In Re Nolan W.
Full Opinion (html_with_citations)
Opinion
In an effort to address the intractable problem of parental drug abuse in juvenile dependency cases, the San Diego County Superior Court implemented an aggressive treatment program known as the Substance Abuse Recovery Management System (SARMS). A parent who is believed to have âalcohol and/or drug issuesâ will be assessed and, if necessary, ordered to participate in SARMS as part of a family reunification case plan. (Super. Ct. San Diego County, Local Rules, rule 6.1.19; hereafter Rule 6.1.19.) The San Diego court enforces parental compliance with SARMS using not just the carrot of reunification, but also the stick of compulsory jail time. For every incident of noncompliance with SARMS, an offending parent may be cited for contempt and incarcerated for up to five days. (Rule 6.1.19.) The âstickâ proved to be quite large in this case, in which a mother was sentenced to 300 days in custody for failing to enter drug treatment.
The Court of Appeal found, and all parties agree, that this lengthy jail sentence was an abuse of the juvenile courtâs discretion. However, in
The first question is not controversial. Both sides agree, and we conclude, that a juvenile court has the power to order a parent to participate in substance abuse treatment as part of a reunification plan. As to the second question, we conclude contempt sanctions may not be used as punishment solely because the parent failed to satisfy a reunification condition.
The court certainly has broad statutory authority and inherent power to enforce its orders using contempt sanctions. However, the juvenile courtâs intervention to protect a child from abuse or neglect is regulated by an explicit statutory scheme. If the court determines that a child is at risk, it is authorized to remove the child from parental custody and ultimately to terminate parental rights. In order to regain custody, a parent must demonstrate, generally through compliance with a reunification plan, that a return to parental care is in the childâs best interest. It is well settled, however, that reunification services are voluntary, and an unwilling parent may not be compelled to participate. The statutory scheme contains a specific remedy for parental shortcomings during reunification. The statutes consistently provide that a parentâs failure to participate in services is evidence that a return to parental custody would be detrimental to the child. (§§ 361.5, subd. (a), 366.21, subds. (e), (f), 366.22, subd. (a).) If the problem is left uncorrected, these findings will ultimately lead to a permanent loss of custody and parental rights. Real party in interest suggests the availability of brief periods of incarceration for contempt would be beneficial, before a court imposes the ultimate sanction of parental rights termination. While that argument can be made, there is no indication that the Legislature intended parents to be punished in this manner. Moreover, as the facts of this case demonstrate, allowing juvenile courts to incarcerate parents for failing to comply with reunification orders is problematic because there are no statutory principles to guide or constrain the court. Accordingly, given the unique nature of reunification orders, we conclude that the juvenile court may not use its contempt power to incarcerate a parent solely for the failure to satisfy aspects of a voluntary reunification case plan.
The relevant facts are not disputed. On the day of his birth, both Nolan W. and his mother, Kayla W. (Mother), tested positive for amphetamines. Mother admitted using drugs and alcohol during pregnancy and agreed she needed residential treatment. Mother had not been in contact with the childâs father and did not know how to reach him.
The San Diego County Health and Human Services Agency (Agency) filed a juvenile dependency petition alleging that because of her drug use Mother had failed to protect her child. (§ 300, subd. (b).) Mother submitted the case on the social workerâs report. The juvenile court found the allegations true and placed the minor with a maternal aunt. When Mother agreed to participate in a reunification plan, the court ordered her to enroll in the SARMS program. The court specifically advised Mother that if she failed to follow the programâs rules she could be held in contempt of court and sentenced to five days in jail for each violation. Mother acknowledged receiving a copy of the order referring her to SARMS.
When Mother enrolled in SARMS on July 31, 2006, she tested positive for methamphetamine. As part of SARMS, she was directed to attend sessions at a recovery center five days a week. During the next month, Mother frequently missed recovery sessions, failed to stay in contact with SARMS, and did not submit to drug testing. When Mother also failed to appear in court for her first SARMS review hearing, the court issued a bench warrant for her arrest. Mother remained out of contact with SARMS, and on October 18, 2006, the court removed her from the program.
On December 4, 2006, Mother appeared in court for a hearing on a section 387 petition to change the minorâs placement. After Mother admitted her SARMS violations, the court found her in contempt on 60 counts of noncompliance with the court-ordered SARMS participation.
Mother attempted to appeal from the contempt order. The appellate court held that the exclusive means of challenging such an order is by a petition for extraordinary writ relief. Rather than dismissing the appeal, however, the court exercised its discretion to treat it as a writ petition. The court also concluded Motherâs claims were not moot because the juvenile court had not vacated its original order and the dependency proceedings had not reached finality. The court declined to reach the merits of Motherâs argument that the juvenile court lacked the authority to issue the contempt order. Even assuming the trial court had such authority, the Court of Appeal observed the 300-day sentence, imposed after reunification services had been terminated, was a clear abuse of discretion.
We conclude the juvenile court does have authority to order parental participation in substance abuse treatment as part of a reunification plan, but section 213 does not permit the court to punish a parent for contempt solely on the basis that the parent has failed to comply with the court-ordered treatment.
DISCUSSION
I. The SARMS Program
The Juvenile Court of San Diego County implemented SARMS in April 1998.
If a social worker notifies the juvenile court that the parent of a minor child may have a substance abuse problem, the court refers the parent to SARMS for an assessment. (Rule 6.1.19.) If the parent has not voluntarily submitted to a SARMS assessment by the time the court assumes jurisdiction over the minor, âthe court will order [the] parent to report to SARMS for assessment within 48 hours.â (Ibid.) The San Diego court thus requires a SARMS assessment in all dependency cases when the potential for parental substance abuse exists. If the assessment indicates a need for treatment, a SARMS caseworker prepares a recovery services plan, which is made part of the parentâs reunification case plan. The SARMS plan typically includes counseling, therapy, education and support groups, as well as frequent random drug and alcohol tests. Every two weeks, SARMS reports to the court on the parentâs compliance and the results of drug tests. Every 30 days, the court holds a hearing to review the parentâs progress in treatment. (Milliken & Rippel, supra, 5 J. Center for Families, Children & Cts. at p. 99.)
Once participation in SARMS is made part of a parentâs reunification case plan, the parent cannot withdraw from the program without suffering consequences. Any noncompliance with the SARMS recovery plan, including missed or failed drug tests or missed meetings, results in a cascade of judicial sanctions made mandatory by a local court rule. Rule 6.1.19 states that every â ânoncom-pliant eventâ â âwill result in the following sanctions: For the first violation, the parent will receive a judicial reprimand. For each subsequent violation, the parent will be cited for contempt of court for disobeying a court order; a finding of contempt may result in a fine and/or incarceration for up to five days.â After a parent has been jailed for contempt, he or she is referred to the countyâs dependency drug court. (Ibid.) The dependency drug court supervises a nine-month program involving even more judicial oversight. (Milliken & Rippel, supra, 5 J. Center for Families, Children & Cts. at p. 99.) As with SARMS noncompliance, a parentâs failure to comply with drug court orders results in sanctions of increasing severity, including up to five days in custody for each noncompliant event. (Ibid.) Repeated failures to comply with drug
II. Authority to Order Substance Abuse Treatment in Reunification Plan
The overarching goal of dependency proceedings is to safeguard the welfare of Californiaâs children. (In re Josiah Z. (2005) 36 Cal.4th 664, 673 [31 Cal.Rptr.3d 472, 115 P.3d 1133].) âFamily preservation, with the attendant reunification plan and reunification services, is the first priority when child dependency proceedings are commenced. [Citation.] Reunification services implement âthe lawâs strong preference for maintaining the family relationships if at all possible.â [Citation.]â (In re Elizabeth R. (1995) 35 Cal.App.4th 1774, 1787 [42 Cal.Rptr.2d 200].) Reunification services are typically understood as a benefit provided to parents, because services enable them to demonstrate parental fitness and so regain custody of their dependent children. (See, e.g., In re Baby Boy H. (1998) 63 Cal.App.4th 470, 475 [73 Cal.Rptr.2d 793] [explaining reunification âservices are a âbenefitâ â and rejecting an argument that parents have a constitutional entitlement to services].)
The legislative scheme reflects this reunification goal. With some limited exceptions not relevant here, section 361.5 requires the juvenile court to order child welfare services for both parent and child when a minor is removed from parental custody. Unless an exception applies, âwhenever a child is removed from a parentâs or guardianâs custody, the juvenile court shall order the social worker to provide child welfare services to the child and the childâs mother and statutorily presumed father or guardians.â (§ 361.5, subd. (a); see Tonya M. v. Superior Court (2007) 42 Cal.4th 836, 845 [69 Cal.Rptr.3d 96, 172 P.3d 402] [parentâs receipt of services is presumed at the outset of dependency proceedings].) âThis requirement implements the lawâs strong preference for maintaining the family relationship if at all possible. [Citation.]â (In re Baby Boy H., supra, 63 Cal.App.4th at p. 474.)
The reunification statute further provides: âWhen counseling or other treatment services are ordered, the parent or guardian shall be ordered to participate in those services, unless the parentâs or guardianâs participation is deemed by the court to be inappropriate or potentially detrimental to the child . . . .â (§ 361.5, subd. (a).) In addition, under section 362, subdivision (c): âThe juvenile court may direct any and all reasonable orders to the parents or guardians of the child who is the subject of any proceedings under this chapter as the court deems necessary and proper to carry out the provisions of this section .... That order may include a direction to participate in a counseling or education program, including, but not limited to, a parent education and parenting program operated by a community
Of course, the juvenile courtâs discretion in fashioning reunification orders is not unfettered. Its orders must be âreasonableâ and âdesigned to eliminate those conditions that led to the courtâs finding that the child is a person described by Section 300.â (§ 362, subd. (c).) âThe reunification plan â âmust be appropriate for each family and be based on the unique facts relating to that family.â â [Citation.]â (In re Christopher H. (1996) 50 Cal.App.4th 1001, 1006 [57 Cal.Rptr.2d 861].) Thus, in In re Basilio T. (1992) 4 Cal.App.4th 155, 172-173 [5 Cal.Rptr.2d 450], the court reversed a dispositional order requiring substance abuse counseling because there was no evidence to suggest either parent had a substance abuse problem. On the other hand, a reunification order requiring submission to random drug and alcohol testing was found to be appropriate in the case of a father who had a history of excessive alcohol and drug use. (In re Christopher H., at pp. 1006-1008; see also Sara M. v. Superior Court (2005) 36 Cal.4th 998, 1018 [32 Cal.Rptr.3d 89, 116 P.3d 550] [requirement that mother be free of drugs and alcohol during visitation was reasonable to protect the childrenâs well-being].)
The Legislature has given juvenile courts broad discretion to fashion reunification orders designed to address the problems that have led to a dependency proceeding. Unfortunately, in a great many dependency cases, parental substance abuse is one such problem. The juvenile court has authority to require a parent to submit to substance abuse treatment as part of a reunification plan as long as the treatment is designed to address a problem that prevents the childâs safe return to parental custody. It is important to note that a parent may choose to waive reunification services. (§ 361.5, subd. (b)(14).) But when a parent accepts services, and when substance abuse treatment is reasonably related to the minorâs welfare, the juvenile court has authority to order the parent to participate. (§§ 361.5, subd. (a), 362.)
Here, no one disputes that the court appropriately ordered substance abuse treatment as part of the reunification plan to which Mother agreed. Mother tested positive for methamphetamine when her son was bom, and she admitted that she needed drug treatment. However, the parties interpret this order differently. Whereas Mother views it as a condition of reunification, the
III. Use of Contempt Power to Enforce Reunification Orders
A notable feature of SARMS is its reliance on judicial officers to enforce requirements by imposing increasingly severe sanctions for every â ânoncom-pliant event.â â (Rule 6.1.19.) The San Diego County Superior Courtâs form order directing participation in SARMS identifies the following behavior as sanctionable: âfailure to timely emolĂ in the SARMS Program; a positive result from an alcohol/drug test (âdirty testâ); failure to appear for a court hearing; failure to appear for an alcohol/drug test (âno showâ); diluting or tampering with a urine sample provided to SARMS for an alcohol/drug test; failure to participate in all required SARMS and treatment program activities; failure to attend required counseling sessions; failure to comply with the rules of the SARMS Recovery Services Plan and treatment program; and/or a dishonest statement to the Court.â (Form SDSC JUV-131.) The courtâs local rules explicitly provide for standardized sanctions: âFor the first violation, the parent will receive a judicial reprimand. For each subsequent violation, the parent will be cited for contempt of court for disobeying a court order . . . .â (Rule 6.1.19.) Although the rules do not dictate a specific punishment for such contempt findings, a report on the SARMS program prepared by the San Diego County Juvenile Court indicates incarceration is frequently imposed.
A. The Contempt Power
It is well settled that the court has inherent power to enforce compliance with its lawful orders through contempt. (Shillitani v. United States (1966) 384 U.S. 364, 370 [16 L.Ed.2d 622, 86 S.Ct. 1531]; In re Michael G. (1988) 44 Cal.3d 283, 288-289 [243 Cal.Rptr. 224, 747 P.2d 1152].) The Legislature has recognized this power of the juvenile court in section 213, which states: âAny willful disobedience or interference with any lawful order of the juvenile court or of a judge or referee thereof constitutes a contempt of court.â (See In re Michael G., at p. 289; In re Ricardo A. (1995) 32 Cal.App.4th 1190, 1196 [38 Cal.Rptr.2d 586] [concluding, based on Michael G., that juvenile courtâs inherent contempt power is statutorily implemented by § 213].)
However, not every violation of a court order is subject to punishment as a contempt of court. The courtâs traditional contempt power rests on â âthe premise that the right of courts to conduct their business in an untrammeled way lies at the foundation of our system of government and that courts necessarily must possess the means of punishing for contempt when conduct
The courtâs power to compel compliance with its orders to ensure the orderly administration of justice does not extend to punishing violations of substantive law when such violations do not impair the dignity or functioning of the court. When the Legislature has established a specific penalty for a transgression, courts may not impose a contempt punishment that is inconsistent with the legislative scheme. (Cf. In re Lynch (1972) 8 Cal.3d 410, 414 [105 Cal.Rptr. 217, 503 P.2d 921] [âin our tripartite system of government it is the function of the legislative branch to define crimes and prescribe punishments, and . . . such questions are in the first instance for the judgment of the Legislature aloneâ].) Violations of substantive law, whether criminal or otherwise, must be adjudicated and punished in accordance with the Legislatureâs directives. As explained below (post, at pp. 1233-1236), the legislative scheme involved here contemplates that the ultimate penalty for a parentâs failure to satisfy reunification plan requirements is the loss of parental rights.
B. Relevant Case Law
We previously addressed the juvenile courtâs contempt power in the context of delinquency proceedings. In In re Michael G., supra, 44 Cal.3d at pages 287 to 288, a minor who had been made a ward of the court under section 601, subdivision (b), was ordered to attend school regularly as a condition of his probation. After learning that the minor had several unexcused absences, the juvenile court held a hearing, found the minor in contempt for willful disobedience of the order to attend school, and ordered the minor confined for 48 hours in the custody of the probation department. (In re Michael G., at p. 288.) Although we upheld this exercise of contempt power (id. at pp. 294-295), the juvenile courtâs authority over a delinquent ward is quite different from its authority over the parent of a dependent child. When a juvenile delinquency petition is sustained, the court assumes jurisdiction over the minor and has the power to issue orders controlling the minorâs
No published decision from a California appellate court has explored the extent of the juvenile courtâs power to impose contempt sanctions as punishment for a parentâs failure to comply with reunification orders. In the cases cited by the Agency, most of the statements about the juvenile courtâs ability to exercise contempt power are dicta, and none addresses the use of contempt to enforce reunification orders. (See In re Ashley M. (2003) 114 Cal.App.4th 1, 10, fn. 5 [7 Cal.Rptr.3d 237] [suggesting contempt could be used to force an unwilling child welfare agency to provide services]; In re Stacy T. (1997) 52 Cal.App.4th 1415, 1422, fn. 4 [61 Cal.Rptr.2d 319] [suggesting parentâs failure to appear in court constitutes a contempt, not a default]; In re Nemis M. (1996) 50 Cal.App.4th 1344, 1352 [58 Cal.Rptr.2d 324] [same]; In re Tiffany G. (1994) 29 Cal.App.4th 443, 452 [35 Cal.Rptr.2d 8] [suggesting parentâs violation of a confidentiality order could be punished as a contempt].)
The lack of pertinent authority matters because reunification orders are unlike orders in other types of civil cases. When a juvenile court orders a parent to comply with a reunification case plan, it directs the parent to do and refrain from doing many things, often of a highly personal nature. These reunification orders are not limited to controlling the conduct of litigation or the partiesâ behavior in court. Reunification orders also differ from court orders in criminal cases. Reunification orders may resemble criminal probation orders in the scope of conduct they regulate, but, unlike probationers, parents of dependent children are not subject to the courtâs jurisdiction because they have been convicted of a crime. Instead, they agree to a reunification plan to avoid losing custody of their children. Further, if a criminal defendant fails to comply with a probation condition, any penalty is imposed following a hearing on the alleged violation, not by a summary contempt proceeding. In the dependency context, the juvenile court intervenes to protect a child, not to punish the parent. (In re Malinda S. (1990) 51 Cal.3d 368, 384 [272 Cal.Rptr. 787, 795 P.2d 1244].) The statutory scheme is designed to permit the parent to remedy a deleterious situation and resume parental rights and responsibilities.
C. The Statutory Scheme Governing Reunification
1. Participation Is Voluntary
To the extent reunification orders intrude upon a parentâs liberty, the Legislature has determined these intrusions are justified by the need to protect children and enable their safe return to competent parental care whenever possible. However, it is not the courtâs role to force a parent to participate in services. âIt is . . . well established that â[reunification services are voluntary, and cannot be forced on an unwilling or indifferent parent. [Citation.]â (In re Jonathan R. (1989) 211 Cal.App.3d 1214, 1220 [259 Cal.Rptr. 863].)â (In re Christina L. (1992) 3 Cal.App.4th 404, 414 [4 Cal.Rptr.2d 680]; see also In re Michael S. (1987) 188 Cal.App.3d 1448, 1463, fn. 5 [234 Cal.Rptr. 84] [there is no ârequirement that a social worker take the parent by the hand and escort him or her to and through classes or counseling sessionsâ].) Section 361.5, subdivision (b)(14) explicitly states that reunification services need not be provided to a parent who wishes to forgo them.
Nevertheless, the Agency contends a parentâs participation in reunification services becomes mandatory if services are ordered at the dispositional hearing. In other words, according to the Agency, once services are ordered a parent cannot change her mind. She must participate, or risk a contempt order and possible incarceration. The Agency cites no support for this argument beyond the statement in section 361.5, subdivision (a) that, â[w]hen counseling or other treatment services are ordered, the parent. . . shall be ordered to participate in those services . . . .â (Italics added.) The Agency contends this requirement that parental participation be âordered,â combined with the courtâs power to enforce its orders with contempt proceedings (§ 213), indicates the Legislature intended to enable the juvenile court to use contempt sanctions to secure compliance with its reunification orders.
We decline to adopt this novel reading of the statutes. By providing that a parent âshall be ordered to participateâ in services, section 361.5, subdivision (a) imposes a duty on the juvenile court to order participation as part of the parentâs reunification plan unless the court finds such participation would be inappropriate or potentially harmful to the minor. This language in itself does not impose a mandatory duty on the parent to participate in services.
2. Consequences of Failure to Participate
In considering the nature of a parentâs obligation to comply with reunification orders, it is important to examine what sanctions or punishment the Legislature has specified for noncompliance. Section 361.5 itself provides that, with respect to a dependent child under age three at the time of detention, the court must inform the parent that âfailure ... to participate regularly in any court-ordered treatment programs or to cooperate or avail himself or herself of services provided as part of the child welfare services case plan may result in a termination of efforts to reunify the family after six months.â (§ 361.5, subd. (a).) At the same time, the court must inform parents about section 366.26 and the specific possibility that parental rights may be terminated. (§ 361.5, subd. (a).) These prescribed warnings do not include the
Given the complexity of the statutory scheme governing dependency, a single provision âcannot properly be understood except in the context of the entire dependency process of which it is part.â (Cynthia D. v. Superior Court (1993) 5 Cal.4th 242, 253 [19 Cal.Rptr.2d 698, 851 P.2d 1307].) Other dependency statutes indicate the Legislature envisions the punishment for noncompliance with reunification services to be loss of those services and, ultimately, loss of parental rights. For example, at the six-month review hearing, the juvenile court must decide whether return of a dependent child to the parent would be detrimental to the child. Section 366.21, subdivision (e) requires the court, in making this decision, to âconsider the efforts or progress, or both, demonstrated by the parent. . . and the extent to which he or she availed himself or herself [of] services provided,â and it specifies that âfailure of the parent or legal guardian to participate regularly and make substantive progress in court-ordered treatment programs shall be prima facie evidence that return would be detrimental.â Likewise, a parentâs failure to progress in treatment constitutes evidence of detriment at the 12-month (§ 366.21, subd. (f)) and 18-month (§ 366.22, subd. (a)) review hearings. Additionally, if the child was under age three when removed from custody (or part of a sibling group with a child under age three), a finding at the six-month review hearing that the parent failed âto participate regularly and make substantive progress in a court-ordered treatment planâ can result in the termination of services at that point and scheduling of a section 366.26 permanency planning hearing. (§ 366.21, subd. (e).)
These findings are critical. Once services have been terminated, the juvenile courtâs focus shifts from family reunification to the childâs permanent placement and well-being, and the burden accordingly shifts to the parent to show that a termination of parental rights is not in the childâs best interests. (In re Marilyn H. (1993) 5 Cal.4th 295, 306-307, 309 [19 Cal.Rptr.2d 544, 851 P.2d 826]; In re Zachary G. (1999) 77 Cal.App.4th 799, 808 [92 Cal.Rptr.2d 20].) A parent may regain custody after reunification services have been terminated only by showing that changed circumstances demonstrate a return to parental custody is in the childâs best interests. (§ 388; In re Marilyn H., at p. 309; In re Kimberly F. (1997) 56 Cal.App.4th 519, 528-529 [65 Cal.Rptr.2d 495].) This burden may be especially difficult to sustain for a parent who failed to continue with substance abuse treatment during the reunification period. (See In re Kimberly F., at p. 531, fn. 9.)
Thus, the dependency statutes repeatedly make clear that the consequence of failure to participate in court-ordered reunification services is the loss of
D. Use of Contempt to Punish Noncompliance with SARMS
Downplaying the punitive nature of incarceration, the Agency seeks to characterize the sanctions imposed for noncompliance with SARMS as civil contempt. Its argument overlooks the distinctions long recognized between civil and criminal contempt. âWhere the primary object of contempt proceedings is to protect the rights of litigants, the proceedings are regarded as civil in character. On the other hand, where the object of the proceedings is to vindicate the dignity or authority of the court, they are regarded as criminal in character even though they arise from, or are ancillary to, a civil action. [Citation.]â (Morelli v. Superior Court (1969) 1 Cal.3d 328, 333 [82 Cal.Rptr. 375, 461 P.2d 655].) Civil contempt is a forward-looking remedy imposed to coerce compliance with a lawful order of the court. (Shillitani v. United States, supra, 384 U.S. at p. 368.) Civil contemners hold the key to the jail cell in their own pocket, and can secure their release at any time by following the courtâs order. (In re Lifschutz (1970) 2 Cal.3d 415, 439, fn. 27 [85 Cal.Rptr. 829, 467 P.2d 557]; Morelli, at p. 332 [basis for civil contempt is âthe omission to perform an act which is still within the personâs power to performâ]; see Code Civ. Proc., § 1219, subd. (a).) Because the confinement imposed for civil contempt is conditional in nature, based on continuing
All parties appear to agree that the contempt order in this case was purely punitive. The juvenile court sentenced Mother to 300 days in custody because she âbroke her promiseâ to enter treatment. Reunification services had already been terminated and Mother had been ejected from the SARMS program. The contempt order here cannot be construed as civil in nature.
The Agency would have us look beyond the facts of this case, however, arguing that the contempt orders typically made to enforce SARMS compliance are civil in nature. The assertion fails. The fact remains that contempt orders in this context are punitive in purpose and effect. After a reprimand for the first violation, the San Diego County courtâs local rules mandate that the court issue contempt citations for every incidence of a parentâs noncompliance with SARMS. (Rule 6.1.19.) Although the court retains discretion to set the particular fine or sentence for each contempt citation {ibid.), in all such cases the punishment will be based on the parentâs past conduct and imposed for a set period of time. There is nothing a parent who has been incarcerated for a â ânoncompliant eventâ â {ibid.) can do or say to purge the contempt. The mere fact that a contempt order has been made in the course of civil proceedings does not render it a civil contempt. (See Shillitani v. United States, supra, 384 U.S. at p. 369 [character and purpose of the contempt order are what determine whether it is civil or criminal].) When a SARMS contempt order is based on completed conduct, and cannot be purged or cured by the parent, the sanctions, imposed are criminal in nature. Although SARMS contempt orders might be characterized as efforts to secure future parental compliance with reunification orders, the sanctions have this effect only in the general sense that all punishment can have a deterrent effect. Certainly, if a court finds a tardy litigant in contempt and orders him jailed for a day, the order will encourage the litigant to appear on time for his next hearing. But this deterrence of future tardiness does not render the original contempt order civil in nature. Because it punishes past, rather than ongoing, conduct, the order constitutes a criminal contempt. The same is true here.
The routine imposition of criminal contempt sanctions for noncompliance with SARMS underscores the troubling aspect of injecting punitive
E. Conclusion
Rule 6.1.19 of the San Diego County Superior Court Local Rules is disapproved to the extent that it calls for imposition of a fine or jail sentence under the mechanism of contempt solely for the purpose of punishing a parentâs failure to comply with a condition of a reunification case plan. We emphasize that our decision here is not intended to strip the juvenile court of its well-established contempt authority to control the proceedings before it and protect the dignity of its exercise of jurisdiction. (In re Buckley, supra, 10 Cal.3d at pp. 247-248.) Extreme parental misconduct that jeopardizes the childâs safety, such as taking the child without permission or engaging in dangerous acts during visitation, could well justify punishment by contempt because such conduct interferes with the courtâs exercise of its own authority over the dependent child. Our holding in this case is limited to the use of contempt power to punish a parentâs failure to satisfy a condition imposed simply to facilitate reunification. We express no opinion on the propriety of contempt sanctions in other circumstances.
DISPOSITION
The judgment of the Court of Appeal is affirmed.
George, C. J., Kennard, L, Werdegar, J., Chin, J., and Moreno, J., concurred.
All statutory references are to the Welfare and Institutions Code unless otherwise specified.
When Motherâs counsel asked what this number was based on, the court gave this explanation: âSixty counts on basically [she had] never gone in other than her first time when she was ordered to do six visits [sic] per week, test once a week, and see her SARMS counselor. For all of those weeks itâs basically 15 counts for a two-week period.â
Upon the Agencyâs unopposed request, we take judicial notice of reports prepared by the San Diego County Juvenile Court concerning implementation and review of SARMS. The Agency has also asked us to take judicial notice of documents relating to the Sacramento County Dependency Drug Court program, as well as two unpublished court decisions that refer
The provider in this case is Mental Health Systems, Inc. To avoid confusion, we use the term âSARMSâ to denote both the county Agency that administers SARMS and the case management program itself.
Appellate decisions in the delinquency context have long held that the juvenile court cannot use its contempt power to impose punishment beyond the maximum penalty the Legislature has prescribed. (See In re Francisco S. (2000) 85 Cal.App.4th 946, 955-958 [102 Cal.Rptr.2d 514] [juvenile court could not order confinement of delinquent ward under § 213 when maximum penalty for his offense was a $250 fine]; In re Mary D. (1979) 95 Cal.App.3d 34, 38 [156 Cal.Rptr. 829] [juvenile court could not use criminal contempt (Pen. Code, § 166) to impose confinement time on a § 602 ward for noncriminal conduct that was a violation of probation]; see also In re Ronald S. (1977) 69 Cal.App.3d 866, 873-874 [138 Cal.Rptr. 387] [juvenile court may not use criminal contempt sanction to elevate a § 601 ward to a delinquent wardship under § 602]; but see In re Michael G., supra, 44 Cal.3d at pp. 294-295 [contempt sanction may be imposed if it does not alter the status of the ward].) Even in Michael G., we remained sensitive to the surrounding legislative scheme. Conscious of the Legislatureâs intent not to institutionalize section 601 wards, we stressed that courts should exercise caution before ordering such a ward into custody for a contemptuous act, and we imposed specific limitations on the juvenile courtâs contempt power in an effort to harmonize this potential punishment with legislative intent. (In re Michael G., at pp. 296-300.)
We do not foreclose the possibility that contempt orders may be appropriately issued in dependency proceedings under other circumstances.
For the waiver to be valid, the parent must execute an express waiver of services while represented by counsel, and the court must find the waiver to be knowing and intelligent. (§ 361.5, subd. (b)(14).) These procedural requirements ensure that parents understand the potentially grave consequences of their failure to participate in services. (See Cynthia C. v.
The Agency describes these contempt orders as â âtherapeutic incarcerationâ â and asserts: âSometimes it takes a caring consequence, such as court ordered incarceration, to get the parentâs attention in a way that enables the parent to hit their own personal rock bottom and become aware of the need to comply with the courtâs orders for treatment so reunification with their child can be achieved.â However, the Agency has offered no empirical support for the proposition that the threat of parental incarceration encourages higher reunification rates. Even if there were such data, the appropriate body to consider whether to modify the family reunification process by incorporating contempt sanctions and parental incarceration is the Legislature.
We consider here only the purely punitive sanctions of a jail sentence or fine summarily imposed on a finding of contempt. Certainly, if a court concludes that a parent is not complying with reunification services it may extend the scope of services and supervision to secure compliance. For example, it may increase the frequency of reporting or testing, or require additional counseling or therapy.