Kandi Cline v. Carolyn W. Colvin
Kandi CLINE, Plaintiff-Appellant v. Carolyn W. COLVIN, Acting Social Security Administration Commissioner, Defendant-Appellee
Attorneys
E. Gregory Wallace, argued, Raleigh, NC, (Anthony W. Bartels, Jonesboro, AR on the brief), for Plaintiff-Appellant., Jonathan R. Clark, argued, Dallas, TX, (Angeline S. Reese, on the brief), for Defendant-Appellee.
Full Opinion (html_with_citations)
Kandi Cline appeals from an order of the district court
I. BACKGROUND
A. Medical Evidence
On November 10, 2009, Kandi Cline applied for SSI, alleging she was disabled due to back pain, scoliosis, mitral valve prolapse, sacroilitis, and fibromyalgia. To support her disability claim, Cline submitted extensive medical records. From April 4, 2001, to January 24, 2006, Joseph B. Pierce, M.D., and other providers at the Caraway Medical Center treated Cline for, among other issues, chronic back pain, chronic neck pain, and lumbosacral neuritis. A September 2005 CT scan of Clineâs lumbar spine showed âa tiny central disc protrusion at L5-S1 which is causing minor effacement of the ventral thecal sac, but no significant central canal or neural foraminal narrowing.â MRIs of Clineâs lumbar spine in October 2005 and September 2006 were normal.
Roger Cagle, M.D., treated Cline for approximately two years beginning in the fall of 2006. Dr. Cagle prescribed pain medication for Clineâs lower back pain and muscle spasms. Dr. Cagleâs notes indicate Cline denied unusual weakness, drowsiness, and chronic fatigue. Dr. Cagle noted Cline showed no neurological deficits, nor any cyanosis, clubbing or edema of her extremities. On September 24, 2008, Dr. Cagle diagnosed lower back pain, degenerative arthritis of the spine, and muscle spasms.
On August 7, 2007, orthopedist Patricia Knott, M.D., diagnosed Cline with spastic colon, mitral valve prolapse, and lumbar pain with possible degenerative disc changes â though Dr. Knott noted she had no CT scan or MRI results on which to base her diagnosis. Dr. Knott observed Cline had normal motor strength in her upper extremities and some weakness in her hip flexion, left knee, and ankle, Dr. Knott found normal deep tendon reflexes in Clineâs upper extremities, scattered deficits in her lower extremities with no neu-rologic pattern, a normal range of motion in her lumbar spine with complaints of stiffness, and an abnormal lumbar extension. Dr. Knott concluded Cline could frequently lift and carry up to ten pounds and occasionally lift and carry up to twenty pounds; stand and walk for two hours during an eight-hour day; sit for six hours during an eight-hour day; but should never balance, stoop, or crouch, and should avoid all exposure to heights.
On August 27, 2007, Steven Harris, Ph. D., a certified mental-health examiner, examined Cline at the request of the Social Security Administration. Based on Clineâs responses to diagnostic testing, Dr. Harris concluded Cline exaggerated her clinical symptoms and possibly overemphasized her chronic pain, âeither consciously or unconsciously.â
From November 2008 to March 2010, Henry Allen, M.D., treated Cline for lower back pain. In March 2010, Dr. Allen completed a medical source statement. Relying on Clineâs subjective complaints of pain, Dr. Allen opined Cline could frequently lift and carry ten pounds; sit three hours of an eight-hour workday; and stand or walk three hours of an eight-hour workday. Dr. Allen further stated Cline should not climb or balance and only occasionally stoop, kneel, crouch, or bend. Dr. Allen based his opinion on the 2005 âCT scan with disc bulge at L5-S1 of lumbar spine, osteoarthritis, [and] possible fibromyalgia.â
On June 18, 2009, Cline saw Gina McNew, M.D., to treat her chronic lower back pain and for a second opinion about fibromyalgia. Dr. McNew noted mild scoliosis and multiple areas of tenderness and
On June 23, 2010, on Dr. MeNewâs referral, neurosurgeon John A. Campbell, M.D., examined Cline and observed no apparent distress, a slight limp, poor range of motion in her lumbar spine, and tenderness to palpation over her bilateral sacroiliac joints. Dr. Campbell reported Cline walked independently and showed full strength in her lower extremities. When a June 2010 MRI of Clineâs lower spine revealed only minimal posterior facet joint effusions at levels L3-L5, otherwise normal lumbar spine, and no major interval change since the October 2005 MRI, Dr. Campbell concluded surgery was not necessary and released Cline from his care. Dr. Campbell recommended physical therapy and pain management.
On May 13, 2011, Cline saw rheumatologist Randy Roberts, M.D., complaining the chronic pain in her lower back had spread to her upper back, shoulders, and legs. Cline complained the pain kept her awake, gave her periodic headaches, and caused numbness and tingling in her hands and feet. Dr. Roberts identified trigger points over Clineâs trapezius, rhomboids, pirifor-mis and sacroiliac joints. Dr. Roberts noted Cline appeared healthy and' had a full range of motion in her neck, shoulders, spine, and hips. Dr. Roberts diagnosed fibromyalgia.
B. Administrative Decision
The commissioner denied Clineâs, application. On August 17, 2011, an administrative law judge (ALJ) held a hearing at Clineâs request. Cline was forty-four at the time of the hearing and testified she is divorced, lives with her mother, and has a twelfth-grade education. Although she previously worked in a variety of jobs, Cline now has no income and depends on her family for support.
Cline reported she is disabled due to chronic back pain, fibromyalgia, and degenerative arthritis. Cline cares for her ailing mother, performing housework, cooking, washing dishes, and doing laundry. She also drives a car and shops for groceries once a month but is most comfortable lying down, which she does at least twice per day for thirty minutes. Cline testified she can only lift and carry up to ten pounds, stand for fifteen or twenty minutes, walk for ten or fifteen minutes, and sit for thirty minutes without back pain.
Diane Smith, a vocational expert (VE), testified Cline performed past relevant work as a home care attendant, janitor, packer, office clerk, and magazine binder. Clineâs past work ranged from unskilled to semi-skilled and from light to medium intensity. In a hypothetical question that assumed Clineâs age, education, work experience, and residual functional capacity to do âno more than light work with [a] sit/ stand option,â the VE testified such a person could work as a packer or office clerk. In response to a second hypothetical, which also limited the worker to sedentary work, the VE testified such a person could work as a receptionist or a semiconductor assembler, both of which exist in significant numbers in the local and national economies.
Cline then posed her own hypothetical question, based on a March 5, 2010, medi
On September 7, 2011, the ALJ analyzed Clineâs claim using the familiar five-step sequential analysis required by the social security regulations and concluded Cline was not disabled. See 20 C.F.R. § 416.920(a)-(f). The ALJ found, in relevant part, that Cline (1) had ânot engaged in substantial gainful activity since November 10, 2009, the amended alleged onset date and application dateâ; (2) suffered from the severe impairments âdegenerative arthritis and fibromyalgiaâ; (3) did not, despite those severe impairments, have âan impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix lâ
On January 7, 2013, the appeals council denied Clineâs request âfor review, making the ALJâs decision the final decision of the commissioner. See Young v. Astrue, 702 F.3d 489, 491 (8th Cir.2013). Cline sought judicial review under 42 U.S.C. § 405(g), and the district court affirmed the denial of Clineâs claim. Cline timely appealed, arguing the commissioner improperly discredited the opinion of Clineâs treating physician.
II. DISCUSSION
Reviewing de novo the district courtâs decision affirming the denial of disability benefits, we will affirm if âthe Commissionerâs denial of benefits complies with the relevant legal requirements and is supported by substantial evidence in the record as a whole.â Ford v. Astrue, 518 F.3d 979, 981 (8th Cir.2008). .
Substantial evidence is less than a preponderance but is enough that a reasonable mind would find it adequate to support the Commissionerâs conclusion. In determining whether existing evidence is substantial, we consider evidence that detracts from the Commissionerâs decision as well as evidence that supports it. As long as substantial evidence in the record supports the Commissionerâs decision, we may not reverse it because substantial evidence exists in the record that would have supported a contrary outcome, or because we would have decided the case differently.
Krogmeier v. Barnhart, 294 F.3d 1019, 1022 (8th Cir.2002) (internal citations omitted). â âWe do not reweigh the evidence,â â and we defer to the commissionerâs credibility determinations if they âare supported by good reasons and substantial evidence.â Gonzales v. Barnhart, 465 F.3d 890, 894 (8th Cir.2006) (quoting Baldwin v. Barnhart, 349 F.3d 549, 555 (8th Cir.2003)).
Under the social security regulations, the commissioner will generally give a treating physicianâs âopinion on the issued) of the nature and severity of [a claimantâs] impairment(s)â âcontrolling weightâ when it âis well-supported by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial evidence in [the] case record.â 20 C.F.R. § 416.927(d)(2)
Whether granting âa treating physicianâs opinion substantial or little weight,â Prosch v. Apfel, 201 F.3d 1010, 1013 (8th Cir.2000), the commissioner must âalways give good reasons .... for the weightâ she gives, 20 C.F.R. § 416.927(d)(2). The commissioner has done so here.
After thoroughly examining Clineâs hearing testimony and medical records, the commissioner afforded Dr. Allenâs opinion âlittle weightâ because it was âinconsistent with the treatment records and the objective medical evidence as a wholeâ and was ânot supported by [Dr. Allenâs] own physical examinations [of Cline] and the objective test results.â In particular, the commissioner noted Dr. Allen reported in March 2009 that a physical examination of Cline was ânegative for abnormalitiesâ yet opined a few weeks later that Cline had significant limitations due to a disc bulge, osteoarthritis, and possible fibromyalgia. Recognizing Dr. Allenâs statement did ânot contain citations to medical tests or diagnostic data,â the commissioner concluded Dr. Allenâs finding of a disc bulge based on the 2005 CT scanâ which noted only a âtinyâ protrusion but âno significant central canal or neural foraminal narrowingâ â was inconsistent with more-recent MRI scans showing no bulge and no significant abnormalities. In evaluating the 2010 MRI and determining Cline had the residual functional capacity to perform light work, the commissioner partially credited the medical opinions of Clineâs other treating and examining physicians, including Dr. Campbell,
Cline concedes âDr. Allenâs treatment notes do not show radiological or clinical findings relating to osteoarthritis or fibro-myalgiaâ but suggests the commissioner should have assumed there was some undisclosed support underlying Dr. Allenâs assertions or should âfill in the missing clinical findingsâ from â[t]he notes and reports of other doctors.â The commissioner need not patch the holes in a treating physicianâs porous opinion nor give the opinion controlling weight under such circumstances. See 20 C.F.R. § 416.927(d)(2); Piepgras v. Chater, 76 F.3d 233, 236 (8th Cir.1996) (âA treating physicianâs opinion deserves no greater respect than any other physicianâs opinion when [it] consists of nothing more than vague, conclusory statements.â).
Clineâs lack of âcredibility regarding both the severity of her impairments and the limitations that they imposeâ also undermine Dr. Allenâs statement, which expressly relied on Clineâs subjective complaints of pain and discomfort. The commissioner partially discredited Clineâs testimony because Cline was âuntruthful with treating and examining physiciansâ and exaggerated âthe intensity, persistence, and limiting effectsâ of her symptoms. Specifically, the commissioner found Cline undermined her credibility by ârepeatedly stat[ing] she has bulging discs in her backâ despite âMRI scans [that] have not revealed any significant abnormalities to explain [Clineâs] subjective complaints.â âThe [commissioner] was entitled to give less weight to Dr. [Allenâs] opinion, because it was based largely on [Clineâs] subjective complaints rather than on objective medical evidence,â Kirby, 500 F.3d at 709, and could further discount or disregard any conclusions based on Clineâs discredited subjective complaints. See Gaddis v. Chater, 76 F.3d 893, 895 (8th Cir.1996).
Upon careful review of the record, we are satisfied the commissioner did not err in affording âlittle weightâ to Dr. Allenâs opinion, and we conclude âsubstantial evidence in the record as a wholeâ supports the commissionerâs decision that Cline was not disabled under the Act. Ford, 518 F.3d at 981.
III. CONCLUSION
For the reasons stated, we affirm the denial of benefits.
. The Honorable J. Thomas Ray, United States Magistrate Judge for the Eastern District of Arkansas, presiding with the consent of the parties pursuant to 28 U.S.C. § 636(c) and Fed.R.Civ.P. 73.
. At step four, the ALJ, noting Cline had been "untruthful with treating and examining physiciansâ and had exaggerated her symptoms, 'concluded Clineâs subjective complaints were not entirely credible. See Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir.1984) (order) (describing factors to consider in evaluating the credibility of a claimantâs subjective allegations of pain and disability).
. For clarity, we note the agency moved the operative language from § 416.927(d)(2) to § 416.927(c)(2) in 2012.
. Part of the decision refers to Dr. Roberts when it is clear from the analysis that the commissioner is relying on Dr. Campbellâs report.