Dansby v. Hobbs
Ray DANSBY v. Ray HOBBS, Director, Arkansas Department of Correction
Attorneys
Josh Lee, Assistant Federal Public Defender, argued, Little Rock, AR, (Julie Vandiver, Assistant Federal Public Defender, Little Rock, AR, on the brief), for Petitioner-Appellant., Christian Harris, Assistant Attorney General, argued, Little Rock, AR, (Lauren â Elizabeth Heil, Assistant Attorney General, Little Rock, AR, on the brief), for Respondent-Appellee.
Full Opinion (html_with_citations)
Ray Dansby was convicted by a jury in Arkansas on two counts of capital murder and sentenced to death. The district court denied his application for a writ of habeas corpus. Dansby initially appealed on five claims covered by a certificate of appeala-bility, and asked this panel to expand the certificate with respect to four other claims. After we filed our opinion on that appeal, Dansby petitioned the Supreme Court for a writ of certiorari. The Court granted certiorari, vacated our judgment, and remanded for further consideration in light of Trevino v. Thaler, â U.S.-, 133 S.Ct. 1911, 185 L.Ed.2d 1044 (2013). See Dansby v. Hobbs, â U.S.-, 133 S.Ct. 2767, 186 L.Ed.2d 215 (2013). We expanded the certificate of appealability to include all claims that the district court ruled were procedurally defaulted. We now affirm in part, vacate the dismissal of Claims II and III in Dansbyâs second amended petition, and remand for further proceedings.
I. â
As summarized by the Arkansas Supreme Court, see Dansby v. State, 319 Ark. 506, 893 S.W.2d 331 (1995), the evidence at trial showed that on the morning of August 24, 1992, Dansby arrived at the residence of Brenda Dansby, his ex-wife, in El Dorado, Arkansas. Justin Dansby, their nine-year-old son, was in the living room with Ronnie Kimble, Brendaâs boyfriend. Justin was home with a cold and watching television, while Kimble was asleep on the couch. Brenda had left earlier to buy orange juice for Justin, and when she returned home, she was confronted by Ray as she pulled her car into her driveway. Ray twice ordered her to leave her car, and she eventually complied. Justin testified at trial that he saw Ray hold Brenda âlike a shieldâ before shooting her in the arm and in the neck.
Greg Riggins, a neighbor from across the street, also offered an account of Brendaâs death. According to his trial testimony, Riggins went to his front door after hearing gunshots and witnessed Ray and Brenda struggling with a revolver. He then saw Ray knock Brenda down, get the gun from her, and shoot two consecutive rounds into her from two or three feet away. Brenda tried to rise, and Ray fired again, although Riggins believed the shot missed. After pausing for five or six seconds, Ray shot Brenda once more, and her body went flat.
Justin testified that Ray then entered the home and shot Kimble in the chest, at which point Kimble got his own gun from beneath the couch. Kimble positioned
El Dorado police officers arrived at Brendaâs home to find her body outside. They also found an injured Kimble on the floor of the back bedroom, along with a jammed .38 automatic pistol lying under him. Kimble eventually died of his wounds at a local hospital, but not before telling a police detective that Ray Dansby had shot him.
Later the same day, Officer Mike Ste-gall came upon Ray Dansby, who said, âIâm Ray Dansby, yaâll are looking for me.â Stegall asked Dansby whether he was carrying any guns, and Dansby answered that he had thrown them away. Stegall then took Dansby to the police station, where Lieutenant Mike Hill advised him of his rights. Dansby stated that he had left the scene with two guns, a .32 revolver and a .38 revolver, but had disposed of them where the police would never find them. By Dansbyâs account of the dayâs events, he had armed himself before traveling to Brendaâs home because he knew both she and Kimble had handguns. Dansby explained that he had entered the front door to Brendaâs home to find Kim-ble holding a handgun in his right hand âpointed down,â and Dansby stated that after an argument ensued, âI just pulled my gun and started shooting.â After making these statements, Dansby submitted to a gunshot residue test and signed a written rights waiver form, but he declined to provide a tape-recorded statement.
At trial, prosecutors presented several pieces of evidence beyond the eyewitness testimony of Justin Dansby and Greg Rig-gins. The autopsy revealed gunshot wounds near Brendaâs left ear and on her upper chest; similar wounds were found on Kimbleâs chest, right arm, and left upper back, behind his left ear, and superficial wounds were present on his left flank. The jury also heard testimony that Dansby was scheduled to appear in court on charges of second-degree assault and contempt of court at 9:00 a.m. on the day of the murders, and that state prosecutors brought these charges after Brenda had provided them with a signed affidavit alleging that Dansby had assaulted her.
Also testifying for the prosecution was Dansbyâs jail cellmate Larry McDuffie, the boyfriend of Dansbyâs half-sister. McDuf-fie said Dansby admitted in jail that he had murdered Kimble and Brenda. According to McDuffie, Dansby told him he was âjust gladâ that Brenda was dead. McDuffie also testified that in response to Brendaâs pleas for mercy, Dansby answered, âwell b- you done f- up cause Iâm not gonna leave you out here in these streets when I done killed this man inside.â
An Arkansas jury convicted Dansby of two counts of capital murder on June 11, 1993, and sentenced him to death by lethal injection on both counts. The Arkansas Supreme Court affirmed the conviction and sentence. Dansby, 893 S.W.2d at 331. Dansby petitioned for postconviction relief under Arkansas Rule of Criminal Procedure 37, claiming ineffective assistance of counsel. The trial court denied the petition, and the Arkansas Supreme Court affirmed. Dansby v. State, 350 Ark. 60, 84 S.W.3d 857 (2002).
II.
A.
Dansbyâs broadest claim (Claim I of the second amended petition) is that new evidence discovered after trial shows that he is actually innocent of murder. On that basis, he argues that the conviction and sentence violate his rights under the Eighth Amendment. Dansby says the new evidence â including documents allegedly withheld by the State and a statement in which prosecution witness McDuffie purportedly recants his trial testimony â ⢠would allow him to impeach McDuffieâs credibility and establish that Dansby acted in lawful self-defense when he killed Brenda and Kimble.
The Supreme Court has not decided whether a persuasive demonstration of actual innocence after trial would render unconstitutional a conviction and sentence that is otherwise free of constitutional error. See House v. Bell, 547 U.S. 518, 554-55, 126 S.Ct. 2064, 165 L.Ed.2d 1 (2006). The Court has established, however, that the threshold for any such claim, if it were recognized, would be âextraordinarily high.â Herrera v. Collins, 506 U.S. 390, 417, 113 S.Ct. 853, 122 L.Ed.2d 203 (1993). The threshold, if it exists, would require âmore convincing proofâ than the âgatewayâ standard that allows for consideration of otherwise defaulted constitutional claims upon a showing of actual innocence. House, 547 U.S. at 555,126 S.Ct. 2064; see Schlup v. Delo, 513 U.S. 298, 315, 115 S.Ct. 851, 130 L.Ed.2d 808 (1995). Thus, on a freestanding claim of actual innocence, it is not sufficient that a petitioner shows even that it is âmore likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt.â Id. at 327, 115 S.Ct. 851. The âextraordinarily highâ threshold, if recognized, would be even higher. House, 547 U.S. at 555, 126 S.Ct. 2064.
In its order denying relief, the district court treated this claim as a challenge to the sufficiency of the evidence. When Dansby argued in a motion to alter or
We, too, conclude that Dansbyâs proffered evidence does not meet the extraordinarily high threshold that might support relief based on a showing of actual innocence. As the district court observed, much of the new evidence is designed to undermine the credibility of prosecution witness McDuffie. Latter-day impeachment evidence, however, âwill seldom, if ever,â make a clear and convincing case that no reasonable jury could believe the core of the witnessâs account. Sawyer v. Whitley, 505 U.S. 333, 349, 112 S.Ct. 2514, 120 L.Ed.2d 269 (1992). Here, moreover, we agree with the Arkansas Supreme Court that there was substantial evidence apart from McDuffieâs testimony that permitted a jury to infer that Dansby killed the victims in a premeditated and deliberate manner. Dansby, 893 S.W.2d at 336. The alleged new evidence cited by Dansby with regard to witnesses other than McDuffie, App. A16-A20, does not compel a conclusion that Dansby acted in lawful self-defense. Some of these facts might be disbelieved or discounted by a reasonable juror; others can be reconciled reasonably with the prosecutionâs theory of the case. Dansbyâs submission of new evidence would not meet an extraordinarily high threshold for proof of innocence. The district court thus did not err in rejecting this claim without a hearing.
B.
Dansby also contends that the evidence at trial was insufficient to show that he murdered Brenda and Kimble with premeditation and deliberation. This is Claim XIV of the second amended petition. Dansby raised a challenge to the sufficiency of evidence on direct appeal, and the Arkansas Supreme Court rejected it. The Arkansas court said â[t]he test for determining the sufficiency of the evidence is whether there is substantial evidence to support the verdict,â 893 S.W.2d at 335, and ultimately concluded that the evidence of premeditation and deliberation was âoverwhelming.â Id. at 336. Where the state court has adjudicated a constitutional claim on the merits, a petitioner must demonstrate that the state courtâs decision was âcontrary to, or involved an unreasonable application of, clearly established Federal law.â 28 U.S.C. § 2254(d)(1).
Dansby argues for the first time on appeal that § 2254(d) does not apply. He contends that the Arkansas court did not adjudicate his constitutional claim on the merits, but instead resolved the sufficiency-of-evidence contention on state-law grounds only. He points out that the state court applied a âsubstantial evidenceâ standard, which this court once said is âarguably different than the due-process standard enunciatedâ in Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). See Nance v. Norris, 392 F.3d 284, 289 (8th Cir.2004). Jackson held that the Due Process Clause forbids a conviction when âno rational trier of fact
We believe that Dansbyâs constitutional claim was adjudicated on the merits, and that the deferential standard of § 2254(d) applies. Unlike Nance v. Norris, where the state court âspecifically disclaimed] addressing constitutional arguments,â 392 F.3d at 289, the Arkansas Supreme Court did no such thing in Dansbyâs direct appeal. In prior decisions, the Arkansas court has explained its view that the substantial-evidence standard applied in Arkansas cases is consistent with Jackson:
The substantial-evidence standard, while not explicitly reciting the standard from Jackson word for word, requires that evidence supporting a conviction must compel reasonable minds to a conclusion, and force or induce the mind to pass beyond suspicion or conjecture, and, thereby, ensures that the evidence was convincing to a point that any rational fact-finder could have found guilt beyond a reasonable doubt.
Williams v. State, 351 Ark. 215, 91 S.W.3d 54, 61 (2002) (emphasis added) (internal citations omitted). There is thus no reason to believe that the Arkansas Supreme Court in Dansbyâs direct appeal adjudicated only a state-law claim while leaving the constitutional due process claim unaddressed. The court adjudicated the two claims together.
Viewing the evidence in the light most favorable to the State, the state court reasoned as follows:
Although the testimony is at variance among different witnesses as to the exact sequence of events during the shootings, there was much said as to the weapons used, and as to the nature, extent, and location of Ms. Dansbyâs and Mr. Kimbleâs wounds. With reference to the shots fired into Brenda, Dr. Per-etti testified that he located gunshot wounds near the left ear and upper chest of her body. Greg Riggins, an eye witness to Brendaâs murder, testified as to Rayâs hesitation of several seconds before he fired the final shot into Brendaâs head. In observance of the wounds to Ronnieâs body, Dr. Peretti testified that Ronnie sustained wounds to the left ear, chest, left upper back, and right arm, as well as two superficial wounds to the left flank. Particularly, it was Dr. Perettiâs opinion that the wound to Ronnieâs back occurred when he was âprobably bent over.â Rayâs son Justin, another eye witness, testified that he watched as his father kicked Ronnie twice, and that he heard his father say something after shooting him. In light of this testimony, the jury could have easily inferred that Dansby fired multiple shots into both victims in a premeditated and deliberated manner.
Dansby, 893 S.W.2d at 336. After considering Larry McDuffieâs testimony that Dansby admitted to planning the murders, the court viewed the evidence as âoverwhelming.â Id.
We conclude that the decision of the Arkansas Supreme Court was not contrary to, or an unreasonable application of, Jackson. It is not necessary for the state court to cite the relevant Supreme Court precedent, see Early v. Packer, 537 U.S. 3, 8, 123 S.Ct. 362, 154 L.Ed.2d 263 (2002) (per curiam), so long as the decision satisfies the criteria of § 2254(d). The Arkansas court concluded that the evidence was âof sufficient force and character to compel reasonable minds to reach a conclusion and pass beyond suspicion and conjecture.â Dansby, 893 S.W.2d at 336. This was not an unreasonable way for a state court to ensure that a rational trier of fact could have found the requisite elements beyond a reasonable doubt. The evidence here
C.
Dansby next appeals the district courtâs denial of relief on his claim (Claim VI) that improper testimony and comment on his postarrest silence violated his right to due process under the Fourteenth Amendment. The claim arises from the following testimony at trial by Lieutenant Mike Hill of the El Dorado Police Department.
COUNSEL FOR STATE: Did [Dans-by] appear to understand his rights as you verbally advised ...
WITNESS: Yes.
COUNSEL FOR STATE: ... him of them?
WITNESS: Yes, he did.
COUNSEL FOR STATE: And did you have a conversation with him about these events at all?
WITNESS: Yes, after I informed him, of course, that he had the right to remain silent. Anything he said could be used against him in a court of law, and that, you know, if he wanted a lawyer present during questioning he could have one. And I asked him if he understood that at any time, you know, that he didnât wish to talk any longer he didnât have to.
I said or I asked him itâs very important that we find this gun. I said anyone could pick this gun up. What did you do with it? At that point he began to tell me that he left the scene with two guns, a .32 and a .38, both revolvers. And that he threw them away where we would never find âem and he wasnât worried about anybody finding âem.
After obtaining the gunshot residue kit, I sat down at my desk and again informed him of his rights. This time I read to him his rights from the standard waiver form that we use which he again acknowledged that he understood and signed the form.
COUNSEL FOR STATE: Iâll show you whatâs been marked previously as Stateâs Exhibit No. 2, and ask you if you can identify this, please [handing to witness].
WITNESS: Yes, this is the form that I read to Ray Dansby that morning. Itâs noted here at the top 9:00 a.m., at the bottom 9:14 a.m. which would have been the time that I read directly to him from the form and that he signed it. COUNSEL FOR STATE: Okay. And then at some point did he also decline to talk?
WITNESS: Yes, at 9: ...
COUNSEL FOR DEFENDANT: Objection.
WITNESS: ...21 a.m.
COUNSEL FOR DEFENDANT: Objection.
THE COURT: Whatâs your objection? COUNSEL FOR DEFENDANT: May we approach?
Trial R. 803-04 (emphases added).
At a bench conference, Dansbyâs counsel objected that it was impermissible for Hill to refer to Dansbyâs invocation of his right to remain silent. She moved for a mistrial. The trial court did not hear Hill âsay anything about anybody invoking anything,â and denied the motion for mistrial. Id. at 805. The court directed the prosecution to admonish Hill that he should not âmake any reference or comment about any rights being invoked or about the defendant refusing to answer questions.â Id. at 808. And the court directed the prosecution to redact an advice-of-rights form
On direct appeal, Dansby argued that Hillâs answer that âYes,â Dansby did decline to talk at some point during the interview, violated Dansbyâs due process rights as construed in Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91 (1976). Doyle held that when an accused invokes his right to remain silent after receiving advice about his rights pursuant to Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), the Constitution forbids the prosecution to use the accusedâs silence to impeach his testimony at a later trial. 426 U.S. at 619, 96 S.Ct. 2240. The Court reasoned that the Miranda warnings carry an implicit assurance that âsilence will carry no penalty,â and that âit would be fundamentally unfair and a deprivation of due process to allow the arrested personâs silence to be used to impeach an explanation subsequently offered at trial.â Id. at 618, 96 S.Ct. 2240.
The Arkansas Supreme Court rejected Dansbyâs claim. The court concluded that âthe testimony elicited from Lieutenant Hill was not a comment on Dansbyâs right to remain silent; rather, it merely explained to the jury why there was not a taped statement.â 893 S.W.2d at 340-41. Earlier in the trial, Mike Stegall, another police officer who participated in Dansbyâs interrogation, testified that âafter [Dans-by] had given us his statement ... Lieutenant Hill advised him that we needed to turn the tape recorder on to record his statement. At which point Mr. Dansby invoked his rights and stated that he didnât want to say anything else without a lawyer.â Trial R. 676. The Arkansas court evidently believed that Hillâs answer, like Stegallâs testimony, explained why there was no recording of Dansbyâs admissions, and that such testimony did not violate Dansbyâs due process rights.
Because the Arkansas Supreme Court resolved the Doyle claim on the merits, Dansby is entitled to relief only if the state courtâs decision was âcontrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.â 28 U.S.C. § 2254(d)(1). The district court concluded that he could not meet that standard. The court ruled alternatively that any error was harmless.
Dansby contends that the Arkansas courtâs decision was an unreasonable application of Doyle and Wainwright v. Greenfield, 474 U.S. 284, 106 S.Ct. 634, 88 L.Ed.2d 623 (1986). Dansby cites Greenfieldâs holding that the prosecution could not use an accusedâs post -Miranda warning silence to overcome a defendantâs plea of insanity, because the implicit promise, breach, and consequent penalty is the same in that situation as when the prosecution seeks to use silence to impeach the accusedâs testimony at trial. 474 U.S. at 292, 106 S.Ct. 634. Dansby argues that the State impermissibly used his silence to rebut an inference that Lieutentant Hill was fabricating Dansbyâs unrecorded statement about guns, and that the state court unreasonably applied Greenfield and Doyle by permitting Hillâs testimony that Dansby invoked his right to remain silent.
This court has concluded that not every reference to an accusedâs post-Miranda warning silence violates due process. In Mathenia v. Delo, 975 F.2d 444 (8th Cir. 1992), a law enforcement officer testified that he advised an arrestee of his rights, but that the arrestee did not make a statement at the time of his arrest. Other
The Supreme Court has not addressed a case like Mathenia. The line between permissible references to postarrest silence for explanatory purposes and impermissible breaches of the implied Miranda-warning promise, therefore, must emerge from case-by-case applications of Doyle over a period of time. In the meantime, state courts have some leeway to reach reasonable judgments in this area. See Yarborough v. Alvarado, 541 U.S. 652, 663-64, 124 S.Ct. 2140, 158 L.Ed.2d 938 (2004). It was not an unreasonable application of Supreme Court precedent for the Arkansas court to conclude that Hillâs answer in this case was permissible. Officer Stegall already had testified without objection that the officers attempted to tape record Dansbyâs statement, but that Dans-by declined to say anything more. Hillâs testimony that Dansby declined at some point to speak further could reasonably be viewed by a state court merely as an explanation of the circumstances of Dansbyâs interview, not as a penalty for invoking the right to remain silent.
D.
Dansbyâs fourth point on appeal is that the district court erroneously rejected his claim that the state trial court denied his right under the Sixth Amendment to confront a witness against him, Larry McDuf-fie. This is Claim II in the second amended petition.
After Dansby was arrested for murder, he was incarcerated with McDuffie in Union County, Arkansas. McDuffie was in jail after his arrest on a pending felony drug charge. Before trial, the prosecution moved in limine for an order to preclude the defense from âmentioning or attempting to elicit testimony from any witness regarding the reason for McDuffieâs incarceration, and pending charges or related matters.â The trial court ruled that charges that had been filed in the past against McDuffie that did not result in convictions âare clearly inadmissible and should not be referred to because the witness may not be impeached in that manner.â Trial R. 636. The court provided that Dansby could inquire whether McDuf-fie had served as a confidential informant for the El Dorado police department and whether he had been paid by that agency for information in the past. Id. at 248.
Dansbyâs counsel sought additional leeway to elicit testimony designed to show McDuffieâs bias. In a memorandum brief and at a pretrial hearing, counsel asserted that McDuffie had a history of working as an informant for the State, that he had been in and out of jail three or four times
The court ordered that Dansby could inquire whether McDuffie had received promises of leniency or guarantees of immunity, but could not present evidence about âextrinsic matters which would call upon the jury to perform a feat of speculation or conjecture in order to relate it to [the] alleged bias.â Id. at 637. The court ruled that unless there was âdirect evidence of an agreement of a promise of immunity or something along that nature, ... youâre in the realm of speculation and conjecture.â Id. at 638. The oral ruling concluded as follows: âIâm going to grant the motion in limine as to argument about and statement about these charges and then just allow the matter to proceed as to these other areas.â Id. at 640. During cross-examination of McDuffie, the court sustained an objection to defense counselâs question about why McDuffie was held in jail at the time of his statement to police about Dansby. Id. at 907. Before the case was submitted to the jury, Dansby made a proffer of evidence that he sought to use to show McDuffieâs alleged bias. Id. at 969-89.
On direct appeal, Dansby challenged the trial courtâs restrictions on cross-examination, arguing in part that McDuffieâs âpast dealing with law enforcement, including all the surrounding circumstances of his past criminal record and the penalties or rewards he received, were relevant to the juryâs consideration of the testimony he would give at the trial.â Dansby urged, among other things, that the trial courtâs right to limit testimony âmust be weighed against the defendantâs confrontation rights and fair trial rights guaranteed by the Sixth Amendment.â The Arkansas Supreme Court concluded that Dansbyâs proffered evidence was ânot relevant to show bias,â and upheld the trial courtâs ruling. 893 S.W.2d at 339. The state supreme court opined that Dansby had not proffered direct evidence of an agreement or promise of immunity, and that a jury could not have made a connection between McDuffieâs arrests and his alleged bias in the Dansby trial without speculation or conjecture. Id.
In his federal habeas petition, Dansby challenged the trial courtâs ruling as a violation of his rights under the Sixth Amendment. Dansby complained that the ruling unconstitutionally precluded him from cross-examining McDuffie and from introducing extrinsic evidence to expose his bias and motive to fabricate. But cf. Driver v. Landers, 444 Fed.Appx. 934, 936 (9th Cir.2011) (âThe Supreme Court has never held that the Confrontation Clause requires, in addition to cross-examination, the admission of extrinsic evidence for the purpose of establishing a witnessâs motive to lie.â); Brown v. Ruane, 630 F.3d 62, 70-71 (1st Cir.2011) (â[T]he Supreme Courtâs Confrontation Clause jurisprudence left a defendantâs right to introduce extrinsic impeachment evidence as an open constitutional question.â).
The district court dismissed this claim on the ground that it was procedurally defaulted. The court concluded that Dans-by never presented a claim of federal constitutional error in his direct appeal to the state supreme court, and that the claim was therefore defaulted. See OâSullivan v. Boerckel, 526 U.S. 838, 848, 119 S.Ct. 1728, 144 L.Ed.2d 1 (1999). The district court noted that Dansbyâs brief on direct appeal included one mention of the Sixth Amendment, but reasoned that Dansby failed to
Dansby argues that he fairly presented a federal constitutional argument to the state supreme court, and we agree. To exhaust a claim properly in state court, a prisoner must give the state courts a fair opportunity to act on the claim. Id. at 844, 119 S.Ct. 1728. A petitioner must present â âboth the factual and legal premisesâ â of his claims to the state courts in order to exhaust the claims properly. Flieger v. Delo, 16 F.3d 878, 884 (8th Cir.1994) (quoting Cox v. Lockhart, 970 F.2d 448, 454 (8th Cir.1992)). The legal aspect of this requirement is satisfied if the petitionerâs argument to the state court ârefer[s] to a specific federal constitutional right, a particular constitutional provision, a federal constitutional case, or a state case raising a pertinent federal constitutional issue.â Abdullah v. Groose, 75 F.3d 408, 412 (8th Cir.1996) (en banc) (internal quotation omitted).
As noted, Dansbyâs brief on direct appeal to the Arkansas Supreme Court argued that limits on impeachment âmust be weighed against the defendantâs confrontation rights and fair trial rights guaranteed by the Sixth Amendment.â The brief also cited Sullivan v. State, 32 Ark. App. 124, 798 S.W.2d 110 (1990), for the proposition that â[e]videnee of guarantees of immunity or promises of leniency or any other considerations are a proper subject for cross examination.â As authority for this same point, Sullivan cited Delaware v. Van Ars-dall, 475 U.S. 673, 106 S.Ct. 1431, 89 L.Ed.2d 674 (1986), a decision that addressed the requirements of the federal Confrontation Clause. Id. at 679, 106 S.Ct. 1431. Dansbyâs specific invocation of the Sixth Amendment and a state court decision that applied the federal constitutional provision, followed by his assertion that the trial court should have allowed him to attack McDuffieâs alleged bias and prejudice in certain ways that the trial court prohibited, was sufficient to give the state supreme court fair notice that he raised a federal constitutional claim in addition to a state-law evidentiary argument. See Snell v. Lockhart, 14 F.3d 1289, 1298-99 (8th Cir.1994).
For these reasons, we conclude that the district court erred in determining that Dansby failed to present a Sixth Amendment claim to the Arkansas Supreme Court. The parties have not addressed the extent to which the factual premises of Dansbyâs current federal claim were presented to the state supreme court, so we do not take up that matter. We vacate the dismissal of Claim II and remand the claim to the district court for further consideration.
E.
The final claim on which Dansby initially received a certificate of appealability concerns alleged prosecutorial misconduct. This claim (Claim III) involves two related allegations: (1) that the State violated the rule of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), by withholding material exculpatory evidence regarding the credibility of McDuffie, and (2) that the State violated Dansbyâs right to due process by knowingly permitting McDuffie to testify falsely. See Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959). Dansby contends that the prosecution concealed various unwritten inducements it had offered McDuffie in exchange for his testimony. These inducements included, he asserts, a favorable sentencing recommendation in McDuffieâs pending felony drug case and nonenforcement of the conditions of his probation. Dansby also relies on a statement purportedly signed by McDuffie in 2005, in which he recants his trial testi
The district court dismissed Dansbyâs Brady-Napue claim on the ground that it was procedurally defaulted. In a motion to alter or amend the judgment, Dansby complained that the court had raised the doctrine of procedural default sua sponte without giving the parties appropriate notice and opportunity to be heard. The district court denied the motion, stating that Eighth Circuit precedent authorized the court to consider default sua sponte, and that âdue to the intertwine of Petitionerâs Claims II and III, there was adequate notice of the possibility of procedural default, if any notice was due.â Claim II was the alleged violation of the Confrontation Clause.
A federal court has discretion to address procedural default in a habeas corpus case despite the Stateâs failure to present the issue properly. King v. Kemna, 266 F.3d 816, 822 (8th Cir.2001). The Supreme Court has held that before a court may address sua sponte a different procedural defense â timeliness of a habeas petition â it must give the parties fair notice and an opportunity to present their positions. See Wood v. Milyard, â U.S. -, 132 S.Ct. 1826, 1834, 182 L.Ed.2d 733 (2012); Day v. McDonough, 547 U.S. 198, 210, 126 S.Ct. 1675, 164 L.Ed.2d 376 (2006). The same requirements of notice and opportunity to be heard should apply when a federal court chooses to address procedural default on its own initiative. See Prieto v. Quarterman, 456 F.3d 511, 518 (5th Cir.2006); Boyd v. Thompson, 147 F.3d 1124, 1128 (9th Cir.1998). The district court did not give the parties such notice and opportunity, but the State asserts that its response to Dansbyâs second amended petition adequately raised the issue of procedural default. We disagree.
The State responded to Claim III of the second amended petition, Dansbyâs claim based on Brady and Napue, as follows:
This issue was addressed to some degree in the first claim of both the original habeas petition and the first amended habeas petition. The arguments from the prior two responses are incorporated herein, as if fully set forth. To the extent that it was not previously addressed, the issue was correctly decided on the merits by the State Supreme Court. The entire argument regarding issues decided correctly on the merits by the stateâs highest court, set out in claim I of this response, is incorporated herein as if fully set forth.
Resp. to Second Am. Pet. for Writ of Habeas Corpus 5.
The first claim in the original petition and the first amended petition was that the state trial courtâs ruling on cross-examination of McDuffie violated the Confrontation Clause. In response to the original petition, the State argued that Dansby failed to cite any federal law or to assert constitutional error in state court: âClaim number one was grounded solely in state law, and for that reason is defaulted.â Resp. to Pet. for Writ of Habeas Corpus 5. In response to the Confrontation Clause claim raised in the first amended petition, the State incorporated its original response and reiterated that â[t]his issue was presented on state law grounds only to the Arkansas Supreme Court.â Resp. to First Am. Pet. for Writ of Habeas Corpus 1.
We do not understand how the Stateâs incorporation of these responses when answering Dansbyâs Brady-Napue claim gave notice of its position that the Brady-Napue claim was procedurally defaulted. If the Brady-Napue claim was procedurally defaulted, the default was not occa
III.
A.
In papers filed after this case was first briefed, argued, and submitted, Dansby urged this panel to expand the certificate of appealability to encompass Claim XVIII, which asserts that the jury arbitrarily refused to consider mitigating evidence in violation of the Eighth Amendment. The district court and an administrative panel of this court denied previous applications on this claim, but Dansby contends that intervening court decisions warrant reconsideration. This panel has authority to expand a certificate of appealability, but we reexamine the action of a prior panel with caution. Watts v. Norris, 356 F.3d 937, 941 (8th Cir.2004). We deny the application to expand the certificate on this issue.
The district court concluded that the Arkansas Supreme Court rejected this claim on the merits, and that the decision was not contrary to or an unreasonable application of clearly established federal law. See 28 U.S.C. § 2254(d). We conclude that Dansby has not made a substantial showing of a denial of a constitutional right. See id. § 2253(c)(2).
Dansbyâs contention is based on the juryâs decision to mark Option D on Form 2 of the jury forms. Form 2 was entitled âMitigating Circumstances.â Option D read: âThere was no evidence of any mitigating circumstance.â Option A permitted the jury to list mitigating circumstances that it unanimously found probably existed at the time of the murder; Option B allowed the jury to list mitigating circumstances that one or more members of the jury believed probably existed, but on which the jury was not unanimous; and Option C applied if the jury found that âthere was evidence ofâ any of six enumerated mitigating circumstances, or any other that the jury might identify, but the jury unanimously agreed that the circumstances did not exist at the time of the murder.
Assuming for the sake of analysis that the claim was fairly presented to the state courts and is not procedurally defaulted, we conclude that Dansby has not made a substantial showing of a denial of a constitutional right. See 28 U.S.C. § 2253(c); Slack v. McDaniel, 529 U.S. 473, 483-84, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000). Dansby suggests that the action of the jury in this case violated the Eighth Amendment as construed in Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988). Mills vacated the imposition of a death sentence where the record showed âa substantial probability that reasonable jurors ... well may have thought they were precluded from considering any mitigating evidence unless all 12 jurors agreed on the existence of a particular such circumstance.â Id. at 384, 108 S.Ct. 1860; see also Commonwealth v. Chambers, 570 Pa. 3, 807 A.2d 872, 883 (2002) (finding an Eighth Amendment violation where âthe instruction, when read as a whole, seems to indicate to jurors that, once they have unanimously found an aggravating circumstance, before they can weigh aggravating circumstances against any mitigating circumstances, they must
In our view, there is not a substantial showing on this record of an Eighth Amendment violation based on Mills. Option B on the verdict form in this case plainly allowed the jury to list mitigating circumstances that any one juror found probably existed, even when the jury did not find that circumstance unanimously. The instructions and forms thus did not run afoul of the rule stated in Mills.
Dansby appears to propose a different Eighth Amendment rule â namely, that if the defendant submits evidence that he claims to be mitigating, then a failure of the jury to find that there was evidence of a mitigating circumstance violates the Eighth Amendment. Dansby identifies no decision of the Supreme Court of the United States that so holds, and the Arkansas Supreme Court actually rejects the proposition. In Hill v. State, 331 Ark. 312, 962 S.W.2d 762 (1998), the state supreme court held that â â[a] jury is not required to find a mitigating circumstance just because the defendant puts before the jury some evidence that could serve as the basis for finding the mitigating circumstance.â â Id. at 764 (quoting Bowen v. State, 322 Ark. 483, 911 S.W.2d 555, 561 (1995)). A jury, the court explained, may reject all or any part of a defendantâs mitigating evidence. Id. In this very case, the state supreme court cited Hill for that point in dismissing Dansbyâs claim that his counsel was ineffective at the penalty phase because the jury found no mitigating factors. Dansby, 84 S.W.3d at 862-63. Dansbyâs jury was free to reject his proposed mitigating evidence. That the jury marked Option D on the verdict form does not translate into a substantial showing of a constitutional violation.
Dansby directs our attention to Williams v. State, 2011 Ark. 534, 2011 WL 6275536 (Ark.2011), where the Arkansas Supreme Court held that a juryâs decision to check Option D of Form 2 in a capital case was reversible error, because the defendant had presented âunrebutted evidence in mitigation.â Id. at **3. The Arkansas Supreme Court, however, recently overruled Williams âin its entirety,â concluding that it was premised on multiple legal errors. See Nooner v. State, 2014 Ark. 296, 438 S.W.3d 233, 240-42, 2014 WL 2932282 at **6-8 (Ark.2014). The Arkansas court held that a defendant whose jury checked the Option D checked by Dansbyâs jury, despite the presentation of mitigating evidence, see id. at **5, had ânot demonstrated that error occurred at his trial with respect to the juryâs completion of the special-verdict forms on mitigating evidence.â Id. at **11.
B.
Also after this case was first briefed and argued, Dansby applied for an expanded certificate with respect to Claim V, his argument that ineffective assistance of trial counsel violated his rights under the Sixth Amendment. The district court dismissed the claim as procedurally defaulted because Dansby did not present the alleged deficiencies in counselâs performance to the Arkansas courts. Dansby contends that the intervening decision of the Supreme Court in Maples v. Thomas, â U.S.-, 132 S.Ct. 912, 181 L.Ed.2d 807 (2012), excused his default on that claim.
Maples held that a habeas petitioner showed cause that excused his procedural default under state law when the attorney representing the petitioner abandoned him without notice, and thereby occasioned the default. 132 S.Ct. at 922. In that circumstance, the attorney had severed the principal-agent relationship and no longer served as the clientâs representative, so the
Dansby contends that his postconviction attorney, David Talley, ceased to act as his agent because he suffered from a conflict of interest. He highlights the Supreme Courtâs favorable citation in Maples of Ja-mison v. Lockhart, 975 F.2d 1377, 1380 (8th Cir.1992), which held that attorney conduct may provide cause to excuse a state procedural default where, as a result of a conflict of interest, a postconviction attorney âceased to be [the petitionerâs] agent.â See 132 S.Ct. at 923.
The factual basis for the assertion of a conflict of interest is as follows. At trial, Dansby was represented by attorney Jan Thornton. Another attorney, Didi Sailings, was then a staff attorney with the Arkansas Death Penalty Resource Center. According to her testimony at the postcon-viction hearing, Sailings was not counsel of record for Dansby, but she âhelped on the Dansby case.â Postconviction R. 193. At the time of Dansbyâs postconviction proceeding, Sailings was the executive director of the Arkansas Public Defender Commission.
When Dansby filed his petition for post-conviction relief in state court in May 1995, he was represented by attorney A1 Schay. In June 1995, Schay filed a motion for leave to file an expanded amended petition. As an attachment to that amended petition, Schay included an affidavit signed by Sailings. Sailings averred that she had been assigned, as an attorney with the Resource Center, to provide assistance to attorney Thornton in Dansbyâs case. The Sailings affidavit listed multiple reasons why Sailings believed that Thornton provided ineffective assistance at trial.
In August 1998, the postconviction court appointed attorney Talley, public defender for Union County, Arkansas, to represent Dansby in postconvietion proceedings. Several months later, attorney Katherine Streett of the public defenderâs office wrote to the judge to express her âconcernâ that attorneys employed by the Arkansas Public Defender Commission âmay be unable to represent Mr. Dansbyâ due to a conflict. Streett recounted that Sailings was then the executive director of the commission and the âtitular bossâ of attorneys Streett and Talley. Streettâs letter expressed concern that because Sailings provided assistance to Thornton before and during Dansbyâs trial, it appeared that the proceeding must address not only Thorntonâs representation of Dansby, but also Sallingsâs representation. Streett suggested that the situation created at least âthe appearance of a conflict if a public defender represents Mr. Dansby.â
The record includes no response from the court and no motion of counsel to withdraw or motion to substitute counsel. Talley and Streett represented Dansby at the evidentiary hearing in the postconviction proceeding. Talley called Sailings as a witness. Consistent with her affidavit, Sailings testified to her belief that Thornton provided ineffective assistance.
We are not convinced there is a debatable question whether Talley ceased to be Dansbyâs agent because of an alleged conflict of interest between Dansby and Sailings. Sailings was not counsel of record for Dansby at his trial. When Dansby filed his petition for postconviction relief, represented by an attorney unaffiliated with the public defender system, he elected to focus his claims of ineffective assistance of counsel on the performance of attorney Thornton. Sailings actually filed an affidavit in support of Dansbyâs expanded petition, attacking the quality of Thorntonâs representation. Sailings then testified at the postconviction hearing in support of Dansbyâs contention that Thornton was ineffective.
Dansby also asserts that his agency relationship with postconviction counsel was severed because attorney Talley did not meet the qualifications required for appointment of counsel in capital postconviction proceedings in Arkansas. See Ark. R.Crim. P. 37.5 (1998). He first raised this point in the district court in a âSupplement to Motion To Alter or Amend Judgment Pursuant to Fed.R.Civ.P. 59(e).â R. Doc. 80.
IV.
After the Supreme Courtâs remand, believing that âthe issues presented were adequate to deserve encouragement to proceed further,â Slack, 529 U.S. at 484, 120 S.Ct. 1595 (internal quotation omitted), we expanded the certificate of appealability to include the claims that the district court ruled were procedurally defaultedâ Claims IV, V, VIII, IX, X, XI, XII, XIII, XIV (in part), XV, XVII, XIX, XXIV, XXV, and XXVI. Dansby argues that none of these claims is defaulted, and alternatively that any default is excused under the equitable rule of Martinez v. Ryan, â U.S.-, 132 S.Ct. 1309, 182 L.Ed.2d 272 (2012), and Trevino, 133 S.Ct. 1911.
Coleman v. Thompson, 501 U.S. 722, 752-55, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991), established a rule that âineffective assistance of counsel during state post-conviction proceedings cannot serve as cause to excuse factual or procedural default.â Wooten v. Norris, 578 F.3d 767, 778 (8th Cir.2009). Martinez announced a ânarrow exceptionâ to the Coleman rule:
Where, under state law, claims of ineffective assistance of trial counsel must be raised in an initial-review collateral proceeding, a procedural default will not bar a federal habeas court from hearing a substantial claim of ineffective assistance at trial if, in the initial-review collateral proceeding, there was no counsel or counsel in that proceeding was ineffective.
In Trevino, however, the Supreme Court expanded that rule, holding that Martinez applies where the âstate procedural framework, by reason of its design and operation, makes it highly unlikely in a typical case that a defendant will have a meaningful opportunity to raise a claim of ineffective assistance of trial counsel on direct appeal.â 133 S.Ct. at 1921. This court then held that Martinez and Trevino apply to cases arising from Arkansas. Sasser v. Hobbs, 735 F.3d 833, 853 (8th Cir.2013).
A.
Dansby argues that none of his claims is defaulted, so no exception to procedural default is required, because he can still exhaust the claims in Arkansas state court through motions to recall the mandate in the state supreme court. But Dansby did not raise this contention in the district court until his Rule 59(e) motion after the district courtâs order denying his petition, so it is not properly before us on appeal. Freeman, 349 F.3d at 589.
In any event, a motion to recall the mandate is not a proper vehicle for exhausting state remedies in Arkansas. A petitioner must exhaust his claims in state court through a Stateâs established appellate review process. OâSullivan, 526 U.S. at 844, 119 S.Ct. 1728. A motion to recall the mandate in Arkansas is not part of Arkansasâs standard review process; it is âextraordinary rather than routine.â Wooten, 578 F.3d at 784-86. Dansby argues that recent Arkansas decisions show that the motion to recall has become routine, because the Arkansas Supreme Court has granted three motions to recall the mandate since Wooten, and has considered but denied several more. In Wooten, this court ruled that despite recalls of the mandate in three capital cases over three years, the motion to recall remained âextraordinary rather than routine.â Id. at 783-84. That three more mandates have been recalled, and several others denied, in the last five years is not enough to warrant reconsidering our opinion in Wooten. Whatever claims Dansby failed to present to the state courts are now procedurally defaulted, because no standard review process exists for him to exhaust the claims in state court.
B.
Dansby also contends that even if no avenue to exhaust state remedies is available, the district court erred in concluding that two of his claims are procedurally defaulted. He objects to the district courtâs sua sponte determination that Claim XXVI â asserting ineffective assistance of trial counsel during voir direâ was defaulted, and he argues that Claim X â based on Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986)-was fairly presented to the state courts.
1.
Claim XXVI of Dansbyâs second amended petition asserts that his defense team âunreasonably and prejudicially failed to protect [his] constitutional rights to be convicted and sentenced by a fair and impartial jury.â R. Doe. 25-5, at 33. More specifically, the petition alleges that Dansbyâs counsel failed to identify and excuse jurors who had exposure to pretrial media coverage, make appropriate objections and a record on a Batson claim,
The district court ruled that this claim was not presented during Dansbyâs direct appeal or his petition for postconviction relief, and was therefore defaulted. We conclude, however, that Dansby raised this claim in his petition for postconviction relief, which argued that trial counsel â[tjotally failed to conduct voir dire examination appropriate to death penalty litigation.â Supp.App. 11. He also advanced the claim in his postconviction brief on appeal, which included a separate argument point that âthe court erred in not finding appellantâs trial counsel to be ineffective in conducting voir dire.â Add. Dl. The claim is thus not defaulted, but we proceed to consider whether the district courtâs dismissal may be affirmed on the alternative ground that the claim is without merit. See Fields v. Gibson, 277 F.3d 1203, 1217-18 (10th Cir.2002).
The state postconviction court ruled that âthe record adequately illustrates that Thornton functioned effectively during voir dire.â Supp.App. 126. The court found that Thornton asked jurors about their exposure to pretrial publicity and whether it would affect them. At the state postcon-viction hearing, Thornton testified that she had prepared for voir dire and had taken advice from her advisor Sailings on some of the questions to ask. The postconviction court found âcompletely unsupported by the recordâ Dansbyâs argument that Thornton âfailed to preserve the argument that blacks were underrepresented on the panel and that they were improperly excluded in violation of Batson,â because Thornton objected on both grounds during voir dire. Supp.App. 122-23. The court also concluded that Dansby was not prejudiced by any deficiencies of trial counsel under the standard of Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), because the evidence against him âwas substantial, and it could even be described as overwhelming.â Supp.App. 135. On appeal, the Arkansas Supreme Court rejected the argument âthat Thornton was ineffective in conducting voir dire,â concluding that Dansby suffered no prejudice because he was not forced to exhaust all twelve of his peremptory challenges. Dansby, 84 S.W.3d at 861.
A writ of habeas corpus may not be granted unless the adjudication of the claim in state court proceedings resulted in a decision that was âcontrary to, or involved an unreasonable application of, clearly established Federal law.â 28 U.S.C. § 2254(d)(1). Both state courts correctly stated the Strickland standard, and there is no contrary Supreme Court decision with materially indistinguishable facts, so the decision was not contrary to clearly established law.
To determine whether the decision involved an unreasonable application of clearly established federal law, we review the decision reached in state court proceedings, but not the quality of the reasoning process. Williams v. Roper, 695 F.3d 825, 833-37 (8th Cir.2012), cert. denied, â U.S. -, 134 S.Ct. 85, 187 L.Ed.2d 65 (2013). Whether or not the state supreme court was correct to rely on the number of peremptory challenges exercised, the state court decision denying relief was not an unreasonable application of Strickland. Dansby does not assert that a particular juror was biased or otherwise illustrate why the alleged deficiencies of trial counsel during voir dire resulted in prejudice. The state postconviction court reasonably concluded that the strength of the evidence against Dansby defeated his claim of prejudice arising from jury selection. The postconviction court also rea
2.
Dansby next argues that the district court erred in determining that Dansby proeedurally defaulted his claim under Batson. The district court ruled that Dansby failed to present the Batson claim to the state courts on direct appellate review and, alternatively, that the claim was decided on the independent and adequate state ground that Dansby failed at trial to preserve the issue for review. Dansby contends that he fairly presented this argument to the Arkansas Supreme Court on direct appeal, and we agree. In his briefs to the state supreme court, Dansby cited Batson and excerpted the trial transcript of his Batson objection to the strike of a black juror. R. Doc. 17, at 6; R. Doc. 57-6. The State addressed the Batson claim in its opposition brief to the supreme court, R. Doc. 17-1, at 4-6, further evidencing his fair presentment of the claim. Jones v. Sussex I State Prison, 591 F.3d 707, 714 (4th Cir.2010). The state supreme court rejected a separate claim about a âdefective jury panelâ on the ground that it was not sufficiently developed at trial, 893 S.W.2d at 336, but the court did not hold that Dansby failed to preserve the Batson claim for review. We therefore conclude that the Batson claim was not defaulted, but we consider alternatively whether the district courtâs dismissal may be affirmed on the merits. See Fields, 277 F.3d at 1217-18.
Dansbyâs claim is based on the following colloquy during voir dire, when prosecuting attorney Wynne questioned a prospective black juror named Williamson about her ability to consider the death penalty:
MR. WYNNE: And Ms. Williamson, Iâll ask you the same question. Could you consider imposition of the death penalty in a matter such as this?
MS. WILLIAMSON: Iâll consider it but I donât think it will be my first consideration.
MR. WYNNE: If the defendant is found guilty of capital murder then you have two choices.
MS. WILLIAMSON: Yeah, I can consider it.
MR. WYNNE: And can you consider both choices, that is life in prison without parole or imposition of the death penalty?
MS. WILLIAMSON: Right. Yes, I can.
MR. WYNNE: Okay, could you kind of tell me what you meant when you said that, and I donât mean to be picking on you, but you said that wouldnât be your first choice.
MS. WILLIAMSON: Well, what Iâm saying is Iâm not for it and Iâm not against it. But if it come [sic] down to, you know, life imprisonment, I would choose life before death. It just depends. Iâm not really for the death penalty.
MR. WYNNE: But you said you were kind of â you said youâre not really for the death penalty.
MS. WILLIAMSON: Iâm not comfortable with it. But yes, I can consider it. I can â Iâm not comfortable with it.
MR. WYNNE: Do you have religious or philosophical or just personal problems with it? I mean, what â is it religion?
MS. WILLIAMSON: No.
*832 MR. WYNNE: Just kind of personal, you justâ
MS. WILLIAMSON: Yes. But I can consider the death penalty.
T. Tr. 175-77.
The State moved to excuse the juror. Dansbyâs counsel raised a Batson objection and asked that the prosecution give a reason for striking the juror. The prosecutor responded that the juror appeared to be frustrated by questions about the death penalty, said she was not for the death penalty, and seemed hesitant about it. The trial court found that the State had given a race-neutral reason for the strike that was âsufficient,â and overruled the objection. T. Tr. 184.
On direct appeal, the Arkansas Supreme Court affirmed Dansbyâs conviction without discussing the Batson claim. Dansby assumes that the Arkansas Supreme Court did not adjudicate his claim on the merits and urges this court to remand for the district court to review the claim de novo. But â[w]hen a federal claim has been presented to a state court and the state court has denied relief, it may be presumed that the state court adjudicated the claim on the merits in the absence of any indication or state-law procedural principles to the contrary.â Harrington v. Richter, 562 U.S. 86, 131 S.Ct. 770, 784-85, 178 L.Ed.2d 624 (2011). This presumption applies âwhen a state-court opinion addresses some but not all of a defendantâs claims.â Johnson v. Williams, â U.S. -, 133 S.Ct. 1088, 1094, 185 L.Ed.2d 105 (2013). âWhen a state court rejects a federal claim without expressly addressing that claim, a federal habeas court must presume that the federal claim was adjudicated on the merits â but that presumption can in some limited circumstances be rebutted.â Id. at 1096.
Dansby does not rebut the presumption that his Batson claim was adjudicated on the merits; he observes only that the Arkansas Supreme Court did not address his claim. Dansby himself points out that the Arkansas Supreme Court has âlong held ... that when life is at stake, [the court] will make [its] own examination of the record and reject or accept on their merits all objections made at trial, whether or not argued on appeal.â Fretwell v. State, 289 Ark. 91, 708 S.W.2d 630, 634 (1986). Fret-well fortifies the presumption of Richter and Johnson v. Williams that the state court adjudicated Dansbyâs Batson claim on the merits.
Because Dansbyâs claim was adjudicated on the merits, our review is governed by 28 U.S.C. § 2254. We must determine what arguments or theories could have supported the state courtâs decision, and then ask âwhether it is possible fair-minded jurists could disagree that those arguments or theories are inconsistent with the holding in a prior decision of [the Supreme] Court.â Richter, 131 S.Ct. at 786. Batson calls for the trial court to determine whether the defendant has made a prima facie showing that the prosecutor exercised a peremptory challenge based on race. 476 U.S. at 96-97, 106 S.Ct. 1712. If the showing is made, then the burden shifts to the prosecution to present a race-neutral explanation for striking the juror. Id. at 97-98, 106 S.Ct. 1712. The defendant ultimately bears the burden of establishing that the prosecution engaged in purposeful discrimination. Id. at 98,106 S.Ct. 1712.
The state trial court implicitly found that Dansby made a prima facie showing, and called for an explanation by the prosecution. The trial court then found that the reason given by the prosecutor was race-neutral and that it was âsufficient.â We must give a presumption of correctness to the trial courtâs finding of no purposeful
C.
The remaining claims in the expanded certificate of appealability can be organized into three groups: (1) claims of ineffective assistance of trial counsel, numbered IV, V, and XV, (2) a claim of ineffective assistance of direct appeal counsel, numbered XIX, and (3) claims of error at trial, which the parties call âgatewayâ claims, numbered VIII, IX, XI, XII, XIII, XIV (insofar as the district court found it defaulted), XVII, XXIV, and XXV.
Martinez and Trevino addressed the first category â claims of ineffective assistance of trial counsel. As to the second and third categories, therefore, we must consider whether the equitable exception to procedural default recognized in those eases should be extended to claims of ineffective assistance of direct appeal counsel and claims of error at trial.
Most circuits to address the point have declined to extend Martinez to claims alleging ineffective appellate counsel, and we agree. Martinez focused on a âclaim of ineffective assistance at trial,â 132 S.Ct. at 1315, emphasizing that the Sixth Amendment right to trial counsel âis a bedrock principle in our justice systemâ and âthe foundation for our adversary system.â Id. at 1317; see also Trevino, 133 S.Ct. at 1921. The right to appellate counsel has a different origin in the Due Process Clause, see Evitts v. Lucey, 469 U.S. 387, 396-97, 105 S.Ct. 830, 83 L.Ed.2d 821 (1985), and even âthe right of appeal itself is of relatively recent origin,â Martinez v. Ct. of App. of Calif., 528 U.S. 152, 159-60, 120 S.Ct. 684, 145 L.Ed.2d 597 (2000), so a claim for equitable relief in that context is less compelling. Most important, in announcing the equitable exception in Martinez for claims of ineffective assistance of counsel at trial, the Court was clear that the ârule of Colemanâ â that ineffective assistance of counsel during state postcon-viction proceedings cannot serve as cause to excuse procedural default â âgoverns in all but the limited circumstances recognized here.â 132 S.Ct. at 1320. Those limited circumstances involved a claim that trial counsel was constitutionally ineffective. We therefore decline to extend Martinez to claims alleging ineffective assistance of counsel on direct appeal. Accord Reed v. Stephens, 739 F.3d 753, 778 n. 16 (5th Cir.2014); Hodges v. Colson, 727 F.3d 517, 531 (6th Cir.2013); Banks v. Workman, 692 F.3d 1133, 1148 (10th Cir.2012). But see Ha Van Nguyen v. Curry, 736 F.3d 1287, 1293-94 (9th Cir.2013). The district court properly dismissed Claim XIX.
The case for extending the equitable exception of Martinez to claims of trial error is likewise unconvincing. Dansby contends that once a petitioner shows that trial counsel was ineffective, the court should recognize an equitable exception to procedural default that allows him to advance claims of trial error that his ineffective trial counsel failed to preserve. âThe problem with this line of argument is that there is no logical necessity to expand Martinez from the ineffectiveness claim itself to the underlying claims.... [A]s a practical matter, a petitioner in federal habeas needs only one winning claim to gain relief â if heâs got a winning ineffectiveness claim he doesnât need another.â 7
The remaining claims, numbered IV, V, and XV, involve alleged ineffective assistance of trial counsel. In light of Trevino and Sasser, the equitable exception to procedural default applies to these claims if Dansby meets the criteria established in Martinez. A federal court is allowed to find âcause,â thereby excusing a habeas petitionerâs procedural default in Arkansas, where (1) the claim of ineffective assistance of trial counsel was a âsubstantialâ claim; (2) the âcauseâ consisted of there being âno counselâ or only âineffectiveâ counsel during the state collateral review proceeding; and (3) the state collateral review proceeding was the âinitialâ review proceeding with respect to the âineffective-assistance-of-trial-counsel claim.â Trevino, 133 S.Ct. at 1918. A âsubstantialâ ineffective-assistance claim is one that has some merit. Martinez, 132 S.Ct. at 1318.
Dansby contends that he need not show a âsubstantialâ ineffective-assistance claim at this juncture, because this courtâs decision in Sasser automatically requires a remand for the district court to consider his claims. In Sasser, however, this court affirmed without remand the dismissal of twelve ineffective-assistance claims as âprocedurally barred, meritless, or both.â 735 F.3d at 850. Four claims were deemed âpotentially meritoriousâ and remanded for an evidentiary hearing. Id. at 851. Sasser thus does not establish an automatic remand rule; it stands instead as authority that this court may evaluate whether claims of ineffective-assistance are âsubstantialâ or âpotentially meritoriousâ in the course of determining whether a remand is warranted.
The State argues that none of Dansbyâs claims qualify for the equitable exception of Martinez, because his postconviction counsel was not ineffective, and because none of the present claims raises a substantial issue under the Sixth Amendment that Dansby received ineffective assistance from trial counsel. We consider first the substantiality of Dansbyâs present claims alleging ineffective assistance of trial counsel, and conclude that none of them warrants an equitable ruling to excuse Dans-byâs procedural default.
Claim V. In Claim V of his second amended petition, Dansby alleges eight instances of ineffective assistance during the guilt phase of his trial. The five sub-claims that were procedurally defaulted are not substantial. The other three sub-claims were resolved in state court, so they are not defaulted, and no certificate of appealability should have been granted as to those sub-claims.
First, Dansby argues that Thornton was ineffective for failing to present the affirmative defense of self-defense. Dansby contends that Thornton should have taken advantage of evidence that Kimble arguably fired a gun at Dansby, and evidence that Dansby and Brenda struggled over a firearm outside the house before Brenda was shot. Thorntonâs strategy instead was to question the Stateâs evidence on premeditation, which was a necessary predicate to a conviction for capital murder. Sailings testified during post-conviction proceedings that self-defense âwas not going to be a defense,â and that she â[did]nât think we could have gone with a straight self-defense.â Supp.App. 206.
Dansby does not make a substantial case that Thornton performed defi-ciently by pursuing the chosen strategy.
Second, Dansby claims that Thornton failed adequately to impeach McDuffie on cross examination, including with questions about a twenty-dollar payment from El Dorado police, a prior inconsistent statement to police about the timing of Dansbyâs admissions, the nature of McDuffieâs prior relationship with Dansby, and McDuffieâs history of dishonesty or criminal convictions. Thornton did impeach McDuffie on some points, and how much to impeach a witness is generally a matter of trial strategy left to the discretion of counsel. United States v. Orr, 636 F.3d 944, 952 (8th Cir.2011). But even if Thornton was ineffective for not locating additional impeachment evidence and questioning McDuffie in all the ways that Dansby now identifies, we conclude that there is no substantial claim of prejudice. There was strong evidence to support the juryâs finding of guilt without reliance on McDuffieâs testimony, see ante, at 816-17, and additional impeachment of McDuffie likely would not have made a difference in the outcome.
Third, Dansby asserts that Thornton was ineffective for failing to call an expert witness to âeducate jurorsâ about the reliability of child witnesses to undermine the force of testimony from Dansbyâs son, Justin. This claim does not qualify for an equitable exception to procedural default because there is not a substantial showing of prejudice. Thornton cross-examined Justin, bringing out inconsistencies in his story and demonstrating his confusion for the jury. She highlighted the ways in which Justinâs story had changed: he initially told police that Dansby shot Kimble before Brenda, but at trial testified that his mother was shot first. Thorntonâs cross-examination of Justin also showed that he was confused on other points and that he made contradictory statements about where he had been during the shootings. Based on Thorntonâs cross-examination and on common knowledge about youth, a reasonable juror would have understood that there were reasons to question Justinâs reliability without the need for an expert to say so. Viewing Justinâs testimony in context of the entire record, there is no reasonable probability that an expert on child testimony would have altered the outcome.
Fourth, Dansby says that Thornton was ineffective for failing to object to the prosecutorâs âbesmirchmentâ of her character during closing argument. At trial, Thornton called Jeffrey Talley as a defense witness. Talley had been a cellmate of McDuffie and Dansby during the entire time the two were housed together.
Whether to object during opposing counselâs summation to the jury is a matter of trial strategy, and Thornton testified during state postconviction proceedings that she opted not to object too much for fear the jury would think âthat you have something to hide.â Supp.App. 186. The prosecutorâs comments make up only eight lines of his closing argument, so it was understandable that Thornton would not emphasize the comments further by objecting to them. Strategic decisions like this one are âvirtually unchallengeable,â Link v. Luebbers, 469 F.3d 1197, 1204 (8th Cir.2006), and we see no substantial argument that Thorntonâs decision was outside the wide range of reasonable professional assistance.
Fifth, Dansby complains that Thornton was ineffective for failing to object to testimony of police officers about Dansbyâs silence. As discussed earlier, ante, at 819-20, federal law was not clearly established on the permissibility of this testimony, and the state courts reasonably could have viewed the testimony as an explanation of the circumstances of Dans-byâs interview, not as a penalty for invoking the right to remain silent. âA failure to raise arguments that require the resolution of unsettled legal questions generally does not render a lawyerâs services outside the wide range of professionally competent assistance sufficient to satisfy the Sixth Amendment.â Hamberg v. United States, 675 F.3d 1170, 1173 (8th Cir.2012) (internal quotations and alteration omitted). There also is no likely prejudice based on the failure to object, given the reasonable view of the state courts that the testimony was permissible.
Finally, Dansby advances two sub-claims of ineffective assistance that were raised during Dansbyâs state postconviction proceedings: that counsel failed to request a change of venue in light of extensive media coverage and failed to object to testimony describing the deaths of Brenda and Kim-ble as âmurders.â Supp.App. 129, 54, 133-36. These sub-claims were thus not defaulted by postconviction counsel, and Martinez does not apply. The certificate of appealability improvidently encompassed these sub-claims, and we revoke the certificate insofar as it covered sub-claims that were not procedurally defaulted. As to the rest of the sub-claims, the district court properly dismissed Claim V notwithstanding Martinez and Trevino.
Claim IV. In Claim IV of the second amended petition, Dansby alleges that three separate conflicts of interest adversely affected the performance of trial counsel Thornton. The first asserted conflict is that Thorntonâs husband previously represented Brenda Dansby, allegedly in relation to her problems with Dansby. Dansby also asserts that George Taylor, who worked part-time as a public defender in the office where Thornton worked, represented McDuffie for a time. Third, Dansby claims that another part-time public defender, Jack Barker, after initially being appointed by a state court to represent Dansby in the murder case, represented McDuffie on unrelated criminal charges and advised him on cooperating with law enforcement on Dansbyâs case. Dansby does not allege that the part-time defenders undertook these representations on behalf of the public defenderâs office.
When the Sullivan presumption does not apply, Dansby must show that his trial counsel performed deficiently and that he was prejudiced by counselâs inadequate performance. Strickland, 466 U.S. at 687, 104 S.Ct. 2052. We see no substantial Sixth Amendment claim on either prong. Dansby asserts that the alleged conflicts of interest caused Thornton to refrain from investigating Brendaâs life, presenting a self-defense theory, or aggressively cross-examining McDuffie. We discern no substantial reason to believe that Thornton withheld the provision of a vigorous defense to Dansby because of work performed previously by her husband, Taylor, or Barker.
Even if the representations by Taylor and Barker must be imputed to Thornton, moreover, Dansby has not presented a substantial claim that the outcome would have been different. As discussed above, there was no prejudice from the alleged failures to present a self-defense theory or to cross-examine McDuffie more extensively. If the prior representation of Brenda by Thorntonâs husband deterred Thornton from casting her in a negative light, Dans-by points to nothing about Brendaâs life that might have been exploited by the defense to overcome the substantial evidence of Dansbyâs guilt.
For these reasons, we conclude that Dansby has not shown that Claim IV presents a substantial claim of ineffective assistance of trial counsel that would justify an equitable exception to procedural default, even assuming that Dansbyâs postconviction counsel was ineffective. The district court properly dismissed Claim TV.
Claim XV. In Claim XV, Dansby raises five sub-claims that trial counsel was ineffective during the penalty phase of his
First, Dansby claims that trial counsel was ineffective for not investigating his early life. He explains that most of his siblings were born of his motherâs extramarital affairs. He alleges that both of his parents grew up in difficult homes, and that their marriageâbefore they separated when Dansby was fourteen years oldâ was characterized by arguments and physical altercations in front of Dansby and his siblings. Most of the proffered evidence relates not to Dansbyâs life, but to the lives of his parents. It is not the kind of âpowerfulâ undeveloped evidence that might establish a reasonable probability of a different sentence. See Wiggins v. Smith, 539 U.S. 510, 534-36, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003). There is not a substantial claim of prejudice.
Second, Dansby alleges that Thornton should have prepared a âcomplete social historyâ and provided it to a psychologist, so that the psychologist could have testified about the effect of Dansbyâs upbringing on his relationship with Brenda. Specifically, Dansby claims that a psychologist would have told the jury that his childhood was âvirtually tailor-madeâ to create attachment problems and insecurity, and that an unstable relationship exacerbates such psychological issues. Dansby believes that the psychologist would have explained why Dansbyâs relationship with Brenda was âso tumultuous and why it had persisted for so long,â and that the testimony would have âhumanizedâ Dansby. R. Doc. 25-4, at 16-21.
Trial counsel did call a psychologist in the penalty phase. The psychologist testified that the relationship between Dansby and Brenda was the type âthat keeps people on edge, that keeps them under stress.â He said that the coupleâs on-again/off-again relationship was difficult for Dansby and âplayed a big role in forming his behavior.â T. Tr. 730-31. This evidence is substantially similar to that which he now says Thornton should have offered: it sought to explain why Dansbyâs relationship with Brenda was volatile and could have had the same âhumanizingâ effect. We see no substantial argument of prejudice based on counselâs failure to offer functionally similar expert testimony that purportedly would have identified another reason for the difficult relationship.
Third, Dansby contends that trial counsel was ineffective for failing to challenge the Stateâs portrayal of him as a âhabitual wife beater and stalker.â Dans-by says counsel should have presented evidence of the âongoing relationshipâ between Dansby and Brenda, and testimony from other women with whom Dansby had been involved. R. Doc. 25-4, at 21-22. Trial counsel did present several witnesses who testified about the ongoing relationship between Dansby and Brenda. There is no reasonable probability that more evidence about the ongoing relationship would have made a difference to the outcome.
Dansbyâs contention that trial counsel should have called ex-girlfriends as witnesses is not substantial. Dansby asserts that the witnesses would have testified that Dansby was not violent during his intimate relationships with them. Then, Dansby says, the psychological expert would have testified that the âdifferences in the attachment stylesâ of women explain why Dansbyâs relationship with Brenda âso badly triggered [Dansbyâs] attachment dif-
Fourth, Dansby claims that trial counsel ineffectively failed to object to a lack of evidence to support the three aggravating circumstances found by the jury. The jury found that Dansby previously committed a violent felony, that he knowingly created a great risk of death to a person other than the victim during the commission of capital murder, and that he committed the capital murder in an especially cruel or depraved manner. Trial counsel did object on sufficiency grounds to the âespecially cruel or depraved mannerâ circumstance, so Dansbyâs allegation on that point is unsupported. Counsel also objected to the ârisk of death to a person other than the victimâ circumstance, albeit on other grounds, but the trial court then determined that the evidence was sufficient to submit the circumstance, so a more specific objection would not have affected the outcome.
In support of the circumstance that Dansby previously committed a violent felony, the State offered proof of Dansbyâs prior conviction for false imprisonment. Dansby argues that trial counsel should have sought an instruction on the elements of false imprisonment, so the jury could have been persuaded that the crime is not a violent felony. It was not unreasonable for counsel to withhold objection, and Dansby suffered no prejudice, because Dansbyâs prior conviction plainly qualified. The final jury instruction required proof beyond a reasonable doubt that âDansby previously committed another felony an element of which was the use or threat of violence to another person or creating a substantial risk of death or serious physical injury to another person.â T. Tr. 777-79; see Ark.Code § 5-4-604(3). Dansby pleaded guilty to false imprisonment in the first degree in Arkansas, a felony offense that occurs where, âwithout consent and without lawful authority, the person knowingly restrains another person so as to interfere substantially with the other personâs liberty in a manner that exposes the other person to a substantial risk of serious physical injury.â Ark.Code § 5 â 11â 103(a) (emphasis added); see id. § 5 â 11â 103(b). The State presented a record of Dansbyâs conviction and thereby proved that he was convicted of the qualifying offense. See Collins v. State, 338 Ark. 1, 991 S.W.2d 541, 545-46 (1999).
Fifth, Dansby complains that trial counsel failed to rebut evidence of Dans-byâs false imprisonment of Brenda. He says that several witnesses could have testified that Brenda and Dansby were seen together during the time of captivity, that Brenda was ârelaxed and happy, enjoying a wine cooler and talking excitedlyâ about a shopping trip, and that there was no indication she was forced to do anything against her will. This testimony, however, would not have rebutted the testimony of three prosecution witnesses who recounted an earlier portion of the episode. These witnesses testified that as Brenda attempted to run into her sisterâs home, Dansby held a gun to her head, dragged her by her hair, and forced her into his car before driving away. Evidence of Brendaâs demeanor at a later time would not have rebutted the prosecutionâs evidence describing how she came to be falsely imprisoned, and it would not have undermined the fact of Dansbyâs conviction. We therefore conclude that there is no substantial claim that Dansby was prejudiced by counselâs failure to offer the proffered evidence.
For these reasons, we conclude that Dansby has not alleged a substantial claim of ineffective assistance of counsel at the penalty phase that warrants an equitable exception to the rule of procedural default, even assuming that postconviction counsel was ineffective. The district court properly dismissed Claim XV.
D.
Aside from his reliance on Martinez and Trevino, Dansby argues that the district court should have convened an evidentiary hearing to consider whether his asserted actual innocence should provide a âgatewayâ to avoid procedural default and to allow consideration of his defaulted claims on the merits. See Schlup v. Delo, 513 U.S. 298, 115 S.Ct. 851, 130 L.Ed.2d 808 (1995). We concluded above, in Section II.A, that Dansbyâs evidence is insufficient to meet the high standard that would be required to support a freestanding claim of actual innocence. Although the standard of proof for a âgatewayâ claim of actual innocence is slightly lower, Dansby still must âdemonstrate that more likely than not, in light of the new evidence, no reasonable juror would find him guilty beyond a reasonable doubt.â House v. Bell, 547 U.S. 518, 538, 126 S.Ct. 2064, 165 L.Ed.2d 1 (2006). This standard âis demanding and permits review only in the âextraordinaryâ case.â Id. (quotation omitted). For
For the foregoing reasons, we vacate the dismissal of Claim II and Claim III in Dansbyâs second amended petition and remand the case for further consideration of those claims. We affirm the dismissal of the remaining claims on appeal.
. In Clayton v. Roper, 515 F.3d 784 (8th Cir. 2008), a panel of this court said that because the habeas petitioner could not point to an independent constitutional violation in his state criminal proceeding, the federal court was "without jurisdictionâ to consider his claim of actual innocence. We are unsure why the Clayton panel thought it lacked jurisdiction, so we follow the approach of Herrera, 506 U.S. at 417-19, 113 S.Ct. 853, in addressing Dansbyâs claim.
. It is unnecessary to consider the district courtâs alternative ruling that any Doyle error was harmless, but we note that Hillâs disputed answer is cumulative of Officer Stegallâs testimony earlier in the trial that Dansby âinvoked his rights and stated that he didn't want to say anything else without a lawyer.â Trial R. 676.
. Dansby has not challenged the qualifications of attorney Schay, who filed the petition that identified Dansbyâs claims for postconviction relief. Cf. Ark. R.Crim. P. 37.5 (1998) (providing that â[a]t least one of the attorneys " appointed to represent the postconviction applicant shall have certain qualifications) (emphasis added). The record does not reflect whether Schay withdrew from representing Dansby in the state postconviction proceeding after Talley was appointed. The district court appointed Schay to represent Dansby in the federal habeas proceeding. R. Doc. 4.
. Dansby argues that by granting a certificate of appealability to consider his claims of ineffective assistance of trial counsel, this court necessarily concluded that the claims are "substantial.â When a claim is dismissed based on procedural default, a certificate should be granted only where there is a debatable constitutional claim and a debatable procedural ruling. Slack, 529 U.S. at 484, 120 S.Ct. 1595. Because Martinez compared the determination whether an ineffective-assistance claim is "substantialâ to the standards for issuance of certificates of appeala-bility, 132 S.Ct. at 1318-19, Dansby asserts that the issuance of a COA must mean that the constitutional claim is substantial.
Dansbyâs contention that the COA resolved the issue of procedural default strikes us as inconsistent with his proffered supplemental brief in support of an expanded COA, which sought a "plenary appealâ to consider "the merits of Mr. Dansbyâs claims and procedural arguments.â But if Dansby is correct in his current position, then our conclusion that certain ineffective-assistance claims are not "substantialâ may be construed as the revocation of the COA as to those claims.