Intel Corporation v. Qualcomm Incorporated
Citation21 F.4th 784
Date Filed2021-12-28
Docket20-1664
Cited35 times
StatusPublished
Full Opinion (html_with_citations)
Case: 20-1664 Document: 103 Page: 1 Filed: 12/28/2021
United States Court of Appeals
for the Federal Circuit
______________________
INTEL CORPORATION,
Appellant
v.
QUALCOMM INCORPORATED,
Appellee
______________________
2020-1664
______________________
Appeal from the United States Patent and Trademark
Office, Patent Trial and Appeal Board in No. IPR2018-
01429.
______________________
Decided: December 28, 2021
______________________
GREGORY H. LANTIER, Wilmer Cutler Pickering Hale
and Dorr LLP, Washington, DC, argued for appellant. Also
represented by DAVID LANGDON CAVANAUGH, THOMAS
SAUNDERS; BENJAMIN S. FERNANDEZ, Denver, CO; JASON
KIPNIS, Palo Alto, CA; CRISTINA SALCEDO, Los Angeles, CA.
JONATHAN S. FRANKLIN, Norton Rose Fulbright US
LLP, Washington, DC, argued for appellee. Also repre-
sented by PETER B. SIEGAL; STEPHANIE DEBROW, EAGLE
HOWARD ROBINSON, Austin, TX; DANIEL LEVENTHAL,
RICHARD STEPHEN ZEMBEK, Houston, TX.
______________________
Case: 20-1664 Document: 103 Page: 2 Filed: 12/28/2021
2 INTEL CORPORATION v. QUALCOMM INCORPORATED
Before PROST, TARANTO, and HUGHES, Circuit Judges.
PROST, Circuit Judge.
Intel Corporation (âIntelâ) petitioned the Patent Trial
and Appeal Board (âBoardâ) for inter partes review (âIPRâ)
of various claims of U.S. Patent No. 8,229,043 (âthe
â043 patentâ), owned by Qualcomm Incorporated (âQual-
commâ). Intel proved unpatentable some (but not all) of
these claims and some (but not all) of Qualcommâs proposed
substitute claims. Now, Intel appeals the Boardâs determi-
nations regarding the surviving claims. We affirm as to the
originally challenged claims, but we vacate as to the sub-
stitute claims. We remand for further proceedings.
BACKGROUND
I
This appeal relates to radio frequency communication
systems. On the sending end of such systems, a sending
device converts a data signal (e.g., voice data) to a higher
âcarrierâ frequency for transmission over the air. On the
receiving end, a receiving device down-converts (or demod-
ulates) that signal to its original âbasebandâ frequency.
The receiver can also amplify the signal via an amplifier.
A âlow-noise amplifierâ (âLNAâ), for example, does so while
minimizing noise, which distorts the signal. âGainâ quan-
tifies the amplification a system provides, and the need for
it varies with the incoming signalâs strength.
Qualcommâs patent is about the receiving end. Enti-
tled Stepped Gain Mixer, it discloses a âmixerâ (i.e., the
component that performs demodulation) in a âreceiver
front endâ that provides âstepped gain controlâ (i.e., gain
adjustment in a stepwise manner). â043 patent col. 1
ll. 6â8. It explains that receivers with âmany fine gain
steps,â as opposed to âjust a few large gain steps,â can
âachieve a consistently high and smooth signal-to-noise ra-
tio over a large gain rangeââwhich helps them keep pace
with the âhigher data ratesâ of newer systems on the
Case: 20-1664 Document: 103 Page: 3 Filed: 12/28/2021
INTEL CORPORATION v. QUALCOMM INCORPORATED 3
sending end. Id.at col. 1 ll. 21â27, 54â57. Pursuing that benefit, therefore, the patent uses âmultiple gain states.âId.
at col. 2 ll. 9â12.
Take the example pictured below (Qualcommâs annota-
tion of â043 patent Fig. 2). Antenna 16 receives radio fre-
quency input signal 32, which is amplified by one of three
LNAs 17â19 and then (annotated in red) proceeds to tran-
sistors 39 and 40 of stepped gain mixer 38. The mixer de-
modulates this carrier signal by processing it with local
oscillator signal 36. The signal ultimately emerges as base-
band signal 84. Notably, switches 41 and 42 can alter the
gain. Closing switch 41 (forming a connection) and opening
switch 42 (breaking a connection) increases gain, as the
transistor outputs (green and blue) add to make a higher-
amplitude baseband signal (yellow):
J.A. 3697. Things change if the switchesâ states are
swapped. Then, green goes to ground while blue becomes
the baseband:
Case: 20-1664 Document: 103 Page: 4 Filed: 12/28/2021
4 INTEL CORPORATION v. QUALCOMM INCORPORATED
J.A. 3698. Thus, toggling âtwo mixer gain modes for each
of three amplifier gain modesâ translates to âsix gain
states.â Id. at col. 7 ll. 24â26.
II
Intel petitioned for IPR identifying itself and its cus-
tomer Apple, Inc. (âAppleâ) as real parties-in-interest. Intel
Corp. v. Qualcomm Inc., No. IPR2018-01429, 2020 WL
573274, at *1 (P.T.A.B. Jan. 30, 2020) (âFinal Written De- cisionâ). It advanced three unpatentability grounds: that claims 1, 17, 19, and 21 were anticipated by Der 1; that claims 2, 3, and 7 were obvious in view of Der and Razavi 2; and that claims 1â3, 6, 7, 17â19, and 21 were obvious in view of Der and Valla. 3Id. at *3
. Intel prevailed on claims 1â3 and 7 but not claims 6, 17â19, and 21.Id. at *30
. Granting in part Qualcommâs motion to amend, the
Board replaced claims 2, 3, and 7 with substitute claims 27,
1 Lawrence Der & Behzad Razavi, A 2-GHz CMOS
Image-Reject Receiver with LMS Calibration, 38(2) IEEE J.
Solid-State Circuits 167 (2003).
2 Behzad Razavi, Rf Microelectronics (1998).
3 Valla et al., A 72-mW CMOS 802.11a Direct Con-
version Front-End With 3.5-dB NF and 200-KhZ 1/f Noise
Corner, 40(4) IEEE J. Solid-State Circuits 970 (2005).
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INTEL CORPORATION v. QUALCOMM INCORPORATED 5
28, and 31 after disagreeing that these claims were obvious
in view of Der, Razavi, and Burgener. 4 Id. at *28, *30.
After Intel appealed, Qualcomm moved to dismiss for
lack of standing. We denied that motion and directed the
parties to address standing in their briefs. 5 We have juris-
diction over final Board decisions under 28 U.S.C.
§ 1295(a)(4)(A). As discussed below, Intel has standing to
invoke that jurisdiction.
DISCUSSION
I
Before proceeding to the merits, we address the thresh-
old question of our jurisdiction. We are limited to deciding
âcasesâ and âcontroversies.â U.S. CONST. art. III, § 2. This
âfundamental limitationâ is reflected in the Article III
standing requirement. Summers v. Earth Island Inst.,
555 U.S. 488, 493(2009). Although ânot necessarily a re- quirement to appear before an administrative agency,â it âkicks in when a party seeks review in a federal court.â Ap- ple Inc. v. Qualcomm Inc.,17 F.4th 1131
, 1135â36 (Fed. Cir. 2021) (cleaned up). That party must demon- strate: (1) an âinjury in factâ (2) âfairly traceableâ to the de- fendantâs challenged conduct and (3) âlikely to be redressed by a favorable judicial decision.â Spokeo, Inc. v. Robins,578 U.S. 330, 338
(2016).
Relevant here, an injury in fact must be âconcrete and
particularized and actual or imminent, not conjectural or
hypothetical.â Id. at 339 (cleaned up). Thatâs generally so
when an IPR petitioner âhas engaged in, is engaging in, or
will likely engage in activity that would give rise to a pos-
sible infringement suit.â Grit Energy Sols., LLC v. Oren
4 U.S. Patent No. 6,804,502.
5 We also denied Appleâs motions to intervene and to
participate as amicus curiae.
Case: 20-1664 Document: 103 Page: 6 Filed: 12/28/2021
6 INTEL CORPORATION v. QUALCOMM INCORPORATED
Techs., LLC, 957 F.3d 1309, 1319(Fed. Cir. 2020) (cleaned up). The appellant in Grit, for instance, engaged in acts that not only could have but âdid give rise to an infringe- ment suitââa suit dismissed without prejudice, leaving the patentee âfree to reassert those infringement claims.âId. at 1320
. Intelâs predicament here is similar. Although Qualcomm didnât sue Intel for infringement, Qualcomm has not disputed that it mapped the â043 patent claims to an Intel product (and only an Intel product) in a prior suit against Apple. See Appellantâs Br. 46; J.A. 4713â65; J.A. 4794â96; Intelâs Response to Qualcommâs Motion to Dismiss, ECF No. 40 at 5 (and cited exhibits)). Like in Grit, therefore, Intelâs acts âdid give rise to an infringement suit.â957 F.3d at 1320
. In Intelâs words, Qualcomm âal-
ready has engaged in litigation involving that technology
and this patent.â Reply Br. 29.
It is of no moment that the suit wasnât against Intel, as
Intel âneed not face a specific threat of infringement.â Grit,
957 F.3d at 1319(cleaned up). Nor does it matter that the suit settled in 2019. See J.A. 4594â95. True, such settle- ments can deprive parties of standing. E.g., Apple, 17 F.4th at 1134; Apple Inc. v. Qualcomm Inc.,992 F.3d 1378, 1385
(Fed. Cir. 2021). But Intel isnât a party to this one. In contrast, Intel was informed that âQualcomm is not offering a covenant not to sue.â J.A. 4713. Although that refusal isnât on its own âsufficient to create an actual con- troversy,â Prasco, LLC v. Medicis Pharm. Corp.,537 F.3d 1329, 1341
(Fed. Cir. 2008), it reinforces the analogy to Grit, where the patentee declined to stipulate that it would not reassert its previous infringement allegations,957 F.3d at 1320
n.3.
Moreover, Intel represents that it continues to sell the
relevant products to Apple and at least one other customer,
and that in doing so it must âaddress[] the â043 patent and
the risk of an infringement suit by Qualcomm.â
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INTEL CORPORATION v. QUALCOMM INCORPORATED 7
J.A. 4794â96; see J.A. 4785. 6 Because Intelâs risks trans-
cend mere conjecture or hypothesis, see Spokeo, 578 U.S.
at 339, we conclude that Intel has standing. See also Intel
Corp. v. Qualcomm Inc., No. 20-1828, slip op. at 9â10
(Fed. Cir. Dec. 28, 2021).
II
On to the merits. We start with the partiesâ dispute
over the proper construction of the phrase âradio frequency
input signalâ in â043 patent claims 17, 19, and 21. Before
the Board, Intel said this phrase âshould take its ordinary
meaning of an input signal having a radio frequency.â Fi-
nal Written Decision, at *7. Qualcomm disagreed, arguing
that a skilled artisan reading the patent would have un-
derstood the phrase to reference the radio frequency signal
that is received before down-conversion: âa signal centered
at a carrier frequency at which the signal was transmit-
ted/received.â Id. at *6.
The upshot is that Intelâs proposal (and not Qual-
commâs) covers a signal called the intermediate frequency
(âIFâ) signal in the two-stage âsuper heterodyneâ architec-
ture of prior-art reference Der. Unlike the one-stage âho-
modyneâ architecture disclosed in the â043 patent, receivers
in super heterodyne architectures like Der demodulate a
carrier signal in two stages: first to that IF signal, and then
to baseband. Adopting Qualcommâs proposal, the Board de-
termined that Der didnât anticipate claims 17, 19, and 21.
Id. at *15.
âWe review claim construction based on intrinsic evi-
dence de novo and review any findings of fact regarding ex-
trinsic evidence for clear error.â SpeedTrack, Inc. v.
6 Given Intelâs past and ongoing acts, Appleâs 2019
acquisition of âthe majority of Intelâs smartphone modem
businessâ also doesnât negate Intelâs standing. See
J.A. 4597â607.
Case: 20-1664 Document: 103 Page: 8 Filed: 12/28/2021
8 INTEL CORPORATION v. QUALCOMM INCORPORATED
Amazon.com, Inc., 998 F.3d 1373, 1378(Fed. Cir. 2021) (cit- ing Teva Pharms. USA, Inc. v. Sandoz, Inc.,574 U.S. 318
,
331â32 (2015)). Applying the âbroadest reasonable inter-
pretationâ standard, 7 we affirm the Boardâs construction.
Claim terms are generally accorded their ordinary
meaningâthat is, their meaning to a skilled artisan at the
time of the invention. Phillips v. AWH Corp., 415 F.3d
1303, 1312â13 (Fed. Cir. 2005) (en banc). This approach âprovides an objective baselineâ for our inquiry.Id. at 1313
. To that end, we consult the sources available to such artisans, including âthe words of the claims them- selves, the remainder of the specification, the prosecution history, and extrinsic evidence concerning relevant scien- tific principles, the meaning of technical terms, and the state of the art.âId.
at 1314 (quoting Innova/Pure Water, Inc. v. Safari Water Filtration Sys., Inc.,381 F.3d 1111, 1116
(Fed. Cir. 2004)). âImportantly,â skilled artisans are âdeemed to read the claim term . . . in the context of the entire patent.â Id. at 1313. Even when seeking the âbroad- est reasonable construction in light of the specification,â37 C.F.R. § 42.100
(b) (2017), we still give words âtheir plain meaningâ unless âinconsistent with the specification and prosecution history.â Arista Networks, Inc. v. Cisco Sys., Inc.,908 F.3d 792
, 796â98 (Fed. Cir. 2018) (rejecting con- struction as âoverly broad, even under the broadest reason- able interpretation standardâ). âAbove all, the broadest reasonable interpretation must be reasonable in light of the claims and specification.â PPC Broadband, Inc. v. Corning Optical Commcâns RF, LLC,815 F.3d 747, 755
(Fed. Cir.
2016).
Considering the disputed phrase âradio frequency in-
put signalâ in a vacuum, both proposals have some appeal.
7 Although that standard applies in this case, it has
been superseded by the standard âused to construe the
claim[s] in a civil action.â 37 C.F.R. § 42.100(b) (2018). Case: 20-1664 Document: 103 Page: 9 Filed: 12/28/2021 INTEL CORPORATION v. QUALCOMM INCORPORATED 9 From that vantage, itâs plausible that the disputed phrase equals the sum of its parts as Intel contendsâa âsignalâ that is âwithin the range defined as the radio frequency spectrumâ and is an âinput to a circuit or component re- ceiver part.â E.g., Appellantâs Br. 25. But the phrase could just as easily mean something more specific, referring to a particular signal in the receiving process, as Qualcomm contends. Even without considering the surrounding claim language or the rest of the patent document, we note that it is not always appropriate to break down a phrase and give it an interpretation that is merely the sum of its parts. See FCC v. AT&T Inc.,562 U.S. 397, 406
(2011) (rejecting interpretation of âpersonal privacyâ as âsimply the sum of its two wordsâ). In any event, and decisively, our inquiry is not limited to an analysis of the phrase in isolation. See, e.g., Hockerson-Halberstadt, Inc. v. Converse Inc.,183 F.3d 1369, 1374
(Fed. Cir. 1999) (âProper claim construction . . . demands interpretation of the entire claim in context, not a single element in isolation.â). â[A] term can be defined only in a way that comports with the instrument as a whole.â Markman v. Westview Instruments, Inc.,517 U.S. 370, 389
(1996).
We therefore continue by examining the surrounding
claim language. Phillips, 415 F.3d at 1314. Claim 17 below
(emphasis added) has a tripartite structure: it describes
(a) the signal received, (b) the signal output, and (c) the
switching functionality:
17. A method comprising:
(a) receiving a radio frequency input signal onto a
source lead of a first transistor and onto a source
lead of a second transistor;
(b) outputting a baseband signal from a drain lead
of the first transistor, wherein the baseband signal
has a current with a magnitude; and
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10 INTEL CORPORATION v. QUALCOMM INCORPORATED
(c) increasing the magnitude of the current of the
baseband signal by coupling the drain lead of the
first transistor to a drain lead of the second tran-
sistor, wherein the drain lead of the first transistor
is coupled to the drain lead of the second transistor
by closing a switch that is coupled to both the drain
lead of the first transistor and the drain lead of the
second transistor.
This language points in favor of Qualcommâs reading
adopted by the Board. First, if the âradio frequency input
signalâ refers to just any radio frequency signal that is an
input, then the word âinputâ makes no contribution to the
claim. Omitting it would change nothing, given the mixerâs
âreceivingâ of the signal âonto a source lead.â See Antonin
Scalia & Bryan A. Garner, Reading Law 176 (2012) (âBe-
cause legal drafters should not include words that have no
effect, courts avoid a reading that renders some words al-
together redundant.â); see also Intel, No. 20-1828, slip op.
at 13 (collecting cases). Second, part (a) of the claim doesnât
strictly parallel part (b), raising the question why part (a)
doesnât instead say âinputting a radio frequency signalâ if
indeed âa radio frequency input signalâ is just a radio fre-
quency signal that is input. These linguistic clues suggest
that âradio frequency input signal,â to the relevant audi-
ence, refers to the signal entering the device as a whole, not
(as Intel proposes) to any radio frequency signal entering
any component.
The specification provides further support for the
Boardâs reading. It consistently and repeatedly uses âradio
frequency input signalâ to reference the carrier frequency
signal received at the antenna, amplified by the low-noise
amplifiers, and received at the mixerâs transistors for direct
down-conversion to baseband. For example, Figure 2 (see
annotated versions above) shows a signal 32 thatâs received
at antenna 16 and that, Qualcomm has not disputed, is the
carrier frequency signal sent over the air. Indeed, the pa-
tent in the context of Figure 1 expressly calls signal 32 âthe
Case: 20-1664 Document: 103 Page: 11 Filed: 12/28/2021
INTEL CORPORATION v. QUALCOMM INCORPORATED 11
carrier signalâ that is âdownconvert[ed]â to âbaseband.â Id.at col. 5 ll. 43â58. 8 And then in its subsequent discussion of Figure 2, the patent explains that â[r]adio frequency in- put signal 32 is amplified by LNAs 17â19 and then received onto the source leads of transistors 39â40,â after which point âa baseband signal current 84 is output from the drain lead [of the] first transistor 39.âId.
at col. 10 l. 64âcol. 11 l. 8 (emphasis added); see alsoid.
at col. 3 ll. 52â58 (similar);id.
at col. 3 ll. 18â30 (similar). That dis- cussion also references and parallels the flowchart of Fig- ure 11, which as its first step recites âreceive a radio frequency input signal onto a source lead of a first transis- tor and onto a source lead of a second transistorâ followed by direct down-conversion of that signal to baseband.Id.
at Fig. 11 (capitalization normalized). We find this con-
sistency compelling.
Intel objects that the Boardâs construction limits the or-
dinary meaning of the claims to the patentâs embodiments,
an approach weâve âexpressly rejected.â Info-Hold, Inc. v.
Applied Media Techs. Corp., 783 F.3d 1262, 1267 (Fed. Cir.
2015). Just because the patent doesnât âspecifically use the
term âRF input signalâ to describe the input into a second-
stage mixing circuit,â Intel says, that doesnât limit the pa-
tent âto homodyne receiver architecturesâ and exclude âsu-
per heterodyneâ ones. Appellantâs Br. 26â27. But this
presupposes the point it purports to prove. It takes for
granted that Intel has the ordinary meaning right. In this
case, however, the question is what the contextually correct
meaning is, not whether anything affirmatively limits an
undisputed ordinary meaning.
8 Elsewhere, the patent also suggests that the inven-
tion could be used in reverse to âmodulate baseband dataâ
up to a radio frequency signal âtransmitted from the wire-
less deviceâ (i.e., a carrier signal). â043 patent col. 11
ll. 56â61 (emphasis added).
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12 INTEL CORPORATION v. QUALCOMM INCORPORATED
And although the patent doesnât disclose any super het-
erodyne embodiments, it does (once) mention intermediate
frequencies in a way that favors the Boardâs construction.
As background, it states: âReceivers for wireless communi-
cation systems typically require low noise amplifiers
(LNAs) followed by double-balanced mixers to pre-amplify
incoming signals and to down-convert those signals to an
appropriate intermediate frequency (IF) or baseband fre-
quency.â â043 patent col. 1 ll. 11â15. This statement
doesnât describe an intermediate frequency as a species of
âradio frequency input signal.â Rather, it uses a distinct
label, âintermediate frequency (IF).â Generally speaking,
â[a] word or phrase is presumed to bear the same meaning
throughout a text; a material variation in terms suggests a
variation in meaning.â Scalia & Garner, supra, at 170; see
PPC, 815 F.3d at 752 (noting this canon is âemployed in
both statutory interpretation and claim constructionâ).
Here we discern such a material variation, suggesting that
âintermediate frequency (IF)â means something different
from âradio frequency input signal.â
Further, beyond indicating a material variation in
terms, the structure of the patentâs âIFâ passage also hints
that an intermediate frequency isnât covered by the claimed
âradio frequency input signal.â By describing both the âin-
termediate frequency (IF)âand the âbaseband frequencyâ as
results of down-converting âincomingâ signals, the passage
parallels the claimâs structureâwhich reflects âreceivingâ
an incoming âradio frequency input signalâ and outputting
the result of down-conversion: a âbaseband signal.â Id.
at claim17. As Intelâs counsel observed, the claim structure
âjuxtapos[es]â the âradio frequency input signalâ with the
âbaseband.â Oral Arg. at 2:30â50, No. 20-1664. 9 There-
fore, although the passage may not explicitly distinguish
9 https://oralarguments.cafc.uscourts.gov/de-
fault.aspx?fl=20-1664_10072021.mp3.
Case: 20-1664 Document: 103 Page: 13 Filed: 12/28/2021
INTEL CORPORATION v. QUALCOMM INCORPORATED 13
IF from RF, see Oral Arg. at 30:15â32:37; Final Written De-
cision, at *7, it treats intermediate frequencies as akin to
baseband signalsâwhich map to the âoutputtingâ phrase
of part (b) rather than the âradio frequency input signalâ of
part (a).
Indeed, this framing illuminates how, rather than be-
ing limited to homodyne architectures as Intel suggests,
the Boardâs construction can indeed cover super hetero-
dyne architectures. The first stage would âreceiv[e]â a âra-
dio frequency input signalâ that, per the Boardâs
construction, is centered at a carrier frequency, and the
second stage would âoutput[]â a baseband signal. Id.at claim 17. In between would be the work of down-conver- sion, first to an intermediate frequency and then to the âoutput[]â baseband signal of the claim.Id.
The effect of
the Boardâs construction is not, therefore, that all super
heterodyne architectures are excluded, but more modestly
that the intermediate signal of such an architecture simply
isnât the âradio frequency input signalâ of the claims.
In sum, while Intelâs interpretation may have superfi-
cial appeal, Qualcommâs better reflects the usage of âradio
frequency input signalâ in the intrinsic record. It prevents
the word âinputâ from being redundant in the claim and
comports with the claimâs tripartite structure. And it re-
flects the specificationâs repeated use of the disputed
phrase to reference incoming carrier signals before down-
conversion. See Arista, 908 F.3d at 798 (construing âbroad-
castâ to mean âa transmission to one or more devices using
a multicast addressâ based on âthe specificationâs con-
sistent focus on broadcasting via a multicast addressâ). Be-
cause the Boardâs construction gives effect to the
contextually appropriate meaning of âradio frequency in-
put signal,â we affirm it.
III
Next we turn to obviousness, addressing first the orig-
inally challenged claims and second the substitute claims.
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14 INTEL CORPORATION v. QUALCOMM INCORPORATED
The ultimate judgment of obviousness under 35 U.S.C.
§ 103is a legal determination based on underlying factual inquiries. â[T]he scope and content of the prior art are to be determined; differences between the prior art and the claims at issue are to be ascertained; and the level of ordi- nary skill in the pertinent art resolved.â Graham v. John Deere Co. of Kan. City,383 U.S. 1, 17
(1966). Also, â[s]uch secondary considerations as commercial success, long felt but unsolved needs, failure of others, etc., might be utilized to give light to the circumstances surrounding the origin of the subject matter sought to be patented.âId.
at 17â18.
In cases where âthe question is whether a patent claim-
ing the combination of elements of prior art is obvious,â âit
can be important to identify a reason that would have
prompted a person of ordinary skill in the relevant field to
combine the elements in the way the claimed new inven-
tion does.â KSR Intâl Co. v. Teleflex Inc., 550 U.S. 398, 417â18 (2007). That, too, is a factual inquiry. ZUP, LLC v. Nash Mfg., Inc.,896 F.3d 1365, 1371
(Fed. Cir. 2018). We review the Boardâs factual findings for substantial evi- dence and its legal conclusions de novo. Donner Tech., LLC v. Pro Stage Gear, LLC,979 F.3d 1353, 1358
(Fed. Cir.
2020).
Both obviousness issues on appeal involve âwhether
there was an apparent reason to combineâ the prior-art el-
ements. KSR, 550 U.S. at 418. In KSR (decided over 10 years ago now), the Supreme Court rejected the âteaching, suggestion, or motivationâ (âTSMâ) test that we inherited from our predecessor court.Id. at 407, 418
. Under that test, âa patent claim [was] only proved obvious if some mo- tivation or suggestion to combine the prior art teachings [could] be found in the prior art, the nature of the problem, or the knowledge of a person having ordinary skill in the art.âId. at 407
(cleaned up). The Court acknowledged that the TSM test âcaptured a helpful insightâ by addressing the intuition that âa patent composed of several elements is not proved obvious merely by demonstrating that each of its Case: 20-1664 Document: 103 Page: 15 Filed: 12/28/2021 INTEL CORPORATION v. QUALCOMM INCORPORATED 15 elements was, independently, known in the prior art.âId. at 418
. âHelpful insights, however, need not become rigid and mandatory formulas.âId. at 419
. Therefore, the Court instead adopted an âexpansive and flexible approach.âId. at 415
. No longer would â[t]he obviousness analysis . . . be confined by a formalistic conception of the words teaching, suggestion, and motivation, or by overemphasis on the im- portance of published articles and the explicit content of issued patents.âId. at 419
.
We assess Intelâs challenges to the Boardâs obviousness
determinations under the principles in KSR. We reject the
first, (A) that the Board didnât satisfactorily explain why a
skilled artisan would not have combined Der with Valla.
We accept the second, (B) that a skilled artisan would have
had reason to combine Burgener with Der, because the
Boardâs decision rejecting that rationale is not supported
by substantial evidence.
A
We begin with the Boardâs determination that Intel
didnât prove claims 6, 17â19, and 21 were obvious in light
of Der and Valla (nor, for the same reason, substitute
claims 27, 28, and 31 in light of Der, Valla, and Burgener).
Before the Board, Intel argued that a skilled artisan
would have âmodified Valla to include two parallel passive
mixers having outputs coupled by a gain control block con-
sisting of switches . . . to achieve the advantages of Der and
Valla.â Final Written Decision, at *19. Qualcomm disa-
greed, reasoning that âthe transistors from Der would im-
pair the low impedance that Valla seeks for its amplifier.â
Id. at *20. The Board agreed with Qualcomm. As the
Board explained, âValla discusses the importance of a pas-
sive mixer with a âlow impedanceâ loadâ for obtaining the
systemâs benefits, calling this a âkey feature.â Id. at *21.
Along the way, it rejected Intelâs riposte: that in âtriode
modeâ Derâs transistors âwould have very low impedance
Case: 20-1664 Document: 103 Page: 16 Filed: 12/28/2021
16 INTEL CORPORATION v. QUALCOMM INCORPORATED
and would have no adverse impactâ on Vallaâs circuit. Id.
at *20 (quoting J.A. 1834 ¶ 61).
On appeal, Intel doesnât argue that the Boardâs deter-
mination lacks substantial-evidence support. 10 Rather, it
says the Board didnât âapply the proper mode of legal anal-
ysis [of] weigh[ing] the putative disadvantage . . . against
the combinationâs undisputed benefits.â Reply Br. 18. As
an initial matter, we agree that âsimultaneous advantages
and disadvantages . . . do[] not necessarily obviate motiva-
tion to combine.â Medichem, S.A. v. Rolabo, S.L., 437 F.3d
1157, 1165 (Fed. Cir. 2006). In KSR itself, for example, ev-
idence indicating that a prior-art product was âbulky, com-
plex, and expensiveâ wasnât on its own enough to dismiss it
as âtoo flawed to upgrade.â 550 U.S. at 425â26. But here
we conclude the Boardâs analysis is adequate, applying the
proper standard.
Specifically, the Board noted that Intelâs expert didnât
disagree with Qualcommâs expert as to what would happen
in the non-triode modes. Final Written Decision, at *21â22.
The thrust of both expertsâ testimony, the Board explained,
is that âalthough there are some conditions . . . that result
in Derâs transistor M9 operating in the triode mode . . . over
most of the operating conditions the transistor is in a dif-
ferent mode.â Id. at *22. Therefore, the Board concluded,
a skilled artisan would have lacked motivation to combine
Valla with Der because that âwould impair Vallaâs need for
low impedance during the majority of operation.â Id. (em-
phasis added). On this record, weâre satisfied that the
Board weighed the competing evidence regarding the
10 Oral Arg. at 14:06â32 (Q: âSo youâre not making a
substantial-evidence challenge?â A: âNo your Honor, weâre
not.â); Oral Arg. at 15:34â49 (Q: âSo, just to be clear, if we
donât find that the Board applied the incorrect legal test for
obviousness, youâre not saying their conclusion lacks sub-
stantial evidence?â A: âThat is correct, your Honor.â).
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INTEL CORPORATION v. QUALCOMM INCORPORATED 17
relevant tradeoffs and concluded, based on the stated im-
portance of low impedance as âkeyâ to Valla, that negating
this benefit during âthe majority of the operationâ would
have outweighed any reason to combine. 11
B
Last, we conclude that substantial evidence does not
support the Boardâs determination that a skilled artisan
would have lacked reason to combine Der with Burgener
(in the Der-Burgener-Razavi combination) to achieve sub-
stitute claims 27, 28, and 31. Those claims depend on sub-
stitute claim 26, which adds a single limitation to claim 1
(additions italicized; deletions bracketed):
26. (Proposed Substitute for Claim 1) A device com-
prising:
(a) an amplifier having an output lead;
(b) a first transistor having a source lead, a drain
lead and a gate lead;
(c) a second transistor having a source lead, a drain
lead and a gate lead, wherein the output lead of the
amplifier is coupled to the source lead of the first
11 The Board also said Intel relied âat least in part[]
on impermissible hindsightâ because it âprovide[d] no sup-
portâwhether from Valla, Der, or some other sourceâ for a
benefit also identified in the patent. Final Written Deci-
sion, at *22. Weâre skeptical that this necessarily trans-
lates to hindsight. Thereâs another possibility: that
without âseek[ing] out precise teachings,â Intel merely took
âaccount of the inferences and creative stepsâ a skilled ar-
tisan would employ. KSR, 550 U.S. at 418. At any rate,
Intel doesnât press a substantial-evidence challenge (see
above), so we affirm the Boardâs Der-Valla determination.
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18 INTEL CORPORATION v. QUALCOMM INCORPORATED
transistor and to the source lead of the second tran-
sistor; [[and]]
(d) a first switch, wherein the drain lead of the first
transistor is coupled to the drain lead of the second
transistor through the first switch when the first
switch is closed, and wherein an oscillating signal
is present on the gate lead of the first transistor
and on the gate lead of the second transistor; and
(e) a second switch, wherein the drain lead of the
second transistor is coupled to ground through the
second switch when the second switch is closed.
J.A. 3763 (alterations in original).
Intel relied on Burgener to disclose this added limita-
tion. Burgener describes as background a âprior art
switchâ that includes âa switching transistorâ and âa shunt-
ing transistor.â J.A. 1873. Via that switch, Burgener
states, âRF signals are either routed from an RF input
nodeâ to âan RF output node,â or else are âshunted to
ground through the shunting transistor M2 7.â J.A. 1873.
From there, Intel argued that a skilled artisan would have
had reason to combine Burgenerâs switch with Derâs re-
ceiver architecture (and the teachings of Razavi)ârender-
ing these substitute claims unpatentable. Intelâs asserted
rationale proceeds in two steps. First, a skilled artisan
would have sought to improve energy efficiency by turning
off a portion of Derâs circuit when not in use. Second, doing
so would have triggered a known problem to which Bur-
generâs switch was a predictable solution.
The Board disagreed for three reasons: (1) that Intelâs
energy-efficiency theory was too generic, (2) that Burgener
described the switch as prior art with shortcomings, and
(3) that the combination would render Der unsuitable for
its intended purpose. Under applicable legal principles,
none of the Boardâs reasons are supported by substantial
evidence.
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INTEL CORPORATION v. QUALCOMM INCORPORATED 19
1
First, we evaluate whether substantial evidence sup-
ports the Boardâs conclusion that Intelâs energy-efficiency
rationale was deficient because, in the Boardâs view, it was
ânothing more than a generic reason to make something
betterâ and â[i]ncreasing energy efficiency is no more than
a generic concern that exists in many, if not all, electronic
devices.â Final Written Decision, at *27 (emphasis added).
For support, the Board looked to ActiveVideo Networks,
Inc. v. Verizon Communications, Inc., in which we rejected
a rationale premised on the following testimony:
The motivation to combine would be because you
wanted to build something better. You wanted a
system that was more efficient, cheaper, or you
wanted a system that had more features, makes it
more attractive to your customers, because by com-
bining these two things you could do something
new that [you] hadnât been able to do before.
694 F.3d 1312, 1328(Fed. Cir. 2012). That decision, how- ever, didnât denounce energy efficiency as per se insuffi- cient as the Boardâs decision suggests. Such a rationale is not inherently suspect merely because itâs generic in the sense of having broad applicability or appeal. Quite the opposite. Even before KSR, we held that because such im- provements are âtechnology-independent,â âuniversal,â and âeven common-sensical,â âthere exists in these situations a motivation to combine prior art references even absent any hint of suggestion in the references themselves.â DyStar Textilfarben GmbH v. C.H. Patrick Co.,464 F.3d 1356, 1368
(Fed. Cir. 2006) (emphasis added) (referencing an âimplicit motivation to combineâ to make a device âmore de- sirable, for example because it is stronger, cheaper, cleaner, faster, lighter, smaller, more durable, or more ef- ficientâ); see KSR,550 U.S. at 421
(quoting DyStar,464 F.3d at 1367
).
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20 INTEL CORPORATION v. QUALCOMM INCORPORATED
Of course, âgenericâ might also have a different sense:
conclusory. Certainly, â[c]onclusory expert testimony does
not qualify as substantial evidence,â TQ Delta, LLC v.
Cisco Sys., Inc., 942 F.3d 1352, 1358â59 (Fed. Cir. 2019), as demonstrated in ActiveVideo. But unlike ActiveVideo, this isnât a case âwhere the motivation of increased effi- ciency is asserted so generically as to be legally insuffi- cient.â Huawei Techs. Co. v. Iancu,813 F. Appâx 505
, 510 (Fed. Cir. 2020) (describing ActiveVideo). The testimony in ActiveVideo bore âno relation to any specific combination of prior art elements . . . from specific referencesâ and didnât explain why a skilled artisan would have combined them âin the way the claimed invention does,â694 F.3d at 1328
,
but here Intelâs expert indicated precisely how and why a
skilled artisan would have combined the references.
Recall that Der has a super heterodyne architecture.
Derâs second stage âemploys two parallel mixers . . . a main
mixer and a variable-gain mixer,â along with âa gain con-
trol circuit at the output of the variable-gain mixer.â Ap-
pelleeâs Br. 42 (cleaned up). According to Intelâs expert, a
skilled artisan âwould have recognized that, in cases where
gain control is not required (e.g. when the gain of the âmain
mixerâ alone is sufficient), it would have been advantageous
to disable the variable-gain mixer to save power.â
J.A. 1840 ¶ 70 (capitalization normalized). Specifically,
such an artisan âwould have combined the mixer circuit of
Der Figure 9(b) with the shunt transistor M2 7 of
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INTEL CORPORATION v. QUALCOMM INCORPORATED 21
Burgener,â as shown in Intelâs annotated Figure 9(b) below
(which incorporates Burgenerâs switches into Derâs circuit):
J.A. 3802. As Intelâs expert explained, âone way to disable
the variable-gain mixer in Der would be to turn off transis-
tor switches M7-M10 to shut off the input signal into the
gain control circuit, by setting Derâs VG+ and VG- to a low
voltage (e.g. 0V).â Id. (capitalization normalized and em-
phasis omitted). This explanation for the how isnât re-
motely conclusory. J.A. 1840 ¶ 70.
Nor is Intelâs explanation for the why. For one thing,
Intelâs expert pointed out that Der expressly highlights
power consumption as a consideration. J.A. 1840 ¶ 70 (cit-
ing J.A. 1178 (quantifying power consumption)). For an-
other, Intelâs expert explained that the idea of âdisabl[ing]
the variable-gain mixer to save powerâ flows directly from
the observation that the variable-gain mixer isnât always
needed. J.A. 1840 ¶ 70 (capitalization normalized). That,
in turn, follows from Derâs statement that the âgain-control
circuit . . . can add, subtract, or null signal currents from
the variable-gain mixer.â J.A. 1840 ¶ 70 (quoting J.A. 1182
(emphasis added)). In Intelâs words, âthe gain-control cir-
cuit will block all, some, or none of the output signal cur-
rent from the variable-gain mixer, whichever is
appropriate to achieve the desired level of gain.â Appel-
lantâs Br. 10. Consistent with that observation, Qual-
commâs expert acknowledged at least one scenario in which
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22 INTEL CORPORATION v. QUALCOMM INCORPORATED
âthe output of the variable gain mixer would not contribute
anything to the output.â J.A. 1909â10. And if that werenât
enough, Der expressly contemplates the idea of turning off
unused circuits. As Intel noted to the Board, âalthough Der
does not expressly describe turning off the variable gain
mixer, it does describe turning off the calibration circuit.â
Final Written Decision, at *26.
The facts of KSR are instructive here. The patent in
KSR claimed a design for an adjustable pedal with an elec-
tronic sensor mounted on its fixed pivot point. 550 U.S.
at 425. This, the Court concluded, was an obvious improve- ment to a prior-art adjustable pedal (disclosed in the Asano reference) with a sensor (like those disclosed in other ref- erences).Id.
at 425â26. Just as KSR examined whether a skilled artisan âwould have seen a benefit to upgrading As- ano with a sensor,â Intel argued that a skilled artisan would have âseen a benefitâ to upgrading Der with Bur- generâs switch.Id. at 424
. Intel explained that doing so would improve energy efficiency for situations in which the variable-gain mixer is not in use. Far from being conclu- sory, Intel âfit the teachings of multiple patents together like pieces of a puzzle.âId. at 420
. The Boardâs critique of
this rationale as impermissibly âgenericâ is not supported
by substantial evidence.
2
The Boardâs second complaint about Intelâs rationale is
that it relied on the prior-art switch described as back-
ground in Burgener, which Burgener criticizes and pur-
ports to improve. Under the applicable legal standard,
substantial evidence does not support rejecting Intelâs ra-
tionale on this ground.
Before the Board, Intel argued that a skilled artisan
would have used Burgenerâs prior-art switch to solve a
known problemâthe âfeedthrough problemââthat was an
expected negative consequence of disabling Derâs variable-
gain mixer. As Intelâs expert explained, âdue to the finite
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INTEL CORPORATION v. QUALCOMM INCORPORATED 23
isolation of the transistor switches M7-M10, even when
those transistors are off, some of the local oscillator (âLOâ)
signal (applied to the gates of transistors M3A-M6A) would
still feed through and appear at the output of the variable-
gain mixer, degrading the signal quality.â J.A. 1840 ¶ 70
(capitalization normalized). Using the prior-art switch of
Burgener, with its âshunting transistor,â Intelâs expert ex-
plained, would âallow for improved signal quality . . . by
shunting any LO feedthrough current to ground.â
J.A. 1840 ¶ 71. Intelâs expert opined, accordingly, that this
combination âwould have involved nothing more than use
of a known technique (adding a shunt switch to an RF
switch) to improve a similar device (e.g., the overall mixer
of Der) in the same way (providing a shunt path to ground
to improve isolation).â J.A. 1840 ¶ 72.
Here again, KSR is our guide. In KSR, a key question
was âwhere to attach the sensorâ to Asanoâs pedalâspecif-
ically, whether a skilled artisan âstarting with Asano
would have found it obvious to put the sensor on a fixed
pivot point.â 550 U.S. at 424â25. One prior-art reference
taught âputting the sensor on the pedal device.â Id. at 425. Another (Smith) taught putting it ânot on the pedalâs foot- pad but instead on its support structure,â and a third (Rixon) noted that a âwire-chafingâ problem arises when placing a sensor on a moving part of a pedal.Id.
From this constellation of references, a skilled artisan âwould know to place the sensor on a nonmoving part of the pedal struc- tureâ and that â[t]he most obvious nonmoving point on the structure from which a sensor can easily detect the pedalâs position is a pivot pointâ like the one in Asanoâarriving at the claimed invention.Id.
Just as the known wire-chafing problem in KSR had an
obvious solution (placing the sensor on a nonmoving point),
so too here undisputed evidence shows that incorporating
Burgenerâs switch was an âobvious solutionâ to the âknown
[feedthrough] problem.â Id. at 420; see generally J.A. 1873 (Burgener discussing feedthrough problem and shunting Case: 20-1664 Document: 103 Page: 24 Filed: 12/28/2021 24 INTEL CORPORATION v. QUALCOMM INCORPORATED solution). There is therefore little difference between this circumstance and the one in KSR, where âthe prior art was replete with patents indicating that a fixed pivot point was an ideal mount for a sensor.â550 U.S. at 420
. Intelâs ex- pert explained that combining Der with Burgener âresults in the LO feedthrough being reduced,â and âpredictable re- sults and benefits are obtained as described in Burgener.â J.A. 1840 ¶ 72 (emphasis omitted). To use KSRâs words, this is âthe predictable use of prior art elements according to their established functions.â550 U.S. at 417
.
The Board saw things differently. Noting that âBur-
gener discusses problems associated with [the] prior art de-
signsâ (namely âinsertion loss, switch isolation, and switch
compressionâ), and that for that reason Burgener âprovides
improvements,â the Board reasoned that although a skilled
artisan âcould have selected the less effective prior art RF
switches over the improved switches that are the subject of
Burgener, [Intel] has not sufficiently demonstratedâ why
such an artisan âwould have selected using elements from
the less effective prior art designs.â Final Written Decision,
at *27. âWithout such an explanation,â the Board said, âthe
only reasonable inference is that [Intel] focused on Bur-
generâs description of prior art switches using impermissi-
ble hindsight.â Id.Not so. Our caselaw is clear. Itâs not necessary to show that a combination is âthe best option, only that it be a suitable option.â PAR Pharm., Inc. v. TWI Pharms., Inc.,773 F.3d 1186
, 1197â98 (Fed. Cir. 2014). And âif a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, us- ing the technique is obvious unless its actual application is beyond his or her skill.â KSR,550 U.S. at 417
. Thatâs what
we have here. Given the facts and reasoning of KSR, it is
readily apparent that the Boardâs hindsight inference lacks
substantial evidence.
Qualcomm describes Intelâs theory as fixing a âproblem
of their own making.â Appelleeâs Br. 52. But the same can
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INTEL CORPORATION v. QUALCOMM INCORPORATED 25
be said of the known wire-chafing problem in KSR, which
arose by virtue of combining an adjustable pedal with an
electronic sensor. 550 U.S. at 425. As the KSR Court noted, â[i]n automotive design, as in many other fields, the interaction of multiple components means that changing one component often requires the others to be modified as well.âId. at 424
. So too here. Like modifying Asano in a
way that avoided the wire-chafing problem in KSR, modi-
fying Der with Burgener in a way that avoids the feed-
through problem doesnât neutralize Intelâs rationale.
3
Last, the Board rejected Intelâs asserted rationale be-
cause âpowering off the variable gain mixer would have re-
sulted in the circuit not being suitable for its intended
purpose.â Final Written Decision, at *27. In so concluding,
the Board explained that âDer describes two modes: a cali-
bration mode and an operating modeâ and then reasoned
that âit does not logically flow that because the calibration
mode is only used for calibration, other parts of the circuit
that are intended to be used during normal operation
would be turned off during normal operation.â Id.That, apparently, is because ânothing in Der suggests turning off any part of the functional circuit elements, let alone the âimportantâ variable gain mixer.âId.
Once again, the Boardâs decision lacks substantial evi-
dence under the standards articulated in KSR. Intelâs ob-
viousness rationale isnât defective merely because ânothing
in Der suggestsâ it. Id. But even if that were the correct
test, which it is not, portions of Der do suggest this ra-
tionaleâsuggesting that power consumption was a consid-
eration, that circuits may be turned off when not in use,
and that the variable-gain mixer is not always in use, as
detailed above. See generally J.A. 1840 ¶ 70.
Further, the intended purpose of Der does not control.
âCommon sense teaches . . . that familiar items may have
obvious uses beyond their primary purposes.â KSR,
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26 INTEL CORPORATION v. QUALCOMM INCORPORATED
550 U.S. at 420. Indeed, one of the points on which the Court in KSR disagreed with our decision below in that case was our reliance on the primary purposes of prior-art references. We had pointed out that Asano âwas designed to solve the constant ratio problem,â that Rixon âsuffered from the problem of wire chafing but was not designed to solve it,â and that Smith âdid not relate to adjustable ped- als and did not necessarily go to the issue of motivation to attach the electronic control on the support bracket of the pedal assembly.âId. at 414
(internal quotation marks omitted). That was misguided. âRegardless of Asanoâs pri- mary purpose, the design provided an obvious example of an adjustable pedal with a fixed pivot pointâ such that â[t]he idea that a designer hoping to make an adjustable electronic pedal would ignore Asano because Asano was de- signed to solve the constant ratio problem makes little sense.âId.
at 420â21. Finally, the Board didnât explain
how disabling Derâs variable-gain mixer would hinder its
purpose in use cases where âachieving the âdesired outputâ
requires that the output of the variable-gain mixer be
ânull[ed]ââa possibility that Der itself contemplates.â Ap-
pellantâs Br. 45â46 (quoting J.A. 1182) (alteration in origi-
nal).
Accordingly, the Boardâs analysis lacks substantial ev-
idence under KSR. We vacate the Boardâs decision as to
substitute claims 27, 28, and 31 and remand with instruc-
tions that Intel demonstrated sufficient reason for combin-
ing Der with Burgener. The Board should resolve any
remaining disputes regarding that combination on re-
mand. E.g., Appelleeâs Br. 52 n.11.
CONCLUSION
We have considered the partiesâ remaining arguments
but find them unpersuasive. We affirm the Boardâs claim
construction and decision as to claims 6, 17â19, and 21. We
vacate the Boardâs determination as to substitute
claims 27, 28, and 31 and remand for further proceedings.
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INTEL CORPORATION v. QUALCOMM INCORPORATED 27
AFFIRMED-IN-PART, VACATED-IN-PART, AND
REMANDED
COSTS
The parties shall bear their own costs.