United States v. Salvador Vera
UNITED STATES of America, Plaintiff-Appellee, v. Salvador Reyes VERA, AKA Magic, AKA Albert Vera Reyes, AKA Sas, AKA Salvador Vera, Defendant-Appellant; United States of America, Plaintiff-Appellee, v. Armando Reyes Vera, AKA Mando, AKA Armando Vera, Defendant-Appellant
Attorneys
Gretchen Fusilier, Carlsbad, CA, for Defendant-Appellant Salvador Reyes Vera., Thomas Paul Sleisenger, Los Angeles, CA, for Defendant-Appellant Armando Reyes Vera., AndrĂŠ Birotte Jr., United States Attorney, Robert E. Dugdale, Chief, Criminal Division, Dennise D. Willett, Chief, Santa Ana Branch Office, Michael Anthony Brown (argued), Assistant United States Attorney, United States Attorneyâs Office, Santa Ana, CA, for Plaintiff-Appellee United States of America.
Full Opinion (html_with_citations)
OPINION
This appeal requires us to revisit issues that arise when law enforcement officers *1235 offer both expert and lay opinion testimony interpreting the meaning of intercepted telephone calls. We again emphasize that such expert opinions must rest on reliable methodology; that such lay opinions may not be supported by speculation or hearsay, or interpret unambiguous, clear statements; and that the jury must be instructed on how to appropriately evaluate each form of testimony offered by the officer.
Defendants Salvador Reyes Vera and Armando Reyes Vera appeal their convictions and sentences for drug conspiracy and use of a minor to commit a drug trafficking offense. 1 Two case agents testified at the defendantsâ joint trial, one as a gang expert and the other as an expert in drug jargon who translated wiretapped phone calls into drug quantities and amounts. We affirm the admission of the gang testimony but reach a different conclusion regarding the testimony interpreting the recorded calls. Because that testimony intermingled lay and expert opinion, the district courtâs failure to explain the distinction to the jury constituted plain error. Additionally, this intermingling resulted in the admission of improper expert and lay opinions, which also constituted plain error. Because these errors affected the drug quantities found by the jury in a special verdict, and therefore the mandatory minimum sentences the defendants faced, they affected the defendantsâ substantial rights and seriously affected the fairness of the judicial proceedings. Accordingly, we vacate the drug quantity findings and the defendantsâ sentences. We affirm the remainder of the jury verdict.
We also address the appropriate remedy when trial errors affect the juryâs drug quantity findings but not the underlying conspiracy convictions. Because drug quantity is not an element of the conspiracy offense, we need not vacate the defendantsâ conspiracy convictions. We further hold that, under these circumstances, the Double Jeopardy Clause does not preclude retrial of the drug quantity issue. We therefore vacate the special verdict only, and remand ' for proceedings consistent with this opinion. On remand, the government may elect to retry the drug quantity issue or may seek a resentencing based solely on the defendantsâ convictions. 2
I. Background
In 2007, acting on a tip from confidential informant Gerardo Reyes, the Santa Ana Gang Task Force began investigating drug trafficking in Bishop Manor, a high-density apartment complex within the territory of the Minnie Street Lopers gang. Reyesâ tip and the resulting investigation brought the defendants to the task forceâs attention. Based on the tip, some initial surveillance and a few initial controlled purchases, the agents believed that Salvador and Armando were involved in the illegal distribution of several controlled substances. To further the investigation, in May 2008, the task force began wiretapping cell phones used by the defendants and their minor nephew, Ramon Vera, also known as âOjitosâ or âLittle Bear.â All told, the investigation intercepted thousands of calls and, through contemporaneous surveillance, corroborated certain aspects of the calls â for example, who the speakers were and where they were meeting. Reyes also completed a controlled purchase from Armando of around 24 *1236 grams of heroin, the only physical evidence of narcotics seized during the investigation.
The Vera brothers were arrested in October 2008 and indicted a few months later, as were several co-defendants. In January 2012, a federal grand jury returned a three-count superseding indictment against the defendants. Count 1 charged Salvador and Armando with conspiracy to distribute and to possess with intent to distribute heroin, cocaine, cocaine base and methamphetamine. 3 Counts 2 and 3 charged Salvador (Count 2) and Armando (Count 3) with using a minor to commit a drug trafficking offense. See 21 U.S.C. §§ 841(a)(2), 846, 861(a)(1).
The wiretapped phone calls were the governmentâs primary evidence during the five-day trial; over 70 recorded calls were either played for or read to the jury. Additionally, the two case agents primarily responsible for the investigation were called to testify. FBI Agent Daniel Lavis, the governmentâs key witness, testified about the investigation, the surveillance that was conducted, narcotics prices, how law enforcement agents use confidential informants, Bishop Manor and the surrounding area, how wiretaps are obtained and how they work, phone technology, the phones that were wiretapped in this case, the Identity of participants in the wiretapped calls and their relationships, and code words used by the participants in the wiretapped calls. Lavis also opined about the meanings of most of the recorded calls as they were played or read, identifying voices and nicknames, and interpreting the conversations as referring to specific quantities of particular controlled substances. The other case agent, Detective John Franks, testified about gang structure and practices generally, the Minnie Street Lopers specifically, and the inferences he drew about Salvadorâs role within the Lopers organization. Franks also testified about the investigation and his observations while conducting surveillance.
Reyes, the confidential informant, testified as well. He gave details regarding the controlled purchase of heroin he made from Armando and explained the structure of the defendantsâ drug dealing organization, from which he had purchased drugs for many years and for which he had, at times, acted as a lookout. He further explained that Salvador was the highest ranking member of the Minnie Street Lopers gang in the area. Reyes testified that Salvador maintained control of narcotics trafficking in that area by giving only certain dealers permission to sell narcotics. Anyone else caught dealing would be âbeat up.â Reyes testified that Armando was Salvadorâs ânumber two manâ and handled most sales, and that Salvador used his nephew and other minors as drug runners. 4
The defense did not call any witnesses or introduce any evidence except a stipulation that a particular intercepted phone call did not concern cocaine base, as Lavis had testified, but actually concerned powder cocaine. The defendants essentially conceded guilt on the conspiracy count, focusing their closing arguments on the adequacy of the governmentâs proof of *1237 drug type and quantity, and characterizing the juryâs role as answering âan accounting question.â
The jury found the defendants guilty on all counts and issued a special verdict holding both defendants responsible for 100 grams or more of heroin, 500 grams or more of cocaine and 280 grams or more of cocaine base. Both defendants were sentenced to the low end of their respective guidelines ranges: 360 monthsâ imprisonment for Salvador and 210 monthsâ imprisonment for Armando.
II. Franksâ Testimony
The defendants contend that Detective Franksâ testimony as both a gang expert and a percipient witness to the events in his investigation violated their Confrontation Clause rights and Federal Rule of Evidence 403. 5 We review the district courtâs rulings on the Confrontation Clause de novo and on Rule 403 for abuse of discretion. See United States v. Gomez, 725 F.3d 1121, 1125 (9th Cir.2013); United States v. Hankey, 203 F.3d 1160, 1166-67 (9th Cir.2000). We hold that admitting Franksâ gang testimony did not constitute reversible error.
A. Confrontation Clause
The Supreme Court held in Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), that a defendantâs Confrontation Clause rights are violated by the admission of âtestimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had ... a prior opportunity for cross-examination.â Id. at 53-54, 124 S.Ct. 1354. Nevertheless, an expert witness may offer opinions based on such inadmissible testimonial hearsay, as well as any other form of inadmissible evidence, if âexperts in the particular field would reasonably rely on those kinds of facts or data in forming an opinion on the subject.â Fed.R.Evid. 703. Moreover, the expert may disclose to the jury the inadmissible evidence relied on in forming his opinion âif [its] probative value in helping the jury evaluate the opinion substantially outweighs [its] prejudicial effect.â Id.
Under these rules, there is generally no Crawford problem when an expert âappli[es] his training and experience to the sources before him and reach[es] an independent judgment.â Gomez, 725 F.3d at 1129 (quoting United States v. Johnson, 587 F.3d 625, 635 (4th Cir.2009)). But an expert exceeds the bounds of permissible expert testimony and violates a defendantâs Confrontation Clause rights when he âis used as little more than a conduit or transmitter for testimonial hearsay, rather than as a true expert whose considered opinion sheds light on some specialized factual situation.â Id. (quoting Johnson, 587 F.3d at 635). Accordingly, the key *1238 question for determining whether an expert has complied with Crawford is the same as for evaluating expert opinion generally: whether the expert has developed his opinion by âapplying his extensive experience and a reliable methodology.â United States v. Dukagjini, 326 F.3d 45, 54 (2d Cir.2003).
The Second Circuitâs opinion in United States v. Mejia, 545 F.3d 179 (2d Cir. 2008), illustrates how case agent expert testimony can violate a defendantâs Confrontation Clause rights. The defendants in Mejia were members of the MS-13 gang who were being tried for racketeering and related charges. See id. at 183. An agent qualified as a gang expert, see id. at 193-94, identified custodial interrogations of MS-13 members as at least a partial basis for his testimony âthat MS13 taxed non-member drug dealers,â âthat MS-13 treasury funds were used to purchase narcotics and that MS-13 members used interstate telephone calls to coordinate activities.â Id. at 199. This testimony was directly relevant to several material issues in the case, including whether MS13 was an enterprise, had an effect on interstate or foreign commerce or engaged in narcotics trafficking. See id. at 200.
The agentâs testimony violated the Confrontation Clause, however, because he presented testimonial hearsay âin the guise of an expert opinion,â id. at 199 (quoting United States v. Lombardozzi 491 F.3d 61, 72 (2d Cir.2007)), rather than presenting the information to explain a bona fide expert opinion. The Mejia court was âat a loss in understanding how [the agent] might have âapplied his expertiseâ to these statements before conveying them to the jury.â Id. Most problematically, the agentâs drug tax testimony âwas based directly on statements made by an MS-13 member in custody (during the course of this very investigation).â Id. (emphasis omitted). To form his drug tax opinion, therefore, the agent did not have to conduct a âsynthesis of various source materialsâ or apply any of âhis extensive experience [or] a reliable methodology.â Id. at 197 (quoting Dukagjini 326 F.3d at 58) (internal quotation marks omitted). Instead, the agent âcommunicated out-of-court testimonial statements of cooperating witnesses and confidential informants directly to the jury in the guise of an expert opinion.â Id. at 198 (quoting Lombardozzi 491 F.3d at 72). The agentâs direct repetition of testimonial hearsay about the drug tax âimpugn[ed] the legitimacy of all of his testimony,â leading the court to suspect he had merely summarized an investigation conducted by others, rather than applying his expertise to draw his own conclusions. Id. at 199. The court therefore held that the agentâs âreliance on and repetition of out-of-court testimonial statements made by individuals during the course of custodial interrogations violated [the defendantsâ] rights under the Confrontation Clause of the Sixth Amendment.â Id.
Here, Detective Franks testified both as a gang expert witness and as a percipient witness regarding his observations during the investigation. Specifically, he testified that Bishop Manor fell within the territory of the Minnie Street Lopers gang and that the gang maintained control over narcotics sales within Bishop Manor and the surrounding areas by requiring any non-member drug dealers in the area to pay a tax. Because he knew from reviewing intercepted telephone calls that Salvador did not pay taxes to anyone else in the neighborhood, Franks concluded that Salvador was âone of the leaders of the narcotics trade in Bishop Manor.â He also testified about a recorded phone call between Salvador and a friend that was played for the jury, opining that a rival gang was trying to tax Salvador because they believed his *1239 friend was selling drugs within their territory. Because the leader of one neighborhood gang is generally the person who pays taxes to the higher-ranking gang in another area, Franks opined that Salvador was â[m]ore than likely the leaderâ of the Minnie Street Lopers in Bishop Manor.
The defendants contend that Franks exceeded the bounds of permissible expert testimony by âserving as a conduit for admission of hearsay in violation of Crawford.â They argue that by testifying that the Minnie Street Lopers controlled narcotics trafficking within Bishop Manor and âwere able to force non-members dealing drugs there to pay a tax,â Franks directly âimparted important testimonial facts gleaned from his exposure to gang members and affiliatesâ without applying any independent judgment. Id. We disagree and hold that Franksâ testimony fell within the bounds of permissible expert opinion.
First, Detective Franks applied his experience to his observations to form expert opinions about the Minnie Street Lopers and their tactics. Franks testified he had extensive training about and experience with gangs, including some formal classroom training, his time on the Santa Ana Gang Task Force and his work at the Santa Ana Police Department as a gang homicide investigator and gang suppression detective. He was familiar with the Minnie Street Lopers gang in particular from his contacts with members when he worked as a deputy sheriff in the jail, when he patrolled the area and when he transferred to the gang unit of the Santa Ana Police Department. Unlike the gang expert in Mejia, nothing in Franksâ testimony suggests that he was directly repeating what someone else told him about the Minnie Street Lopers during this or any other investigation. Rather, his testimony that gangs âcontrol the narcotics trafficking in an areaâ by maintaining.control âof selling drugs to buyersâ and âof the money,â and by requiring âother drug dealers in that area that are not part of that gangâ to âpay whatâs called a tax to that gang,â distilled and synthesized what he. had learned through his experience. See Mejia, 545 F.3d at 197 (implying that the âsynthesis of various source materialsâ constitutes permissible expert testimony).
More importantly, Franks did not impart this information for its own sake, but to explain the basis for his expert opinion that Salvador was âone of the leaders of the narcotics trade in Bishop Manor.â He testified that he formed this opinion by reviewing the wiretapped telephone calls, learning that Salvador did not pay taxes to anybody in the neighborhood and applying his knowledge and experience of gang practices to deduce the significance of that information. He further applied this expertise to explain the meaning of a recorded phone call between Salvador and a friend, Walter, that was played for the jury. According to Franks, Walter told Salvador in the call that members of a rival gang believed Walter was âslinging for Salvadorâ within their territory and were looking for Salvador to verify that he had paid the required tax. Based on his knowledge that the leader of a neighborhood gang is generally responsible for paying taxes to a higher-ranking gang, Franks testified that the phone call further supported his opinion that Salvador was in charge of narcotics trafficking in Bishop Manor.
Franksâ expert opinion therefore was not merely repackaged testimonial hearsay but was âan original productâ that could have been âtested through cross-examination,â Gomez, 725 F.3d at 1129 (quoting Johnson, 587 F.3d at 635), although the defendants declined to do so. Because Franks âapplied] his training and experi *1240 ence to the sources before him and reach[ed] an independent judgment,â his testimony complied with Crawford and the Confrontation Clause. Id. (quoting Johnson, 587 F.3d at 635).
B. Rule 403
The defendants further contend that the district court did not balance the probative value of Franksâ testimony against its unfair prejudice and that his testimony should have been excluded on this basis as well. Assuming without deciding that Franksâ testimony should have been excluded under Rule 403, we conclude that any error in admitting the testimony was harmless. See United States v. Gonzalez-Flores, 418 F.3d 1093, 1099 (9th Cir.2005) (holding that for nonconstitutional errors, we will not reverse when âit is more probable than not that the error did not materially affect the verdictâ (quoting United States v. Morales, 108 F.3d 1031, 1040 (9th Cir.1997) (en banc)) (internal quotation marks omitted)).
First, because Franksâ most damning testimony was cumulative, its impact on the jury was limited. Before Franks testified, the jury had already heard Reyesâ testimony that Salvador was the highest-ranking member of the Minnie Street Lopers, that Salvador controlled all narcotics trafficking in Bishop Manor and that anyone who dealt drugs without his permission would be physically assaulted. This testimony was elicited without objection from the defense, and its admission has not been challenged on appeal. Admittedly, corroboration from law enforcement carries heavy weight, especially given that Reyesâ testimony had been thoroughly impeached. Nevertheless, the jury had already heard the most potentially inflammatory infoignation from other sources.
Second, as to the conspiracy count, Franksâ testimony could not have influenced the verdict because the defendants effectively conceded guilt. Armandoâs attorney stated in closing argument that âArmando Vera is not disputing that he distributed narcoties[.] Thatâs a given.â Salvadorâs attorney added that he would not âtalk[ ] at all about guilt or innocence as to Count 1,â but only about âquantity and types of drugs and whether the government met their burden of proof to prove those quantities.â
Third, Franksâ testimony did not materially affect the defendantsâ convictions for use of a minor in Counts 2 and 3 and the special verdict on the drug quantities. The far more specific testimony from Lav-is and Reyes about the role of the defendantsâ minor nephew in the drug organization and the extensive testimony from Lavis regarding drug type and quantities overshadowed anything Franks may have contributed. 6
Finally, we note that in one respect, Franksâ gang testimony prejudiced one of the two defendants, Armando. Because there was no evidence that Armando, as opposed to Salvador, was a gang member, the gang testimony could have influenced the jury to view Armando in an unfairly negative light. See Kennedy v. Lockyer, 379 F.3d 1041, 1055 (9th Cir.2004) (noting that âevidence relating to gang involvement will almost always be prejudicial and *1241 will constitute reversible errorâ). But under the unique circumstances of this case, this possibility is not a reason to conclude that the admission of Franksâ testimony was prejudicial error. Reyes also testified extensively about Salvadorâs gang ties and the activities of the Minnie Street Lopers gang, and neither defendant has challenged the admission of that testimony. Accordingly, Franksâ testimony was not in itself the cause of any prejudice Armando may have suffered on that score. We further note that Armando could have, but did not, request a separate trial or even a limiting instruction to shield himself from the effects of the gang-related evidence.
For these reasons, we hold the admission of Franksâ gang expert testimony did not violate the defendantsâ Confrontation Clause rights and did not constitute reversible error under Rule 403.
III. Lavisâ Testimony
We next consider whether admitting Lavisâ testimony interpreting the recorded telephone calls was reversible error. The defendants argue his testimony was improper because it (1) impermissibly mixed lay and expert opinions; (2) served as a conduit for testimonial hearsay in violation of Crawford, 541 U.S. 36, 124 S.Ct. 1354; (3) was not the product of reliable principles and methods; and (4) included impermissible lay opinions.
Although some of Lavisâ opinions about the meaning of recorded phone calls were permissible, we agree with the defendants that others were erroneously admitted, and that the district courtâs failure to instruct the jury in how to evaluate his testimony was plain error. After a careful review of the record, we conclude these errors warrant reversal of the juryâs drug quantity findings, but not the defendantsâ convictions on Counts 1 through 3. We consider the appropriate remedy in Part IV, infra.
A. Legal Background
It is neither novel nor unusual for law enforcement officers to interpret the meaning of phone calls recorded as part of a narcotics investigation. Drug jargon is well established as an appropriate subject for expert testimony and investigating officers may testify- as drug jargon experts who interpret the meaning of code words used in recorded calls. See, e.g., United States v. Bailey, 607 F.2d 237, 240 (9th Cir.1979). Officers may testify about their interpretations of âcommonly used drug jargonâ based solely on their training and experience. See id.; see also United States v. Figueroa-Lopez, 125 F.3d 1241, 1244-45 (9th Cir.1997) (holding that law enforcement officer testimony that certain terms constituted code words for a drug deal was erroneously admitted as lay opinion testimony, but the error was harmless because the officer testified to facts supporting his qualifications as an expert and the testimony was proper expert opinion).
To interpret the meaning of coded language encountered for the first time in the specific investigation at issue, however, an officerâs qualifications, including his experience with narcotics investigations and intercepted communications, are relevant but not alone sufficient to satisfy Federal Rule of Evidence 702. See United States v. Hermanek, 289 F.3d 1076, 1093 (9th Cir.2002). Rather, Rule 702 requires district courts to assure that an expertâs methods for interpreting the new terminology are both reliable and adequately explained. See id. at 1094. â[Vjague and generalizedâ explanations are not sufficient; rather, the officer must explain how he applies his âknowledge to interpret particular words and phrases used in particular conversations.â Id. at 1094-95. For *1242 example, an agent may permissibly apply his knowledge of the drug manufacturing process to interpret words referring to that process or apply his familiarity with a particular method for generating code words to decode their meaning. See, e.g., United States v. Reed, 575 F.3d 900, 923 (9th Cir.2009) (approving expert testimony interpreting terms the agent âknew to refer to the reagent used in the POP manufacturing processâ); United States v. Decoud, 456 F.3d 996, 1013-14 & n. 6 (9th Cir.2006) (approving the agentâs explanation that he interpreted âdiznertyâ as slang for âdirtyâ based on his familiarity with a common speaking style that creates slang versions of specific words by adding âeâ or âezâ).
A law enforcement officer testifying as an expert in drug jargon may also testify as a lay witness if he was involved in the investigation. See United States v. Freeman, 498 F.3d 893, 904 (9th Cir.2007). Such dual capacity testimony raises additional concerns, however: an agentâs status as an expert could lend him unmerited credibility when testifying as a percipient witness, cross-examination might be inhibited, jurors could be confused and the agent might be more likely to stray from reliable methodology and rely on hearsay. See id. at 902-03 (citing United States v. Dukagjini, 326 F.3d 45 (2d Cir.2003)); see also United States v. York, 572 F.3d 415, 425 (7th Cir.2009); United States v. Flores-De-Jesus, 569 F.3d 8, 21 (1st Cir. 2009); United States v. Conner, 537 F.3d 480, 488 (5th Cir.2008).
Because these risks are reduced â[i]f jurors are aware of the witnessâs dual roles,â the jury must be instructed about âwhat the attendant circumstances are in allowing a government ease agent to testify as an expert.â Freeman, 498 F.3d at 904; see also United States v. Martinez, 657 F.3d 811, 817 (9th Cir.2011) (approving admission of hybrid testimony when âthe court instructed the jury three times on the difference between percipient and expert testimonyâ); United States v. Anchrum, 590 F.3d 795, 803-04 (9th Cir.2009) (holding that the district court âavoided blurring the distinction between [the case agentâs] distinct role as a lay witness and his role as an expert witnessâ when it âclearly separated [the agentâs] testimony into a first âphaseâ consisting of his percipient observations, and a second âphaseâ consisting of his credentials in the field of drug trafficking and expert testimony regarding the modus operandi of drug traffickersâ). Direct and cross-examination provide additional opportunities âto clarify in the eyes of the jury the demarcation between lay and expert testimony offered by the same witness.â Freeman, 498 F.3d at 904; see also Martinez, 657 F.3d at 817 (noting that â[t]he government was nearly always exact in specifying when it was asking for [the agentâs] testimony as an expertâ in affirming admission of the agentâs hybrid testimony).
Finally, a law enforcement officer involved in the investigation may offer lay opinions about the meaning of intercepted phone calls, but those opinions are subject to the requirements of Federal Rule of Evidence 701. See Freeman, 498 F.3d at 904^05. Rule 701 requires lay opinion testimony to be â(a) rationally based on the witnessâs perception; (b) helpful to clearly understanding the witnessâs testimony or to determining a fact in issue; and (c) not based on scientific, technical, or other specialized knowledge within the scope of Rule 702.â Accordingly, an officer may not testify based on speculation, rely on hearsay or interpret unambiguous, clear statements. See Freeman, 498 F.3d at 905. But he may interpret âambiguous conversations based upon his direct knowledge of the investigation,â including his *1243 âdirect perception of several hours of intercepted conversations ... and other facts he learned during the investigation.â Id. at 904-05; see also United States v. Godson, 763 F.3d 1189 (9th Cir.2014).
In sum, law enforcement officers may offer lay and expert opinions about the meaning of intercepted phone calls, but the foundation laid for those opinions must satisfy Rules 701 and 702, respectively. Further, if a single officer offers both lay and expert testimony, the jury must be informed of the fact and significance of his dual roles.
B. Analysis
Applying these principles to this case, we hold it was plain error not to instruct the jury on how to appropriately evaluate Lavisâ opinions and to fail to require an adequately specific foundation for those opinions. Together, these errors undermine our overall confidence in the jury verdict in some respects. If an appropriate foundation had been laid, the jury would at least have had the information it needed to evaluate Lavisâ opinions. If the jury had been instructed on how to evaluate Lavisâ opinions, it would at least have known the rules governing how much weight to give those opinions. The absence of both an adequately laid foundation and an appropriate instruction, however, substantially heightened the ârisk that the jury [would] defer to the officerâs superior knowledge of the case and past experi- â enees with similar crimes.â United States v. Hampton, 718 F.3d 978, 981-82 (D.C.Cir.2013).
The defendantsâ arguments for overturning their convictions for these reasons are not well taken, however, because the erroneously admitted testimony related most fundamentally to the evidence of drug quantity. Moreover, the defendants failed to object to Lavisâ interpretive testimony generally and they failed to contemporaneously object .to the specific quantity opinions they belatedly challenge on appeal. Whether the defendantsâ decisions were based on strategy or the result of oversight, they undermine the defendantsâ argument that the errors satisfy the plain error standard, warranting reversal of their convictions, because many of the problems could have been easily corrected had they been timely brought to the district courtâs attention.
Nonetheless, the ultimate responsibility for assuring the reliability of expert testimony and for instructing the jury on how to evaluate case agent dual role testimony rests with the district court. See Freeman, 498 F.3d at 904. Particularly when the district court indicated it would instruct the jury on how to evaluate Lavisâ expert opinions, its failure to do so is not excused by the absence of a request from the defendants. Moreover, as the proponent of Lavisâ testimony, the government âbears the burden of laying the proper foundation for [its] admission.â City of Long Beach v. Standard Oil Co. of Cal., 46 F.3d 929, 937 (9th Cir.1995). Some of the responsibility must therefore be shouldered by the prosecution as well.
These' general defects led to specific flaws in Lavisâ testimony, mostly relating to the reliability of his methodology, which affected several of his opinions regarding specific drug quantities. Aside from the 24 grams of heroin Reyes purchased from Armando, Lavisâ opinions interpreting the wiretapped calls were the only evidence oi; specific quantities at trial. Given the vital importance of Lavisâ opinions to those drug quantity findings, and of those findings to the defendantsâ substantial sentences, the foundational errors in Lavisâ opinions, combined with our overall lack of confidence in the juryâs ability to meaningfully evaluate his testimony, require us to *1244 vacate the juryâs drug quantity findings. We affirm the remainder of the jury verdict, however, because the defendants have not established that their convictions were materially affected by these or any other errors in the proceedings.
1. Procedural History
The history of how Lavis came to be the key government witness on drug quantities is an important factor in our analysis. The government proffered him as an expert witness in its trial memorandum, filed the week before trial. The memorandum explained Lavis would also be testifying as a percipient witness about the investigation, specifically âthe wiretap, the recorded calls, surveillances, and interviews he conducted,â and potentially âhis familiarity with the defendants.â This proffer adequately disclosed Lavis as a witness who would be providing both lay and expert testimony. Additionally, its description of his anticipated expert testimony â that he would opine that the conspiracy involved quantities above certain threshold amounts; that he would interpret the meaning of certain words, code words and phrases used in the intercepted calls; and that he would testify as to the street values of narcotics, law enforcement techniques, drug trafficking activities in general and at Bishop Manor in particularâ reasonably disclosed the contours of that testimony.
What the proffer did not reveal was that Lavisâ testimony on drug jargon and drug quantity would include interpreting terminology he encountered for the first time in this investigation and noncoded words (such as âthatâ or âoneâ) used in particular contexts. As a consequence, the government did not disclose the methodology he would employ in doing so or, more generally, the foundation on which those opinions would rest. The proffer of his expertise rested solely on his general qualifications, training and experience: his employment as an agent of the FBI and his six years as a member of the Santa Ana Gang Task Force. The testimony elicited by the prosecutor on direct examination to support Lavisâ expert opinions similarly focused on his general training and experience and his familiarity with this investigation in particular without discussing any expert methodology he would apply. 7 Up until Lavis actually began offering his opinions about the meaning of the intercepted calls, therefore, the defendants could have reasonably assumed that his drug quantity testimony would be limited to common code words for drugs that he learned through his training and experience.
On the first day of trial, the defendants filed written objections to Franksâ proffered gang expert testimony and to two recorded phone calls the government intended to offer into evidence, which also related to the gang issues. They explicitly disclaimed objecting âto portions of the notice regarding ... use of âcode words,â [and] the street value of identified narcotics in the area at the time,â although they reserved their âright to object depending *1245 upon the ultimate foundation,â and their âright to object to any matters not specifically identified in the notice.â They objected in a footnote to any testimony of the form, âDefendant X is legally responsible for participating in a conspiracy to distribute Y amount of narcotics.â This objection was not based on foundation under 701 or 702 but on mental state under Federal Rule of Evidence 704(b). The defendants did not raise any concerns about case agents testifying in both a lay and expert capacity, nor did they request further explanation of or the opportunity to explore Lavisâ methodology or the foundation for his opinions.
The defendants did argue that expert reliance on âout-of-court statements of individuals such as informants and arresteesâ constitutes âa repackaging of testimonial statementsâ that is âinadmissible under the Confrontation Clause.â When the district court heard oral argument on their written objections before testimony began on the third day of trial, the court acknowledged the defendantsâ standing Crawford objection, explaining their âCrawford position is preserved,â but agreed with counselâs suggestion that they would contemporaneously object on all other issues.
On the merits of the defendantsâ objection, the court stated it would âbe real tight on requiring compliance with 703,â and would not âlet an expert walk in hearsay.â Significantly, the court further advised counsel that an expert could testify âto sources that an expert in that particular field could reasonably rely upon,â and that it would at that time instruct the jury about âhow theyâre to treat the expert testimony and distinguish between reliance on an opinion, those facts not coming into evidence for the truth, as opposed to the expert stating the bases for his opinion, consider what he has said in terms of assessing opinion, not for the truth of the statements.â No such instruction was ever given.
Aside from the standing Crawford objection, the defense affirmatively acquiesced to the admission of Lavisâ drug quantity opinions. ⢠Defense counsel did specifically raise Lavisâ drug quantity testimony as an issue with the court, characterizing that testimony as âcritical to the case.â The. court explained Lavis would âhave to have a percipient basis for that testimony.â The government responded with an oral proffer regarding the type of opinions Lav-is was expected to offer. 8 This proffer should have put the defendants on notice that Lavis would testify as to the meaning of, for example, the term âoneâ as opposed to common drug jargon, and that his opinions would be based in part âon the calls he has listened to and his knowledge of the investigation.â Nevertheless, the defense agreed that the government could proceed to elicit Lavisâ testimony and stated that such testimony would not be âper se, improper.â The defense did request â and was granted â additional time to review the summary of Lavisâ drug quantity opinions.
Finally, during Lavisâ testimony itself, the defense rarely objected to his opinions, and most of those objections were cured by rephrasing the question. This underscores that many of the problems the de *1246 fendants identify on appeal could likely have been averted through contemporaneous objections before the district court.
2. Instructional Error
On this procedural record, we review the defendantsâ Crawford argument de novo, see Gomez, 725 F.3d at 1125, and their remaining arguments for plain error, see Fed.R.Crim.P. 52(b); United States v. Ola-no, 507 U.S. 725, 730-36, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993).
In light of our Circuitâs clearly expressed concerns about case agents testifying in both lay and expert capacities, the district courtâs failure to give an instruction explaining Lavisâ dual roles was plain error. See Freeman, 498 F.3d at 904 (emphasizing âthe necessity of making clear to the jury what the attendant circumstances are in allowing a government case agent to testify as an expertâ). It is particularly plain given the district courtâs own statement that it would give an instruction telling the jury how to evaluate Lavisâ expert opinion testimony.
The absence of such an instruction prejudiced the defendants by materially increasing the risk that the jury gave Lavisâ testimony undue deference, a risk that is particularly acute with respect to the issue of drug quantity, for which â aside from 24 grams of heroin â his opinions comprised the sole evidence. Had the jury been instructed that the âfactsâ on which Lavis based his expert opinions should not be considered for their truth but only to assess the strength of his opinions, the jury would have been better able to question for itself the reliability of Lavisâ interpretations of wiretapped conversations. Likewise, if the court had instructed the jury that Lavisâ lay opinion testimony was ânot based on scientific, technical, or other specialized knowledge,â Fed.R.Evid. 701(c), it would have deterred the jury from viewing Lavisâ opinions as having the âimprimatur of scientific or technical validity.â Freeman, 498 F.3d at 903. This is especially true as to Lavisâ opinions that speakersâ vague references such as âthat,â âoneâ or âwhat we talked about earlierâ were linked to narcotics transactions.
Given the risk of undue deference from the jury, other errors in the record that might be individually harmless instead have a cumulative impact. For example, the âhelpfulnessâ requirement of Rules 701 and 702 prohibits a witness from opining about the meaning of clear statements. See id. at 904-05 (âAlthough [an expertâs] interpretation of ambiguous statements [is] permissible under Fed.R.Evid. 701, âthe interpretation of clear statements is not permissible, and is barred by the helpfulness requirement of both Fed.R.Evid. 701 and Fed.R.Evid. 702.â â (quoting United States v. Dicker, 853 F.2d 1103, 1109 (3d Cir.1988))).
Nevertheless, Lavis was at times called upon to interpret conversations that were well within the understanding of an ordinary juror. 9 Individually, such opinions did not prejudice the defendants â after all, they were impermissible because their meaning was already clear. Cumulatively, however, they may have encouraged the jury to defer to Lavisâ opinions instead of listening to the calls and reaching an independent judgment. See id. at 903 (stating that âunnecessarily repetitiveâ testimony âmay come dangerously close to usurping *1247 the juryâs functionâ) (quoting Dukagjini, 326 F.3d at 54). Particularly because the jury was uninformed about how to appropriately evaluate Lavisâ opinion testimony, these errors further erode our confidence in the juryâs verdict.
S. Specific Drug Quantity Problems
Having set forth our underlying concerns with the jury verdict generally, we next focus on drug quantity, the issue most seriously affected by the instructional error. Given the sentencing structure of the Controlled Substances Act, which imposes higher statutory sentencing ranges for offenses involving quantities above certain threshold amounts, see 21 U.S.C. § 841(b), it is not surprising that drug quantity was the primary issue the defendants contested at trial. Drug quantity was such a critical issue that, in closing, the defense variously characterized the juryâs role as akin to âaccounting,â âarithmeticâ or âa tax audit.â Moreover, when multiple substances are at issue, what quantity is attributed to a particular drug type is also material because different threshold amounts are required for different substances; the highest statutory sentencing range, for example, requires an offense involving 5 kilograms of cocaine but only 280 grams of cocaine base. See id. § 841(b)(1)(A)(ii)-(iii). Accordingly, unreliable opinions attributing particular quantities of particular substances to the defendants pose a serious risk of prejudice to their substantial rights.
Careful review of the record shows that the general failure to assure an adequate foundation for Lavisâ opinions resulted in the admission of specific drug quantity opinions that did not rest on reliable methods. Even though the defendants forfeited the arguments they make on appeal by failing to contemporaneously object to any of this specific testimony, the district court plainly erred by allowing the admission of such testimony in the face of its âcontinuing responsibility of acting as the vigilant gatekeeper[] of expert testimony to ensure that it is reliable.â Freeman, 498 F.3d at 904; see also Dukagjini, 326, F.3d at 53 (requiring âvigilance by the trial court ... when an expert, who is also the case agent, goes beyond interpreting code words and summarizes his beliefs about the defendantâs conduct based upon his knowledge of the caseâ).
For example, an agentâs belief that the speaker is a trafficker of a particular substance does not satisfy Rule 702âs requirement that expert opinions be based on reliable methodology. See Hermanek, 289 F.3d at 1096 (holding that the agentâs interpretation of âcryptic language as referring to cocaine simply because he believed appellants to be cocaine traffickersâ was âcircular, subjective reasoningâ that did ânot satisfy the Rule 702 reliability requirementâ). Yet Lavis relied on his belief that Manuel Duarte-Aguilera was a cocaine base dealer who provided ounce quantities to Salvador to interpret a reference to a âpackage of tortillasâ as âone ounce of cocaine base,â a substance that carries more severe sentencing consequences than powder cocaine. The flaw in this methodology was confirmed when the government later admitted that Lavisâ assumption was actually wrong. After the close of its case, the government conceded by stipulation that this call actually âinvolved powder cocaine, not cocaine base, and that Manuel Duarte-Aguilera distributed both powder cocaine and cocaine base.â Notwithstanding this stipulation, Lavis had relied on his assumption that Duarte-Aguilera was an ounce distributor of cocaine base as a partial reason to infer that several other calls referred to ounce quantities of cocaine base. He employed this same methodology to interpret additional calls involving other individuals, testifying that Gloria Calderon supplied ounce *1248 quantities of cocaine base, that Javier Camacho supplied ounce quantities of cocaine base and that Ruben Orejel was a heroin dealer.
At other times, Lavis used the quoted' price to deduce whether the conversations concerned cocaine powder or cocaine base. For example, he twice testified that the term âworkâ referred to cocaine base because the supplier quoted a price consistent with an ounce of cocaine base. There is nothing inherently unreliable about this methodology, but he later testified that the price range for an ounce of cocaine base and for powder cocaine is âroughly the same.â If the price ranges for cocaine base and cocaine powder were roughly equivalent, Lavisâ method for distinguishing them was not reliable.
Finally, in one instance, Lavisâ opinion plainly rested on nothing more than speculation. The jury heard this conversation:
[Phone ringing]
ARMANDO: Hello?
FILIPP: Hey, whatâs up man? Are you â uh â are you around right now?
ARMANDO: Yeah.
FILIPP: Aright, can I come â can I come by?
ARMANDO: Yeah.
FILIPP: Okay, Iâll be there in like ten minutes.
ARMANDO: Aright.
FILIPP: Aright, bye.
[End of conversation]
As the defendants point out, â[n]either direct nor encoded references were made that could be construed as a desire to purchase narcotics.â Nevertheless, Lavis opined that, in this call, Filipp âwas contacting Amando to obtain two ounces of heroin,â and that those two ounces would be â20 grams each, so two would be 40 grams,â because that is what he âknew [Filipp] to get in the investigation.â This opinion could not have been ârationally based on the witnessâs perception,â Fed. R.Evid. 701(a), because Lavisâ knowledge that Filipp had obtained 40 grams of heroin from Amando on other occasions does not support the inference that this callâ which includes no inculpatory, ambiguous or coded statements â was about his desire to do so again. Surveillance confirmed that Filipp visited Bishop Manor after similar calls, but it is pure speculation to equate a visit with the purchase of 40 grams of heroin, specifically. Such speculation is inadmissible testimony whether characterized as lay opinion, expert opinion or anything else, and its admission constituted plain error. 10
*1249 The government argues that this courtâs recent decision in United States v. Godson, 763 F.3d 1189 (9th Cir.2014), requires a finding that Agent Lavisâ direct knowledge of the investigation established sufficient foundation for the admission of his testimony, including the conclusions about drug quantity. But Godson is distinguishable: it did not involve a qualified expert slipping into lay opinion without a proper jury instruction, nor did it involve such obvious flaws in the foundation" for the officerâs conclusions on specific drug quantities.
Because the jury was not instructed on how to evaluate Lavisâ dual role in giving his drug quantity opinions and because the general failure to establish a foundation under Rules 701 and 702 for those opinions led to the admission of plainly erroneous drug quantity testimony, we hold the defendants have established that plain errors affected the juryâs drug quantity findings. The defendantsâ lengthy sentences depended on those drug quantity findings, so the errors seriously affected the fairness of the proceedings and we exercise our discretion to correct them. See Olano, 507 U.S. at 735-36,113 S.Ct. 1770.
IV. Remedy
Having concluded that only the juryâs drug quantity findings were affected by plain error, we turn to the question of remedy. Because the special verdict included the juryâs tainted drug quantity findings, we must vacate that portion of the special verdict. Without those findings, the drug types and quantities used to establish the defendantsâ statutory sentencing ranges under 21 U.S.C. § 841(b) were not proven beyond a reasonable doubt. Sentencing the defendants using that statutory range therefore violated the Sixth Amendment. See Alleyne v. United States, â U.S.-, 133 S.Ct. 2151, 2163, 186 L.Ed.2d 314 (2013) (holding that âfacts that increase mandatory minimum sentences must be submitted to the jury and found beyond a reasonable doubtâ). Accordingly, we must also vacate the defendantsâ sentences.
We next confront what appears to be a question of first impression in this circuit: What is the appropriate remedy when a jury finds beyond a reasonable doubt facts that increase a defendantâs statutory sentencing range, but the juryâs finding was affected by trial error? Specifically, we consider whether we must (1) vacate the entire conspiracy conviction and remand for a full retrial of Count 1; (2) vacate only the drug quantity findings in the special verdict, deny the government the option of retrying the drug quantity issue and require resentencing based solely on the defendantsâ convictions; or (3) vacate only the drug quantity findings in the special verdict, but allow the government to resubmit the drug quantity questions to a sentencing jury. 11 We conclude the last option is the appropriate procedure.
First, vacating the juryâs drug quantity findings does not require us to vacate the conspiracy conviction itself. The tainted drug quantity verdict does not affect the validity of the underlying conspiracy conviction because drug quantity was not an element of the charged conspiracy offense; rather, it was the âfunctional equivalent of an elementâ that had to be submitted to a jury and proved beyond a reasonable doubt for the purposes of sentencing alone. United States v. Toliver, 351 F.3d 423, 430 (9th Cir.2003) (internal quotation marks omitted), abrogated on other grounds by Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004); of. United States v. Thomas, 355 F.3d 1191, *1250 1195 (9th Cir.2004) (explaining that âdrug type and quantity are not elements of the offense under [21 U.S.C.] § 841â); United States v. Minore, 292 F.3d 1109, 1117 (9th Cir.2002) (noting that âa finding of drug quantity is not necessary to convict [the defendant] of violating [21 U.S.C. § ] 841(a)â).
Second, the Double Jeopardy Clause does not preclude the government from retrying the drug quantity issue in this ease. The Double Jeopardy Clause bars retrial where insufficient evidence supported a conviction, but not where, as here, trial error affected the juryâs determination. See Lockhart v. Nelson, 488 U.S. 33, 38, 109 S.Ct. 285, 102 L.Ed.2d 265 (1988) (holding that the government may retry a defendant who successfully challenges his conviction based on âsome error in the proceedings leading to convictionâ); Burks v. United States, 437 U.S. 1, 18, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978) (holding that the government may not retry a defendant when the prosecution introduces insufficient evidence to support his initial conviction). Here, as set forth in the concurrently filed memorandum disposition, sufficient evidence supports the juryâs drug quantity findings, although some of that evidence was improperly admitted. Thus, the Double Jeopardy Clause does not prohibit retrial.
This conclusion is consistent with our previous case law requiring resentencing within the lower statutory sentencing range supported by a generic conviction. In the wake of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), we decided several cases where the defendants had been convicted of generic controlled substance offenses, were sentenced based on judicial determinations of drug type or quantity and challenged those sentences as violative of their Sixth Amendment rights under Apprendi. See id. at 490, 120 S.Ct. 2348 (âOther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.â). In such cases, we vacated the defendantsâ sentences and remanded for resentencing within the lower statutory ranges applicable to their generic convictions â without giving the government the opportunity to submit the drug type and quantity questions to a jury. See, e.g., Thomas, 355 F.3d at 1202 (remanding with instructions to resentence the defendant based on an unspecified quantity of cocaine base when the defendant had admitted during the plea colloquy that he knowingly possessed cocaine base with the intent to distribute without admitting to a specific quantity); United States v. Banuelos, 322 F.3d 700, 706 (9th Cir. 2003) (remanding âwith instructions to the district court to resentence Banuelos subject to the maximum sentence supported by the facts found by the fact-finder beyond a reasonable doubtâ) (internal quotation marks omitted); United States v. Velasco-Heredia, 319 F.3d 1080, 1086-87 (9th Cir.2003) (holding that, having established that the defendant was guilty of a conspiracy for an unspecified amount of marijuana, double jeopardy barred the government from proving the quantity of marijuana beyond a reasonable doubt).
In those cases, however, the government did not attempt to prove drug type or quantity beyond a reasonable doubt, but instead relied on plea colloquys in Thomas and Banuelos, and in Velasco-Heredia, on the facts found in a bench trial that did not specify the quantity of drugs. Accordingly, there was insufficient evidence â noneâ presented to a jury to support a finding beyond a reasonable doubt of the facts increasing the statutory range. The government had therefore effectively forfeited *1251 âits opportunity to prove beyond a reasonable doubt that [the defendant] was responsible for [a particular quantity of drugs].â Velasco-Heredia, 319 F.3d at 1086. Here, in contrast, the government took full advantage of its opportunity, and the jury found that the government met its burden of proving certain drug quantities. The defendants have now successfully challenged those findings, but only âbecause of some error in the proceedingsâ that rendered the proof invalid, not necessarily lacking. Lockhart, 488 U.S. at 38, 109 S.Ct. 285. The Double Jeopardy Clause therefore poses no bar to retrying the drug quantity issue.
Third, vacating only the drug quantity findings in the special verdict and affording the government an opportunity to retry the issue accords with recent Supreme Court authority. In Alleyne, the Supreme Court explained that â[w]hen a finding of fact alters the legally prescribed punishment so as to aggravate it, the fact necessarily forms a constituent part of a new offense and must be submitted to the jury.â 133 S.Ct. at 2162 (emphasis added); see also id. (holding that âbecause the fact of brandishing aggravates the legally prescribed range of allowable sentences, it constitutes an element of a separate, aggravated offense that must be found by the juryâ (emphasis added)); id. at 2162-63 (âThe essential point is that the aggravating fact produced a higher range, which, in turn, conclusively indicates that the fact is an element of a distinct and aggravated crime.â (emphasis added)).
Alleyne suggests that facts increasing the statutory sentencing range should be analogized to criminal statutes increasing the punishment for individuals who commit underlying predicate crimes in specific ways. See, e.g., 18 U.S.C. § 924(c) (providing that if, during and in relation to the commission of a crime of violence or drug trafficking crime, the defendant uses, carries or possesses a firearm in furtherance of the predicate offense, the district court must add a consecutive sentence to the punishment for the predicate offense); 18 U.S.C. § 1028A (providing that when a defendant, during and in relation to certain predicate â offenses, âknowingly transfers, possesses, or uses, without lawful authority, a means of identification of another person,â the district court must generally impose a 2-year term of imprisonment to run consecutive to the sentence for the predicate offense). When a conviction for such an aggravated offense is vacated for trial error, the government has an opportunity to retry the defendant for the aggravating offense alone. See, e.g., United States v. Anderson, 89 F.3d 1306,1315 (6th Cir.1996) (affirming conviction on predicate drug offense but vacating conviction under 18 U.S.C. § 924(c) for erroneous jury instructions and remanding âfor a new trial or resentencingâ); United States v. Manning, 79 F.3d 212, 223 (1st Cir. 1996) (affirming conviction on predicate drug offense, but vacating conviction of 18 U.S.C. § 924(c) and remanding for a new trial). Our approach is consistent with this analogy.
In concluding that only the drug quantity findings must be vacated, we decline to follow the remedy adopted by the First Circuit in United States v. Delgado-Marrero, 744 F.3d 167 (1st Cir.2014), and the Fourth Circuit in United States v. Collins, 415 F.3d 304 (4th Cir.2005). In those cases, the district courts gave erroneous jury instructions regarding how to calculate the drug quantities attributable to the defendants as part of their conspiracy convictions. See Delgado-Marrero, 744 F.3d at 189; Collins, 415 F.3d at 314. The errors invalidated the defendantsâ sentences, but did not affect their underlying conspiracy convictions. See Delgado-Marrero, 744 F.3d at 190; Collins, 415 F.3d at *1252 314. Without the special verdicts, the defendants were subject âto the default statutory range of penalties under § 841(b)(1)(C), regardless of the drug quantity involved.â Delgado-Marrero, 744 F.3d at 192; accord Collins, 415 F.3d at 315. But because the error was instructional, âthe Double Jeopardy Clause d[id] not prohibit retrial.â Delgado-Marrero, 744 F.3d at 192. We agree with the First and Fourth Circuitsâ analyses up to this point.
To remedy these errors, however, the First and Fourth Circuits withheld judgment and gave the government a short period to select one of two outcomes: (1) affirm the conspiracy conviction and remand for resentencing under the default penalty, or (2) vacate the conspiracy conviction and remand for a new trial. See id. at 193; Collins, 415 F.3d at 315. In doing so, Delgado-Marrero and Collins imported a remedy crafted for distinguishable cases to the circumstances we confront here.
The Delgado-Marrero and Collins remedy was originally, and appropriately, adopted when (1) a defendant was convicted of a conspiracy charge alleging multiple objects of the conspiracy, at least one of which increased the statutory sentencing range, (2) the jury did not specify which object supported the conviction, but (3) the defendant was sentenced using the increased statutory range determined through judicial factfinding. See United States v. Rhynes, 196 F.3d 207, 237-40 (4th Cir.1999), revâd on other grounds 218 F.3d 310 (4th Cir.2000) (en banc); United States v. Garcia, 37 F.3d 1359, 1371 (9th Cir.1994), receded from by United States v. Jackson, 167 F.3d 1280 (9th Cir.1999); United States v. Quicksey, 525 F.2d 337, 340-41 (4th Cir.1975). The government was allowed to choose between affirming the convictions and resentencing the defendants based on the conspiratorial object with the lowest statutory sentencing range, or vacating the conspiracy convictions and remanding for retrial with a special jury verdict. See Rhynes, 196 F.3d at 239-40; Garcia, 37 F.3d at 1371; Quicksey, 525 F.2d at 341. Under such circumstances, retrial was possible only if the conspiracy convictions were vacated. Because the government must prove âthe requisite intent to commit the substantive crime,â United States v. McC'aleb, 552 F.3d 1053, 1058 (9th Cir.2009) (quoting United States v. Sullivan, 522 F.3d 967, 976 (9th Cir.2008)), the object of a conspiracy is an essential element of a conspiracy offense. Cf. United States v. Arlt, 252 F.3d 1032, 1034 (9th Cir.2001) (en banc) (holding âthat the specific offense designated as the object of a conspiracy in a [18 U.S.C.] § 371 indictment does constitute an element of the offenseâ); United States v. AlertĂł, 96 F.3d 1230, 1235-36 (9th Cir.1996) (adopting a similar remedy when the jury was not asked to decide whether the defendant used a machine gun, as opposed to any other sort of gun, during and in relation to his drug trafficking offense under 18 U.S.C. § 924(c) because whether the firearm was fully automatic âis an element of the crimeâ), overruled on other grounds by Arlt, 252 F.3d 1032.
Here, in contrast, the tainted drug quantity findings were not elements of the defendantsâ conspiracy conviction, as explained earlier. There is accordingly no reason to vacate the entire conspiracy conviction, guilt for which the defendants barely contested, if at all. If on remand the government elects to retry the drug quantity issue, the district court may empanel a sentencing jury. Sentencing juries and other bifurcated proceedings are not unknown to the federal criminal justice system. See, e.g., Jones v. United States, 527 U.S. 373, 376-77, 119 S.Ct. 2090, 144 L.Ed.2d 370 (1999) (describing the âseparate sentencing hearingâ required in capi *1253 tal cases, during which the âsentencing juryâ must determine whether the government has established any of the statutory aggravating factors necessary to support a death sentence); United States v. Pena, 742 F.3d 508, 515 (1st Cir.2014) (noting that âthe question of guilt is often bifurcated from the question of criminal forfeitureâ).
By proceeding in this manner, we vacate only what was affected by error: the juryâs drug quantity findings expressed in the special verdict and the defendantsâ sentences. On remand, the government may elect to retry the drug quantity issue before a sentencing jury, or it may request that the district court resentence the defendants under the default sentencing provisions in 21 U.S.C. § 841(b)(1)(C). 12
V. Conclusion
We vacate the defendantsâ sentences and the special verdict, and remand for further proceedings consistent with this opinion. We affirm the remainder of the defendantsâ convictions.
AFFIRMED IN PART, VACATED IN PART AND REMANDED.
. Following the practice adopted in the partiesâ briefing, we refer to the defendants by their first names, Salvador and Armando.
. For the reasons given in a concurrently filed, memorandum disposition, we reject the defendantsâ sufficiency of the evidence and sentencing arguments.
. At trial, the methamphetamine allegations were withdrawn from the jury's consideration.
. The remaining government witnesses gave very little substantive testimony. These witnesses included three language specialists who had translated the recorded calls from Spanish; a forensic chemist who testified about the substance Reyes purchased from Armando; two police officers who conducted surveillance and traffic stops; and a police officer who cited Ramon for being out after curfew, confirming he was a minor.
. We reject the defendants' argument that admitting this evidence violated the Due Process Clause. The admission of evidence violates due process only when "there are no permissible inferences the jury may draw from the evidenceâ and that evidence is "of such quality as necessarily prevents a fair trial.â Jammal v. Van de Kamp, 926 F.2d 918, 920 (9th Cir.1991) (quoting Kealohapauole v. Shimoda, 800 F.2d 1463, 1465 (9th Cir. 1986)) (internal quotation marks omitted). The gang testimony was probative of Salvador's control over drug transactions in Bishop Manor in which he did not directly take part. Because Armando was Salvador's "number two man,â establishing that Salvador controlled the drug trafficking organization allowed the jury to infer that Armando managed the daily activities of a larger operation, thus widening the scope of the conspiracy. Additionally, Franksâ testimony on this point dovetailed with Reyes' testimony, thereby somewhat "rehabilitating] (without vouching for)â Reyesâ credibility, which had been thoroughly impeached. United States v. Bighead, 128 F.3d 1329, 1331 (9th Cir.1997).
. For the same reasons, the district court did not commit reversible error by failing to give, sua sponte, a limiting instruction regarding the purpose of the gang testimony. See United States v. Teague, 722 F.3d 1187, 1192 (9th Cir.2013) (noting that to satisfy plain error review, a defendant must establish "that the error affected substantial rights,â meaning that it "affected the outcome of the district court proceedingsâ (quoting United States v. Olano, 507 U.S. 725, 734, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993)) (internal quotation marks omitted)).
. This testimony included that he had developed expertise in narcotics trafficking organizations and techniques for investigating them during his eight years of involvement in several wiretap investigations; that, during that time, he had listened to many telephone calls between narcotics traffickers; that, as to this investigation, he had reviewed all the calls the government would introduce into evidence, as well as other intercepted calls, primarily to identify the voices in the calls, as he could not understand Spanish beyond a few code phrases used in narcotics trafficking, and most of the calls were in Spanish; and that he had familiarity with code words used by traffickers "[t]o avoid detection by law enforcementâ and confirmed that the defendants used code words throughout the intercepted calls.
. The government explained:
What I expect Special Agent Lavis to testify about is, you know, for example, Exhibit 5. There is reference to get one and cook it. He is going to opine that the call, based on his review of all the calls, that that call is about one ounce of crack cocaine. And he will opine that thereâs a series of calls on 5/13/08, all referencing the attempt to get one ounce of crack cocaine; and that is, he is going to opine based on the calls he has listened to and his knowledge of the investigation and the code words used in the calls.
. For example, Lavis explained that âbadâ and "no goodâ meant that the product was of "poor qualityâ or "not good.â Similarly, he interpreted the demand that a supplier "lower the price for you, fool, because tell her that it is a little expensive, fool,â as meaning that "whatever she is selling it for, Mr. Vera probably feels it's a little more expensive than what he wants to pay for it, so heâs trying to negotiate, maybe get the price lowered.â
. There is also reason to suspect that Lavisâ lay opinion at times rested on testimonial hearsay, violating the defendantsâ Confrontation Clause rights under Crawford, although the record does not allow a conclusive determination. Lavis frequently opined about the meaning of ambiguous statements based on what he knew "about the investigation,â or "a number of factors in the investigation.â But his knowledge "about the investigationâ included some sources that constitute testimonial hearsay (interviews with informants) and others that do not (intercepted conversations). Lavisâ lay opinions based on his knowledge of the investigation therefore might have relied on and conveyed impermissible testimonial hearsay. For example, he testified that a "pieceâ of heroin is typically 25 grams, but that he knew âbased on the investigationâ that Fillip, a customer of the defendants, used the term "pieceâ to mean 20 grams. Given that the recorded telephone calls available for our review were almost never so specific about quantity, this testimony at least raises a suspicion that Lavisâ testimony relied in part on interviews or interrogations associated with the investigation, constituting testimonial hearsay in violation of Crawford. Because we conclude that other errors warrant vacating the drug quantity findings, however, we need not conclusively resolve the issue.
. Following oral argument, we requested supplemental briefing on this question.
. In their supplemental briefing, the defendants contend that any resentencing based on their convictions must proceed under 21 U.S.C. § 841(b)(3), the provision that applies to unspecified drug types, rather than 21 U.S.C. § 841(b)(1)(C). We disagree. We required resentencing under § 841(b)(3) in United States v. Hunt, 656 F.3d 906 (9th Cir. 2011), because the defendant admitted during the plea colloquy that he intended to possess and to distribute only an unspecified substance. See id. at 912-13, 916-17. Here, in contrast, the jury was instructed that it could convict the defendants on the conspiracy count only by finding that "there was an agreement between two or more persons to distribute heroin, cocaine, or cocaine base." By convicting the defendants on Count 1, the jury found beyond a reasonable doubt that the conspiracy involved an unspecified quantity of at least one of those three substances. Accordingly, the defendantsâ conspiracy convictions, standing alone, warrant sentencing under 21 U.S:C. § 841(b)(1)(C), which applies to unspecified quantities of these three substances. See also 21 U.S.C. § 812 scheds. I(b)(10), 11(a)(4).