Hernandez v. City of Pomona
Full Opinion (html_with_citations)
Opinion
We granted review in this case to consider the following question: When a federal court enters judgment in favor of the defendants on a civil rights claim brought under 42 United States Code section 1983 (section 1983), in which the plaintiffs seek damages for police use of deadly and constitutionally excessive force in pursuing a suspect, and the court then dismisses a supplemental state law wrongful death claim arising out of the same incident, what, if any, preclusive effect does the judgment have in a subsequent state court wrongful death action? Based on principles of issue preclusion (collateral estoppel), the Court of Appeal held in this case that the federal judgment precludes plaintiffs from recovering on the theory that the police officers failed to exercise reasonable care in using deadly force, but does not preclude plaintiffs from recovering on the theory that the officers failed to exercise reasonable care in creating, through their preshooting
Factual and Procedural Background
Before dawn on January 16, 2001, City of Pomona (Pomona) Police Officer Dennis Cooper was patrolling a neighborhood in a marked black-and-white police vehicle when he saw a gray Ford Thunderbird approach from the other direction with its headlights unilluminated. The Thunderbird abruptly pulled over to the curb and stopped with its engine running. Cooper engaged his overhead lights and pulled his car to within about 10 feet of the stopped Thunderbird, facing it. He saw two individuals inside the Thunderbird and ordered them to exit. The driver complied, putting up his hands, opening his door, and exiting. The passenger, decedent George Hernandez, did not comply. Instead, he slid into the vacant driverâs seat and, with the headlights unilluminated, drove off in the direction from which the Thunderbird had come.
Cooper began pursuing Hernandez in the car. Officers Humberto Sanchez, Anthony Luna, Robert Devee and Edgar Padilla joined the pursuit in other police vehicles, including a K-9 unit driven by Luna. Hernandez led the officers on a high-speed chase through city streets that lasted about 18 minutes and ended when Hernandez crashed and the car came to rest in the middle of the street.
Hernandez spun around and started running away again. Sanchez, who was now leading the chase, had an open shot at Hernandez, but decided not to take it because Hernandez was facing away and did not pose an immediate threat. Instead, Sanchez chased Hernandez, yelling at him to stop. He was followed by the other officers, including Cooper, who had rejoined the pursuit after finding his weapon.
Ignoring Sanchezâs order to stop, Hernandez kept running and fled around the comer of a building. The police dog passed Sanchez as they rounded the comer of the building, caught up to Hernandez, struck him in the shoulder, and spun him around. According to Sanchez, as the dog was striking Hernandez, Hernandez reached towards his waistband, yelling either âI got a gunâ or âGun.â In response, Sanchez fired his weapon at Hernandez. As the other officers rounded the comer of the building, they heard shots and assumed Sanchez was in a gun battle with Hernandez. All but Padilla fired at Hernandez. The officers fired 37 shots in all, hitting Hernandez 22 times and killing him. Hernandez was unarmed.
In September 2001, Hernandezâs parents, both individually and as administrators of his estate, and his seven minor children, by and through their guardians ad litem (collectively, plaintiffs), filed a complaint in federal court
The federal district court bifurcated the state and federal claims and only the latter went to trial. By special verdict, the jury found that Cooper, Devee and Luna had not âviolate[d]â Hernandezâs âFourth and Fourteenth Amendment rights by using excessive force against him.â The jury could not reach a verdict regarding Sanchez.
Plaintiffs then filed this action in the superior court against the same defendants. As here relevant, the complaint included a wrongful death claim based on the same allegations plaintiffs had set forth in the wrongful death claim of their federal complaint.
Defendants demurred to the complaint, arguing in relevant part that the federal proceedings âbar the instant action on the grounds of collateral estoppel.â They asserted that in the federal action, the issue of excessive and unreasonable force had been determined in their favor, and that this determination âcollaterally estop[s]â plaintiffs âfrom raisingâ their wrongful death claim. In opposing the demurrer, plaintiffs argued that collateral estoppel does not apply because âreasonablenessâ for purposes of a section 1983 claim is not the same as âreasonablenessâ under state negligence law.
Plaintiffs, to expedite their appeal from the trial courtâs ruling that the federal judgment precluded them from proceeding on their allegations that defendants acted unreasonably in shooting Hernandez, agreed to âstrike and dismiss, with prejudice,â their wrongful death claim insofar as it was based on allegations that defendants failed to summon, and prevented the rendering of, medical aid. Based on this agreement, the parties asked the court to enter final judgment. The court granted the request, dismissed the wrongful death claim with prejudice, and entered judgment in favor of all defendants.
The Court of Appeal reversed the judgment. Based on principles of collateral estoppel, it first held that the federal judgment precludes plaintiffs from recovering on the theory that the officers failed to exercise reasonable care in using deadly force, explaining that â[wjhether the officers acted with reasonable care is precisely the issue resolved by the federal jury and the trial court when each specifically concluded from the perspective of a reasonable officer on the scene, taking into account the facts and circumstances confronting them, the officersâ conduct was objectively reasonable.â It then held, however, that plaintiffs could proceed on the theory that the officers failed to use reasonable care in creating, through their preshooting conduct, a situation in which it was reasonable for them to use deadly force. The court reasoned that neither the juryâs special verdict nor the federal courtâs posttrial ruling regarding Sanchez addressed this issue. After expressing âdoubtâ that plaintiffsâ complaint adequately alleged a preseizure negligence theory of liability,
We then granted defendantsâ petition for review.
Discussion
âCollateral estoppel precludes relitigation of issues argued and decided in prior proceedings. [Citation.] Traditionally, we have applied the doctrine only if several threshold requirements are fulfilled. First, the issue sought to be precluded from relitigation must be identical to that decided in a former proceeding. Second, this issue must have been actually litigated in the former proceeding. Third, it must have been necessarily decided in the former proceeding. Fourth, the decision in the former proceeding must be final and on the merits. Finally, the party against whom preclusion is sought must be the same as, or in privity with, the party to the former proceeding. [Citations.]â (Lucido v. Superior Court (1990) 51 Cal.3d 335, 341 [272 Cal.Rptr. 767, 795 P.2d 1223], fn. omitted (Lucido).)
Of these elements, the only one here in dispute is the first: whether the issues as to which defendants assert preclusion are identical to issues decided in the earlier federal court proceeding involving plaintiffsâ section 1983 claim. As previously noted, the Court of Appeal found this requirement satisfied insofar as plaintiffs now allege that the officers failed to exercise reasonable care in using deadly force, but not insofar as plaintiffs might allege that the officers failed to exercise reasonable care in creating, through their preshooting conduct, a situation in which it was reasonable for them to use deadly force. Plaintiffs challenge the former finding and defendants challenge the latter.
For purposes of collateral estoppel, an issue was actually litigated in a prior proceeding if it was properly raised, submitted for determination, and determined in that proceeding. (People v. Sims (1982) 32 Cal.3d 468, 484 [186 Cal.Rptr. 77, 651 P.2d 321].) In considering whether these criteria have been met, courts look carefully at the entire record from the prior proceeding, including the pleadings, the evidence, the jury instructions, and any special jury findings or verdicts. (Turner v. Arkansas (1972) 407 U.S. 366, 368-369 [32 L.Ed.2d 798, 92 S.Ct. 2096]; Clark v. Lesher (1956) 46 Cal.2d 874, 880-881 [299 P.2d 865]; Murphy v. Murphy (2008) 164 Cal.App.4th 376, 400-401 [78 Cal.Rptr.3d 784]; U.S. v. Cala (2d Cir. 1975) 521 F.2d 605, 607-608; In re Henicheck (Bankr. E.D.Va. 1995) 186 B.R. 211, 215.) âThe
1. Whether the Officers Used Reasonable Care in Using Deadly Force.
The record here demonstrates that in plaintiffsâ federal action, the issue of whether the officers exercised reasonable care in using deadly force was raised, submitted for decision, and actually decided against plaintiffs in resolving their section 1983 claim. The section 1983 claim in plaintiffsâ federal court complaint alleged in part that the officers âshot and killedâ Hernandez âwithout reasonable cause,â and that the shooting was âunreasonableâ and âentirely unjustified byâ Hernandezâs âactions.â During the federal trial, the officers testified at length about the circumstances leading up to and surrounding the shooting. In relevant part, the jury instructions regarding the section 1983 claim stated the following: (1) â[a] law enforcement officer has the right to use such force as is reasonably necessary under the circumstances to make a lawful arrest,â and â[a]n unreasonable seizure occurs when a law enforcement officer uses excessive force in making a lawful arrestâ; (2) â[t]he use of deadly force is only justified when a reasonable law enforcement officer would reasonably believe that there was an immediate threat to the safety of the officer or others at the time the force was usedâ; (3) â[wjhether force is reasonably necessary or excessive is measured by the force a reasonable and prudent law enforcement officer would use under the circumstancesâ; (4) â[t]he reasonableness inquiry ... is an objective one,â and â[t]he reasonableness of the use of force should be judgedâ âin light of the facts and circumstances confrontingâ the police âfrom the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsightâ; (5) â[s]ome of the things you may want to consider in determining whether the defendant used excessive force are the severity of the crime at issue, whether the plaintiff posed a reasonable threat to the safety of the officer or others, and whether the plaintiff was actively resisting detention or attempting to escapeâ; and (6) â[i]n deciding whether excessive force was used, you should consider the totality of the circumstances at the time.â As noted above, based on these instructions, the jury, by special verdict, found that Cooper, Devee and Luna had not âviolate[d]â Hernandezâs âFourth and Fourteenth Amendment rights by using excessive force against him.â As also noted above, in later granting Sanchezâs posttrial motion for judgment, the federal court found that Sanchezâs âuse of deadly force was reasonable under the circumstances,â because he âfound himself in a situation that he reasonably believed would threaten his life if he did not act immediately.â
In arguing otherwise, plaintiffs assert that the standard of reasonableness applicable in a section 1983 action based on excessive force âis not the sameâ as the standard of reasonableness applicable in a negligence action under California law. According to plaintiffs, the Fourth Amendment standard âfocuses the analysis on balancing the concerns of the government with the extent of the intrusion,â whereas the California standard involves no such balancing and âfocusesâ only âon the reasonably prudent person.â Moreover, plaintiffs assert, quoting Harris v. Grimes (2002) 104 Cal.App.4th 180 [127 Cal.Rptr.2d 791] (Harris), Lucas v. County of Los Angeles (1996) 47 Cal.App.4th 277 [54 Cal.Rptr.2d 655] (Lucas), and Mattson v. City of Costa Mesa (1980) 106 Cal.App.3d 441 [164 Cal.Rptr. 913] (Mattson), reasonableness under section 1983 and reasonableness under state negligence law â âare not the sameâ â in that a section 1983 violation requires â âa state of mind more blameworthyâ â than that required for negligence; â â[t]o be entitled to relief under section 1983, [a] plaintiff must . . . show intentional conduct in circumstances in which the offending governmental'employees were legally bound to know that their conduct would deprive the plaintiff of civil rights.â â
Plaintiffsâ arguments are unpersuasive. Contrary to plaintiffsâ assertion, the United States Supreme Court has never suggested that a fact finder, in determining whether a particular seizure was reasonable, should conduct a balancing of governmental and private interests. Instead, the high court has itself conducted this balancing in (1) concluding that police may not âuse . . . deadly force to prevent the escape of all felony suspects, whatever the circumstances,â (2) announcing the applicable standard of reasonableness, i.e., whether police had probable cause to believe the suspect posed a threat of serious physical harm to themselves or to others, and (3) enumerating the factors that must be considered in determining whether a challenged seizure was reasonable. (Tennessee v. Garner (1985) 471 U.S. 1, 11-12 [85 L.Ed.2d 1,
Plaintiffsâ effort to differentiate the two standards also fails insofar as it rests on an asserted difference between the requisite mental states. As to plaintiffsâ section 1983 action, the federal courtâs instructions explained that the standard of reasonableness is âan objective oneâ and directed the jury to determine the reasonableness of the officersâ actions âobjectivelyâ and âwithout regard to their underlying intent or motivation.â These instructions were consistent with binding high court precedent, which states: â[T]he âreasonablenessâ inquiry in an excessive force case is an objective one: the question is whether the officersâ actions are âobjectively reasonableâ in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation. [Citations.] An officerâs evil intentions will not make a Fourth Amendment violation out of an objectively reasonable use of force; nor will an officerâs good intentions make an objectively unreasonable use of force constitutional. [Citation.]â (Graham, supra, 490 U.S. at p. 397, italics added.) On this record, plaintiffs are incorrect in asserting that, because the reasonableness standard at issue in the section 1983 action involved â âa
The decisions plaintiffs citeâLucas, Mattson, and Harrisâdo not require a different conclusion. The court in Lucas did not, as plaintiffs assert, broadly hold that â[Reasonable conduct under a [federal] civil rights violation is different from a negligence action because a civil rights violation âdescribes a state of mind more blameworthy.â â Rather, the Lucas court reached the far narrower conclusion that the particular constitutional violation there alleged as the basis for the section 1983 claimâfailing to render medical care to an inmateârequired proof of âdeliberate indifference,â and that âthis standard . . . describes a state of mind more blameworthyâ than â[m]ere negligence.â (Lucas, supra, 47 Cal.App.4th at p. 287.) The constitutional violation plaintiffs alleged here in their section 1983 claim was different and involved a standard of reasonableness, not deliberate indifference.
In Mattson, which involved an excessive force claim, the court, in holding that a prior federal judgment did not have preclusive effect as to âthe issues of lack of probable cause and excessive force,â reasoned: âFrom the record before us it appears possible that the federal jury determined no more than that defendants . . . lacked the requisite mens rea.â (Mattson, supra, 106 Cal.App.3d at pp. 445-446.) The record before us does not leave open this possibility because, as explained above, the federal court followed high court precedent and instructed the jury to determine reasonableness âwithout regard to [the officersâ] underlying intent or motivation.â
2. Negligence Liability for the Officersâ Preshooting Conduct.
As noted above, although applying collateral estoppel to the issue of the officersâ alleged negligence in using deadly force, the Court of Appeal held that plaintiffs could pursue a negligence claim âon the theory that [the officersâ] conduct leading up to the shooting, including the high-speed pursuit, foot chase, and release of a pursuit dog created an unreasonable risk of harm to themselves and Hernandez.â It reasoned that âneither the juryâs special verdict nor the trial courtâs [posttrial] finding [regarding Sanchez] addressed the question whether the officers were negligent in creating a situation in which it was reasonable for them to use deadly force.â
Plaintiffs agree with the Court of Appeal, arguing (1) evidence that the officers acted negligently in their conduct leading up to the shooting was not relevant to the determination in the federal proceeding that the shooting was reasonable, and (2) the officersâ alleged preshooting negligence was not adjudicated in the federal proceedings. Defendants, of course, argue otherwise; they contend that, because the federal court and jury applied a totality-of-circumstances test, their findings that the use of deadly force was reasonable ânecessarilyâ included the officersâ preshooting conduct. In other words, defendants claim, the federal court and jury found that the officers âacted reasonably from the initial contact withâ Hernandez âthrough the ultimate use of deadly force.â Defendants also argue that, under California statutes and case law, there is no separate ânegligence-typeâ duty arising from tactical decisions leading up to the use of force and a peace officerâs objectively reasonable use of force is a bar to tort liability.
Based on the record, we cannot agree with defendantsâ claim that the federal court and jury made a finding as to the reasonableness of all of the officersâ preshooting conduct. Although the federal court broadly instructed the jury to consider the totality of the circumstancesâand thus, the jury necessarily considered the evidence regarding the officersâ preshooting conductâthe court also instructed that plaintiffsâ claim involved âdeadly forceâ and that â[t]he use of deadly force is only justified when a reasonable law enforcement officer would reasonably believe that there was an immediate threat to the safety of the officer or others at the time the force was used.â Based on this instruction, the juryâs finding that the officers (other than Sanchez) did not violate Hernandezâs Fourth Amendment rights by using excessive force implies no more than a finding that the shooting itself was reasonable because, under the circumstances, the officers reasonably believed
Nevertheless, we agree with defendants that, in light of the finding that the shooting was reasonable, liability in this case may not be based on the officersâ alleged preshooting negligence. The starting point for our conclusion is the validity of the initial detention. Based on the conceded fact that the Thunderbird was being illegally operated at night without lights (Veh. Code, §§ 280, 24250, 24400), Officer Cooper was legally justified in attempting to detain both of the carâs occupants and asking them to exit the car. (See Whren v. United States (1996) 517 U.S. 806, 819 [135 L.Ed.2d 89, 116 S.Ct. 1769] [car stop is reasonable where officers have probable cause to believe driver violated the vehicle code]; People v. Hoyos (2007) 41 Cal.4th 872, 892 [63 Cal.Rptr.3d 1, 162 P.3d 528] [âofficer making a traffic stop may, without violating the Fourth Amendment, order the driver and passengers to exit a carâ].) When Hernandez, in response to Cooperâs request that he exit the car, moved into the driverâs seat and drove off with the headlights unilluminated, Cooper had reasonable cause to believe Hernandez had committed two public offenses: (1) driving during darkness without lighted headlamps (Veh. Code, §§ 280, 24250, 24400); and (2) willfully resisting, delaying, or obstructing a peace officer âin the discharge or attempt to discharge any duty of his or her officeâ (Pen. Code, § 148, subd. (a)(1); see People v. Allen (1980) 109 Cal.App.3d 981, 985-987 [167 Cal.Rptr. 502]).
Because Cooper had probable cause to arrest Hernandez, under both statutes and case law, Cooper was not obliged simply to let Hernandez go. Long ago, we explained that an officer with probable cause to make an arrest â â âis not bound to put off the arrest until a more favorable timeâ â â and is â âunder no obligation to retire in order to avoid a conflict.â â (People v. Hardwick (1928) 204 Cal. 582, 587 [269 P. 427] (Hardwick).) Instead, an officer may â âpress forward and make the arrest, using all the force [reasonably] necessary to accomplish that purpose.â â (Id. at p. 588; see also Hooper v. City of Chula Vista (1989) 212 Cal.App.3d 442, 453 [260 Cal.Rptr.
Indeed, in their brief, plaintiffs concede that they may not base negligence liability on the officersâ decision to engage in the pursuit.
However, on the conceded facts here, California law provides otherwise. Under Vehicle Code section 17004, the individual officers may not be held civilly liable for Hernandezâs death based on the manner in which they operated their vehicles during the chase, even assuming they acted without due care.
Insofar as plaintiffs rely on the officersâ conduct during the foot pursuit, plaintiffs have not demonstrated that, notwithstanding the findings in federal court, they can amend their complaint to state a negligence claim.
Nor may plaintiffs base negligence liability on the preshooting acts they identify in their brief: âchasing [Hernandez] into a darkened parking lotâ and âthe use and release of a vicious dog.â Regarding the former, it was, of
Regarding the use and release of a police dog, given the conceded facts here, we find no basis for negligence liability as a matter of law. Those conceded facts are that Officer Luna, in the K-9 unit, participated in the vehicle pursuit as Hernandez led the officers on the high-speed chase, and released the dog during the subsequent foot pursuit only in response to Cooperâs report that Hernandez had brandished a firearm. In other words, when Luna released the dog, he had personal knowledge that Hernandez was determined to escape, he had personal knowledge that Hernandez was willing to endanger his own life and the lives of the officers and the public in order to achieve this end, and he had reason to believe that Hernandez was threatening the officers with a firearm. On these conceded facts, no reasonable juror could find that Luna acted unreasonably in releasing the dog. (Cf. People v. Rivera (1992) 8 Cal.App.4th 1000, 1007-1008 [10 Cal.Rptr.2d 785] (Rivera) [release and use of police dog reasonable where officer knew suspect was fleeing and, based on report that suspect was armed, reasonably feared for his safety].) Therefore, as a matter of law, Luna was not negligent in releasing the dog.
For the reasons stated above, we hold that the trial court did not err in entering judgment for defendants. We therefore reverse the Court of Appealâs judgment and remand the matter with directions to reinstate the trial courtâs judgment.
George, C. J., Kennard, J., Baxter, J., and Corrigan, J., concurred.
Because this appeal arises in connection with a demurrer, we look to the âproperly pleaded factual allegationsâ of the operative complaint âread in light ofâ any âjudicially noticeable factsâ and âfactual concessionsâ of the plaintiff. (Evans v. City of Berkeley (2006) 38 Cal.4th 1, 21 [40 Cal.Rptr.3d 205, 129 P.3d 394].) Plaintiffsâ complaint sets forth virtually no facts regarding the events giving rise to this lawsuit. However, plaintiffs have detailed the relevant facts at both oral argument and in the briefs they submitted to us and to the Court of Appeal, and plaintiffsâ counsel conceded at oral argument that the evidence plaintiffs would present if permitted to go to trial would be the same as the evidence they presented in federal court. On this record, we may properly treat plaintiffsâ representations regarding the facts as factual concessions, and we base both our statement of facts and our substantive analysis on these conceded facts. (See Evans, supra, at pp. 20-22; see also Mangini v. Aerojet-General Corp. (1991) 230 Cal.App.3d 1125, 1152 [281 Cal.Rptr. 827] [treating facts stated in brief as admissions for purposes of determining whether leave to amend should have been granted]; Moore v. Powell (1977) 70 Cal.App.3d 583, 586, fn. 2 [138 Cal.Rptr. 914] [âfactual statement in a brief may be treated as an admission or stipulation when adverse to the party making itâ].)
In setting forth these facts in their Court of Appeal brief, plaintiffs cited to the federal courtâs order granting Sanchezâs posttrial motion for judgment as a matter of law. At defendantsâ request, the trial court took judicial notice of this order, and the order is part of the appellate record. It sets forth the following additional facts of interest: An autopsy revealed that Hernandez had methamphetamine in his system. During the vehicle pursuit, the Thunderbird fishtailed as it weaved in and out of traffic at speeds estimated to be in excess of 100 miles per hour, struck a curb and another vehicle, ran several red lights and nearly hit a pedestrian. The vehicle chase ended when Hernandez tried to make a high-speed turn, lost control of his car, and crashed into a newsstand and then a bus stop. We set forth these additional facts merely to fill out the evidentiary presentation during the federal trial; we do not rely on them in our analysis. We note, however, that plaintiffs have never disputed any of them.
The federal complaint indicates that plaintiffs asserted the wrongful death claim only âas to Defendants City of Pomona, and Does 6 through 10.â
According to the partiesâ briefs in the Court of Appeal, plaintiffs dismissed all claims against Padilla before the federal trial.
At the time of the federal trial, high court precedent required the trial court first to decide whether Sanchez had violated Hernandezâs constitutional rights, and then to decide the immunity question. (Saucier v. Katz (2001) 533 U.S. 194, 201 [150 L.Ed.2d 272, 121 S.Ct. 2151] (Saucier).) The high court recently changed this rule, holding that trial courts may decide the immunity question before (or without) determining whether there was a constitutional violation. (Pearson v. Callahan (2009) 555 U.S. _, _-_ [172 L.Ed.2d 565, 129 S.Ct. 808, 815-822].)
Like the federal complaint, the complaint plaintiffs filed in state court indicates that they are asserting the wrongful death claim only âas to Defendants City of Pomona, and Does 6 through 10.â
Plaintiffsâ state court complaint identified Padilla as a defendant. However, because of plaintiffsâ stated intent to dismiss Padilla, the trial court limited its ruling on the demurrer to the other officers and Pomona. The parties subsequently disposed of the claim against Padilla by stipulation and the trial court, based on that stipulation, ordered entry of final judgment in favor of all defendants, including Padilla. The Court of Appealâs opinion did not mention Padilla, and stated that the only individual defendants are âthe four officers involved in the shooting.â It thus appears that Padilla is no longer a party to these proceedings.
Before discussing issue preclusion, the Court of Appeal considered whether principles of claim preclusion bar plaintiffsâ claim. In light of our conclusion, we need not consider that question.
It is true that there may be liability under section 1983 only if the acts constituting the seizure were âwillfulâ in the sense that they were not âunknowingâ or âaccidental.â (Brower v. County of Inyo (1989) 489 U.S. 593, 596 [103 L.Ed.2d 628, 109 S.Ct. 1378] (Brower).) In other words, â[violation of the Fourth Amendment requires an intentional acquisition of physical controlâ (ibid.), i.e., âa governmental termination of freedom of movement through means intentionally appliedâ (id. at p. 597, italics omitted). Consistent with these principles, the federal court here instructed the jury that it was plaintiffsâ burden to prove, among other things, that âthe acts or omissions of the defendants] were intentional.â In the federal action, plaintiffs never alleged or argued that the officersâ acts were not intentional or willful in this sense. On the contrary, in their section 1983 claim, they alleged that the shooting was âwillful.â Nothing indicates there was any evidence presented in the federal trial to suggest that the shooting was accidental. And, in granting Sanchezâs posttrial motion for judgment, the federal court expressly found that Sanchez fired because he saw Hernandez reaching toward his waistband and yelling either âI got a gunâ or âGun,â and the other officers fired because they heard the shots as they approached and assumed Sanchez was involved in a gun battle with Hernandez. Thus, the federal judgment clearly rested on findings that the officers acted reasonably, not on findings that they fired unknowingly or accidentally.
Because the Mattson court, applying claim preclusion principles, held that an earlier federal judgment barred the plaintiffâs state law claims (Mattson, supra, 106 Cal.App.3d at pp. 446-456), its discussion of issue preclusion, including the âmens reaâ required for recovery under section 1983, was dictum. Moreover, in its opinion, the court nowhere mentioned the jury instructions in the federal case or otherwise identified the legal principles the federal court
As a second reason for refusing to apply collateral estoppel, the Harris court, citing only Lucas and Mattson, stated that reasonableness âin civil rights law does not always mean reasonable conduct under negligence law. The two concepts are not the same. [Citations.]â (Harris, supra, 104 Cal.App.4th at p. 187.) As already explained, Lucas compared the reasonableness standard under state negligence law to the âdeliberate indifferenceâ standard applicable to constitutional claims based on a failure to render medical care to an inmate, not to the reasonableness standard applicable to Fourth Amendment excessive force claims. (Lucas, supra, 47 Cal.App.4th at pp. 287-288.) As also already explained, Mattson is illuminating regarding reasonableness, as opposed to immunity, only insofar as it indicates that the officerâs conduct must be intentional, as opposed to accidental or unknowing.
Moreover, given the law as declared by the Ninth Circuit Court of Appeals, which governed in the federal trial, any such finding would have been unnecessary to deciding plaintiffsâ section 1983 claim. Under Ninth Circuit law, if an officerâs use of deadly force is reasonable in light of the circumstances confronting the officer at the time of the shooting, liability under section 1983 may not be based on a finding that the officer negligently created a situation in which it was reasonable to use deadly force. (Billington v. Smith (9th Cir. 2002) 292 F.3d 1177, 1190.)
Plaintiffs base their concession on Government Code section 820.2, which states: âExcept as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exercise of the discretion vested in him, whether or not such discretion be abused.â Plaintiffsâ concession is consistent with a long line of Court of Appeal decisions. (E.g., City of Sacramento v. Superior Court (1982) 131 Cal.App.3d 395, 404 [182 Cal.Rptr. 443]; Gibson v. City of Pasadena (1978) 83 Cal.App.3d 651, 661 [148 Cal.Rptr. 68]; Sparks v. City of Compton (1976) 64 Cal.App.3d 592, 596 [134 Cal.Rptr. 684]; Bratt v. City and County of San Francisco (1975) 50 Cal.App.3d 550, 553 [123 Cal.Rptr. 774].) We have never ruled on the question, and find it unnecessary to do so here.
In relevant part, Vehicle Code section 17004 provides that â[a] public employee is not liable for civil damages on account of personal injury to or death of any person . . . resulting from the operation, in the line of duty, of an authorized emergency vehicle . . . when in the immediate pursuit of an actual or suspected violator of the law ....ââ
Government Code section 815.2, subdivision (b), states in full: âExcept as otherwise provided by statute, a public entity is not liable for an injury resulting from an act or omission of an employee of the public entity where the employee is immune from liability.â
Where a complaintâs allegations are insufficient as a matter of law, the burden of proving a reasonable possibility that an amendment can cure the defect âis squarely on the plaintiff. [Citation.]â (Blank v. Kirwan (1985) 39 Cal.3d 311, 318 [216 Cal.Rptr. 718, 703 P.2d 58].) Thus, plaintiffs must identify some legal theory or state of facts they wish to add by way of amendment that would change the legal effect of their pleading. (HFH, Ltd. v. Superior Court (1975) 15 Cal.3d 508, 513, fn. 3 [125 Cal.Rptr. 365, 542 P.2d 237].)
Plaintiffs identify nothing in the use, as opposed to the release, of the dog they claim was negligent. There was testimony during the federal trial that Luna made an announcement about his release of the dog. Plaintiffs have neither pointed to contrary evidence in the record from the federal trial nor asserted otherwise, and as already noted, their counsel stated during oral argument that the evidence that would be introduced at the trial plaintiffs now seek would be the same as the evidence introduced at the federal trial. In any event, given the conceded facts here, as set forth above, our conclusion would be the same even if Luna did not make an announcement. (Cf. Rivera, supra, 8 Cal.App.4th at pp. 1004-1008 [release and use of dog were reasonable notwithstanding officerâs decision, based on his belief the suspect was armed and his consequent desire to have the element of surprise, not to make an announcement].)
In light of our analysis and conclusion, we do not address defendantsâ claims that they owed no duty of care regarding their preshooting conduct and that they are immune under Penal Code section 196. We also do not consider the other immunity statutes discussed by amici curiae.
According to Justice Morenoâs concurring opinion, to reject plaintiffsâ preshooting negligence argument, we should say no more than that âplaintiffs have not shown in this court how