Equal Employment Opportunity Commission v. CRST Van Expedited, Inc.
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Plaintiff-Appellant v. CRST VAN EXPEDITED, INC. Defendant-Appellee
Attorneys
Susan Ruth Oxford, argued Washington, DC, for Plaintiff-Appellant., John H. Mathias, Jr., argued Chicago, IL, (Kevin James Visser, Cedar Rapids, IA., James T. Malysiak, Chicago, IL., Sally K. Sears Coder, Chicago, IL, on the brief), for Defendant-Appellee.
Full Opinion (html_with_citations)
The Equal Employment Opportunity Commission (EEOC) appeals the district courtâs award of $4,694,442.14 in attorneysâ fees, expenses, and costs to CRST Van Expedited, Inc. (CRST) following the partiesâ $50,000 settlement of the only remaining claim, out of 154 individual claims, against CRST. For the reasons discussed infra, we reverse and remand for further proceedings consistent with this opinion.
I. Background
A more extensive factual background of this case is available in our prior opinion. See EEOC v. CRST Van Expedited, Inc., 679 F.3d 657 (8th Cir.2012) (âCRST IVâ). We will provide only an abbreviated procedural history 'to provide context for the present dispute.
A. Underlying Action
âThe ... EEOC ... filed suit in its own name against CRST ..., alleging that CRST subjected Monika Starke âand approximately 270 similarly situated female employeesâ to a hostile work environment, in violation of Title VII of the Civil Rights Act of 1964 (âTitle VIIâ), 42 U.S.C. § 2000e et seq.â Id. at 664. Specifically, â[t]he. EEOC alleged that CRST was responsible for severe and pervasive sexual harassment in its New-Driver Training Program (âTraining Programâ).â Id. at 665.
Thereafter, the district âcourt granted Janet Boot, Barbara Grant, Cindy Moffett, Remcey Jeunenne Peeples, Starke and La-tetsha Thomasâs request to intervene.â EEOC v. CRST Van Expedited, Inc., No. 07-CV-95-LRR, 2013 WL 3984478, at *4 n. 5 (N.D.Iowa Aug. 1, 2013) (âCRST IIIâ).
For approximately two years after the filing of the suit, the EEOC failed to identify the women comprising the putative class; as a result, the district court ordered the EEOC âto (1) immediately amend its list of 270 women as soon as it learned of any women whose claims it no longer wished to pursue and (2) make all women on whose behalf it sought relief available to CRST for deposition.â CRST IV, 679 F.3d at 670 (citation omitted). The penalty for failing to present a particular woman for deposition before the conclusion of discovery âwould result in a âdiscovery sanctionâ forbidding that woman from testifying at trial and barring the EEOC from seeking relief on her behalf in the case.â Id. (citation omitted). âAlthough the EEOC complied with the courtâs directive and filed updated and corrected lists of allegedly aggrieved individuals, it failed to make all of the identified individuals available for deposition before [the deadline].â CRST III, 2013 WL 3984478, at *3. The district court then enforced its prior order and âbarred the EEOC from pursuing relief for any individual not made available for deposition before the deadline.â Id. Thereafter, âthe EEOC filed an Updated List of Class Members, which listed 155 allegedly aggrieved individuals for whom the EEOC was still pursuing relief and 99 individuals who the EEOC alleged were sexually harassed but for whom the EEOC was not pursuing relief based on the courtâs ... [o]rder.â Id. (footnote omitted).
*1173 In a series of orders, the district court ruled on CRSTâs various motions for summary judgment. First, CRST moved for summary judgment on the EEOCâs purported pattern-or-practice claim. The district court found the motion âoddâ because no âpattern[-]or[-]practice claimâ appeared in the EEOCâs complaint. â â[T]he EEOC did not allege that CRST was engaged in âa pattern or practice of illegal sex-based discrimination or otherwise plead a violation of Section 707 of Title VII, 42 U.S.C. § 2000e-6.â â CRST IV, 679 F.3d at 676 n. 13 (quoting EEOC v. CRST Van Expedited, Inc. (âCRST IIâ), No. 07-CV-95-LRR, 2009 WL 2524402, at *7 n. 14 (N.D.Iowa Aug. 13, 2009)).
The district court had âassumed [that] the EEOC had the right to maintain a pattern-or-practice claim in this case but dismissed it with prejudice. The court held as a matter of law that there was insufficient evidence from which a reasonable jury could find that it was CRSTâs âstandard operating procedureâ to tolerate sexual harassment.â 1
Id. (alteration in original) (emphasis added) (quoting CRST II, 2009 WL 2524402, at *7 n. 14); see also CRST III, 2013 WL 3984478, at *3 (âSpecifically, the court held that, to the extent the EEOC asserted a pattern[-]or[-]practice claim, such claim was dismissed with prejudice and, consequently, CRST was liable only to the extent the EEOC could prove individual claims of sexual harassment.â). In CRST TV, â[w]e, like the district court, âexpressed] no view as to whether the EEOCâs investigation, determination and conciliation of Starkeâs Charge would be sufficient to support a pattern [-]or-practice lawsuit.â â 679 F.3d at 676 n. 13 (quoting CRST II, 2009 WL 2524402, at *16 n. 21).
Second, CRST moved for summary judgment based on the statute of limitations and other grounds; the district court âfound that the applicable statute of limitations barred the EEOC from seeking relief on behalf of 9 individuals and barred, in part, the EEOC from seeking relief on behalf of another 3 individuals.â CRST III, 2013 WL 3984478, at *3 (citation omitted).
Third, âthe district court granted CRST summary judgment against three women, including Starke, reasoning that the women were judicially estopped from prosecuting their claims.â CRST IV, 679 F.3d at 670 (footnote omitted) (citing EEOC v. CRST Van Expedited, Inc. (âCRST Iâ), 614 F.Supp.2d 968 (N.D.Iowa 2009)).
Fourth, CRST moved for summary judgment against certain intervenersâ claims, and the district court granted in part and denied in part the motion. CRST III, 2013 WL 3984478, at *4. The court concluded that Bootâs claims were frivolous or, in the alternative, that she did not generate a genuine issue of material fact regarding CRSTâs knowledge of the purported harassment and CRSTâs alleged failure to take proper remedial action. Id. Additionally, the court dismissed Peeplesâs claims and Nicole Cinquemanoâs claims, concluding that CRST lacked actual or constructive knowledge of the alleged harassment. Id. âThe court further held that the EEOC was barred from seeking relief at trial to the same extent these Plaintiffs-Interveners were barred.â Id. (citation omitted).
Fifth, CRST moved for summary judgment based on the class membersâ failure to report the alleged harassment or CRSTâs prompt and effective response to the' reported harassment. Id. The district *1174 court granted the motion in part and denied it in part, finding âthat the EEOC was barred from seeking relief on behalf of [ (1) ] 11 individuals because CRST did not know or have reason to know that they were sexually harassed and [ (2) ] 4 individuals because CRST adequately addressed the sexual harassment.â Id.
Sixth, CRST moved for summary judgment against class members who did not experience severe or pervasive sexual harassment, and the court granted the motion in part and denied it in part, concluding âthat the EEOC had failed to generate a genuine issue of material fact as to whether 11 individuals had experienced severe or pervasive sexual harassment and, consequently, held that the EEOC was barred from seeking relief on their behalf.â Id.
Seventh, CRST moved for summary judgment against class members whose claims purportedly failed on two or more grounds, and the court granted the motion in part and denied it in part. Id. The court prohibited the EEOC from seeking relief on behalf of 46 women. Id. The EEOC conceded that â4 individuals did not suffer actionable sexual harassment,â and the court
found that a reasonable jury could not find 42 individuals suffered from actionable sexual harassment because they did not suffer severe or pervasive sexual harassment and/or there was insufficient evidence to show that CRST knew or should have known that the individuals suffered sexual harassment yet failed to take proper remedial action.
Id.
âFinally, ... the district court barred the EEOC from seeking relief for the remaining 67 women after concluding that the EEOC had failed to conduct a reasonable investigation and bona fide conciliation of these claims â statutory conditions precedent to instituting suit.â CRST IV, 679 F.3d at 671 (citing CRST II, 2009 WL 2524402). The district court dismissed the EEOCâs complaint because it had âdisposed of all the allegedly aggrieved women in the EEOCâs putative âclass.â â Id.
After the district court dismissed the action, CRST filed a bill of costs pursuant to Federal Rule of Civil Procedure 54(d) and 28 U.S.C. § 1920 and moved for attorneysâ fees pursuant to 42 U.S.C. § 2000e-5(k). The district âcourt awarded CRST $92,842.21 in costs, $4,004,371.65 in attorneysâ fees[,] and $463,071.25 in out-of-pocket expenses, for a total of $4,560,285.11.â CRST III, 2013 WL 3984478, at *5 (citations omitted).
B. Appeal
â[T]he EEOC appealed] the district courtâs dismissal of its claims as to 107 women.â CRST IV, 679 F.3d at 670. On appeal, the EEOC argued that the district court (1) erroneously barred it âfrom pursuing claims as to 67 women based on its failure to reasonably investigate or good-faith conciliate,â id. at 671; (2) erroneously granted summary judgment on Starkeâs, Payneâs, and Timmonsâs individual claims, as well as on the EEOCâs claims on their behalf, based on judicial estoppel, id. at 677; (3) erroneously granted summary judgment on the merits of several of its hostile work-environment claims against CRST, id. at 682-86; and (4) abused its discretion in awarding CRST attorneysâ fees and expenses, id. at 694.
After analyzing each of the EEOCâs contentions,
we affirmfed] in part, reverse[d] in part, and remand[ed] for further proceedings consistent with this opinion. Specifically, we reverse[d] the district courtâs grant of summary judgment on the EEOCâs claims as to Monika Starke be *1175 cause the EEOC, suing as a plaintiff in its own name under § 706, may not be judicially estopped because of Starkeâs independent conduct. Additionally, we reverse[d] the district courtâs grant of summary judgment on the EEOCâs claims on behalf of Tillie Jones because the EEOC ... produced sufficient evidence to create a genuine fact issue as to the severity or pervasiveness of harassment that she allegedly suffered. Finally, we vacate[d], without prejudice, the district courtâs award of attorneysâ fees to CRST because, in light of these aforementioned rulings, CRST [wa]s no longer a âprevailingâ defendant under 42 U.S.C. § 2000e-5(k). We affirm[ed] the remainder of the district courtâs orders and remand[ed] for further proceedings consistent with th[e] opinion.
CRST TV, 679 F.3d at 695 (footnote omitted).
C. Remand
On remand, the EEOC withdrew its claim on behalf of Jones, explaining that âthe law of the case, specifically this Courtâs order of August 13, 2009 ..., bars its claim on behalf of Tillie Jones.â The referenced order was the one in which the district court barred the EEOC from seeking relief on behalf of some claimants for the EEOCâs failure to fulfill the statutory conditions precedent to instituting suit, i.e., a reasonable investigation and bona fide conciliation.
Subsequently, CRST and the EEOC settled the case and jointly moved for an order of dismissal. The Settlement Agreement that the parties entered provided that CRST would pay $50,000 in settlement of the EEOCâs claim on behalf of Starke. It further provided:
4. This Agreement does not preclude CRST from pursuing attorney[sâ] fees and costs pursuant to the Order of the Eighth Circuit dated May 8, 2012.
5. Further, this Agreement does not preclude either [the] EEOC or CRST from making any arguments relating to CRSTâs pursuit of attorney[sâ] fees and costs, including arguments relating to whether [the] EEOC or CRST is the prevailing party.
The district court granted the motion to dismiss, and CRST then filed a bill of costs and moved for an award of attorneysâ fees. The EEOC resisted the bill of costs and motion for attorneysâ fees. First, it argued that its âcase was comprised of a single claim and that it won that claim.â CRST III, 2013 WL 3984478, at *9. The district court found this argument merit-less, concluding that âon the face of the Complaint, it is clear that the EEOC sought relief on behalf of at least two individuals and, thus, there were at least two claims,â i.e., Starkeâs claim and at least one class memberâs claim. Id. Ultimately, the court found âthat the EEOC asserted multiple and distinct claims against CRSTâ and that CRST only lost on one of those claims â Starkeâs claim. Id. at *10. Applying Supreme Court precedent, the court reasoned that âCRST need not prevail on every claim to be entitled to an award of attorneysâ feesâ; therefore, it âconsider[ed] whether there was a judicial determination on the merits in favor of CRST on each claim other than the claim on behalf of Starke.â Id. (citing Fox v. Vice, â U.S.-, 131 S.Ct. 2205, 180 L.Ed.2d 45 (2011)).
Second, the EEOC argued that CRST was not a prevailing defendant because â âa large portion of the claim was not determined on the merits.â â Id. (citation omitted). The EEOC conceded âthat âCRST defeated the claim on the merits for 83 women for whom it was granted summary judgment.â â Id. (citation omitted). But it *1176 âargue[d] that âCRST won on reasons other than the merits as to [98] of the women who were never deposed, and as to 67 women for whom ... [the] EEOC failed to meet the statutory prerequisites for suit.â â Id. (alterations in original) (citation omitted). The court rejected the EEOCâs argument.
As an initial matter, it found that CRST was the prevailing party as to the EEOCâs pattern-or-practice claim despite the EEOCâs argument that it never asserted a pattern-or-practice claim in its complaint. The court reasoned âthat CRST justifiably filed a motion for summary judgment on the pattern-or-practice claim given the confusion the EEOC created as to whether it was pursuing such a claimâ and that the court subsequently granted CRSTâs motion for summary judgment on the merits of that claim. Id. (citation omitted).
The court then observed that after the dismissal of the purported pattern-or-practice claim, âthere were 154 allegedly aggrieved individuals remaining and, thus, CRST was required to defend against 154 sexual harassment claims.â Id. (footnote omitted). The court rejected the EEOCâs contention that âthe courtâs dismissal of claims due to the EEOCâs failure to satisfy the Title VII administrative prerequisites is not a judicial determination on the merits.â Id. The court found that the EEOCâs obligation to pursue administrative resolution is âan ingredient of the EEOCâs claimâ as opposed to a âjurisdictional prerequisiteâ; therefore, the court concluded that its âdismissal of claims due to the EEOCâs failure to satisfy its pre-suit obligations is a dismissal on the merits of the EEOCâs claims.â Id.
The court also found that CRST was a prevailing party as to Jonesâs claim because, although the EEOC voluntarily dismissed the claim on remand, âhad the EEOC not withdrawn its claim on behalf of Jones, the court would have dismissed it pursuant to its August 13, 2009 Order.â Id. at *11.
Having determined that âCRST is the prevailing party on the EEOCâs pattern- or-practice claim and 153 of the EEOCâs individual claims,â the court then âconsider[ed] whether those claims on which CRST prevailed are frivolous, unreasonable or groundless.â Id.
The district court did not individually analyze whether each of the 153 claims and purported pattern-or-practice claim were frivolous, unreasonable, or groundless. Instead, in summary fashion, it found that all the claims satisfied this standard.
As to attorneysâ fees, expenses, and costs, the court concluded that CRST was entitled to $3,724,065.63 in attorneysâ fees incurred pre-appeal. Id. at *18.
The court also awarded CRST âthe reasonable amount of attorneysâ fees incurred during the appeal proceedingsâ in the amount of $465,230.47. Id. at *18-19. The court justified its award as follows:
Specifically, the court has already found that CRST is the prevailing party and that the Christiansburg 2 standard is satisfied as to all of the claims that the EEOC appealed, other than the claim on behalf of Starke. Moreover, the court finds that CRST provided sufficient documentation and, as discussed above, the court finds that $465,230.47 reflects the total appellate fees that CRST would not have incurred but for the EEOCâs unreasonable or groundless claims.
Id. at *19.
Thus, the district court awarded $4,189,296.10 in attorneysâ fees. Id. at *21. *1177 And, the court awarded $413,387.58 in out-of-pocket expenses to CRST. Id. Finally, the court also awarded CRST $91,758.46 in costs. Id.
In total, the court found that CRST was entitled to $4,694,442.14 for attorneysâ fees, expenses, and costs. Id.
II. Discussion
On appeal, the EEOC argues that the district court erred in awarding $4,694,442.14 for attorneysâ fees, expenses, and costs to CRST. First, the EEOC argues that the district court erred in finding that CRST was the prevailing party because it âerroneously viewed [the] EEOCâs case as 154 separate claims and thought CRST deserved fees for its success on 153 of them.â The EEOC maintains that it âhad only one claim â that CRST violated Title VII by failing to prevent and remedy sexual harassment of its female trainees and drivers â and EEOCâs settlement obtaining relief for one claimant was sufficient to render [the] EEOC the prevailing party.â Second, the EEOC argues that the district court erroneously concluded that its dismissal of the âEEOCâs claim based on deficiencies in its presuit processing constituted a ruling on the merits of [the] EEOCâs claim.â According to the EEOC, a dismissal based on failure to satisfy presuit obligations does not equate to a merits-based decision necessary for the court to find CRST to be a prevailing party. Third, the EEOC asserts that even if this court agrees with the district court that CRST is a prevailing party, âthe dis-triet court erred in awarding fees to CRST because [the] EEOCâs claim and conduct of this litigation were not frivolous, groundless, or unreasonable.â Finally, the EEOC contends that the district court erred in awarding CRST appellate fees because the âEEOCâs decision to appeal the initial dismissal of its case was reasonable, grounded in sound legal precedent, and supported by a reasonable hope of reversal .on appeal.â We consider each of these arguments in turn.
Whether a party is a âprevailing partyâ is a question of law that we review de novo. DocMagic, Inc. v. Mortgage Pâship of Am., L.L.C., 729 F.3d 808, 812 (8th Cir.2013). âWe review for an abuse of discretion the district courtâs actual award of fees and costs.â Id.
âIt is the general rule in the United States that in the absence of legislation providing otherwise, litigants must pay their own attorneyâs fees.â Christiansburg, 434 U.S. at 415, 98 S.Ct. 694 (citation omitted). âBut Congress has authorized courts to deviate from this background rule in certain types of cases by shifting fees from one party to another.â Fox, 131 S.Ct. at 2213 (citing Burlington v. Dague, 505 U.S. 557, 562, 112 S.Ct. 2638, 120 L.Ed.2d 449 (1992) (listing federal fee-shifting provisions)). Like 42 U.S.C. § 1988, 42 U.S.C. § 2000e-5(k) is one of those âfee-shiftingâ provisions. Burlington, 505 U.S. at 562, 112 S.Ct. 2638. âThe standards for assessing claims for attorneyâs fees pursuant to section 1988 and under the Civil Rights Act of 1964, 42 U.S.C. § 2000e-5(k), are identical.â Barnes Found. v. Township of Lower Merion, 242 F.3d 151, 158 n. 6 (3d Cir.2001) (citations omitted). As a result, âcases used to interpret one statute may be used to interpret the other.â Id. (citations omitted).
Just as § 1988 âallows the award of âa reasonable attorneyâs feeâ to âthe prevailing party,â â Fox, 131 S.Ct. at 2213, so too does § 2000e-5(k). 42 U.S.C. § 2000e-5(k) (âIn any action or proceeding under this sub-' chapter the court, in its discretion, may allow the prevailing party, other than the Commission or the United States, a reasonable attorneyâs fee (including expert *1178 fees) as part of the costs, and the Commission and the United States shall be liable for costs the same as a private person.â). Section 2000e-5(k) âauthorizfes] the award of attorneyâs fees to either plaintiffs or defendants, and entrusts] the effectuation of the statutory policy to the discretion of the district courts.â Christiansburg, 434 U.S. at 416, 98 S.Ct. 694 (emphasis added) (footnote omitted).
With this legal framework in mind, we now address each of the EEOCâs arguments in favor of reversal.
1. Single v. Multiple Claims
First, the EEOC argues that CRST cannot be a prevailing , party because the EEOC brought only one âclaimâ against CRST-that CRST violated Title VII by failing to prevent an remedy sexual harassment of its female trainees and drivers-and CRST did not prevail on this claim, as evidenced by the EEOC obtaining a $50,000 settlement on Starkeâs behalf. 3
Our task is to determine (1) how many claims the EEOC alleged in its complaint and (2) what types of claims it alleged.
âSection 706 of Title VII authorizes the EEOC to bring claims involving the rights of aggrieved individuals challenging an unlawful employment practice on an individual or class-wide basis[.]â U.S. EEOC v. Global Horizons, Inc., 860 F.Supp.2d 1172, 1191 (D.Haw.2012) (citations omitted). The EEOC may âseek class action-type relief without complying with ... Federal Rule of Civil Procedure 23.â Id. (quotation and citations omitted).
Here, the EEOC brought suit under Title VII âto correct unlawful employment practices on the basis of sex, and to provide appropriate relief to Monika Starke and a class of similarly situated female employees of defendant CRST.â (Emphasis added.) The âStatement of Claimsâ provides that âtwo of [CRSTâs] lead drivers subjected Starke to sexual harassment during their supervision of Starkeâ and that â[ojther similarly situated female employees of CRST were also subjected to sexual harassment and a sexually hostile and offensive work environment while working for CRST.â
We agree with the district court that the EEOC alleged more than one claim. As the court explained, although the EEOC did not specify âhow many individuals the EEOC was pursuing relief on behalf of until the litigation was well under way,â âthe face of the Complaintâ shows that âthe EEOC sought relief on behalf of at least two individuals and, thus, there were at least two [sexual-harassment] claims. By October 15, 2008, it became clear that the EEOC was asserting approximately 270 claims, although that number dropped to 255 by May 12, 2009.â CRST III, 2013 WL 3984478, at *9. Furthermore, the EEOCâs argument that it asserted only one claim against CRST in its complaint is undermined by our prior opinion. Throughout the opinion, we referred to the EEOCâs âclaims.â CRST IV, 679 F.3d at 670-74, 682-83, 685, 688, 689-90, 694-95. We disagree with the EEOCâs assertion *1179 that we used the term âclaimsâ in the ânon-technical sense.â For example, we explained that âour de novo review of the EEOCâs claims concerning each woman confirms the district courtâs conclusion that no fact issue remainedâ as to each womanâs sexual-harassment claim. Id. at 690 (emphasis added). Therefore, we agree with the district court âthat this case contained multiple and distinct claims for relief.â CRST III, 2013 WL 3984478, at *9.
As to what types of claims the EEOCâs complaint alleges, we reiterate our prior observation in the first appeal that â âthe EEOC did not allege that CRST was engaged in âa pattern or practiceâ of illegal sex-based discrimination or otherwise plead a violation of Section 707 of Title VII, 42 U.S.C. § 2000e-6.ââ CRST IV, 679 F.3d at 676 n. 13 (quoting CRST II, 2009 WL 2524402, at *7 n. 14). The district court merely assumed without deciding that the EEOC brought a pattern- or-practice claim and dismissed it with prejudice. Id. But the face of the complaint alleges no pattern-or-praetice claim; therefore, it âseeks only to vindicate the rights of the individuals under Section 706.â U.S. EEOC v. Pioneer Hotel, Inc., No. 2:11-CV-1588-LRH-RJJ, 2013 WL 129390, at *4 (D.Nev. Jan. 9, 2013). Accordingly, to the extent that the district courtâs order awarded attorneysâ fees to CRST based on a purported pattern-or-practice claim, we reverse.
In summary, we find that the EEOCâs complaint alleged multiple sexual-harassment claims seeking to vindicate the rights of individuals.
2. Ruling on the Merits
The EEOC next argues that the district courtâs dismissal of 67 claims for the EEOCâs failure to satisfy Title VIIâs pre-suit obligations does not constitute a ruling on the merits; therefore, the EEOC contends, CRST cannot be a prevailing party with respect to those claims.
â[P]roof that a plaintiffs case is frivolous, unreasonable, or groundless is not possible without a judicial determination of the plaintiffs case on the merits.â Marquart v. Lodge 837, IntâlAssân of Machinists & Aerospace Workers, 26 F.3d 842, 852 (8th Cir.1994) (citation omitted). âAt the very least, this means that the [defendant] must have made a motion for summary judgment on the merits,â as opposed to, for example, moving for dismissal for lack of subject matter jurisdiction, on res judicata grounds, or on statute-of-limitations grounds. Id. (citations omitted) (holding that defendant was not a prevailing party for award of attorney fees in Title VII action where plaintiff took voluntary dismissal with prejudice before any summary judgment motion was made).
We previously set forth the EEOCâs presuit obligations in CRST IV:
First, an employee files with the EEOC a charge âalleging that an employer has engaged in an unlawful employment practice.â [Occidental Life Ins. Co. of Cal. v. EEOC, 432 U.S. 355, 359, 97 S.Ct. 2447, 53 L.Ed.2d 402(1977)]. Second, â[t]he EEOC is then required to investigate the charge and determine whether there is reasonable cause to believe that it is true.â Id. If reasonable cause does exist, the EEOC moves to the third step, which attempts to remedy the objectionable employment practice through the informal, nonjudicial means â âof conference, conciliation, and persuasion.â â Id. (quoting 42 U.S.C. § 2000e-5(b)). However, if unsuccessful, the EEOC may move to the fourth and final step and bring a civil action to redress the *1180 charge. Id. at 359-60, 97 S.Ct. 2447 (quoting 42 U.S.C. § 2000e-5(f)(1)).
679 F.3d at 672 (alteration in original).
The EEOCâs ability to bring suit and the administrative process are âsequential steps in a unified scheme for securing compliance with Title VII.â Id. (quotations and citations omitted).
Whether the district courtâs dismissal of several claims for failure of the EEOC to satisfy its Title VII presuit obligations constitutes a ruling on the merits depends on whether such presuit obligations constitute claim elements, as opposed to jurisdictional prerequisites or nonjurisdictional prerequisites to filing suit. In Arbaugh v. Y & H Corp., the Supreme Court addressed âwhether the numerical qualification contained in Title VIIâs definition of âemployerâ affects federal-court subject-matter jurisdiction or, instead, delineates a substantive ingredient of a Title VII claim for relief.â 546 U.S. 500, 503, 126 S.Ct. 1235, 163 L.Ed.2d 1097 (2006). Title VII requires âas a prerequisite to its application, the existence of a particular fact, i.e., 15 or more employees.â Id. at 513, 126 S.Ct. 1235. The Court observed that âwhen Congress does not rank a statutory limitation on coverage as jurisdictional, courts should treat the restriction as nonjurisdictional in character.â Id. at 516, 126 S.Ct. 1235. âApplying that readily administrable bright line to th[at] case, [the Court] h[e]ld that the threshold number of employees for application of Title VII is an element of a plaintiffs claim for relief, not a jurisdictional issue.â Id.
After Arbaugh, the Fifth Circuit âcon-elude[d] that the EEOCâs conciliation requirement is a precondition to suit but not a jurisdictional prerequisite.â EEOC v. Agro Distrib., Inc., 555 F.3d 462, 469 (5th Cir.2009). As a result, it held that the EEOCâs failure to conciliate does not deprive a federal court of subject matter jurisdiction. Id. But the Fifth Circuit did not address whether conciliation is an element of the Title VII claim or merely a nonjurisdictional prerequisite to filing suit. See id.
Thereafter, the Supreme Court again addressed the issue of prerequisites to filing suit in Reed Elsevier, Inc. v. Mu-chnick, holding that the Copyright Actâs requirement that copyright holders register their works before suing for copyright infringement âis a precondition to filing a claim that does not restrict a federal courtâs subject-matter jurisdiction.â 559 U.S. 154, 157, 130 S.Ct. 1237, 176 L.Ed.2d 18 (2010). The Court reached this conclusion by comparing the numerosity requirement examined in Arbaugh to the Copyright Actâs registration requirement and finding that neither were jurisdictional requirements. Id. at 161-66, 130 S.Ct. 1237. But the Court also noted a difference between the numerosity requirement at issue in Arbaugh and the registration requirement, stating, âThat the numerosity requirement in Arbaugh could be considered an element of a Title VII claim, rather than a prerequisite to initiating a lawsuit, does not change this conclusion....â Id. at 165-66, 130 S.Ct. 1237 (emphasis added). According to the Court, â[a] statutory condition that requires a party to take some action before filing a lawsuit is not automatically âa jurisdictional prerequisite to suit.â â Id. at 166, 130 S.Ct. 1237 (quoting Zipes v. Trans World Airlines, Inc., 455 U.S. 385, 393, 102 S.Ct. 1127, 71 L.Ed.2d 234 (1982)). The Court concluded that the registration requirement fit the âmoldâ of a nonjurisdictional prerequisite to filing suit because it âimposes a precondition to filing a claim that is not clearly labeled jurisdictional, is not located in a jurisdiction-granting provision, and admits of eon-gressionally authorized exceptions.â Id. (citation omitted). As a result, the Court *1181 found that the registration requirement âimposes a type of precondition to suit that supports nonjurisdictional treatment under our precedents.â Id.
Here, neither party argues that the EEOCâs preconditions to filing suit are jurisdictional. See Agro, 555 F.3d at 469. Instead, the EEOC argues that its Title VII presuit obligations are nonjurisdictional preconditions, as in Reed, while CRST argues that such requirements are elements of the EEOCâs cause of action, as in Arbaugh. If CRST is correct, then the district courtâs dismissal of claims for the EEOCâs failure to satisfy its presuit obligations would constitute a ruling on the merits, as the EEOC would have failed to satisfy elements of the claims at issue.
Reed makes clear that a statutory condition, although not jurisdictional, may be a nonjurisdictional precondition to filing suit, as opposed to an element of the claim. See id. at 165-66, 130 S.Ct. 1237. We agree with the EEOC that its presuit obligations constitute nonjurisdictional preconditions that are not elements of the claim. The EEOCâs Title VII presuit obligations set forth in 42 U.S.C. § 2005e-5(b) are more akin to the registration requirement in Reed. - First, Title VII requires the EEOC to issue a reasonable cause finding and attempt conciliation before filing any lawsuit, not just a sexual-harassment lawsuit. See 42 U.S.C. § 2000e-5(b).
Second, we have never labeled such pre-suit obligations as âelementsâ of a Title VII sexual-harassment claim. Instead, as we explained in CRST TV, a plaintiff asserting a Title VII claim must show
(1) [that she belongs to] a protected group; (2) [that she suffered] unwelcome harassment; (3) [that there was] a causal nexus between the harassment and her membership in the protected group; (4) that the harassment affected a term, condition, or privilege of [her] employment; and (5) that the employer knew or should have known of the harassment and failed to take prompt and effective remedial action.
679 F.3d at 685 (alterations in original) (quotations and citations omitted).
Finally, in contrast to the Title VII nu-merosity requirement at issue in Arbaugh, the EEOCâs Title VII presuit obligations do not distinguish which employers are subject to Title VII or whether an employer has violated Title VII. Instead,' the EEOCâs compliance with its presuit obligations provides employers an opportunity to resolve the dispute in lieu of litigation.
Because the EEOCâs Title VII presuit obligations are not elements of the claim, the district courtâs dismissal of 67 claims for the EEOCâs failure to satisfy Title VIIâs presuit obligations does not constitute a ruling on the merits. Therefore, CRST is not a prevailing party as to these claims, and it is not entitled to an award of attorneysâ fees on such claims. See Marquart, 26 F.3d at 852. 4
3. Frivolous, Groundless, Unreasonable
Having determined that CRST may not recover attorneysâ fees for (1) claims that the district court dismissed based on the EEOCâs failure to satisfy its presuit obligations and (2) the purported pattern-or-practice claim, we next address whether CRST is entitled to an award of attorneysâ fees based on âseveral of the district courtâs dispositive rulings concerning the merits of [the EEOCâs] hostile work-environment claims against CRST.â CRST TV, 679 F.3d at 682-83.
*1182 âIn interpreting section 706(k) [of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-5(k),] the Supreme Court has distinguished between prevailing Title VII plaintiffs and prevailing Title VII defendants.â Marquart, 26 F.3d at 848. A district âcourt may award attorneysâ fees to a prevailing Title VII plaintiff in all but very unusual circumstances.â Id (quotation and citation omitted). By contrast', a district âcourt may not award attorneysâ fees to a prevailing Title VII defendant unless the âcourt finds that [the plaintiffs] claim was frivolous, unreasonable, or groundless, or that the plaintiff continued to litigate after it clearly became so.â â Id (alteration in original) (quoting Christiansburg, 434 U.S. at 422, 98 S.Ct. 694).
ââ In applying these criteria,â the district court must âresist the understandable temptation to engage in post hoc reasoning by concluding that, because a plaintiff did not ultimately prevail, his action must have been unreasonable or without foundation.â Christiansburg, 434 U.S. at 421-22, 98 S.Ct. 694. âThis kind of hindsight logic could discourage all but the most airtight claims, for seldom can a prospective plaintiff be sure of ultimate success.â Id at 422, 98 S.Ct. 694. â[T]he course of litigation is rarely predictable,â and â[djecisive facts may not emerge until discovery or trial.â Id Additionally, â[t]he law may change or clarify in the midst of litigation. Even when the law or the facts appear questionable or unfavorable at the outset, a party may have an entirely reasonable ground for bringing suit.â Id âHence, a plaintiff should not be assessed his opponentâs attorneyâs fees unless a court finds that his claim was frivolous, unreasonable, or groundless, or that the plaintiff continued to litigate after it clearly became so.â Id âSo long as the plaintiff has some basis for the discrimination claim, a prevailing defendant may not recover attorneysâ fees.â EEOC v. Kenneth Balk & Assocs., 813 F.2d 197, 198 (8th Cir.1987) (quotation and citation omitted).
In summary, âa prevailing Title VII defendant is not entitled to attorneysâ fees unless we determine that the plaintiffs claim was frivolous, unreasonable, or groundless.â Marquart, 26 F.3d at 848 (citations omitted). Thus, âmore rigorous standards apply for fee awards to prevailing defendants than to prevailing plaintiffs in Title VII cases.â Id (quotation and citation omitted). Only in âvery narrow circumstancesâ is a prevailing defendant entitled to an attorneysâ fee award. Id (quotation and citations omitted). â[A] court may not award attorneysâ fees solely because the plaintiff did not prevail.â Id (citation omitted).
In announcing the âfrivolous, unreasonable, or groundlessâ standard, Christians-burg did not address a scenario âinvolving multiple claims for relief that implicate a mix of legal theories and have different merits.â Fox, 131 S.Ct. at 2213. âSome claims succeed; others fail. Some charges are frivolous; others (even if not ultimately successful) have a reasonable basis. In short, litigation is messy, and courts must deal with this untidiness in awarding fees.â Id at 2213-14. The Supreme Court addressed the multiple-claim scenario in Fox, holding âthat a court may grant reasonable fees to the defendant [where the plaintiff asserts both frivolous and nonfrivolous claims], but only for costs that the defendant would not have incurred but for the frivolous claims.â Id at 2211. The Court explained that -âa defendant may deserve fees even if not all the plaintiffs claims were frivolousâ; the defendant is entitled to relief for âexpenses attributable to frivolous charges.â Id at 2214. The defendantâs entitlement to relief âremains true when the plaintiffs suit also includes non-frivolous claims.â Id While a defendant *1183 âis not entitled to any fees arising from these non-frivolous charges,â âthe presence of reasonable allegations in a suit does not immunize the plaintiff against paying for the fees that his frivolous claims imposed.â Id. (citation omitted).
Pursuant to Fox, âa court may reimburse a defendant for costs under [§ 2000e-5(k) ] even if a plaintiffs suit is not wholly frivolous.â Id. âFee-shifting to recompense a defendant (as to recompense a plaintiff) is not all-or-nothing: A defendant need not show that every claim in a complaint is frivolous to qualify for fees.â Id. The core issue is âwhat work ... the defendant [may] receive fees forâ when the âlawsuit involve[s] a mix of frivolous and non-frivolous claims.â Id. â[A] defendant may not obtain compensation for work unrelated to a frivolous claim.â Id. But a âdefendant may receive reasonable fees for work related exclusively to a frivolous claim.â Id. As to âwork that helps defend against non-frivolous and frivolous claims alike â for example, a deposition eliciting facts relevant to both allegations,â id., the Court in Fox held that âa defendant may recover the reasonable attorneyâs fees he expended solely because of the frivolous allegations. And that is all.â Id. at 2218. The district court is prohibited from awarding the defendant âcompensation for any fees that he would have paid in the absence of the frivolous claims.â Id.
As in Fox, this is a multiple-claims case involving at least one non-frivolous claim (Starkeâs claim). To properly apply the Christicmsburg-Fox standard, we must first know why the district court concluded that a particular claim was frivolous, unreasonable, or groundless. See Christiansburg, 434 U.S. at 422, 98 S.Ct. 694. This is because, in a multiple-claims case, â[s]ome claims succeed; others fail. Some charges are frivolous; others (even if not ultimately successful) have a reasonable basis.â Fox, 131 S.Ct. at 2213-14. Second, if the district court concludes that âthe plaintiff asserted both frivolous and non-frivolous claims,â then the court may award attorneysâ fees âonly for costs that the defendant would not have incurred but for the frivolous claims.â Id. at 2211.
Here, the district court did not make particularized findings of frivolousness, unreasonableness, or groundlessness as to each individual claim upon which it granted summary judgment on the merits to CRST. The district court did not discuss specific claimants, choosing instead to make a universal finding that all of the EEOCâs claims were without foundation. More problematic for our review is that the district court included in this universal finding claims for which we now find that CRST is not entitled to attorneysâ feesâ (1) the purported pattern-or-practice claim and (2) the claims dismissed for the EEOCâs failure to satisfy its presuit obligations.
While we recognize that it is an arduous task, the Christiansburg standard requires the district court to make findings as to why a particular âclaim was frivolous, unreasonable, or groundless.â 434 U.S. at 422, 98 S.Ct. 694. Here, the district court did not make these particularized findings. Therefore, we necessarily remand to the district court to identify those claims dismissed because they were frivolous, unreasonable, or groundless. Because CRST did not prevail on Starkeâs non-frivolous claim, on remand, if the court concludes that a frivolous claim or claims exists, then it must necessarily apply the Fox standard to determine what fees, if any, CRST âexpended solely because of the frivolous allegations.â Fox, 131 S.Ct. at 2218.
4. Appellate Costs
Finally, the EEOC argues that the district court erred in awarding CRST its *1184 fees on appeal. First, it asserts that CRST should have filed its motion for appellate fees with this court, not the district court. Second, it contends that the district court failed to offer any explanation to support such an award.
Eighth Circuit Rule 47C governs motions for appellate fees and provides:
(a) Motion for Fees. A motion for attorney fees, with proof of service, must be filed with the clerk within 14 days after the entry of judgment. The party against whom an award of fees is sought must file objections to an allowance of fees within 7 days after service. The court may grant on its own motion an allowance of reasonable attorney fees to a prevailing party.
(b) Determination of Fees. On the courtâs own motion or at the request of the prevailing party, a motion for attorney fees may be remanded to the district court or administrative agency for appropriate hearing and determination.
(c) Mandate. The clerk will prepare and certify an award of attorney fees granted by the court for insertion in the mandate. Issuance of a mandate will not be delayed for an award of attorney fees. If a mandate issues before final determination of a motion for attorney fees, the clerk of the district court, on the request of the clerk of this court, will add the award and its amendments to the mandate.
âThe usual practice for awarding fees and costs ... is for this Court to fix the compensation for services rendered before it, and for the District Court to do so for services rendered before it.â Little Rock Sch. Dist. v. State of Ark., 127 F.3d 693, 696 (8th Cir.1997) (citing Avalon Cinema Corp. v. Thompson, 689 F.2d 137, 138 (8th Cir.1982) (en banc)). The purpose of Rule 47C is to permit âthe court most familiar with the legal services in questionâ to make the fee award. Id.
But âRule 47C cannot and does not affect the jurisdiction of the district courts.â Id. Despite our local rule, âthe district courts retain jurisdiction to decide attorneysâ fees issues that we have not ourselves undertaken to decide.â Id. â[Discretionary and practical considerations continue to be relevant to a district courtâs decision whether to grant a motion for attorneysâ fees for services before an appellate court.â Id. at 697. Rule 47C âis not a rigid jurisdictional rule.â Id. It permits us âto grant attorneysâ fees on [our] own motionâ and exercise our âdiscretion to remand the question to the District Court, instead of determining the award [ourselves].â Id. (citing 8th Cir. R. 470(a)-(b)). âThe Rule thus preserves multiple procedural options for the determination of attorneysâ fees.â Id. Whether the district court or this court determines the appellate-fee award, the goal is the same: âcalculation of a fair award.â Id.
Although the district court in this case had the power to grant an attorneysâ fees award, it could only do so after finding that the EEOCâs âappeal was frivolous, unreasonable^] or without foundation.â Barket, Levy, & Fine, Inc. v. St. Louis Thermal Energy Corp., 21 F.3d 237, 243 (8th Cir.1994). âTo find the appeal unreasonable, we must conclude that no reasonable person would have thought he could succeed on appeal; to find the appeal unfounded, we must conclude that the appeal had no foundation in law upon which the appeal could be brought.â Wrenn v. Gould, 808 F.2d 493, 504 (6th Cir.1987). âAlthough a district courtâs determination that the plaintiffs original action was frivolous or meritless may be probative of the efficacy of the appeal, such a determination is neither necessary nor sufficient to support an appellate award.â Bugg v. Intâl *1185 Union of Allied Indus. Workers of Am., Local 507 AFL-CIO, 674 F.2d 595, 600 n. 10 (7th Cir.1982).
Here, the district court made no particularized findings as to why the EEOCâs appeal to this court was frivolous, unreasonable, or without foundation; instead, it found only that âCRST is the prevailing party and that the Christians-burg standard is satisfied as to all of the claims that the EEOC appealed, other than the claim on behalf of Starke.â CRST III, 2013 WL 3984478, at *19. The district courtâs conclusion that the EEOCâs original action was frivolous, unreasonable, or groundless is insufficient to support an appellate award. See Bugg, 674 F.2d at 600 n. 10. Furthermore, we have already concluded that the district court must make particularized findings on remand as to why it considers individual claims frivolous, unreasonable, or groundless. Therefore, we remand to the district court to consider anew whether CRST is entitled to an award of appellate fees. The district court must explain why âno reasonable person would have thought he could succeed on appealâ or why âthe appeal had no foundation in law.â Wrenn, 808 F.2d at 504.
III. Conclusion
The present litigation has become what the Supreme Court cautioned against in Fox â âa second major litigationâ over the attorneysâ fees award. 131 S.Ct. at 2216. Nonetheless, remand is required in the present case for a reassessment of whether CRST is entitled to fees. In summary, we conclude that CRST is not entitled to an award of attorneysâ fees for (1) claims that the district court dismissed based on the EEOCâs failure to satisfy its presuit obligations and (2) the purported pattern- or-practice claim. On remand, the district court must individually assess each of the claims for which it granted summary judgment to CRST on the merits and explain why it deems a particular claim to be frivolous, unreasonable, or groundless. Because CRST did not prevail on Starkeâs non-frivolous claim, on remand, if the court concludes that a frivolous claim or claims exists, then it must necessarily apply the Fox standard to determine what fees, if any, CRST âexpended solely because of the frivolous allegations.â Id. at 2218. Thereafter, the district court must consider anew whether CRST is entitled to an award of appellate fees and explain why âno reasonable person would have thought he could succeed on appealâ or why âthe appeal had no foundation in law.â Wrenn, 808 F.2d at 504.
Accordingly, we reverse the judgment of the district court and remand for further proceedings consistent with this opinion.
. In its April 30, 2009 order, the district court stated, "In other words, the court assumes without deciding that this is a sexual harassment pattern[-]or[-]practice case."
. Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 98 S.Ct. 694, 54 L.Ed.2d 648 (1978).
. The EEOC argues at length that it is a "prevailing partyâ plaintiff because it obtained the $50,000 settlement on Starke's behalf. We need not address whether the EEOC is a "prevailing plaintiff" and instead focus on whether CRST is a "prevailing defendant" because,' as the district court explained, the EEOC "is not entitled to a fee award under 42 U.S.C. § 2000e-5(k).â CRST III, 2013 WL 3984478, at *10 n. 7 (citation omitted). This is because § 2000e-5(k) permits fees to prevailing parties "other than the Commission or the United States.â "Thus, it is of no consequence whether the EEOC qualifies as a prevailing party.â CRST III, 2013 WL 3984478, at *10 n. 7.
. For the same reason, CRST is not a prevailing party as to Jonesâs claim, which the EEOC voluntarily dismissed for its failure to satisfy its presuit obligations.