Tekle Ex Rel. Tekle v. United States
Ephraim TEKLE, a Minor, by and Through His Guardian Ad Litem, Lily Tekle, Plaintiff-Appellant, v. UNITED STATES of America; Garo Torossian; Keith Boden; Charles McCalmont; Thomas Jankowski; David M. Hawkes, All Agents and Employees of the Internal Revenue Service, an Agency of the United States of America, Defendants-Appellees
Attorneys
A. Clifton Hodges, Hodges and Associates, Pasadena, CA, for the plaintiff-appellant., Frank M. Travieso, Assistant United States Attorney, Los Angeles, CA, for the defendants-appellees.
Full Opinion (html_with_citations)
Opinion by Judge TASHIMA: Partial Concurrence and Partial Dissent by Judge FSHER; Concurrence by Judge KLEINFELD.
ORDER AND AMENDED OPINION
ORDER
Defendants-appelleesâ petition for panel rehearing is granted. The opinion and Judge Kleinfeldâs opinion concurring the result filed on August 11, 2006, and reported at 457 F.3d 1088, are withdrawn and replaced by the amended opinion, Judge Fisherâs opinion concurring in part and concurring in the judgment, and Judge Kleinfeldâs opinion concurring in the result filed concurrently with this order.
The petition for rehearing en banc is denied as moot. No further petitions for panel rehearing will be entertained. Petitions for rehearing en banc may be filed with respect to the amended opinion.
OPINION
Ephraim Tekle (âTekleâ), a minor, by and through his mother and guardian ad
BACKGROUND
In 1998, Tekleâs parents, Solomon and Lily Tekle, were suspected of narcotics trafficking and tax-related offenses. Internal Revenue Service (âIRSâ) Special Agent Thomas Jankowski prepared a plan to execute search and arrest warrants at their home. Jankowski learned that the coupleâs three children, including then eleven-year-old Ephraim, lived at the home and that Lily took the children to school each morning. Jankowski thus planned to serve the warrants after Lily had taken the children to school.
On the morning of March 23, 1998, a team of approximately twenty-three agents gathered at an area away from the Tekle home for briefing.
At the Tekle residence, the agents announced the presence of law enforcement officers over a public address system. Jankowski also called Solomon Tekle on a cellular telephone, asking him to surrender himself at the front door.
Immediately prior to the agentsâ announcement, Tekle opened the garage door and exited the garage in order to take out the trash, unaware of the agentsâ presence. He was barefoot and was wearing a t-shirt and shorts. He saw numerous police cars and heard a âloud intercomâ over which the officers were saying, âYoung man, turn around and put your hands in the air.â
One of the officers told Tekle to get on the ground, so he lay face down on the driveway. The officer held a gun to Te-kleâs head, searched him, and handcuffed him. The officer pulled Tekle up from behind by the chain of the handcuffs and took him out to the sidewalk, where Tekle sat, still handcuffed, with his feet âin the gutterâ until his father, Solomon, was brought out of the house in handcuffs, approximately fifteen minutes later.
After Solomon came out of the house, the officers removed the handcuffs from Tekle and sat him on a stool in the driveway, where about fifteen to twenty officers kept their guns pointed at him. Tekle asked if he could use the restroom, but one of the officers followed him to the restroom, keeping his hand on his gun, and would not let Tekle close the door, so Tekle returned to the driveway. One of the officers asked Tekle where his parents were from, and Tekle replied that he was born here but that his parents were from Ethiopia. The officer said, âEthiopia is an f n ugly country, and thereâs nothing to see there.â When Tekle asked for his shoes, another officer threw the shoes on the ground and spat on them. Several hours later, one of Tekleâs relatives came to the house to pick him up.
In his complaint, Tekle sought declaratory relief and damages.
STANDARD OF REVIEW
The district courtâs grant of a motion for summary judgment is reviewed de novo. Blanford v. Sacramento County, 406 F.3d 1110, 1114 (9th Cir.2005). âViewing the evidence in the light most favorable to the nonmoving party, ... and drawing all reasonable inferences in favor of that party, we must determine whether the district court correctly applied the relevant substantive law and whether there are any genuine issues of material fact.â Galvin v. Hay, 374 F.3d 739, 745 (9th Cir.2004). In evaluating a claim of qualified immunity, we first must determine whether, when viewed in the light most favorable to Te-kle, the alleged facts show a violation of a constitutional right. Blanford, 406 F.3d at 1114-15. If the answer is yes, we then must determine whether the constitutional right at issue was clearly established at the time of the alleged violation. Id. at 1115. â âThe contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing
DISCUSSION
âBivens is a judicially created cause of action against federal officers arising under the United States Constitution.â Ting v. United States, 927 F.2d 1504, 1513 (9th Cir.1991). FTCA actions, by contrast, are created by statute. âThe FTCA provides a waiver of the United States governmentâs sovereign immunity for tort claims arising out of the conduct of government employees acting within the scope of their employment.â Adams v. United States, 420 F.3d 1049, 1051 (9th Cir.2005). âThe FTCA specifies that the liability of the United States is to be determined âin accordance with the law of the place where the [allegedly tortious] act or omission occurred.â â Rhoden v. United States, 55 F.3d 428, 430 (9th Cir.1995) (per curiam) (quoting 28 U.S.C. § 1346(b)) (alteration in the original). California law therefore governs the United Statesâ liability in Te-kleâs FTCA claim. See Galvin, 374 F.3d at 758 (applying California law to determine the liability of federal officers for false arrest); Cervantes v. United States, 330 F.3d 1186, 1188 (9th Cir.2003) (same); see also Gasho v. United States, 39 F.3d 1420, 1427 (9th Cir.1994) (âLiability is determined by the tort law of the state where the claim arose.â).
I. Bivens Claims
Tekle alleges that the individual defendants used excessive force when they pointed a gun at his head and pointed guns at him for the duration of the incident, and that they subjected him to an unreasonable detention. We hold that Tekle has raised genuine issues of material fact regarding whether the officersâ conduct violated his constitutional rights and therefore reverse the district courtâs grant of summary judgment in favor of defendants on Tekleâs Bivens claims.
A. Excessive Force
â[U]se of force is contrary to the Fourth Amendment if it is excessive under objective standards of reasonableness.â Saucier, 533 U.S. at 202, 121 S.Ct. 2151. In determining whether the force used was reasonable, we must balance â âthe nature and quality of the intrusion on the individualâs Fourth Amendment interests against the countervailing governmental interests at stake.â â Blanford, 406 F.3d at 1115 (quoting Graham v. Connor, 490 U.S. 386, 396, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)).
The legal framework is clearly established. The first factor in determining whether the force used was excessive is the severity of the force applied. Drummond ex rel. Drummond v. City of Anaheim, 343 F.3d 1052, 1056 (9th Cir.2003). The second factor, and the most important, is the need for the force. Miller v. Clark County, 340 F.3d 959, 964 (9th Cir.2003). The amount of force used is â âpermissible only when a strong government interest compels the employment of such force.ââ Drummond, 343 F.3d at 1057 (quoting Deorle v. Rutherford, 272 F.3d 1272, 1280 (9th Cir.2001)). Factors to be considered in determining the need for the force include â âthe severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.â â Blanford, 406 F.3d at 1115 (quoting Graham, 490 U.S. at 396, 109 S.Ct. 1865).
ârequires careful attention to the facts and circumstances of each particular caseâ and a âcareful balancingâ of an individualâs liberty with the governmentâs interest in the application of force. Because such balancing nearly always requires a jury to sift through disputed factual contentions, and to draw inferences therefrom, we have held on many occasions that summary judgment or judgment as a matter of law in excessive force cases should be granted sparingly. This is because police misconduct cases almost always turn on a juryâs credibility determinations.
Id. at 853 (quoting Graham, 490 U.S. at 396, 109 S.Ct. 1865) (internal citations omitted).
We now apply the framework to the facts of this case. The first factor is the severity of the force. Drummond, 343 F.3d at 1056. We have held that the pointing of a gun at someone may constitute excessive force, even if it does not cause physical injury. See Robinson v. Solano County, 278 F.3d 1007, 1014-15 (9th Cir.2002) (en banc). In Robinson, police were told that a man carrying a shotgun had shot two dogs and was yelling at someone. Robinson, the plaintiff, approached the police to explain the situation to them, but the officers pointed their guns at his head, handcuffed him, and shoved him into their car, refusing to listen to his explanation of the situation. He was released after fifteen to thirty minutes. We agreed with the Third Circuit that officers who âpointed guns at people not under suspicion, handcuffed them and detained them for 25 minutes could be liable for a Fourth Amendment violationâ because the â âuse of guns and handcuffs must be justified by the circumstances.â â Id. at 1014 (quoting Baker v. Monroe Township, 50 F.3d 1186, 1193 (3d Cir.1995)).
Here, viewing the facts in the light most favorable to Tekle, approximately twenty-three armed officers saw a barefoot, eleven-year-old boy, clad in shorts and a t-shirt, emerge from his home.
Turning to the second and most important factor, we conclude that âthe need for the force, if any, was minimal at best.â Meredith v. Erath, 342 F.3d 1057, 1061 (9th Cir.2003). All the factors to be considered in determining the need for the force weigh in favor of a finding that the need for force was minimal. First, Tekle clearly was a child and was not the subject of the arrest warrant. Tekle was unarmed and vastly outnumbered and did not pose an immediate threat to the officersâ safety. He did not actively resist arrest or attempt to flee. Under these circumstances, even if the officers needed to secure Tekle in order to execute the search and arrest warrants, it should have been apparent that this eleven-year-old boy did not pose a threat and that the need for force accordingly was minimal. Cf. id. (finding the force excessive where the officer threw the plaintiff to the ground and handcuffed her, despite the fact that she posed no safety risk and made no attempt to leave the property); Baldwin v. Placer County, 418 F.3d 966, 970 (9th Cir.2005) (stating that the governmental interests in using handcuffs were at a minimum when there was no indication that officers believed the suspects would flee or be armed), cert. denied, 546 U.S. 1170, 126 S.Ct. 1331, 164 L.Ed.2d 48 (2006); Wall v. County of Orange, 364 F.3d 1107, 1111-12 (9th Cir.2004) (reversing the grant of summary judgment where the deputy violently arrested the plaintiff, handcuffing his hands tightly, even though there was no probable cause for arrest and the plaintiff was following the deputyâs instructions).
Balancing the force used against the need, we conclude that, âwhen the disputed facts and inferences are treated in the manner required by law, a jury could properly findâ that the force used was âgreater than [was] reasonable under the circumstances.â Santos, 287 F.3d at 853, 854. There were over twenty officers present at the scene, and Tekle was not suspected of any crime. He was cooperative and unarmed and, most importantly, he was eleven years old. A reasonable agent confronted with these circumstances should have known that there was no need to use guns and handcuffs. Yet, the officers kept Tekle handcuffed and pointed their weapons at him even after it was apparent that he was a child and was not resisting them or attempting to flee. Moreover, Tekle has alleged that an officer pulled him up from behind by the chain of the handcuffs, an act which, if true, could support a jury finding of excessive force. We understand that â[t]he calculus of reasonableness must
â â[I]f a violation could be made out on a favorable view of the partiesâ submissions, the next, sequential step is to ask whether the right was clearly established.â â Wall, 364 F.3d at 1111 (quoting Saucier, 533 U.S. at 201, 121 S.Ct. 2151). â[I]t is not necessary that the alleged acts have been previously held unconstitutional, as long as the unlawfulness was apparent in light of existing law.â Drummond, 343 F.3d at 1060-61. The question is âwhether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.â Saucier, 533 U.S. at 202, 121 S.Ct. 2151. â[I]n the absence of binding precedent, we âlook to whatever decisional law is available to ascertain whether the law is clearly established for qualified immunity purposes, including decisions of state courts, other circuits, and district courts.â â Boyd v. Benton County, 374 F.3d 773, 781 (9th Cir.2004) (quoting Drummond, 343 F.3d at 1060).
We have held since 1984 that pointing a gun at a suspectâs head can constitute excessive force in this circuit. See Robinson, 278 F.3d at 1014 (stating that âunder more extreme circumstances the pointing of a gun has been held to violate even the more rigorous standard applicable before Graham, when plaintiffs were required to establish conduct so excessive that it âshocked the conscienceâ â) (quoting McKenzie v. Lamb, 738 F.2d 1005, 1010 (9th Cir.1984)); see also Baldwin, 418 F.3d at 970 (stating that officers âviolated the civil right of the plaintiffs to be free from battery by gunwielding officers, a right established in this circuit since 1984â). The plaintiffs in McKenzie were suspected of trying to sell stolen jewelry and of possibly being tied to a prior robbery and murder. The officers burst into the room with weapons drawn, forced the plaintiffs to the wall, handcuffed them, threw them to the floor, and pressed their guns against the plaintiffsâ heads, refusing at first to identify themselves as police officers. We found âample basis for a jury to find the police officersâ conduct excessive.â McKenzie, 738 F.2d at 1011.
In McDonald v. Haskins, 966 F.2d 292 (7th Cir.1992), a police officer held a gun to the head of a nine-year-old and threatened to pull the trigger during a search of the childâs residence. The officer argued that he was entitled to immunity because it was not clearly established at the time that it was an unconstitutional use of force for a police officer to point a gun at a residentâs head during a lawful search of the residence. Id. at 293. The Seventh Circuit rejected this argument, stating that, although â[t]he level of generality at which the relevant legal âruleâ is identified cannot be so abstract as to convert the rule of qualified immunity into a rule of virtually unqualified liability,â âthis does not require a prior case that is âprecisely on all fours on the facts and law involved here.â â Id. (quoting Landstrom v. Ill. Depât of Children & Family Servs., 892 F.2d 670, 676 (7th Cir.1990)). The court then concluded that it was clearly established that the force used by the officer was constitutionally proscribed. Id. at 294.
Similar to McDonald, Tekle was a minor at the time of the incident and âposed no threat to the safety of ... any ... officer present, was not actively resist
A reasonable officer would have known that the force used against Tekle violated his constitutional rights. See, e.g., id. at 1061-62 (reversing the district courtâs grant of summary judgment in favor of the officers and remanding for trial because a reasonable officer would have known that pressing his weight on a person who was handcuffed and offering no resistance, constituted the use of excessive force, âeven absent a Ninth Circuit case presenting the same set of factsâ). We thus conclude that the district court erred in granting summary judgment in favor of the defendants on this claim.
B. Unreasonable Detention
Tekle further contends that his detention was unreasonable, relying on Franklin v. Foxworth, 31 F.3d 873 (9th Cir.1994), in which we concluded that officers conducted a detention in connection with a search unreasonably, âby removing a gravely ill and semi-naked man from his sickbed without providing any clothing or covering, and then by forcing him to remain sitting handcuffed in his living room for two hours,â despite the fact that they had no reason to believe he had committed a crime or was armed. Id. at 876-77. We conclude that the way handcuffs were used on Tekle rendered his detention unreasonable.
âAn officerâs authority to detain incident to a search is categorical.... â Muehler v. Mena, 544 U.S. 93, 98, 125 S.Ct. 1465, 161 L.Ed.2d 299 (2005). âpolice do not, however, have unfettered authority to detain a buildingâs occupants in any way they see fit.â Dawson v. City of Seattle, 435 F.3d 1054, 1066 (9th Cir.2006). Rather, the detention must be conducted âin a reasonable manner.â Id.; see also Muehler, 544 U.S. at 98-99, 125 S.Ct. 1465 (stating that officers have the âauthority to
In Muehler, the Supreme Court considered the reasonableness of the detention of an occupant of a house that was searched pursuant to a search warrant. Iris Mena, who was not suspected of criminal wrongdoing, rented a room in her house to a gang member who was suspected of involvement in a driveby shooting. Police obtained a search warrant for the home to search for weapons and evidence of gang membership. The officers placed Mena in handcuffs at gunpoint when they first entered the home, moved her into a converted garage with three other people found on the property, and detained her in handcuffs throughout the two-to-three-hour search.
The Court concluded that the âuse of force in the form of handcuffs to effectuate Menaâs detention in the garage, as well as the detention of the three other occupants, was reasonable because the governmental interests outweigh the marginal intrusion.â Muehler, 544 U.S. at 99, 125 S.Ct. 1465. The Court relied on the fact that âthis was no ordinary searchâ because it involved âa search for weapons and a wanted gang member resides on the premises,â making it an âinherently dangerous situation[ ].â Id. at 100, 125 S.Ct. 1465. The Court also noted that âthis case involved the detention of four detainees by two officers.â Id. The governmental interests in detaining and using handcuffs thus were âat a maximum.â
Dawson relied on Muehler to find reasonable the detention of a boardinghouseâs tenants during a two-hour inspection by public health officials for rodent infestation. Dawson, 435 F.3d at 1066-70. We pointed to the fact that the landlord was associated with a man with a violent criminal history who previously had threatened inspectors, as well as to the fact that police did not know how many people were inside the building, concluding that â[allowing an unknown number of unidentified people to move about unsupervised during an involuntary inspection would dramatically increase the likelihood that an occupant could injure or kill an officer, or that an officer might mistakenly injure an occupant.â Id. at 1067.
Significantly, Dawson did not involve either the use of handcuffs or children. And, although Muehler involved the use of handcuffs, they were used on adults in a situation where the officers were outnumbered by the detainees. Unlike both Dawson and Muehler, here, law enforcement personnel vastly outnumbered Tekle, more than twenty to one. It was apparent at the time that he was not the subject of the arrest warrant. Nor was there a suspicion
Tekle was barefoot, unarmed, clad in shorts and a t-shirt, and appeared to be approximately twelve years old. He was alone, and there were twenty-three armed officers. He was not resisting the officers but was lying face down on the ground with his arms stretched in front of him. Moreover, the officers already had searched Tekle and âuncovered no weapons or anything else to warrant further concern for their safety.â Bennett v. City of Eastpointe, 410 F.3d 810, 837 (6th Cir.2005). Yet Tekle remained handcuffed for fifteen to twenty more minutes, and an officer allegedly lifted him from behind by the chain of the handcuffs. We conclude that a reasonable jury could find that the officersâ use of handcuffs rendered Tekleâs detention unreasonable. Cf. id. (concluding that the use of handcuffs during a stop pursuant to Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968), violated the Fourth Amendment rights of the plaintiffs, described as âyouths,â because the officers had conducted pat-down searches and uncovered no weapons and the officers had no reason to believe the youths were dangerous or would flee). We accordingly turn to whether it would be clear to a reasonable officer that his conduct was unlawful in light of existing law. Saucier, 533 U.S. at 202, 121 S.Ct. 2151; Drummond, 343 F.3d at 1060-61.
We stated in Meredith that, as of July 10, 1998, âit was not clearly established in this (or any other) circuit that simply handcuffing a person and detaining her in handcuffs during a search for evidence would violate her Fourth Amendment rights.â Meredith, 342 F.3d at 1063. None of the plaintiffs in Meredith, however, was an eleven-year-old child.
Moreover, in Franklin, we stated that detentions of children raise particular concerns that must be assessed with the other circumstances. Franklin, 31 F.3d at 876. The Seventh Circuitâs decision in McDonald, relying in part on the fact that the plaintiff was a child, was decided in 1992. See McDonald, 966 F.2d at 295; see also Ikerd, 101 F.3d at 435 (a Fifth Circuit case decided in 1996 also involving the use of excessive force against a child); Baker, 50 F.3d at 1193 (a Third Circuit case, deciding in 1995 that the use of guns and handcuffs during a twenty-five minute detention of seventeen-and fifteen-year-old children supported a finding that their constitutional rights were violated). The totality of the circumstances supports the conclusion that not only was Tekleâs detention unreasonable, but a reasonable officer would have known that an eleven-year-old child who was unarmed, barefoot, vastly outnumbered, and was not resisting arrest or attempting to flee should not have been kept in handcuffs for fifteen to twenty additional minutes.
II. FTCA Claims
In his complaint, Tekle alleged three tort claims: false arrest, assault and battery, and intentional infliction of emotional distress.
We previously have stated that â â[law enforcement] obligations make the law of citizen arrests an inappropriate instrument for determining FTCA liability.â â Galvin, 374 F.3d at 758 (quoting Arnsberg v. United States, 757 F.2d 971, 979 (9th Cir.1985)) (alteration in original). Thus, when federal officers are involved, we have held that the United Statesâ liability is determined by â âthe law governing arrests pursuant to warrants.â â Ting, 927 F.2d at 1514 (quoting Arnsberg, 757 F.2d at 979).
The Supreme Court, however, recently held that the United Statesâ liability under the FTCA is to be based on the state law liability of a private party, not of a state or municipal entity. United States v. Olson, 546 U.S. 43, 44-47, 126 S.Ct. 510, 163 L.Ed.2d 306 (2005). The issue in Olson was the liability of the United States for allegedly negligent inspections by federal mine inspectors. The Court reversed a line of Ninth Circuit precedent permitting liability under the FTCA where local law would make a state or municipal entity liable. Id. at 44, 126 S.Ct. 510. The Court stated in broad terms that the FTCA means what it says â ânamely, that the United States waives sovereign immunity âunder circumstancesâ where local law would make a âprivate personâ liable in tort.â Id. (quoting 28 U.S.C. § 1346(b)(1)).
The Court also examined the language making the United States liable ââin the same manner and to the same extent as a private individual under like circumstances.â â Id. at 46, 126 S.Ct. 510 (quoting 28 U.S.C. § 2674). The Court rejected reading the words âlike circumstancesâ too narrowly, by looking only at the liability of federal mine inspectors, rather than broad
The Court thus stated in no uncertain terms that we erred by restricting the FTCA to the liability of government entities. Even if the conduct entails uniquely governmental functions, the court is to examine the liability of private persons in analogous situations. Id. at 46, 126 S.Ct. 510 (citing Indian Towing Co. v. United States, 350 U.S. 61, 64, 76 S.Ct. 122, 100 L.Ed. 48 (1955), for the holding that the FTCA ârequires a court to look to the state-law liability of private entities, not to that of public entities, when assessing the Governmentâs liability under the FTCA âin the performance of activities which private persons do not performââ). Judge Fisherâs reliance on the Courtâs admonition to look further afield in order to limit the inquiry in the instant case to the liability of federal law enforcement officers, accordingly, turns the Courtâs reasoning on its head.
Contrary to Judge Fisherâs warning, taking Olson at its word does not bring the FTCA into conflict with 26 U.S.C. § 7608. Although § 7608 grants IRS agents the authority to execute and serve arrest warrants, the statute does not grant agents the authority to commit torts in the process of executing warrants. Holding federal law enforcement officials liable for torts committed while acting within the scope of the authority granted to them does not bring the FTCA into conflict with the statute granting them such authority. In fact, it is the very purpose of the FTCA to hold the United States liable for torts committed by a government employee âwhile acting within the scope of his office or employment.â 28 U.S.C. § 1346(b). Thus, although Judge Fisher is correct that â § 2680(h)âs law enforcement proviso was intended to provide remedies for victims of law enforcement abuses, not for the routine and lawful exercise of law enforcement privileges,â Fisher concurring op. at 858, this begs the question of whether the officersâ actions were abusive or routine and lawful. Olson states in broad terms that the words of the FTCA âmean what they say, namely, that the United States waives sovereign immunity âunder circumstancesâ where local law would make a âprivate personâ liable in tort.â Olson, 546 U.S. at 44, 126 S.Ct. 510.
Finally, although this court did state in Rhoden that a California court would apply federal law to determine whether an arrest by a federal officer was privileged, the issue in Rhoden was âwhen and for how long a federal immigration agent may detain a potentially excludable alien, what procedures the agent must follow, and when and how soon after being detained a person must be brought before an immigration judge.â 55 F.3d at 430. The district court had reasoned that California law did not address such questions and that the plaintiff accordingly could not bring an action under the FTCA. We held that this was error and that the liability of the United States should be determined by whether the immigration agents complied with applicable federal standards.
A. False Arrest
Under California law, false arrest, or false imprisonment, is âthe unlawful violation of the personal liberty of another.â Cal.Penal Code § 236; see Collins v. City & County of S.F., 50 Cal.App.3d 671, 123 Cal.Rptr. 525, 526 (1975) (stating that false arrest is âbut one way of committing a false imprisonment, and they are distinguishable only in terminologyâ). âThe elements of a tortious claim of false imprisonment are: (1) the nonconsensual, intentional confinement of a person, (2) without lawful privilege, and (3) for an appreciable period of time, however brief.â Easton v. Sutter Coast Hosp., 80 Cal.App.4th 485, 95 Cal.Rptr.2d 316, 323 (2000).
A private person may make an arrest, which is âtaking a person into custody, in a case and in the manner authorized by law.â CaLPenal Code § 834.
A private person may arrest another: 1. For a public offense committed or attempted in his presence. 2. When the person arrested has committed a felony, although not in his presence. 3. When a felony has been in fact committed, and he has reasonable cause for believing the person arrested to have committed it.
Cal.Penal Code § 837. While a law enforcement officer may arrest a person without a warrant when he has probable cause to believe that the arrestee committed a misdemeanor in his presence, a private person may only arrest someone for a misdemeanor when the offense actually has been committed or attempted in his presence. Hamburg v. Wal-Mart Stores, Inc., 116 Cal.App.4th 497, 10 Cal.Rptr,3d 568, 580 (2004). Reasonable cause to believe that a misdemeanor has been committed is not sufficient. Id. at 581. When a private person is entitled to make an arrest, he is entitled to use reasonable force to detain the person. People v. Fosselman, 33 Cal.3d 572, 189 Cal.Rptr. 855, 659 P.2d 1144, 1148 (1983) (en banc); see also People v. Garcia, 274 Cal.App.2d 100, 78 Cal.Rptr. 775, 779 (1969) (stating that when a private citizen was assaulted in the course of effecting a citizenâs arrest, he was âjustified in using such force as was reasonable for defendantâs arrest and detentionâ).
Here, there is no evidence that the officers had any reason to believe that Tekle had committed a misdemeanor in their presence. Moreover, as discussed supra, based on the evidence provided by Tekle, a jury could find that the force used to detain him was not reasonable. Tekle accordingly has raised genuine issues of material fact regarding the officersâ liability for false arrest. We therefore reverse the district courtâs grant of summary judgment on Tekleâs false arrest claim.
B. Assault and Battery
Tekleâs second allegation under the FTCA was that the officers assaulted him âby willfully and maliciously pointing a loaded firearm at [him] and threatening to shoot him.â He further alleged that they committed battery âby placing handcuffs upon him, pushing him to the ground and forcing him to lay [sic] down and to sit with the handcuffs still on for an appreciable period of time.â
To establish civil assault, Tekle would need to establish that (1) the officers threatened to touch him in a harmful or offensive manner; (2) it reasonably appeared to him that they were about to carry out the threat; (3) he did not consent to the conduct; (4) he was harmed; and (5) the officersâ conduct was a substantial factor in causing the harm. See Judicial Council of Cal., Civil Jury Instructions No. 1301 (2006) (listing the elements of an assault claim). Tekle testified that, while he was lying on the ground, an officer placed a gun to his head and then handcuffed him. He also stated that the officers had âall sorts of different guns, big ones and small ones, pointing at [him]â while he was sitting on the stool in the garage. Five years after the incident, he still had flashbacks, insomnia, and depression, and he had been treated by two psychiatrists and two psychologists. He further testified that, although he has never committed a crime, he still felt nervous whenever he saw a police officer.
The elements of a battery claim in California are that (1) the defendant intentionally did an act that resulted in harmful or offensive contact with the plaintiffs person, (2) the plaintiff did not consent to the contact, and (3) the contact caused injury, damage, loss or harm to the plaintiff. Cole v. Doe 1 thru 2 Officers of Emeryville Police Depât, 387 F.Supp.2d 1084, 1101 (N.D.Cal.2005). According to Tekleâs deposition, an officer handcuffed him while he was lying face down on the ground and that he then picked him up by the chain of the handcuffs, cutting his skin.
Over twenty armed officers encountered a barefoot, unarmed eleven-year-old boy who was not resisting them. Tekle testified that the officers continued to keep their guns trained upon him throughout the incident and that one officer picked him up from behind by the chain of the handcuffs. He certainly did not consent to the conduct, and he has alleged that he suffered harm. We conclude that Tekle has raised a genuine issue of material fact as to whether the officers may be liable for assault and battery. We therefore reverse the district courtâs grant of summary judgment on this claim.
C. Intentional Infliction of Emotional Distress
Tekleâs third FTCA claim was for intentional infliction of emotional distress. The elements of a prima facie case of intentional infliction of emotional distress in California are â â(1) extreme and outrageous conduct by the defendant with the intention of causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiffs suffering severe or extreme emotional distress; and (3) actual and proximate causation of the emotional distress by the defendantâs outrageous conduct.â â Davidson v. City of Westminster, 32 Cal.3d 197, 185 Cal.Rptr. 252, 649 P.2d 894, 901 (1982) (quoting Cervantez v. J.C. Penney Co., 24 Cal.3d 579, 156 Cal.Rptr. 198, 595 P.2d 975, 983 (1979)). In order to be considered outrageous, the conduct âmust be so extreme as to exceed all bounds of that usually tolerated in a civilized community.â Id. (internal quota
In Cross, the court concluded that reasonable minds could differ as to whether the defendantâs conduct was sufficiently extreme and outrageous where the defendant, a collection agency, made affirmative misrepresentations to the plaintiffs who hired it and persuaded the plaintiffs to accept $40,000 on a judgment worth over $250,000. Id. The court stated that the agencyâs actions âwere intentional and done with the foreseeable consequence that the [plaintiffs] would suffer severe emotional distress once they discovered the truth.â Id.
[16]. The district court here concluded that the agents did not engage in extreme and outrageous conduct. We disagree that such a conclusion can be reached on these facts as a matter of law. In addition to testifying that the officers kept their weapons pointed at him and picked him up off the ground by the chain of the handcuffs, Tekle also testified that an officer made disparaging remarks about Ethiopia. When Tekle asked a different officer if he could put on some shoes, the officer threw Tekleâs shoes at him and spit on them. In light of the conclusion in Cross that a collection agencyâs abuse of its fiduciary duty, which adversely affected the plaintiffsâ financial interests, could support a claim for intentional infliction of emotional distress, we conclude that reasonable minds could differ as to whether the conduct alleged here by Tekle was sufficiently extreme and outrageous to support such a claim. We therefore reinstate Tekleâs intentional infliction of emotional distress claim.
CONCLUSION
Viewing the facts and drawing all inferences in Tekleâs favor, we conclude that the alleged facts show a violation of Te-kleâs constitutional rights. We further conclude that a reasonable officer should have known that it was constitutionally excessive to use such force and to use the handcuffs in the manner alleged against an unarmed eleven-year-old child who was fully complying with the officerâs requests. We therefore reverse the grant of summary judgment in favor of the officer-defendants on Tekleâs Bivens claims. Because the grant of summary judgment in favor of the United States was predicated on the district courtâs erroneous conclusions regarding the excessive force and unreasonable detention claims, we also reverse the grant of summary judgment in favor of the United States on the FTCA claims. We remand all-claims to the district court for further proceedings.
REVERSED and REMANDED.
. âBecause this case arises in the posture of a motion for summary judgment we are required to view all facts and draw all reasonable inferences in favor of the nonmoving party,â in this case, Tekle. Brosseau v. Haugen, 543 U.S. 194, 195 n. 2, 125 S.Ct. 596, 160 L.Ed.2d 583 (2004) (per curiam); see also Motley v. Parks, 432 F.3d 1072, 1075 n. 1 (9th Cir.2005) (en banc) (accepting the plaintiffsâ recitation of the facts because the case arose in the posture of a motion for summary judgment and involved issues of qualified immunity). We disagree with the government that Tekle has failed to produce any admissible evidence sufficient to create a genuine issue of material fact, pursuant to Butler v. San Diego Dist. Attorneyâs Office, 370 F.3d 956 (9th Cir.2004). In response to the governmentâs filing of the declarations of its agents, Tekle filed his own deposition, as well as depositions of both his parents, with his opposition to the governmentâs motion for summary judgment.
. The agents were from the IRS, the DEA, and the Los Angeles Police Department.
. After Tekle's first two complaints were dismissed without prejudice on procedural grounds with respect to the individually named defendants, he filed another complaint against them, and the two actions were consolidated under the original action, which included the United States as a defendant.
. There is no dispute that Tekle was eleven years old at the time of the incident. The government has attempted to portray Tekle as more threatening than he appeared. For example, Agent Jankowski described Tekle as a "young male, approximately five feet tall," in his declaration prepared for this litigation. However, in a Memorandum of Activity dated April 7, 1998, approximately two weeks after the incident, Jankowski stated that Tekle "appeared to be about 12 to 14 years old,â and Agent David Hawkes similarly described Te-kle as appearing to be between those ages in his April 2, 1998, Memorandum of Activity. These memoranda indicate that, although Te-kle may have appeared slightly older than his actual age, it still was apparent to the officers at the time that Tekle was a child. Although Judge Kleinfeld states that the evidence was that Tekle was between five and six feet tall, the record actually indicates that, in preparation for this litigation, the government attempted to portray Tekle as more threatening than he appeared to them at the time of the incident. Nor is there any support whatsoever in the record for Judge Kleinfeldâs speculation that the officers feared that Tekle could ârun around the neighborhood stirring up older youths and adults to interfere.â Klein-feld concurring op. at 859.
More importantly, the agents knew that Solomon had an eleven-year-old child, and, when Lily was arrested, she told the arresting agents that her eleven-year-old son was at home. This information allegedly was conveyed to the team of agents at the Tekle home prior to the incident. For all these reasons and taking into account the summary judgment posture of the case, we assume throughout this opinion that Tekle clearly was a child and appeared to be approximately eleven to twelve years old to the officers at the scene.
. The government urged at oral argument that Tekle could have been armed. There is no evidence in the record, however, to support such an assertion, and there has never been any allegation that the officers thought Tekle was armed.
. Judge Kleinfeld asserts that this case is âanalogousâ to Muehler, characterizing Muehler as involving a "small, barefoot womanâ being detained in handcuffs. Kleinfeld concurring op. at 860. While both cases involve detention in handcuffs, the detention of a single, unarmed boy by over twenty armed officers simply is not analogous to the detention of four individuals (presumably adults, although the case does not specify) by only two officers.
. Except for footnote 8, infra, Part II sets forth the views of Judge Tashima and does not constitute part of the majority opinion.
. The government argues that Tekle has waived his FTCA claim for failure to raise the issue in his opening brief. We acknowledge that Tekle has not based his claim on tort law, which is the applicable law. We note, however, that there are five pages of argument devoted to the district court's perceived error in granting summary judgment in favor of the United States on the FTCA claim. Moreover, the government is not prejudiced because it "thoroughly discussed the question in its own
. The exception to the exception, restoring liability when false arrest, assault, and battery are alleged against law enforcement officers, does not provide a different standard for liability. See 28 U.S.C. § 2680(h). It merely reverts to 28 U.S.C. § 1346(b), which means the United States' liability is based on a private person's liability. Id.
. Moreover, nowhere in its pleadings in the district court or in its briefs in this court does the government raise the "privilegeâ under 26 U.S.C. § 7608 as a defense. Thus, the argument in Judge Fisherâs concurring opinion that the rule of Olson, making the United States liable when local law would make a private person liable in tort, does not apply in the face of a federal "privilegeâ under § 7608 is advanced in spite of the failure of the government to raise the issue.
. Moreover, of course, Rhoden was decided well before we had the guidance of Olson.
. Cervantes stated that California law was applicable and cited California law, but then cited federal law for the determination that probable cause existed for the arrest. See Cervantes, 330 F.3d at 1188.
. Moreover, the case on which Rhoden relied to state that the court must include federal law in assessing the United States' liability under the FTCA was Richards v. United States, 369 U.S. 1, 82 S.Ct. 585, 7 L.Ed.2d 492 (1962), in which the question was what law to apply in an FTCA action where the negligent act occurred in one state but the resultant injury and death occurred in a different state. Id. at 2, 82 S.Ct. 585. Richards concluded that "a reading of the [FTCA] as a whole, with due regard to its purpose, requires application of the whole law of the State where the act or omission occurred,â including the choice-of-law rules of the state where the negligence occurred. Id. at 11, 82 S.Ct. 585. Thus, the question was whether the FTCA required the application of "(1) the internal law of the place where the negligence occurred, or (2) the whole law (including choice-of-law rules) of the place where the negligence occurred, or (3) the internal law of the place where the operative effect of the negligence took place.â Id. at 3, 82 S.Ct. 585. There was no question that state law applied. See id. at 14 n. 29, 82 S.Ct. 585 (âIn fact, despite the ambiguity that exists in the [legislative] history due to the fact that Congress did not specifically consider the choice-of-laws problem, the legislative material indicates that Congress thought in terms of state law being applicable.â). Similarly, in the other case cited by Rhoden, Caban v. United States, 728 F.2d 68 (2d Cir.1984), the Second Circuit did not merely state as a general principle that federal law applied to FTCA claims of negligence, invasion of privacy, and false imprisonment by INS agents. The court undertook a careful examination of New Yorkâs law of false imprisonment and concluded that, â[i]n light of New Yorkâs policy of assessing a defendantâs actions in accordance with the law applicable to his conduct, we infer that the New York state