contrast, when the trial court listens to the
prosecutorâs reasons before purporting to rule on the first stage
inquiry, âwe infer an âimplied prima facie findingâ of
discrimination and proceed directly to review of the ultimate
question of purposeful discrimination.â (Id. at p. 387, fn. 1.)
The trial court here found that defendant did not make out
a prima facie case of discrimination. This was what the court
meant when it said it did not find a âreasonable inference.â But
of course, the court said it could not make âa reasonable
inferenceâ twice, once before inviting the prosecutor to offer his
reasons and once after hearing those reasons. If the courtâs first
statement â âon this record I donât think I can make a finding
that thereâs a reasonable inferenceâ â constitutes a ruling, then
we should review that first-stage ruling. On the other hand, if
the court did not make a ruling until after it heard the
prosecutorâs reasons â when it stated more definitively that âon
28
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
the basis of this record, I canât find a reasonable inferenceâ â
then we should treat the prima facie case as moot and âinstead
skip to Batsonâs third stage.â (People v. Mills (2010) 48 Cal.4th
158, 174.) The record is susceptible of both readings, but the
ambiguity proves immaterial in this case. Even were we to
assume â as defendant urges â that his challenge has arrived
at the third stage, still we would find against him.
âAt the third stage of the Wheeler/Batson inquiry, âthe
issue comes down to whether the trial court finds the
prosecutorâs [group]-neutral explanations to be credible.â â
(Lenix, supra, 44 Cal.4th at p. 613.) âReview of a trial courtâs
denial of a Wheeler/Batson motion is deferential, examining only
whether substantial evidence supports its conclusions. . . . âSo
long as the trial court makes a sincere and reasoned effort to
evaluate the nondiscriminatory justifications offered, its
conclusions are entitled to deference on appeal.â â (Id. at pp. 613-
614.) Defendant urges us not to accord deference to the trial
courtâs decision because, in his view, the court did not make a
âsincere and reasoned effortâ to evaluate the prosecutorâs
reasons. In particular, defendant faults the court for not
evaluating âany of the actual reasons given by the prosecutorâ
and instead speaking only in the hypothetical, stating that âthe
questionnaire is replete with questions that would give you
information for preempts.â
Contrary to defendantâs assertion, the trial courtâs
statements indicate it did generally evaluate the prosecutorâs
proffered reasons â responses on the written questionnaire â
for excusing the prospective jurors. As the trial court observed,
âit appears that there certainly are secular reasons for excusing
each of the jurors, and it clearly â in the process that weâve gone
through, the record obviously reflects that the questionnaire is
29
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
replete with questions that would give you information for
preempts on both sides.â Defendant makes much of the fact that
the court used the conditional tense, i.e., that it stated the
questionnaire âwould give you information for preempts on both
sidesâ and not that the questionnaire did supply information to
strike the jurors. But the courtâs phrasing is understandable in
light of the fact that it ruled against defendant at the first stage
and made a third-stage finding only were it, counterfactually, to
reach the matter.
In any event, we find substantial evidence to support the
trial courtâs denial of defendantâs Batson/Wheeler challenge. The
prosecutorâs reasons for striking Prospective Juror No. 6 are
plausible and supported. The prosecution expected defendant
to argue â partly through the use of psychiatric testimony â
that he did not deserve the death penalty because he suffered
childhood abuse, alcoholism, and mental illnesses. Juror No. 6
indicated that she was receptive to such arguments. It was
therefore sound trial strategy for the prosecution to have struck
her. (See, e.g., Gutierrez, supra,2 Cal.5th at p. 1168
; see also People v. Cunningham (2015)61 Cal.4th 609, 665
[crediting a prospective jurorâs receptivity to psychological testimony as a race-neutral reason for the prosecutor to have struck her when the defense was expected to rely heavily on such testimony]; People v. Watson (2008)43 Cal.4th 652, 676-678
[finding no
Batson/Wheeler error when a juror was struck because she may
have been âoverly sympatheticâ to the defendantâs evidence âof
abuse and neglect during his childhoodâ].)
Defendant argues that the prosecution had no genuine
reason to want to strike a prospective juror who was receptive
to psychiatry. Defendant contends that a jurorâs attitude to
psychiatry was a neutral factor, as a psychiatrist was also
30
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
expected to testify for the prosecution. But the prosecution
could have judged that a juror not so inclined to believe in
psychiatric testimony altogether might be better for its case.
However correct was its judgment, we see little to suggest that
it exercised its peremptory challenge improperly. (See, e.g.,
Gutierrez, supra,2 Cal.5th at p. 1171
.)
Defendant also argues that the prosecution should not
have relied on Prospective Juror No. 6âs response to Question
No. 129 because the question was asked in a leading manner.
Yet, simply because the juror may not have focused on
âchildhood abuse, brutal parents, alcoholism, [and] illnessesâ
until prompted by the question does not mean her response was
unreliable. There is nothing to indicate that the prosecution
behaved disingenuously in reading the jurorâs answer as
indicating that she was sympathetic to defendantâs case in
mitigation.
Other evidence supports the conclusion that the
prosecutorâs reasons for striking Prospective Juror No. 6 were
genuinely held. (See, e.g., People v. Hardy (2018) 5 Cal.5th 56,
76.) First, we have the prosecutionâs oral examination of the
juror. Far from being desultory, the prosecutor during voir dire
explored the same topics from the questionnaire that ultimately
motivated him to excuse the juror. For example, the prosecutor
asked Juror No. 6 about her âcurios[ity] about the criminal
mind,â and she responded that she wanted an explanation for
why criminals do what they do and that âchildhood abuse or
brutal parents or alcoholismâ could be an explanation for why
31
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
people commit crimes.8 The juror also confirmed that she
wanted to know about âabuse or alcoholism, or illnessâ before
deciding on the penalty. The fact that the prosecutor took the
time to ask Juror No. 6 about areas that concerned him suggests
that he was not using her written answers as a pretext for
excluding her.
Second, we note that two Catholic jurors sat on the jury.
Of course, the presence of Catholic jurors on the jury is ânot
conclusiveâ to our inquiry, because the â[e]xclusion of even one
prospective juror for reasons impermissible under Batson and
Wheeler constitutes structural errorâ regardless of how many
other venire members were not so erroneously excluded. (People
v. Turner (1994) 8 Cal.4th 137, 168;Gutierrez, supra,
2 Cal.5th at p. 1158
; see also People v. Motton (1985)39 Cal.3d 596
, 607- 608; People v. Snow (1987)44 Cal.3d 216, 225
.) Nonetheless, a prosecutorâs acceptance of a jury with members of a group that the prosecutor allegedly discriminated against âstrongly suggests that [bias] was not a motive in his challengeâ and, as such, is âan appropriate factor . . . to considerâ in the Batson/Wheeler analysis. (Lenix, supra,44 Cal.4th at p. 629
;Turner, supra,
8 Cal.4th at p. 168
; see also People v. Blacksher (2011)52 Cal.4th 769, 802
; People v. Jones (2011)51 Cal.4th 346, 362-363
(Jones); People v. Kelly (2007)42 Cal.4th 763, 780
.)
The trial court did not give this circumstance much weight
because it thought that the prosecution had run out of
8
The prospective juror went so far as to state that none of
the people she knew who had been abused as children grew up
ânormal,â as they either âabused their kids or . . . follow[]
through with how they were raised.â âIn a way,â she said, âit
seems like they canât help it because thatâs the way they were
raised, but itâs not an excuse.â
32
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
peremptory challenges and thus had to accept the jury. This
was incorrect. Prior to exhausting its peremptory challenges,
the prosecution had accepted the jury with three Catholics on
the panel. It was only after the defense struck one more juror
that the prosecution exercised its two remaining challenges and
excused another Catholic prospective juror (Prospective Juror
No. 141). The fact that the prosecution accepted a panel with
three Catholic jurors on it when it could have winnowed the
number to one is another piece of evidence suggesting that the
prosecutor did not harbor group bias against Catholics.
Against the substantial evidence supporting the trial
courtâs decision, defendant urges us to undertake a comparative
juror analysis. According to defendant, a comparison of
Prospective Juror No. 6âs answers against those of seated jurors
shows that the prosecutorâs reasons for excusing Juror No. 6
were pretextual, as many jurors gave answers similar to those
of Juror No. 6 but the prosecution did not strike them. Having
examined the record ourselves, we do not agree that the seated
jurors were comparable to Juror No. 6.
âComparative juror analysis is evidence that, while
subject to inherent limitations, must be considered when
reviewing claims of error at Wheeler/Batsonâs third stage when
the defendant relies on such evidence and the record is adequate
to permit the comparisons. In those circumstances, comparative
juror analysis must be performed on appeal even when such an
analysis was not conducted below.â (Lenix, supra, 44 Cal.4th at
p. 607.) Because defendant did not attempt such a comparison during trial, âthe prosecutor was not given the opportunity to explain his reasons for dismissing [the challenged jurors] while later retaining [the seated jurors].â (People v. OâMalley (2016)62 Cal.4th 944, 977
.) Under such circumstances, we â âmust not
33
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
turn a blind eye to reasons the record discloses for not
challenging other jurors even if those other jurors are similar in
some respects to excused jurors.â â (Ibid.; see Jones, supra,51 Cal.4th at pp. 365-366.) Hence, to determine whether the seated jurors were truly comparable to the challenged juror, we may look at more than just the specific questions from the questionnaire that the prosecutor cited in explaining his decision to strike Prospective Juror No. 6. (OâMalley, supra,62 Cal.4th at p. 977
;Jones, supra,
51 Cal.4th at p. 365
[rejecting
the defendantâs argument that the court âmay not consider
reasons not stated on the record for accepting other jurorsâ].)
Defendant is wrong to suggest otherwise and did not respond to
the Attorney Generalâs extensive showing that the unexcused
jurors were, in many respects, more favorable to the prosecution
than Juror No. 6.
Furthermore, the sworn jurors did not give substantially
the same answers as Prospective Juror No. 6 on the specific
questions mentioned by the prosecutor. Defendant strings
together a number of jurors whose answers were somewhat
similar to Juror No. 6âs on either the questions about psychiatric
attitude (Question Nos. 112 and 113 in particular) or the
question about the important factors in deciding on penalty
(Question No. 129). However, just three of those jurors gave
purportedly similar answers to Juror No. 6 on both sets of
questions. Other jurors gave answers similar to those of Juror
No. 6 on only one of the two areas. These jurors are thus not
comparable to Juror No. 6 at the outset. (See Lenix, supra, 44
Cal.4th at p. 624[âTwo panelists might give a similar answer on a given point. Yet the risk posed by one panelist might be offset by other answers, behavior, attitudes or experiences that make one juror, on balance, more or less desirable.â];id.
at p. 631
34
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
[âAdvocates do not evaluate panelists based on a single answer.
Likewise, reviewing courts should not do so.â].)
The answers of the remaining three jurors do little to
strengthen defendantâs case. Of these jurors, none said â as
Prospective Juror No. 6 did â that psychological testing
âdetermines what is the true feelings of [a] person.â Unlike
Juror No. 6, they also did not say that psychology or psychiatry
is âvery helpfulâ âto explain human behavior.â Instead, when
asked for an opinion on âthe use of psychology or psychiatry to
explain [such] behavior,â Juror No. 253 simply said, âI do not
know what other field deals with human behaviorâ; Juror No.
334 gave the circumspect answer of, âIt could be reasonable
depending on how it is presentedâ; and Juror No. 338 answered
somewhat ambivalently, âPerhaps to explain the motivational
factors behind the crime. Also, to permit introduction of
mitigating/extenuating circumstances.â Moreover, these seated
jurors did not identify specific factors that were important to
them at the penalty phase. Juror Nos. 253 and 338 simply said,
âyesâ when asked if there is âany type of information regarding
a defendantâs background or character that would be important
to you when choosing between life without parole and death.â
Juror No. 334 gave the even weaker answer of, âDepend on the
evidence.â None of the three jurors singled out âchildhood abuse,
brutal parents, alcoholism, illnessesâ as did Juror No. 6.
The comparative juror analysis, in short, does not
persuade us that it is more likely than not that the prosecutionâs
reasons for excusing Prospective Juror No. 6 were pretextual.
Defendantâs other arguments fare no better, and we affirm the
trial courtâs denial of defendantâs Batson/Wheeler challenge.
35
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
B. Guilt Phase Issues
1. Admission of defendantâs confession
Defendant contends his confession on April 22, 1999 and
all subsequent statements should have been excluded because
his invocation of the right against self-incrimination on April 21
was not honored and his waiver under Miranda, supra,384 U.S. 436
was involuntary. As explained below, we agree that the
investigator should have stopped the interrogation on April 21
sooner than he did but disagree that the failure compels the
exclusion of the confession obtained on April 22 or thereafter.
We therefore reject defendantâs claim that the court erred in
admitting his statements.
a. Background
Before trial began, defendant filed a motion to suppress
his April 22 confession and all following statements. At the
hearing on the motion to suppress, Hobson testified. Hobson
stated that he met with defendant for the first time in March
1999, after defendant had been arrested for violating his parole.
At that time, defendant was one of 13 to 16 individuals who,
because of their prior commission of sexual offenses, were being
questioned regarding the disappearance of the two victims.
Without giving defendant the warnings required by Miranda,
Hobson interviewed him for an hour or so. Defendant told
Hobson that he knew he would be questioned about the
disappearance of the two women, and he was willing to
cooperate in the investigation because he was confident the
investigation would establish his innocence. He also told
Hobson the police could search his vehicles and his house at any
time, and that he was willing to answer questions that arose in
the future.
36
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
In early April 1999, Hobson met again with defendant at
the San Luis Obispo Police Department. Hobson asked
defendant to submit to a polygraph examination, and defendant
eventually agreed. The polygraph examiner advised defendant,
both orally and in writing, of his Miranda rights, and defendant
signed a statement waiving those rights. Defendant began the
polygraph examination, but terminated it before the
examination was completed.
After the polygraph examination ended, Hobson again
talked to defendant. Hobson asked defendant if he remembered
the Miranda rights that the polygraph examiner had read him.
Defendant indicated that he remembered them and stated that
he was willing to talk to Hobson. During the 30- to 40-minute
interview that followed, Hobson asked him again where he was
on various dates. Defendant readily answered questions and
reiterated that he was confident that the investigation would
clear him of any involvement in the two cases.
On April 21, 1999, Hobson met defendant at the jail and
asked if he was still willing to talk and cooperate with the
investigation. Defendant said he was. Hobson transported
defendant to the police department, where the subsequent
questioning was recorded. At the beginning of the interview,
Hobson asked defendant if he still knew the rights the polygraph
examiner had read him. Defendant confirmed that he knew
those rights, and Hobson stated, âthose are the rights that still
apply here.â
Defendant was initially cooperative. However, once
Hobson began confronting him with physical evidence
connecting him to the crimes â the eight-ball keychain found in
defendantâs possession that resembled Crawfordâs and the blood
37
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
found on defendantâs jump seat that matched Newhouseâs â
defendant lapsed into silence. During the next 15 or 16 minutes,
defendant remained silent while Hobson urged him to give an
account of what happened. Defendant eventually stated, âPut
me down in a holding cell and let me think, all right?â When
Hobson did not honor the request, defendant said that if Hobson
âsit[s] there and tr[ies] [to] keep beating on [him],â he was ânot
gonna say nothing.â After some more back-and-forth, Hobson
agreed to give defendant a 10-minute break and left.
Hobson returned approximately five minutes later, telling
defendant, âwe know you did it . . . . What matters is why you
did it.â In response, defendant whispered, âTake me back to
jail.â Hobson asked if defendant did not want to help him, and
defendant confirmed, âNot right now.â Hobson continued
talking, and defendant said, âNothing to say Larry.â
Hobson then spoke some more. Defendant indicated for
the second time that he had â[n]othing to say.â At this point,
Hobson agreed to take defendant back to jail, saying that
defendant should call him when he was ready to talk. Hobson
then stated, âIâll take you back out just like I brought you in.
Youâre on a parole hold,â9 and defendant responded, âIâm on
parole hold forever.â
As Hobson and defendant were leaving to return to the
jail, defendant asked Hobson for a cigarette and for him to drive
around a while so defendant could smoke. During the ride,
Hobson asked defendant more questions. For instance, when he
9
The transcript included the parenthetical â(Meaning he
was not being arrested for the murders of Rachel and Aundria)â
following Hobsonâs statement that defendant was âon a parole
hold.â
38
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
heard defendant in the back seat crying and mumbling to
himself, Hobson asked what defendant was thinking. When
they arrived at the entrance to the jail facility, Hobson asked
defendant whether he was willing to take him to the victims.
Defendant told Hobson to turn into the facility instead, and
Hobson complied. As they were walking to the jail, Hobson also
asked if, in the event Hobson did not hear back from defendant,
he would be willing to let Hobson return the next day.
Defendant responded, â âMaybe Iâll deal with it tomorrow.â â
Their conversation ended at approximately 2:00 or 2:30 p.m.
At approximately 9:45 a.m. on April 22, Hobson arrived
uninvited back at the jail facility. He met with defendant in an
employee break room, and had defendant brought to him
without handcuffs or other restraints. Hobson testified at the
suppression hearing that he chose the break room instead of the
police department because he âwanted it to be a noncustodial-
type situation,â where defendant would not âfeel any type of
coercion.â Once defendant arrived, Hobson began talking,
observing that the situation with the disappearance of the two
victims was not going to go away. Hobson stated that the
investigation painted a terrible picture, and he wanted to hear
defendantâs side of the story, which might be different.
Defendant told Hobson that Hobson was wrong, that âIâm
nothing but an animal, and I donât deserve to live.â Defendant
also mumbled, âNothing can justify what I did.â The first
statement (âIâm nothing but an animal, and I donât deserve to
liveâ) came within five minutes of Hobson initiating
conversation with defendant, and the second (âNothing can
justify what I didâ) followed shortly thereafter.
When Hobson returned to topics he had broached
previously, defendant asked Hobson what he wanted defendant
39
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
to tell him. Hobson said he wanted the truth. Defendant
responded, âOkay. But I donât want to talk here.â Hobson
agreed to take him to the police department.
Before transporting defendant from the jail, Hobson
informed defendant that he âwanted to make sure [defendant]
understood exactly what we were going to be doing and the
questions I was going to be asking . . . so we didnât spend another
two hours of wasted time.â Hobson then read defendant his
Miranda rights, and defendant acknowledged that he
understood them. Hobson asked defendant if he was responsible
for the disappearance and deaths of the two victims, and
defendant said he was. Hobson subsequently arranged for
defendant to be transported to the San Luis Obispo Police
Department. The interaction at the jail took âa total of 30
minutes from the time [Hobson] walked in until the time [he]
left.â
Upon arriving at the police department, Hobson advised
defendant of his Miranda rights for the second time that day
and asked if he understood them. Defendant answered in the
affirmative. He then provided a detailed confession to the
crimes as described ante, part I.A.2.
Hobson followed the same advisement procedure when he
interviewed defendant on April 27. During this interrogation,
Hobson asked defendant if he had âalways talked to [Hobson]
voluntarily.â Defendant agreed that he had. Although the
interview was primarily devoted to obtaining more details about
the kidnappings and killings of Newhouse and Crawford,
Hobson also asked defendant toward the end of the
interrogation what prompted him to confess. Defendant
responded, â[c]ause what I did was wrong.â When asked if
40
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
anything Hobson told him âconvinced [him] that [he] should
talk,â defendant responded, â[b]lood on my car seat.â Defendant
distinguished between the two pieces of physical evidence the
police had at that time, the eight-ball keychain and the blood.
With regard to the blood, defendant said he âknew what was
thereâ and so knew that the police were not âbluffing.â He
confirmed that if all Hobson had was the keychain, he would not
have confessed.
After listening to Hobsonâs testimony and reviewing the
taped confessions, the trial court denied defendantâs motion to
suppress. In its order, the trial court noted that defendant had
first been advised of his Miranda rights on April 1 and had
agreed to discuss the case with Hobson. It further noted that on
April 21, defendant said he recalled his rights. The court found
that on April 21 âdefendant had invoked his right to remain
silentâ but did not resolve when exactly he did so. The court
further reasoned that Hobson âstumbled in his attempt to
honorâ defendantâs invocation when Hobson asked defendant at
the end of the drive to take Hobson to the victims. However, the
court concluded that Hobsonâs inappropriate âcontact was
terminated at the jail in late afternoon at approximately 4:00
p.mâ when Hobson dropped defendant off. Furthermore,
â[d]efendant at that time indicated that he might be willing to
speak with Hobson the next day: âMaybe. Iâll deal with it
tomorrow.â â10 Based on these facts, the court concluded that
10
The trial courtâs order includes a period after âMaybe.â
The court reporter transcribed Hobsonâs testimony as stating,
âMaybe Iâll deal with that tomorrow.â Moreover, Hobson
testified that their conversation on April 21 ended at
approximately 2:00 or 2:30 p.m., rather than at 4:00 p.m. as the
41
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
defendantâs ârequest to cease questioning then was honored
within the meaning of federal law.â
Turning to the events of April 22, the trial court rejected
the Attorney Generalâs argument that defendant was not in
custody when Hobson approached him that morning. Although
defendantâs jailed status âwas due to parole violations,â the court
found that a reasonable person would believe he was in custody
âon the case in question.â As such, defendant was in custody for
Miranda purposes and âshould have been advised of his
Miranda rights or at least reminded of them by Investigator
Hobson.â Because Hobson failed to do so, the court excluded
defendantâs inculpatory statements that were made before
Hobson read defendant his Miranda rights, i.e., the statements
âIâm nothing but an animal. I donât deserve to liveâ and âNothing
can justify what I did.â The court nonetheless concluded that
these admissions were voluntary.
Finally, the trial court found all statements taken after
Hobson gave defendant his Miranda warnings on April 22 were
admissible. It reasoned that Hobson had âobtained implied
waivers,â and â[t]here is no evidence that defendantâs will was
overcome.â We review these findings below.
b. Analysis
We begin with the uncontroverted premise that
statements made by a defendant subject to custodial
interrogation are inadmissible (for certain purposes) unless the
defendant was âwarned that he has a right to remain silent, that
trial courtâs order stated. The Attorney Generalâs brief quotes
the reporterâs transcript, with no period after âmaybe,â and
recites that Hobson dropped defendant off at the jail at about
2:00 or 2:30 p.m.
42
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
any statement he does make may be used as evidence against
him, and that he has a right to the presence of an attorney,
either retained or appointed.â (Miranda, supra, 384 U.S. at
p. 444; see Harris v. New York (1971)401 U.S. 222, 224
.) âThe defendant may waive effectuation of these rights, provided the waiver is made voluntarily, knowingly and intelligently.â (Miranda, supra,384 U.S. at p. 444
.)
âOn appeal, we review independently the trial courtâs legal
determinations of whether a defendantâs . . . Miranda waivers
were knowingly, intelligently, and voluntarily made [citation],
and whether his later actions constituted an invocation of his
right to silence [citation]. We evaluate the trial courtâs factual
findings regarding the circumstances surrounding the
defendantâs statements and waivers, and â â âaccept the trial
courtâs resolution of disputed facts and inferences, and its
evaluations of credibility, if supported by substantial
evidence.â â â (People v. Rundle (2008) 43 Cal.4th 76, 115
(Rundle).)
Independent of whether a defendantâs rights under
Miranda were observed, his or her statements may not be
admitted unless they were voluntary. âThe court in making a
voluntariness determination âexamines âwhether a defendantâs
will was overborneâ by the circumstances surrounding the
giving of a confession.â â (Rundle, supra, 43 Cal.4th at p. 114.)
The prosecution bears the burden of proof and must show âby a
preponderance of the evidence the statements were, in fact,
voluntary.â (Ibid.)
i. Custody status
As a threshold matter, the Attorney General argues that
defendant was not in custody when he confessed and so Miranda
43
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
has no application. (People v. Stansbury (1995) 9 Cal.4th 824,
833 [â âMiranda warnings are required only where there has
been such a restriction on a personâs freedom as to render him
âin custodyâ â â].) The Attorney General acknowledges that
defendant was under arrest and held in county jail when Hobson
questioned him, but maintains that such restriction on
defendantâs freedom related only to his parole violations. As
such, he was not in custody âfor Miranda purposes as to the
Newhouse/Crawford cases at the time he confessed to the
crimes.â The trial court rejected this argument, and so do we.
We recognize that a formal arrest does not always
constitute custody for Miranda purposes. (See Maryland v.
Shatzer (2010) 559 U.S. 98, 112(Shatzer); Howes v. Fields (2012)565 U.S. 499, 509
(Howes).) In Shatzer, supra,559 U.S. at page 112
, the high court explained that such an arrest or the equivalent restraint in freedom of movement is âonly a necessary and not a sufficient condition for Miranda custody.â In particular, an incarcerated person who is interrogated by the police is not necessarily in Miranda custody. This is because such a person is not always exposed to âthe coercive pressures identified in Miranda.â (Id. at p. 113; see alsoHowes, supra,
565
U.S. at pp. 508-509 [â âcustodyâ is a term of art that specifies
circumstances that are thought generally to present a serious
danger of coercionâ].)
The high court returned to the same theme in Howes. The
court began by identifying âthree strong groundsâ why an
incarcerated person may not experience the coercive pressure of
Miranda custody. (Howes, supra, 565 U.S. at p. 511.) âFirst,
questioning a person who is already serving a prison term does
not generally involve the shock that very often accompanies
arrest.â (Ibid.) âSecond, a prisoner, unlike a person who has not
44
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
been sentenced to a term of incarceration, is unlikely to be lured
into speaking by a longing for prompt release.â (Ibid.) âThird,
a prisoner, unlike a person who has not been convicted and
sentenced, knows that the law enforcement officers who
question him probably lack the authority to affect the duration
of his sentence.â (Id. at p. 512.) Reviewing the facts of the case
before it, the court concluded that the prisoner âwas not in
custody within the meaning of Miranda.â (Id. at p. 517.) In
coming to this conclusion, the court took âinto account all of the
circumstances of the questioningâ but thought the â[m]ost
importantâ factor was that the prisoner had been âtold at the
outset of the interrogation, and reminded thereafter, that he
could leave and go back to his cell whenever he wanted.â (Id. at
pp. 517, 515.)
This case is different from Shatzer or Howes. In those
cases, a person serving a prison sentence was brought in for
questioning on an unrelated crime. By contrast, here defendant
was not serving a term of incarceration when he was questioned,
and it is difficult to separate his jailed status from the
investigation into the Newhouse and Crawford murders.
Although the legal justification for defendantâs detention was a
parole violation, the impetus for the arrest was the perceived
similarity between defendantâs prior crimes and Crawfordâs
disappearance. Moreover, defendantâs interactions with law
enforcement after his arrest all concerned the Newhouse and
Crawford investigation. At the time of his confession on April
22, defendant had been repeatedly questioned about the
disappearance of these two women. With good reason then,
defendant appeared to have understood that his custodial
status, although technically a parole hold, was connected to the
Newhouse and Crawford matters. This explains defendantâs
45
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
uncontradicted statement that he was going to be on parole hold
âforever,â something that seems unlikely were defendant held
only for drinking alcohol and possessing something that looked
like a firearm.
All this matters because, in such circumstances, the
rationales given in Howes concerning why a person would not
necessarily feel the coercive pressure of interrogation fall away.
Unlike the defendant in Howes, defendant was recently arrested
and presumably still experiencing âthe shock that very often
accompanies arrest.â (Howes, supra, 565 U.S. at p. 511.) He
likely hoped for âprompt releaseâ and so might have been lured
into speaking. (Ibid.) Finally, he might well have thought that
Hobson had âthe authority to affect the durationâ of his parole
hold. (Id. at p. 512.) Because law enforcement interest in
defendant appeared to have been motivated by the
disappearance of the two women, defendant might reasonably
have thought that if he could convince Hobson he was not
responsible for what happened to Newhouse and Crawford, he
might be released. This explains defendantâs willingness to
cooperate with the police â including by voluntarily answering
questions, giving law enforcement permission to search his
property, and undergoing a polygraph examination.
Moreover, we find that defendant was, in fact, subject to
the coercive pressure associated with interrogation. At no point
was defendant told that he âcould leave and go back to his cell
[at the county jail] whenever he wanted.â (Howes, supra, 565
U.S. at p. 515.) Indeed, when defendant asked to be taken back to jail on April 21, Hobson took some time to accede to the request. Hobson also used the time in the interim to try to elicit incriminating responses from defendant â that is, to subject him to interrogation. (See Rhode Island v. Innis (1980)446 U.S. 46
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
291, 300-301; Shatzer, supra,559 U.S. at p. 112
[reasoning that âthe coercive pressure that Miranda was designed to guard againstâ was the â âdanger of coercion [that] results from the interaction of custody and official interrogationâ â, italics omitted].) Considering the circumstances surrounding defendantâs interrogation, we cannot say that a reasonable person in his position â âwould have felt free to terminate the interview and leave.â â (Howes, supra,565 U.S. at p. 515
.) We
therefore find that defendant was in custody for Miranda
purposes when he confessed.
ii. Waiver and confession
We now address the merits of defendantâs claim that his
confession should have been suppressed. Because defendant
seeks to suppress the statements that he gave on April 22 and
thereafter, we begin with the circumstances most immediately
surrounding these statements. The statements â detailed,
recorded admissions of how defendant kidnapped, raped, and
murdered Newhouse and Crawford â were taken after Hobson
advised defendant of his Miranda rights and confirmed that he
understood them. As long as defendant validly waived the
Miranda protection and voluntarily confessed, the statements
are admissible. (See Missouri v. Seibert (2004) 542 U.S. 600,
608-609 (Seibert) [âgiving the warnings and getting a waiver has
generally produced a virtual ticket of admissibility; maintaining
that a statement is involuntary even though given after
warnings and voluntary waiver of rights requires unusual
stamina, and litigation over voluntariness tends to end with the
finding of a valid waiverâ].)
A valid waiver need not be express, but âmay be implied
from the defendantâs words and actions.â (People v. Parker
47
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
(2017) 2 Cal.5th 1184, 1216 (Parker).) When a suspect â âhaving
heard and understood a full explanation of his or her Miranda
rights, then makes an uncompelled and uncoerced decision to
talk, he or she has thereby knowingly, voluntarily, and
intelligently waived them.â â (Id. at p. 1216.)
There is no question that defendant âheard and
understood a full explanationâ of his rights. (Parker, supra, 2
Cal.5th at p. 1216.) On April 22, Hobson twice read defendant his rights, and defendant expressly stated that he understood them. Moreover, defendant âhad extensive prior experience with the criminal justice system,â having been convicted of numerous felonies before being interrogated in this case. (Ibid.) Such familiarity bolsters the conclusion that defendant had âfull awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it.â (Moran v. Burbine (1986)475 U.S. 412, 421
; see alsoParker, supra,
2 Cal.5th at p. 1216
[crediting such prior experience with the
criminal justice system].)
Likewise, there is no dispute that defendant spoke to
Hobson â and so âact[ed] in a manner inconsistentâ with the
exercise of his Miranda rights. (Berghuis v. Thompkins (2010)
560 U.S. 370, 385(Berghuis).) After being apprised of his rights, defendant âproceeded to actively participate in the conversation with the detective[] â answering questions, asking for clarification, and generally contributing to a discussion he knew was being tape-recorded.â (Parker, supra,2 Cal.5th at p. 1216
.) He did not once mention an attorney. Such conduct suggests that defendant âhas made a deliberate choice to relinquish the protection those rights afford.â (Berghuis, supra,560 U.S. at p. 385
.)
48
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
We now turn to the question whether the waiver and
confession were voluntary. The waiver in this case is inferred
from defendantâs confession, and defendant maintains that both
were involuntarily given because he was coerced. Defendant
lists a host of âtacticsâ that he said were âdesigned to overcome
[his] decision not to incriminate himself,â including ârepeated
questioning after invocation, lies and misrepresentations
concerning the evidence, implied promises of leniency and
benefits, verbal commands to talk, physical touching, and an
approach of âsoftening-upâ [defendant].â
Before addressing each of these interrogation techniques,
we note the following. First, when asked at the April 27
interview, defendant agreed that he had âalways talked to
[Hobson] voluntarily,â and that Hobson had ânever coerced
[him], threatened [him], [or] promised [him] anything.â (See,
e.g., People v. Spencer (2018) 5 Cal.5th 642, 673(Spencer) [taking account of the fact the defendant âacknowledged at the end of the interview that his confession was âfree and voluntarily givenâ â and that âthe officers made him no promises and that they did not threaten himâ]; People v. Dykes (2009)46 Cal.4th 731, 753
(Dykes) [similar].)
Second, and more important, defendant himself identified
why he confessed. The reasons did not involve any interrogation
tactic that he now claims was coercive. Instead, defendant said
he confessed because he felt âwhat [he] did was wrongâ and
because the police had recovered blood from his vehicleâs seat.
Of all the things Hobson told him, defendant said it was
Hobsonâs disclosure that the police had found blood on his
truckâs jump seat that âconvinced [him] that [he] should talk.â
Hobsonâs statement that the police had found Newhouseâs blood
on defendantâs jump seat was true and cannot be said to have
49
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
been coercive. (People v. Holloway (2004) 33 Cal.4th 96, 115
(Holloway) [stating that proper questioning â âmay include
exchanges of information, [and] summaries of evidence . . .â â].)
Defendantâs own words thus undermine his claim that he
involuntarily confessed because of coercion.
We nonetheless examine seriatim the complained-of
interrogation techniques. We do not find that, individually or
collectively, these techniques served to overbear defendantâs will
or to render his confessions involuntary. Defendant first claims
that Hobson improperly âcontinu[ed] to attempt to convince
[defendant] to talk on April 21st after repeated invocations of
[his] right to remain silent.â We will return below to the claim
that defendant ârepeated[ly]â invoked his right to remain silent
on April 21. For the purpose of determining whether the
confessions were voluntary, however, it is enough to observe
that â even assuming Hobson failed to heed defendantâs
invocations of the right to remain silent on April 21 â that
failure did not produce the confession on April 22 or the
statements thereafter. (See People v. Williams (2010) 49 Cal.
4th 405, 437 (Williams) [âA confession is not involuntary unless
the coercive police conduct and the defendantâs statement are
causally relatedâ].)
There is no evidence that what Hobson said to defendant
after he lapsed into silence â the earliest time defendant claims
he invoked his right against self-incrimination â caused
defendant to confess. Hobson had already told defendant about
the blood found in his truck before defendant stopped
responding to questions. Thereafter, Hobson repeated the same
exhortations to tell the truth that he employed before defendant
stopped talking. Defendant was not swayed by what Hobson
said, telling Hobson that if he âkeep[s] beating on me,â â[t]hen
50
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Iâm not gonna say nothing. I know me.â And indeed, defendant
made no inculpatory statement on April 21. It was not until the
following day, after a night away from any importuning by
Hobson, that defendant made the inculpatory statements.
In light of these facts, we find that Hobsonâs âcontinuing
to attempt to convince [defendant] to talk on April 21â did not
cause defendant to confess and so did not render his confession
on April 22 or thereafter involuntary. (See People v. Carrington
(2009) 47 Cal.4th 145, 172(Carrington) [âwe conclude that Sergeant Shermanâs comments did not affect defendantâs decision to confess to the murder of Esparza, because she maintained her innocence during the remainder of the second interview and, during the third interview, revealed that she already was aware that [what the sergeant said was false]â];Rundle, supra,
43 Cal.4th at p. 114
[âCoercive police tactics by
themselves do not render a defendantâs statements involuntary
if the defendantâs free will was not in fact overborne by the
coercion and his decision to speak instead was based upon some
other considerationâ].)
We come to the same conclusion with regard to defendantâs
assertions that Hobson engaged in âlies and misrepresentations
concerning the evidence, implied promises of leniency and
benefits, verbal commands to talk, physical touching, and an
approach of âsoftening-upâ [defendant].â Defendant complains
that Hobson lied to him when he told him that the eight-ball
keychain had been â âtestedâ and found to have been
manufacturedâ later than when defendant said he found the
item. Defendant, however, expressly disclaimed that the eight-
ball keychain in itself caused him to confess, answering â[n]oâ
when Hobson asked, âWhat if all I had was the 8 ball? . . . Would
you have confessed?â Moreover, â[t]he use of deceptive
51
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
statements during an interrogation . . . does not invalidate a
confession unless the deception is â â âof a type reasonably likely
to procure an untrue statement.â â â â (Carrington, supra, 47
Cal.4th at p. 172.) We do not think that Hobsonâs representation about the keychain is of such a type. (See People v. Smith (2007)40 Cal.4th 483, 505-506
(Smith) [listing cases in which courts
have found similar deceptive interrogation tactics permissible].)
Defendant also claims that Hobson misrepresented that
âthree witnesses will testifyâ to seeing defendantâs vehicle in
Crawfordâs neighborhood. Defendant characterizes this as a
âlie,â because â[n]o such witnesses were ever called.â Yet, weeks
before he confessed, defendant himself admitted that he had
driven down Crawfordâs street several times. Hobsonâs
statement about the three witnesses, whether or not true, thus
was not likely to procure an unreliable admission. (Carrington,
supra, 47 Cal.4th at p. 172.)
Defendant attempts to bolster his argument about the
supposed misrepresentations by claiming that Hobson
âmaximize[d] the psychological effect of his lies by repeatedly
insisting that he could be trusted.â We do not find that such
statements are either inherently coercive or here served to
undermine defendantâs will. Certainly, however many times
Hobson told defendant that he could trust him, defendant was
not inclined to believe Hobson or confess because of the âlies.â
We should not forget that defendant was a grown man,
experienced with the criminal justice system, physically
healthy, and displaying no indication that he was especially
susceptible to Hobsonâs representations. As such, defendant
was rather well placed to resist interrogation. (See, e.g., Dykes,
supra,46 Cal.4th at p. 752
.)
52
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
We are likewise unpersuaded that Hobson âfalsely told
[defendant] that the authorities would give him favorable
consideration if [he] confessed.â Hobson told defendant no such
thing. The message Hobson conveyed was that both he and the
district attorney wanted to know defendantâs âstoryâ and why
defendant did what he did. Such sentiment cannot fairly be
taken to imply that the district attorney would give defendant
favorable treatment. (See Carrington, supra, 47 Cal.4th at
p. 174[finding that the interrogatorsâ statements âdid not constitute a promise of leniencyâ when â[t]he interviewing officers did not suggest they could influence the decisions of the district attorney, but simply informed defendant that full cooperation might be beneficial in an unspecified wayâ].) And even if what Hobson said might be construed as suggesting that defendantâs version of events could make a difference in how he was prosecuted, this was not false. (Holloway, supra,33 Cal.4th at p. 116
[observing that some circumstances âcan reduce the
degree of a homicide or, at the least, serve as arguments for
mitigation in the penalty phaseâ].) In any event, Hobson âdid no
more than tell defendant of the benefit that might â âflow[]
naturally from a truthful and honest course of conduct.â â â
(Ibid.) Such statements did not render defendantâs subsequent
statements involuntary. (Id. at p. 115.)
Defendant also complains that Hobson âphysically
touched [him] and told him that talking to Hobson was
required.â We do not see how the physical touching that
occurred here was improper. Defendant makes âno claim of
physical intimidation or deprivation.â (Holloway, supra, 33
Cal.4th at p. 114.) Instead, he objects to the occasional touches
on his person because they were purportedly âpsychologically
powerful.â Yet, even if the touches constituted âpsychological
53
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
ploysâ and here âestablish[ed] a false sense of rapport, intimacy,
and caring,â we still do not think that they were so coercive as
to â âtend to produce a statement that is both involuntary and
unreliable.â â (Smith, supra, 40 Cal.4th at p. 501.)
In addition, although Hobson said things like, âyou got to
talk to me man,â â[i]tâs not going away,â and, â[w]e have to deal
with it,â it is clear that that Hobson was not requiring defendant
talk to him but exhorting him to do so. Moreover, defendantâs
conduct indicates that he knew he did not have to talk to
Hobson. Even if his refusal to continue answering questions
was not immediately honored on April 21, still defendant
managed to stop the interrogation. He did not begin talking
again until the next morning, and he did not give a full
confession until Hobson transported him to a place (from the jail
to the police station) more to his liking.
Finally, defendant relies on People v. Honeycutt (1977) 20
Cal.3d 150to argue that, because the waiver came on the heels of Hobsonâs â âclever softening-upâ of [defendant] without advising him of his rights,â the waiver was not valid. In Honeycutt, we said that â[w]hen the waiver results from a clever softening-up of a defendant through disparagement of the victim and ingratiating conversation, the subsequent decision to waive without a Miranda warning must be deemed to be involuntary . . . .â (20 Cal.3d at p. 160
.) That holding finds no application in this case: Hobson did not disparage the victims, engage in conversations that could be fairly characterized as âingratiating,â or fail to give defendant Miranda warnings before he confessed. Moreover, Honeycutt has been limited to its facts. In People v. Scott (2011)52 Cal.4th 452, 478
, we identified
âthe two salient features of Honeycuttâ as involving (1) an
interrogating officer who had a prior relationship with the
54
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
defendant and who sought to âingratiateâ himself âby discussing
âunrelated past events and former acquaintancesâ â and (2) the
officer disparaging the victim. (Id. at pp. 477-478.) When these
two features are not present, we found reliance on Honeycutt to
be âmisplaced.â (Id. at p. 478; see also People v. Michaels (2002)
28 Cal.4th 486, 511(Michaels) [rejecting the defendantâs reliance on Honeycutt when the facts presented âare not at all like Honeycutt, which . . . involved âan unrecorded 30-minute, pre-Miranda conversation, discussing mutual acquaintances, past events and finally the victimâ â]; People v. Kelly (1990)51 Cal.3d 931, 954
[finding Honeycutt âclearly distinguishableâ
when â[n]o misconduct of [the type described in Honeycutt]
occurred hereâ].) It is likewise misplaced in this case.
iii. Failure to advise on April 22
Defendant alternatively argues that we should not focus
on the confessions obtained after the Miranda advisement on
April 22 but rather on the events preceding that advisement.
Specifically, defendant calls our attention to the fact Hobson did
not initially provide him with Miranda warnings when he
approached him on April 22.11 Only after defendant made two
inculpatory statements â âIâm nothing but an animal, and I
donât deserve to liveâ and âNothing can justify what I didâ â did
Hobson read him his rights. Defendant claims that this shows
that Hobson engaged in an impermissible âquestion first, warn
laterâ technique that renders the warnings ineffective. As such,
11
Defendant seems to assume that the Miranda advisement
was necessary on the morning of April 22. It is not entirely clear
that this is so, as defendant was reminded of his rights on April
21 and readvisement the next day may not have been necessary.
(See, e.g., Williams, supra,49 Cal.4th at p. 434
.) Nonetheless,
we engage with defendantâs arguments as he has laid them out.
55
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
statements made after the warnings must be excluded. We
cannot agree.
Under the high courtâs precedent, the mere fact that a
defendant has made unwarned admissions does not render
subsequent warned confessions inadmissible. (See generally,
Oregon v. Elstad (1985) 470 U.S. 298(Elstad);Seibert, supra,
542 U.S. 600
.) In Elstad, supra,470 U.S. at page 318
, the court held that âa suspect who has once responded to unwarned yet uncoercive questioning is not thereby disabled from waiving his rights and confessing after he has been given the requisite Miranda warnings.â Instead, as long as both the initial unwarned statement and the subsequent warned statement are voluntary, the warned statement may be deemed the product of a defendantâs ârational and intelligent choiceâ to confess and so is admissible. (Id. at pp. 314, 318; see alsoWilliams, supra,
49 Cal.4th at p. 448
[âEven when a first statement is taken in the
absence of proper advisements and is incriminating, so long as
the first statement was voluntary a subsequent voluntary
confession ordinarily is not tainted simply because it was
procured after a Miranda violationâ].)
Given that we already found the warned confession in this
case to be voluntary, we need only examine whether defendantâs
unwarned statements were also voluntary. The trial court here
found âno evidence that defendantâs will was overcomeâ when he
made the unwarned statements. We agree. The unwarned
portion of the interview on April 22 was short. Hobson testified
that his entire conversation with defendant at the jail lasted no
more than 15 minutes and defendant made the two inculpatory
statements within the first five minutes. During this time,
defendant was unrestrained and sitting in an employee break
room. Prior to defendantâs utterance of the two inculpatory
56
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
admissions, Hobsonâs statements to defendant that most
directly related to the crimes were âthe situation . . . wasnât
going to go awayâ and Hobson âneeded him to tell . . . his side of
the story.â Consistent with our previous explanation, we do not
find such statements to be coercive.
For his part, defendant appeared to have readily
cooperated. When Hobson told defendant that he wanted him
to tell the truth, defendant answered, âOkay,â but requested to
be taken âsomeplace elseâ first. Hobson then said to defendant
that before he âtransported him back to the police department,â
he âwanted to make sure he understood exactly what we were
going to be doing and the questions that I was going to be asking
him.â Hobson thereafter advised defendant of his Miranda
rights, and defendant admitted to being responsible for the
disappearance and death of Newhouse and Crawford. Nothing
about this exchange suggests that defendantâs statements prior
to receiving the advisement were involuntary. As such,
although the unwarned statements must be suppressed (and
they were), the warned confession on April 22 and subsequent
statements were properly admitted.
Defendant, however, argues that Elstad does not apply
because âHobson deliberately used a âquestion first,â warn later
technique in violation of Missouri v. Seibert.â In Seibert, the
high court confronted a situation where the interrogating officer
âmade a âconscious decisionâ to withhold Miranda warnings.â
(Seibert, supra, 542 U.S. at pp. 605-606.) The police officer
testified that he did so in accordance with âan interrogation
technique he had been taught: question first, then give the
warnings, and then repeat the question âuntil I get the answer
that [the suspect] already provided once.â â (Id. at p. 606.)
Another police officer testified that his department âpromotedâ
57
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
âthe strategy of withholding Miranda warnings until after
interrogating and drawing out a confession.â (Id. at p. 609.)
Under such circumstances, a majority of the high court
found the warned confession inadmissible. (Seibert, supra, 542
U.S. at p. 604 (plur. opn.); id. at p. 618 (conc. opn. of Kennedy,
J.).) The court fractured, however, on why that is so. A
plurality of four justices explained that âwhen interrogators
question first and warn laterâ (id. at p. 611 (plur. opn.)), the
later, warned confession is admissible only if âin the
circumstances the Miranda warnings given could reasonably be
found effective.â (Id. at p. 612, fn. 4 (plur. opn.).) Under the
facts of the case, the four justices concluded that the
circumstances âdo not reasonably support a conclusion that the
warnings given could have served their purpose,â and the
postwarning statements therefore were inadmissible. (Id. at
pp. 616-617 (plur. opn.).)
Justice Kennedy concurred in the judgment but proposed
a different rule. In Justice Kennedyâs view, the pluralityâs test
âcuts too broadly.â (Seibert, supra, 542 U.S. at pp. 621-622 (conc.
opn. of Kennedy, J.).) Justice Kennedy instead âwould apply a
narrower test applicable only in the infrequent case, such as we
have here, in which the two-step interrogation technique was
used in a calculated way to undermine the Miranda warning.â
(Id. at p. 622 (conc. opn. of Kennedy, J.).) Under that approach,
where the âdeliberate two-step strategyâ was not employed,
â[t]he admissibility of postwarning statements should continue
to be governed by the principles of Elstad.â (Ibid.)
The fractured nature of Seibert has given rise to a debate
over whether it is the pluralityâs opinion or Justice Kennedyâs
concurrence that provides the controlling standard. (Compare
58
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
U.S. v. Ray (6th Cir. 2015) 803 F.3d 244, 272[âwe adopt Seibert pluralityâs multi-factor test for this Circuit and direct the district court to apply this testâ] with U.S. v. Capers (2d Cir. 2010)627 F.3d 470, 476
[âthis Court joined the Eleventh, Fifth, Ninth, Third, and Eighth Circuits in applying Justice Kennedyâs approach in Seibertâ]; U.S. v. Kiam (3d Cir. 2006)432 F.3d 524, 532
; U.S. v. Mashburn (4th Cir. 2005)406 F.3d 303, 309
[âJustice Kennedyâs opinion therefore represents the holding of the Seibert Courtâ]; U.S. v. Courtney (5th Cir. 2006)463 F.3d 333, 338
; U.S. v. Ollie (8th Cir. 2006)442 F.3d 1135, 1142
; U.S. v. Williams (9th Cir. 2006)435 F.3d 1148, 1157-1158
; U.S. v. Street (11th Cir. 2006)472 F.3d 1298, 1313
.) We need not decide the matter here, as the result in this case would be the same under either approach. (See U.S. v. Faust (1st Cir. 2017)853 F.3d 39, 48, fn. 6
[âBecause we find that Faustâs argument fails under either [the plurality or the concurrenceâs] approach, there is no need to address this question here]; U.S. v. Heron (7th Cir. 2009)564 F.3d 879, 885
[similar]; U.S. v. Carrizales-Toledo (10th Cir. 2006)454 F.3d 1142, 1151
[similar]; U.S. v. Straker (D.C. Cir. 2015)800 F.3d 570, 617
[similar].)
Under the pluralityâs approach, the relevant inquiry in a
âquestion firstâ scenario is âwhether it would be reasonable to
find that in these circumstances the warnings could function
âeffectivelyâ as Miranda requires.â (Seibert, supra, 542 U.S. at
pp. 611-612 (plur. opn.).) In other words, âcould the warnings
effectively advise the suspect that he had a real choice about
giving an admissible statement at that juncture? Could they
reasonably convey that he could choose to stop talking even if he
had talked earlier?â (Id. at p. 612 (plur. opn.).) In making this
determination, the trial court is to consider a number of factors,
including âthe completeness and detail of the questions and
59
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
answers in the first round of interrogation, the overlapping
content of the two statements, the timing and setting of the first
and the second, the continuity of police personnel, and the
degree to which the interrogatorâs questions treated the second
round as continuous with the first.â (Id. at p. 615 (plur. opn.).)
A consideration of these factors cuts in favor of admitting
defendantâs confessions. Although all of the relevant
questioning here was conducted by a single person (Hobson)
over the course of a single day (thus satisfying the âcontinuity of
police personnelâ factor), there was no extended questioning
before Miranda warnings were given; defendantâs prewarning
responses, though undoubtedly incriminating, were nonspecific
and lacking in detail; and, at defendantâs request, there was a
change of setting before he gave the detailed confession that was
ultimately used against him at trial. (Seibert, supra,542 U.S. at pp. 615-616 (plur. opn.).) Moreover, the conversation that preceded the second round of interrogation alerted defendant that he had a âreal choiceâ whether to follow up on his earlier incriminating statements or âstop talking.â (Id. at p. 612 (plur. opn.).) Before reading defendant his rights, Hobson informed defendant that he âwanted to make sure [defendant] understood exactly what we were going to be doing and the questions I was going to be asking . . . so we didnât spend another two hours of wasted time.â Hobsonâs statements reasonably signaled to defendant that it was up to him whether he wanted to answer Hobsonâs questions or, alternatively, to âwasteâ Hobsonâs time. Under these circumstances, we conclude that the warnings âfunction[ed] âeffectivelyâ as Miranda requires.â (Seibert, supra,
542 U.S. at pp. 612-613 (plur. opn.).)
Defendantâs statement was likewise admissible under
Justice Kennedyâs approach. According to Justice Kennedy,
60
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Seibert does not control unless Hobson employed âthe two-step
interrogation technique . . . in a calculated way to undermine
the Miranda warning.â (Seibert, supra, 542 U.S. at pp. 622
(conc. opn. of Kennedy, J.).) We find no such deliberateness
here.
Although Justice Kennedy âdid not articulate how a court
should determine whether an interrogator used a deliberate
two-step strategy,â the facts of Seibert and Elstad afford us some
guidance. (U.S. v. Williams, supra, 435 F.3d at p. 1158.) On the one hand, we have nothing here like the circumstances of Seibert. There is no evidence that the San Luis Obispo Police Department or District Attorneyâs Office had a policy of âwithholding Miranda warnings until after interrogating and drawing out a confession,â or that Hobson was following such a policy when he interrogated defendant. (Seibert, supra,542 U.S. at p. 609
(plur. opn.).)
On the other hand, like the officers in Elstad, Hobson did
not provide warnings because he failed to ârealize that a suspect
is in custody and warnings are required.â (Seibert, supra, 542
U.S. at p. 620(conc. opn. of Kennedy, J.);Elstad, supra,
470 U.S.
at pp. 315-316.) Hobson testified that he did not advise
defendant of his Miranda rights on April 21 and did not
immediately provide him with those rights when he approached
him on April 22 because defendant âwas not in custody on the
. . . disappearance of Rachel Newhouse and Aundria Crawford.
He was in custody on a parole violation.â In line with Justice
Kennedyâs identification of a failure to ârealize that a suspect is
in custody and warnings are requiredâ as a scenario properly
analyzed under Elstad principles, we find that Siebert does not
61
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
control here. (Seibert, supra, 542 U.S. at p. 620 (conc. opn. of
Kennedy, J.).)12
Other aspects of Hobsonâs conduct persuade us that he did
not engage in âa two-step questioning technique based on a
deliberate violation of Miranda.â (Seibert, supra, 542 U.S. at
p. 620(conc. opn. of Kennedy, J.).) Significantly, Hobson advised defendant of his Miranda rights before defendant confessed. (See Bobby v. Dixon (2011)565 U.S. 23, 31
[âunlike
in Seibert, there is no concern here that police gave Dixon
Miranda warnings and then led him to repeat an earlier murder
confession, because there was no earlier confession to repeatâ].)
Hobson also did not attempt to use defendantâs prewarning
12
Of course, Hobson did provide defendant with Miranda
warnings on the morning of April 22 after defendant made
vaguely incriminating statements. This raises the question of
whether Hobson thought that defendantâs custody status had
changed at that point. On this issue, we note that Hobson did
not tie his recitation of the Miranda warnings to defendantâs
custody status. Instead, he described the sequence of events in
this way: After defendant asked to be taken âsomeplace else,â
he (Hobson) âtold [defendant] before I transported him back to
the police department I wanted to make sure he understood
exactly what we were going to be doing and the questions that I
was going to be asking him so we didnât spend another two hours
of wasted time. [¶] So at that point I advised Rex Krebs of his
Miranda rights, as read from the DOJ form, and then I asked
him the two questions.â Thus, although Hobson never
pinpointed the precise moment he believed defendantâs custody
status changed, the timing of his advisement is consistent with
the (mistaken) belief that (1) defendant became âin custodyâ
after incriminating himself in response to Hobsonâs âtwo
questions,â or (2) defendant acquired âin custodyâ status after
being transported to the police station, when Hobson got to
âdoingâ what he was going to do and asking âthe questions [he]
was going to be asking.â
62
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
statements to induce him to talk after advising him of his rights
under Miranda. (Bobby v. Dixon, supra, 565 U.S. at p. 31[â[n]or is there any evidence that police used Dixonâs earlier [unwarned] admission to forgery to induce him to waive his right to silence laterâ]; contra,Seibert, supra,
542 U.S. at p. 605
(plur.
opn.) [interrogating officer âconfronted [the suspect] with her
prewarning statementsâ].)
To be sure, Hobson could have read defendant his
Miranda rights before defendant made inculpatory statements
or agreed to tell the truth. Yet simply because an officer could
have given an advisement earlier is not enough to show that he
delayed âin a calculated way to undermine the Miranda
warning.â (Seibert, supra, 542 U.S. at p. 622(conc. opn. of Kennedy, J.); see People v. San Nicolas (2004)34 Cal.4th 614, 637, 639
[no finding of deliberateness despite the officer stating â[i]f you want to talk to me, Iâll advise you of your rightsâ but then forgoing the advisement when the suspect indicated that he wanted to talk to an attorney first].) Likewise, that advisement did issue after acquiescence to tell the truth does not mean that the officer sought to undermine Miranda. (See Williams, supra,49 Cal.4th at p. 448
[reasoning that the principles of Elstad apply even when advisement came only after âthe defendantâs letting âthe cat out of the bagâ â].) Last, even if Hobson had no good reason for failing to give Miranda warnings when he first approached defendant on April 22, there is no ground to believe Hobson acted deliberately âto obscure both the practical and legal significance of the admonition when finally givenâ or that his conduct had such an effect. (Seibert, supra,542 U.S. at p. 620
(conc. opn. of Kennedy, J.).)
63
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
In light of the preceding, we find that defendantâs warned
confessions were properly admitted despite his prior unwarned
statements.
iv. Failure to heed invocation on April 21
Defendant further argues that the trial court erred in
admitting the statements he made on April 22 and thereafter
because Hobson failed to honor defendantâs invocation of his
right to remain silent on April 21. We agree that Hobson should
have stopped his interrogation on April 21 sooner than he did.
However, in light of the facts that defendant made no
inculpatory statements on April 21, that Hobson did not
overcome defendantâs will that day or any time thereafter, that
Hobsonâs failure to honor defendantâs invocation was not
causally related to defendantâs subsequent decision to confess,
and that, at the time of his confession on the next day,
defendantâs right to cut off questioning was honored, we find no
error in the admission of the confession.
As the trial court found and the prosecution conceded,
defendant invoked his right to remain silent on April 21.13 Like
the trial court, we need not decide the precise moment when
defendant made his invocation, except to observe that it was
later than when defendant claims he first asserted his right but
earlier than when Hobson said he understood defendant to have
done so.
13
Hobson testified that he thought defendant asserted his
right to remain silent when he stated near the end of the
interview on April 21, âNothing to say.â The prosecutionâs
opposition to the motion to suppress acknowledged that
defendant had invoked his right at âthe end of the interview.â
64
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Defendant did not invoke his right to silence by merely
saying nothing for 15 minutes while Hobson talked. Prior to the
conversation arriving at this point, defendant had waived his
Miranda rights â first by signing a waiver on April 1 and again
by talking to Hobson after being reminded of his rights on April
21. (See, e.g., North Carolina v. Butler (1979) 441 U.S. 369, 373.) Because defendant had previously waived his rights, a subsequent invocation must be unambiguous to be effective. (E.g.,Berghuis, supra,
560 U.S. at pp. 381-382; People v. Martinez (2010)47 Cal.4th 911, 948
(Martinez).) In essence, he needed to say âthat he wanted to remain silent or that he did not want to talk with the police.â (Berghuis, supra,560 U.S. at p. 382
[holding that a suspect who did neither of these things following an earlier waiver âdid not invoke his right to remain silentâ].) In the absence of such unambiguous statements, Hobson was free to continue questioning defendant. (Martinez, supra,47 Cal.4th at p. 948
[â âFaced with an ambiguous or
equivocal statement, law enforcement officers are not required
. . . either to ask clarifying questions or to cease questioning
altogetherâ â].)
Likewise, when defendant requested that Hobson â[p]ut
me down in a holding cell and let me think,â he did not
unambiguously invoke his right to remain silent. Rather, he
likely âmerely asked for a break from questioning.â (Rundle,
supra, 43 Cal.4th at p. 116.) Because defendant was then
housed at the county jail and so presumably could not be left in
the police stationâs holding cell for long, the request to be put
back in a holding cell (so he could âthinkâ) is reasonably
interpreted as a request to be left alone for a moment.
Interpreted this way, the statement stands in contrast to what
defendant said when Hobson returned from giving him a five-
65
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
minute break: âTake me back to jail.â At that point, defendant
has arguably indicated that, beyond wanting a temporary break
from questioning, âhe did not want to talk with the police.â
(Berghuis, supra, 560 U.S. at p. 382.) And even if this later statement was ambiguous in the context of defendantâs previous request for a short break (see Williams, supra,49 Cal.4th at p. 429
), any ambiguity was resolved when defendant said, for
the first of two times, âNothing to say.â By this point at the
latest, defendant had unambiguously invoked his right to
remain silent and Hobson should have stopped the
interrogation.
Hobson did not stop. Instead, he continued questioning
defendant until defendant once again asserted that he had
ânothing to say.â Hobson testified that he understood defendant
to have invoked only at this point, when defendant repeated
himself. Even with this understanding, however, Hobson asked
defendant still more questions while transporting him back to
jail.
Yet, despite the failure to honor defendantâs right to
remain silent on April 21, Hobson made no contact with
defendant for the next 18 hours. Moreover, as the trial court
found, defendant did not foreclose the possibility of Hobson
returning the next day. Indeed, when Hobson returned the
following morning, defendant showed no reluctance to talk,
readily answering questions and voluntarily confessing.
The question is whether Hobsonâs failure to honor
defendantâs invocation to remain silent on April 21 renders
inadmissible the statements obtained on April 22 and
thereafter. In Michigan v. Mosley (1975) 423 U.S. 96, 104
(Mosley), the high court held âthe admissibility of statements
66
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
obtained after the person in custody has decided to remain silent
depends under Miranda on whether his âright to cut off
questioningâ was âscrupulously honored.â â14 The court did not
address a situation in which the right to cut off questioning was
eventually, but not immediately, honored.
In the years since Mosley was decided, we have never
found that an initial failure to honor a defendantâs invocation â
whether of the to remain silent or the right to have counsel
present â poses a categorical bar to the admission of any
subsequent statement regardless of the circumstances. Instead,
in case after case, we have held that despite the initial failure to
14
California courts initially did not follow Mosley, rejecting
it in favor of the rule that âafter a defendant has once
demonstrated he does not wish to waive his privilege against
self-incrimination, the police cannot lawfully subject him to a
new round of interrogation even if they repeat the Miranda
warnings.â (People v. Pettingill (1978) 21 Cal.3d 231, 238, 251.)
In 1982, however, California voters approved Proposition 8 and
amended the state Constitution to add a âRight to Truth-in-
Evidence.â Under this provision, ârelevant evidence shall not be
excluded in any criminal proceeding.â (Cal. Const., Art. I § 28,
subd. (f)(2).)
Although we have never expressly held that Proposition 8
abrogated Pettingill, our cases have clearly nodded in this
direction. (See People v. May (1988) 44 Cal.3d 309, 318[âGiven the probable aim of the voters in adopting section 28[(f)(2)], . . . it is not reasonably likely that the California voters intended to preserve, in the form of a âstatutoryâ privilege, a judicially created exclusionary rule expressly rejected by the United States Supreme Court under the federal Constitutionâ]; In re Lance W. (1985)37 Cal.3d 873, 889
[similar];Martinez, supra,
47 Cal.4th at p. 950
[applying Mosley without mentioning
Pettingill].) Perhaps for this reason, defendant does not seek to
rely on Pettingill, and we accept that the analysis should
proceed without reference to the Pettingill rule.
67
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
honor a Miranda invocation, a voluntary confession obtained
during a subsequent interrogation is admissible. Thus, in People
v. Bradford (1997) 14 Cal.4th 1005, 1040-1043(Bradford), we held that a warned confession was admissible despite the fact that (1) a day earlier, detectives had persisted in interrogating the defendant after he answered, â âNo. I want my lawyer,â â in response to the questions, â âDo you wish to give up the right to remain silent? Do you want to talk to me about what happened last night?â â (id. at p. 1025), and (2) the continued questioning produced an admission that the defendant killed the victim. We reasoned that suppression was not necessary because the first confession was â âunaccompanied by any actual coercion or other circumstances calculated to undermine the suspectâs ability to exercise his free willâ â and the second (warned) confession was â âknowingly and voluntarily made.â â (Id. at p. 1040.) We likewise did not suppress warned statements in People v. Storm (2002)28 Cal.4th 1007, 1039
, despite the police having ignored the defendantâs invocation of the right of counsel during an interrogation two days earlier. We reached the same result in People v. Sims (1993)5 Cal.4th 405, 444
, even though the police there interrogated the suspect despite his clear statement from the day before that he âwould not waive his [Miranda] rights.â (Id. at p. 437.) In contrast, we suppressed the defendantâs confession in a case where we found the police not only âintentionally continued interrogation . . . in spite of defendantâs invocation,â but also induced an involuntary confession. (People v. Neal (2003)31 Cal.4th 63, 68, 74
.)
In light of our precedent, we conclude that Hobsonâs
failure to honor defendantâs invocation of the right to remain
silent on April 21 does not compel the suppression of the
voluntary, warned statements taken on April 22 and thereafter.
68
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Apart from his failure to immediately cease questioning,
Hobsonâs interrogation techniques were not coercive. In
addition, no â âother circumstancesâ â existed to â âto undermine
the suspectâs ability to exercise his free will.â â (Bradford, supra,
14 Cal.4th at p. 1040.) Indeed, defendantâs will was not
overcome on April 21 or at any time thereafter. Although
defendant was subdued during the April 21 interrogation and
cried during the drive back to the county jail, he showed a clear
ability to exercise his free will, including by stopping the
interrogation, refusing to incriminate himself, controlling when
he would be dropped off at the jail (by requesting that Hobson
drive around so that he could smoke), and directing Hobson to
turn into the jail despite Hobsonâs last request for defendant to
take him to the bodies. Likewise, as explained ante, in part
II.B.1.ii, he exercised his free will when he voluntarily confessed
on April 22 after receiving his Miranda advisement.
Nor should we forget that there was a period of about 18
hours in which defendant was subjected to no questioning after
invoking his right to remain silent. (Contra, People v. Peracchi
(2001) 86 Cal.App.4th 353, 362[finding that a confession should have been suppressed because â[d]espite Peracchiâs invocation of his right to remain silent, the officer persisted in asking him questions regarding why he did not wish to speak with the officers at that time without even a momentary cessation in questioningâ]; Anderson v. Terhune (9th Cir. 2008)516 F.3d 781, 791
[suppressing a confession when the court was ânot faced with a situation where there was a break in questioning after the Miranda invocationâ].) This was substantially longer than the two-hour period in Mosley in which the suspect was left alone and the court found questioning could be reinitiated. (Mosley, supra,423 U.S. at p. 104
.)
69
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Finally, even though he did not do so immediately, Hobson
did honor defendantâs right to cut off questioning. On April 21,
Hobson asked if he could return to talk to defendant the next
day if he did not hear back from him, and defendant replied
âMaybe Iâll deal with it tomorrow,â or âMaybe. Iâll deal with it
tomorrow.â Whatever defendantâs exact response was, it seems
that Hobson could reasonably have understood it as conveying
that he could return the next day â if only to find out whether
defendant was willing to talk. When Hobson came to the jail on
April 22, defendant expressed no desire to remain silent, thus
indicating that he had decided that he would talk.
We reject defendantâs reliance on People v. Montano (1991)
226 Cal.App.3d 914. In Montano, the court found that
Montanoâs confession was actually coerced. In that case, not
only did police officers ignore Montanoâs double-digit number of
invocations, they âaggravated the situation by using their
common religion to conjure up in defendantâs mind the picture
of confessing to avoid going to hell.â (Id. at p. 935.) Moreover,
the tactics âsucceeded because the officers were not employing
them on a person who had a history of experience with police
interrogation or on someone who in the circumstances would
have unlimited powers of resistance. At the time of the
interrogation defendant was 18 years old, having entered the
country illegally 8 months before.â (Id. at pp. 935-936.) In these
circumstances, Montanoâs will was overcome and he âtacitly
admitted that he alone was responsible for the victimâs murder.â
(Id. at p. 937.) In contrast, defendant here was not merely 18
years old; he did have âa history of experience with police
interrogationâ (id. at p. 935); and he made no admission during
the interrogation in which he invoked his right to silence. (Ibid.)
70
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Defendant simply was not coerced, and Montano supplies no
basis to suppress the confessions at issue here.
To summarize, defendant was at no time coerced. He was
given an 18-hour break from interrogation after invoking his
right to remain silent; he left open the possibility for the officer
to reinitiate contact, and upon being contacted, cooperated with
the interrogation. When he confessed, his confessions were
preceded by Miranda warnings that effectively apprised him of
his rights. Without suggesting that all of the above must be
present or that any of those factors is sufficient, we conclude
that under these circumstances, the trial court did not err in
admitting the postadvisement confession obtained on April 22
and thereafter.
2. Independent evidence of rape and sodomy of
Crawford
Defendant next argues his convictions for the rape and
sodomy of Crawford must be reversed because âinsufficient
evidence aside from [his] confession exists to supportâ the
convictions. Defendantâs argument relies on the corpus delicti
rule, which ârequires corroboration of the defendantâs
extrajudicial utterances insofar as they indicate a crime was
committed, and forces the People to supply, as part of their
burden of proof in every criminal prosecution, some evidence of
the corpus delicti aside from, or in addition to, such statements.â
(People v. Alvarez (2002) 27 Cal.4th 1161, 1178, italics omitted
(Alvarez).) We find that defendantâs confession was adequately
corroborated in this case.
âThe amount of independent proof of a crime required [to
satisfy the corpus delicti rule] is quite small.â (People v. Jones
(1998) 17 Cal.4th 279, 301.) The prosecution need not adduce
71
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
âindependent evidence of every physical act constituting an
element of an offense.â (Id. at p. 303.) Instead, it need only
make âsome indication that the charged crime actually
happened,â so as to ensure âthat the accused is not admitting to
a crime that never occurred.â (People v. Jennings (1991) 53
Cal.3d 334, 368 (Jennings).)
In challenging his convictions for the rape and sodomy of
Crawford, defendantâs sole contention is that there was no
independent evidence âcorroborating that she was in fact
sexually assaulted.â He concedes that there was âsufficient
independent evidence of rape against Newhouse since her body
was naked from the waist down when found.â In contrast, he
asserts there was insufficient evidence as to Crawford because
âCrawfordâs body was fully clothed in sweat pants and a
sweatshirt.â The Attorney General disputes that Crawford was
fully clothed when she was found. Dr. Sterbenz, the pathologist
who observed the exhumation of the victimsâ bodies, testified
that Crawford was found âpartially clothed,â wearing âblack
sweat pantsâ and âa black sweatshirtâ with âa logo on it for the
Hard Rock cafe.â Crawfordâs mother testified that her daughter
normally wore to bed âT-shirt and panties,â items that were
missing when her body was found. She also testified that the
Hard Rock Cafe sweatshirt was a âsouvenir-type sweatshirtâ
that her daughter would âjust wear . . . for special occasions.â
The testimony reasonably gives rise to the inference that
Crawfordâs body was found âdressed differentlyâ from when she
was taken from her house. Crawford was taken from her house
early in the morning after having gotten out of bed, as
independently corroborated by the state of her bed and the fact
that she was talking to a friend by phone until 2:46 a.m. on
March 11, 1999. Based on the timing and her motherâs
72
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
testimony, the jury could have concluded that Crawford was
wearing underwear and a T-shirt when defendant abducted her.
Yet, her body was found with no underwear, no T-shirt, and
clothed in a âspecial occasion[]â sweatshirt that she did not
normally wear to bed. Thus, there was circumstantial evidence
that Crawford was â âdisrobedâ â and â âcovered . . . againâ â after
she was kidnapped. (People v. Ochoa (1998) 19 Cal.4th 353,
404.) This evidence suffices to satisfy the corpus delicti of rape.15 (Id. at pp. 404-406 [finding the requisite corpus delicti for rape when the victim was found with her pants on backwards and her sweatshirt inside out, allowing for the inference that she was disrobed and reclothed]; see alsoAlvarez, supra,
27 Cal.4th at p. 1171
[â[t]he independent proof may be
circumstantial and need not be beyond a reasonable doubtâ].)
Because the People have established the corpus delicti for
rape, they have also established the corpus delicti for sodomy.
(See People v. Jones, supra, 17 Cal.4th at p. 302-304 [finding the
corpus delicti for oral copulation satisfied although there was no
physical evidence on victimâs mouth because there was semen in
the victimâs other orifices and âwe have never interpreted the
corpus delicti rule so strictly that independent evidence of every
physical act constituting an element of an offense is necessaryâ];
accord, Robbins, supra, 45 Cal.3d at p. 886.) Accordingly, we
affirm the convictions for the rape and sodomy of Crawford.
15
Because we find âthe physical evidence, and reasonable
inferences drawn therefore, satisfy the corpus delicti rule,â we
need not decide whether other-crimes evidence, including the
rape and sodomy of Shelley C. and the rape of Newhouse, also
establish the corpus delicti with regard to Crawford. (Jennings,
supra, 53 Cal.3d at p. 367; cf. People v. Robbins (1988)45 Cal.3d 867, 886
(Robbins).)
73
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
C. Penalty Phase Issues
1. Arguments involving testimony of defendantâs
volitional impairment
Defendant makes a series of arguments relating to Dr.
Dietzâs testimony that sexual sadism does not impair an
individualâs ability to control his or her behavior. The gist of
defendantâs arguments is that the testimony is inconsistent with
the Sexually Violent Predator Act (SVPA) (Welf. & Inst. Code,
§ 6600 et seq.) or is demonstrably false as shown by the
existence of the act. Defendant also argues that the trial court
erred by excluding references to the SVPA and by failing to âgive
proper instruction in light of the Stateâs expert testimony.â On
these bases, defendant urges us to reverse the death sentence.
a. Background
Despite being an expert for the prosecution, Dr. Dietz
agreed with Dr. Berlin, the defense expert, on many substantive
points. In particular, Dietz agreed with Berlinâs diagnosis of
defendant as a sexual sadist and an alcoholic. Dietz also
âagree[d] entirelyâ with Berlin that âpeople do not choose their
sexual deviations. They do not choose to become a sexual
sadist.â
Dr. Dietz, however, disagreed with Dr. Berlin regarding
his diagnosis of antisocial personality disorder. In Dietzâs
opinion, defendant did have antisocial personality disorder.
Dietz explained the criteria for diagnosing the disorder, and
cited examples from defendantâs history to show that he met the
diagnostic criteria.
In addition, although Dr. Dietz agreed with Dr. Berlinâs
diagnosis of sexual sadism, he offered a different understanding
of the disorder. According to Dietz, the sexual disorder
74
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
âamounts to saying what is it that turns the person on.â For a
person who is a sexual sadist, the things that he or she finds
sexually arousing include âbondage,â âcaptivity,â dominance,
âhumiliation,â âspanking and whipping,â and âchoking and
strangulation.â Dietz did not deny that it was âa problem to
have in life to want to do that to another person.â He explained,
however, that â[t]he way that people cope with that problem is
quite variable.â Although there were sexual sadists who
âcommit violent crimes in order to fulfill their fantasies,â Dietz
stressed that âjust a tiny group of the sexual sadists . . . ever get
to that point.â
Crucially, Dr. Dietz disagreed with Dr. Berlin regarding
whether sexual sadism compromised an individualâs ability to
control his or her actions. As Dietz categorically stated,
â[s]omeone whose only problem is sexual sadism has only one
fundamental difference from normal people and that is a
difference in what excites them sexually. It doesnât affect how
they think. It doesnât affect their emotions. It doesnât affect
their capacity to control themselves. It only affects what it is
that turns them on sexually.â
The prosecution then asked Dr. Dietz about the
âpoliceman at the elbowâ test. Dietz responded that â[t]hatâs a
test . . . long . . . used in the field of forensic psychiatry as a way
of looking at whether someone has volitional control, do they
have the free will to conform to the law.â Dietz, like Berlin,
stated that âhad there been a policeman at [defendantâs] elbow,
he certainly would not have committed these crimes.â As such,
Dietz concluded that defendant âwas fully aware that this was
wrong behavior and capable of stopping it with those kinds of
external controls.â
75
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
The prosecution then asked Dr. Dietz to evaluate Dr.
Berlinâs opinion. In particular, the prosecution asked, âDr.
Berlin talked about the sexual sadism and the fantasies almost
becoming a compulsion. Is that â is that an opinion thatâs
widely held in your field?â Dietz answered, âNo, it isnât. But
there is a group of people who are not in my field who come at it
from a Christian counseling point of view who have become very
fond of the idea of this being an addiction that begins with
masturbation, exposure to pornography, obscene phone calls.
And if one doesnât find some spiritual relief or additional aid, it
can degenerate into horrible kinds of behavior such as this. [¶]
Thatâs not an accepted medical or psychological view. Itâs the
fad thatâs been around the last ten or fifteen years. [¶] And
thatâs like the theory of this being a compulsion.â When cross-
examined, Dietz nonetheless agreed that âthe jury, as part of the
process of making a decision in this case, should consider and
listen to Dr. Berlin,â specifically his opinion that âsexual sadism
. . . opens the door to irresistible impulse.â â[T]he juryâs got a
difficult job here,â Dietz explained, and âweâre in an area where
there are competing points of view.â Later in his testimony,
Dietz reiterated that âitâs arguable â that this [sexual sadism]
affects impulse control. Itâs arguable that you could look at it
the way Dr. Berlin does. I respect his opinion, but I disagree
with him.â
Despite his testimony that sexual sadism does not cause
volitional impairment, Dr. Dietz acknowledged that a mental
disorder contributed to defendantâs behavior. In his opinion,
however, that mental disorder was antisocial personality
disorder, not sexual sadism. As Dietz opined, âI think that the
reason [defendant] behaves in this way toward victims is
because he has an antisocial personality disorder. I think if he
76
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
were a sexual sadist who didnât have the â this disorder, he
wouldnât be doing these bad acts.â In response to further
questioning, Dietz confirmed, âIf he were only sexually sadistic
and did not have any other impairment, he wouldnât have done
that [assaulted Jennifer E. or raped Shelley C.].â
Dr. Dietz, like Dr. Berlin, was ultimately asked to opine
âwhether at the time of the offense the capacity of the defendant
. . . to conform his conduct to the requirements of the law was
impaired as a result of a mental disease or defect.â Dietz gave a
two-part answer. First, he said that defendant did not suffer
from a mental disease or defect, as he defined those terms:
âmental diseases . . . are those conditions that cause a person to
have a profoundly entirely different view of reality than a
normal human beingâ and mental defects referred to âmental
retardation.â Second, Dietz said, âeven if he did [suffer from a
mental disease or defect], we have evidence that his volitional
control was there.â Dietz then detailed the various decisions
defendant made that demonstrated he made a choice to rape
Newhouse and Crawford. These included âhis decision to drink,â
as âheâs never even attempted rape when heâs soberâ; âhis
decision to lie to Dr. True,â telling âDr. True he wasnât having
sexual temptations, that he wasnât drinkingâ; the decision to
âcruise,â or look for victims; the decision to âcarry a rape kit,
which eventually came to include a mask, precut lengths of rope,
duct tape for gagging the victim . . .â; and finally, the decision,
âafter the fight at Outlaws Bar,â to âstop[] trying to control his
fantasies and urges and . . . not make the effort anymore to
resist the urges that he had.â This last decision, ârather than
his not having the ability to control himself,â led to the deaths
of Newhouse and Crawford.
77
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
b. Analysis
i. Asserted inconsistent theories
Defendant argues that the prosecution âcommitted
prejudicial error by presenting evidence and theories regarding
volitional impairment [that are] inconsistent with those
presented by the People in civil commitment cases.â According
to defendant, the Peopleâs experts in civil commitment
proceedings routinely testify that sexual disorders impair a
personâs ability to control him- or herself. Yet, the prosecution
in this case called an expert who said that sexual sadism has no
such effect. Defendant contends that this amounts to
inconsistent prosecutorial theories and the use of such theories
violated his right to due process under both the United States
and California Constitutions.16
Defendant is correct that â[a]t least where the punishment
involved is death, due process is as offended by the Peopleâs
inconsistent and irreconcilable attribution of culpability-
increasing acts as by the inconsistent and irreconcilable
attribution of crimes.â (In re Sakarias (2005) 35 Cal.4th 140,
160.) But he ignores the principle that where âthe asserted
inconsistencies in prosecutorial theory were not the subject of
16
In a cursory manner, defendant also argues that the same
asserted inconsistencies violated the Eighth Amendment.
Neither of the cases he cites supports the idea that âthe Eighth
Amendment . . . could be violated when the State takes
inconsistent positions for tactical advantages in a capital
sentencing proceeding.â (See Bradshaw v. Stumpf (2005) 545
U.S. 175, 187[stating only that the court âexpress[ed] no opinion on whether the prosecutorâs actions [in arguing inconsistent theories about who shot the victim] amounted to a due process violationâ]; Caldwell v. Mississippi (1985)472 U.S. 320
[no
mention of inconsistent theories].)
78
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
any proceeding in the trial court and, hence, neither the
inconsistencies nor any explanations the prosecutor may have
been able to offer appear in the appellate record, any due process
claim defendant can state should be âpresented by petition for
writ of habeas corpus rather than by appeal.â â (People v.
Sakarias (2000) 22 Cal.4th 596, 635(Sakarias); seeSpencer, supra,
5 Cal. 5th at p. 694
[citing cases supporting the
proposition that âan inconsistent theories claim should be
brought â not on appeal â but in a habeas corpus petitionâ].)
Defendantâs claim thus must be rejected because âthe
asserted inconsistencies . . . were not the subject of any
proceeding in the trial court.â (Sakarias, supra, 22 Cal.4th at
p. 635.) Defendant concedes he did not argue before the trial
court that Dr. Dietzâs testimony was inconsistent with the
SVPA, and our review of the record confirms that to be the case.
Although defendant alerted the court that he wanted to ask Dr.
Berlin about the SVPA, the bases on which he sought to
introduce the testimony were not to show any inconsistencies
between the SVPA and Dietzâs opinion. Instead, defendant
argued that the SVPA was relevant because the program
showed that (1) a âmental disorder that lead to this lack of
volitional control was treatableâ and (2) defendantâs lack of
treatment was due to institutional failure.
To be sure, defense counsel mentioned in passing that the
SVPA âis impeachment of what I believe is Dr. Dietzâs position
that there is not volitional impairment.â However, counsel
never developed this position. Instead, he pressed the argument
concerning the treatability of sexual disorders and the issue of
institutional failure. Unsurprisingly, the court ruled only with
respect to these bases for admissibility.
79
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
In addition, when the court rejected defendantâs
arguments and so excluded references to the SVPA, it made
clear that its ruling was tentative. The court expressly stated
that it would be willing to reconsider its position. Despite the
courtâs invitation, however, defendant never brought a motion
or thereafter called the courtâs attention to any purported
inconsistencies between the SVPA and Dr. Dietzâs opinion.
Probably for this reason, the record contains no explanation
from the prosecutor about the asserted inconsistencies.17
Under such circumstances, we find that âthe asserted
inconsistencies in prosecutorial theory were not the subject of
any proceeding in the trial court.â (Sakarias, supra, 22 Cal.4th
at p. 635.) We therefore reject defendantâs inconsistent theories
claim, leaving it to be raised on habeas corpus.
ii. Asserted false or misleading testimony
Similar to his claim that Dr. Dietzâs testimony was
inconsistent with the SVPA, defendant contends that Dietzâs
testimony was false, as demonstrated by the existence of the
SVPA. Defendant argues the prosecution violated his due
process rights by relying on and failing to correct such false or
misleading testimony. (See, e.g., People v. Morrison (2004) 34
17
Because defendant never raised the argument at trial, he
never had to explain why the fact that other prosecutors, in
unrelated civil cases, may call experts to opine that individuals
suffering from certain mental disorders are predisposed to
committing criminal sexual acts here amounts to the use of
inconsistent prosecutorial theories. (See Welf. & Inst. Code,
§ 6600 et seq.) At a minimum, defendantâs theory of a due
process violation is quite different from the situation we
confronted in In re Sakarias, supra, 35 Cal.4th 140, and nothing
we say here should be taken as suggesting that we find them
similar or endorsing an expansion of In re Sakarias.
80
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Cal.4th 698, 716-717.) Unlike the inconsistent-theories claim,
we can decide this false-evidence claim on appeal.
First, we note that the claim is forfeited. Defendant
complains that four different statements offered by Dr. Dietz
were false or misleading. These include: (1) âa paraphilia does
not impair volitionâ; (2) âDr. Berlinâs view that it does is
unacceptedâ; (3) âthe âpolice man at elbowâ test is the appropriate
test for volitional impairmentâ; and (4) âsexual sadism [is] not
. . . a âmental disease or defect.â â Yet, defendant did not object
to any of this testimony at the time it was offered. Accordingly,
the claim that the evidence should not have been introduced or
that the prosecution violated due process by introducing such
evidence is forfeited. (Evid. Code, § 353, subd. (a); People v.
Hajek and Vo (2014), 58 Cal.4th 1144, 1214(Hajek and Vo); People v. Partida (2005)37 Cal.4th 428, 436
[âTo the extent, if
any, that defendant may be understood to argue that due
process required exclusion of the evidence for a reason different
from his trial objection, that claim is forfeitedâ].)
Second, even if we were to overlook defendantâs forfeiture,
we still would not be convinced that the SVPA shows Dr. Dietzâs
testimony to be false. The SVPA is a civil commitment scheme
that permits the state to involuntarily confine individuals
proved to be âsexually violent predators.â18 (In re Howard N.
(2005) 35 Cal.4th 117, 127.) A âsexually violent predatorâ is âa
person who has been convicted of a sexually violent offense
against one or more victims and who has a diagnosed mental
disorder that makes the person a danger to the health and safety
of others in that it is likely that he or she will engage in sexually
18
Defendant was never found to be a sexually violent
predator.
81
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
violent criminal behavior.â (Welf. & Inst. Code, § 6600, subd.
(a)(1).)) âDiagnosed mental disorder,â in turn, is defined as âa
congenital or acquired condition affecting the emotional or
volitional capacity that predisposes the person to the
commission of criminal sexual acts in a degree constituting the
person a menace to the health and safety of others.â (Welf. &
Inst. Code, § 6600, subd. (c).) The SVPA does not specify that
any particular condition meets this definition. It makes no
mention of any sexual disorder, let alone the specific disorder of
sexual sadism. The language of the SVPA thus furnishes no
evidence to suggest that Dr. Dietzâs testimony regarding the
volitional effect of sexual sadism was false.
Perhaps for this reason, defendant cites a number of
âpublished cases regarding SVP trials.â We question the value
of such cases to show that Dr. Dietzâs testimony was false. First,
we are aware of no authorities establishing that an expertâs
testimony is false as a matter of law, just because it purportedly
conflicts with other expert opinions given in other trials. Thus,
the fact that various experts may have offered opinions contrary
to Dietzâs does not mean these opinions have established that
any particular disorder precludes a defendant from controlling
his or her behavior. Instead, that remained an issue to be
resolved by the jury upon hearing the opposing expertsâ
testimony. (Accord, Ake v. Oklahoma (1985) 470 U.S. 68, 81
[âPsychiatry is not . . . an exact science, and psychiatrists
disagree widely and frequently on what constitutes mental
illness, on the appropriate diagnosis to be attached to given
behavior and symptoms, on cure and treatment, and on
likelihood of future dangerousness. Perhaps because there often
is no single, accurate psychiatric conclusion . . ., juries remain
the primary factfinders [and] . . . must resolve differences in
82
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
opinion within the psychiatric profession on the basis of the
evidence offered by each party.â].)
Second, the opinions in the cases cited do not conflict with
Dr. Dietzâs testimony. Dietz opined that for a person âwhose
only problem is sexual sadism,â the disorder did not impair his
or her volition. (Italics added.) In other words, sexual sadism,
by itself, does not affect the individualâs capacity to control him
or herself. Dietz did not testify that no sexual disorder affected
an individualâs volition, or that individuals diagnosed with
sexual sadism and other mental disorders still categorically
have full control of themselves.
Yet, defendant would have us read Dr. Dietzâs opinion this
way. Defendant complains that the prosecutionâs theory at trial,
as established by Dietzâs testimony, is that âparaphilia does not
impair volition.â Paraphilia, or more accurately âparaphilic
disorders,â is the term psychiatrists use to refer to sexual
disorders. The fourth edition of the Diagnostic and Statistical
Manual of Mental Disorders, the version in use at the time of
defendantâs trial, discusses nine different paraphilic disorders.
(Diagnostic and Statistical Manual of the American Psychiatric
Association (4th ed. 2000) pp. 569-576 [referencing
exhibitionism, fetishism, frotteurism, pedophilia, sexual
masochism, sexual sadism, transvestic fetishism, voyeurism,
and paraphilia not otherwise specified (paraphilia NOS)]; People
v. Roberge (2003) 29 Cal.4th 979, 983, fn. 1 (Roberge).) Sexual
sadism is one of the nine paraphilic disorders; it is one specific
paraphilia. Hence, the prosecutionâs theory was never that
âparaphilia,â meaning any and all paraphilic disorders, left a
person in full control of him- or herself. Instead, it was that one
particular paraphilic disorder â sexual sadism â did not
compromise a personâs ability to control him- or herself.
83
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Thus, to the extent that cases applying the SVPA can have
a bearing on whether Dr. Dietzâs testimony about volitional
control was false, they must address sexual sadism. Yet many
of the cases defendant cited did not involve an individual
diagnosed with sexual sadism.19 (E.g., Kansas v. Crane (2002)
534 U.S. 407, 411(Crane) [defendant diagnosed with exhibitionism and antisocial personality disorder]; Kan. v. Hendricks (1997)521 U.S. 346, 354-356
(Hendricks) [defendant diagnosed with pedophilia]; People v. Shazier (2014)60 Cal.4th 109, 118-121
[defendant variously diagnosed with paraphilia NOS, personality disorder NOS, narcissistic traits, or simply personality disorder]; People v. Williams (2003)31 Cal.4th 757, 761-762
[diagnoses of paraphilia NOS and psychosis NOS]; People v. Hurtado (2002)28 Cal.4th 1179, 1184
[pedophilia and antisocial personality disorder]; Albertson v. Superior Court (2001)25 Cal.4th 796, 799
[paraphilia NOS and antisocial personality disorder]; Hubbart v. Superior Court (1999)19 Cal.4th 1138, 1150
(Hubbart) [paraphilia NOS, with features of
bondage, â ârape, sodomy and klismaphiliaâ â].) These cases do
not help us evaluate the truth or falsity of Dietzâs testimony that
sexual sadism does not impair volition.
Nor do cases that feature a combination of diagnoses, of
which sexual sadism is only one, assist us. (E.g., People v. Allen
(2008) 44 Cal.4th 843, 852-854[âdefendantâs mental disorders include paraphilia (specifically, an urge for sex with nonconsenting adults), antisocial personality disorder, psychosis, and cocaine dependencyâ];Roberge, supra,
29 Cal.4th at p. 983
[after changing her mind, one of the Peopleâs experts
19
A majority of the cases cited also postdate defendantâs
trial.
84
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
diagnosed the defendant with sexual sadism while the other
expert diagnosed him with paraphilia NOS and antisocial
personality disorder]; People v. Leonard (2000) 78 Cal.App.4th
776, 781 [defendant was diagnosed with âtwo mental disorders:
(1) paraphilia, rape, or sexual sadism; and (2) antisocial
personality disorderâ].) Dr. Dietz testified that individuals
âwhose only problem is sexual sadismâ do not suffer from
volitional impairment. He offered no categorial opinion
regarding persons suffering from sexual sadism and other
mental impediments. Accordingly, SVPA cases containing
testimony that a defendant was volitionally impaired and that
he or she was diagnosed with multiple mental disorders do not
contradict Dietzâs opinion.20
We likewise find no evidence to suggest that Dr. Dietz
testified falsely when he stated that Dr. Berlinâs view was not
âwidely heldâ within his field. We simply do not know what were
the views of psychiatrists on sexual sadism and the ability to
control oneself. Dietz himself testified that â âweâre in an area
where there are competing points of viewâ â and said that
although he disagreed with it, the jury should consider Berlinâs
opinion. Insofar as defendant suggests Dietzâs views must have
been false, his suggestion relies on the premise that we can treat
all paraphilic disorders as interchangeable. Nothing in the
record or the cases cited allows us to do so.
20
To the extent Dr. Dietz testified that defendant, who he
diagnosed as suffering from both sexual sadism and antisocial
personality disorder, was not volitionally impaired, his
testimony rested on the specific circumstances of defendantâs
case. The fact that somebody else suffering from the same
conditions may be impaired does not demonstrate that Dietzâs
testimony was false.
85
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Similarly, we cannot conclude that Dr. Dietz provided
false or misleading testimony in stating that the âpoliceman at
the elbowâ test was a test âused in the field of forensic psychiatry
as a way of looking at whether someone has volitional control.â
True: We have interpreted the SVPAâs requirement of a
âcondition affecting the emotional or volitional capacityâ (Welf.
& Inst. Code, § 6600, subd. (c)) to mean a condition that âcauses
serious difficulty in controlling violent sexual impulses,â and not
one as to which âsuch control is impossible.â (People v. Superior
Court (Ghilotti) (2002) 27 Cal.4th 888, 921, fn. 12; see People v. Williams, supra,31 Cal.4th at p. 776
;Crane, supra,
534 U.S. at
pp. 411-412.) Yet, Dietz was never asked to apply this particular
standard of volitional impairment. He also did not say that the
âpoliceman at the elbowâ test showed that defendant had little
difficulty in controlling his behavior. Instead, Dietz testified
that the test indicated defendant âwas fully aware that this was
wrong behavior and capable of stopping it with those kinds of
external controls.â This was entirely consistent with Dr.
Berlinâs testimony.
Finally, we reject defendantâs argument that Dr. Dietz
âfalsely and misleadingly suggested that only severely psychotic
or severely retarded persons could have the requisite âmental
disease or defectâ to establish volitional impairment under the
statutory mitigating factor (h)â of section 190.3. Dietz never
mentioned section 190.3, factor (h), or urged the jury to accept
the idea that âonly severely psychotic or severely retarded
persons could have the requisite âmental disease or defectâ to
establish volitional impairment.â Indeed, given the extensive
testimony of Berlin and Dietz, no rational jury could have drawn
this conclusion. Berlin and Dietz argued at length about
whether sexual sadists suffered from volitional impairment, but
86
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
the argument never pivoted on whether sexual sadism was or
was not a severe psychosis or a form of intellectual disability.
Dietz did not opine that defendant could control himself because
he suffered from neither severe psychosis nor serious
intellectual disability. Rather, he testified that defendant did
not suffer from a mental disease or defect but even if he did, his
behavior showed that his volitional capability was intact. The
testimony did not mislead the jury in the way defendant
suggests.
In sum, we find that Dr. Dietz did not testify falsely and,
as such, the prosecution did not violate due process by failing to
âcorrectâ his testimony.
iii. Exclusion of testimony concerning the
SVPA
Defendant next contends the trial courtâs exclusion of
testimony regarding the SVPA violated his Sixth Amendment
right to fully and fairly cross-examine Dr. Dietz and his Eighth
Amendment right to produce mitigating evidence.
We begin with the Eighth Amendment claim. The
â âEighth Amendment requires that the jury be able to consider
and give effect toâ a capital defendantâs mitigating evidence.â
(Tennard v. Dretke (2004) 542 U.S. 274, 285.) âThus, a State cannot bar âthe consideration of . . . evidence if the sentencer could reasonably find that it warrants a sentence less than death.â â (Ibid.) Despite this constitutional proscription, âthe trial court still â âdetermines relevancy in the first instance and retains discretion to exclude evidence whose probative value is substantially outweighed by the probability that its admission will create substantial danger of confusing the issues or misleading the jury.â â â (People v. Williams (2006)40 Cal.4th 87
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
287, 320; see also Romano v. Oklahoma (1994) 512 U.S. 1, 12; People v. McDowell (2012)54 Cal.4th 395, 431
; People v. Loker (2008)44 Cal.4th 691, 731
.) A trial courtâs decision to exclude asserted mitigating evidence is reviewed for an abuse of discretion. (E.g., People v.McDowell, supra,
54 Cal.4th at pp. 433-434; People v. Salcido (2008)44 Cal.4th 93, 162
; People v. Williams, supra,40 Cal.4th at p. 320
.)
Here, the trial court excluded references to the SVPA
when it rejected both of defendantâs bases for admissibility. The
court found that the SVPA was irrelevant to the issue of
institutional failure because defendant was, correctly, found
ineligible for confinement as a sexually violent predator (SVP).
Because defendant was not an SVP, he could not rely on the
SVPA to argue that the penal system should have afforded him
treatment available to those confined under the terms of the
statute. The court distinguished defendantâs case from People
v. Mickle (1991) 54 Cal.3d 140, 193 (Mickle), in which we held
that evidence that a defendant âhad sought and/or been denied
treatment which might have controlled the same dangerous
personality disorder that purportedly contributed to the instant
crimesâ was ârelevant and admissible.â
We agree that Mickle does not control the case before us.
In Mickle, the excluded evidence concerned âthe stateâs
âimproperâ diagnosis and treatmentâ of the defendant. (Mickle,
supra, 54 Cal.3d at p. 193.) In this case, the SVPA has no
bearing on whether the state improperly diagnosed and treated
defendant, given that defendant was not entitled to any care
under the statute.
Moreover, even if the trial court erred by excluding
testimony about the SVPA for the purpose of establishing
88
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
institutional failure, the error was harmless under any
applicable standard. (People v. Williams, supra, 40 Cal.4th at
p. 320.) Multiple witnesses testified regarding the failure to provide appropriate care. Two correctional officers from Soledad prison told the jury that there was no counseling for âsexual predatorsâ available at the prison and, even if there were, inmates probably would not attend out of a concern for their safety. Officer Zaragoza likewise said that San Luis Obispo County afforded paroled sex offenders no âconfidential psychotherapy.â The only treatment parolees like defendant got was from the outpatient clinic, and Dr. True, the doctor in charge of that clinic, testified that he had very limited resources. True further testified had resources been available, he would have placed defendant in a number of additional treatment programs. A different expert, Dr. Haney, opined that defendant âreceived no psychotherapy, really no psychotherapy throughout his entire lifeâ despite clear signs that he needed treatment. Defense counsel also emphasized institutional failure as a mitigating factor in closing argument. Under such circumstances, â[n]o prejudice occurred.â (Mickle, supra,54 Cal.3d at p. 194
.)
The trial court also disallowed testimony about the SVPA
for the purpose of bolstering Dr. Berlinâs testimony that sexual
sadism was a treatable condition. In so doing, the court
exercised its broad discretion under Evidence Code section 352,
finding the SVPAâs probative value to be âvery limitedâ and
âsubstantially outweighed by . . . consumption of time.â The
court explained that the probative value of the statute was low
because the SVPA âwasnât passed to treat [offenders].â Although
treatment is mandated under the SVPA (Welf. & Inst. Code,
§ 6606, subd. (a)), an individual may be involuntarily committed
89
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
even when treatment is neither expected to be âsuccessfulâ nor
âpotentially successful.â (Id. subd. (b) [âAmenability to
treatment is not required for a finding that any person is a
person described in Section 6600, nor is it required for treatment
of that person. Treatment does not mean that the treatment be
successful or potentially successful . . . .â]; Hubbart, supra,19 Cal.4th at p. 1167
; accord,Hendricks, supra,
521 U.S. at p. 366
; People v. McKee (2010)47 Cal.4th 1172, 1195
.) Accordingly,
when treatment is understood to mean effective treatment or
treatment that is at least âpotentially successful,â the probative
value of the statute to show treatability is indeed limited. (Welf.
& Inst. Code, § 6606, subd. (b).) Moreover, the court correctly
noted that testimony about the SVPA would have resulted in
âconsumption of time, which would be required to basically
educate the jury as to how the SVP[A] came about, what the
requirements are, what the purpose of the statute is,â etc. We
therefore cannot say that the trial court abused its discretion in
excluding the evidence.
In addition to treatability and institutional failure,
defendant claims that he âclearlyâ advanced another theory of
admissibility at trial: âto support Dr. Berlinâs testimony and
prove that a paraphilia, and more specifically sexual sadism,
was generally accepted by state experts, jurists and prosecuting
attorneys nationwide to be the type of disorder that is capable
of impairing volitional control.â Defendant overstates how
âclearlyâ he argued this basis for admitting evidence of the
SVPA. But even assuming that he preserved the claim and the
trial court erred in excluding the evidence, any error was
harmless. Dr. Dietz himself stated that âweâre in an area where
there are competing points of view.â He told the jury âitâs
arguable â that this [sexual sadism] affects impulse control.
90
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Itâs arguable that you could look at it the way Dr. Berlin does.â
Dietz informed the jury that he respected Berlinâs opinion and
said it should consider Berlinâs testimony that âsexual sadism
. . . opens the door to irresistible impulse.â Given Dietzâs on-
point testimony about the credibility of his opponentâs view
regarding volitional impairment and sexual sadism, exclusion of
testimony about the SVPA â a statute that does not even
mention sexual sadism â did not result in prejudice.
We next examine defendantâs Sixth Amendment
argument that the exclusion of testimony concerning the SVPA
violated his right to fully and fairly cross-examine Dr. Dietz. To
prevail on his claim (assuming he has preserved it for review),
defendant must show that had Dietz been confronted with the
evidence, âthe âcross-examination would have produced âa
significantly different impression of [the witnessâs]
credibility.â â â (People v. Dement (2011) 53 Cal.4th 1,
52(Dement); People v. Linton (2013)56 Cal.4th 1146, 1188
(Linton); People v. Quartermain (1997)16 Cal.4th 600, 623-624
.)
We do not think that introduction of testimony about the
SVPA would have significantly affected the juryâs impression of
Dr. Dietzâs credibility. The witness was thoroughly cross-
examined, including by being confronted with his own affidavit
from a prior case. In the affidavit, Dietz attested that sexual
sadism (1) âopen[ed] the door to irresistible impulse testimony
from some expertsâ; (2) was âarguably the basis for a finding of
extreme emotional distress where the offender feels impelled by
strong sexual urges to commit the offenseâ; and (3) was a
disorder â âfor which specific treatments are available . . . that
can reduce or eliminate dangerousness.â â When so confronted,
Dietz not only acknowledged that he held those opinions, but
also said that he had changed his mind only on âone point,â no
91
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
longer taking âthe position that treatment can eliminate
dangerousness.â Accordingly, Dietz was impeached by his own
testimony on precisely those points on which defendant claims
the SVPA was relevant. Further impeachment with testimony
concerning the SVPA would not have âproduced â âa significantly
different impression of [his] credibility.â â â (Dement, supra, 53
Cal.4th at p. 52; accord, People v. Smith (2015)61 Cal.4th 18, 59-60
[explaining that there was no error when the court
excluded certain expert testimony after it âissue[d] a narrow
rulingâ that still permitted testimony âin some areasâ].)
Defendant also complains that the restriction on his
ability to confront Dr. Dietz damaged his own expertâs
credibility. For the same reason given in our discussion of
defendantâs Eighth Amendment claim, we do not find that had
testimony regarding the SVPA been admitted, the jury would
have received a â â âsignificantly different impressionâ â â of Dr.
Berlinâs credibility. (Dement, supra, 53 Cal.4th at p. 52.)
In sum, we find no error in the exclusion of testimony
about the SVPA. When we have assumed error, the error was
harmless.
iv. Imposition of the death penalty upon
persons with a mental disorder that reduces
their volitional control
Defendant contends imposition of the death penalty on
persons with a mental disorder that reduces their volitional
control to such a degree that they can be subject to civil
detention is excessive under the Eighth Amendment.
Defendantâs argument relies on Atkins v. Virginia (2002) 536
U.S. 304, 321 in which the high court held that âdeath is not a
suitable punishment for a mentally retarded criminal.â
92
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Defendant urges us to extend the rationale of Atkins to mentally
disordered criminals, making such offenders categorically
ineligible for the death penalty. We have considered such
invitations before and have consistently declined them. (E.g.,
People v. Powell (2018) 5 Cal.5th 921, 962-963(Powell); People v. Ghobrial (2018)5 Cal.5th 250, 275-276
; People v. Mendoza (2016)62 Cal.4th 856, 908-911
(Mendoza); People v. Boyce (2014)59 Cal.4th 672, 719-722
; Hajek andVo, supra,
58 Cal.4th
at pp. 1250-1252.) Defendant advances no persuasive reason for
us to reconsider our position, notwithstanding his assertion of
âa recent trend by state legislatures to view sexually violent
offendersâ crimes as the product of a non-psychotic mental
disorder which nevertheless impairs their volitional control.â
The same trend was in effect when we decided the line of cases
above, including cases from just a year ago.
Consistent with our precedent, we reject defendantâs
claim. âWe leave it to the Legislature, if it chooses, to determine
exactly the type and level of mental impairment that must be
shown to warrant a categorical exemption from the death
penalty.â (Hajek and Vo, supra, 58 Cal.4th at p. 1252.)
v. Jury instruction regarding lack of volitional
control
Defendant contends the trial court erred in failing to give
an instruction defining the term âmental disease or defect.â
Following the language of section 190.3, factor (h), the court
instructed the jury that it should consider âwhether or not at the
time of the offense the capacity of the defendant to appreciate
the criminality of his conduct or to conform his conduct to the
requirements of law was impaired as a result of mental disease
or defect or the effects of intoxication.â Defendant argues the
court had a duty to supplement this instruction on its own
93
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
motion and instruct the jury as to the meaning of the term
âmental disease or defect.â Without such an instruction, âthe
jury . . . may have accepted Dietzâs testimony and wrongly
ascribed a restrictive meaning to the statutory phrase âmental
disease or defectâ and therefore concluded that [defendantâs]
paraphilic disorder did not qualify under factor (h).â
We are not convinced that the trial court was obliged to
define âmental disease or defectâ in the absence of a partyâs
request. A courtâs duty to define statutory terms âarises where
the terms have a technical meaning that is peculiar to the law.â
(People v. Howard (1988) 44 Cal.3d 375, 408.) In contrast, â[w]hen a word or phrase â âis commonly understood by those familiar with the English language and is not used in a technical sense peculiar to the law, the court is not required to give an instruction as to its meaning in the absence of a request.â â â (People v. Estrada (1995)11 Cal.4th 568, 574
(Estrada).) We have never held that as used in section 190.3, factor (h), the phrase âmental disease or defectâ carries a technical, legal meaning requiring clarification on the courtâs own motion. To the contrary, â â[t]he language of a statute . . . is generally an appropriate and desirable basis for an instruction, and is ordinarily sufficient when the defendant fails to request amplification.â â (Estrada, supra,11 Cal.4th at p. 574
.) Defendant attempts to persuade us otherwise by citing cases that deal with the term âmental disease or defectâ in the context of legal insanity. (In re Ramon M. (1978)22 Cal.3d 419
, 424- 428; People v. Weaver (2001)26 Cal.4th 876, 968-969
.) Those
cases are clearly inapposite because legal insanity is a technical,
legal concept.
Moreover, defendantâs argument is not really that the
term âmental disease or defectâ has some meaning other than
94
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
that â â âcommonly understood by those familiar with the
English language.â â â (Estrada, supra, 11 Cal.4th at p. 574.) Instead, it is that because a witness in this case has supplied a definition for the term, the jury may be misled into adopting that definition rather than using âthe meaning that might be ascribed to the same terms in common parlance.â (Id. at p. 575.) Hence, defendantâs argument is really that the court should have given an instruction to dissipate any potential confusion caused by this particular witnessâs testimony. At most, this amounts to an argument for a pinpoint instruction to ârelate particular facts to a legal issue in the case.â (People v. Saille (1991)54 Cal.3d 1103, 1119
.) Such instructions âare not
required to be given sua sponte.â (Ibid.)
In any event, even assuming the court should have
instructed the jury on its own motion, the failure to do so was
harmless. As discussed earlier, no reasonable juror could have
drawn from the testimony of Drs. Berlin and Dietz the
conclusion that âonly severely psychotic or severely retarded
persons could have the requisite âmental disease or defectâ to
establish volitional impairment.â The prosecutionâs closing
argument bolsters the point. In discussing section 190.3, factor
(h), the prosecutor made no mention of whether defendant was
or was not psychotic or intellectually disabled. Instead, he
argued that defendant did not suffer âsexual compulsion.â The
prosecutor referred to Dr. Dietzâs testimony, stating âDr. Dietz
. . . said that [defendant] makes his choices.â âBut,â said the
prosecutor, âyou know you donât need an MD to know that. . . .
You should know that as well.â The prosecution thus exhorted
the jury to rely on its own experience, not any definition supplied
by Dietz (which was not even mentioned). Read as a whole, the
testimony and arguments are entirely inconsistent with the
95
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
possibility that the jury may have been âmisled about the nature
of the statutory mitigating factor.â
Finally, even if the jury was somehow misled about section
190.3, factor (h), it could still consider defendantâs sexual
sadism, antisocial personality disorder, and any other diagnosis
of a mental condition under the section 190.3, factor (k), the
âcatchallâ factor. (Accord, People v. Smith (2005) 35 Cal.4th 334,
353 [âeven though [section 190.3] factor (d) refers to âextremeâ
emotional or mental disturbance, evidence of mental disorder of
less extreme character is admissible under factor (k)â].) No
reversible error occurred.
2. Restriction on testimony that witnesses believed
defendant should not be executed
Defendant contends the trial court erred in limiting
testimony from some witnesses who would have testified that
they believed defendant should not be executed. The court
allowed defendantâs mother, sister, former girlfriend (Adonia
Krug), the mother to his son (Rosalynn Moore), and a spiritual
advisor to respond to the question whether each thought
defendant should receive life in prison instead of death. Each
gave the unsurprising answer that she thought defendant
should live. However, when defendant asked the same question
of Mosher, a staff member at the Childrenâs Home where
defendant was sent when he was 15, the prosecution objected
and the court sustained the objection. The court based its ruling
on the fact Mosher last saw defendant in 1983 and no longer had
a significant relationship with him. The defense then made an
offer of proof that Mosher, other staff members at the Childrenâs
Home, and Scheyt â the mother of the girl defendant dated in
1981 â would have testified that they thought defendant should
not receive the death penalty. The court affirmed its ruling as
96
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
to all of these witnesses. Accordingly, although Mosher, other
members of the Childrenâs Home, and Scheyt testified to
defendantâs various positive characteristics and their high
opinions of him, they did not say whether they believed
defendantâs life should be spared.
â[E]vidence that a family member or friend wants the
defendant to live is admissible to the extent it relates to the
defendantâs character . . . .â (People v. Smith, supra, 35 Cal.4th
at p. 367.) To be admissible, the witness must âhave a significant relationship with the defendant.â (Ibid.) We have not, however, considered whether a person whose significant relationship with the defendant ended more than a decade before the event for which the defendant is on trial must be allowed to give an opinion regarding whether he or she wants the defendant to live. (Cf. People v. Smith, supra, 35 Cal.4th at pp. 366-367 [finding that an educational therapist who had a significant relationship with the defendant until three years before his crime should have been allowed to testify that she did not want him executed];Mickle, supra,
54 Cal.3d at p. 194
[finding that the opinion of a close family friend that the defendantâs life should be spared was relevant and admissible]; People v. Heishman (1988)45 Cal.3d 147, 180, 194
(Heishman)
[holding that a former wife who had a daughter with the
defendant six years before the crimes in question should have
been allowed to say whether she thought the death penalty was
appropriate for him].) We need not reach the issue here because,
even assuming that the trial court should have permitted people
who knew defendant as a teenager to opine that his character
was such that he should live, the exclusion of the testimony was
harmless.
97
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Multiple people pleaded with the jury to spare defendantâs
life. His mother, sister, a childhood girlfriend (who kept in
contact with defendant), the mother of his child, and a spiritual
advisor all said that they wanted him to live. Moreover, the
witnesses who were not allowed to give their opinion regarding
the penalty nonetheless offered âdirect evidence of defendantâs
characterâ and their testimony was âgenerally so supportive of
defendant that it is very unlikely that any juror would infer that
[they] would want to see him put to death.â (People v. Smith,
supra, 35 Cal.4th at p. 368;Heishman, supra,
45 Cal.3d at p. 194
.) Under such circumstances, âit is not reasonably possible that the jury would have returned a different penalty verdictâ had it heard these witnesses say that defendant should not be executed. (People v. Ervin (2000)22 Cal.4th 48, 103
; see People v. Smith, supra,35 Cal.4th at p. 368
;Heishman, supra,
45 Cal.3d at p. 194
.)
3. Testimony of a former girlfriend concerning her
relationship with defendant
Defendant contends the trial court abused its discretion by
admitting testimony concerning why his relationship with
former girlfriend Liesel Turner ended. Over a defense objection,
the court allowed Turner to testify as follows. Although the
relationship was initially âvery nice, very romantic,â Turner
eventually became frightened of defendant. Defendant told
Turner that his former girlfriend âhad been raped and murdered
and that he had committed a crime so that he could get put in
jail so that he could go kill the person that had raped and
murdered her.â When Turner stated defendant told her he had
killed the person, the court interrupted. The court instructed
the jury that Turnerâs statements that defendant murdered
someone âare admissible just to show why someone reacted to
98
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
those statements. Itâs not admitted to show that whatâs in the
statement is true. . . . Thereâs not going to be any evidence that
what [defendant] said is, in fact, true, in fact, occurred. The
reason the statement is admissible is just to show why Ms.
Turner reacted to it.â Turner continued testifying, stating that
she eventually ended her relationship with defendant because
she âdidnât feel safe.â
Before the trial court, defendant argued that Turnerâs
entire testimony was improper because it exceeded the scope of
permissible rebuttal. The trial court rejected the argument,
finding that the testimony served two purposes: (1) to rebut
âcharacterâ testimony that defendant âdoes have the good
quality that he can have a good relationship with women,â as
defendantâs prior girlfriends (Krug and Moore) testified; and (2)
to rebut testimony from witnesses who said defendantâs
relationship with Turner was âgood.â
The courtâs reasoning is sound and supported by the
record. Defendant had elicited statements from four women â
Krug, Moore, Krugâs mother, and a friend (Jaime Prisco) â to
establish that he had good intimate relationships with women.
In addition, he drew from two witnesses the testimony that
defendant and Turner had a âgoodâ relationship. Hence, to the
extent that Turnerâs testimony showed that she became afraid
of defendant and broke up with him because she âdidnât feel
safe,â the testimony tended to rebut the impression that
defendantâs relationship with women in general â and Turner
in particular â was as good as defendantâs witnesses had
suggested. â â âThe admission of rebuttal evidence rests largely
within the sound discretion of the trial court and will not be
disturbed on appeal in the absence of âpalpable abuse.â â â â
99
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
(People v. Smith, supra, 35 Cal.4th at p. 359.) We find no such
abuse here.
Defendant further argues that even if Turnerâs testimony
was relevant, it should have been excluded under Evidence Code
section 352. We agree Turnerâs statement that defendant told
her he killed a person to avenge a girlfriendâs death had the
potential to create undue prejudice. However, the court
properly instructed the jury that the statement was not
admitted for its truth (to show that defendant did kill someone
for revenge) but only to explain Turnerâs state of mind (to
explain why she became afraid of defendant). âAbsent some
showing to the contrary, we presume the jury followed the
courtâs instructions.â (People v. Merriman (2014) 60 Cal.4th 1,
48-49 (Merriman).) Defendant has not made such a showing,
despite arguing it was impossible for the jury to believe that
Turner was afraid of defendant without also believing that
defendant âdid in fact plot and engage in murder.â A boast that
one has killed a person is disturbing in and of itself, even if it
was an empty boast intended to âimpressâ a girlfriend. The trial
court did not abuse its discretion by determining that, being
admitted for a limited purpose, the probative value of Turnerâs
statement was not substantially outweighed by the danger of
undue prejudice.
4. Admission of photograph of defendant
Defendant contends the trial court abused its discretion by
admitting in the penalty phase a photograph of him, shirtless
and flexing. The prosecution authenticated the photograph as
having been taken in February 1999, after defendant killed
Newhouse but before he killed Crawford. The court allowed the
prosecution to admit the photograph as an exhibit and to display
100
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
it to the jury during closing argument. Because defendant had
presented testimony and otherwise argued that he showed
remorse after his arrest, the court admitted the photograph as
evidence tending to suggest that the remorse was not genuine.
As the court stated, âhere one of the main mitigating factors
thatâs being argued is remorse. . . . I think it would be a
reasonable inference for the jury to look at this photograph and
decide that his remorse didnât begin until he was arrestedâ and
so was âself-serving.â The court acknowledged that the
photograph was âambiguous,â or capable of giving rise to more
than one inference, but found that its admission would not be
âoverly prejudicial,â because the adverse inference was not âan
unfair [one] to draw.â
On appeal, defendant raises the same arguments that
were rejected at trial. He first asserts the photograph had no
relevance pertaining to remorse (or the lack thereof) because
â[r]emorse is a complex, changing state of mind, and is not
something that can be proved to be absent or present merely by
a picture.â Defendantâs argument misses the mark. Under
Evidence Code section 210, relevant evidence is evidence
âhaving any tendency in reason to prove or disprove any
disputed fact that is of consequence to the determination of the
action.â (Italics added.) Accordingly, to be relevant and
admissible, the photograph did not need to âprove[]â âa complex,
changing state of mindâ; it needed only to have a âtendencyâ to
do so. (Ibid.) In this case, the photograph tended to corroborate
evidence introduced at the guilt phase that defendant appeared
âin a good mood,â âjoking around,â and âhappyâ in March 1999,
shortly after he killed Crawford and before he was arrested. As
such, it gave rise to a âreasonable inference . . . that
[defendantâs] remorse didnât begin until he was arrested.â This,
101
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
in turn, suggested that defendantâs âdisplays of remorse and acts
of contritionâ were not genuine and therefore should be afforded
little value in mitigation. (See, e.g., Hajek and Vo, supra, 58
Cal.4th at p. 1239.) The trial court did not abuse its âconsiderable discretionâ in finding the photograph relevant. (Merriman, supra,60 Cal.4th at p. 74
.)
Second, defendant argues that the photograph should
have been excluded under Evidence Code section 352.
Specifically, he asserts that (1) âthe court erred by failing to
weigh prejudice against probative valueâ because it mistakenly
treated the photograph as â âcircumstance of the crimeâ â
evidence under Penal Code section 190.3, factor (a); and (2)
properly weighted, the photograph should have been excluded
because it was unduly prejudicial.
We do not think the trial court failed to weigh the value of
the evidence against the risk of undue prejudice. â[A] court need
not expressly weigh prejudice against probative value or even
expressly state that it has done so, if the record as a whole shows
the court was aware of and performed its balancing functions
under Evidence Code section 352.â (People v. Taylor (2001) 26
Cal.4th 1155, 1169(Taylor); see People v. Riel (2000)22 Cal.4th 1153, 1187-1188
.)
In this case, âthe record as a wholeâ does so show. (Taylor,
supra, 26 Cal.4th at p. 1169.) Before admitting the photograph,
the trial court heard argument from both sides outside of the
presence of the jury. The court subsequently stated, âon the 352
issue, . . . I think 352 is different in the penalty phase than it is
in the guilt phase. And I think the penalty phase, you go to the
cases which deal with the victim impact evidence. And
obviously . . . some evidence presented in the penalty phase [is]
102
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
emotional or . . . prejudicial and, in some cases overly so.â
âUltimately,â concluded the court, âthe courtâs direction has been
that you need to discern whether [the evidence at issue] would
divert the juryâs attention from [its] duty in the penalty trial and
whether it would do so in a way that is unfair. [¶] . . . The real
test for rebuttal evidence simply is[,] is it proper rebuttal. And
. . . my judgment is the only way to â for 352 to exclude it at
that point would be if it would unfairly â be unfair in the sense
that it would divert the juryâs attention from [its] ultimate duty.â
The court thereafter admitted the photograph.
Given this record, we cannot say that the court failed to
perform its duty under section 352 of the Evidence Code. The
trial court âheld an extensive hearing outside the juryâs presence
to determine whether to admit the photograph[]â (Taylor, supra,
26 Cal.4th at p. 1169) and its statements during that hearing
showed that it understood that it could exclude the photograph
on section 352 grounds if the photograph âwould divert the juryâs
attention from [its] ultimate duty.â Although the court also
mentioned âcases which deal with the victim impact evidence,â
it is clear that the court did not confuse the photograph with
victim impact evidence or apply some standard of prejudice that
was unique to such evidence. Considered as a whole, the record
does not support defendantâs claim that the trial court
mistakenly treated the photograph as Penal Code section 190.3,
factor (a)âs âcircumstances of the crimeâ evidence.
Regarding the issue of prejudice, defendant contends the
photograph was the prosecutionâs âmost potent weapon,â as
shown by the fact that the prosecutor displayed an enlarged
image of the photograph for about 18 minutes during its hour-
long closing argument. He also makes much of the trial courtâs
remark that the prosecution âuse[d] the photo effectively in
103
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
argument.â Using a photograph to cast doubt on defendantâs
supposed remorse may have been effective, but there is nothing
improper about effective argument, or argument that
capitalized on the probative value of a piece of evidence. Put
differently, frequent use of a piece of evidence to undermine a
defendantâs attempt at mitigation does not equate to undue
prejudice. (See, e.g., People v. Daveggio and Michaud (2018) 4
Cal.5th 790, 824[â â â â âEvidence is not prejudicial, as that term is used in a section 352 context, merely because it undermines the opponentâs position or shores up that of the proponentâ â â â â].) Having examined the photograph ourselves and reviewed the record for the way in which it was used, we find the court did not abuse its discretion in admitting the image. (See, e.g.,Michaels, supra,
28 Cal.4th at p. 532
.)
5. Admission of evidence that defendant lied about
shooting a person
To support his diagnosis of antisocial personality disorder,
Dr. Dietz recounted various instances in defendantâs history in
which he had displayed the diagnostic criterion of
âdeceitfulness, as indicated by repeated lying.â Defendant now
complains about one such instance of deceitful conduct as
relayed by Dietz.
The incident involved a shooting of a man in Santa
Barbara in 1987. During his April 27, 1999 interview, Hobson
asked defendant, âJust before you went to prison in â87,
somebody called Crime Stoppers, San Luis Obispo here, and
identified you as shooting somebody in the chest in Santa
Barbara three times over a drug deal. Wasnât you?â Defendant
answered, âShoot somebody in the chest three times, no. Wasnât
me.â After the tape recorder was turned off, however, defendant
admitted that he had shot a man in the leg that year. Hobson
104
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
documented the admission in a report, which was provided to
Dr. Dietz. The doctor, in turn, told the jury that defendant âwas
asked about whether he had shot a man in Santa Barbara,â and
after having âsaid no, he hadnât done it,â âhe subsequently
admitted to Investigator Hobson that he had been the guy that
shot a man in the leg in Santa Barbara in 1987.â On cross-
examination, defense counsel suggested that Dietz did not know
whether defendant really shot a person in 1987. Dietz agreed
but countered that â[w]hether he lied when he said he didnât
[shoot a person] or lied when he said he did, one of themâs a lie.â
On appeal, defendant accuses Dr. Dietz of having
improperly âvouchedâ to the jury that defendant in fact shot a
man three times in the chest. We disagree. In his testimony,
Dietz said that after having first denied the incident, defendant
âsubsequently admittedâ that he âshot a man in the leg in Santa
Barbara in 1987.â Dietz never said that defendant shot
somebody in the chest three times. More to the point, the
incident was relevant to the doctorâs opinion insofar as the
inconsistency between the denial and the admission showed
that defendant was being deceitful in his interview with Hobson.
The actual details of how defendant shot the person â and
indeed whether defendant shot a person in Santa Barbara in
1987 at all â were immaterial.
In short, Dr. Dietzâs testimony could not reasonably be
understood as vouching that defendant shot a person three
times in the chest, and the prosecution did not commit
misconduct in presenting his testimony.
105
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
6. Suggestion that defendant was convicted of sexual
assault relating to the Jennifer E. incident
a. Background
Connie Ridley, defendantâs mother, testified that her son
should be spared the death penalty because âuntil the last few
years, [he] has hurt no one.â The prosecution sought to impeach
this assertion with pretrial statements Ridley made to its
investigators. According to an investigatorâs report, Ridley had
said that defendant âgot into a lot of serious trouble with the law
as he was growing up. He was convicted of a sexual assault
while in Sandpoint and was sent to the Cottonwood facility.â
The defense objected to Ridley being confronted with her
statements, pointing out that defendant did not âgo to
Cottonwood for [the Sandpoint assault],â having instead âspent
a couple of months in county jail.â
The assault the parties were referring to concerned 12-
year-old Jennifer E. The parties agreed that defendant pleaded
to a misdemeanor assault charge and was sentenced to the local
jail for the incident. The trial court nonetheless allowed Ridley
to be impeached with her pretrial statements, reasoning that if
she âhad knowledge of â of a sexual assault that he had been
convicted of and, she believes, sent to prison,â then âeven though
those arenât the facts, . . . it directly impeaches her testimonyâ
that he âhasnât hurt anyone up until the past few years.â In
accordance with the courtâs ruling, the prosecutor asked Ridley,
âDid you tell Investigator Hanley and Investigator Hobson . . .
that your son, Rex, got into a lot of serious trouble with the law
as he was growing up?â Ridley answered yes, and the prosecutor
followed up with, âOkay. And thatâs when you told them that he
was convicted of a sexual assault while in Sandpoint and was
sent to the Cottonwood facility?â Ridley again answered, âYes.â
106
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
The prosecution likewise cross-examined several
witnesses by referring to Ridleyâs pretrial statement that
defendant âwas convicted in Sandpoint Idaho of a sexual
assault.â Although these witnesses were examined before
Jennifer E. took the stand, Jennifer did testify. She told the jury
that one evening in February 1984, she found defendant on top
of her, trying to unzip her and his pants after she told him that
she did not want to have sex with him. As she continued to
struggle, defendant punched her âhardâ âon the forehead, the
eye area, and . . . on the jaw.â The defense disputed few of the
details of the assault, simply drawing out that alcohol had been
involved.
b. Analysis
Defendant asserts the prosecutor committed misconduct
by âinsinuat[ing]â to the jury during cross-examination that
defendant was convicted of yet another sexual assault in
addition to those relating to Shelley C., A.C., and the two
murder victims in this case. We reject the claim.
It is well established that a prosecutor may not â âask
questions of a witness that suggest facts harmful to a defendant,
absent a good faith belief that such facts exist.â â (People v.
Bolden (2002) 29 Cal.4th 515, 562.) Under this standard, the
prosecution did not commit misconduct in questioning
defendantâs mother. As the trial court explained, the
prosecution did not pose the complained-of question to Ridley to
suggest that defendant was convicted of a sexual assault and
sent to Cottonwood prison. Instead, he was asking her that
question to establish an inconsistency in her testimony: that
she believed her son, at 18, was sent to prison for sexual assault
107
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
and yet still maintained that âuntil the last few years, [he] has
hurt no one.â
A different analysis is called for when the prosecution
asked other witnesses about Ridleyâs statement. With these
witnesses, the prosecution was not seeking to establish
inconsistencies, but rather implying the truth of its questions:
that defendantâs mother believed he was convicted of a sexual
assault because he was, in fact, convicted of such an assault. At
no point during trial, however, did the prosecution imply that
the sexual assault conviction was some conviction other than
that relating to Jennifer E. And Jennifer E.âs testimony â
largely uncontradicted by the defense â indicated that
defendant sexually assaulted her. Defendant struck Jennifer
while trying to undo her pants after she refused to have sex with
him. Under such circumstances, it is hardly misleading to call
defendantâs act a sexual assault. Indeed, all witnesses who
referred to the Jennifer E. incident described it as a sexual
assault of some sort. Defendant himself admitted in his
interview with Hobson that he attempted to rape a âyoung girlâ
when he was 18. Dr. Berlin, the main defense expert, similarly
testified that â[a]t the age of 18, [defendant] . . . forced himself
sexually upon a young lady.â
To the extent that defendant now claims that he was not
convicted of sexual assault, he seems to be drawing a hyper-
technical distinction: that his conviction for misdemeanor
assault, which stemmed from sexual assaultive conduct, was
different from âa conviction of sexual assault.â We are not
convinced that the distinction, if it exists, is meaningful.
Whether or not defendant was convicted of the specific crime of
sexual assault, he was convicted for conduct that any reasonable
jury would think of as sexual assault. As such, the prosecutorâs
108
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
questions did not result in prejudice. (E.g., People v.
Cunningham (2001) 25 Cal.4th 926, 1019.)
7. Prosecutorâs remarks in opening and closing
statements
Defendant argues that the prosecutor committed multiple
instances of misconduct in his opening and closing remarks.
â â âAs a general rule, a defendant may not complain on appeal
of prosecutorial misconduct unless in a timely fashion â and on
the same ground â the defendant made an assignment of
misconduct and requested that the jury be admonished to
disregard the impropriety.â â â (People v. Covarrubias (2016) 1
Cal.5th 838, 894 (Covarrubias).)
Except as noted below, defendant failed to object to the
comments of which he now complains. Because an objection and
request for an admonishment would not have been futile,
defendant has forfeited his claims. (E.g., People v. Clark (2011)
52 Cal.4th 856, 960(Clark);Spencer, supra,
5 Cal.5th at p. 683
; cf. People v. Bandhauer (1967)66 Cal.2d 524, 530
[permitting
the defendant to raise the issue of prosecutorial misconduct for
the first time on appeal when the ground for objection was not
âapparentâ until it was âtoo late to cure the error by
admonitionâ].) And, forfeiture aside, we find no merit to
defendantâs arguments.
a. Use of the word âanimalâ and âargumentative
attacksâ
Defendant begins by complaining that the prosecution
called him an âanimal.â In its opening statement, the
prosecution recounted the incident with A.C. After describing
how defendant broke into A.C.âs house, struggled with her down
the hallway, and banged her head on the wall, prosecutor said,
109
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
âfinally this animal bites her on the finger so bad he cuts the
tendons in her finger.â
âArgument may include opprobrious epithets warranted
by the evidence. [Citation.] Where they are so supported, we
have condoned a wide range of epithets to describe the egregious
nature of the defendantâs conduct,â including â âmonstrous,â â
â â âperverted murderous cancer,â â â â â âhuman monster,â â â and
â âmutation.â â (People v. Zambrano (2007) 41 Cal.4th 1082, 1172
(Zambrano).) No one disputes that defendant bit A.C..
Accordingly, an isolated reference to defendant as an âanimalâ
who bit his victim does not amount to misconduct.
Defendant further objects to âargumentative attacksâ on
his trial counsel. As part of his opening statement, the
prosecutor highlighted defendantâs criminal record and said, in
light of such record, it was âabsolutely amazingâ that defense
counsel would âwant . . . you to give him a break.â The
prosecutor also emphasized the expected victim impact
statements. Referring to the defense attorney who argued that,
by confessing, defendant âwas the one who helped bring closureâ
to the victimsâ families, the prosecutor said, â[s]he doesnât
understand this. There has been no closure for these families.â
We fail to see any misconduct. âWhen the comments are
considered in context, there is no likelihood that the jury would
have understood the comments as anything beyond criticism of
defense counselâs tactical approach in argument and the defense
view of the evidence in the case, as is allowed.â (Linton, supra,
56 Cal.4th at p. 1206.)
110
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
b. Comments on defense mitigation strategy,
experts, and counsel
Defendant complains that the prosecutor improperly
denigrated his mitigation strategy, expert witnesses, and trial
counsel. Defendantâs strategy at the penalty phase was to offer
evidence of his childhood abuse, mental illness, and the failure
of various institutions to treat him. The prosecution previewed
this strategy by telling the jury, â[t]he evidence you will be
presented with from these defense attorneys will try to blame
everybody but their client. Theyâll call it an explanation, but itâs
really a blame game. Theyâre going to blame the State of Idaho.
Theyâre going to blame the State of California. . . . Mostly
theyâre going to blame [defendantâs] father.â The prosecutor
returned to the same theme in closing argument, arguing that
defense was âtrying to deflect . . . responsibilityâ and instead
âlay some kind of a guilt trip on you for what their client truly
deserves.â The prosecutor also characterized the defense as
offering an â âabuse excuse.â â
We find no misconduct. The thrust of the prosecutorâs
argument was that defendant alone was responsible for his
crimes and could not shift the blame onto others, even if he did
suffer abuse, mental disorder, and lack of treatment. There is
nothing âdeceptiveâ or âreprehensibleâ about such an argument.
(E.g., People v. Gonzales (2011) 51 Cal.4th 894, 947(Gonzales).) âProsecutors may attack the defense case and argument. âDoing so is proper and is, indeed, the essence of advocacy.â â (People v. Thornton (2007)41 Cal.4th 391, 455
(Thornton).) Likewise, the prosecutorâs use of pungent language, calling defense strategy a âblame game,â âguilt trip,â or âabuse excuse,â does not rise to the level of misconduct. (E.g.,ibid.
[no misconduct in the
prosecutorâs suggestion that âdefendant was relying on an
111
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
âabuse excuseâ â]; People v. Davis (1995) 10 Cal.4th 463, 539
(Davis) [no misconduct when the prosecutor said the defense
strategy was â âto attack and smear everybody they could in the
hopes of somehow deflecting or diffusing blameâ â and â âto try
to lay a guilt trip on youâ â].)
As part of the same argument, defendant also objects to
the prosecutorâs attacks on the credibility of Drs. Berlin and
Haney. Defendant did not lodge specific objections against these
statements.21 And even if he did, â âharsh and colorful attacks
on the credibility of opposing witnesses are permissible.â â
(Clark, supra, 52 Cal.4th at p. 962.) So, too, are remarks âto expose bias in the witness[es] by showing [their] propensity to advocate for criminal defendants even in extreme cases.â (Zambrano, supra,41 Cal.4th at p. 1165
.) Accordingly, none of
the prosecutorâs remarks amounts to misconduct.
Finally, defendant accuses the prosecutor of having
impugned the integrity of defense counsel. In his closing
argument, the prosecutor posed the rhetorical question, âYou
think they just pick these witnesses out of a hat? You think a
lot of this defense was orchestrated?â Later, referring to the fact
that Dr. Haney sat in on an interview that Dr. Berlin conducted
with defendant, the prosecutor said, âWhat kind of
professionalism is that? . . . [¶] Why did they do that? Was it
to get all the ducks in a row?â
21
Defendant did object when the prosecutor said âto show
you how absolutely ridiculous the defendantâs psychology team
is, we will present Dr. Park Dietz.â The objection, however, was
on the ground that the prosecution should not be able to
âreference . . . any rebuttal evidence . . . in opening statement,â
an objection entirely different from the argument now raised on
appeal.
112
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
It is true that â[a] prosecutor is not permitted to make
false or unsubstantiated accusations that counsel is fabricating
a defense or deceiving the jury.â (Clark, supra, 52 Cal.4th at
p. 961.) In context, however, the prosecutorâs statement that the âdefense was orchestratedâ does not appear to rise to an insinuation of deceit. The prosecutor contrasted âorchestratedâ with âpick[ing] . . . witnesses out of a hat.â So by saying that the defense was âorchestrated,â the prosecution seemed to mean that it was carefully crafted, or presented with a deliberate selection of witnesses. Of course, there is nothing untoward in a careful selection of witnesses. But then it is not misconduct either to tell the jury that as the opposing party was deliberate and selective in its presentation, the jury should be aware of the fact and judge the case accordingly. (Accord,Davis, supra,
10
Cal.4th at pp. 538-539 [rejecting the claim that the prosecution
accused the defense of âmanipulating witnesses and suppressing
testimony of uncooperative witnessesâ when it suggested that
the defendantâs brother, unlike his sisters, did not testify
because â âhe knew what they wanted and wasnât willing to do
itâ â].)
Likewise, the statement that the defense witnesses
interviewed defendant together âto get all the ducks in a rowâ
was not misconduct. The prosecution implied that the defense
coordinated its experts but stopped short of insinuating that the
experts lied. In any event, the comment was brief and
interposed in the middle of a lengthy closing argument. It did
not result in prejudice.
c. Asserted statement of personal belief
Defendant asserts the prosecutor improperly injected his
personal belief by beginning his closing statement with the
113
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
following: âWhile some of us have been working on this case for
over two years now . . . you, too, have now devoted a significant
portion of your lives to this case. . . . [¶] You realize now what
so many of us have realized for a long time. You realize now you
have been in the presence of one of the most cruel, calculating,
and brutal individuals on the planet, Rex Allan Krebs.â
Prosecutors may not âbase argument on facts not in
evidenceâ or otherwise seek to â â âbolster their case âby invoking
their . . . depth of experience, or the prestige or reputation of
their office.â â â â (Mendoza, supra, 62 Cal.4th at p. 906;Linton, supra,
56 Cal.4th at p. 1207
.) Here, the prosecutor did not do either of those things. At closing argument, after the jury has heard all the evidence, the prosecutor urged it to ârealizeâ that defendant was a most âcruel, calculating, and brutal individual[].â Although the prosecutor indicated that by coming to such a realization, the jury would be agreeing with the prosecutionâs poor opinion of defendant, it nowhere suggested that the prosecution formed that opinion based on â â âevidence available to the government, but not before the jury.â â â (Linton, supra,56 Cal.4th at p. 1207
.) Nor did it imply that the jury
should adopt the prosecutionâs view because of its â â â prestige,
reputation, or depth of experience.â â â (Ibid.) Accordingly, there
was neither impermissible vouching nor reliance on evidence
outside the record.
d. Asserted mischaracterization of Drs. Berlin and
Haneyâs testimony
Defendant raises additional issues relating to the
prosecutorâs characterization of Drs. Berlinâs and Haneyâs
testimony. With regard to Berlin, defendant objects to the
portion in the prosecutorâs closing argument in which he said:
âthe defense attorney[] seeks out Dr. Berlin from across the
114
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
country. Canât find somebody in California. Canât even find
somebody west of the Rockies. Gets Dr. Berlin from across the
country to travel to California.â
Generally, âprosecutors have wide latitude to discuss and
draw inferences from the evidence presented at trial.â
(Thornton, supra, 41 Cal.4th at p. 454.) In this case, no one
disputed that Dr. Berlin was affiliated with Johns Hopkins
University and so was âfrom across the country.â The
implication of the prosecutionâs statements goes further than
that, however. By remarking that âthe defense . . . canât . . . find
somebody west of the Rockiesâ and had to go âacross the countryâ
to âseek[] out Dr. Berlin,â the prosecution implied that Berlinâs
views were idiosyncratic, not shared by anyone âwest of the
Rockies.â Yet Dr. Dietz â the prosecutionâs own witness â
testified that although he and Berlin disagreed, âweâre in an
area where there are competing points of viewâ and Dietz
respected his colleagueâs opinion. The prosecution also
represented during voir dire that Berlin was âone of the top
psychologists in the country.â As such, there is some tension
between the prosecutorâs closing argument and what he and his
expert had said elsewhere.
Nonetheless, even assuming the prosecutor overstepped
his bounds, any error is not prejudicial. The jury was told of Dr.
Berlinâs credentials, that he was âan associate professor at the
John[]s Hopkins University,â âan attending physician at the
John[]s Hopkinsâs Hospital,â âthe founder of the John[]s Hopkins
Sexual Disorders Clinic,â and the director for a national
institute on sexual trauma. In addition, the jury knew that
Berlin had published in peer reviewed journals, spoken to
judges, appeared before senators, and been certified by
numerous professional boards. It also knew that Berlin did the
115
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
same residency at Johns Hopkins and served on the same âDSM
publication committeeâ as Dr. Dietz. In addition, the jury heard
a direct rebuttal to the charge that the defense âcouldnât find a
doctor west of the Rockies.â As defendantâs attorney stated, âWe
went to John[s] Hopkins. They went looking for the best guy
they could find. We went looking for the best guy we could find.
Theyâre both from John[s] Hopkins.â
Finally, the court instructed the jury regarding expert
testimony. It twice told the jury to âconsider the qualifications
and believability of the witnessâ as well as the underlying bases
for their opinions. The instructions for the jury to focus on the
relevant matters, combined with the rebuttal revealing the
tenuous ground on which the prosecution asserted that Dr.
Berlinâs opinion could not be found âwest of the Rockies,â
eliminated any reasonable possibility that the jury would have
been persuaded to reach a different penalty verdict absent the
prosecutorâs challenged comments.
With regard to Dr. Haney, defendant is correct that the
prosecution misstated the record when it said, âHe called him
the âHole Boy.â â The term âhole boyâ or âhole kidâ referred to the
period of time that defendant spent in isolation during his stay
at Cottonwood prison. Defendant had represented to Haney
that he did a significant amount of time in isolation, going so far
as call himself the âHole Kid.â But it was defendant who gave
himself that name; Haney did not call defendant the âhole kidâ
or âhole boy.â
It is clear, however, that the misstatement does not
warrant reversal of the death judgment. The moniker âhole boyâ
or âhole kidâ was relevant to the prosecutionâs argument insofar
as it tended to show that Dr. Haney was biased; after all, he
116
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
knowingly depended on defendant â a witness with a motive to
lie â to supply his social history. To the extent that defendant
indeed lied about how much time he spent in isolation, the
prosecutionâs point was valid. The fact that Haney did not call
defendant a âhole boyâ had little significance.
e. Exhortation for the jury to be âoutragedâ
Finally, defendant urges us to find misconduct in a
comment the prosecutor made toward the end of his closing
statement. âJustice,â said the prosecutor, âis not served until
the citizens of our community, jurors and citizens alike, are as
outraged by what Rex Krebs did as the families of his victims.â
â[P]rosecutorial references to community vengeance, while
potentially inflammatory, are not misconduct if they are brief
and isolated, and do not form the principal basis for advocating
the death penalty.â (Zambrano, supra, 41 Cal.4th at p. 1178.)
The brief comment here does not amount to error.
8. Order to submit to psychiatric examination by
prosecution expert
Over defense objection, the trial court ordered defendant
to be examined by Dr. Dietz. Defendant refused and was not
examined, a fact Dietz disclosed during his testimony. The
prosecution also mentioned defendantâs refusal to be examined
in closing argument, stating, âthe defendant will spend days
talking to Dr. Berlin . . . but when the Court orders the
defendant to talk to Dr. Dietz . . . the defendant refused.
Whereâs the fairness in that? Whoâs looking for the truth?â
On appeal, the Attorney General concedes that the court
erred in ordering defendant to be examined by Dr. Dietz. (See
Verdin v. Superior Court (2008) 43 Cal.4th 1096, 1109 (Verdin)
[âany rule that existed before 1990 suggesting or holding a
117
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
criminal defendant who places his or her mental state in issue
may thereby be required to grant the prosecution access for
purposes of a mental examination by a prosecution expert was
superseded by the enactment of the criminal discovery statutes
in 1990â]; Gonzales, supra,51 Cal.4th at p. 927, fn. 15
[applying
Verdin retroactively].)22 The Attorney General argues, however,
that the error did not cause prejudice. We agree.
This case is much like People v. Wallace (2008) 44 Cal.4th
1032, 1087-1088 (Wallace), where we found the Verdin error
harmless. As in Wallace, the prosecution expert here âdid not
rely on defendantâs refusal to participate in the court-ordered
examinationâ to criticize his opponentâs conclusions. (Id. at
p. 1087.) Moreover, âthe brutality of defendantâs crimes . . .
weighs heavily in aggravation.â (Ibid.) Such factors, along with
the fact that the defense provided the jury with an explanation
of why defendant refused to be examined by Dr. Dietz (because
he would have examined defendant with an opinion already
formed), lean against a finding of prejudice.
Of course, there are differences between this case and
Wallace as well. In Wallace, the jury âheard [from yet another
expert for whom no Verdin error occurred] that the reliability of
the defense expert testimony was questionable.â (Wallace,
supra, 44 Cal.4th at p. 1087.) Furthermore, the prosecutor in
Wallace did not remark on the defendantâs refusal to be
examined. Nonetheless, these differences do not persuade us to
22
âShortly after Verdin, the Legislature amended section
1054.3 to expressly authorize courts to compel a mental
examination by a prosecution-retained expert. (See § 1054.3,
subd. (b), as amended by Stats. 2009, ch. 297, § 1.) But because
this case predates that amendment, Verdin applies.â (People v.
Banks (2014) 59 Cal.4th 1113, 1193 (Banks).)
118
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
a different conclusion. The jury here did not hear from another
prosecution expert, but it did hear details supporting Dr. Dietzâs
testimony from both defendant and his expert. Dietz testified
that defendantâs choices showed that he did not suffer from
volitional impairment. Defendantâs confessions then supplied,
in vivid detail, the choices he made, and Dr. Berlin confirmed
that defendant consciously stopped resisting his impulses after
a bar fight. As for the prosecutorâs brief comments in closing
argument highlighting defendantâs refusal to submit to an
interview with Dietz, they do not provide a basis to reprise all of
defendantâs arguments about opposing partyâs supposed
âvenomous treatment of the defense experts.â With few
exceptions, we have found that the prosecution conducted itself
within the bounds allowed by law. Under the totality of the
circumstances, âit is not reasonably possible that [in the absence
of the Verdin error] the jury would have returned a penalty
verdict of life without parole . . . rather than death.â (Wallace,
supra, 44 Cal.4th at pp. 1087-1088.)
9. Instructions relating to section 190.3
Defendant raises two arguments regarding the pattern
instructions the jury received concerning the aggravating and
mitigating factors under section 190.3. We reject both claims.
a. Mitigating circumstance
Using CALJIC No. 8.85, the trial court told the jury: âIn
determining which penalty is to be imposed on defendant . . .
[y]ou shall consider, take into account and be guided by the
following factors . . . .â The court then instructed the jury on the
various factors enumerated in section 190.3, including, as is
relevant here, factors (d) and (h). The court thus instructed the
jury that it should consider â[w]hether or not the offense was
119
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
committed while the defendant was under the influence of
extreme mental or emotional disturbanceâ and â[w]hether or not
at the time of the offense the capacity of the defendant to
appreciate the criminality of his conduct or to conform his
conduct to the requirements of law was impaired as a result of
mental disease or defect or the effects of intoxication.â
Defendant first argues that the pattern instructions above
improperly informed the jury that âany listed factor could be
considered as aggravation.â Specifically, defendant contends
that if a jury finds that a defendant did not act âunder the
influence of extreme mental or emotional disturbanceâ or was
not impaired in his âcapacity . . . to appreciate the criminality of
his conduct or to conform his conduct to the requirements of
law,â then because of the âwhether or notâ language of the
instruction, the jury will interpret the absence of such
mitigating factors to be an aggravating circumstance. We have
repeatedly rejected such argument. (E.g., People v. Miracle
(2018) 6 Cal.5th 318, 354(Miracle); People v. Wall (2017)3 Cal.5th 1048, 1073
;Banks, supra,
59 Cal.4th at pp. 1207-1208; People v. Cook (2006)39 Cal.4th 566, 618
[âCALJIC No. 8.85âs use of the phrase âwhether or not,â is not an invitation to jurors who find âa factor not provenâ to then âuse that factor as a factor favoring imposition of the death penaltyâ â]; People v. Sapp (2003)31 Cal.4th 240, 315
.) We once again reject it here.
To the extent defendant attempts to rely on other
instructions to bolster his argument, we find the effort
unpersuasive. For instance, defendant points to statements the
court made to certain jurors during voir dire. These earlier
statements do not help defendant, as the jury was instructed to
â[d]isregard all other instructions given . . . in other phases of
th[e] trialâ before entering penalty deliberation.
120
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
Similarly, the fact that the court gave a jury instruction
patterned on CALJIC No. 8.88 adds little to defendantâs claim.
This instruction defined â[a]n aggravating factor [a]s any fact,
condition or event attending the commission of a crime which
increases its guilt or enormity.â Defendant asserts that under
this definition, the jury may have considered his mental illness
and intoxication â the same circumstances mentioned under
section 190.3, factor (h) â as aggravating because they were
âfact[s], condition[s], or event[s] attending the commission of the
crime.â
We agree that the jury may indeed have drawn this
conclusion, but find no impropriety thereby. Both parties here
agreed that defendantâs alcohol use and mental disorder
(whether it be sexual sadism, as claimed by the defense, or
antisocial personality disorder, as argued by the prosecution)
were drivers behind his abductions, rapes, and ultimately,
murders of Newhouse and Crawford. As such, defendantâs
intoxication and mental disorders were relevant to
âcircumstances of the crime of which the defendant was
convicted in the present proceeding and the existence of any
special circumstances found to be true.â (§ 190.3, factor (a).)
Hence, the jury may properly have considered them
aggravating, even though they âalso bear[] upon a mitigating
factorâ listed in section 190.3. (People v. Smith, supra,
35 Cal.4th at p. 356.)
Put differently, although impairment as a result of a
mental disorder or intoxication is always mitigating, the mere
presence of a mental disorder or intoxication is not. In cases
where a mental disorder and/or drunkenness relate to the
circumstances of the crime, they may be aggravating and it is
not error to allow the jury to consider them as such. (See People
121
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
v. Smith, supra, 35 Cal.4th at p. 356 [âevidence of mental illness
. . . is admissible in the prosecutionâs case-in-chief [as an
aggravating circumstance] if, as here, it relates to an
aggravating factor listed in section 190.3â].)
In sum, we reject defendantâs claim that the pattern
instructions improperly allowed the jury to consider any strictly
mitigating circumstance as aggravating.
b. Vagueness
Defendant argues that section 190.3, factor (h) is
unconstitutionally vague. Specifically, he contends the
instruction is infirm because (1) it fails to define the phrase
âmental disease or defectâ and (2) it does not adequately explain
âthe concept of volitional capacity impairment conveyed by the
phrase âcapacity . . . to conform his conduct to the requirements
of the law was impaired.â â We disagree.
Defendantâs argument about the term âmental disease or
defectâ in section 190.3, factor (h) is, by and large, a reprisal of
his contention that the trial court needed to define the term on
its own motion. Defendant once again asserts that the phrase
is not â âcommonly understandableâ â given Dr. Dietzâs
testimony. However, as we have earlier explained, although
Dietz espoused a narrow definition of âmental disease or defect,â
the testimony, arguments, and instructions considered in their
entirety did not preclude the jury from treating defendantâs
mental conditions as mitigating. Accordingly, even assuming
that the instruction was vague, no prejudicial error occurred.
We further reject defendantâs argument concerning the
asserted vagueness of the phrase âthe capacity of the defendant
. . . to conform his conduct to the requirements of law was
impaired as a result of mental disease or defect.â (§ 190.3, subd.
122
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
(h).) Defendant claims that such language is vague because
â[w]hen a person âgives inâ to an impulse, urge, craving or desire
which is associated with a mental illness, and commits a crime,â
it is not clear whether âthe act of âgiving inâ or acting on the urge
properly [is] considered an act of free will, or . . . an act
evidencing an impaired capacity to control oneâs behavior.â Yet,
if this is the difficulty, then defendantâs argument boils down to
nothing more than that the jury had a difficult job to do. It fell
upon the jury to sift between competing testimony, theories, and
arguments to draw its own conclusion about whether
defendantâs actions evidenced âan impaired capacity to control
oneâs behaviorâ or the choice not to resist evil impulses. This is
a factual question on which no instruction of law could have
provided the answer. The factor is not vague just because its
application to specific facts is an irreducibly difficult task.
(Accord, Tuilaepa v. California (1994) 512 U.S. 967, 977
[âdifficulty in application is not equivalent to vaguenessâ].)
10. Constitutionality of Californiaâs death penalty
scheme
Defendant argues Californiaâs death penalty scheme is
unconstitutional, although he concedes that we have repeatedly
rejected such arguments. Because defendant advances no
persuasive reason for us to revisit the issues, we continue to hold
as follows.
âCaliforniaâs death penalty laws adequately narrow the
class of murderers subject to the death penalty.â (Powell, supra,
5 Cal.5th at p. 963.)
The death penalty statute is not unconstitutional despite
not requiring âfindings beyond a reasonable doubt that an
aggravating circumstance (other than Pen. Code, § 190.3, factor
123
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
(b) or (c) evidence) has been proved, that the aggravating factors
outweighed the mitigating factors, or that death is the
appropriate sentence.â (People v. Rangel (2016) 62 Cal.4th 1192,
1235.)
âBecause capital defendants and noncapital defendants
are not similarly situated, California does not deny capital
defendants equal protection by providing certain procedural
protections to noncapital defendants but not to capital
defendants. [Citation.] In particular, written findings by a jury
recommending a death sentence are not required.â (Spencer,
supra, 5 Cal.5th at p. 695.)
Section 190.3, factor (a) is not unconstitutionally
overbroad, arbitrary, capricious, or vague as applied. (Miracle,
supra, 6 Cal.5th at p. 353.)
Intercase proportionality review is not required.
(Mendoza, supra, 62 Cal.4th at p. 916.)
The use of unadjudicated criminal activity as an
aggravating factor under section 190.3, factor (b) does not
violate constitutional mandates. (Merriman, supra,60 Cal.4th 1, 106
.)
The trial court âwas not required to instruct the jury that
the statutory mitigating factors were relevant solely to
mitigation, and the courtâs instruction directing the jury to
consider âwhether or notâ certain mitigating factors were present
did not invite the jury to use the absence of such factors as an
aggravating circumstance, in violation of state law and the
Eighth and Fourteenth Amendments.â (Powell, supra, 5 Cal.5th
at p. 964.)
âProsecutorial discretion and the absence of standards for
deciding whether or not to seek the death penalty in an eligible
124
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
caseâ do not render Californiaâs death penalty laws
unconstitutional. (Merriman, supra, 60 Cal.4th at p. 107.)
The death qualification process of jurors does not violate
the United States Constitution or international law.
(Covarrubias, supra, 1 Cal.5th at p. 868.)
Victim impact evidence âis admissible as a circumstance
of the crime under section 190.3, factor (a).â (Spencer, supra,
5 Cal.5th at p. 676.) The use of such evidence is neither
ânonstatutoryâ nor âunrestricted.â
The imposition of the death penalty under Californiaâs law
does not violate international law or prevailing norms of
decency. (Clark, supra, 52 Cal.4th at p. 1008.)
The delay in executing a condemned inmate does not
violate the Eighth Amendment. (People v. Ochoa (2001)
26 Cal.4th 398, 462-464.) The rarity of executions does not result in arbitrary results. (People v. Seumanu (2015)61 Cal.4th 1293, 1371-1375
.) Contrary to the argument raised
in defendantâs supplemental brief, the Governorâs moratorium
on the death penalty does not compel the court to reexamine
these holdings. (Governorâs Exec. Order No. N-09-19 (Mar. 13,
2019) [stating that the order âdoes not . . . alter any current
conviction or sentenceâ and likewise âdoes not[] create any rights
or benefits . . . enforceable at lawâ].)
125
PEOPLE v. KREBS
Opinion of the Court by Cantil-Sakauye, C. J.
III. DISPOSITION
The judgment is affirmed in its entirety.
CANTIL-SAKAUYE, C. J.
We Concur:
CHIN, J.
CORRIGAN, J.
LIU, J.
CUĂLLAR, J.
KRUGER, J.
GROBAN, J.
126
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.
Name of Opinion People v. Krebs
__________________________________________________________________________________
Unpublished Opinion
Original Appeal XXX
Original Proceeding
Review Granted
Rehearing Granted
__________________________________________________________________________________
Opinion No. S099439
Date Filed: November 21, 2019
__________________________________________________________________________________
Court: Superior
County: San Luis Obispo
Judge: Barry T. LaBarbera
__________________________________________________________________________________
Counsel:
Neil B. Quinn, under appointment by the Supreme Court, for Defendant and Appellant.
Kamala D. Harris and Xavier Becerra, Attorneys General, Dane R. Gillette, Chief Assistant Attorney
General, Pamela C. Hamanaka, Assistant Attorney General, Keith H. Borjon, Sharlene A. Honnaka, A.
Scott Hayward and Kenneth C. Byrne, Deputy Attorneys General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Neil B. Quinn
Attorney at Law
300 Douglas Street
Ojai, CA 93023
(805) 646-5832
Kenneth C. Byrne
Deputy Attorney General
300 South Spring Street, Suite 1702
Los Angeles, CA 90013
(213) 269-6008