Ian Tuuamalemalo v. Shahann Greene
Citation946 F.3d 471
Date Filed2019-12-24
Docket18-15665
Cited82 times
StatusPublished
Full Opinion (html_with_citations)
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
IAN TUUAMALEMALO, No. 18-15665
Plaintiff-Appellee,
D.C. No.
v. 2:16-cv-00619-JAD-VCF
SHAHANN GREENE, Officer,
Defendant-Appellant. OPINION
Appeal from the United States District Court
for the District of Nevada
Jennifer A. Dorsey, District Judge, Presiding
Argued and Submitted March 15, 2019
San Francisco, California
Filed December 24, 2019
Before: William A. Fletcher, Paul J. Watford,
and Andrew D. Hurwitz, Circuit Judges.
Per Curiam Opinion;
Concurrence by Judge W. Fletcher
2 TUUAMALEMALO V. GREENE
SUMMARY*
Civil Rights
The panel affirmed the district courtâs denial, on summary
judgment, of qualified immunity to a police officer in an
action brought pursuant to 42 U.S.C. § 1983 and state law
alleging that defendant used excessive force when he placed
plaintiff in a chokehold during an encounter.
The panel stated that this Circuitâs decision in Barnard v.
Theobald, 721 F.3d 1069 (9th Cir. 2013), squarely addressed
the constitutionality of the use of a chokehold on a non-
resisting person. The panel held that viewing plaintiffâs
version of the facts in the light most favorable to him, he was
not resisting arrest when defendant placed him in a
chokehold. Further, there was little chance he could initiate
resistance with five other officers fully restraining him and
pinning him to the ground. The panel concluded that given
the state of the law in this Circuit, it was clearly established
that the use of a chokehold on a non-resisting, restrained
person violated the Fourth Amendmentâs prohibition on the
use of excessive force. The panel further held that the same
version of the facts that justified the district courtâs decision
to deny defendant qualified immunity under § 1983 precluded
a grant of immunity under Nevada law.
Concurring, Judge W. Fletcher wrote separately to
address the continuing confusion over the proper standard for
determining appealability of interlocutory orders denying
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
TUUAMALEMALO V. GREENE 3
motions for summary judgment based on qualified immunity
under § 1983.
COUNSEL
Craig R. Anderson (argued), Marquis Aurbach Coffing, Las
Vegas, Nevada, for Defendant-Appellant.
Paola M. Armeni (argued), Clark Hill PLLC, Las Vegas,
Nevada, for Plaintiff-Appellee.
OPINION
PER CURIAM:
Defendant Shahann Greene, a police officer in Las Vegas,
Nevada, placed Ian Tuuamalemalo in a chokehold during an
encounter following a concert. The chokehold rendered
Tuuamalemalo unconscious, and it took some time and
several attempts to revive him. Tuuamalemalo sued under
42 U.S.C. § 1983, alleging excessive force. Officer Greene
moved for summary judgment based on qualified immunity.
The district court denied the motion. Greene brought an
interlocutory appeal. We affirm.
I. Factual and Procedural Background
Some of the evidence is undisputed. Where the evidence
is in conflict, we recount it in the light most favorable to
Tuuamalemalo, the non-moving party.
4 TUUAMALEMALO V. GREENE
On the evening of January 25, 2014, Tuuamalemalo went
to a reggae concert at âThe Joint,â a music venue in the Hard
Rock Hotel and Casino in Las Vegas, Nevada.
Tuuamalemalo was joined by his wife, his cousin, and his
cousinâs husband in an upstairs booth. As the group listened
to the concert, they had a few drinks.
While Tuuamalemalo was at the concert, the Homeland
Saturation Team of the Las Vegas Metropolitan Police
Department (âLVMPDâ), a unit specializing in riot control,
was finishing its shift. Sergeant Tom Jenkins was in the
squad locker room getting ready to go home when he
received a call from LVMPD Gang Sergeant Andrew Burnett
requesting backup at The Joint to ensure that a fight would
not break out. Sergeant Jenkins placed his team back on duty
and drove to the Hard Rock Hotel. Officer Greene drove with
Officer Sergio MPhillips to join Sergeant Jenkins at the hotel.
Video surveillance from the hotel shows a large number of
police officers at the scene.
After the officers arrived at the hotel, Sergeant Burnett
approached Darin Afemata, a member of Tuuamalemaloâs
party. Tuuamalemalo approached the officers and tried to
talk to them. One of the officers told him âto shut the âFâ
up.â A surveillance video shows police officers and members
of Tuuamalemaloâs group pushing one another.
Tuuamalemalo made his way to the front of his group. After
reaching the front of the group, Tuuamalemalo was pushed by
one of the officers.
Tuuamalemalo and other patrons were moved to a
hallway outside The Joint but still inside the hotel. They
were closely followed by a group of officers. As
Tuuamalemalo was pushed along the hallway with a mixed
TUUAMALEMALO V. GREENE 5
group of patrons and police officers, he collapsed. With the
help of officers and patrons, Tuuamalemalo was able to stand
up. He began walking toward the hotel exit with help from
two friends, one on each side.
A group of officers followed Tuuamalemalo and his
friends as they walked toward the exit. Sergeant Jenkins
pushed through the group and grabbed the back of
Tuuamalemaloâs shirt. The video shows Tuuamalemalo
turning around. Sergeant Jenkins then punched
Tuuamalemalo on the left side of his face. After Jenkins
punched Tuuamalemalo, five officers took Tuuamalemalo to
the ground. Officer Greene put Tuuamalemalo in a
chokehold.
The video shows Tuuamalemalo on the floor with a
number of officers on top of him. Nothing in the video shows
resistance by Tuuamalemalo. Officer Greeneâs chokehold
was a lateral vascular neck restraint (âLVNRâ), which
restricts the flow of blood to the brain rather than restricting
air flow. The chokehold rendered Tuuamalemalo
unconscious. It took several attempts to revive him.
Tuuamalemalo testified in his deposition, âMy legs arenât
moving, Iâm not fighting back. Iâm not trying to resist,
kicking, nothing. The whole time I had my hands spread
out.â âThen we all went down, and I remember somebody
yelling, âChoke his ass out.ââ Tuuamalemalo testified that the
next thing he remembered was waking up.
Tuuamalemalo was arrested for (1) disorderly conduct,
(2) resisting arrest, (3) provoking commission of breach of
peace, and (4) malicious destruction of property. He was
transported to Clark County Detention Center and was
6 TUUAMALEMALO V. GREENE
released on bail the next day. All charges were ultimately
dismissed.
On January 25, 2015, Tuuamalemalo filed suit in Nevada
state court. Defendants removed the case to federal court,
and Tuuamalemalo subsequently filed an Amended
Complaint (âACâ). The AC named Sergeant Jenkins, Officer
MPhillips, Officer Greene, and LVMPD as defendants. The
complaint included false arrest and excessive force claims
against the officers; a failure to train claim against LVMPD;
and analogous state law claims for assault, battery, and
intentional infliction of emotional distress.
Following discovery, defendants moved for summary
judgment. The individual defendants claimed qualified
immunity under federal law and discretionary immunity
under state law. On March 27, 2018, the district court issued
an order granting summary judgment in favor of Officer
MPhillips, Sergeant Jenkins, and LVMPD, but denied
summary judgment to Officer Greene. The claims against
Greene all relate to his use of the chokehold on
Tuuamalemalo. Greene brought an interlocutory appeal of
the denial of his motion for summary judgment.
II. Appellate Jurisdiction
Tuuamalemalo argues that we lack jurisdiction to review
the district courtâs interlocutory order denying summary
judgment to Officer Greene under § 1983 and under state law.
Greene freely admits that he administered the chokehold.
Tuuamalemalo points out that the district court held that there
was a genuine issue of material fact as to whether
Tuuamalemalo was resisting at the time Greene applied the
chokehold, and therefore as to whether Greene is entitled to
TUUAMALEMALO V. GREENE 7
qualified immunity. Therefore, he contends, we lack
appellate jurisdiction. We have jurisdiction under Plumhoff
v. Rickard, 572 U.S. 765 (2014), to review the decision of the
district court, viewing the facts in the light most favorable to
Tuuamalemalo, the nonmoving party.
We also have interlocutory appellate jurisdiction to
review the district courtâs denial of Officer Greeneâs motion
for summary judgment on Tuuamalemaloâs state-law claims.
For claims of immunity under state law, âthe availability of
an appeal depends on whether, under state law, the immunity
functions as an immunity from suit or only as a defense to
liability.â Liberal v. Estrada, 632 F.3d 1064, 1074(9th Cir. 2011) (emphasis in original). âA denial of summary judgment is immediately appealable when the immunity is an immunity from suit, but not when it is a mere defense to liability.âId.
(citing Mitchell, 472 U.S. at 526). Both parties agree that under Nevada law, immunity for discretionary acts provides police officers with immunity from suit. See ASAP Storage, Inc. v. City of Sparks,173 P.3d 734
, 745â46 (Nev.
2007) (holding that Nevadaâs discretionary immunity statute
provides immunity from suit). Just as with the denial of
qualified immunity under § 1983, we may review the district
courtâs denial of discretionary immunity under state law.
III. Standard of Review
In reviewing summary judgment rulings by the district
court, âwe assume the version of the material facts asserted
by the non-moving party to be correct.â Jeffers v. Gomez,
267 F.3d 895, 905(9th Cir. 2001) (emphasis omitted) (quoting Schwenk v. Hartford,204 F.3d 1187, 1195
(9th Cir. 2000)). In qualified immunity cases, as in other cases, âwe view the facts in the light most favorable to the nonmoving 8 TUUAMALEMALO V. GREENE party.â Plumhoff,572 U.S. at 768
. We review de novo the district courtâs determinations regarding official immunity. Deorle v. Rutherford,272 F.3d 1272, 1278
(9th Cir. 2001) (qualified immunity); Martinez v. Maruszczak,168 P.3d 720, 724
(Nev. 2007) (discretionary immunity under Nevada state
law).
IV. Qualified Immunity under § 1983
To determine whether Officer Greene is entitled to
summary judgment based on qualified immunity under
§ 1983, we ask two questions. First, â[t]aken in the light
most favorable to the party asserting the injury, do the facts
alleged show the officerâs conduct violated a constitutional
right?â Scott v. Harris, 550 U.S. 372, 377(2007) (quoting Saucier v. Katz,533 U.S. 194
, 201 (2001)). Second, â[i]f . . . the court finds a violation of a constitutional right, âthe next, sequential step is to ask whether the right was clearly established . . . in light of the specific context of the case.ââ Id. (quoting Saucier, 533 U.S. at 201) (second ellipsis in original). This sequence is the analytically logical way to proceed, but we have discretion to decide the second question first, thereby avoiding the first question. Pearson v. Callahan,555 U.S. 223, 236
(2009).
Officer Greene does not dispute that, viewing the
evidence in the light most favorable to Tuuamalemalo, his use
of a chokehold violated the Fourth Amendment. Therefore,
we turn to the second question: whether Greeneâs use of a
chokehold violated a clearly established right âin light of the
specific context of the case.â Scott, 550 U.S. at 377 (quoting
Saucier, 533 U.S. at 201).
TUUAMALEMALO V. GREENE 9
To be clearly established, â[t]he contours of the right must
be sufficiently clear that a reasonable official would
understand that what he is doing violates that right.â
Anderson v. Creighton, 483 U.S. 635, 640(1987). The Supreme Court has repeatedly cautioned us ânot to define clearly established law at a high level of generality.â Ashcroft v. al-Kidd,563 U.S. 731
, 742 (2011) (citation omitted). âTo determine whether Officer [Greene] violated clearly established law, we look to cases relevant to the situation [Greene] confronted, mindful that there need not be a case directly on point.â A.K.H. rel. Landeros v. City of Tustin,837 F.3d 1005, 1013
(9th Cir. 2016) (internal citations and quotation marks omitted). The right must be settled law, meaning that it must be clearly established by controlling authority or a robust consensus of cases of persuasive authority. District of Columbia v. Wesby,138 S. Ct. 577
,
590â91 (2018). Viewing the evidence in the light most
favorable to Tuuamalemalo, we conclude that Officer Greene
violated clearly established Fourth Amendment law when he
placed Tuuamalemalo in a chokehold and rendered him
unconscious.
Our decision in Barnard v. Theobald, 721 F.3d 1069(9th Cir. 2013), squarely addressed the constitutionality of the use of a chokehold on a non-resisting person. In that case, officers placed the non-resisting, restrained plaintiff in a chokehold and then pepper sprayed him.Id.
at 1072â73. We affirmed the juryâs finding that the officersâ use of force violated the Fourth Amendment.Id. at 1076
. Even earlier, in Drummond ex rel. Drummond v. City of Anaheim,343 F.3d 1052, 1059
(9th Cir. 2003), we had held that âany reasonable
person . . . should have known that squeezing the breath from
a compliant, prone, and handcuffed individual despite his
10 TUUAMALEMALO V. GREENE
pleas for air involves a degree of force that is greater than
reasonable.â These cases are directly on point.
Viewing Tuuamalemaloâs version of the facts in the light
most favorable to him, he was not resisting arrest when
Officer Greene placed him in a chokehold. Further, there was
little chance he could initiate resistance with five other
officers fully restraining him and pinning him to the ground.
Given the state of the law in our circuit, it was clearly
established that the use of a chokehold on a non-resisting,
restrained person violates the Fourth Amendmentâs
prohibition on the use of excessive force.
Our circuit is not alone in reaching this conclusion. There
is a robust consensus among the circuits that the use of a
chokehold on a non-resisting person violates the Fourth
Amendment. See Coley v. Lucas Cty., 799 F.3d 530, 541(6th Cir. 2015) (âChokeholds are objectively unreasonable where an individual is already restrained or there is no danger to others.â); United States v. Livoti,196 F.3d 322
, 324â27 (2d Cir. 1999) (finding that use of a chokehold against a handcuffed, non-resistant subject was an excessive use of force); Valencia v. Wiggins,981 F.2d 1440, 1447
(5th Cir.
1993) (holding use of a âchoke hold and other force . . . to
subdue a non-resisting [detainee] and render him temporarily
unconscious was unreasonable and was an excessive use of
forceâ). Given the consensus of authority holding that use of
a chokehold against a non-resisting, restrained person violates
the Fourth Amendment, Tuuamalemaloâs right to be free
from excessive force under the circumstances he describes
was clearly established.
Officer Greene asks us to assume that Tuuamalemalo was
resisting. But the standard on summary judgment requires us
TUUAMALEMALO V. GREENE 11
to view the facts in the light most favorable to the plaintiff.
At this stage of the proceedings, we must assume that
Tuuamalemalo was not resisting when Officer Greene used
a chokehold on him. See Wall v. City of Orange, 364 F.3d
1107, 1112 (9th Cir. 2004). Greene also argues that the
district court did not appropriately credit the ten minutes of
video leading up to the use of the chokehold on
Tuuamalemalo, during which Tuuamalemalo was aggressive
with officers. But the district court did consider the previous
portions of the video (as have we). Indeed, on that ground,
the court granted qualified immunity to Officer Jenkins, who
struck Tuuamalemalo shortly before he was placed in a
chokehold. There is no reason to believe that the district
court improperly discounted any of the other record evidence
in this case.
V. Immunity Under State Law
The district court also denied Officer Greeneâs motion for
summary judgment on Tuuamalemaloâs state law claims for
assault and battery and for intentional infliction of emotional
distress. Under Nevada law, police officers âare privileged
to use that amount of force which reasonably appears
necessary,â and are liable only to the extent they use more
force than reasonably necessary. Ramirez v. City of Reno,
925 F. Supp. 681, 691 (D. Nev. 1996). To the extent that
Tuuamalemaloâs version of the facts precludes a finding that
Greeneâs use of a chokehold was reasonable under the federal
law, the same version of the facts precludes summary
judgment on Tuuamalemaloâs state law claims.
Officer Greene argues that even if there were issues of
fact as to whether his use of force was reasonable, he was
nevertheless entitled to immunity under Nevada law, which
12 TUUAMALEMALO V. GREENE
bars claims against state officers based on acts or omissions
relating to a âdiscretionary function,â even if that discretion
is abused. Nev. Rev. Stat. § 41.032(2). âBut decisions made in bad faith, such as âabusiveâ conduct resulting from âhostilityâ or âwillful or deliberate disregardâ for a citizenâs rights, arenât protected under the immunity statute even if they arise out of a discretionary function.â Jones v. Las Vegas Metro. Police Depât,873 F.3d 1123, 1133
(9th Cir. 2017) (quoting Davis v. City of Las Vegas,478 F.3d 1048, 1060
(9th Cir. 2007)).
With respect to Tuuamalemaloâs claims under state law,
âwe look only to whether a reasonable jury could find that the
officersâ use of force indicated hostility or willful disregardâ
of his rights. Id.Applying a chokehold to a non-resisting, pinned person violated Tuuamalemaloâs clearly established federal rights, and a jury could conclude that Officer Greeneâs decision was so excessive that it amounted to willful or deliberate disregard of those rights. See Davis,478 F.3d at 1060
(âNo officer has the ârightful prerogativeâ to engage in a malicious battery of a handcuffed citizen who is neither actively resisting arrest nor seeking to flee.â). Further, as the district court noted, acts that violate the law are generally not the kinds of discretionary acts entitled to immunity. See Nurse v. United States,226 F.3d 996, 1002
(9th Cir. 2000)
(âIn general, governmental conduct cannot be discretionary
if it violates a legal mandate.â). In sum, the same version of
the facts that justified the district courtâs decision to deny
Greene qualified immunity under § 1983 precludes a grant of
immunity under Nevada law.
TUUAMALEMALO V. GREENE 13
VI. Conclusion
It has long been clear that a police officer may not seize
a non-resisting, restrained person by placing him in a
chokehold. Barnard, 721 F.3d at 1076. Viewing the
evidence in the light most favorable to Tuuamalemalo, that is
precisely what Officer Greene did here. We affirm the
district courtâs denial of qualified immunity and remand for
further proceedings consistent with this opinion.
AFFIRMED and REMANDED.
W. FLETCHER, Circuit Judge, concurring:
I fully concur in the courtâs opinion. I write separately to
address the continuing confusion over the proper standard for
determining appealability of interlocutory orders denying
motions for summary judgment based on qualified immunity
under § 1983.
The story begins with Mitchell v. Forsyth, 472 U.S. 511(1985), where the Supreme Court held that an order denying a public officialâs motion for summary judgment based on qualified immunity is immediately appealable despite the interlocutory character of the order.Id.
at 524â30. The standard for granting or denying a motion for summary judgment by the district court was not affected by Mitchell. However, there was uncertainty about the circumstances in which an interlocutory appeal could be heard. In Johnson v. Jones,515 U.S. 304
(1995), the Court noted that âcourts of appeals hold different views about the immediate appealability of . . . âevidence insufficiencyâ claims made by 14 TUUAMALEMALO V. GREENE public official defendants who assert qualified immunity defenses.âId. at 308
. The Court âtherefore granted certiorari.âId. at 309
.
The plaintiff in Johnson sued five police officers for use
of excessive force. Id. at 307. Three of the officers moved for summary judgment, arguing that there was no evidence that they had beaten plaintiff or had even been present when other officers had allegedly done so.Id.
The district court denied qualified immunity, finding that there was a genuine dispute of material fact as to whether the officers were present. The three officers appealed the courtâs interlocutory order.Id. at 308
. The Seventh Circuit held that it lacked appellate jurisdiction on interlocutory review over questions of âevidence sufficiency.âId.
Because Mitchell did not change the summary judgment
standard, a district court denying a defendant police officerâs
motion must view the evidence in the light most favorable to
the non-moving party. See Adickes v. S.H. Kress & Co.,
398 U.S. 144, 157(1970). The most obvious way to implement Mitchell would have been to allow an interlocutory appeal from a denial of defendantâs motion, whether the district court (1) used plaintiffâs version of the facts, construing evidence in the light most favorable to the plaintiff, or (2) used the defendantâs version of the facts. See Mitchell,472 U.S. at 527
(addressing these two alternatives).
Yet the Court in Johnson cited only the second of these
alternatives as a basis for interlocutory appellate jurisdiction,
leaving out the alternative of relying on the plaintiffâs version
of the facts and construing the evidence in the light most
favorable to the plaintiff. The Court wrote:
TUUAMALEMALO V. GREENE 15
All [the Court of Appeals] need determine is
a question of law: whether the legal norms
allegedly violated by the defendant were
clearly established at the time of the
challenged actions or, in cases where the
district court has denied summary judgment
for the defendant on the ground that even
under the defendantâs version of the facts the
defendantâs conduct violated clearly
established law, whether the law clearly
proscribed the actions the defendant claims he
took.
Johnson, 515 U.S. at 312(quoting Mitchell,472 U.S. at 528
)
(emphasis added). The Court wrote further:
We now consider the appealability of a
portion of a district courtâs summary
judgment order that, though entered in a
âqualified immunityâ case, determines only a
question of âevidence sufficiency,â i.e., which
facts a party may, or may not, be able to prove
at trial. This kind of order, we conclude, is
not appealable. That is, the District Courtâs
determination that the summary judgment
record in this case raised a genuine issue of
fact concerning petitionersâ involvement in
the alleged beating of respondent was not a
âfinal decisionâ within the meaning of the
relevant statute.
Id. at 313.
16 TUUAMALEMALO V. GREENE
The most natural reading of the passages just quoted is
that a court of appeals has interlocutory appellate jurisdiction
over an order denying summary judgment only when a
district court denies a defendantâs motion for summary
judgment based on the defendantâs version of the facts. A
court of appeals does not have jurisdiction if a plaintiffâs
version of the facts would defeat qualified immunity but that
version of the facts is disputed.
This is a very odd understanding of Mitchell, for it would
rarely result in an appealable interlocutory order. Defendant
police officers asserting qualified immunity rarely provide
versions of the facts that would result in interlocutory orders
denying their motions for summary judgment. Almost all
interlocutory orders denying defendantsâ motions for
summary judgment are based on plaintiffsâ versions of the
facts, viewing the evidence in the light most favorable to
plaintiffs. That is, almost all orders denying summary
judgment to police officer defendants are entered in cases
where there are disputed questions of fact. Yet, it is in
precisely such cases that Johnsonâunder the most natural
reading of the passages just quotedâtells us that courts of
appeals do not have jurisdiction.
The Courtâs decision in Johnson has created persistent
confusion in the courts of appeals. On the one hand, the
courts of appeals understand the purpose of Mitchell. They
understand the importance of interlocutory appellate
jurisdiction in cases where, in the view of the district court,
plaintiffâs version of the facts, construed in the light most
favorable to plaintiff, would defeat qualified immunity. On
the other hand, they are confronted with the language of
Johnson that appears to preclude the exercise of appellate
jurisdiction in exactly those cases.
TUUAMALEMALO V. GREENE 17
A sample of appellate cases reveals the analytic chaos that
has resulted. See, e.g., Diaz v. Martinez, 112 F.3d 1, 3(1st Cir. 1997) (âThe dividing line that separates an immediately appealable order from a nonappealable one in these purlieus is not always easy to visualize.â); Camilo-Robles v. Hoyos,151 F.3d 1, 8
(1st Cir. 1998) (âCases are clear enough at the extremes. . . . [But d]etermining the existence vel non of appellate jurisdiction in cases closer to the equator is more difficult. . . . If this were not complex enough, the district judge is not legally obliged to explain the basis on which a denial of summary judgment rests.â); Cunningham v. City of Wenatchee,345 F.3d 802, 809
(9th Cir. 2003) (âThe confusion arises from the language in Johnson that where the summary judgment order determines only a question of evidentiary sufficiency then this order, even though entered in a qualified immunity case, is not appealable.â); Walton v. Powell,821 F.3d 1204, 1209
(10th Cir. 2016) (â[W]e have struggled ourselves to fix the exact parameters of the Johnson innovation.â); Barry v. OâGrady,895 F.3d 440, 446
(6th Cir.
2018) (âEach of our too-many-to-count additional glosses on
Johnson is needlessly complicated. . . .â) (Sutton, J.,
dissenting).
The Supreme Court did not at first appear to understand
the problem it had created in Johnson. In several cases, it
reviewed without comment court of appeals decisions in
cases where the district court had denied motions for
summary judgment using plaintiffsâ versions of the facts,
viewing the evidence in the light most favorable to
plaintiffsâin other words, in cases where plaintiffsâ evidence
was disputed.
In Saucier v. Katz, 533 U.S. 194(2001), plaintiff sued Saucier, a military police officer, under Bivens v. Six 18 TUUAMALEMALO V. GREENE Unknown Fed. Narcotics Agents,403 U.S. 388
(1971),
alleging excessive use of force. Saucier moved for summary
judgment based on qualified immunity. The district court
denied summary judgment, holding that there was âa dispute
on a material fact . . . concerning whether excessive force was
used.â 533 U.S. at 199. Saucier brought an interlocutory
appeal, which the Ninth Circuit heard and decided. On
certiorari, the Supreme Court recited the standard for
summary judgment where there are disputed facts: âA court
required to rule upon the qualified immunity issue must
consider . . . this threshold question: Taken in the light most
favorable to the party asserting the injury, do the facts alleged
show the officerâs conduct violated a constitutional right?â
Id. at 201. The Court then decided Saucierâs interlocutory
appeal without questioning its own appellate jurisdiction or
that of the Ninth Circuit.
In Brosseau v. Haugen, 543 U.S. 194(2004), plaintiff Haugen sued Brosseau, a police officer, under42 U.S.C. § 1983
, alleging excessive use of force. The district court granted summary judgment to Brosseau based on qualified immunity. The Ninth Circuit, viewing the evidence in the light most favorable to plaintiff, reversed and remanded for trial. The Supreme Court granted certiorari and reversed, reciting: âThe material facts, construed in a light most favorable to Haugen, are as follows.âId. at 195
. Later in its opinion, the Court recited the language from Saucier: â[t]aken in the light most favorable to the party asserting the injury.âId. at 197
. The Court decided the case without questioning its own appellate jurisdiction or that of the Ninth Circuit. In Scott v. Harris,550 U.S. 372
(2007), the plaintiff sued Scott, a police officer, under42 U.S.C. § 1983
, alleging
TUUAMALEMALO V. GREENE 19
excessive use of force. Scott moved for summary judgment
based on qualified immunity. âThe District Court denied the
motion, finding that there are material issues of fact on which
the issue of qualified immunity turns which present sufficient
disagreement to require submission to a jury.â Id. at 376(internal quotation marks omitted). Scott brought an interlocutory appeal. The Eleventh Circuit â[took plaintiffâs] view of the facts as givenâ and affirmed.Id.
Before the Supreme Court, the parties in Scott argued
vigorously for and against appellate jurisdiction, based on
conflicting interpretations of Johnson. Respâtâs Br., 2007
WL 118977, at *1â3; Petârâs Reply Br.,2007 WL 760511
, at
*1â5. The American Civil Liberties Union filed an amicus
brief devoted solely to arguing, based on Johnson, that there
was no interlocutory appellate jurisdiction. The ACLU
wrote:
Here, the district courtâs denial of Petitioner
Scottâs summary judgment motion expressly
determined that the pretrial record set forth a
genuine issue of fact for trial. . . . As in
Johnson v. Jones, therefore, the district court
order in this case identified a fact-related
dispute about the pre-trial record. Its holding
that the evidence in the pre-trial record was
sufficient to show a genuine issue of fact for
trial is, thus, not appealable.
ACLU Amicus Br., 2007 WL 139201, at *6.
The Supreme Court did not acknowledge the partiesâ
dispute about interlocutory appellate jurisdiction under
Johnson. It simply decided the case. It wrote:
20 TUUAMALEMALO V. GREENE
The first step in assessing the constitutionality
of Scottâs actions is to determine the relevant
facts. As this case was decided on summary
judgment, there have not yet been factual
findings by a judge or jury, and respondentâs
version of events (unsurprisingly) differs
substantially from Scottâs version. When
things are in such a posture, courts are
required to view the facts and draw reasonable
inferences âin the light most favorable to the
party opposing the [summary judgment]
motion.â In qualified immunity cases, this
usually means adopting (as the Court of
Appeals did here) the plaintiffâs version of the
facts.
Scott, 550 U.S. at 378 (alterations in original and citations
omitted).
In none of these three cases, including Scott, did the
Supreme Court cite, or in any way acknowledge, the
problematic language in Johnson.
In Plumhoff v. Rickard, 572 U.S. 765(2014), the Court finally addressed the tension between Johnson and its own post-Johnson practice. Plaintiff was the daughter of the driver of a fleeing car who had been shot and killed by police officers. She brought suit under42 U.S.C. § 1983
, alleging
excessive use of force. The district court denied the officersâ
motion for summary judgment based on qualified immunity.
A motions panel of the Sixth Circuit initially dismissed the
officersâ appeal under Johnson on the ground that it lacked
jurisdiction. On rehearing, the motions panel vacated its
dismissal and referred the jurisdictional issue to a merits
TUUAMALEMALO V. GREENE 21
panel. The merits panel interpreted Scott as having created an
âexceptionâ to Johnson, allowing an interlocutory appeal âto
challenge blatantly and demonstrably false factual
determinations.â Id. at 771 (internal quotation marks
omitted). The merits panel heard the appeal and affirmed the
district court.
As in Scott, the parties argued vigorously in the Supreme
Court for and against interlocutory appellate jurisdiction.
Respâtâs Br., 2014 WL 411285, at *4â5; Petârâs Reply Br.,2014 WL 689547
, at *1â3. Ohio and twenty-one other states
filed an amicus brief devoted almost entirely to Johnson.
They wrote in their brief:
The Court should resolve this jurisdictional
issue because the circuit courts have
erratically applied Johnson. And their
confusion about Johnsonâs domain has only
increased after Scott v. Harris, 550 U.S. 372
(2007), which rejected a district courtâs
version of the disputed facts in the process of
finding a police officer entitled to qualified
immunity.
Statesâ Amicus Br., 2014 WL 69402, at *2.
Instead of explainingâor, better yet, abandoningâ
Johnson, the Court distinguished it. The Court wrote, âThe
District Court order in this case is nothing like the order in
Johnson.â Plumhoff, 572 U.S. at 773. In Johnson, the three police officers appealing the interlocutory order denying summary judgment contended that they had not been present when the beating took place and had had nothing to do with it. By contrast, the Court wrote in Plumhoff, âPetitioners do 22 TUUAMALEMALO V. GREENE not claim that other officers were responsible for shooting Rickard; rather, they contend that their conduct did not violate the Fourth Amendment and, in any event, did not violate clearly established law.âId.
In deciding the officersâ interlocutory appeal, the Court in
Plumhoff accepted plaintiffâs version of the facts, viewed in
the light most favorable to the plaintiff. The Court wrote:
Because this case arises from the denial of the
officersâ motion for summary judgment, we
view the facts in the light most favorable to
the nonmoving party, the daughter of the
driver who attempted to flee.
Id. at 768. The Court wrote further:
The District Court order here is not materially
distinguishable from the District Court order
in Scott v. Harris, and in that case we
expressed no doubts about the jurisdiction of
the Court of Appeals under § 1291.
Accordingly, here, as in Scott, we hold that
the Court of Appeals properly exercised
jurisdiction, and we therefore turn to the
merits.
Id. 773.
The Ninth Circuit had largely made its peace with
Johnson without waiting for Plumhoff. For example, in
George v. Morris, 736 F.3d 829, 835â36 (9th Cir. 2013), we
wrote that Scott had not overruled or abandoned Johnson.
But in George, we did exactly what the Court in Johnson had
TUUAMALEMALO V. GREENE 23
told us not to do, and did exactly what the Court had done in
Scott. The material facts in George were disputed. Donald
George, a terminally ill brain cancer patient, had gotten out of
bed in the middle of the night. Id. at 832. His wife saw him
retrieve a pistol from his truck and load it with ammunition.
She called 911. Santa Barbara Sheriffâs Deputies responded
to the call. Deputy Morris and two other deputies shot and
killed George as he stood on a balcony of his house, holding
his pistol. Georgeâs widow brought suit under § 1983,
alleging excessive force. Id. at 833.
Georgeâs widow presented evidence that George had
stood on the balcony with one hand holding his walker and
the other holding the gun, and that George had never
âmanipulated the gun, or pointed it directly at deputies.â Id.
Deputy Morris, on the other hand, testified in a deposition
that George had pointed the gun at him: âIâm crouched down
and Iâm, I remember seeing the, the black hole actually
looking down the barrel as itâs pointed right at me and that
was when, that was when I fired my first shot.â Id. at 833
n.4. We held that Johnson forbade us to credit Morrisâs
evidence: âMorris offers a vivid account of Donaldâs final
moments that we cannot credit because the district court
found it to be genuinely disputed.â Id. (emphasis in original).
Purporting to follow Johnson, we credited plaintiffâs version
of the disputed facts and affirmed the district courtâs denial of
Morrisâs motion for summary judgment. We held:
If the deputies indeed shot the sixty-four-year-
old decedent without objective provocation
while he used his walker, with his gun trained
on the ground, then a reasonable jury could
24 TUUAMALEMALO V. GREENE
determine that they violated the Fourth
Amendment.
Id. at 839.
In so holding, we did what Johnson told us not to do. We
exercised appellate jurisdiction where there were disputed
questions of material fact. We read Johnson as telling us only
that we should not credit Morrisâs version of the facts. But,
of course, we did not need Johnson to tell us this, for it was
already the law. Morris was the party moving for summary
judgment. It is black letter law that the district court credits
the non-moving partyâs version of the facts in deciding
whether to grant a motion for summary judgment, and that an
appellate court does the same when reviewing the decision of
the district court. That is what the Supreme Court did in
Scott. And that is what the Court did again in Plumhoff,
affirming the correctness of its approach to jurisdiction in
Scott and saving the Johnson approach for use only in cases
where the officer denied being present during, or having
anything to do with, the allegedly excessive use of force. In
light of Plumhoff, it is now clear, in retrospect, that what we
did in George was correct.
In numerous other cases, we have done much as we did in
George. See, e.g., Armstrong v. Asselin, 734 F.3d 984, 988â89 (9th Cir. 2013); Abudiab v. Georgopoulos,586 F. Appâx 685
, 685â86 (9th Cir. 2013); Downs v. Nev. Taxicab Auth.,554 F. Appâx 566, 567
(9th Cir. 2014); Prancevic v. Macagni,567 F. Appâx 498, 499
(9th Cir. 2014); see also Foster v. City of Indio,908 F.3d 1204
, 1209â10 (9th Cir. 2018); Rodriguez v. Cty. of L.A.,891 F.3d 776, 791
(9th Cir. 2018); Nicholson v. City of L.A.,935 F.3d 685, 690
(9th Cir.
TUUAMALEMALO V. GREENE 25
2019); Advanced Bldg. & Fabrication, Inc. v. Cal. Highway
Patrol, 918 F.3d 654, 657â58 (9th Cir. 2019).
We have recently recognized that Plumhoff has modified
Johnson. See Foster, 908 F.3d at 1209â10. But we have not
done more than that. We have not interpreted Plumhoff as
restricting Johnson to its facts. But if we are to be faithful to
what the Court wrote in Plumhoff, that is what we should do.
Under Plumhoff, when a district court holds in summary
judgment that a plaintiffâs version of the facts, construed in
the light most favorable to the plaintiff, shows that a
defendant officer has used excessive force, we generally may
exercise interlocutory appellate jurisdiction under Scott.
Only when an officer provides evidence in the district court
showing that he or she was not present and in no way
participated in or authorized the challenged conduct, and
when the district court nonetheless denies the officerâs
motion for summary judgment because plaintiff presents
evidence to the contrary, are we without jurisdiction to hear
the officersâ interlocutory appeal.
It is distinctly counterintuitive that this should be the
remnant of Johnson that survives. Officers who present
evidence that they were neither present nor in any way
involved in the use of allegedly excessive force, and who
contend that plaintiffsâ evidence, though contested, construed
in the light most favorable to them, does not show the
contrary, are those officers who most deserve the protection
of interlocutory appeals when their motion for summary
judgment is denied. But I have difficulty reading the
combination of Johnson and Plumhoff any other way. As to
these officers, the district courtâs denial of summary
judgment âwas not a âfinal decisionâ within the meaning of
the relevant statute.â Johnson, 515 U.S. at 313.
26 TUUAMALEMALO V. GREENE
I hope that the Supreme Court will revisit the issue soon
and will disavow Johnson entirely. But until that happens, I
believe that we are, unfortunately, bound to follow what
remains of Johnson.