Turtle Island Restoration Network v. United States Department of Commerce
TURTLE ISLAND RESTORATION NETWORK; Center for Biological Diversity, Plaintiffs-Appellants, v. UNITED STATES DEPARTMENT OF COMMERCE; National Marine Fisheries Service; Wilbur L. Ross, in His Official Capacity as Secretary of Commerce; U.S. Department of the Interior; U.S. Fish & Wildlife Service; Ryan Zinke, in His Official Capacity as Secretary of the Interior, Defendants-Appellees, and Hawaii Longline Association, Intervenor-Defendant-Appellee
Attorneys
David L. Henkin (argued) and Paul H. Achitoff, Earthjustice, Honolulu, Hawaii, for Plaintiffs-Appellants., Brian C. Toth (argued), Ellen J. Durkee, Dean K. Dunsmore, and Kristen L. Gustaf-son, Attorneys; Jeffrey H. Wood, Acting Assistant Attorney General; Environment & Natural Resources Division, United States Department of Justice, Washington, D.C.; Philip Kline, Office of the Solicitor, United States Department of the Interior, Portland, Oregon; Elena Onaga, Office of General Counsel, National Oceanic & Atmospheric Administration, United States Department of Commerce, Honolulu, Hawaii; for Defendants-Appellees., Ryan P. Steen (argued) and Jeffrey W. Leppo, Stoel Rives LLP, Seattle, Washington, for Intervenor-Defendant-Appellee.
Full Opinion (html_with_citations)
Dissent by Judge Callahan
OPINION
Plaintiffs Turtle Island Restoration Network and the Center for Biological Diversity challenge the decision of the National Marine Fisheries Service (âNMFSâ) to allow a Hawaii-based swordfish fishery to increase its fishing efforts, which may result in the unintentional deaths of endangered sea turtles. Plaintiffs also challenge the decision of the U.S. Fish and Wildlife Service (âFWSâ) to issue a âspecial purposeâ permit to the NMFS, which authorizes the fishery to incidentally kill migratory birds.
Plaintiffs brought suit against the agencies under various environmental statutes that the NMFS and the FWS are charged with administering, including'the Magnu-son-Stevens Fishery Conservation and Management Act (the âMagnuson-Stevens Actâ), the Endangered Species Act of 1973 (âESAâ), the Migratory Bird Treaty Act (âMBTAâ), and the National Environmental Policy Act (âNEPAâ). The Hawaii Longline Association subsequently intervened to represent the interests of the swordfish fishery in defense of the agenciesâ actions. We have jurisdiction under 28 U.S.C. § 1291, and we affirm in part, and reverse and remand in part.
BACKGROUND
7. Regulatory Fmmetoork
In response to concerns about overfishing, Congress enacted the Magnuson-Ste-vens Act to promote- the long-term biological and economic sustainability of marine fisheries in U.S. federal waters. See 16 U.S.C. § 1801(b). Under this Act, the NMFS and eight regional councils devĂŠlop âmanagement plansâ for the nationâs fisheries, which the Secretary of Commerce may approve, partially approve, or reject. Id. §§ 1801(b)(4), 1852(h)(1), 1854(a)(3). The Magnuson-Stevens Act demands that a management plan be consistent with the national standards set out in the Act and âany other applicable law,â id. § 1853(a)(1)(C), including the ESA, id. §§ 1531-43, and the MBTA, id. §§ 703-12.
The ESA provides for the conservation of fish, wildlife, and plant species that are at risk of extinction by requiring federal agencies to ensure that actions they authorize, fund, or carry out are ânot likely to jeopardize the continued existenceâ of any ESA-listed ' species. 16 U.S.C. § 1536(a)(2). Agencies proposing actions that may affect an ESA-listed species must consult with either the NMFS or the FWSâdepending on â the species involvedâwhich then reviews the proposed action and prepares a "biological opinionâ (âBiOpâ) that evaluates whether and the extent to which the action may impact the species. Id. § 1536(b); 50 C.F.R. § 402.12. If the NMFS or the FWS finds that the proposed action would riot jeopardize any speciesâ continued existence, it issues a statement permitting the âtakingâ 6f a particular number of protected animals âif such taking is incidental to, and not the purpose of, the carrying out of' an otherwise lawful activity.â' 16 U.S.C. § 1539(a)(1)(B).'
The FWS also has authority to enforce the MBTA, id. §§ 703-12; 50 C.F.R. § 10.1, which strictly prohibits the taking of any migratory bird the Act protects except under the terms of a valid permit issued by the Secretary of the Interior, id. § 703(a). The Secretary of the Interior has issued regulations authorizing various types of exemptions to the MBTA permitting the taking of migratory birds under certain circumstances. See 16 U.S.C. § 704(a).
In addition to the substantive mandates of the ESA and the MBTA, both the NMFS- and the FWS are subject to NEPAâs procedural requirements. See Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 348, 109 S.Ct. 1835, 104 L.Ed.2d 351 (1989). NEPA is- concerned with process alone and âmerely prohibits uninformedârather than unwiseâagency action.â Id. at 351, 109 S.Ct. 1835. NEPA requires federal agencies to prepare environmental impact statements (âEISâ) â detailing the effects of any proposed action-that stands to have a significant impact on the environment. See 42 U.S.C. § 4332(C); Robertson, 490 U.S. at 350, 109 S.Ct. 1835. An agency may also prepare an environmental assessment (âEAâ) to determine whether an EIS is needed. 40 C.F.R. §§ 1501.4(b), 1508.9(a)(1); Te-Moak Tribe of W. Shoshone of Nev. v. U.S. Depât of Interior, 608 F.3d 592, 599 (9th Cir. 2010). If the EA shows that the proposed action may significantly affect the environment, then the agency must prepare a full EIS. W. Watersheds Project v. Abbey, 719 F.3d 1035, 1050 (9th Cir. 2013). Otherwise, the agency issues a finding of no significant impact and the proposed action can proceed without further study. Id.
II. The Hawaii-Based Longline Fishing Industry
âLonglineâ fishing is a. commercial fishing method that involves -reeling outâor. âsettingââa single, horizontal-mainline to which shorter âbranchlinesâ are attached at intervals. Each dangling branchline carries baited .hooks. .A typical longline set can use several hundred or thousand individual hooks, allowing a single fishing vessel to spread its efforts over a large area. While .the mainline is in the water* ⢠the fishing equipment often ensnares birds, sea turtles, and other marine wildlife in addition to the target fish. This incidental taking of non-target animals is known as âbycatch.â
The NMFS collects bycatch statistics by tracking the number of times a non-target animal is hooked or entangled by fishing gear. The most commonly observed non-target animal interactions are with Northern Pacific loggerhead and leatherback sea turtles, both of which are currently listed under the ESA as âendangered.â See' 50 C.F.R. § 17.11. In addition, several types of albatross interact often with the longline fisheries, including the black-footed albatross and the Laysan albatross.
There -are two separately regulated longline fisheries based out of Hawaii: the deep-set fisheryâ-which targets tunaâand the shallow-set fishery, which targets swordfish. The two fisheries are managed by the Fishery Ecosystem Plan for Pelagic Fisheries of the Western Pacific Region (âPelagics FMPâ), developed by the-Western Pacific Fishery Management Council (âCouncilâ) in accordance with the Magnu-son-Stevens Act and implemented by the NMFS. In 2001, the shallow-set ⢠fishery was elosed by court order due to the NMFSâs failure to prepare an EIS analyzing the impact of longline fishing on the sea turtle population, which- the court found was a ⢠violation of the agencyâs NEPA .obligations. See Leatherback Sea Turtle v. Nat'l Marine Fisheries Serv., No. 99-00152, 1999 WL 33594329 (D. Haw. Oct. 18, 1999). In response, the NMFS issued an EIS and a BiOp in which the agency- concluded that the shallow-set fishery was adversely affecting several species of sea turtles. In -2002, the NMFS issued regulations prohibiting all Hawaii-based swordfish longlining.
The Council' subsequently developed various measures to minimize turtle by-catch, and in 2004 the NMFS reauthorized shallow-set longlining subject- to new restrictions designed to reduce the number and severity of interactions between protected turtles and fishing gear. In part, the NMFS strictly limited- the number- of interactions the fishery could have with leatherback and loggerhead sea turtles to a maximum of 16 and 17, respectively, per fishing season. Further, the NMFS imposed an annual limit of 2,120 shallow sets; which represents fifty percent of the average number of sets deployed prior to the fisheryâs closure in 2001.
In 2008, the NMFS proposed an amendment to the Pelagics FMP (âAmendment 18â) that would remove the 2,120 annual set limit, allowing gear deployments to increase to- their pre-2001 mĂĄximums, and also increase the number of sea turtle interactions allowed-each year. After consulting internally pursuant to the ESA, the NMFS produced a BiOp concluding that Amendment 18 would not jeopardize the seâa turtles. The NMFS issued a final rule implementing Amendment 18 in December 2009. 74 Fed. Reg. 65,640 (Dec. 10, 2009).
Plaintiffs initiated suit against the NMFS on the grounds that the 2009 rule violated the ESA and the MBTA. See Turtle Island Restoration Network v. U.S. Depât of Commerce, 834 F.Supp.2d 1004, 1007 (D. Haw. 2011). Plaintiffsâ MBTA claim was based on the fisheryâs incidental take of migratory seabirds without an MBTA permit. The parties settled the case, and the NMFS entered into a consent decree that required it to withdraw its no jeopardy BiOp, reinstate the 2004 annual turtle-interaction caps, and issue a new BiOp after deciding whether to reclassify various population segments of sea turtles under the ESA. Id. at 1023-25. The other remaining provisions of the 2009 rule remained in effect, including the removal of annual set limits.
The NMFS later proposed raising the shallow-set fisheryâs annual turtle interaction cap to 26 (with leatherbacks), and 34 (with loggerheads) and otherwise continuing to operate the fishery in accordance with the provisions of Amendment 18 to the Pelagics FMP. In January 2012, the NMFS issued a new BiOp concluding that the shallow-set fishery would not jeopardize the continued existence of either the loggerhead or leatherback turtles if it operated under higher caps on turtle interactions.
While it was engaged in the re-consultation process, the NMFS submitted an application to the FWS for a special purpose permit that would allow the shallow-set fishery to take migratory seabirds in connection with swordfish longlining.- The FWS issued a final EA in which it considered denying the permit, granting the permit as requested, and granting the permit while requiring the NMFS to conduct new research on additional ways to avoid seabird interactions. See 77 Fed. Reg. 1501 (Jan. 10, 2012). The FWS ultimately concluded that none of the alternatives would have a significant adverse impact on the seabirdsâ population levels. Accordingly, the FWS issued a finding of âno significant impact.â In August 2012, the FWS granted a three-year special purpose permit authorizing the shallow-set fishery to kill a maximum of 191 black-footed albatross, 430 Laysan albatross, 30 northern fulmars, 30 sooty shearwaters, and one short-tailed albatross. Of those birds, only the short-tailed albatross is listed under the ESA, 50 C.F.R. § 17.11(h).
Plaintiffs subsequently filed this lawsuit under the ESA, the MBTA, and their implementing regulations, challenging the NMFSâs final rule approving the continued operation of the shallow-set fishery and the FWSâs issuance of a migratory bird permit to the NMFS. After the parties moved for summary judgment, the district court ruled in the agenciesâ favor on all of Plaintiffsâ claims. Plaintiffs timely appealed.
STANDARD OF REVIEW
We review challenges to final agency action decided on summary judgment de novo and pursuant to Section 706 of the Administrative Procedure Act (âAPAâ). Turtle Island Restoration Network v. Natâl Marine Fisheries Serv., 340 F.3d 969, 973 (9th Cir. 2003). Review is based on the administrative record. Camp v. Pitts, 411 U.S. 138, 142, 93 S.Ct. 1241, 36 L.Ed.2d 106 (1973).
The APA requires courts to âhold unlawful and set aside agency action, findings, and conclusions found to be ... arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law,â âin excess of statutory jurisdiction,â or âwithout observance of procedure required by law.â 5 U.S.C. § 706(2)(A), (Q(D). âThe scope of review under the âarbitrary and capriciousâ standard is narrow and a court is not to substitute its judgment for that of the agency.â Motor Vehicle Mfrs. Assân of U.S., Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43, 103 S.Ct. 2856, 77 L.Ed.2d 443 (1983). Nevertheless, we require the agency to âexamine the relevant data and articulate a satisfactory explanation for its action,â and we will strike down agency action as âarbitrary and capricious if the agency has relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency,â or if the agencyâs decision âis so implausible that it could not be ascribed to a difference in view or the product of agency expertise.â Id.
Separate from the APA, we also give deference to an agencyâs interpretation of the statutes and regulations that define the scope of its authority. Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc. compels us to defer to an agencyâs reasonable interpretation of its enabling legislation. 467 U.S. 837, 843, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). Under the Chevron analysis, we must first exhaust the traditional tools of statutory construction to determine whether Congress has âdirectly spoken to the precise question at issue.â Id. at 842,104 S.Ct. 2778. If we determine that the statute is silent or ambiguous on the question at hand, then at Chevron step two we must respect the agencyâs interpretation so long as it âis based on a permissible construction of the statute.â Id. at 843, 104 S.Ct. 2778. A permissible construction is one that is not âarbitrary, capricious, or manifestly contrary to the statute.â Id. at 844, 104 S.Ct. 2778; see also Judulang v. Holder, 565 U.S. 42, 132 S.Ct. 476, 483 n.7, 181 L.Ed.2d 449 (2011) (recognizing that Chevron step two is equivalent to the APAâs arbitrary and capricious standard).
Chevron deference applies only to agency decisions rendered through formal procedures. United States v. Mead Corp., 533 U.S. 218, 226-27, 121 S.Ct. 2164, 150 L.Ed.2d 292 (2001). However, under Auer v. Robbins, we must also defer to an agencyâs interpretation of its own ambiguous regulations, which controls unless âplainly erroneous or inconsistent with the regulation,â or where there are grounds to believe that the interpretation âdoes not reflect the agencyâs fair and considered judgment of the matter in question.â Christopher v. SmithKline Beecham Corp., 567 U.S. 142, 132 S.Ct. 2156, 2159, 183 L.Ed.2d 153 (2012) (quoting Auer v. Robbins, 519 U.S. 452, 461-62, 117 S.Ct. 905, 137 L.Ed.2d 79 (1997)). Similarly, âwe must ensure that the interpretation is not inconsistent with a congressional directive; a court need not accept an agencyâs interpretation of its own regulations if that interpretation is inconsistent with the statute under which the regulations were promulgated.â Marsh v. J. Alexanderâs LLC, 869 F.3d 1108, 1116-17 (9th Cir. 2017) (internal changes, quotation marks and citations omitted). Our review of an agencyâs construction of a statute or regulation that does not qualify for either Chevron or Auer deference is de novo, although we may still accord the agencyâs opinion some weight. Satterfield v. Simon & Schuster, Inc., 569 F.3d 946, 952-53 (9th Cir. 2009) (citing Skidmore v. Swift & Co., 323 U.S. 134, 140, 65 S.Ct. 161, 89 L.Ed. 124 (1944)).
DISCUSSION
I. âSpecial Purposeâ Permit
Plaintiffs argue that the FWS acted arbitrarily and capriciously by issuing a special purpose permit to the NMFS on behalf of a commercial operationâthe shallow-set fishery.âthat provides no benefit to migratory birds. Plaintiffs specifically contend that, in issuing this permit, the FWS ignored or violated its obligations under the MBTA.
The MBTA is a strict liability criminal statute that Congress enacted for the âobject and purpose ... to aid in the restoration of [game and other wild] birds.â 16 U.S.C. § 701. The MBTA states in expansive language that, unless otherwise permitted by the Secretary of the Interior, âit shall be unlawful at any time, by any means or in any manner, to pursue, hunt, take, capture, kill, [or] attempt to take, capture, or kill ... any migratory bird.â 16 U.S.C. § 703(a). The MBTA also limits the FWSâs authority to authorize the killing of migratory birds absent specified regulations â[sjubject to the provisions and in order to carry out the purposes of the conventionsâ underlying the Act. Id. §. 704(a). The conventions underlying the MBTA stipulate that migratory birds may only be killed under âextraordinary conditions,â where birds have âbecome seriously injurious to the agricultural or other interests in any particular community.â Humane Socây of the U.S. v. Glickman, 217 F.3d 882, 885 (D.C. Cir. 2000) (internal quotation marks omitted).
Pursuant to the MBTA, the FWS has enacted a permitting program for narrow categories of migratory bird takings, such as scientific collecting, rehabilitation, hunting, and depredation control. See 16 U.S.C. §§ 704(a), 712(2) (empowering the FWS to promulgate implementing regulations); 50 C.F.R. §§ 21.21-21.61 (authorizing the issuance of various types'of permits). The FWS has also established a âspecial purposeâ permit that allows a person to âlawfully take ... migratory birds ... for any purpose not covered by the standard form permitsâ included elsewhere in the regulations. 50 O.F.R. § 21.27(a). The FWS may issue such a permit for âspecial purpose activities related to migratory birds,â where the applicant âmakes a â sufficient showingâ that the activity would be âof benefit to the migratory bird resource, important research reasons, reasons of human concern for individual birds, or other compelling justification.â Id.
Here, the FWS interpreted § 21.27 as authorizing it to grant a special purpose permit sanctioning the incidental take of migratory birds ÂĄto the NMFS, thereby allowing a commercial activityâlongline fishingâthat does not concern bird conservation. In its decision to issue the permit, the FWS found that the âcommercial fishery carries no intrinsic benefit for migratory bird resources,â âthe take that occurs is neither directed by, nor is the result of, important research,â and that âthe take that occurs does not result from concern for individual birds.â However, the FWS found that âcompelling justification!â existed to permit the continued operation of the shallow-set fishery, which the FWS believed âprovides a net benefit to the Nationâ economically and âserves as a benchmark internationally for employing effective seabird mitigation techniques and serves as an example of responsible conservation practices by a fishery.â The FWS also noted that â[closure of this fishery would likely result in replaced effort by foreign longline fleets to supply swordfish demand, where use. of bycatch mitigation methods would not likely follow international best practices.â
We conclude that the FWSâs decision to issue a special purpose permit to the NMFS oh behalf of a commercial fishery was arbitrary and capricious. Although the FWSâs interpretation of § 21.27 would ordinarily deserve deference, see' Mead, 533 U.S. at 226-27, 121 S.Ct. 2164, we cannot conclude that such deference is appropriate in this case. Deference to the FWSâs interpretation is not warranted because the plain languagĂŠ of this regulation is not reasonably susceptible to the FWSâs new interpretation. The other âstandard form permitsâ the MBTA regulations authorize govern discrete types of takings, such as scientific collecting, taxidermy, and rehabilitation, and although â § 21.27 is intended to allow the FWS to authorize activities not otherwise permitted by the regulations, it is still a narrow exception to the MBTAâs general prohibition on killing migratory birds. See Marsh, 869 F.3d at 1116-17 (â[W]e must always ensure that the interpretation is not inconsistent-with a congressional directive .... â); Ctr. for Biological Diversity v. Salazar, 706 F.3d 1085, 1092 (9th Cir. 2013) (â[W]e must interpret [a] regulation as a whole, in light of the overall statutory and regulatory scheme ...(internal quotation marks omitted)). The FWSâs construction of § 21.27âs âspecial purpose activit[y]â exception as applying to basic commercial activities like fishing that have no articula-ble âspecial purposeâ is therefore inconsistent with the existing permitting scheme that the FWS has enacted. The FWS must read the âspecial purposeâ,â provision in the context of the regulationâs other requirements that, taken together, fail to turn § 21.27 into a general incidental take exception: the permit must ârelate[] to migratory birdsâ and may issue only upon a âsufficient showing of ... [a] compelling justification.â 50 C.F.R. § 21.27.
The FWS unpersuasively argues that the phrase ârelated to migratory birdsâ is not a restriction on its permitting authority, but merely a description of what can be permitted. The FWS specifically maintains that longline fishing is ârelated to migratory birdsâ because it incidentally interacts with them. Although nothing in the regulation requires that the permitted activity directly concern migratory birds, it nevertheless strains reason to say that .every activity that risks killing migratory birds ârelate[s] toâ those birds. See 50 C.F.R. § 21.27. The FWSâs approach to the regulation renders the majority of its text superfluous. See Natâl Assân of Home Builders v. Defs. of Wildlife, 551 U.S. 644, 669, 127 S.Ct. 2518, 168 L.Ed.2d 467 (2007) (cautioning against reading an agency regulation in a way that renders part of it redundant).
The FWSâs interpretation of § 21.27 as authorizing it to grant an incidental take permit to the NMFS does not conform to either the MBTAâs conservation intent or the plain language of the regulation. We therefore conclude that the FWSâs grant of a special purpose permit to the NMFS was arbitrary and capricious.
II. 2012 âNo Jeopardyâ BiOp
Plaintiffs also, argue that the NMFS violated the ESA by failing to properly assess the shallow-set fisheryâs impacts on endangered sea turtles. The ESA permits federal agencies to authorize actions that will result in the taking of endangered or threatened species only if the projected take âis not likely to jeopardize the continued existence ofâ any listed species. 16 U.S.C. § 1536(a)(2). âJeopardize the continued existence of means to engage in an action that reasonably would, be expected, directly or indirectly, to reduce appreciably the likelihood of both the survival and recovery of a listed species in the wild by reducing the reproduction, numbers, or distribution of that species.â 50 C.F.R. § 402.02 (emphasis added).
Where listed marine species are concerned, the NMFS prepares a BiOp evaluating the effects of the proposed action on the survival, and recovery of the listed species. 16 U.S.C. § 1536(c). The agency specifically considers the proposed actionâs direct, indirect, and cumulative effects on a listed species in relation to the environmental baseline, and opines on whether the action is likely to jeopardize the speciesâ survival. 50 C.F.R. § 402.14(g)(4); see also Natâl Wildlife Fedân v. Natâl Marine Fisheries Serv., 524 F.3d 917, 924 (9th Cir. 2008). Where a species is already in peril, an agency may not take an action that will cause an âactive change of statusâ for the worse. Natâl Wildlife Fedân, 524 F.3d at 930.
When formulating a BiOp, the NMFS must base its conclusions on evidence supported by âthe best scientific and commercial data available.â 16 U.S.C. § 1536(a)(2); 50 C.F.R. § 402.14(g)(8). This requirement âprohibits [an agency] from disregarding available scientific evidence that is in some way better than the evidence [it] relies on.â San Luis & Deltar-Mendota Water Auth. v. Jewell, 747 F.3d 581, 602 (9th Cir. 2014) (citation and internal quotation mark omitted). âThe determination of what constitutes the âbest scientific data availableâ belongs to the agencyâs âspecial expertiseâ ....â Id. (emphasis in original) (citation omitted).
In 2012, the NMFS issued a BiOp concluding that the removal of the annual limit of 2,120 shallow-set lines in the fishery might result in the incidental âtakeâ of Northern Pacific loggerhead and leather-back sea turtles, but would not jeopardize the continued existence of either species for the next 25 years. To establish the environmental baseline, the NMFS used existing studies on loggerhead and leather-back interactions with all Pacific longline fisheries (domestic and international) from 2000 to 2009. The NMFS ultimately found that the Hawaii-based shallow-set fishery is currently responsible for killing two to three loggerheads and leatherbacks (each) per year. The NMFS also determined that the impacts associated with anthropogenic climate change were likely beginning to affect both sea turtle species, but lacked sufficient data to quantify the threat that climate change posed to the turtles.
The NMFS then attempted to predict the impact that allowing the fishery to deploy 5,500 longline sets per yearâthe approximate maximum annual number of sets before the fishery was first closed out of concern for the sea turtle populationsâ would have on the loggerheads and leath-erbacks. The NMFS ultimately projected that setting 5,500 lines would kill no more than one adult, female loggerhead turtle and four adult, female leatherback turtles. The NMFS then employed population viability assessment models to forecast the risk that killing small numbers of adult, female sea turtles would lead to the speciesâ extinction. The NMFS concluded from the results that the proposed action could not reasonably be expected to appreciably reduce the likelihood of survival of either the loggerhead or the leatherback turtles.
The NMFSâs âno jeopardyâ conclusion was not affected by the agencyâs consideration of the cumulative effects of worsening climates. And, the NMFSâs analysis of âspilloverâ trends suggested that the proposed increase in Hawaii-based swordfish-ing would benefit sea turtles overall. Because domestic fisheries operate under more stringent conservation measures than foreign fleets that compete to provide swordfish to U.S. consumers, the NMFS predicted that increasing domestic fishery yields would displace foreign fishing activities in the same area that the Hawaii-based shallow-set fishery operates, resulting in a net decrease in mortalities for the affected turtle species. However, because the NMFS concluded that the projected decrease in turtle deaths from this âspilloverâ effect was not precise enough to incorporate into its population assessment models, the NMFS did not incorporate these benefits into its no jeopardy finding.
A. Population Viability Assessment Models
Plaintiffs argue that the 2012 BiOpâs conclusion that the proposed action would not appreciably impact loggerhead and leatherback sea turtles is unsupported by the scientific methods the FWS relied on. To project the impact of the shallow-set fisheryâs operations on the sea turtle speciesâ likelihood of survival, the NMFS ran a climate-based population forecast model and relied primarily on the results of this model, âalong with inputs from multiple experts and sources, where available.â The climate-based model showed a significant decline in loggerhead numbers over the next generation even without the proposed action of removing the fisheryâs set limits: 99.5% of the tests showed the loggerhead falling below the quasi-extinction threshold within 25 years. When the model was run incorporating the anticipated mortality associated with the fisheryâs operations without set limits, the results were similar. The NMFS specifically found that â[v]irtually all the loggerhead climate model runs ... indicated] high extinction risk with high model confidence.â The additional loss to the loggerhead population from the proposed action ranged from 4 to 11%. As for the leatherback turtles, the climate-based model showed an increase in leatherback population over the next generation without a change in the fisheryâs set limits, and even with the proposed action the âextinction risk remained] in the low category,â although the results predicted a âmeasurable loss to the populationâ of 16 to 30%.
Based on the results from the model, the NMFS decided that it did not âbelieve that the small effect posed by the lethal takes in this fishery, when considered together with the environmental baseline and the cumulative effects, will be detectable or appreciableâ and âthat the additional risk to the [loggerhead turtles] that would result from loss of one adult female annually is considered negligible.â Similarly, the NMFS concluded âthat the proposed action would have a negligible impact on the risk to ... the western Pacific leatherback population as a whole.â Therefore, the NMFS opined that increasing the maximum annual number of sets at the fishery would not jeopardize either species.
1. Loggerhead Turtles
With respect to the loggerhead turtles, the NMFS violated the APAâs requirement that the agency articulate a rational connection between the population viability model upon which the NMFS relied and its no jeopardy conclusion. The BiOp acknowledged that the climate-based model predicted a decline in loggerhead populations to a level that ârepresents a heightened risk of extinction,â but still upheld a finding of âno jeopardyâ on the grounds that there was âlittle to no difference in the extinction risk when the annual removal of one adult female loggerhead resulting from the proposed action is considered in the model.â We rejected similar logic in National Wildlife Federation, holding that âwhere baseline conditions already jeopardize a species, an agency may not take action that deepens the jeopardy by causing additional harm.â 524 F.3d at 930 (noting that listed speciesâ âslow slide into oblivion is one of the very ills the ESA seeks to preventâ). In National Wildlife Federation, the NMFS had prepared a BiOp in which it determined that hydro-power dam operations would not jeopardize threatened and endangered salmon populations. Id. at 925. NMFS, however, had already determined that baseline environmental conditions posed a risk of jeopardy to the species. Id. Therefore, to reach a conclusion of âno jeopardy,â the agency completely excluded from the environmental baseline all impacts from ânondiscre-tionaryâ federal activities such as operations relating to irrigation, flood control, and power generation. We held that this exclusion was improper and that baseline conditions must be factored into the jeopardy analysis, cumulatively with the entirety of agency actions. The relevant inquiry is therefore whether the âaction effects, when added to the underlying baseline conditions,â are such that they would cause jeopardy. Id. at 929,
Here, the NMFS improperly minimized the risk of bycatch to the loggerheadsâ survival by only comparing the effects of the fishery against the baseline conditions that have already contributed to the turtlesâ decline. The BiOpâs no jeopardy opinion is premised on the proportionally low risk that the shallow-set fishery poses to the loggerheads relative to other threats, such as international fishing and climate change: the NMFS specifically found that although âany level of take and mortality can have an adverse effect on the overlying population ... the expected level of take from the action, including a small' number of mortalities, is extremely small when considered together with all impacts considered in the Status of the Species, Baseline arid Cumulative Effe'cts sections, includirig other federally authorized fisheries and foreign fisheries.â As in National Wildlife Federation, the agency reached an arbitrary conclusion by only comparing the prospective harm to the loggerheads that is attributable to the proposed actionâthe death of a single adult, female loggerhead per yearâto the much greater harm resulting from factors-, beyond the fishery. Based on this impermissible comparison, the agericy concluded that- the proposed actionâs adverse impacts would not appreciably reduce the loggerheadsâ likelihood of survival-,. See' Natâl Wildlife Fedân, 524 F.3d at 930.
The NMFS relies heavily on the conservative nature of its calculations to support the difference between its conclusion and the climate-based modelâs results. The NMFS asserts that it rounded up its calculation of maximum adult female -mortality, modeled the viability of turtle populations using the maximum potential number of annual interactions opposed to the average number of interactions reported in previous years, and estimated the number of sea turtle deaths based on the assumption that the shallow-set fishery would immediately operate at 5,500 sets- each year. In reality, the increase in sets is expected to be gradual over many years. The ESA, however, requires agencies to rigorously ensure their actions will not âtip [the loggerhead] species from a state of precarious survival into a state of likely extinction.â See Natâl Wildlife Fedân, 524 F.3d at 930. The agency may not reject the âbest scientific dataâ in- favor of its belief that âincidental . take ... would be reduced to the best extent possibleâ and âthe vast majority of the loggerhead sea turtle takes from the proposed action are expected to be non-lethal.â
The NMFS also notes that the climate-based model used an assumed fraction of the current turtle population size (50%) as a proxy for extinction, and explains that âpopulation decline below thatâ number âdoes not necessarily mean thatâ the species is âunrecoverableâ or âfunctionally extinct.â But, given the agencyâs endorsement of the climate-based model and its expertâs decision to use a âquasi-extinction thresholdâ to" reflect a decline in the turtle population to numbers insufficient to ensure the populationâs viability, this logic does not support the NMFSâs determination that the projected population declines would not . appreciably threaten the loggerheadsâ survival.
Another rationale presented in the BiOp is-that âspillover effect is reasonably certain to contribute to a reduction in loggerhead mortalities ... due to reduced effort in foreign fisheries.â Shortly thereafter, however, the NMFS noted that data on foreign fishery bycatch are âlikely incomplete or inaccurate.â The NMFS went on to state that âmortality reduction data associated with spillover effects are not -as robust as -those analyzed for the direct effects of the proposed action.â For those reasons, the NMFS did not incorporate the estimated sea turtle mortalities that would be avoided due to a potential spillover effect into its population assessment models.
The NMFSâs model showed the loggerhead species are on a path toward extinction, which accords with the fast that the NMFS recently raised the Pacific- loggerheadâs ESA listing from âthreatenedâ .to âendangered.â The NMFS also found that âeffectsâ to the loggerhead-âare likely to occur as a result of worsening climate change,â which the NMFS âexpect[s] to continue and therefore may impact sea turtles and their habitats in the future.â Rising levels of marine debris âcould also increase entanglements.â Even though, the NMFS was unable to-quantify the risks of climate change and its associated impacts, the agency recognized that they would be detrimental to the loggerheads.
The climate-based model predicted that the proposed action would exacerbate the loggerheadsâ decline, and the BiOp is structurally flawed to the extent the NMFS failed to incorporate those findings into its jeopardy analysis. Natâl Wildlife Fedân, 524 F.3d at 927. Because the NMFS has not articulated a rational connection between the best available science and its conclusion that the loggerhead sea turtles would not be affected by-the increased fishing efforts, the agencyâs determination that the loggerhead âpopulation will remain large enough to retain the.potential for recoveryâ is arbitrary and capricious.
2. Leatherback Turtles
Plaintiffs also argue that the 2012 BiOp improperly concluded that the fishery would have no appreciable impact on the leatherback turtle population. Unlike its conclusion concerning the loggerheads, however, the NMFSâs no jeopardy conclusion regarding the leatherback turtles finds support in the scientific record and, therefore, is sufficient to withstand judicial review.
Plaintiffs specifically argue that the NMFS erred in limiting the âtemporal scaleâ of its analysis to 25 years, despite the fact that- the fisheryâs operations have no related limitation and the NMFS determined that impacts on the sea turtles due to increasing temperatures âare expected to occur slowly over the next century.â However, the NMFS was entitled to rely on the climate-based population assessment model, even though that model could only predict changes in the turtle population for 25 years. See San Luis & Deltas Mendota Water Auth. v. Locke, 776 F.3d 971, 997 (9th Cir. 2014) (â[T]he agehĂŠy has substantial discretion to choose between available scientific models, provided that it explains its choice.â); The Lands Council v. McNair, 537 F.3d 981, 988 (9th Cir. 2008) (explaining that the court may not âact as a panel of scientists that instructs the [agency] how to ... choose[ ] among scientific studiesâ), overruled â on other grounds by Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 129 S.Ct. 365, 172 L.Ed.2d 249 (2008). The constraints in the available data supply a reasonable justification for the NMFS to limit its analysis. Accordingly, we cannot conclude that the 2012 BiOp violated the ESA or that the NMFS otherwise acted arbitrarily and capriciously in determining that the fishery would have no appreciable effect on the leatherback turtle population.
B. Consideration of the Effects of Climate Change
â Lastly, Plaintiffs argue that the 2012 BiOp failed to evaluate the impacts of global climate change. Plaintiffs specifically maintain that the NMFS acted arbitrarily by dismissing the effects of global warming on sea turtles as uncertain without further study.
In the 2012 BiOp, the NMFS explained that the effects from climate change on listed turtle species include rising sand temperatures and sea levels, beach erosion, increased storm activity, and changes in ocean temperature and chemistry. The BiOp also summarized studies anticipating that climate change will impact, among other traits and behaviors, turtle gender ratios, nesting habitat, and reproductive capacity. However, the NMFS determined that there was no available data from which it could credibly project the impacts that climate change would have on the loggerhead or leatherback turtle survival rates. With respect to the loggerhead turtles, the NMFS explained that âcurrent scientific methods are not able to reliably predict the future magnitude of climate change and associated impacts or the adaptive capacity of this species.â The NMFS also stated that âleatherbacks are probably already beginning to be affected by impacts associated with anthropogenic climate change in several ways,â but noted that it did ânot have information to predict what the population would doâ or âwhat impact other climate-related changes may have such as increasing sand temperatures, sea level rise, and increased storm events.â As the NMFS observed elsewhere in the BiOp, the effects of climate change will not be globally uniform, and the uncertainty of the rate, magnitude, and distribution of such effects on different temporal and spatial scalesânot to mention the turtlesâ ability to adapt to these effectsâhave not been comprehensively studied. Consequently, the NMFS decided that climate change effects could not be âreliably quantifiedâ nor âqualitatively described or predictedâ by the agency at the time.
Here, we cannot conclude from the NMFSâs lack of precision that it failed to adequately consider the effects of climate change on the sea turtles. On the whole, the BiOp demonstrated that the NMFS considered a variety of ways in which climate change may ĂĄffect the sea turtles, but simply concluded that the data available was too indeterminate for the agency to evaluate the potential sea-turtle impacts with any certainty. Cf. Greenpeace Action v. Franklin, 14 F.3d 1324, 1326-27, 1336 (9th Cir. 1993) (holding that the agencyâs no jeopardy conclusion was not arbitrary because the BiOp at issue demonstrated that the agency had based its no jeopardy decision on the best available scientific data, even though the data was âuncertainâ); Stop H-3 Assân v. Dole, 740 F.2d 1442, 1460 (9th Cir. 1984) (sustaining a BiOp that stated âwe have very little data for providing an opinion, but feel it would be unreasonable to request [an additional] study which would be unlikely to provide definitive results.... Based on the available information, which we grant is weak, it is our opinion the proposed project is not likely to jeopardize the continued existence of the Oahu Creeperâ). Plaintiffs have failed to sufficiently refute the NMFSâs stated inability to offer more specific predictions on the effects of climate change, and they have not alleged that less speculative scientific information is available that the agency overlooked. San Luis & Deltar-Mendota, 747 F.3d at 602 (â[W]here [superior] information is not readily available, we cannot insist on perfection: [T]he âbest scientific ... data available,â does not mean the best scientific data possible.â (citation and internal quotation marks omitted)). Accordingly, the NMFSâs consideration of climate change in the BiOp was neither arbitrary, capricious, nor contrary to the NMFSâs obligation to base its jeopardy decision on the best scientific data it could obtain. See 16 U.S.C. § 1536(a)(2).
CONCLUSION
We conclude that the FWSâs grant of an incidental take permit to the NMFS in reliance on the âspecial purpose permitâ provision in 50 C.F.R. § 21.27 was arbitrary and capricious because the FWSâs interpretation of § 21.27 does not conform to either the MBTAâs conservation intent or the plain language of the regulation. We therefore reverse the district courtâs grant of summary judgment affirming the FWSâs decision to issue the permit.
We also conclude that NMFSâs 2012 BiOpâs no jeopardy finding as to the loggerhead sea turtles was arbitrary and capricious because the scientific data suggested that the loggerhead population would significantly decline, and the agency failed to sufficiently explain the discrepancy in its opinion and the record evidence. We therefore reverse the district courtâs grant of summary judgment upholding this portion of the BiOp. We otherwise affirm the district courtâs grant of summary judgment to Defendants.
AFFIRMED in part; REVERSED in part; and REMANDED. Each party shall bear its own costs on appeal.
. Because we conclude that the FWS acted arbitrarily and capriciously in issuing the incidental take permit to the NMFS under § 21,27, we need not reach Plaintiffsâ additional argument concerning whether the FWSâs action also violated NEPA.